A Miao Christian community in Yunnan

Maidichong

Among the “underground historians” highlighted by Ian Johnson in his latest book Sparks is the documentarian Hu Jie 胡杰. I mentioned his 2016 film The songs of Maidichong village (Maidichongde gesheng 麦地冲的歌声) in my introduction to the China Unofficial Archives site, but it deserves a separate post (for more, see this review by Max Berwald, cited below).

Here’s the film:

Opening strikingly with an elderly village woman singing the hymn Amazing grace to camera, the story is told without apparent rancour by stoic, quietly determined peasants and church elders; by an itinerant rural dentist—and in several thoughtful reflections, a veteran cadre, former secretary on the Yunnan Party Committee, who often visited the village on government business during the high tide of Maoist campaigns:

People’s hearts began to change. At first they were close to the Communist Party, because you brought them practical benefits—land reform. But then came the People’s Communes that actually deprived the peasants of what they were given. Moreover, the famine that followed was what they remembered most. I remember the embarrassment going down to the countryside to implement the minorities policy. We asked them to start by pouring out their past woes [suku 诉苦]. When they did that, they all began with the famine during the Great Leap Forward, all about the commune canteen that made people starve.

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Maidichong, a Miao (Hmong) village just north of Kunming, was evangelized in 1903 by the English Methodist pastor Samuel Pollard.

Maidichong 5

Under Maoism, serious repression intensified with the 1958 Great Leap Forward. We learn of the life, works, and martyrdom of Reverend Wang Zhiming, brutally executed late in the Cultural Revolution:

His death marked a moment of violent confrontation between two competing modernization programmes: Christian missionary modernization, itself part of a colonial project, and nationalist, communist modernization. Both were interested in bringing literacy and modern healthcare to Maidichong—both regarded as key social indicators of development to this day—and both claimed the authority to name the sacred.

Both movements, as Berwald comments, promised “modernity in exchange for loyalty to a political project”. He asks, “How can memories of Christian missionary work ever be mobilized on behalf of a history of resistance by oppressed peoples?”

As one Reverend explains to Hu Jie, Christianity appealed particularly to the Hua Miao subgroup, whom he describes as among the most exploited and impoverished of Miao peoples in the region in the late imperial era.

Screenshot

1980, when the central Party leadership finally implemented a more open religious policy.

A theme common among devotional communities: younger generations since the reform era, lured by material prosperity, modern pop and media culture, are losing commitment to the faith; “development”, which once led people to Christianity, is now drawing them away from it. Still, the Yunnan authorities remains wary of such groups, mounting periodic campaigns.

As Berwald observes, the film doesn’t come across as a portrait of a community in crisis; Hu Jie’s questions don’t force a reckoning with a traumatic past (I suppose this is a similar approach that dawned on me in my studies of Gaoluo village and the Li family Daoists). Berwald concludes:

The faith of this community appears starkly contingent, with the film offering neither an indictment of the imperialism of British missionaries or of any state formation. Rather, what we have is a Christian community freely practicing its faith and remembering particular histories. Songs From Maidichong does not stoop to preach, insisting only “this too”, and forsaking polemical fury as it does so. How radical such an approach appears depends on the audience.

Ian Johnson lists many of Hu Jie’s other documentaries in Sparks. I’ve also just been watching Remote mountain, an utterly bleak film set in the barren northwest, cited in n.1 of Social issues in rural Henan.

* * *

The many rural Christian communities in Yunnan have attracted considerable research, not least from ethnomusicologists. Alongside his studies of Daoist and Buddhist ritual music there, Yang Minkang 杨民康 has published extensively on the topic, e.g. Bentuhua yu xiandaixing: Yunnan shaoshu minzu Jidujiao yishi yinyue yanjiu 本土化与现代性: 云南少数民族基督教仪式音乐研究 (2008).

For the story of a determined community of underground Catholics in north China, click here. Of course, indigenous religious groups too, and indeed the whole of Chinese society, have been subjected to severe traumas, both under Maoism and since the 1980s’ reforms: see e.g. Cultural Revolutions, China: commemorating trauma, and Memory, music, society.

China Unofficial Archives

minjiian dang'an

Following Ian Johnson’s recent book Sparks, with the intrepid underground journalist Jiang Xue and others he has created an important new website

Making a valuable corrective to Party propaganda, it’s a repository of alternative sources on the history of modern China,

dedicated to making accessible the key documents, films, blogs, and publications of a movement of Chinese people seeking to reclaim their country’s history. Unlike official government or university archives, the China Unofficial Archives is open, free, and accessible to anyone from any walk of life. The site is fully bilingual in Chinese and English.

See also the initial curator’s notes.

The site is still growing, with new sources in the pipeline. The sidebar lists useful rubrics:

  • Era
  • Format
  • Theme
  • Creator.

Themes—covered by Western academics (see e.g. Cultural Revolutions, and under my Maoism tag), but whose Chinese sources are less easily accessed—include

  • Land reform before and after 1949
  • Covid-19
  • Famine
  • Farmers’ rights and rural issues
  • Non-Han ethnic minority groups
  • Women and feminism,

and (still in progress),

  • Faith-based persecution and crackdown—including yet another moving film by Hu Jie on the tribulations of a Christian Miao community in Yunnan, Maidichongde gesheng 麦地冲的歌声 (The songs of Maidichong village, 2016), subject of a separate post.

I will doubtless be posting on some topics that particularly interest me—for instance, I’m keen to get to grips with

one of the rare official Chinese publications on what remains a highly sensitive subject (cf. Gansu: connecting social trauma and expressive culture, and sequel).

minjiandanganguan famine

Note also the Other resources menu. For updates, follow on Twitter.

Kuzguncuk 1955

Modifying the image of inter-ethnic harmony

1955 cover

Since I’ve been spending so much time in the neighbourhood of Kuzguncuk on the Anatolian shore of Istanbul, I’ve followed up Amy Mills’ fine study by reading

  • Emircan Kürküt, Anti-Greek riots of 6-7 September 1955 and their effects in Istanbul’s Kuzguncuk quarter (2019).

Impressively airing delicate topics, Kürküt uses a range of archival and published sources (notably the work of Nedret Ebcim and Dilek Güven), and like Mills, he’s sensitive to the locals’ own narratives, seeing through the harmonious image. A barely-revised edition of his MA thesis, its English could have done with more editorial polishing, both for sense and fluency of reading.

Since the 198os, media images of Kuzguncuk have congealed, milking the nostalgic fantasy of ethnic minorities—Greeks, Armenians, Jews—happily coexisting with their Muslim neighbours, even though waves of Anatolian migrants have almost entirely replaced those minorities since the 1960s.

The pogroms of 6–7 September 1955 are well known in the central Pera/Beyoğlu area, on the European side of Istanbul; but a polite veil is commonly drawn over how the events unfolded in Kuzguncuk.

Rioting in Beyoğlu. Source.

Though the chapter devoted specifically to the 1955 riots in Kuzguncuk provides only limited further detail, it’s a diachronic survey, from the millet system of the Ottoman empire right through to the (Muslim) character of Kuzguncuk and Istanbul today—both before 1955 (Armenian genocide, the 1923 Greek-Turkish population exchange, the “Citizen, speak Turkish!” campaign from 1928, Thrace pogroms of 1934, the 1941 conscription of non-Muslims, the 1942 capital tax, the 1948 foundation of the state of Israel), and after (the 1964 deportations, the Cyprus military operation in 1974).

1955 map
Source: wiki.

Kürküt outlines studies of the 1955 pogrom in Istanbul, with Turkish security forces transporting people from Anatolia to take part in looting and rioting. As he notes, beyond Pera/Beyoğlu, the substantial non-Muslim populations of neighbourhoods (see map) such as Yeşilköy, Kumkapı, Moda, Fatih, Çengelköy, Ortaköy, Bebek, Eyüp, Kuzguncuk; even the Princes Islands suffered. This 2006 thesis on the long process of homogenization in Cihangir mahalle is cogent, with detailed material.

Focusing on Kuzguncuk, the multi-ethnic discourse was mobilised to deny the effects of the pogrom there. Most residents are aware that the neighbourhood was formerly dominated by non-Muslims, but rarely care to interrogate how the demographic changed. Different faith groups did indeed part in each other’s life-cycle and calendrical events; but such multi-ethnic communities were common throughout Turkey, and they weren’t necessarily a showcase for tolerance.

Population figures aren’t easy to interpret, but a 1933 census of Kuzguncuk shows that 90% of dwellers were non-Muslim. Armenians seem to have become more numerous than Jews until the eve of the 1915 genocide. While migration in the early 1960s brought Muslims from the Black Sea region, non-Muslims were emigrating to Israel, Greece, the USA, Armenia, and Australia..

As to the 1955 pogrom in Kuzguncuk, Kürküt finds archival sources to supplement often-contradictory memories. We find two common narratives (also heard in other neighbourhoods—and in conflict zones around the world): that the violence was instigated by gangs arriving from outside (notably Üsküdar just along the shore), by ship or in trucks; and that Muslims protected their non-Muslim neighbours. But while there were indeed noble instances of the latter, other Muslims helped the gangs.

Another strategy adopted by locals was to downplay the events by comparison with the violence on the European side of Istanbul. But Kuzguncuk houses, shops, and religious buildings were vandalised—displaying a Turkish flag did not necessarily save a building from attack. Rioters set fire to the Greek church, and though the blaze was soon extinguished, the building was desecrated and looted; locals protected the priest.

Four Muslim residents of Kuzguncuk were arrested. Compensation from an aid committee set up by the Istanbul Chamber of Commerce was inadequate. As elsewhere in Istanbul, non-Muslim groups had already suffered from earlier Turkifying measures; some residents claimed that they continued to coexist, but the pogrom inevitably soured relations. Non-Muslims had already been leaving before 1955, and would continue to do so until 1974; by then, those who remained were greatly outnumbered by Muslim immigrants from the Black Sea region.

Chapters 4 and 5 discuss the elimination of the economic power of non-Muslims not just by direct violence but by appropriating their properties, notably with the 1942 Wealth (Capital) Tax but also in various other ways. Here Kürküt focuses on the architectural spaces of Kuzguncuk: religious buildings and schools, houses and workplaces. As Black Sea migrants moved in, gecekondu shanty dwellings encroached on former non-Muslim sites such as the Jewish cemetery on the hill. Both the new migrants and the state colluded in the gradual expropriation. Street names were being Turkified as early as the 1930s. Naturally, shops and restaurants (hitherto owned by the non-Muslim majority) were now taken over by a new Muslim majority. Conversely, any impact from the “Citizen, speak Turkish!” campaigns largely affected people’s behaviour outside the village, such as on ferries.

Following Mills, Kürküt unpacks the founding of the Kuzguncuk mosque in 1952, right next to the Armenian church. Whereas this is paraded by the nostalgists as a beacon of inter-faith tolerance, the very fact that no mosque was needed until 1952 confirms how very few Muslims had been living there, and symbolises their growing presence.

While the 1964 deportation of Greeks took place without violence in Kuzguncuk, the Greek church and cemetery—as well as Armenian schools—were further attacked during the 1974 Cyprus military operation, which also consolidated nationalist feelings among the new Muslim majority.

With the nostalgic fantasy already firmly embedded, when Güngör Dilmen’s play Kuzguncuk Türküsü (Ballad of Kuzguncuk) was staged at the State Theatre in 2009 (excerpts; see e.g. this positive review), locals took exception to his candid portrayal of the 1955 pogrom—see e.g. rebuttals here and here.

Confounding the media portrayal of the neighbourhood, Kürküt concludes,

Kuzguncuk was not special as a result of its tolerance culture, peaceful relationship between non-Muslims and Muslims and multi-cultural property. In other words, Kuzguncuk was Turkified and homogenized by the Turkish Republic throughout history just like other non-Muslim neighbourhoods.

Similarly, I might add, there’s nothing surprising in the reluctance of communities around the world to dwell on a traumatic past. Not all genocides around the world can be publicly commemorated; perhaps the best we can hope is for that history to be publicly acknowledged (as in Germany or the USA) and not suppressed by the state (as in China). In Turkey, more liberal media would be able to counteract state propaganda. But it’s not even so rare for the silence about Kuzguncuk’s past to accompany a rosy media image.

Resisting fakelore

Kundera and Pawlikowski

Kundera

In memory of Milan Kundera (1929–2023; wiki, obituary), a favourite of mine is his first novel,

  • The joke (Žert, 1967).

Joke cover

Kundera worked on the book in the years following his expulsion from the Party in 1950. Published briefly before the Prague Spring was crushed, it shows personal and political to be enmeshed, as well as the degradation, nihilism, and duplicity of life under state socialism—through a brilliant exposé of the “fakelore” indignities to which the regime subjected traditional culture in Moravia.

For insights on the musical elements of The joke, I recommend

  • Michael Beckerman, “Kundera’s musical joke and ‘folk’ music in Czechoslovakia, 1948–?”, in Mark Slobin (ed.), Retuning culture: musical changes in central and eastern Europe (altogether a useful volume—see under Musical cultures of East Europe).

Joke film

With The Ride of the Kings pageant as the novel’s climax, Kundera saw through the propaganda:

… Tereza, when she met the chairman of the collective farm at the spa, conjured up an image of the countryside (a countryside she had never lived in or known) that she found enchanting. It was her way of looking back, back to Paradise. […]
The state supported folk music and festivals in an attempt to show, quite simply, that in this “people’s paradise” the folk, at least, were alive and well.

Cynical as Kundera’s alter ego Ludvik is, he has a genuine attachment to the folk culture that was now being distorted. But his revenge is hollow. Here’s an excerpt from the 1969 screen adaptation by Jaromil Jireš:

Just as fascinating is Jireš’ short film about the Ride of the Kings:

* * *

Cold War

All this, and more, is brilliantly evoked in the Polish movie

Ravishingly filmed in black-and-white, it’s a visual and musical tour de force. The early scenes, soon after the Communist takeover, are revealing in themselves. Fieldworkers Wiktor and Irena avidly record folk musicians in the countryside, then help develop the sanitised style of the “Mazurek” song-and-dance ensemble (based on the real-life  Mazowsze troupe), until the folk ethos is further compromised by numbers in service of the Party agenda.

My post on folk traditions of Poland opens with this brief period of energy in the collection of folk music after the Communist takeover. The soundtrack, masterminded by Marcin Masecki, illuminates the whole drama. Opening strikingly with a gutsy song accompanied by bagpipe and fiddle in a snowy village, the early scenes, with Irena and Wiktor inspired by the project, communicate the whole excitement of discovering folk culture through fieldwork (see also Musics lost and found).

As in The joke, prescriptive apparatchiks play a disturbing role. Their companion Kaczmarek, soon to become director of the new state troupe, doesn’t share their enthusiasm; this revealing exchange is horribly familiar to me from meetings with cultural cadres in China:

You’re not afraid it’s too crude, too primitive?
No, why?
Where I come from, every drunk sings like this.

Kaczmarek is also a believer in racial purity. Listening to a beautiful recording they’ve just made:

What language are they singing in?
Lemko.
Thought so. Shame.
Why?
That it’s not ours.
Mr Kaczmarek, whether it’s ours or not is none of your business.

They record a young girl singing an unadorned Dwa serduszka (Two hearts)—a song which punctuates the story in successive reincarnations:

Kaczmarek soon becomes director of the new state troupe, spouting sonorous platitudes. As Peter Bradshaw comments:

Of course, they are not “welcoming tomorrow”—they are welcoming the past, a hyperreal, state-sanctioned, quaintly fabricated time of “folk” tradition that will combine Soviet obedience and ethnic conformity. […]
This kind of genteel artistic display is vital for foreign diplomacy, for establishing relations with Russia and a prestigious display for the west. It is a world of privileged foreign travel, with fears of defection.

Auditioning for the troupe is young singer Zula. Though she looks the part, she’s “a bit of a con”— not from politically-correct peasant stock, on probation, and choosing to sing a song learned from a Russian movie. Himself resistant to ideology, Wiktor is charmed by her energy, spirit, and originality. As Zula goes “from victim to victor and back again”, their fatal attraction now unravels over fifteen years from Poland to East Berlin, Paris, and Yugoslavia.

Cold War 3

While many peasants were nonplussed by the state troupes’ misappropriation of their culture, the film does well to observe that this new sanitised style was welcome to some audiences who perhaps (like Kaczmarek) found folk music unpalatable in its raw form. After one glossy spectacle, an audience member comes up to Wiktor and Irena:

I never believed in all this folky stuff. But this—it moved me. You are a genius. To take something so… and make it so beautiful. Thank you both—this is the most beautiful day of my life!

At a tense meeting a stony-faced Party Boss dictates the direction the troupe is to take:

In your repertoire you access priceless treasures of our People’s culture. This is highly commendable. We want you to become a living calling-card for our Fatherland. But I think it’s time for you to add something new to our repertoire—about Land Reform, World Peace and the threats to it. A strong number about the Leader of the World Proletariat. And we, in turn, will do everything in our power to show our gratitude. […]

Irena politely protests:

I would like to express gratitude on behalf of the whole ensemble for your appreciation of our hard work. But when it comes to our repertoire, it’s based on authentic folk art. The rural population doesn’t sing about Land Reform, Peace and Leaders—simply doesn’t do it, so it would be difficult.

But the canny Kaczmarek hastily reassures the Boss:

Comrade Bielecka, I assure you that our nation is not so ignorant, including its rural elements. Quite the contrary. And it will sing about those issues—as long as it is encouraged, and given direction. This, I believe, is exactly what I believe the role of our ensemble should be.

The principled Irena soon quits, while Wiktor (a male archetype straight out of a Kundera novel) bides his time as musical director—and as Zula’s lover. Not to toe the new ideological line could destroy lives.

And all that’s just in the first half-hour—essential viewing for the impact of state socialism on expressive culture, more eloquent than volumes of worthy academic analysis.

While the ensemble is in East Berlin on tour in 1952, Wiktor defects, going on to eke a living at a jazz club in Paris. Over the following years the lovers’ brief encounters become ever more bleak as they come together and pull apart, until the degradation of their final meetings back in Poland, crossing paths again with Kaczmarek. Peter Bradshaw again:

A love affair thrashes and wilts in the freedom of a foreign country, and then begins to submit to the homeland’s doomy gravitational pull.

Cold war richly deserves all the praise it has gained. Now I’m also keen to watch Pawlikowski’s 2013 film Ida (trailer here), set in 1962.

Under Life behind the Iron Curtain, see also Czech storiesMadonna pilgrimage in Communist Poland, and Polish jazz, then and now.

* * *

The state’s manipulation of folk culture that Kundera and Pawlikowski evoked was a common element throughout the Soviet bloc, such as sharovarshchyna in Ukraine—and also a major theme in China.

sfg-50s

The great Yang Yinliu made wise comments as early as 1953 on the gulf between folk and conservatoire styles—ideological tensions that were replicated in countless county-towns (for a renowned peasant ensemble “blowing with the wind” during the 1958 Great Leap Forward, see Ritual groups of Xushui, under Qianminzhuang; cf. A Daoist serves a state troupe).

And the impasse has continued in the “Golden Age” myth, idealising the Glorious Past (see Debunking “living fossils”). Even in cases where local cultures have not been explicitly targeted by the state for remoulding, scholars may unwittingly impose their own agendas, notably in the flummery of “Intangible Cultural Heritage“. See also Different values, and The politics of ethno-trad.

“Strange Culture”: whose heritage?

To further my education on Uyghur culture (series listed here), along with the work of Rachel Harris and others, I’ve been admiring

Musapir is a Uyghur scholar now based in the west, publishing under a pseudonym. Until the clampdown she/he was carrying out research for the Xinjiang Folklore Research Centre (XFRC), led by Uyghur anthropologist Rahile Dawut, working with local communities “to create a digitised knowledge base that could both exist within the state’s ICH framework and honour local cultural protocols and knowledge”.

Dawut
Rahile Dawut on fieldwork, before she was detained.

The project was “abruptly shut down when Dawut was disappeared in 2017 and the XFRC was abolished as part of the state’s crackdown in Xinjiang”. But there was already a widening gulf between the lives and practices of knowledge-holders and the discourse of “intangible cultural heritage”:

the entanglement of ICH and stability discourses and policies created a highly sensitive and confusing environment within which villagers were constantly trying to understand what was “heritage” and what was illegal practice. […]

Musapir illustrates this with a telling vignette about “Hesen Aka”, a Uyghur elder from one of Kashgar’s vibrant oasis villages, “a holistic practitioner of Uyghur narrative, musical, and healing traditions who has spent his life transmitting Indigenous knowledge and lifeways through prose, poetry, melodies, and ritual practices that have been passed from master to student for generations”:

As a designated regional-level bearer of Intangible Cultural Heritage (ICH) for Uyghur folk songs, Hesen Aka had been assigned to perform “red songs” in villages and at regional events. At that day’s meshrep, he played a traditional two-stringed instrument as he sang There is no New China if there is no Communist Party, The East is Red, and other songs praising the state’s family-planning and poverty-alleviation policies. That night, when it was almost midnight, a woman with a small toddler in her arms knocked softly on his door, affixed to which was a sign in both Chinese and Uyghur, “Glorious Red Singer”. The woman asked Hesen Aka to perform a healing ritual for her son who had a fever and was groaning with pain. “It’s too dangerous”, Hesen Aka said. “If I use the drums, it might draw attention, so it is not good for you or me.” But the woman insisted, pleading very softly, and he finally agreed. He told me to bring some warm water and candles, and then started the ritual, presenting some dried fruit, nuts, and pieces of white cloth as offerings before starting to gently tap upon a drum. He recited some verses in Arabic from the Quran and in another language that I did not recognise, and lastly offered some Uyghur-language munajet [supplications] in the Yasawi style. When he finished, he offered the food and cloth to the woman, telling her that her child had caught the evil eye and she must ensure he rests well. The mother thanked him with tears and quietly left.

Ashiq
Still from Ashiq, the last troubadour.

I’ve always recoiled from the flummery of UNESCO’s “Intangible Cultural Heritage” (ICH) programme, both generally and for Han Chinese traditions. If its effects have been bad enough for the latter, its alienating effects are even more flagrant among ethnic minorities, as Rachel Harris and others have noted. It has been “used to further Chinese state nation-building in ways that do not meaningfully include the grassroots knowledge and holistic practices of Indigenous communities.” In Xinjiang, “top-down ICH policies have been implemented in tandem with increasingly repressive security policies and anti-extremism discourse”.

In a fine section entitled “Lost in translation: ICH as ‘Strange Culture”, Musapir unpacks linguistic incongruities. While the Chinese term fei wuzhi wenhua yichan is cumbersome and alien enough, it becomes even more so in the Uyghur version gheyri maddi medeniyet mirasliri. It was “the language of the state, routinely encountered as official jargon or media-speak that was difficult to relate to”. People were widely aware of the term, often heard on TV, but even its designated representatives seldom used it in conversation (cf. Tibetans).

As Musapir explains, gheyri means “different” or “strange”, and carries a negative connotation; thus the term gheyri maddi was often misunderstood by Uyghur villagers to mean “odd” or “weird” rather than “other-than-material”. Rather as the ponderous Chinese term is abbreviated to feiyi, Uyghurs abbreviate gheyri maddi medeniyet mirasliri to gheyri medeniyet, literally “odd culture” or “strange culture”.

The negative connotation of gheyri in everyday life was compounded by its wide usage in the so-called People’s War on Terror. In this context, gheyri was used in the sense of “strange” or “odd” as a descriptor for practices that had been criminalised as “extremist”. For example, public information broadcasts and posters pasted on billboards on the side of the road that announced the ban on Islamic clothing would instruct people: “It is forbidden to wear strange clothes” (gheyri kiyim keymeslik).

Thus “there was a disconnect between what was officially celebrated as ICH and the heritage that knowledge-holders like Hesen Aka carried and embodied.” Mutatis mutandis, I would apply the following account to ICH projects for the Han Chinese too:

Uyghur practices deemed “outstanding” and inscribed on UNESCO or on national- and provincial-level ICH lists have mostly been reduced to the forms of song, dance or handicrafts. Integral parts of these practices that have a religious connotation, as well as associated traditions such as Sufi rituals, healing ceremonies or ancestral relationship, have been disregarded. As such, ICH plays an important role in the long line of China’s civilising projects, constructing and validating “authentic” versions of Uyghur culture that are stripped of religious or “superstitious” elements.

Musapir goes on:

Supporting the carriers of ICH is an important plank of ICH discourse. However, the knowledge-holders whom I met were clearly struggling for survival. The political pressures they were under were tremendous. With almost no public gatherings being permitted, and even private practice of anything with religious content becoming increasingly risky, many had also lost their only source of income. Some, like Hesen Aka, had joined official song and dance troupes or become “red singers” performing at state-approved meshrep and weddings in villages, at regional events and on state media. Others had become farmers or peddlers, but were struggling to adapt, having been professional storytellers, musicians and (in some cases) healers for their whole lives.

Noting the poverty of the region, he comments:

On one occasion, when I enthusiastically tried to explain the difference between tangible and intangible cultural heritage to a local woman, she retorted: “Tangible? Intangible? Are they edible?” This brought me back to the reality of what was important to them at that very moment, and the vast chasm between their lives and the authorised ICH discourse that had marginalised and alienated them from their embodied Indigenous knowledge.

“Hesen Aka” was detained in 2018-19 and died soon after being released—just one among innumerable victims of the Chinese state’s repressive policies in Xinjiang.

China’s hidden century

Following the flummery of the Coronation, I keep finding myself perplexed by the ways in which elites dominate images of society.

BM catalogue
Exhibition catalogue.

The new exhibition at the British Museum, China’s hidden century, is a splendid idea. If the Qing dynasty is a poor cousin of the Ming, the 19th century has suffered by comparison with the long and glorious early-Qing reigns of the Kangxi (1661–1722) and Qianlong (1736–95) emperors. So it’s a worthy mission to reinstate the period, “often defined—and dismissed—as an era of cultural decline”, amidst economic crisis, uprisings, and foreign invasion. The Opium Wars of the 1840s marked the beginning of a “century of humiliation”, the late Qing making one of several instances of hitherto thriving empires that now suffered in turn at the hands of foreign imperialism (cf. Pankaj Mishra on the wider context of Ottoman modernization, at end of this post).

Attending a preview of the BM exhibition, I’m reminded that museums and art galleries, and indeed libraries, depend largely on material that reflects the values of a tiny minority of urban educated people (mainly men). This approach was long standard for most societies, but it’s clearly one that more recent historians have been seeking to refine. And of course, like books, artefacts are silent and immobile. Now I don’t mean to give you another of my “What About the Workers?” rants; I quite understand the brief of museums, and the culture of elite minorities has a rightful place alongside those of other social groups. But as anthropologists and ethnomusicologists seek to engage fully with the “red and fiery” nature of performance in local society, the limitations of both museums and elites soon become apparent (see e.g. Society and soundscape, and What is serious music?!).

yyl-on-xiaoSo I’m grateful to the exhibition for stimulating me to revisit some of my own material from the field. In this I’m always in awe of the incomparable erudition of Yang Yinliu (1899–1984). Brought up in Wuxi during the final years of the Qing dynasty, Yang learned instruments from Daoist priests from the age of six, going on to join the refined Tianyun she society and to become a fine exponent of qin zither, pipa and sanxian plucked lutes, while supplementing his training with an education in Western culture.

In his research he had a rare grasp of both early and later imperial history, and at the helm of the Music Research Institute in Beijing after the 1949 “Liberation” he embodied continuity with Qing traditions of performance and scholarship, as well as directing major fieldwork projects.

Proverb
I’m used to people (often local officials, indeed) citing this saying to explain
the inability of Communist policies to penetrate the countryside (an instance here),
but of course its original usage referred to imperial society.

In her online essay, exhibition curator Jessica Harrison-Hall asks,

How did Chinese cultural creativity demonstrate resilience in the face of unprecedented levels of violence in the long 19th century?

In the countryside some ritual and other performing groups suffered interruptions from warfare. Around Jiangsu, the Taiping rebellion must have disrupted some groups; but rather few local traditions were affected by military conflict, and those that were, recovered quite soon. The ritual association of Hejiaying village just south of Xi’an was caught up in conflict soon after the outbreak of the Hui rebellion in 1862, with instruments and scores destroyed and performers killed. The association was only able to relearn much of its repertoire in 1915 from the nearby village of South Jixian; both groups are still active today. I’d like to learn more about reasons for this remarkably long period of inactivity—much longer, for instance, than that between the 1949 Communist takeover and the 1980s’ reforms.

Xi'an village festival, 1950s.

Xi’an village festival, 1950s.

Through the 19th century a major change in local societies was the arrival of Christian missionaries, vividly documented for Shanxi by Henrietta Harrison. By 1900, as the Qing regime went into terminal decline, tensions with traditional religious communities led to the Boxer uprising, when Catholics around Beijing and Tianjin were massacred (as in Gaoluo)—with village ritual associations supporting the Boxers against the Allied armies. Senior villagers whom we met in the 1990s had heard many stories about the events from their parents.

The exhibition has five main themes: court, military, artists, urban life, and “global Qing”. As the online introduction explains,

The show illuminates the lives of individuals—an empress, a dancer, a soldier, an artist, a housewife, a merchant and a diplomat.
Visitors will glimpse the textures of life in 19th-century China through art, fashion, newspapers, furniture—even soup ingredients. Many people not only survived but thrived in this tumultuous world. New art forms, such as photography and lithographic printing, flourished while technology and transport—the telegraph, electricity, railways—transformed society.

This makes sense as far as it goes; but while seeking to reach beyond the elite, whose culture is only the tip of the iceberg in any era, it can hardly address the poor rural areas where the vast majority of the population lived—so any attempt to broaden the topic rather depends on “going down” to the countryside. The evidence for material and expressive cultures may also invite significantly different perspectives. When Dr Harrison-Hall writes “Representing the millions of people who were not wealthy is a challenge as so little survives”, she refers to the material culture preserved in museums. Among the folk, local traditions of ritual and music that endured throughout the troubled 20th century go back multiple generations; many groups preserve early artefacts such as instruments, scores, ritual paintings, and pennants, but more importantly they transmit life-cycle and calendrical rituals that were being modified in ways that can rarely be glimpsed—even in the wealth of field reports for Hebei, Shanxi, and elsewhere in my series on Local ritual.

Niu JinhuaThis reflects another common difficulty: we often seek to document history through major, exceptional events, whereas for peasants customary life is more routine. And apart from artefacts, much of the history of this (or any) period lies in oral tradition—which doesn’t lend itself so well to exhibitions.

Nor do women play a greater role in the traditions I’m about to outline; while we regularly came across elderly women with bound feet, they had hardly been exposed to the public activities of the village with which we were concerned (for posts on gender in China and elsewhere, click here; right, women of Gaoluo).

Even the rubric of “Qing court music” is already broad.

Qinxue rumenFrom Qinxue rumen (1864), with the innovation of gongche solfeggio
added besides the tablature.

The elite solo art of the qin zither is a close ally of museums, having an intrinsic bond with calligraphy, painting, and poetry. Again, qin scholars tend to focus on tablatures from the Ming and early Qing, but John Thompson’s definitive site lists around fifty such volumes from the 19th century. Within this tiny coterie, collections like the 1864 Qinxue rumen 琴學入門 and the 1876 Tianwen’ge qinpu 天聞閣琴譜 must have been in more common circulation than were early manuscripts.

XSBK
Xiansuo beikao score, copied by Rong Zhai in 1814.

It’s also worth observing that there was constant interplay between folk and elite traditions. In Beijing the Manchu-Mongol court elite, such as prince Rong Zhai, were patrons of lowly blind itinerant street performers, with whom they performed a recreational chamber repertoire. For the 19th century we have names (and not much else) of musicians like the blind sanxian player Zhao Debi, and Wang Xianchen, a protégé of the empress Cixi.

XS early
“Musiciens Chinois. légation a Pékin”, Paul Champion, 1865/1866.

In 19th-century Shanghai, the paraliturgical instrumental ensemble of Daoist temples gave rise to the new secular style of silk-and-bamboo, with amateur clubs thriving right down to today. And we can even listen to recordings of music from the late Qing, such as those made by Berthold Laufer in Beijing and Shanghai. Even later releases (e.g. here) reflect an tradition that was unbroken from those times.

* * *

WTS monks and luohan
Former Buddhist monks from Wutaishan with the exquisite arhat at the British Museum, 1992.

As to local temples, again we tend to focus on early dates when they were founded rather than on their social life thereafter, with steles commemorating their periodic renovation. In the temple network of imperial Beijing, traditions of shengguan ensemble which served ritual were inter-related. The Zhihua temple, built in 1443 as the private temple of a Ming eunuch, is famed for not only for its architecture but for its shengguan music, for which we have a precious gongche score from 1694.

Here it’s worth clarifying a significant misapprehension. As with notations for other genres (for the qin zither, the Beijing entertainment repertoire, or the village ritual groups we meet below), the date of copying was always long after the pieces came into currency. Scores were not consulted during performance, but constituted a prestigious artefact for their custodians. So the 1694 score of the Zhihua temple was not “composed” then; moreover, through the 19th century, long after the temple had lost its imperial prestige, the musical monks (yiseng 藝僧) of a network of Beijing temples continued to exchange and recopy scores—an energy that we can only imagine (I eagerly await the publication of Ju Xi‘s research on the evolution of the temple, in the next volume of the major EFEO series Epigraphy and oral sources of Peking temples). Meanwhile, temples in not so distant towns like Chengde and Shenyang were also acquiring new ritual repertoires.

South of Beijing, most village ritual associations on the Hebei plain seem to have been attracted by the same myths as the elite, tracing their history back to the Kangxi and Qianlong eras, or even the Ming—mostly on the basis of long oral tradition or early artefacts. While fieldworkers tend to dismiss the Chinese scholarly fashion for seeking “living fossils” in local traditions, when we extend our enquiries beyond contemporary observation to the past, perhaps we too are guilty of focusing on such early clues, rather downplaying references to 19th-century reign-periods:

Jiaqing 1796–1820
Daoguang 1821–50
Xianfeng 1850­–61
Tongzhi 1862–74
Guangxu 1875–1908

Yet despite the successive upheavals of the 20th century, visiting such groups in the 1990s we gained an impression of remarkable continuity.

Miaoyin transmission 1920
Recopyings of shengguan scores transmitted by Miaoyin,
including Tongzhi 13th year (1874). Hanzhuang village, Xiongxian, 1920. Photo: 1993.

Mostly we have to imagine Buddhist and Daoist priests arriving in rural temples to invigorate village ritual associations. In villages around Xiongxian county, the Buddhist monk Miaoyin transmitted a magnificent repertoire of shengguan suites in 1787, whose gongche scores were periodically recopied over the following 150 years.

S. Shilipu yunluo
Base of yunluo gong-frame with a Guangxu-era date equivalent to 1903,
South Shilipu ritual association.

Around the Baiyangdian lake, members of the Buddhist-transmitted association of Greater Mazhuang recalled an account in their old scriptures that in the Xianfeng era (1850–61) an elderly monk called Runan, from the Xingfu si temple in Libao village in Mancheng, came here regularly for three years to teach them. Nearby in Xin’anzhuang, a 1990 history of the association lists three changes of pennant over the previous two centuries and more: Daoguang 12th year [1832], Guangxu 3rd year [1877], and Republic 26th year (1937).

Ritual artefacts, South Gaoluo:
left, dragon placard, Guangxu reign 1st year [1875] 3rd moon 15th day,
at the behest of ritual leaders Heng Yun and Shan Wenrong;
right, ritual curtain, 1892.

In the village of Gaoluo, my main fieldsite through the 1990s, a new temple built in 1844 proclaimed the identity of a separate south village. In 1875 a “dragon placard” asserted allegiance to the new emperor, and a ritual curtain from 1892 was still displayed in the lantern tent for the New Year’s rituals in the 1990s (see early history, and ritual images).

Among ritual associations in this region the popular “southern music” that competed with the “classical” shengguan instrumental ensemble is commonly dated to the early 20th century, but Qianminzhuang in Xushui county (later famed during the Great Leap Forward) was among several village associations said to have learned in the Xianfeng era (1850–61) when the Daoist priest Wang Leyun came from Nangong county to transmit the style.

Genealogy of the Li family Daoists, from Li Fu, first in the lineage to learn Daoist ritual
in the 18th century (see also Customs of naming).

Our perspectives change once we engage with living traditions. By the 1990s, when we met senior ritual specialists born around the 1920s, they could often list the names of their forebears back five or more generations. Even if we can rarely do more than document their names, they would naturally feel more of a connection with their grandfathers than with earlier ancestors. For Shanxi, I think of hereditary household Daoist traditions like that of the Li family Daoists in their home village of Upper Liangyuan; if only we could learn more about the life of Li Qing‘s great-grandfather Li Xianrong (c1851–1920s), some of whose ritual manuals the family still preserves.

Left: manual for Presenting the Memorial ritual, copied by Li Xianrong.
Right: Li Manshan discovers temple steles.

Temples continued to be restored throughout the late Qing. The village’s Temple of the God Palace (Fodian miao) fell into disuse after Liberation (see our film, from 08.25), but we found a stele composed  in Guangxu 6th year (1880), the year after the villagers completed a new bell tower and four priests’ rooms in gratitude for the end of a drought following a rain procession in Tongzhi 6th year (1867). But severe droughts again afflicted Shanxi from 1876 to 1879, so perhaps the stele further offered gratitude for this second recovery.

Another instance from Shanxi: we can trace the hereditary transmission of the Zhou lineage of Complete Perfection household Daoists in Shuozhou county. Of the third generation, probably active from the late 18th century, Zhou Laifeng was a temple Daoist, his younger brother Zhou Lailong a household Daoist.

Yuhuang miao ms

Their descendant Zhou Erdan showed us a manuscript Yuhuang shangdi beiji (above, probably copied by his uncle Zhou Fusheng), that reproduces an 1813 stele of the Yuhuang miao temple in Shuozhou town, mentioning the brothers’ fine calligraphy.

Tianjin huanghui tuFrom Qing-dynasty Tianjin Tianhou gong xinghui tu 天津天后宫行會圖.

Yet another instance of a tradition maintained through from the 18th to the 20th centuries is the “imperial assembly” of Tianjin, in this case among folk dharma-drumming associations.

* * *

Wanhe tang 1993
Wanhe tang musicians, 1993, heirs to an illustrious tradition.

As to local traditions of narrative singing and opera, the respective provincial monographs of the great Anthology of folk music of the Chinese peoples (Zhongguo quyi zhi, Zhongguo xiqu zhi) contain much evidence for both material artefacts and oral tradition (e.g n.2 here; further citations in posts under Chinoperl). Near Suzhou, the Wanhe tang Kunqu association was founded in the second half of the 19th century, performing largely for life-cycle ceremonies.

In Shaanbei, the Yulin “little pieces” are said to have been transmitted outside the regional court in the Daoguang era (1821–50) by Li Diankui and his son Li Fang—and the brief biographies throughout the volumes of the Anthology introduce many locally-renowned 19th-century performers. The style of the “little pieces” is thought to be influenced by opera troupes brought by Qing-dynasty regional governors from the Jiangnan region; some local scholars claim that it was based on the opera of Hunan, which may have been brought during the Tongzhi reign (1862–74) by a company attached to a division of Zuo Zongtang’s Hunan army on campaign in the region.

nanyin 86
Nanyin in Quanzhou, 1986.

Further evidence is to be found in the riches of Hokkien culture of south Fujian, such as the exquisite nanguan (nanyin) ballads—the study of which is again rooted in the search for early origins rather than its vibrant later life. Similarly, scholars of  Daoist ritual set their sights firmly on Tang and Song texts, but monographs on local household altars around south China also contain material on 19th century transmissions, including particularly rich collections of ritual paintings and manuals.

Huapencun 2Mural (detail), Shrine to Lord Guan, Huapen village, Yanqing, Beijing suburbs, ~1809.

And to return to rural north China, Hannibal Taubes’ extraordinary fieldwork reveals that painters of temple murals were just as creative through the 19th century as in earlier and later periods. As he notes,

Late Qing murals are characterised by strong use of blue and white. While all of the old themes continued to be painted, a variety of new types of painting appeared in this period, some of them seemingly unrelated to anything which had come before. Important new developments include: new genres of opera-stage murals, often incorporating Western architecture, figures, or text; paintings connected to the Yellow River Formation 黃河陣 ritual; and a large number of rather eccentric Buddhist murals commissioned by charismatic wandering monks.

* * *

Given its parameters, the BM exhibition is very fine; here I’ve just offered a few suggestive instances of the potential for documenting grass-roots history through local fieldwork. Much as we may hope to broaden the social base of our enquiries, it’s often hard to say much more than this: despite growing challenges, rural and urban ritual and performing groups, founded in the 18th century or earlier, maintained activity not only through the late Qing and Republican eras, but even after the 1949 “Liberation” and the convulsive campaigns of Maoism. Still, as the exhibition reminds us, it’s important to join up the dots between the late Ming/early Qing and the 20th century; and whether or not we spell it out, the late imperial period makes a constant backdrop to our fieldwork.

Man in hat sits on chair

JPM Daoist
Daoist ritual in the Jin ping mei: click here.

Like the Great Plague and the Cultural Revolution, the Coronation is history, whether we like it or not. My flimsy excuse for adding to the endless discussions is that it reminded me of China—the role of Daoist and Buddhist ritual in propping up the status quo, and the way that peasants too buy into the “imperial metaphor” (see also Catherine Bell on ritual, including state ritual). I can be mildly impressed by the opulence of grand Chinese or Ottoman ceremonies, but being English I have more of a right to query the validity of our own.

The Anglican Church—another irrelevance to a growing segment of the population—plays a major role in “legitimising” the charade of the Divine Right. Yet again Monty Python and the Holy Grail comes to mind:

I didn’t know we ’ad a king—I thought we were an autonomous collective.

Awed deference is only to be expected from the BBC, toeing the Party line, but even on Channel 4 interviewees mustered platitudes, with Cathy Newman making a futile effort to feed them with alternative viewpoints. Nor could one expect usually sensible critics of irrational power like Justin Welby to demur. “Defender of all faiths” my arse. The only clue to God’s feelings on the matter came from the way it rained on the parade.

Still, nothing can detract from the sheer exhilaration of Zadok the Priest—tastefully reworked by Andrew Lloyd Webber in a benign gesture of inclusivity:

Zak the Used-Car Dealer and Nat the Bruiser (know wot I’m sayin’, right) bigged up Solly King of Da Hood, YO

Meanwhile chez the Guardian-reading tofu-eating wokerati (and I confess to making a vegetarian mapo tofu the other day—soon to be grounds for detainment without trial), some articles played it safe (“Immaculately rehearsed, touching, and Shakespearean”, or this on ritual). Compared to 1953, ritual elements are well detailed here, with an outline here of economic differences and similarities (growth and living standards; quality of life; housing; technology; public finances).

1953

Coming back for more after the Queen’s funeral, many of the riff-raff, or “subjects” (including young and poor people) may have found the display of privilege utterly irrelevant, but others took time away from their “rather gratifying” food banks (apud The Haunted Pencil) to play their own dress-up with hats and bunting—Bread and Circuses.

After all, since Brexit we’re all rolling in money, eh? But the royals aren’t exactly short of a few bob—benefit claimants with the brass neck to go on about “service”. Service my arse. Bending over backwards to feign balance, another Guardian piece concluded

Whether multimillion-pound salaries and disdain for difficult questions can really unite and represent the values of a modern democracy remains to be seen.

Um, no it doesn’t. James Butler in the LRB saw right through the display. Yet among those whom the status quo benefits and harms, some support it, some resist; apathy too seems to cross class borders—I’d like to see figures broken down (“by age and sex”).

Taking the conservative viewpoint as read, I append a selection of further Guardian articles below. * One can always rely on Marina Hyde (losing it at “doubtless the world’s most important spoon”) and John Crace. And this teenage perspective is rather fine. There’s been ample coverage of “Commonwealth” perspectives too, such as Stephen Marche, Afua Hirsch, and David Olusoga, as well as Yasmin Poole on Channel 4.

Of course irony is a modern virtue, or vice, but when we study the grandeur of imperial Chinese ritual we rarely consider the perspectives of the lowly tofu-seller. In the words of Alan Bennett’s clergyman, Stuff This For A Lark. Private eye summed up my feelings:


* https://www.theguardian.com/uk-news/2023/may/06/it-was-ludicrous-but-also-magnificent-the-coronation-stirred-every-emotion
https://www.theguardian.com/commentisfree/2023/may/07/protesters-in-handcuffs-and-nonstop-bling-this-coronation-has-been-an-embarrassment
https://www.theguardian.com/uk-news/2023/may/06/the-coronation-latest-instalment-of-britains-longest-running-costume-drama-is-a-bit-of-a-damp-squib
https://www.theguardian.com/uk-news/2023/may/05/coronation-extravaganza-sits-badly-in-todays-britain
https://www.theguardian.com/commentisfree/2023/may/08/coronation-desperate-nation-rotten-system
https://www.theguardian.com/commentisfree/2023/may/06/royal-occasions-not-really-about-royals-we-love-our-own-reactions

Paths for the reluctant guru

Osel 1986
The young Tenzin Ösel Hita Torres with Lama Zopa Rinpoche (left) and Geshe Sopa  (right)
in 1986, during the consecration of Lama Yeshe’s stupa at Vajrapani Institute, California. Source.

A recent Guardian article, let down by the tabloid-style clickbait headline From six-year-old Tibetan monk to teenage Ibiza raver”, led me belatedly to the intriguing story of Ösel Hita Torres (b.1985) (website, including bio; wiki).

The latest publicity is prompted by a new four-part documentary in Spanish, but his story has long been in the news. After this 1990 interview,

Vicki Mackenzie published Reincarnation: the boy lama in 1996. Two years later the BBC visited Ösel at Sera monastery in exile in south India, when he was 13, to make a documentary film:

The Guardian updated his story in 2009, and in 2012 Jolyon Jenkins made an instructive radio programme for the BBC.

* * *

The fifth of nine siblings, Ösel came from a village near Granada, where his parents had become devotees of the lama Thubten Yeshe (1935–84), an influential teacher—even if some detractors considered him a materialistic paisa lama, like many gurus.

Soon after his birth, Ösel was identified as the tulku reincarnation of Lama Yeshe, and formally recognised by the Dalai Lama. * He was brought up under the aegis of the Foundation for the Preservation of the Mahayana Tradition (FPMT), headed by Lama Zopa, a close colleague of Lama Yeshe. Vicki Mackenzie’s detailed account of Ösel’s early years can be found on this page.

Ozel DL

This lengthy footage was filmed in Holland in 1986:

Ösel’s training in Sera monastery, from the age of 6, was remarkable. His mother features in the BBC radio documentary, and offers further perspectives here (some Spanish practice). As Ösel later reflected,

They dressed me in a yellow hat, they sat me on a throne, people worshipped me… They took me away from my family and put me in a medieval situation in which I suffered a lot. It was like living a lie.

So by the age of 18 he was free to make a similar choice to that taken by Krishnamurti in 1929, walking away from the cloistered life and his role as successor of the FPMT, despite their protestations. Opting for the secular path, he was disoriented by liberal Western values (“I was amazed to watch everyone dance. What were all those people doing, bouncing, stuck to one another, enclosed in a box full of smoke?”), and having spent a period living on the streets, he studied in Canada and Switzerland before opting to study film-making (cf. The CupTypical, you wait ages for a film-making lama, and then two come along at once). He is a friend of the 23rd Gomo Tulku (“the rapping lama”), who also opted for a secular lifestyle. Now settled in Ibiza with a family of his own, Ösel recognises that his story is easily sensationalised, and he remains on good terms with the FPMT.

Osel family

* * *

Concepts of the “spiritual quest” may vary substantially over time, between cultures, and between classes. In Christian and other faiths, some monks find that the abnegation of the cloistered ascetic life loses its allure.

Of course, the situation of Tibetan centres like the FMPT, reaching out to Western followers, is very different from that of monasteries in Tibetan regions. For poor families there before the 1950 Chinese invasion (and even for some years before the radical interventions that escalated from 1956), it was almost a routine choice to send a young son to become a monk in the local monastery. In cases when an infant was identified as a tulku, to be venerated as the reincarnation of a high lama, his spiritual education would be closely supervised until he was ready to take his place as religious leader.

Since the occupation, state intrusion has often forced monks to abandon the clergy; despite the vast revival of religious life since the 1980s, the monasteries, potential hotbeds of unrest, have become ever more tightly surveilled. Ironically, the Chinese Communist Party has had to recognise reincarnation, with high lamas commonly becoming political pawns—most fragrantly in the case of the Panchen Lama Gedhun Choekyi Nyima (b.1989), “the world’s youngest political prisoner”, whose whereabouts remain unknown.

Panchen Lama campaign
Source.

Aside from state interference, it is not out of the question among the clerical rank-and-file to change course.  In Tibetan regions since the 1980s (as in pre-Communist China), among those who entered the monastic life in their youth, some have left to get married and care for a family, with little soul-searching. However, in Tibet it would be unthinkable for a tulku to abandon his role. The case of Ösel—not only a tulku but a European—is different; while his position was high-profile, with many resources having been invested in his path, aspects of the FPMT’s Western-leaning mission perhaps made his choice at least conceivable.

More often in the West one hears of making The Journey in the opposite direction: those who forsake sex, drugs, and rock’n’roll for the spiritual quest (hints of this with the Beatles, to cite another high-profile case). In Europe and north America the attraction of the Wisdom of the Mystic East grew after World War Two (some noble instances including Gary Snyder and Alan Watts), and many Westerners have devoted themselves to Tibetan Buddhism (see e.g. Donald Lopez, Prisoners of Shangri-La, 1998).

Gratifyingly, Ösel hasn’t rejected the spiritual path, but what he did renounce was becoming the object of blind veneration—an impressive choice when he had a ready-made, even cushy, career before him. I’m sure Ösel appreciates scenes from The life of Brian expressing the pressure on gurus to Bestow Wisdom upon their disciples (see note here, and at the end of my Krishnamurti post).

Still, despite his new family and outside interests, Ösel was perhaps unlikely to lead anything that resembled a Normal Life; deeply imbued by his upbringing, he has gone on to cater to demand among the Truth Seekers with an active teaching programme. While he generates far less hype than Krishnamurti, his demeanour is appealingly down-to-earth. Here’s a lecture he gave at Kopan monastery in 2012:

Many more talks online, such as here ( 2017) and here (2018).

Just as I admire those who persist in the religious life, I respect those who free themselves from it, or forge their own path—as long as there’s a thread of, um, mindfulness. After all, everyday normality is at the heart of Daoism and Zen.


* For the recognition of the Dalai Lama himself, click here (opening with the story of another “well-behaved” young lama!); and do watch the amazing footage of his own “graduation” rituals in 1958–59 (here, under “The political background”). The Dalai Lama’s early education in Lhasa was not entirely other-worldly: apart from learning English, maths, and geography, he watched films in his own private cinema. I wonder if he has commented on Ösel’s change of path.

Tibet: The Cup

Cup 1
New refugees prostrate before the abbot.

Having watched The Cup (Phörpa) (Khyentse Norbu, 1999) when it first came out, I’ve enjoyed it just as much on a recent viewing. “Inspired by true events”, it’s a most endearing film, against the spectre of Chinese repression of Buddhism within occupied Tibet (wiki; reviewed e.g. here). This glossy trailer largely fails to convey its charm!

Director Khyentse Norbu is none other than the lama Dzongsar Jamyang Khyentse Rinpoche, who worked as consultant to Bertolucci for Little Buddha. Set in a Tibetan monastery in Indian exile during the 1998 World Cup, the film was shot in Himachal Pradesh, with amateur actors (including the abbot and monks) playing themselves, resulting in what Roger Ebert calls a “cheerful truce between the sacred and the mundane”.

Cup 2Orgyen displays his “shrine”.

The plot is driven by the football-obsessed young monk Orgyen (Jamyang Lodro), and his encounters with the abbot, (longing to return to the homeland), his assistant (more tolerant than he seems), and the oracle (belittled by the younger monks).

Charged with looking after two new arrivals have just escaped from Tibet, when Orgyen leads them in sneaking out of the monastery to watch a match after dark in the nearby village, one of the new refugees struggles to climb through the fence, prompting him to come out with one of my favourite lines:

How did you manage to escape the Chinese?

Another review observes the irony of the abbot’s bemusement at “countries fighting over a ball” while the Tibetans are deprived of their own homeland. Also subtly portrayed are Orgyen’s patronising attitude towards the new arrivals from China, the monks’ lament “When will this country ever develop?”, and their distance from the local Indian community.

Cup 3
Mischief during monastic ritual.

The aspect of ritual as chore—dozing off, fooling around—makes a refreshing change from the much-touted Wisdom of the Mystic East shtick. But beyond mere drôlerie, a message of benevolent wisdom shines through, and after the dénouement of the final between France and Brazil (glimpses of a youthful Zidane!), the final homilies are as gentle as the rest of the film.

Cf. Echoes of Dharamsala and other posts under my Tibet roundup.

When the iron bird flies

*Another instalment in my education on the history of modern Tibet*

Iron bird cover

The independent scholar Jianglin Li—evidently no longer based in China—has a useful website War on Tibet, working with Matthew Akester. I’ve been reading her book

  • When the iron bird flies: China’s secret war in Tibet
    (Chinese original, Taiwan 2012; English translation by Stacy Mosher of the revised version, 2022, 550 pages).

After her 2010 book Tibet in agony: Lhasa 1959 (English version 2016), When the iron bird flies describes the brutal military conflict in Tibetan regions from 1956 to 1962, which has long remained a closely guarded secret. It supplements chapters in Tsering Shakya, The dragon in the land of snows (1999) (see his review of Li’s book) and vols 3 and 4 of Melvyn Goldstein’s magnum opus A history of modern Tibet (2013, 2019), as well as recent volumes like Conflicting memories.

The main focus of When the iron bird flies is the regions of Kham and Amdo (for some sources on the latter, click here), whose chiefdoms had always been resistant to external political power. Li’s account is based both on Tibetan accounts and classified Chinese documents within the PRC, as well as interviews with Tibetan refugees in India and Nepal.

map
Traditional Tibet, comprised of the three provinces of Kham, Ü-Tsang, and Amdo,
in current Chinese administrative divisions. Source: Marvin Cao.

For several years after occupying minority regions the Communists moved slowly; but the trigger for the convulsions of the late 1950s was “democratic reform”—their euphemism for coercive land reform and expropriations. It was launched over several stages in different provinces: in Yunnan in 1955, Sichuan in 1956, Gansu and Qinghai in 1958, and the Tibetan Autonomous Region (TAR) in 1959. Revolts broke out widely as the reforms were being imposed. Li introduces the system that soon became routine: work teams, struggle sessions, the fixing of class statuses, taxation, confiscation of grain and guns, assaults on monasteries. Even Tibetan activists groomed to the Communist cause were shocked to see the disastrous effects of reform when they returned to their localities.

The “first shot in the Khampa armed rebellion” came at Sertar county in Garzê. In response the Sichuan Party bosses only escalated the situation.

By the end of March 1956, eighteen of Garzê Prefecture’s twenty counties and forty-five of its seventy-seven townships had experienced full-scale or localised insurrections involving a total of 16,000 people and more than 8,000 firearms. During this time, fourteen land reform work teams came under attack, and ten county seats were besieged or encircled. More than 200 land reform cadres were killed, and the PLA suffered more than 300 casualties.

Reform was not invariably met by resistance:

In Middle Village and Lower Village in Ngawa’s Trokyab county, land reform was completed in about three months without conflict. But when the work team proceeded under order to Upper Village to launch land reform, it came under attack, and almost all of the thirty land reform work team members were killed.

But heavy taxation and grain confiscations led to food shortages.

Resistance by the Hor Drango (Shouling) monastery in Drango county was suppressed in March 1956. After Communist troops “annihilated more than 700 people,” “the Shouling temple’s eighty-member council sent representatives to the county’s Work Committee to deliver a written assurance that they would not resist taxation again”. This indicates that taxation was the direct reason for the Drango monks’ resistance.

As both Chinese and Tibetan sources show, with many of the most influential monks and laypeople having been recruited to official positions in the CCP system, resistance came mainly from the lower middle classes, including farmers, herders, monks, and traders. Li studies the class composition of areas, with tralpa (who leased land and cultivated their own crops) and gepa (who cultivated land or worked as servants for landowners, headmen, or monasteries):

The vast majority of peasants in these regions cultivated their own fields. Tralpa were not necessarily poor, and families with surplus labourers could engage in trade or hire themselves out. As a result, when the Tibetan regions were divided into class categories, the landlords, rich peasants, and middle peasants were mainly tralpa, whom the CCP classified as “serfs.”

As in Han Chinese regions, class classification was arbitrary and variable by locality. With land that had previously been communally owned now becoming state property,

a district designating 10 to 20% of its people as “landlords and rich peasants” meant that a relatively large portion of the middle stratum had their assets confiscated; this caused many of them to join in uprisings. [….]

 Every stage of the land reform process in Kham, from its preparations to its implementation, demonstrated the arrogance and high-handedness of the CCP regime, as well as the ignorance and brutality of its cadres.

Numerous problems in the “redistribution” of resources were intractable. Resistance to land reform was inevitable. In response the Party requested military reinforcements while mobilising Tibetans into the army—who, hastily trained, suffered the heaviest casualties. The first battle, over nine days in March 1956, was in Lithang in southwest Garzê (cf. this post).

Lithang 1957.1

Lithang 1957.2

In a series of battles, both sides suffered heavy casualties. Determined to crush all resistance, on 29th March the air force dispatched two Tupolev Tu-4 aircrafts (a gift from Stalin to Mao) to strafe and bomb the monastery. Next day the PLA made their final assault.

This battle being the PLA’s first major military operation in the Tibetan region, its shock wave was felt by both the Chinese and the Tibetans. Tibetans were shocked by the “iron bird,” a powerful modern weapon they had never before seen or heard of, while the Chinese commanders were surprised by the willpower of the Tibetan resistance. In the following years, Tibetan willpower and Chinese modern weaponry would clash over and over again.

Lithang1957.3

Southwest of Lithang, the people of Chatreng were also fiercely independent. Again, the early years of Chinese occupation were relatively mild, but in mid-February 1956,

Chatreng’s two main monasteries received a document from the work team. As Tibetans recall it, the document included seven points:

1) Lamas and monks have to be eliminated; 2) monasteries and their contents have to be eliminated; 3) worship and ritual are prohibited; 4) the wealthy and eminent members of the community have to be eliminated; 5) all land will be appropriated by the state; 6) all property will be appropriated by the state; 7) everyone has to obey the Liberation Army and serve them. If you do not agree to this, we will bomb you from the air and send troops on the ground and wipe you out. […]

The Tibetan leaders of Chatreng secretly held a meeting to discuss the document and then sent a messenger to deliver a strongly worded reply:

You officers, district heads, and soldiers are here in our land without the slightest justification, and have no business imposing these seven points, which are completely unacceptable. You had better leave immediately, otherwise we have also made our war preparations, and there is no doubt that we will fight.

From 20th March county government bases were besieged by the local Tibetans. When the surrounded Chinese finally managed to send word to Zhou Enlai, reinforcements were dispatched. On 2nd April bombers were again deployed, destroying large areas of Sampeling monastery and killing over two hundred monks and laypeople. Three monasteries in the region were bombed over nearly a month. Chatreng was destroyed.

Among the land reform work teams were many Tibetan activists trained by the Chinese. In Nyarong (yet another region long resistant to external power), 185 out of 257 members were Tibetan. The rebellion there began in February 1956, as land reform teams came under attack, with insurrections breaking out in 78% of rural townships. Again, PLA reinforcements were sent. Coercive reforms continued throughout the year.

In Ngawa prefecture, Sichuan province (focus of Barbara Demick’s Eat the Buddha), uprisings broke out from March 1956, again prompting Chinese military intervention. As elsewhere, “goodwill troupes” occasionally sought (vainly and cynically) to mollify a furious population even while persisting in reforms.

The following chapters turn to what became the TAR, where reforms were delayed, with a useful survey of the early years under occupation. But by 1956 news of the violence in Kham was causing great alarm in Lhasa among the Tibetan leadership and public. Li describes the intense diplomatic intrigue in 1956–57 surrounding the Dalai Lama’s visit to India, involving Zhou Enlai, Nehru, and the USA—as Zhou emptily promised the Dalai Lama that there would be no reforms for six years. The Dalai Lama returned to Lhasa on 1st April to find the situation increasingly tense. Meanwhile the CIA-trained Chushi Gangdruk (“Four Rivers and Six Ranges”) volunteer army prepared to resist Chinese occupation.

The “socialist transformation” continued, with forced collectivization around Golok Prefecture in 1958, as the Great Leap Backward (my apt term) caused untold suffering right across China. By August,

resistance among the Qinghai Tibetans had spread to five autonomous prefectures, 24 counties, 240 tribes, and 307 monasteries, involving more than 90,000 people. The Chinese government sent in five army divisions and 30 regiments of various kinds, plus 25 companies of armed police and local militia, for a total armed force of more than 50,000, including air force, artillery, infantry, cavalry, armoured troops, and others. […]

In Chikdril County, 1,050 people, nearly 10% of its total population, were arrested within three years. More than half of these captives died in prison over the next five years, and some were in jail until the early 1980s. Of the hundreds of herdsmen arrested from the Khangsar clan, only about twenty of them ever made it home again.

At least 9,262 people were arrested in Golok Prefecture, the vast majority of them males in the prime of life; in some places the proportion of young men to young women was one to ten.

As the military campaign shifted north from Sichuan and Yunnan to Qinghai and Gansu, Li documents the horrific “Yellow River massacre” at what later became Khosin Township (Yulgen county) on 1st June 1958—as ever, carefully assessing the conflicting sources.

After a Chinese convoy was ambushed in Yulshul, rebellions broke out at monasteries, with bombers again deployed. Over a third of the population of Yulshul died in these years. Many survivors were imprisoned in labour reform camps, where they died or suffered for long years. With food shortages worsening, in May 1958 the PLA murdered monks at the Drakar Drelzong monastery in Tsikorthang, Tsolho Prefecture; in September there was a bloodbath at Drongthil Gulch. A second wave of assaults took place from June to September 1959.

As the Chinese military administration was convulsed by Rectification and Anti-rightist campaigns, Tibetan resistance to reform was widespread—though what Chinese sources portray as rebellion (thus creating a pretext for massacres) was sometimes a mere exodus of herders fleeing collectivization. Refugees were described as “bandits” if they were killed, or “liberated masses” if they were captured. Resistance continued in 1959, met by massive troop deployments, with further major battles.

In 1958 a major arrest and denunciation rally took place at Kumbum monastery in Rusar county, Qinghai. The monastery then has 1,615 monks—remarkable in itself, we might suppose. Tibetan Buddhist life had been relatively unscathed through the early years of occupation; but now the CCP initiated a secret “religious reform movement”, in which Buddhist activity was specifically targeted, notably the monasteries. A document from the period noted the scale of the issue:

more than 5,000 monasteries of various sizes, and 450,000 religious personnel, among which there are more than 3,000 lamaist temples and 250,000 lamas in Tibet; 20,000 lamas in Mongolia and Xinjiang; and a total of 2,000–3,000 lama temples and more than 170,000 lamas in Gansu, Qinghai, Sichuan, Yunnan, and other provinces.

Apart from ideology, the monasteries possessed substantial assets, in land and precious material artefacts—Li gives regional instances of the assets confiscated, metal statues and religious implements. Labrang monastery (in Gansu), with its 4,000 monks, was surrounded in April 1958; after “reform” began in June, over 1,600 people there were arrested, imprisoned, or executed. Many monasteries were now destroyed. In Qinghai province,

223 monasteries in the pastoral areas have been disbanded, 51.98% of the total, and 17,685 religious personnel have returned to secular life, composing 36.56% of the total. Among these, 97.5% of the monasteries in Huangnan prefecture have been disbanded, and 55.1% of religious personnel have returned to secular life; adding in those arrested or sent to group training brings it to around 95% of the total. In Hainan prefecture, 91.8% of the monasteries have been disbanded, and 87.9% of religious personnel have returned to secular life. In Haibei and Haixi prefectures, more than 80% of the monasteries have been disbanded, and more than 70% of the religious personnel have returned to secular life. The emergence of these new scenarios shows that religion is on the brink of total collapse.

The Anti-rightist campaign gave another pretext to denounce religious figures. As a Qinghai document declared:

After a large number of religious monasteries have been destroyed and a large number of religious personnel have returned to secular life, all localities must rapidly launch religious systemic reform work in the monasteries that have been purposely retained. […] The monasteries that remain must be controlled by progressive elements and must be completely controlled under the party’s leadership.

Another Party document explained:

In order to look after the religious beliefs of the masses, block rumours and provocations by counterrevolutionaries inside and outside of China, and facilitate the centralised management of lamas who have not returned to secular life, preserving some temples is essential. As to the appropriate number to retain, this should be according to the influence of the temple and the views of the masses. Rank the temples; in principle it is undesirable to retain too few. […] In terms of retaining temples, it is advantageous at present to retain more rather than less.

By the beginning of 1959, the vast majority of monasteries in Amdo and Kham had been closed down, occupied, or destroyed. I note that whereas in post-reform China the Cultural Revolution makes a scapegoat for a far more protracted range of abuses, in the vast heartland of the Han Chinese, the Communists began destroying temples from the early 1950s—in some areas as soon as they took power, even before the national “Liberation”. I’m also reminded that food shortages there predated the 1959–61 famine by several years, following collectivization. Yet Tibetan religious faith was not extinguished: it went underground.

Sera
Struggle meeting against monk officials in Sera monastery.

Lhasa
Struggle meeting against a Tibetan government official in Lhasa.

Lhasa was “the last hope”, where activists and ordinary people from Kham sought refuge in ever larger numbers. Li surveys the fateful events leading to the Dalai Lama’s escape to India—described in greater detail elsewhere, including her own earlier book. But as resistance continued, fierce battles took place in Lhoka, Namtso, and Mitikha. 1960 saw further campaigns. She looks in more detail at the covert activities of the CIA Tibet Task Force. The extended resistance in Chamdo from 1959 to 1962 was yet again ruthlessly suppressed with annihilation campaigns and aerial bombing.

Finally Li attempts to collate the conflicting statistics over the whole region—deaths in conflict, arrests, Chinese troop numbers, confiscated assets, and so on. Just the figures suggesting population decrease are staggering.

From 1956 to 1962, the iron horse galloped wildly across the plateau. Wherever its iron heels trod, the flames of war were ignited, monasteries collapsed, scriptures were burned, people were killed, and leaders fled into exile. The political system, economy, military, culture, and society of the Tibetan people were completely destroyed.

And again she reminds us of the tragic personal experiences buried beneath such statistics.

In an Afterword, Li considers the “rehabilitation” of the early 1980s, further evidence of the grievous losses of the secret war. She notes the Panchen Lama’s 1962 petition; and she hints at the further wave of destruction that was to follow with the Cultural Revolution, observing the ironic fates of some of the worst central and regional Chinese masterminds of the holocaust, purged and humiliated.

* * *

So much for the “Peaceful Liberation of Tibet”—the succession of atrocities reminds one of the genocide of Native America, or the wartime devastation of the Bloodlands. While we should take into account the grievous wounds inflicted by Maoism in the Han Chinese heartland through the period, this doesn’t diminish the horror of the Tibetan case.

After the individual memoirs that I reviewed recently (here and here), the broader canvas and more dispassionate tone of this volume are no less affecting; Tibetan and Chinese documents are interwoven with personal stories, some recounted by ageing exiles in India. Whereas in the 1950s the Chinese presence in Tibet was novel and tenuous, by the 1970s, following the violence of the Cultural Revolution there, it became a fait accompli, with the suppression of public memory seeking to bury the story of the appalling brutality of the late 1950s. But the imprint of the period clearly remains deep in people’s hearts, making a backdrop to the sporadic unrest that continues to erupt around Amdo, Kham, and the TAR.

For those studying expressive culture, all this makes an important reminder that the much-vaunted “singing and dancing of minority peoples” could hardly be maintained during such a traumatic period of social disruption. Yet, remarkably, after the downfall of Maoism in the 1980s, people pieced together the fragments of cultural life with alacrity, while adapting to new social changes (see e.g. Some folk ritual performers).

The Greek–Turkish population expulsions

SmyrnaSource: Robert Gewarth, The vanquished: why the First World War failed to end.

Following the ethnic strife of the late Ottoman period, the Balkan Wars of 1912–13, and the 1915 Armenian genocide came the massive forced population expulsions between Greece and Turkey—among the most disturbing instances of ethnic cleansing in modern history.

Of many studies, I’ve been reading the excellent

  • Bruce Clark, Twice a stranger: how mass expulsion forged modern Greece and Turkey (2006), reviewed e.g. here.

Throughout the book, Clark distinguishes political decisions and the experiences of those who were affected by those decisions, detailing both. He provides a useful roundup of sources.

The population “exchange” across the Aegean was still based on the Ottoman concepts of Christians and Muslims taking precedence over the modern nationalist categories of Greeks and Turks. It

was taken as proof that it was possible, both practically and morally, to undertake large exercises in ethnic engineering, and proclaim them a success. […] The temptation to use such methods is especially strong in certain types of political or geopolitical situation. For example, it can arise where one form of imperial authority (from Soviet communism to British colonial rule) is collapsing or when a new nationalist power wants to consolidate its rule; or when a new strategic order is being created in the aftermath of war.

And quite soon,

whatever they may have felt about being deported to another country, the Christians of Anatolia and the Muslims of Greece were—at least superficially—remoulded as Greeks and Turks respectively.

Despite the Helsinki accords of 1975, urging respect for the human and cultural rights of citizens and for borders, the lasting effects of the Lausanne treaty remain all too clear. Clark often alludes to more recent traumas, such as World War Two and its aftermath, the 1990s’ Balkan wars, and Northern Ireland. As he notes, while “the liberal westerner” recoils from the notion of forced population transfers based on religious faith, “the modern world is far from honest or consistent”.

* * *

Under the authoritarian roof of the Ottoman empire, religious and ethnic groups had been obliged to coexist. When that roof collapsed, new terms of coexistence could not be found, and people had to flee for their lives. Neither side had a monopoly of cruelty.

From 1912, as Greece gained territory in the Balkan wars, Muslims became a significant part of its population. Refugees from the conflict also exacerbated tensions in Anatolia.

It has been estimated that about 20% of the population of Anatolia died violently during the last ten years of the Ottoman empire’s existence: some 2.5 million Muslims, up to 800,000 Armenians, and 300,000 Greeks. To put it another way, a third of the Christian population and one eighth of the Muslim population had been killed, making the Ottoman empire a far more rural, and Islamic place; its population was now at least 90% Muslim, up from 80% before the decade of mutual slaughter began.

In the 1922 population exchange, around 400,000 Muslims and at least 1.2 million Greek Orthodox Christians were relocated.

For certain parts of Turkey, the departure of the Christians meant the loss of virtually all traders and entrepreneurs, as well as most professional people and skilled craftsmen. In those parts of Anatolia where commercial life was once heavily dominated by Christians, there is still a sense that the local economy has never recovered.

Greece was affected more by an influx than by an exodus. In many of its northern regions, and in certain districts of Athens, the population is still mainly of “Asia Minor” stock.

The trauma is still visible in the landscape:

All over Greece and Turkey, you can see the physical remnants of a world whose component parts seem to have been broken apart, suddenly and with great violence.

In the early 21st century there were still elderly people who recalled a time when those half-ruined buildings still functioned properly. But even then, that history had long fallen silent.

What the Lausanne negotiators wanted

—and this was not an ignoble desire—was an arrangement that would be durable and minimise the risk of further war, either in the immediate future or in a subsequent generation.

The treaty

was supposed to be the cornerstone of a settlement that would leave both sides stable and satisfied. But the separation was more than just an endorsement of something which had happened already; it was a cause of pain as well as a response to pain. […]

Not everything about the vanished world was good, and the circumstances in which it vanished were often so appalling that almost anything which followed came as a relief. […] Moving to a new place is on balance a lesser sorrow than being killed in one’s native country.

In one sense “physical separation seemed, and in some cases actually was, the best guarantee of survival”. Yet

when the Aegean peoples were prised apart, each lost a part of its own identity, and hence lost the ability to understand itself.

* * *

Chapter 1 discusses the fates of Smyrna and Ayvalik. The catastrophe of Smyrna in 1922–23 has been much studied; it makes a stark opening to Robert Gewarth’s book The vanquished: why the First World War failed to end. Following an exodus of Pontian and Ionian Greeks since 1914, from May 1919 a Greek expeditionary force took control of the city, where Muslims, Jews, Armenians, and Greek Orthodox Christians had lived together more or less peacefully for centuries. By now the population of Smyrna was swollen by desperate refugees from further east. But as the Greek force was driven out, over a fortnight in September 1922 around 30,000 Greeks and Armenians were slaughtered. The victors renamed the city Izmir.

Clark devotes most of the chapter to the fate of the port of Ayvalik further north, whose thriving population was almost entirely Greek. They welcomed the arrival of Turkish troops with music and dancing, duped into supposing that the occupation would be benign. But the evacuations and massacres soon began.

The first arrivals to replace the Greek population of Ayvalik were Muslim deportees from the islands of Mytilene (just west) and Crete (further south), where Clark pursues the story. He explores the troubled history of the Christian and Muslim populations of Crete, and the effect of the population exchange. As elsewhere, the Muslim arrivals in Ayvalik and the Christians deported to Crete found it hard to adapt to their new homes.

Chapter 2, “The road to Lausanne”, discusses the deal between Eleftherios Venizelos and Mustafa Kemal, brokered by British foreign secretary Lord Curzon and Fridtjof Nansen of the League of Nations, a combination of necessary evil and political self-interest. The equation was further complicated by anxieties over Bulgaria, where population exchanges had also taken place.

In Chapter 3 Clark explores the fates of the port of Samsun on the Black Sea and the town of Drama northeast of Salonika. Samsun had had a thriving Pontic Greek community, swollen first by Muslim refugees from the Balkan wars and now by desperate Christian refugees from the mountain villages.

Muslims once made up a significant part of the population of Drama, but in the expulsion they were largely replaced by Christians, including refugees from Samsun. Clark learns more about the Pontic background from diligent local historians, one of whom documented the rich Pontic traditions of theatre, folk poetry, and fables preserved in Drama in a kind of time-warp, making

careful studies of the fiddlers, the priests, the amateur midwives, and the pruveyors of folk medicine who peopled his childhood and kept alive the memories of a place about 900 miles to the east.

Chapter 4 returns to the terms of Lausanne, exploring how exceptions were agreed through complex diplomatic negotiations. Greek Thrace remained home to many Muslims. In Constantinople the Orthodox community was exempted from the expulsions, with over 100,000 Greeks still living there in 1923. So despite the squalid camps struggling to receive refugees in transit, at first the city’s own Greek population remained largely intact (only later did their numbers dwindle, with the punitive wealth tax of 1942, major rioting in 1955, and expulsions in 1964; today only around 3,000 Greeks remain in Istanbul). For the Cappadocia region, which had remained largely free of ethnic conflict, it seemed that a deal might be reached to exempt the Orthodox Christians from relocation, but in the end they too were expelled.

While traditional Ottoman society, with its peculiar, arbitrary mixture of cruelty and fairness, had allowed Christians and Muslims to live together, the modern states which were emerging from the Ottoman world would not.

Trebizond 1

In Chapter 5, “Hidden faiths, hidden ties” (cf. Hidden nation, for the continuing Armenian presence in Turkey) Clark returns to the Black Sea to discuss the fate of Ottoman Trebizond (now Trabzon), which thrived on its silver mines and trade with Tsarist Russia. Again Clark finds a web of relationships between Greeks and Turks.

Involved in this network were bishops, businessmen, politicians, soldiers, and gangsters.

The dichotomy was never clear-cut: for several generations there had been a community of Crypto-Christians, apparently Muslim Turks but secretly Orthodox Greeks. Clark notes subtle but crucial differences between the fortunes of west and east Pontus, the experiences of the latter being marginally less traumatic—partly because of a more conciliatory Orthodox bishop in Trebizond. Yet the Armenians suffered particularly badly there. The Trebizond Greek community was expelled in the winter of early 1923. First they were shipped to the disease-ridden camps of Constantinople; those that survived were deported to their notional homeland in Greece.

Trebizond 2

Chapter 6, “Out of Constantinople” looks at the plight of the new arrivals. Clark gives an example:

A ship arriving at Pyraeus from Samsun […] in January 1923 has carried 2,000 passengers. Of these 1,600 were stricken with typhus, smallpox, or cholera, and two of the three doctors on board were seriously ill.

He cites a report from the island of Macronissi by Esther Lovejoy, director of the American Women’s Hospitals agency:

Refugee conditions indescribable. People, mostly women and children, without a country, rejected of all the world; unable to speak the Greek language; herded and driven like animals from place to place; crowded into damp holes and hovels; shortage of food, fuel, water, bedding, and clothing; cold, hungry, and sick…

Refugees now made up nearly 40% of the population of Athens, and 48% of that of the Aegean islands. All this gravely tested the limits of Greek hospitality. As Henry Morgenthau continued diplomatic negotiations, international aid helped the Greek government manage its influx of refugees.

Turkey handled its own crisis with less external support; the way it handled the transport and reception of Muslims from Greece, theoretically more humane, turned out to be disorderly too. Chapter 7, “Saying farewell to Salonika”, shows the city’s cosmopolitan mix of cultures and religions, with Sephardic Jews comprising its main ethnic group. Salonika had only been in Greek hands since 1912. The persecution of Muslims there was intermittent, but by 1922 ships were carrying refugees in both directions.

Again Clark finds exceptions to the silence of official propaganda surrounding the trauma of disruption. In Chapter 8, “Adapting to Anatolia”, he finds a chronicler of the exchange around Tuzla, southeast of Istanbul, where locals and newcomers adapted with difficulty, and memories stayed suppressed—“tales of dislocation, nostalgia, and in most cases successful integration, albeit at a high personal cost”. Among the arrivals from northern Greece were adherents of the Bektashi order, who followed a mystical form of Islam that was regarded with suspicion by mainstream Muslims.

The status of the relocated population played a significant role in local political manoeuverings, and has continued to do so.

Between 1913 and 1923 the proportion of non-Muslims in Anatolia fell from 20% to 2%. This reflected the death or expulsion of all but a handful of the two main Christian communities, the Greeks and Armenians. The remaining Christians consisted of the 120,000 Greeks who were permitted to stay in Istanbul and about 65,000 Armenians; a total of less than 200,000 compared with about 3 million before the decade of war. The country was also deprived of the great majority of its entrepreneurs, merchants, middlemen, and even skilled labourers.

By 1928, 20% of the Greek population were refugees.

refugees

Chapter 9, “The pursuit of clarity”, outlines events through the years following the expulsions, a story that continues in Chapter 10, “The price of success”. In Greece the bitter conflicts between left and right partially replaced the former antagonism between refugees and locals.

So any overall analysis of the population exchange has to wrestle with a truth which is awkward from a liberal, modern point of view: in its own perverse terms, the population exchange “worked”—in the sense that it ultimately, after many difficulties, contributed to the forging of a more or less homogenous Greek nation-state whose citizens recognised each other’s right to exist. Moreover, the calculation that that informed the Lausanne project on both sides of the Aegean—that a common religion would make possible the creation of a common national consciousness—seems to have been borne out. […] If the two countries are “imagined communities” […], they are powerfully imagined ones.

As ever, Clark goes on to qualify this, adducing the struggle of the Turkish Kurds—also partly a consequence of Lausanne. He notes salient differences between the nationalist projects of Greece and Turkey, and the role of religion. Naturally he queries the notion of “success” based on authoritarian methods, and remains cautious in assessing the prospects for continuing equilibrium, both across the Aegean and around the world.

Today’s challenge is to ensure that these new understandings of identity and belonging do not exact such a high price in blood as the previous ones did.

Here’s a documentary from Al Jazeera:

And a knowledgeable friend has just alerted me to two Turkish documentaries by Mithat Bereket from 2001 (in the days before NTV was brought into line):

Kayaköy: the voice of silence, on a Greek village in Anatolia

and

Krifçe: following the traces, on a Turkish village in Greece (no subtitles).

* * *

Both the immediate logistics and the consequences of the expulsions caused immense suffering. The relocations posed severe social and economic challenges in both countries. Yet Clark observes the disjunct between simplistic political ideology and a popular yearning to reconnect.

Mingled with the memories of terror and betrayal, feelings and recollections persisted which somehow transcended the Greek–Turkish divide; personal friendships, commercial partnerships, a sense of common participation in a single world, constituted by landscape, language, music, food, and all the trivia of everyday life.

Apart from private, domestic memory,

Because diplomatic and military relations have so often been so strained, it is above all in the world of culture—novels, films, and songs—that the two peoples have felt free to express the depth of their commonality, and to question the official ideology which relegates them to separate, unconnected worlds.

The popular music scene of Istanbul was still ethnically diverse in the 1920s, a variety that continued in the diaspora. More recently, in the light of a certain rapprochement between Greece and Turkey, it has become popular to bridge the shared Ottoman heritage, both among the descendants of the deportees and in projects such as those of Giovanni de Zorzi in Venice or groups at SOAS; see e.g. Eleni Kallimopoulou, Paradosiaká: music, meaning and identity in modern Greece (2009), Chapter 6.

Twice a stranger cuts through simplistic nationalist agendas, constantly highlighting the lives of real people; the story of the expulsions, like that of the Armenian genocide, has difficult lessons for us today.

See also Midnight at the Pera Palace, Following Miss Bell, and other posts under West/Central Asia: a roundup.

The Armenian genocide

awaiting execution

The 1915 Armenian genocide, [1] affirmed by scholars and historians around the world, remains bitterly contested by the government of Turkey, which (like that of China) has long propounded collective amnesia. Clarity on the “Armenian question” is often bedevilled by the technical issue of whether the assaults constituted genocide as defined by Raphael Lemkin in 1944.

mapSource: wiki.

Under the roof of the Ottoman empire, religious and ethnic groups were obliged to coexist—as in Anatolia, where Muslims lived alongside Orthodox Greek and Armenian neighbours. But inter-ethnic violence increased through the 19th century; from 1895 Armenians were frequently the targets of atrocities. With the Ottoman roof crumbling, the 1912–13 Balkan Wars reduced its territory and heightened tensions in Anatolia.

After the outbreak of World War One, by 1915 the Ottoman authorities in Constantinople, anxious to forestall rebellion, executed and deported prominent Armenian leaders and disarmed Armenian soldiers in the Ottoman army. In eastern Anatolia (then still home to Greek Orthodox Christians, besides Turkish and Kurdish Muslims), as Armenians were deported away from the Russian front, around one million were starved, robbed, raped, and slaughtered on death marches to the desert. Armenian assets were expropriated, and the surviving women and children forcibly Islamified, erasing Armenian names and culture. Further massacres followed in 1916. International exposure and scrutiny were helpless to stem the tide. Later the genocide was much admired by the Nazis.

deport

Deportation.

Andrew Finkel (in Turkey: what everyone needs to know, chapter 5) offers a cogent overview of the issues.

On the surface it might seem strange that Turkey would stake so much of its own credibility defending a predecessor empire whose immediate legacy it had itself disowned. Yet it has become part of the catechism of today’s Republic that what happened in 1915 was part of the exigencies of war and not premeditated.

He gamely outlines the Turkish case, that

Turks were themselves the initial victims of ethnic cleansing. […] Cholera and famine (as well as attacks by Kurdish irregulars) also took their toll on the files of refugees. If blame is to be apportioned, the argument runs, it falls on Armenian revolutionaries who disturbed centuries of coexistence between Muslims and Armenians.

With the academic community and world opinion unconvinced that the many wrongs suffered by Turkish Muslims made a right, he explains the niceties of international legal wranglings and the ramifications of genocide resolutions. And he observes changing attitudes within Turkey, with more open discussion, and growing interest in the contributions of Armenians to the Ottoman empire.

Cetin cover

The 2004 publication of Fethiye Çetin’s My grandmother: an Armenian-Turkish memoir (one of the five books on the genocide chosen by Thomas de Waal, author of Great catastrophe) “confronted Turks with the Armenians in their midst, both dead and alive”, raising awareness of forced assimilation.

Çetin’s grandmother (1905–2000) only began revealing her story in 1975. Çetin gave her death announcement to the Istanbul newspaper Agos:

Her name was Heranuş. She was the granddaughter of Herabet Gadaryan, and the only daughter of İsguhı and Hovannes Gadaryan.

She passed a happy childhood in the village of Habab, near Palu, until she reached the fourth grade.

Then, suddenly, she was thrown into the painful times about which she would say, “May those days vanish never to return”.

Heranuş lost her entire family and never saw them again. She was given a new name, to live in a new family.

She forgot her mother tongue and her religion, and though she did not once in her life complain about this, she never ever forgot her name, her village, her mother, her father, her grandfather or her close relations. She lived until the age of 95, always hoping that she might be able to see them and embrace them again one day. Perhaps it was this hope that allowed her to live so long; until her very last days, her mind remained sharp. Last week, we lost Heranuş, our grandmother, and sent her to her eternal resting place. We are hoping that this announcement might reach the relations (our relations) that we were never able to find while she was alive, that they may share our grief, in the hope that “those days may vanish, never to return”.

Cetin family(Clockwise from left to right.)

As the translator Maureen Freely comments In her Introduction, this history has been concealed from four generations of Turkish schoolchildren. The book bears witness, giving voice to those whom history has silenced.

Secret nation

The persistence of Armenians in Anatolia today, “the leftovers of the sword”, is explored in a wonderful book, full of rich ethnographic observation:

  • Avedis Hadjian, Secret nation: the hidden Armenians of Turkey (2018).

For Armenians outside Turkey, the clock had stopped in 1915. Until the mid-2000s, most of the Diaspora did not know that there were Armenians left in the ancient provinces of the Ottoman Empire—the conquered territories of Western Armenia and Cilicia. The terrified Armenians that remained would still be subject to daily humiliations, killings, deportations, and armed attacks by the Turkish army and irregular formations, both Turkish and Kurdish, until at least the late 1980s in some parts of the country’s interior. For these Armenians, genocide by other means continued for another century.

See also Following Miss Bell.

In fiction, an engaging appearance of the elephant in the room is Elif Shafak’s The bastard of Istanbul (2006), using the stories of a characterful Istanbul family of women and their teenage daughter Asya, who bonds with the Armenian-American Armanoush, stepdaughter of the family’s estranged brother, as she comes in search of her heritage. I find the novel highly effective in presenting nuanced views through the voices of a polyphonic cast with their seemingly antagonistic stereotypes.

Shafak cover

In the Turkish Penal Code the crime of “insulting Turkishness” went back to Article 159, introduced in 1926. In 2005, concerned over the new openness of discussion, the state had replaced it with the controversial Article 301, bringing a slew of prosecutions against several journalists and authors. Written in English, The bastard of Istanbul soon became a bestseller in Turkish, and despite—or perhaps because of—its spirit of reconciliation, Shafak’s book was among the targets of Article 301. While the case against her was dropped, like that of Orhan Pamuk, a prosecution against the Turkish-Armenian journalist Hrant Dink was upheld, and he was soon assassinated by a young ultranationalist, giving rise to popular protests.

Indeed, Hrant Dink was the editor of Agos, where Heranuş Gadaryan’s death notice had appeared, and it was Fethiye Çetin who acted as Dink’s lawyer; she has continued to represent his family.

Having created a climate of fear, by 2008 Article 301 was amended to discourage abuse, but since 2017 it has been invoked again for other purposes (see also Fatma Yavuz).

This 2005 documentary on the Armenian genocide is from ARTE:


[1] Sources are voluminous. I haven’t attempted to read perhaps the most exhaustive of many studies, Raymond Kevorkian, The Armenian genocide: a complete history (English translation 2011, from the 2006 French original), running to 1,029 pages. Wiki makes a useful introduction (cf. Racism in Turkey); among websites, see e.g. here and here.

For a thorough recent study, see Fatma Müge Göçek, Denial of violence: Ottoman past, Turkish present, and collective violence against the Armenians, 1789-2009 (2016), with sections on Imperial denial of origins of violence; Young Turk denial of the act of violence; Early Republican denial of actors of violence; and Late Republican denial of responsibility for violence. She explores the wider issue of “Why do states and societies insist of denying the acts of collective violence embedded in their pasts and present?” (e.g. Holocaust denial, Native America, Russia, and China, among many cases).

Benny Morris and Dror Ze’evi, The thirty-year genocide: Turkey’s destruction of its Christian minorities, 1894–1924 (2019) encourages us to see the wider picture, though some of its detail has been challenged. Note also Ronald Grigor Suny, They can live in the desert but nowhere else: a history of the Armenian genocide (2020). 

One eye open, one eye closed

See Changing ritual artefacts.

A new draft regulation for Shanxi province (Chinese version here), propounding a ban on producing and selling funeral supplies such as paper artefacts, seems to have adverse implications for ritual activity and funeral shops. But it’s not so simple.

Official attempts to restrict “feudal superstition” and traditional funerary observances have a long history—not just under Maoism but through imperial and Republican eras. Indeed, temples have been destroyed and religious activity controlled throughout the 20th century, notably since the Communist takeover, and campaigns continue today.

But in my post on local government interference in Shandong I pondered the gap between rules and practice at local level. Often-heard phrases like “there’s a policy, but it isn’t implemented” and “one eye open, one eye closed” suggest the dilution of state policy as it works its way down to the grassroots, a long chain elegantly encapsulated in the expression yitiao long, “the whole dragon”.

Li Bin’s first funeral shop in town.

While state surveillance of the larger temples and their clerics has escalated since 2016, recent campaigns aimed at folk practice meet with resistance on social media even as they are diluted locally (for another instance, see here). Ritual specialists, their patrons, and local cadres take such official measures in their stride; campaigns blow over—this blog features several examples. Spirit mediums are a regular target of campaigns, but remain popular; and sectarian groups that are still officially proscribed can maintain activity discreetly (for Yanggao, see here).

Earth burial, long targeted, remains standard throughout rural areas like Yanggao, despite the government’s long propounding of cremation. So since “earth burial supplies can still be sold to ethnic minority residents who observe the custom”, it’s unclear if this rider will also apply to the Han Chinese—in which case, there’s nothing new here. And though a renewed attempt to enforce cremation also appears to be on the cards in Yanggao, a local observer reckons earth burial is safe for at least a dozen years yet—by which time the depletion of the rural population will have escalated yet further.

Over the first few years there after the reforms, officials made some attempts to contain the religious revival; but since household Daoists like Li Manshan’s son Li Bin and his colleagues took up the trade in the early 1990s they have practised without interference (see under The Li family Daoists: a roundup).

In my other main fieldsite of Gaoluo south of Beijing, we can see such manoeuvering in the stories of Shan Fuyi’s wedding in 1966 and the 1997 New Year’s rituals after Deng Xiaoping’s death.

Since the 1980s’ liberalisations, both household Daoists and amateur ritual associations have remained largely unaffected by any official prescriptions/proscriptions. More significant in the modification of ritual behaviour are factors such as migration, the changing tastes of local patrons, and the spread of pop music.

So it remains to be seen if the new draft directive for Shanxi will have any practical impact on local activity. While the destructive effects of state policy need to be reported, they may also serve as clickbait that obscures the maintenance of ritual life, which is stressed in detailed field reports from south China (see e.g. here).

In praise of Patricia Lockwood

Lockwood

I entirely share the universal delight in the intoxicating language of Patricia Lockwood, with her passion for the mind-expanding power of words.

Within her genre-bending oeuvre, the publication of a new article by her is always the occasion for fireworks and champagne. Just when we thought we couldn’t take any more analyses of the genius of Elena Ferrante, Lockwood makes the perfect commentator; so now we can delight in her own delight at Lila and Lenù.

Besides her pieces for organs such as The New Yorker and The Paris review, her LRB articles are virtuosic, perceptive, and exuberant in their language—such as her thoughts on Lucia BerlinVladimir NabokovCarson McCullers, Marian Engel. Her review of John Updike (“Malfunctioning sex robot”) is a most thoughtful, informed critique, like a more wacky update of Henry Miller’s emasculation at the hands of Kate Millett:

I was hired as an assassin. You don’t bring in a 37-year-old woman to review John Updike in the year of our Lord 2019 unless you’re hoping to see blood on the ceiling.

See also Insane after Coronavirus?, and this piece on the US Elections, reminding us that her astute, enquiring mind takes wing way beyond mere lit crit. I sing the praises of her latest reviews here and here.

* * *

Her essay The communal mind is a prelude to No one is talking about this, her new novel about living in the internet. Amidst a multitude of blazing fanfares (e.g. this review), this comes from an interview with Hadley Freeman:

“White people, who had the political educations of potatoes, were suddenly feeling compelled to speak about injustice. This happened once every forty years on average, usually after a period when folk music became popular again. When folk music became popular again, it reminded people that they had ancestors, and then, after a considerable delay, that their ancestors had done bad things.”

Lockwood is all too aware that books about the internet have a bad reputation: “[They] had the strong whiff of old white intellectuals being weird about the blues, with possible boner involvement.”

* * *

Lockwood’s memoir Priestdaddy (2017; reviewinterview) celebrates and bewails her eccentric family, in a style distantly akin to the stories of David Sedaris. The title refers to her father, a rare married Catholic priest; she wrote the book while staying back at the family home with her husband Jason during a period of adversity. I guess it’s “confessional”.

Priestdaddy cover

While her parents make hapless victims of her trenchant pen, it’s far from mere slapstick; it’s an affectionate, benign portrayal, becoming increasingly reflective.

She was deprived of college by her father’s inability to resist buying a guitar made for Paul McCartney:

Later, I would take a detached literary pleasure in the notion that higher education had unwittingly been robbed from me by a Beatle.

She observes family life with detachment:

The drama of the scene ought to have been tense and throbbing, but it was undercut somewhat by my mother’s decorating, which ran heavily to bowls of gold balls. Still, we played our parts: every once in a while my father would bang down his fist while looking patriarchal, and my mother would turn to stare out the window while looking powerless, which contributed to the impression that we were participating in a Tennessee Williams play where “the internet” was being used as a code for “homosexuality”.

And

The Don Pablo’s in Cincinatti was a large converted factory, so it looked vaguely like a nightclub where people went to have wrong ideas about Mexico. In the corner, a fake cactus threw up its helpless arms, as if my father were holding it at gunpoint.

Her relationship with her husband Jason is most endearing. As he wonders if her father is trying to kill him, she responds:

“Did you give him any indication that you were a pacifist or an intellectual, or that you liked abstract art?”

Pets are a bone of contention too:

My father hates cats. He believes them to be Democrats. He considers them to be little mean hillary clintons covered all over with feminist legfur. Cats would have abortions, given half a chance.

When Jason takes a job at a local newpaper, she muses:

There was a sign announcing how many days had passed since the last workplace accident, which made me think of the unlucky employee who had to climb up on a ladder the next morning to flip the number back to zero with a maimed hand.

As Tricia tries to watch old movies on TV, her father switches over without ceremony to

something like Bag of Guts: How Much Blood is in a Human Body? or Boom! A Toot from the Bum of the Apocalypse or Ragged Claws: Hideous Mutant Poem from the Deep.

She guesses the plots of his favorite movies based on the sounds coming through the walls:

A remake of The Ten Commandments where the lead actor is just an AK-47 wearing Moses robes. He parts the Red Sea by shooting it.

Indiana Jones flips through his dad’s diary and finds a map of the clitoris. “IT’S MINE”, he yells, but will the Nazis get there first?

God is a cop with a monkey sidekick, but the monkey sidekick is mankind.

She takes singing lessons with her sister:

We often sang together at church because our voices sounded related, though mine was obviously the hunchbacked insane relative who lived up in the attic and only descended for meals.

Her second teacher

looked like she knew where Prague was, which at that moment in time I did not.

But the chapter segues to her suicide attempt as a cloistered teenager.

Some of the most baroque passages come when she explains Catholicism to her bemused husband, suggesting a Martian ethnographer (indeed, she likens her notebook to that of an anthropologist):

“What did these people teach you?” he asked me one night, mystified. “What exactly do Catholics believe?”

I’d been preparing my whole life for this question. “First of all, blood. BLOOD. Second of all, thorns. Third of all, put dirt on your forehead. Do it right now. Fourth of all, Martin Luther was a pig in a cloak. Fifth of all, Jesus is alive, but he’s also dead, and he’s also immortal, but he’s also made of clouds, and his face is a picture of infinite peace, but he always looks like one of those men in a headache commercial, because you’re causing him such suffering whenever you cuss. He is so gentle that sheep seem like demented murderers in his presence, but also rays of light shoot out of his face so hard they can kill people. In fact they do kill people, and one day they will kill you. He has a tattoo of a daisy chain on his lower back and he gets his hair permed every eight weeks. He’s wearing a flowing white dress, but only because people didn’t know about jeans back then. He’s holding up two fingers because his dad won’t let him have a gun. If he lived on earth, he would have a white truck, plastered with bumper stickers of Calvin peeing on a smaller Calvin who is not a Catholic.”

See also under The Annunciation in art and music.

While reluctant to “harp on” (my garish phrase, sic!) about feminism, Lockwood reflects on her relationship with the seminarians who come to stay:

What else could I do but tease them? I had no real power; it was men like these who were in charge of my life. If they decided tomorrow I had to cover my hair or wear skirts or pray separately, or be barred from reading certain books, or take certain pills and not take others, or be silent in the presence of men, I would have to do it. To have that bald dynamic of power on display in your home every day, pretending to arch over and protect you—it does something to a person. The seminarian calls women “the tabernacle of life”. The tabernacle, if you do not know, is an ornamental box that is largely important for what it holds. It is shut up and locked when the men go away, so the consecrated elements inside cannot be stolen.

YAY! Hallelujah! The “indomitable human spirit”, demurely Renting Asunder the Chains of Bondage—not just surviving but thriving!!!

People do sometimes accuse me of blasphemy, which is understandable, and which is their right. But to me, it is not blasphemy, it is my idiom. It’s my way of still participating in the language I was raised inside, which despite all renunciation will always be mine.

So while she doesn’t give the church an easy ride, she describes her background of taking part ungrudgingly in its rituals. Merging emic and etic, she is altogether gentle in her lack of confrontation—as she observes in this review:

“But in a way, I am happy that I wrote it before all this [the US elections] went down because you can look at those things foreignly. There can be a sort of nostalgia looking back at it. Whereas now, it feels so urgent to excise all these conservative forms of thought as opposed to just seeing them as quirks—which they’re not just quirks, but they are that, especially when it’s your family.” She adds, “I always had the sense that running alongside this book was a book that was much angrier, or was expressed more as a sort of haranguing monologue against various things, but that’s not particularly natural to me as a writer.”

She describes the background and reactions to the publication of her poem Rape joke, and adds a note to her comments on motherhood:

The twinge you are feeling right now is the twinge of wondering whether I am really right-thinking, whether I am really on the right side when it comes to this subject. I put that twinge in because I sometimes feel it myself. But after all that, you must understand that I had to leave right-thinkingness behind.

She reflects on her family’s involvement in the “pro-life” movement (see also this, adapted from the book):

We patronised pro-life businesses, which in the Midwest, back then, was easy to do. It was possible to buy a pro-life pizza, despite the fact that a pizza is by its very definition made out of choices.

She perceives certain feminist credentials in her mother, who is ever alert to danger while not clearly subscribing to the notion of female suffrage. In a charming chapter rejoicing in the title “The Cum Queens of Hyatt Palace”, they bond over finding cum on a hotel bed. After a spirited exchange with the management (not of bodily fluids, I should add),

We join hands and set forth into the morning, united by that human glue which cannot be dissolved.

But amidst the hilarity her account addresses ever more serious topics—the church child-abuse scandal, pollution-induced disease, and her father’s roles in counselling the desperate and officiating for the bereaved.

Eventually he concedes to his errant daughter,

“I never thought it would be so much fun to have you home. It’s so nice when your kids grow up and you don’t have to kill them anymore.”

But while revelling in language she treasures its limitations:

The desire to describe voice, gesture, skin colour, is a desire to eat, take over, make into part of the pattern. I am happy every time I see a writer fail at this. I am happy every time to see real personhood resist our tricks. I am happy to see bodies insist that they are not shut up in this book, they are elsewhere. The tomb is empty, rejoice, he is not here.

Do bask in every enchanted word that Ms Lockwood writes! As a suitable soundtrack for such shots in the arm, I suggest You’re my thrill.

And here she is in conversation with Sally Rooney.

Native American cultures: a roundup

Recent posts on Native American cultures—relevant to ritual and China—include

This led me to Tony Hillerman’s fictional treatments of the Navajo:

My interest was initially prompted by the tragic story of

See also

On a lighter yet trenchant note, see

A flawed funeral

qushui

Fetching Water procession, 2011.

Much of the voluminous work on Daoist ritual focuses on recreating the glories of ancient China. While fieldwork since the 1980s has greatly enriched our understanding, the complexities of modern life rarely intrude even in descriptions of rituals observed; the search for “living fossils” dominates research, implying a timeless social cohesion of local communities.

My diachronic ethnography of the Li family Daoists in Yanggao county of north Shanxi is partly inspired by the classic studies of Geertz; and for China, Ken Dean paid attention to the tensions involved in the 1980s’ revival of ritual practice in Fujian. This post is based on Chapter 19 of my book Daoist priests of the Li family, and in my film you can observe the rituals described here.

* * *

Since my visits from 2003 the “old rules” (lao guiju 老规矩) of ritual practice have been declining rapidly. Nowadays Li Manshan’s band works for patrons, kin, and audiences who have less discrimination, and in some respects the band’s response to this lack of appreciation is to perform less scrupulously. The Daoists are deeply gloomy about the future. They love the exhilarating percussion finale of Transferring Offerings (my film, from 1.11.07) as much as I do, but “within ten years it won’t be heard any more.” They know such repertoire is precious but are helpless to protect it; they make the comment without anguish or sentimentality. Whereas Li Qing’s generation used to wear their thick black costumes underneath their red costumes even in the summer heat, now they merely wear the red costumes over their daily apparel. And for Fetching Water, Call Me Old-Fashioned, but a plastic Sprite bottle just doesn’t do the job (see Changing ritual artefacts).

Yet they still demand basic standards of themselves, maintaining many of the old rules against all the odds. They play on procession all the way out from the scripture hall to the altar, and all the way back. While singing at the altar they may sometimes seem lax (the occasional joke, even answering a mobile), but their basic solemnity shows their perceived need to maintain their reputation. Recently they tend to sing some of the hymns rather too fast in the Invitation (the Song in Praise of the Dipper, and the Mantra to the Three Generations at the gate on the return), but they still perform most of the hymns extremely slowly (notably those for Opening and Delivering the Scriptures), when surely they could go just a tad faster; nor do they abbreviate them. While singing a cappella they keep the large cymbals folded on their chests, maintaining great solemnity. There is still room for further decline.

Like his father Li Qing before him, Li Manshan worried about the stresses of being band boss and choosing suitable personnel—like band leaders in jazz, indeed. But he is far from hands-on; I would like to see this as an embodiment of Daoist wuwei “non-action.” He notes occasional blips in ensemble playing, but he rarely reprimands. The dep Guicheng tends to mime a silent beat between the slow beats on the gong, which is “not good to look at,” but Li Manshan only mildly mentions this to him when he realizes I have noticed it. Back in the scripture hall, by contrast with the way the Daoists fool around now, Li Qing and his colleagues used to “hold a meeting” about how the previous ritual had gone, always maintaining standards. Li Qing would certainly want to retain the “old rules” now, but given the hosts’ apathy he too would be helpless to do so. Even in the 1980s he presided over a radical revision of the temple fair sequence, and the Pardon ritual that he led at a 1991 funeral was very different from the manual (see Daoist priests of the Li family, pp.246–9). The decline has taken place gradually in waves over the last century or so.

When performed at all, some of the fashi public rituals have recently been radically simplified, such as Opening the Quarters, Communicating the Lanterns, and Judgment and Alms. Early one morning before a burial, Golden Noble gave me a perceptive summary of the current situation. The cycle goes from ritual (yishi) to form (xingshi) until the latter itself becomes a type of ritual; thus the ritual becomes a token, then the token becomes ossified. Let’s now discuss some instances of decline that I observed in 2011.

Ritual multi-tasking
The Li family has long prided itself on being able to split into several bands for rituals on the same day. But now the same band can even chase round more than one venue on the same day, cramming in a couple of ritual segments alternately. This is possible thanks to both improved modes of transport and the hosts’ lesser demands. Even on his own, Li Manshan can now zoom from smashing a bowl in one village to decorating a coffin in another.

One morning in 2011 while doing a burial at Houying they fitted in a half-day appearance at the new temple outside Lower Liangyuan. Li Manshan, Li Bin, and Wu Mei left at 7.30am to Open Scriptures there, hooking up with three other Daoists; then they hurried back to Houying for the burial procession before returning to Lower Liangyuan again, playing a long shengguan suite seated round a table outside. Later in a smoke-filled room to the side of the temple complex I found a large group of people, mainly women, clustering round a spirit medium who was curing illnesses. I now realized this must be the main reason why the temple was being rebuilt.

Fast food, Daoist style
In May 2011 I was roped in to take part in another perfunctory ritual.

The band is doing a funeral in Golden Noble’s village of Houying. After a fine Invitation ritual and a jovial supper, before the evening Transferring Offerings, they have agreed to cram in another quick Transferring Offerings at Wujiahe village, half an hour’s drive away along winding little roads. So we all cram cordially into Yang Ying’s car—Golden Noble stays behind to attend to the kin, so I dep for him on gongs.

This other funeral is a very minor affair, with paltry altar decorations, and no-one minds when we rush through the offerings at hectic pace—indeed, they expect us to do so. For the three sections we just sing brief excerpts from hymns, far from the long sequences prescribed. This is exceptional, actually, and the Daoists only agreed to do it because the host begged them.

I already hinted at a certain recent simplification of Transferring Offerings. As we pile back into the car back to Houying for our main course, I joke that this is like a ritual version of fast food, a drive-in take-out. Just further north, hosts are already more “careless”—there they no longer even request the Invitation. Even in our area, some patrons now request shorter hymns for Transferring Offerings; Li Bin recalls a funeral recently where the host didn’t want the ritual at all, considering it “too much hassle” (Pah!). Still, on our return to Houying they do a beautiful full sequence, with three long plaintive hymns.

A flawed funeral
During my stay in October 2011 I am looking forward to a three-day funeral in a nearby village; such funerals are no longer common, so I should be able to attend several rare rituals. When the day comes I am in high spirits; it is a beautiful sunny autumn morning, and it is a picturesque little village with a population of only two or three hundred.

Over the next couple of days my hopes are progressively deflated. First I discover that the Daoists now commonly simplify the three-day sequence. But in this village, as they realize the depth of their hosts’ ritual ignorance, they are even more casual. I begin to realize that a crucial factor in the maintenance of ritual is whether or not “the host is cooperative” (dongjia peihe 东家配合). The Daoists are used to having to guide the host family, but here they sense reluctance.

coffin

The deceased woman was 93 sui. Her third son had died seven years ago, aged 52 sui; his coffin was removed from the grave for the purpose of burying them jointly, and it now stands at the roadside under an awning. Li Manshan did the initial determining the date, decorating the new coffin on the third day, and Li Bin decorated the soul hall two days before the funeral. So they may have sensed a certain ignorance in the host family long before they turned up to do the rituals—but work is work.

The scripture hall—as usual at the other end of the village to allow for a suitably lengthy procession—is the house of an affable but poor 50-sui-old bachelor. It is still hot, and his house is full of flies. I gaze admiringly at the wall paintings around the kang brick-bed of our host; their dilapidated charm reminds me of Ming dynasty murals, and I am taken aback to learn that they were painted when the house was built in 1978!

Xingyuan 2011 female kin

Female kin kowtow before the coffin, 2011.

After the first two morning visits to Deliver the Scriptures, Wu Mei nips into town on his motorbike to collect his new bank card while the others return to Pansi for the burial procession there (more multi-tasking). I give this a miss, chatting with our host as he busies himself sorting the corn harvest piled up in his courtyard. The Daoists return from the Pansi burial at 11.25am, so there is only time for three of the usual four Delivering the Scriptures this morning. The Opening the Quarters ritual, once prescribed at this stage of a three-day funeral, is no longer performed in Yanggao.

Lunch is followed by a siesta. With Li Manshan still busy writing ritual documents on the kang, there is only space for three of us to rest there; two more Daoists recline in Yang Ying’s car, while Wang Ding nods off perched precariously on a narrow trunk. Then a couple of Li Manshan’s mates from Houguantun turn up to chat with him.

At 3pm the Daoists set off on procession to the soul hall for the afternoon Opening Scriptures. This turns into another Failed Experiment, and this time it’s all my fault. At my request they sing Eternal Homage (see here, under 3rd moon 4th), a very slow hymn that I have never recorded. Only afterwards does it transpire that it is commonly accompanied by shengguan; this is the first time they have tried the a cappella version for over twenty years. On the gong Wang Ding, then still inexperienced, keeps going too fast, and it’s a mess. Back at the scripture hall they rehearse it diligently. At least this shows that the a cappella version can still be performed.

Then the Fetching Water ritual (my film, from 41.06). First to the soul hall to collect the kin, then to the rather distant “river,” and back to the soul hall, ending with a fine sequence of popular errentai melodies and clowning. Again, for this sequence the family is either unaware of the tradition of throwing extra money onto the table or too stingy, and I fail to persuade the Daoists to let me give them some.

After supper we admire the bright stars and rest a while in the scripture hall, watching TV, while Li Manshan writes yet more paper documents for tomorrow’s Hoisting the Pennant. When our bachelor host returns I ask him, “You been watching the opera?” He replies wistfully, “Yeah—watching the women.”

At 8.30pm to the soul hall for the long-awaited Communicating the Lanterns—so-called. Instead of the prescribed ritual, the Daoists merely light ten candles in a row on the altar table, sing the long a cappella hymn Mantra of the Wailing Ghosts, then play a quick shengguan sequence, and it’s all over! But the family is oblivious. The Daoists don’t give me any heads-up for this, nor—gratifyingly?!—does it occur to them to perform the proper ritual specially for my benefit. I now begin to realize they are disgruntled because the kin are not “accommodating” and have no understanding of the “rules.” But irrespective of relations with the host, this simplified version of Communicating the Lanterns has become standard in recent years.

So we finish early, before 10pm. The Daoists all live nearby, so we decide against enduring the modest hospitality of our bachelor host; the others zoom off on their motor-bikes while Li Bin drives Li Manshan and me back home to Upper Liangyuan.

Next morning Yuan Xuedong is depping for his cousin Yuan Gaoshan, and Yang Ying for Li Bin, who has gone off to lead another band for a funeral at Lower Liangyuan. In the scripture hall Li Manshan makes the little triangular paper flag to go at the top of the central pole for Hoisting the Pennant (my film, from 44.22), and prepares the goodies, wrapping them up carefully in the beautiful long pennant. After the first two sessions Delivering the Scriptures the Daoists prepare the arena, hanging up the paper squares, sticking the red “god place” inscriptions onto the poles, and raising the flag and pennant high on the central pole. The ritual itself they perform in full, with all the hymns at each of the poles, the kin following them around the arena and kowtowing and burning paper on cue. But for the final chase Golden Noble doesn’t bother to don the five-buddhas hat or wield the precious sword. They are going through the motions. Still, this was the first Hoisting the Pennant here for at least thirteen years. While filming I got hit twice by firecrackers, with magnificent symmetry first on my left shoulder and then not long afterwards on my right. No damage done—occupational hazard.

The Daoists then lead the kin back to the soul hall, where they sing a short a cappella version of the brief pseudo-Sanskrit coda that concludes hymns like Diverse and Nameless. Next, on a brief kitchen visit to Invite Offerings they sing the six-line hymn Songjing gongde. Returning to the scripture hall they do a brief “scriptures for well-being” session for our poor host, playing The Five Offerings on shengguan while he kneels and burns paper before the image of the City God of This Earth. Then back to the soul hall again for a perfunctory Presenting the Offerings ritual. Both Inviting and Presenting Offerings were formerly more lengthy, particularly for temple fairs. After lunch the others take a siesta, but Li Manshan has to keep writing away.

For the first Delivering the Scriptures of the afternoon they sing a cappella the long Mantra of the Skeleton. They give me permission to sit out the second Delivering the Scriptures—and sure enough, on their return they tease me that they sang Fanhun xiang, which I’ve never recorded!

Between (and occasionally even during) rituals the Daoists check their mobiles. To wonder if their Ming-dynasty forebears would have behaved like this is as pointless as the debate whether Mozart would have written jingles for TV ads; the kind of conditions that produce mobile phones are related to those that prompt people to check them during rituals.

Towards dusk they do the Invitation at the edge of the village. Li Qing’s prescription for a three-day funeral places the Invitation on the first day and Redeeming the Treasuries on the second day; but since they no longer do the Pardon or Crossing the Bridges on the second day, there is time to do the Invitation and Redeeming the Treasuries in sequence then.

After returning to the soul hall we immediately set off to the public arena for Judgment and Alms. Again, this ritual is now rarely performed, so this should be a rare chance for me. The paper squares hung up around the arena for Hoisting the Pennant are taken down and burned, then the red god inscriptions on the poles, and finally the central pole is pushed over. But again the ritual is a far cry from what it should be. As Wu Mei later confides, “It was a modernized Judgment and Alms!”

Then immediately back to the soul hall to fetch the treasuries for the Redeeming the Treasuries procession. After supper we enjoy the skit outside the gate, laughing along with the village audience, tearing ourselves away to take our places around the altar table for the first installment of Transferring Offerings. As soon as Wu Mei plays the plaintive preludial two notes of Diverse and Nameless, the tone is set for a deeply mournful long slow hymn; at once we are all deep in the groove, our concentration total. But the ritual is rather perfunctory, and Yang Ying drives us back to Upper Liangyuan by 11pm. Tired as we are, Li Manshan is keen to give me a session on how the Judgment and Alms should really go, our chat itself serving as a kind of exorcism.

burial

On the final day, in bright sunshine, we return to the village for the burial. A list of gifts is pasted up at the gate, on red paper: gifts range from 800 down to 100 yuan, with most donors giving 200. Popular opinion is that these amounts are too mean. The preparations for the burial take ages, the kin faffing around endlessly, while Li Manshan mutters expletives under his breath. The burial procession is uneventful. The son’s coffin is to be reburied next to that of his mother. Li Manshan returns to the soul hall to stick up talismans in a brief exorcism. A protracted lunch—a wearisome day altogether. By now Li Manshan and Li Bin are really annoyed with the family. First Li Manshan has to haggle with them over the bill (never normally an issue), then Li Bin, whose gig at Lower Liangyuan ended at 3am last night, arrives to lend his support. While I wait discreetly in Li Bin’s car, a toothless ancient geezer talks at me non-stop and incomprehensibly for twenty minutes. Since I gather he was talking about the funeral, this might have been interesting, but I can only deduce the gist—that it was a crap funeral, and the family was stingy.

Then an impressively ugly peasant woman in a flimsy minidress walks by, grazing two donkeys. I seem to have stumbled onto a Fellini filmset. She takes pity on my verbal bombardment from the ancient codger, and after he wanders off she chats with me for a while in mercifully standard Chinese. She comes from Sichuan, and was sold to a man in this village twenty years ago; she recalls that it took her a couple of years to adapt to Yanggao dialect.

While Li Bin haggles with the family, quarrels and recriminations break out within the family, people red-faced from booze wandering around shouting at each other. It’s just like Christmas in England. After Li Bin drives us back home to Upper Liangyuan, Li Manshan and I recover, consulting the manuals again, clearing up a few more of my incessant queries, joking.

Cohesion and dislocation
In a modest contribution to the fine tradition of learning from failed rituals, let’s reflect on these notes.

The idea of a failed ritual tacitly accepts that the aim of the proceedings is to confirm and celebrate community solidarity—and indeed that there is such a thing. That Geertz and others don’t always find this may reflect on a supposed loss of such harmony under complex post-colonial (or whatever) social tensions; perhaps by contrast with an imagined earlier ideal age, a notion that we may obviously challenge too.

Funerals in China do indeed seem to me to represent something valuable, for both kin and community. But the family is subject to scrutiny; the event is an opportunity to confirm status within the family and community, but also a moment when underlying animosities may be entrenched. And this applies to other rituals too, like the vast territorial processions of southeast China. The conditions of the 20th century have doubtless created many dislocations in thinking; and we should recognize conflicts in imperial China, between classes and lineages, different aspirations, and so on—the very area that Lagerwey (China: a religious state, pp.153–170) seems to characterize as a kind of rural paradise is one where feuds between lineages, and between villages, have long been brutal.

Shi Shengbao 2018

Shi Shengbao with Li Manshan, Yangguantun 2018. Photo: Li Bin.

With his long experience of serving the villages in the area, Li Manshan has a network of guanxi contacts among senior men familiar with ritual proprieties—for instance, he is always happy to work in Pansi and Yangguantun, where the people are friendly and knowledgeable. At a fine funeral in Yangguantun in 2016, the gujiang shawm band was playing “greater opera” on their truck outside the gate, but stopped when we approached, as the “old rules” demand. The fine director Shi Shengbao, then a youthful 69 sui, took the job up in 1981 because he liked it. The family, and our scripture hall hosts, are cultured and respectful. Still, when you look closely, the village is still poor, with decrepit derelict boarded-up old houses. These villages are dying.

The main reason why the funeral described above was so unsatisfactory was because the Li band hadn’t performed there before, and none of the kin—or indeed the village’s ritual director or the plentiful men in their 50s to 70s—seemed to know the most basic “rules,” so Li Manshan had to explain even fundamental proprieties like kowtowing.

While the Daoists were disturbed by the whole ritual ignorance of the village, they and their rituals were not a crucial element in the failure of the event. It was through their irritation that I became aware of the conflicts within the village and the funeral family, which were going to come to a head anyway. The Daoists have routinely been simplifying the three-day sequence even for more discriminating clients; the titles of many ritual segments endure, but their content is diluted and homogenized.

Daoists still have to be invited, almost routinely; but by now they are used to not being appreciated. Since the 1990s no-one pays much attention when they arrive at the soul hall; only the kin reluctantly abandon their places watching the pop music outside the gate to go and kneel before the soul hall. It shows that a subtle degree of respect for the “rules,” from some quarter, is still expected. Sure, it is a small village, so they don’t get to put on so many funerals, but still, if they had so little clue about the proper procedures, and balked at the expense, then why did they bother requesting a three-day funeral in the first place—why not just book the Daoists for a minimal sequence? Li Manshan’s group is perfectly accustomed to doing this, and one might suppose that their irritation derived mainly from the final squabble over money. But the Daoists were already feeling disgruntled soon after arriving, long before the bill had to be settled.

The decision to hold a funeral over three days rather than two involves far more than merely the minor expense of asking the Daoists to perform a few more rituals. The pop band and the shawm band, as well as the cooks, have to be hired; the returning kin have to take extra time off their work in distant towns.

In sum, a lot depends on whether the host is “cooperative” or not. On tour in Germany in 2013 we observe that our hosts are all very cooperative—whereas we joke that Milan, scene of our most desultory European gig, should twin up with the village described above. Of course, what they expect of their hosts for domestic and foreign contexts are totally different. Abroad, the host merely has to find a good venue and provide decent hospitability; back home, the host family is expected to work closely with the Daoists in accordance with complex ritual organization.

In the Coda of my book, “Things ain’t what they used to be”, I round up the theme of ritual decline.

Note the recent diaries of Li Manshan and Li Bin. Funerals feature throughout my posts under Local ritual; see also e.g. Funerals in Hebei.

Lives in Stalin’s Russia

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Hand-in-hand with my focus on ritual and expressive culture, I have long been concerned to document life-stories—of ordinary people, artists, and scholars, both in China (cf. my detailed work on the Gaoluo villagers and the Li family Daoists) and Europe.

Under the Iron curtain tag (see also roundup here) I’ve broached life-stories under state socialism in the GDR (here and here), Czechoslovakia, and Ukraine (blind minstrels, and the famine)—and tribulations under the Soviet regime were the context for this post on ethnic minorities there. But now, reading

  • Orlando Figes, The whisperers: private lives in Stalin’s Russia (2007)

makes an accessible single-volume study to begin shedding light on my ignorance of ordinary lives in the Soviet Union. Apart from the importance of the topic in itself, I muse (as ever) on the similarities and differences with Maoist—and post-Maoist—China.

Many books describe the externals of the Terror—the arrests and trials, enslavements and killings of the Gulag—but The whisperers is the first to explore in depth its influence on personal and family life.

The oral history of family memory makes a counterweight to the official narrative (notes also Soviet lives at war). Figes interrogates the issues in interpreting such sources. His website, following on from his oral history project, is a treasury of related material. For significant caveats on the book, see here (with further links).

As the regime sought to erase the distinction between public and private life, Figes describes both the effectiveness of the Soviet indoctrination of children and the internal conflict with messages they gleaned from their families. The system taught dissimulation, producing duplicity and lifelong fear. As a survival strategy, people learned to wear a mask, going into “internal emigration”, leading double lives; they had to adjust to the system merely in order to survive. They learned not to talk: “whisperers” were both those who whispered out of fear of being overheard, and those who informed.

Figes details the effects of successive waves of repression, before, during, and after the Stalin regime from 1928 to 1953, interweaving many family histories throughout the book. The case of its central figure Konstantin Simonov, who “embodied all the moral conflicts and dilemmas of his generation”, though revealing in its complexity, is exceptional in his high profile as cultural cadre. The index, and the website, can be used to follow the stories of individual families throughout the book. The cast includes both cadres and the catch-all of “kulaks”, but seems more urban than rural—whereas China was more predominantly rural as late as the 1970s. Even early images of “kulaks” being expelled, and photos from the gulag (however manufactured), suggest that China was still more backward—and repressed—in the 1950s than Russia in the 1920s.

Exiles gulag Siberia 1933 101Exiles in a “special settlement” in western Siberia, 1933.

For Maoist China too, diverse sources can be assembled to modify and counter the official narrative, including memoirs, family photos and documents, local archives, and so on—note Sebastian Veg, Popular memories of the Mao eraMemoirs and biographical accounts have proliferated since the liberalizations of the 1980s. In film, recent projects such as laogai documentaries and Wu Wenguang’s Caochangdi Work Station are impressive. Also revealing are fictional portrayals—not just laogai novelists like Zhang Xianliang and Yan Lianke, but films such as The blue kite that suggest the everyday tribulations of ordinary families. But while there may be a comparable wealth of material for China, it’s hard to envisage such an accessible, personal, wide-ranging and diachronic account as The whisperers.

Illuminating his sources perceptively, Figes identifies clear periods in people’s fates under the Soviet regime. The repression took place over a longer period than that of Maoism, and may seem to have been even more terrifying. The gulag—among the extensive literature on which, see e.g. Anne Applebaum, Gulag: a history (2003)—looms larger in the public (and private) image of the USSR than the laogai system in China, although the latter has also become the subject of brave research. Executions, and the all-pervading NKVD, also seem to play a more common role in Soviet history.

Below I can only list some of the main themes of the book, rather than citing the many personal life-stories that illustrate them—which is actually its outstanding strength.

* * *

Figes opens with Children of 1917, on the early years of the revolution, and the beginnings of state indoctrination and the war on religion. In 1926 the peasantry represented 82% of the Soviet population—cf. China, where the rural population peaked at 84% in 1963. But urban populations grew rapidly. Families were dislocated; millions of children were abandoned, having to fend for themselves. Figes describes life at the camps. Some “kulaks” managed to flee from the camps, living on the run.

Young people renounced their relatives, for various motives.

As millions of people left their homes, changed their jobs, or moved around the country, it was relatively easy to change or reinvent one’s social class. People learned to fashion for themselves a class identity that would help them advance. They became clever at concealing or disguising impure social origins, and at dressing up their own biographies to make them seem more “proletarian”.

But they were haunted by the constant threat of exposure—many concealed their secrets right until the 1990s.

In The great break (1928–32) Figes describes the temporary relaxation in the assault against religion between 1924 and 1928:

On 2 August 1930, the villagers of Obukhovo celebrated Ilin Day, an old religious holiday to mark the end of the high summer when Russian peasants held a feast and said their prayers for a good harvest. After a service in the church, the villagers assembled at the Golovins, the biggest family in Obukhovo, where they were given home-made pies and beer inside the house while their children played outside. As evening approached, the village dance (gulian’e) began. Led by a band of balalaika players and accordionists, two separate rows of boys and girls, dressed in festive cottons, set off from the house, singing as they danced down the village street.

Thereafter, while clandestine belief may have persisted, I find rather few clues to any public religious (or even customary) activity—by contrast with Maoist China, where it kept resurfacing despite constant campaigns. Am I wrong to see local Chinese populations as more resilient in maintaining their expressive culture under Maoism? Still in Obukhovo:

That year the holiday was overshadowed by violent arguments. The villagers were bitterly divided about whether they should form a collective farm (kolkhoz), as they had been ordered by the Soviet government. […] There were terrifying tales of soldiers forcing peasants into the kolkhoz, of mass arrests and deportations, of houses being burned and people killed, and of peasants fleeing from their villages and slaughtering their cattle to avoid collectivization.

Kulaks exiled 1930s 89“Kulaks” exiled from the village of Udachne, Khryshyne (Ukraine), early 1930s.

As Figes explains:

During just the first two months of 1930, half the Soviet peasantry (about 60 million people in over 100,000 villages) was herded into the collective farms. […] Peasants who spoke out against collectivization were beaten, tortured, threatened, and harassed, until they agreed to join the collective farm. Many were expelled as “kulaks” from their homes and driven out of the village. The herding of the peasants into the collective farms was accompanied by a violent assault against the Church, the focal point of the old way of life of the village, which was regarded by the Bolsheviks as a source of potential opposition to collectivization. Thousands of priests were arrested and churches were looted and destroyed, forcing millions of believers to maintain their faith in the secrecy of their own homes. […]
There was surprisingly little peasant opposition to the persecution of the “kulaks”. […] The majority of the peasantry reacted to the sudden disappearance of their fellow villagers with passive resignation born of fear.

Golovins 1940s 78Yevdokiia and Nikolai with their son Aleksei Golovin (1940s).

In Obukhovo the Golovins were deported on 4th May 1930:

I recall the faces of the people standing there. They were our friends and neighbours—the people I had grown up with. No-one approached us. No-one said farewell. They stood there silently, like soldiers in a line. They were afraid.

Still,

There was widespread resistance to collectivization, even though most villagers acquiesced in the repression of “kulaks”. In 1929–30, the police registered 44,779 “serious disturbances”. Communists and rural activists were killed in their hundreds, and thousands more attacked. There were peasant demonstrations and riots, assaults against Soviet institutions, acts of arson and attacks on kolkhoz property, protests against closures of churches.

Figes unpacks the motives of those responsible for enforcing the brutal war against the peasantry.

Under The pursuit of happiness (1932–36), while observing brief concessions to consumer culture (promoting perfume, cosmetics, fun), he evokes urban projects like the construction of the Moscow metro from 1932, using peasant immigrants and gulag prisoners:

The splendour of these proletarian palaces, which stood in such stark contrast to the cramped and squalid private spaces in which the majority of people lived, played an important moral role (not unlike the role played by the Church in earlier states).

But popular unrest continued. The rise of a new bureaucratic elite also caused discontent:

In 1932, a manager at Transmashtekh, a vast industrial conglomerate, wrote to the Soviet President Mikhail Kalinin:

The problem with Soviet power is the fact that it gives rise to the vilest type of official—one that scrupulously carries out the general designs of the supreme authority… This official never tells the truth, because he doesn’t want to distress the leadership. He gloats about famine and pestilence in the district or ward controlled by his rival. He won’t lift a finger to help his neighbour… All I see around me is loathsome politicizing, dirty tricks, and people being destroyed for slips of the tongue. There’s no end to the denunciations. You can’t spit without hitting some revolting denouncer or liar. What have we come to? It’s impossible to breathe. The less gifted a bastard, the meaner his slander. Of course the purge of your Party is none of my business, but I think that as a result of it, decent elements still remaining will be cleaned out.

Figes notes the “hierarchy of poverty”. And meanwhile the lives of women failed to improve:

For women nothing changed in the 1930s—they worked long hours at a factory and then did a second shift at home, cooking, cleaning, caring for the children on average for five hours every night—whereas men were liberated from most of their traditional domestic duties (chopping wood, carrying water, preparing the stove) by the modernization of workers’ housing, which increased the provision of running water, gas, and electricity, leaving them more time for cultural pursuits and politics.

Trotsky had trenchant views on sexual politics:

One of the dramatic chapters in the great book of the Soviets will be the tale of the disintegration and breaking up of those Soviet families where the husband as a Party member, trade unionist, military commander or administrator, grew and developed and acquired new tastes in life, and the wife, crushed by the family, remained on the old level. The road of the two generations of Soviet bureaucracy is sown thick with the tragedies of wives rejected and left behind. The same phenomenon is now to be observed in the new generation. The greatest of all crudities and cruelties are to be met perhaps in the very heights of the bureaucracy, where a very large percentage are parvenus of little culture, who consider that everything is permitted to them. Archives and memoirs will some day expose downright crimes in relation to wives, and to women in general, on the part of those evangelists of family morals and the compulsory “joys of motherhood”, who are, owing to their position, immune from prosecution.

Figes documents the constrained domestic spaces of urban dwellers, and the tensions caused by lack of privacy, with some fine room plans.

Above, left: Khaneyevsky household, Moscow; right: Reifshnieders’ room, Moscow.
Below, left: Nikitin and Turkin apartments, Perm; right: Bushuev “corner” room, Perm.

In later years many people felt a rose-tinted nostalgia for the pre-war years, when

Everybody helped one another, and there were no arguments. No-one was stingy with their money—they spent their wages as soon as they were paid. It was fun to live then. Not like after the war, when people kept their money to themselves, and closed their doors.

But, as in China (where many peasants felt an equally perplexing nostalgia for the commune system), there’s ample evidence for the contrary view of communal life:

It was a different feeling of repression from arrest, imprisonment, and exile, which I’ve also experienced, but in some ways it was worse. In exile one preserved a sense of one’s self, but the repression I felt in the communal apartment was the repression of my inner freedom and individuality. I felt this repression, this need for self-control, every time I went into the kitchen, where I was always scrutinized by the little crowd that gathered there. It was impossible to be oneself.

Still, millions of people were taught to believe that

hard work today would be rewarded tomorrow, when the “good life” would be enjoyed by all.

Though the mid-1930s have been regarded as the calm before the storm,

for millions of people whose families were scattered in the Gulag’s labour camps and colonies, these years were as bad as any other.

Kondratiev 1938 226Nikolai Kondratiev’s last letter to his daughter, 1938.

In The great fear (1937–38), Figes explains that the Terror was not a routine wave of mass arrest, but a calculated policy of mass murder. Among the complex reasons prompting Stalin’s purge was the imminent threat of war. Not just the direct “offenders” but also their kin were hunted down. The motives of the informers, often themselves under extreme pressure, were also complex.

In 1938, the NKVD chief Yezhov was deposed. “The real reason for Yezhov’s fall was Stalin’s growing sense that mass arrests were no longer a workable strategy. At the rate the arrests were going, it would not be long before the entire Soviet population was in jail.” Under his successor Beria the purge was scaled down.

Fear brought out the worst in people. Yet there was also acts of extraordinary kindness by colleagues, friends, and neighbours, sometimes even strangers, who took enormous risks to help the families of “enemies of the people”. […]
The disappearance of a father and a husband placed enormous strain on families. Wives renounced husbands who had been arrested, not necessarily because they thought their spouses might be “enemies of the people”, although they may have had that thought, but because it made survival easier and gave protection to their families (many husbands for this reason advised wives to renounce them). […] It took extraordinary resilience, and not a little bravery, for women to resist these pressures and stand by their husbands.

There is scant consolation in Remnants of terror (1938–41) on the eve of the German invasion. Figes praises the untold acts of heroism of grandmothers striving to keep together the scattered remains of repressed families.

Lebeva 1940 322Elena Lebedeva with her granddaughters, Natalia (left) and Elena Konstantinova,
Ak-Bulak, 1940.

But many children ended up in orphanages, roamed the streets begging, joined street gangs, or were themselves sent to children’s labour colonies.

Meanwhile, in a Nazi–Soviet pact that alarmed faithful Communists, both Germany and the Red Army invaded Poland, and the USSR pressurized the Baltic states to accept pacts of “defence and mutual assistance”, extending the reach of their reign of terror.

The theme of Wait for me (1941–45) is the social consequences of the sudden German invasion of the USSR in 1941. Apart from its global significance, it was also crucial for the maintenance of the Soviet regime. Stalin now had no choice but to call for unity, setting aside class struggle and ideology. Many saw that the whole climate of the Terror had played a major role in the USSR’s initial inability to resist the invasion; criticism became open (some even welcomed the prospect of a German victory), and arrests continued.

But the desperate need for self-defence did indeed foster a spirit of national unity. The horrors of war against a brutal external enemy helped people forget, for now, the misery of their situation during “peacetime”. Patriotic morale even produced a new merging of the public sphere and the intimate world of personal relationships.

As the tide turned, the Red Army chased the Germans back. Convinced by the courageous determination of the Soviet forces, Figes seeks to explain it. Terror and coercion played a role, but

Appeals to the patriotism of the Soviet people were more successful. The vast majority of Soviet soldiers were peasant sons; their loyalty was not to Stalin or the Party, which had brought ruin to the countryside, but to their homes and families, to their own vision of the “motherland”.

The image of Mother Russia was promoted; controls over religion were temporarily relaxed. Hatred of the enemy was also an important element. But most significant, Figes suggests, was the cult of personal sacrifice:

As Simonov remarked, the people were prepared for the privations of the war—the sharp decline in living standards, the breaking up of families, the disruption of ordinary life—because they had already been through much the same in the name of the Five Year Plans.

Still,

Contrary to the Soviet myth of wartime national unity, Soviet society was more fractured during the war than at any previous time since the Civil War. Ethnic divisions had been exacerbated by the Soviet state, which scapegoated certain national minorities, such as the Crimean Tatars, the Chechens, and the Volga Germans, and exiled them to regions where they were not welcomed by the local populace. Anti-Semitism, which had been largely dormant in Soviet society before the war, now became widespread. It flourished especially in areas occupied by Hitler’s troops, where a large section of the Soviet population was directly influenced by the Nazis’ racist propaganda, but similar ideas were imported to places as remote as Kazakhstan, Central Asia, and Siberia by Soviet soldiers and evacuees from the western regions near the front.

Even so, people united for the defence of their local communities. And soldiers found camaraderie:

Veterans recall the intimacy of these wartime friendships with idealism and nostalgia. They claim that people then had “bigger hearts” and “acted from the soul”, and that they themselves were somehow “better human beings”, as if the comradeship of the small collective unit was a cleaner sphere of ethical relationships and principles than the Communist system, with all its compromises and contingencies. They often talk as if they found in the collectivism of these groups of fellow soldiers a type of “family” that was missing from the lives before the war (and would be missing afterwards).

Zinaida 1942 357Left: Zinaida Bushueva with her brothers, 1936.
Right: Zinaida (centre) in ALZhIR, 1942. A rare private photograph of Gulag prisoners, it was taken to send to relatives. The three women were photographed together to reduce the costs.

During the war the exploitation of the Gulag labour force intensified—in 1942 one in four Gulag workers died.

As Pasternak would write in the epilogue of Doctor Zhivago (1957), “When the war broke out, its menace of real death, were a blessing compared to the inhuman power of the lie, a relief because it broke the spell of the dead letter.” The relief was palpable. People were allowed to act in ways that would have been unthinkable before the war. By necessity, they were thrown back on their own initiative—they spoke to one another and helped each other without thinking of the political dangers to themselves, and from this spontaneous activity a new sense of nationhood emerged. The war years, for this reason, would come to be recalled with nostalgia.

The years 1941 to 1943 were described as a period of “spontaneous de-Stalinization”. People were empowered to think critically; a new freedom of expression even included political debate. The revival of religious activity continued through to 1948. Still, over the whole period cultural and religious life at a distance from urban centres remains somewhat obscure.

All this marked the beginning of a fundamental change of values. Towards the end of the war, as the Red Army entered Europe, their encounter with conditions there—clearly superior even amidst its desperately ravaged state, to which indeed they contributed further—also allowed them to question Soviet propaganda. And like the British, their experiences gave them ideals of building a better society—in their case, dismantling the collective farms, establishing democracy and religious freedoms. “Party leaders were understandably anxious about the return of all these men with their reformist ideas.” Such liberal notions were anyway spreading among civilians, not least as a result of the alliance with Britain and the USA.

As Ilia Ehrenburg wrote,

Everybody expected that once victory had been won, people would know real happiness. We realized, of course, that the country had been devastated, impoverished, that we would have to work hard, and we did not have fantasies about mountains of gold. But we believed that victory would bring justice, that human dignity would triumph.

Their hopes were soon dashed.

The ending of the war coincided with the first mass release of prisoners from the Gulag. […] Families began to piece themselves together again. Women took the lead in this recovery, sometimes travelling across the country in search of husbands and children. There were tight restrictions on where former prisoners could live. Most of them were banned from residing in the major towns. So families who wanted to be together often had to move to remote corners of the Soviet Union. Sometimes the only place they could find to settle was in the Gulag zone.

But the Gulag population actually expanded in the years after the war, with forced labour making a significant element in the economy.

People were damaged; fear, and silence, still reigned. All this also makes even more remarkable the widespread telling of political jokes, throughout the whole period.

The post-war period is the subject of Ordinary Stalinists (1945–53).

No other country suffered more from the Second World War than the Soviet Union. According to the most reliable estimates, 26 million Soviet citizens lost their lives (two-thirds of them civilians) […] and 4 million disappeared between 1941 and 1945. […] The demographic consequences of the war were catastrophic. Soviet agriculture never really recovered from this demographic loss. The kolkhoz became a place for women, children, and old men.

The material devastation was grievous too. Another famine occurred from 1946 to 1948. The brief improvement in the supply of consumer goods before the war was a distant memory. With people no longer afraid to express their discontent, strikes and demonstrations broke out. But as the new threat posed by the Cold War developed, Stalin moved promptly to purge the army and Party leadership, and to rule out any idea of political reform. Censorship was tightened; the new wave of dissent had to continue underground.

Left: Inna Gaister (aged 13) with her sisters Valeriia (3) and Natalia (8), Moscow, 1939. The photograph was taken to send to their mother in the Akmolinsk labour camp (ALZhIR).
Right: Inna Gaister (centre) with two friends at Moscow University, 1947.

But a new type of middle class now emerged, better educated and less ideological in outlook—though they had to conform, at least outwardly, to the demands of the regime, perfecting the art of wearing masks. Figes gives more stories of informants. Valentina Kropotina made her whole career by informing. With her “kulak” background,

I was basically a street-child, dressed in rags, barefoot… All my childhood memories are dominated by the feeling of hunger… I was afraid of hunger, and even more, of poverty. And I was corrupted by this fear.

She felt no remorse for what she did. Still,

The “little terror” of the post-war years was very different from the Great Terror of 1937–8. It took place, not against the backdrop of apocalypse, when frightened people agreed to betrayals and denunciations in the desperate struggle to save their lives and families, but against the background of a relatively mundane and stable existence, when fear no longer deprived people of their moral sensibility.

Anti-Semitism, always latent, escalated along with the “anti-cosmopolitan” campaign. When Stalin died in 1953, even some victims of the Terror felt genuine sorrow, but

The mourning ceremonies in Krasnodar were more like a holiday. They put on a mournful face, but there was a sparkle in their eyes, the hint of a smile beneath their greeting, that made it clear that they were pleased.

Even so, there was still no release from fear—indeed, people were anxious for the future. Beria played a role in allaying such fears, though he was soon executed in a Kremlin coup organized by Kruschev. Hopes were high among Gulag inmates; new demonstrations broke out, which helped bring about the abolition of the system. About 40% of the gulag population were released in an amnesty on 27th March 1953—though they returned to their families physically and mentally broken. The climate in the Soviet Union also led to the serious demonstrations that erupted in the GDR.

The story continues in Return (1953–56).

The family emerged from the years of terror as the one stable institution in a society where virtually all the mainstays of human existence—the neighbourhood community, the village and the church—had been weakened or destroyed. For many people the family represented the only relationship they could trust, the only place they felt a sense of belonging, and they went to extraordinary lengths to reunite with relatives.

But former prisoners found it hard to build relationships, to find jobs and places to live. They still had to confront those who had betrayed them, although they also understood the extreme pressures that had led them to do so. The process of rehabilitation was laborious. And millions never returned from the camps.

Kruschev’s denunciation of Stalin in 1956 made a decisive break, the beginnings of the reformist thaw. Still, Stalin, rather than the whole system, was the scapegoat. But it also had consequences for the countries of east Europe, notably with the Hungarian uprising that year.

And just as the worst was over in the USSR, China systematically repeated its deadly mistakes. Dikötter outlines many of the same features of life under Maoism, but his treatment is less personal.

As Figes describes in the final chapter, Memory (1956–2006), even after 1956, the vast majority of ordinary people were still too cowed and frightened by the memory of the Stalinist regime to speak out openly. The thaw ended when Brezhnev replaced Kruschev in 1964; as dissidents were persecuted, people again suppressed their traumatic memories. Stoicism and passivity became enduring social norms.

But nostalgia for the war persisted, even overriding other assessments of the system. Viacheslav Kondratiev recalled:

For our generation the war was the most important event in our lives, the most important. This is what we think today. So we are not prepared to belittle in any way the great achievement of our people in those terrifying, difficult, and unforgettable years. The memory of our fallen soldiers is too sacred, our patriotic feelings are too pure and deep for that.

Eventually more candid memories of the war surfaced, such as the 1975 film A soldier went. A whole Gulag literature emerged.

Unlike the victims of the Nazi war against the Jews, for whom there could be no redeeming narrative, the victims of Stalinist repression had two main collective narratives in which to place their own life-stories and find some sort of meaning for their ordeals: the survival narrative, as told in the memoir literature of former Gulag prisoners, in which their suffering was transcended by the human spirit of the survivor; and the Soviet narrative, in which that suffering was redeemed by the Communist ideal, the winning of the Great Patriotic War, or the achievements of the Soviet Union.

Figes reflects on the startling paradox in the later myth of Norilsk,

a large industrial city built and populated by Gulag prisoners, whose civic pride is rooted in their own slave labour for the Stalinist regime,

as well as the popular nostalgia for Stalin (and again we might compare the Chinese nostalgia for Mao—see also here), which

reflects the uncertainty of their lives as pensioners, particularly since the collapse of the Soviet regime in 1991; the rising prices that put many good beyond their means; the destruction of their savings by inflation; and the rampant criminality that frightened old people in their homes.

However,

nostalgia notwithstanding, the ruinous legacies of the Stalinist regime continued to be felt by the descendants of Stalin’s victims many decades after the dictator’s death. It was not only a question of lost relationships, damaged lives and families, but of traumas passed from one generation to the next. […]
Even in the last years of the Soviet regime, in the liberal climate of glasnost, the vast majority of Soviet families did not talk about their histories, or pass down stories of repression to their children. […] Fifteen years after the collapse of the regime, there are still people in the provinces who are afraid to talk about their past, even to their own children.

Again, the Chinese parallel is interesting: whereas the Soviet “liberation” occurred after over seventy years of repression, in China “reform and opening” not only happened earlier, following the collapse of Maoism in the late 1970s, but came after a mere thirty years of state repression. Both Russia and China suffered grievously under invasion and warfare; and for both, the hard-earned victory came to form a cornerstone of the national image. But whereas in China the war set the scene for the Communist takeover and the people finally “standing up”, in Russia it made an interlude within a system in which repression was already deeply entrenched; it seemed to offer hopes for reform, which were soon thwarted. In China too the lid on popular expression of trauma remained quite tightly sealed, though as Sebastian Veg notes, “after a period of post-traumatic outpour, followed by commodified nostalgia, popular memory in recent years has shown signs of moving towards more critical discussions.” But both Chinese and Russian regimes continue to devise new forms of repression.

* * *

In my post on Bloodlands (n.2) I mentioned attempts to compare death tolls under Hitler, Stalin, and Mao—in ascending order, it seems. As Timothy Snyder wrote,

it turns out that, with the exception of the war years, a very large majority of people who entered the Gulag left alive. Judging from the Soviet records we now have, the number of people who died in the Gulag between 1933 and 1945, while both Stalin and Hitler were in power, was on the order of a million, perhaps a bit more. The total figure for the entire Stalinist period is likely between two million and three million. The Great Terror and other shooting actions killed no more than a million people, probably a bit fewer. The largest human catastrophe of Stalinism was the famine of 1930–1933, in which more than five million people died.

But appalling are the death tolls, they are far from the whole story. Now that I read Figes’s account, it seems callous and irrelevant to dwell on such statistics.

With my classical, mystical background, it took me a long time to appreciate the importance of all this—and it may still elude younger people in the UK, Russia, and China. But having long focused on the life-stories of Chinese ritual specialists and their patrons, I continue to find such accounts an illuminating perspective on modern history, for China and elsewhere.

Popular culture in early modern Europe

Burke

We often study Chinese culture (both expressive and material) rather in isolation, but many parallels are suggested in

  • Peter Burke, Popular culture in early modern Europe (1978, thoughtfully updated in 2009 edition),

a lucidly-written single-volume work on the period 1500 to 1800. Of course it’s a vast field, but Burke’s broad coverage is enriched by illuminating detail.

Think away television, radio, and cinema, which have standardized the vernaculars of Europe within living memory, not to mention changes which are less obvious but may be more profound. Think away the railways, which probably did even more than conscription and government propaganda to erode the culture peculiar to each province and to turn regions into nations. Think away universal education and literacy, class consciousness and nationalism. Think away the modern confidence (however shaken) in progress, science, and technology, and the secular modes in which hopes and fears are expressed.

Indeed, many in Europe had little access to these features well into the 20th century—and many Chinese still later. So the historical coverage not only makes a useful perspective on popular traditions enduring today (e.g. Italy or east Europe), but is also full of lessons for our studies of popular culture in modern China.

Many (not least in China) tend to visualize Europe as a monolithic, reified, “developed” (and largely secular) modern bourgeois society, whose music (for instance) is represented by the “classical” canon. In the wake of the industrial revolution, change in the popular cultures of Europe was already a complex issue by the early 1900s, when study began to take off in earnest; but in China, for all its own revolution, many of Burke’s perspectives still seem relevant in the late 20th century. So it may be easier to see the parallels here than it would be with a study of modern Europe.

In Chapter 1 he discusses “The discovery of the people” by early-19th-century intellectuals, just as traditional culture seemed threatened—of which he gives some fine examples, long predating 20th-century concerns. Already before the industrial revolution, with the growth of towns, the improvement of roads, and the spread of literacy, the centre was invading the periphery.

Burke adduces early collections of folk-songs from Germany, Russia, Sweden, Serbia, Hungary, and Finland. The intellectuals also discovered popular religion and festivals (cf. Zhao Shiyu‘s work on Chinese temple fairs), along with folk music. Burke discusses aesthetic, intellectual, and political reasons for this interest. Along with the reaction against the Enlightenment, and the growth of nationalism,

the discovery of the people was part of a movement of cultural primitivism in which the ancient, the distant, and the popular were all equated.

In Chinese discourse on folk culture, terms like “simple” and “primitive” were still common in the late 20th century.

At the same time, Burke unpacks problems with studying the subject through the work of early European folklorists: distortion, creative bias, and the notion of “improvement”. Just like the CCP in China,

it is all to easy to continue to see popular culture through the romantic, nationalist spectacles of the intellectuals of the early 19th century.

On “restoration” he observes:

To read the text of a ballad, a folktale, or even a tune in a collection of this period is much like looking at a Gothic church which was “restored” at much the same time. One cannot be sure whether one is looking at what was originally there, at what the restorer thought was originally there, at what he thought ought to have been there, or at what he thought should be there now. Not only texts and buildings were subject to “restoration”, but even festivals.

Burke criticizes the notions of primitivism, communalism, and purism, stressing that “popular culture does have a history”.

In Chapter 2, “Unity and variety in popular culture”, Burke notes pockets where there was still a shared culture on the lines of the (dodgy) model of tribal societies, but observes that the broad picture was not monolithic or homogeneous: social stratification was widespread. He refines the model of interdependent great and little traditions, both urban and rural, that Robert Redfield suggested in the 1930s:

There were two cultural traditions in early modern Europe, but they did not correspond symmetrically to the two main social groups, the elite and the common people. The elite participated in the little traditions, but the common people did not participate in the great tradition. The great tradition was transmitted formally at grammar schools and at universities. It was a closed tradition in the sense that people who had not attended such institutions, which were not open to all, were excluded. […] The little tradition, on the other hand, was transmitted informally. It was open to all, like the church and the market-place, where so many of the performances occurred.

So in the early period the elite, the nobility, local literati, and the clergy had access to and participated in both cultures.

In the Cracow area about 1565, more than 80% of the poor nobles were illiterate. The style of life of some rural nobles and parish priests was not so different from that of the peasants around them.
[…]
But this situation did not remain static throughout the period. The upper classes gradually withdrew from participation in the little tradition in the course of the 17th and 18th centuries.

Following Kodály and Gramsci, Burke also notes that “the people” were not a homogeneous group. As in 20th-century China, the peasants formed 80–90% of the population. But apart from peasants and craftsmen, women, children, shepherds, sailors, beggars, and so on, all had important sub-cultures. The diversity of occupations makes a useful reminder for China, both in imperial and modern times; the peasantry was itself stratified, as the CCP would observe. Burke cites Kodaly again:

Many traditional folksongs are appropriate only for one social group, like the Scandinavian drängvisor, or farm-hands’ song, and the pigvisor, the “complaints” of ill–treated maidservants.

He notes ecological differences:

Leaping dances seem to be associated with mountainous regions, in the Basque country, in Norway, in the highlands of Bavaria, Poland, and Scotland, because this was an old form of dance which did not survive in the plains.

In the countryside farmers, herdsmen, and shepherds also had different cultures, as did blacksmiths, carpenters, woodsmen, miners, and bandits. Similar stratification was notable in the towns: guilds, craftsmen (weavers, tailors, shoemakers, journeymen, apprentices, and so on), and shopkeepers.

Burke notes religion and ethnic minorities as markers of cultural difference—not only Catholics and Protestants, but Jews and Muslims. And he discusses the male category of “wanderers”—soldiers, sailors, beggars, and thieves. He notes variation by gender and region, coexisting with other types of variation. Excluded from most of the categories, “women’s culture is to popular culture what popular culture is to culture as a whole.” Other potential elements in a cultural geography of Europe would include architecture, literacy, and topography. He observes interaction between great and little traditions, finding traffic in both directions, with creative transformations.

In Chapter 3, “An elusive quarry”, Burke interrogates the sources, their literati bias and unreliability:

We want to know about performances, but what have survived are texts; we want to see these performances through the eyes of the craftsmen and peasants themselves, but we are forced to see them through the eyes of literate outsiders.

The attitudes and values of craftsmen and peasants

were expressed in activities and performances, but these activities and performances were only documented when the literate upper classes took an interest in them.

And when, as often, festivities were described by foreign visitors, they

are likely to miss all sorts of local or topical allusions and may misunderstand what the festivities mean to the participants.

Or (as in China) popular activities may be recorded simply because the authorities were trying to suppress them. And of course

A text cannot record a performance adequately, whether it is a clown’s or a preacher’s. The tone of voice is missing, so are the facial expressions, the gestures, the acrobatics.

Further, Burke notes that printed texts (including sermons) are likely to vary from the texts performed. Print not only recorded popular culture but undermined it. He lists six kinds of mediator, and explores oblique approaches to popular culture, adducing witch trials and “iconology”. And he notes the useful perspective of rebellion, also fruitful for China.

Discussing folk-songs and epics “collected” in the 20th century, he comments:

Historians whose sources consist of fragmentary texts have a lot to learn from folklorists whose sources are living people, who can be observed at work and even questioned. What I am advocating is a rather more indirect use of the modern material, to criticize or interpret the documentary sources.

To avoid misunderstanding, let me say at once what the regressive method is not. It does not consist of relatively recent situations and cheerfully assuming that they apply equally well to earlier periods.

He notes the potential for historians to learn from anthropologists.

Part Two, “Structures of popular culture”, opens with Chapter 4, “The transmission of popular culture”, focusing on the “active bearers of culture”. While observing that

Shepherds made their own bagpipes as well as playing them. The men of the household made the furniture, and the women made the clothes. […] Anyone who fell ill or had an accident would be treated at home,

he stresses that

Neither the household nor the village was culturally autonomous.

Semi-professional healers, traveling pedlars, and wandering minstrels [a term, I note, encrusted with romantic flapdoodle] were also part of the picture. He unpacks the notion of “popular artist” (one who works mainly for a public of craftsmen and peasants), and the spectrum of professionals and amateurs. I like his list of occupational performers for England:

Ballad-singers, bear-wards, buffoons, charlatans, clowns, comedians, fencers, fools, hocus-pocus men, jugglers, merry-andrews, minstrels, mountebanks, players, puppet-masters, quacks, rope-dancers, showmen, tooth-drawers and tumblers. [1]

(For instances of the evocative use of lists, see Last night’s fun and Accordion crimes.)

But again there were gradations, as with shawm bands in China today. Like tinkers and pedlars, many performing groups were itinerant. The Russian skomorokhi (interestingly seen as antecedents of Pussy Riot here) travelled in bands of up to one hundred men. Burke’s description of “strolling players” in 18th-century England reminds me of Chinese opera troupes today:

Two actors would be sent ahead of the rest to get permission to play in the towns and villages on their route. Their properties and costumes would be secondhand, even dilapidated, and they would perform in inns or barns.

la Tour

Georges La Tour, The hurdy-gurdy man. Cf. the lirniky of modern Ukraine.

Several more features suggest China. Solo bards were also common—as in Spain, France, Serbia, and Russia. Whether solo or in a group, they were often equated with beggars; and many “vagabond-entertainers” were blind. Itinerant preachers were also widespread. Besides human opera, ritual puppet plays may remind us of groups still performing in regions like Fujian and Gansu.

Less well documented were the amateur performers, and semi-professionals (as in China), “part-time specialists who had another occupation but might derive a supplementary income from their singing, playing, or healing.” Performers of plays and other festivities were often organized into guilds. Funeral wailers were hired, as in Britain, Italy, and Russia. Popular healers and diviners are listed for England, Sweden, Poland, Spain.

Burke explores the physical setting, noting that it is easier to document public performances (church, tavern, market-place) than domestic occasions. He outlines the balance of folk tradition and individual innovation, refuting the “collective creation” myth.

Chapter 5, “Traditional forms”, explores genres, discussing the variety of dance and song forms; themes and variations; and the process of composition—all recurring issues in ethnomusicology. He includes preaching and material culture, seeking not only formulas and motifs but structures.

Chapter 6, “Heroes, villains, and fools” goes on to look at stock characters, probing the attitudes and values of craftsmen and peasants. In popular culture the images of rulers, the clergy and saints, the nobility and knights, the middle class and officials, are sometimes ambivalent, but the lower classes seem “conservative”, accepting them and structuring their world through the models provided by the dominant group. Conversely, craftsmen and peasants also saw society in terms not of harmony but of conflict, complaining of poverty and injustice. Here Burke lists five points along a spectrum of responses: fatalist, moralist, traditionalist, radical, and millenarian.

The Chinese peasantry since the 1940s have also clung to such heroic figures from the imperial past, remaining quite resistant to the cultural values of the CCP while absorbing new elements (like the PLA soldier in the medium’s pantheon here).

Under “ordinary people”, Burke notes that craftsmens’ image of the peasant was unflattering. Nor, in the male-dominated sources, do women emerge well:

Most popular heroines were objects, admired not so much for what they did but what they suffered. For women, martyrdom was virtually the only route to sanctity.

More common are images of deceitful and malicious women.

Under “outsiders”, outlaws (another popular theme in China) are usually, though not always, portrayed as heroic, “enabling ordinary people to take imaginative revenge on the authorities to whom they were usually obedient in real life”. Negative instances are those of the Turk and the Jew (both “scarcely human”), as well as the witch; and the stereotypes of Catholics and Protestants about each other.

Hatred of outsiders was so common as to make one wonder whether most ordinary people of the period were not what psychologists sometimes call “authoritarian personalities”, combining submissiveness to authority with aggressiveness towards people outside their group.

Breughel

Breughel, The combat between Carnival and Lent.

in Chapter 7, “The world of Carnival”, Burke pursues the theme of relieving tensions, putting myths and rituals in the physical context of festivals, both Carnival itself and “carnivalesque” activities. Here he explores ritual—always a prominent theme—in greater detail, and ritual reversal, “the world upside down”. Carnival was both a holiday, a game, and a time of ecstasy and liberation, with food, sex, and violence. He subsumes public executions and mocking ceremonies like the charivari, and explores the tensions between social control and social protest. He cites Victor Turner:

By making the low high and the high low, they reaffirm the hierarchical principle.

But the “safety-valve” of ritual was not always able to contain popular dissent. Riots and rebellions made more direct forms of action. Popular rebellions, of course, are a major theme in Chinese history—studied selectively in the PRC.

The concern of the upper classes that popular festivals might pose a threat to the status quo leads to Chapter 8, “The triumph of Lent: the reform of popular culture”. Always alert to change, Burke describes the attempts of the educated (“the reformers, or the godly”), notably the clergy, to “improve” popular mores, on both theological and moral grounds. Again (as in imperial and modern China) folk religion was a principle target—miracle and mystery plays, popular sermons, and religious festivals such as saints’ days and pilgrimages.

He suggest two main periods, the first until around 1650 led by the clergy, the second in which the laity took the initiative, adding secular arguments. He outlines the “culture of the godly” that they hoped would replace the old pagan ways (more echoes of modern China). Battles were waged not only over rituals but over images and texts. One important weapon was the dissemination of vernacular Bibles. Burke is sensitive to changes in the meaning of words, such as the ever-thorny “superstition”.

One major result of this reformist zeal, unevenly achieved, was the widening of the gulf between great and little traditions, discussed in the final Chapter 9, “Popular culture and social change”. Over the whole period popular culture changed in ways that no-one could have foreseen. Burke lists population growth and urbanization, the rise of “commercial capitalism” with increasing division of labour, and the communications revolution. Though he warns against exaggerating the impact of such changes, by the 18th century the peasantry were coming to own more material objects, and better ones—although east Europe remained relatively poor. A gradual shift was under way “from the more spontaneous and participatory forms of entertainment towards more formally-organised and commercialized spectator sports.” Although he also shows that it was often in the outlying regions that traditional culture was best maintained,

In the larger towns, the process of social change seems to have enriched popular culture. In the countryside, particularly in outlying regions, the same process led to cultural impoverishment.

This topical comment from the Highlands of Scotland comes from the late 18th century:

The noblest virtues have been ruined, or driven into exile, since the love of money has crept in among us; and since deceit and hypocrisy have carried mercenary policy and slavish, sordid avarice into our land.

Under “the uses of literacy” Burke stresses the influence of the printed book, and then the press. He explains methods for assessing literacy rates around Europe, with partial evidence suggesting that “more people could read in 1800 than in 1500, that craftsmen were generally much more literate than peasants, men than women, Protestants than Catholics, and Western European than Eastern Europeans”.

Whereas some secular reformers feared that popular literacy would make the poor discontented with their lot, the godly saw it as a step to salvation. Again Burke unpacks the idea of “access” to books, with some fine examples under physical, economic, and linguistic access. He takes a nuanced approach to how all this affected popular performances, although “the book was both a dangerous competitor and a treacherous ally”.

The spread of literacy and the decline of the epic occurred together in Western Europe, while illiteracy and the epic survived together in Sicily, in Bosnia, in Russia.

I note that even the lowest literacy rates around Europe surpassed those of China in the mid-20th century; and even in the early 1990s I found few books in peasant homes there.

Burke cites the work of a sociologist working on the modern Middle East, where print is among factors said to engender “a high capacity for empathy, a willingness to accept change, to move from one place to another, or to express their own opinions about society; in a word, modernity.” However, in early modern Europe such changes were less spectacular. Old themes did not go out, but new themes did come in: as in modern China, cultural changes were not so much “substitutive” as “additive”.

He moves on to unpack the concepts of secularisation and politicisation:

Hopes and fears which had traditionally been expressed in religious terms now needed another mode of expression and increasingly found it in the political.

Despite the problems in assessing piecemeal material, and always sensitive to differing social strata, he finds an increasing sense of involvement with politics, at least in Western Europe.

Craftsmen and peasants had good reason to be more aware of the state by the end of the 18th century than they had been three hundred years before.

Burke notes the gradual withdrawal of the upper classes from the popular culture that they had previously shared—as in China. But as ever he asks probing questions:

Who withdrew? From what did they withdraw? In what parts of Europe? And why? The clergy, the nobility, and the bourgeoisie had their own reasons for abandoning popular culture.

In many regions the upper classes literally spoke a different language from ordinary people. But—at different times in different parts of Europe—they came to reject their whole culture.

And it was this gap that led to “discovery”: only when folk traditions became “alien” to the elite did they provoke curiosity, leading to the rise of folklore studies.

Looking back over the whole period,

The change in the attitudes of educated men seems truly remarkable. In 1500, they despised the common people, but shared their culture. By 1800 their descendants had ceased to participate spontaneously in popular culture, but they were in the process of rediscovering it as something exotic and therefore interesting. They were even beginning to admire “the people” from whom this alien culture had sprung.

After 1800 factors like urbanization, education, printing, and railway transport were to transform culture still more radically.

* * *

Houshan 1995

Medicine-pouch vendor, Houshan temple fair 1995.

While Burke’s study is based on the period before 1800, and has been amply supplemented since, it offers thoughtful perspectives on the diverse little traditions that still persist today, and were even more widespread alongside the great traditions of Renaissance and baroque. Relevant to our studies of imperial and modern China are not only the many commonalities they share—recurring themes like ritual, reform, and so on—but ways of studying and unpacking the sources. I do recommend the book, not least to Chinese students: here’s a Chinese edition.

The Cultural Revolution in Tibet

book cover

With my focus on Han Chinese culture, I rarely presume to venture into modern Tibetan history. But amidst the recent escalation in the plight of the Uyghurs, we should keep in mind the chronic tribulations of the Tibetans within the PRC. This was one of my early posts on Tibet; my attempts at gaining a basic education on the topic has since expanded into a series of reviews.]

Social and political change is a major element in studying the travails of expressive culture and religious activity—not least under authoritarian regimes, including the Han Chinese and ethnic minorities. So work on the Maoist era is particularly important, with local studies such as Chen village, the work of Friedman, Pickowicz, and Selden, Mueggler’s The age of wild ghosts, my study of Gaoluo (Plucking the winds)—and, devastatingly, Guo Yuhua‘s study of a Shaanbei village.

For Han Chinese regions, accounts of factional fighting, armed warfare, and massacres are common for the Cultural Revolution—largely pertaining to the years 1966–68. Since the tension between religious practice and politics is one of my major themes, this disturbingly riveting book makes an extraordinary case-study for a rural Tibetan county near Lhasa: [1]

  • Melvyn C. Goldstein, Ben Jiao, and Tanzen Lhundrup, On the Cultural Revolution in Tibet: The Nyemo incident of 1969 (2009).

It’s the fruit of collaboration between Goldstein, leading scholar of modern Tibetan history, with Ben Jiao (Tibet Academy of Social Sciences, Lhasa) and Tanzen Lhundrup of the China Tibetology Centre in Beijing. Yet another instance of the vast amount of material that Goldstein has managed to unearth over a long period, the book prompts us to reflect not only on society, politics, and religion, but on the multiple viewpoints afforded by interpreting fieldwork material.

Context
Since the 1980s, Tibetan studies have emerged impressively from an uncritical reified nostalgia for an idealized old culture, when few (either under Chinese rule or in the diaspora) were able or willing to document modernity and a changing society—a view that still tinges scholarship on Han Chinese culture, not least Daoist ritual

Besides Goldstein’s own ongoing history of modern Tibet (the first three volumes of which take us up to 1957), the definitive single-volume study, from 1999, is

  • Tsering Shakya, The dragon in the land of snows: a history of  modern Tibet since 1947.

Chapter 12 makes a useful introduction to the Cultural Revolution. Note also this site; and vivid personal accounts of the period are found in the writings of Tsering Woeser, based on her father’s photos[2] Also most authoritative on modern Tibetan society is the voluminous work of Robbie Barnett, going back to the early days of the ground-breaking Tibet Information Network. [3] He introduces the field in this 2014 interview.

Throughout the Tibetan populations—not just in the “Tibetan Autonomous Region” (TAR) but also in Amdo and Kham—unrest has been constant under Chinese rule. Serious armed conflicts broke out from 1956 (note the 10th Panchen Lama’s 1962 report to Chairman Mao, detailing severe sufferings among Tibetan communities); [4] and since the partial liberalisations after 1980, the disturbances of 1987–9 and 2008. Such friction is still ongoing today (see e.g. Eat the Buddha).

By the early 1960s the CCP leadership, including TAR Party boss Zhang Guohua, were anxious. Through much of the 50s they had sought for the “stability” of a “gradualist” approach for Tibet: collective farming was postponed after the rebellions of the late 50s, and when the Cultural Revolution erupted they made a case for controlling its volatility. But warfare inevitably broke out between the rival Gyenlo and Nyamdre factions, spreading out from Lhasa. The army sided with Nyamdre. In June 1968 a major battle took place at the Jokhang temple.

By summer 1969—by which time the major violence in inland China had been pacified—serious unrest had broken out in a quarter of the rural counties of TAR, in which ordinary Tibetans participated as much as Chinese-led revolutionary groups. On the Cultural Revolution in Tibet focuses on Nyemo county in Lhasa municipality, but outlines other disturbances in at least eighteen counties; most of the five for which the authors give brief accounts involved a religious element.

The book
Using far more detailed material than previously available, the authors analyse the violence in Nyemo, which came to be led by the former nun Trinley Chödrön. Unlike the 1959 Khamba uprising, the authors argue, this was not explicitly a revolt against the Chinese occupiers. Assessing the balance of nationalist and economic elements, they find the latter more significant:

The Nyemo disturbance was not a spontaneous Tibetan nationalistic uprising against the Chinese “oppressor”, nor was it a revolt aimed at creating an independent Tibet. To the contrary, it was the outgrowth of a careful strategy orchestrated by a Maoist revolutionary faction to seize control of its county from a rival revolutionary organisation.

The power-struggle, they comment,

clearly had nothing to do with the now famous nun called Trinley Chödrön. Gyenlo’s move to wrest power from Nyamdre started well before the nun from Nyemo was involved, and it certainly would have continued with or without her presence. Moreover, at this time, Gyenlo’s strategy was not about religion or nationalism; it was about Gyenlo defeating its rival revolutionary faction with the support of village masses who were willing to join in this venture because Gyenlo was promising them that they would benefit by being allowed to keep more grain, by ridding themselves of officials they saw as corrupt and avaricious, and by stopping implementation of the collective system.

The authors seek to refute previous views of the revolt:

Rather than a simple dichotomy, angry Tibetans spontaneously organizing and striking back at hated Chinese or Tibetans rising to fight only for their material interests, there were multiple levels and multiple actors, Tibetan and Chinese, with different motives, using and manipulating each other for different end goals.

Some may have stood to gain following the “Democratic Reforms” implemented in Tibet after 1959, but the common people were soon hit by exactions, leading to food shortages (from which the Han peoples across inland China were also suffering terribly). The Gyenlo faction promised to postpone the threatened imposition of collective farming. But while the authors find economic factors more urgent causes of popular discontent, the widely-resented assault on religion was a further factor:

Notwithstanding the suppression of organized religion (monasteries and nunneries) after 1959, individuals had still been permitted to practice religion on a private basis. That freedom ended with the onset of the Cultural Revolution in 1966.

Indeed, a work-team sent from Lhasa in 1987 (just as further waves of unrest were looming) reported on the negative consequences of the Party’s assaults on religion:

We used to talk too much but do too little to help people with their religious beliefs. Especially during the Great Cultural Revolution, religious beliefs were labelled as one of the “four olds”, and nobody was allowed to practise any religion. People did not like our policies, and once something tempting about religion appeared, the masses were easily fooled.

This is the tightrope from which the regime constantly falls.

The problematic figure of Trinley Chödrön
Among Tibetans and Westerners it may be tempting to view the nun who came to lead the violence as a heroic freedom fighter, a kind of Joan of Arc. The authors go to some lengths to describe her background and the development of her spiritual powers. Her family and fellow villagers themselves described her as having mental problems—which were doubtless exacerbated by the 1959 measures and the new campaign to destroy the “four olds”.

As she developed the powers of a trance-medium, claiming possession by deities, the book describes how she went (in 1968!) with her younger brother to a local lama called Chamba Tenzin for the tsago che initiation ritual. This briefly caused her to become more stable, and she herself applied to join the Gyenlo faction. It was now, as her trances became more frequent, that she gained a following. Still, when she claimed to be possessed by Jowo Rimpoche (the Sakyamuni Buddha whose statue in the Jokhang chapel in Lhasa was the most sacred in Tibet), orthodox lamas were sceptical, not least since trance-mediums channel local territorial deities, not Buddhas.

Of course, in local society mediums were by no means perceived as unbalanced; and  a system was in place to distinguish fake mediums. The authors note how her claims to possession diverged from the those of mediums in traditional society; and it was not just atheist cadres who regarded her as a crazy charlatan.

Still, the authors claim, it was precisely because she was considered insane that she was given latitude to perform religious activities at this unlikely time; but gradually locals came to trust in her powers of healing. The most powerful god by whom she claimed to be possessed was to be Ani Gongmey Gyemo, aunt and adviser of the legendary King Gesar—although how she acquired this allegiance is unclear, since the Gesar story was not popular in Nyemo, and this seems to be a unique case. Anyway, as the authors note, Ani Gongmey Gyemo and Gesar

were not some mythical figures in folktales, nor were they simply local mountain deities; they were real and powerful deities famous for fighting for Buddhism in Tibet.

While Trinley Chödrön’s claim to be a medium for a figure connected to King Gesar was at the core of previous scholars’ understanding of her as primarily a religious or ethno-nationalist figure, the authors note that she now also began to praise the Thoughts of Chairman Mao in public. The pragmatic Gyenlo leaders, while themselves secular in mentality, now saw the value of utilizing her as a channel for the religious faith of local people, to earn them more support in their factional struggle. Still, they themselves described her as “the crazy one”, an assessment they shared with more devout Tibetans; and they were preparing to kill her once they had won victory.

Her following was consolidated with the formation of a group of adherents known as warrior-heroes (badü), who also went into trance in what the authors call a kind of “Gesar hysteria”. With the faction now known informally as Gyenlo’s Army of the Gods, she became crucial to their cause, and soon a series of brutal killings began.

The authors give a nuanced categorization of the “enemies” killed and mutilated, including not just Chinese and Tibetan cadres but those who had ridiculed Trinley Chödrön’s religious authenticity and other hapless victims of her personal vendettas. But still the Gyenlo leaders refrained from intervening to have her detained:

“It is not necessary to arrest the nun. She is just a common lunatic. We’ll have trouble if we take her to the Public Security Bureau. So don’t bother her. She is useful to us. We need to protect her.”

At last the PLA arrived, putting themselves in the firing line. Just like the Boxers in 1900, Trinley Chödrön’s adherents rashly claimed immunity from bullets. Locals, while disillusioned, were fearful of her powers. But eventually in June 1969 she was captured, her followers surrendering. Early in 1970, along with the other warrior-heroes and her lama, she was executed at the sand dune area below the Sera monastery near Lhasa. Gyenlo leaders managed to exculpate themselves until 1970, blaming the massacres on the very “religious reactionaries” whom they had exploited. Investigations continued in 1971; though in 1972 the Gyenlo faction was punished, revised assessments in the 1980s reduced the verdicts.

150156

As the authors observe, the Nyemo disturbances would not have been possible without the state-sanctioned chaos that Mao unleashed with the Cultural Revolution. Yet disturbances of one kind or another have erupted constantly ever since the Chinese occupied Tibet.

It was, of course, very unorthodox for a revolutionary organization of the masses to ask a Tibetan religious medium to dress in costume, go into a trance, and summon a god to motivate them to undertake revolutionary work for Chairman Mao, but Gyenlo in Nyemo was pragmatic to the core, and the leaders found it easy to rationalize the temporary utilization of “superstition” (religion) as an acceptable price to pay for achieving their consuming goal of deposing Nyamdre and taking control of the county.

Though the authors are to some extent proposing an alternative explanation of the Nyemo revolt to those of previous scholars like Tsering Shakya, they conclude:

However, we should not minimize what clearly fuelled this incident: the anger many rural Tibetans felt at the direction party policies had taken, not only in the realms of taxation and economic freedom, but also towards religion and culture.

And to me this doesn’t look so far from Shakya’s own view (The dragon in the land of snows, pp.346–7):

The revolt of 1969 was inspired by the Tibetans’ desire to regain some measure of social, psychological, and cultural freedom. It was not, however, a conscious nationalist uprising, but a cultural response to the chaos of the Cultural Revolution.
[…]
A nationalistic interpretation of the events in Nyemo tends to stress the Tibetanness of the revolt and view it as an anti-Chinese uprising. However, at this stage we do not know how far the events in Nyemo can be separated from the turmoil of the Cultural Revolution, and it has to be remembered that it was the Chinese authorities who highlighted the revolt as a nationalist and separatist movement.

Critiques
On first reading, Goldstein’s analysis seems perfectly convincing. But we can also learn from critical reviews by three scholars who have themselves made notable progress in documenting the travails of modern Tibet: Charlene MakleyRonald Schwartz, and Benno Weiner. What they dispute is the balance of economic/materialist and cultural/nationalist explanations; the role of religion; and the very interpretation of local accounts.

Beginning with the latter, lessons from the book are not just in the extraordinary detail, but in the constant dilemma of assessing fieldwork material. As the authors observe, “We investigate the past not to deduce practical political lessons, but to find out what really happened.” In the years following the violence several investigation teams descended on Nyemo—reminding me of the 1974 visit to Gaoluo of a team seeking material on the Boxer uprising of 1900 (see my Plucking the winds, pp.37–42 and n.42).

TOHAPThe authors seek to assure the reliability of interviews by collating a wide range of accounts (including but not limited to interrogations and confessions), from victims and perpetrators, members of both factions, ordinary people caught up in the events, officials and soldiers. [5] So they claim:

“in the end we feel confident that we are able to represent the different attitudes and experiences in Nyemo accurately.”

Alas, multiple interpretations are always likely to emerge, depending on people’s experience of the society in question and their whole worldview.

Thus Makley argues:

Despite the complex and copious data which they present, the authors’ overwhelmingly statist perspective and the bluntness of their analytic tools obscure their conclusions and leave us with little against which to assess them. In the end, they echo the findings of the state teams charged with re-investigating and re-labeling the Nyemo events in the mid-80s. They refer throughout to “the Nyemo incident”, the term which the 1980s team used to re-categorise the events as isolated local conflicts rather than fundamentally ethnic “rebellion” against Chinese rule.

So she is

unconvinced by the authors’ easy assertions that they controlled for “bias” in their “private” interviews and were able to get at participants’ actual experiences during the violence.

Of course, she isn’t suggesting we should dismiss all the local accounts of the nun’s disturbed mental state as statements made under duress, as propaganda for which the authors have fallen—that might almost amount to questioning the validity of any field discussions within the PRC. After all, such accounts note both Trinley Chödrön’s instability and the faith that local people came to have in her.

I can’t presume to assess Makley’s criticisms, but they are worth citing at some length. She finds that Goldstein’s

preference for the clear contours of the social over the messy indeterminacies of the cultural—especially since the rise of the modern Chinese state critically depended on categorising and disciplining “ethnic minorities” as premodern Others mired in alien cultural worlds—subtly negates Tibetan concerns.

Although to me the book’s variety of views seem suitably messy, and not oblivious to the cultural, Makley comments that Goldstein is brought

face to face with the quintessential premodern Other: Trinley Chödrön, a young Buddhist nun turned deity medium who led brutal attacks, murders and maimings in the name of resistance to Chinese-led “democratic reforms”.

As she explains,

the authors aim to refute idealised or simplistic views that the nun was primarily an ethnic nationalist leading a Tibetan uprising against Chinese rule, arguing instead that she accepted the administrative contours of the “new society” under Mao, only seeking to restore “religion” within it.

But she counters:

Their statist view from the outside gives us no real sense of Trinley Chödrön and her followers’ own, very Tibetan cosmologies and notions of personhood, agency, and power. There is no cultural history of Nyemo here as a specifically Tibetan locale, only testimonies gathered by successive waves of statist outsiders. Thus, despite a perfunctory nod to the basic features of deity possession as a “cultural script” among Tibetans, Trinley Chödrön ultimately figures as the marginal premodern Other par excellence. We come to view the defrocked nun’s unconventional mediumship, claiming possession by Gongmai Gyemo, the divine aunt of the great Tibetan epic hero Gesar, and ordering brutal attacks against her “Gyenlo” enemies, as the repulsive workings of a cult (as in Jim Jones, or Waco).

Of course, “the exoticized premodern Other” was precisely how Tibetan clerics were portrayed before the growth of serious scholarship. And there may indeed be scope for a more sympathetic portrayal. But surely it wasn’t just “statist” Chinese and Tibetan cadres, but ordinary villagers and lamas too, who described her as “crazy”; those whose limbs were hacked off might be reluctant to entertain a cultural defence. Perhaps one might say that Trinley Chödrön’s mental instability reflected that of Tibetan society traumatised under Chinese occupation.

The fate of Tibetan religion under Chinese rule has become a major field, with many detailed and sensitive case-studies. Goldstein may tend to favour economic explanations, but he is quite aware of the major role of religion (e.g. his 1998 co-edited book with Matthew Kapstein, Buddhism in contemporary Tibet: religious revival and cultural identity). Of course, Makley is not suggesting a return to the outmoded idealisation of Tibetan religion; critical ethnographies, such as her own, are to be encouraged.

She further unpacks the authors’ language:

Trinley Chödrön is “the nun” (never the god!) and, unlike other Tibetan youth who were “barely affected”, she is bitterly angry and thus “mentally disturbed” and “unbalanced” at the loss of Buddhist monastic life enforced with the Democratic Reforms. Faction leaders are “firmly committed” to their factions, treating each other as kin; Trinley Chödrön and her followers are “fanatically committed” to the gods, “immersed in imagined worlds”, or subject to “Gesar hysteria”. In essence, this is a stratigraphic approach to history; the Nyemo events unfold on “two planes”, the Tibetan cultural world of protector gods inhabited by Trinley Chödrön layered over the primary world of economic concerns and realpolitik inhabited by faction leaders and most other Tibetans. Culture never infects the faction leaders’ motives. Their brutality is understandable; Trinley Chödrön’s is an aberration.

Schwartz’s critique largely tallies with Makley’s. He finds the authors “at a loss to explain the syncretic and millenarian elements of Trinley Chödrön’s religious vision.” And

The testimony of the participants collected by the researchers through interviews also declares the mediums to be frauds. But the pressure to reconstruct the Nyemo incident in line with the officially acceptable narrative—in both the interrogations documented by Chinese investigators immediately after the incident and in the recollections of participants many years later—is difficult to ignore.

Schwartz continues:

The authors gloss over the extent to which cultural practices suppressed by the new state reappeared overnight and quickly became widespread once it became clear that they were permitted—burning incense, prayers, the exchange of katas. But the same thing happened after 1980 following the post-Mao reforms and continues right up to the present whenever policies on religious practice are relaxed. The underlying memory of religious practice has never disappeared, and whatever its sources, it is deeply rooted in Tibetan culture and society. The revival of religion defies a strictly economic explanation—it recurs during periods of prosperity as well as during periods of deprivation.

Goldstein and his co-authors’ efforts to temper the overwhelming focus among Westerners on ethnicity and nationalism in the Sino–Tibetan conflict is laudable, but their own profoundly statist and modernist perspective forces them to swing the pendulum too far the other way. The particularly Tibetan violence of Trinley Chödrön and her followers in 1969 is just too great a challenge for them. Their efforts to cordon off Trinley Chödrön from the other characters whom they recognise as modern and rational leads to no clear sense of her character and motives: she is mentally ill, she is a hapless puppet, she is a cunning manipulator. In the end, we are left with no real means to assess the authors’ core claim that Trinley Chödrön accepted the “new society” under Mao, because they give us no systematic sense of local Tibetans’ own views and experiences of “the state” or of the Maoist factions. Only a decade after the trauma of the Democratic Reforms, we cannot assume with the authors that Tibetans had entirely assimilated the grounding premises and administrative geographies of the modern Chinese state. A clue comes when the authors comment incredulously at Trinley Chödrön’s “bizarre” statement that Mao is the incarnation of Manjuśri. Yet for centuries Tibetans across the plateau have recognised emperors as incarnations of the bodhisattva of wisdom; Trinley Chödrön here recognizes Mao as a commensurate imperial agent—far away and benign, yet under the jurisdiction of Buddhism.

This is a good instance of how carefully we have to read Goldstein’s text. The relevant passage from his p.81:

At the same time, the nun also said bizarre things like “I am the right shoulder [hand] of Chairman Mao” and “Chairman Mao will not treat us badly, since he is the incarnation of Manjuśri. It is the internal [local] people who are the worst.” Such claims and comments reinforced many people’s belief in her mental instability…

So whereas lamas and common people do seem to have been taken aback by her initial claim to be possessed by Jowo Rimpoche, and indeed by her mental problems, in this case the authors haven’t given a source to show that locals doubted the Manjuśri–Mao equation. Schwartz goes on:

The unfortunate, unintended effect of the authors’ modernist ttake on Trinley Chödrön is that it individualizes, pathologizes, and dehumanizes Tibetans’ shock, grief, and anger at the physical and cultural violence of CCP intervention in 1959. Trinley Chödrön as the emblematic premodern Other stands in for any misguidedly ethnic Tibetan left behind in the sweep of Chinese-led modernization. Indeed, throughout the book, although the devastating trauma of the 1959 Democratic Reforms is referred to, it is not considered as a major causal factor behind the Nyemo events ten years later during the Cultural Revolution. Such violence could only happen in the absence of the state. Cordoning off Trinley Chödrön as the aberrant premodern allows the authors to retain the ultimate value in the book: the modern, rational State that returns, legitimately, to restore Order.

* * *

Both the book and its reviews overturn the simplistic stories once told on both sides of the fence. As a mere onlooker, I take the reviewers’ points, but I like to think that the seemingly conflicting “materialist” and “cultural” interpretations can be mutually beneficial.

For me, branching out from the often reified realm of Daoist ritual studies, the intrusion of the Real World is most welcome—even if its interpretation is controversial. However lurid and “messy” the story may be, all this serves as a reminder of the importance of Tibetan studies. Both the book and the responses to it indicate the acumen that is now being brought to bear on the plight of the Tibetans, from which scholars of Han Chinese society and culture can learn.

As to the embattled condition of Tibetan expressive culture—particularly the traditions of ritual and soundscape that have somehow continued to evolve against all the odds—again there is a far more complex story to be told than the reified portrayals on both sides of the PRC–exile divide. It would be rash of me to attempt an overview, “reading between the lines” of research by Tibetan and Chinese scholars within the PRC. But here’s a preliminary attempt for Labrang.

With many thanks to Robbie Barnett


[1] For remarkable fieldwork on household ritual practitioners in Nyemo, see the work of Nicolas Sihlé, e.g. here.

[2] See also interviews by Ian Johnson (here and here, as well as Woeser’s 2013 book (with Wang Lixiong) Voices from Tibet. Indeed, following the initial lively debate between Tsering Shakya and Wang Lixiong, the latter has come much closer to Shakya’s viewpoint.

[3] See e.g. Robert Barnett and Ronald Schwartz (eds.), Tibetan modernities: notes from the field on cultural and social change (2008). Among recent volumes, note Conflicting memories.

[4] See A poisoned arrow: the secret report of the 10th Panchen Lama (TIN, 1998).

[5] See the Tibet oral history archive; cf. Wu Wenguang’s archive for the famine.

New wave of temple demolition

Fangshan

Amongst considerable media coverage, the Bitter winter website reports regularly on the current wave of measures to demolish temples and expel clerics—contrasting starkly with the Party’s claim to protect religious sites and worship.

Of course Islamic and Christian groups have every reason to be deeply anxious; for the Han Chinese too, I’ve already given some instances of the Party’s insensitivity to local values, such as in Shandong and Gansu.

Unlike the instances above (directed specifically at ritual practice), the pretext for temple demolition is often a failure to conform to planning and registration directives. It can be hard to discern the balance of the authorities’ concern to control both popular worship and finances; pecuniary factors seem uppermost, though they may accompany ideological extremism. We need a clearer understanding of local factors, but what is clear is that these measures are coercive, entailing serious conflict with villagers. Grand ancient temples that have long been converted to mere tourist attractions are not an object of attack; but material like this (for Shaanxi, Hebei, and Liaoning) makes a salient contrast with the glossy images of picturesque ancient temples paraded in the Chinese media.

Among further links on the Bitter winter site, this report also comes from Shaanxi. And for recent reports from Weihui and Shaogang municipalities in Henan, see here. Most of these reports come from north China, but the south is not immune.

Naturally, what such important single-issue sites are not concerned to document is that religious activity has somehow persisted throughout China since the 1940s. Today, when household Daoist groups perform funerals, or a temple holds a grand jiao Offering ritual; when spirit mediums hold healing sessions, or sectarian groups meet to chant scriptures for domestic blessing—none of this attracts such media attention. “Temples demolished” always makes a more eye-catching headline than “Temple fair lively as usual”.

We might be better at balancing these conflicting parts of the current equation if we did so for the three decades of the Maoist era—but there again (and again understandably) the negatives have dominated, with the troubled maintenance of ritual life little studied.

So far for the Han Chinese, repressive measures seem exceptional rather than systematic—but the growing number of cases is indeed worrying. We need more in-depth studies of religious activity at local level—both when it manages to function (as it has, painfully, since the 1940s), and when it prompts repression.

None of these observations constitute a defence of irrational state power.

Update on Uyghur culture

camps

While I am tarred by the brush of studying Han Chinese cultures—themselves long accustomed to state brutality—the traditions of the Uyghurs in Xinjiang also feature in several of my posts, collected under this tag. Now painfully aware that my review of the film Ashiq: the last troubadour already needs revisiting in the light of the recent cultural genocide in Xinjiang—reminiscent of Stalin’s nationalist purges yet much more efficiently hi-tech and far-reaching—I’ve just done a distressing update to that post, with some further links.

Yet again this illustrates the vacuous, duplicitous claims of heritage pundits (note this post), whose reified presentations (for the Han Chinese too, if less fragrantly destructive) serve mainly to consolidate the ideological agenda of the modern state. But such polite, subtle manipulations are now rendered brutally obsolete.

Other posts under the Uyghur theme should also be read with this picture in mind.

The folk–conservatoire gulf

Yang Yinliu 1950

Yang Yinliu, 1950.

I just remembered a wise quote from the great Yang Yinliu. First, some useful background (“Typical!”).

Further to my post on Different values, the gap that has opened up between the sound ideals of traditional and conservatoire musicians is a regular theme of this blog (see e.g. many posts on “heritage” rounded up here). Indeed, I already discussed it in chapter 3 of my first book Folk music of China (1995/1998). It may be a spectrum, but it often seems like a chasm.

In the Republican era, in the face of the apparently wholesale victory of Western civilisation and technology over the “backward” Chinese heritage, along with the influx of a range of Western genres patriotic Chinese sought with modernizing zeal to create an “improved” “national music”, learning from the West while searching for valuable elements in their own tradition. This, of course, was a common reaction in many cultures around the world, as explored by Bruno Nettl.

Some rejected the old “feudal” culture completely; another response was a self-conscious musical antiquarianism, with educated Chinese establishing patriotic groups for the preservation of the “classical” heritage. This not only perpetuated the abstractions of early Confucian music theorists, but also left a legacy that has now been enshrined in the romantic staged reifications of the Intangible Cultural Heritage project.

Indeed, in the Chinese and foreign media this has come to stand for traditional music, despite the continuing vigour of a vast wealth of rural genres.

Early uses of the term “national music” (guoyue) were found among the literati of what were still regional groups, as in Chaozhou and Hakka groups and around Shanghai. What became a “conservatoire style” was based to a large extent on the Shanghai style.

Meanwhile inland in Shaanbei at the CCP base of wartime Yan’an, a debate was also waged between “foreign” and “indigenous” (yang 洋 and tu 土) approaches; the latter was always going to dominate, but Communist cadres often found the raw folk material that confronted them “feudal and superstitious”. I noted the dilemma of cultural cadres in “managing” poor blind bards there under Maoism; and for gender perspectives on “superstition”, see here.

The ambiguity, not to say confusion, of the Party line on traditional culture was expressed by Wang Chun, mentor of the author Zhao Shuli. He criticized both opera and narrative-singing, lamenting the close links between folk music and “superstition”. This established a tendency to treat music as autonomous, divorced from context.

Of course, all this was based on social conditions. At local level, despite the assaults on former patrons, the expressive culture of many rural societies remained based in ritual, whose values were little influenced by the secularizing trends of the cities. As you can see from my post on Festivals, what developed was a range of performance along a continuum.

17 troupe 1959

North Shanxi Arts Work Troupe, 1959. Li Qing front row, far right. His four years there (1958–62) were a brief interlude within a lifetime of ritual practice.

The new state-funded institutions (opera troupes, arts-work troupes, conservatoires, and so on) didn’t replace the traditional groups (like ritual associations, shawm bands, amateur clubs), but supplemented them. Musicians from folk backgrounds recruited to the official troupes found themselves having to compromise (see e.g. my Daoist priests of the Li family, pp.113–18). Some adapted more than others. Regional characteristics were gradually diluted in an attempt to forge a “national” synthesis (see e.g. The zheng zither in Shandong).

sfg-50s

Daoist Shifan gu, c1962.

Right, here’s what I was going to offer you:

The great Yang Yinliu, whose encyclopedic erudition on Chinese music history was enriched by being brought up among traditional musicians (Kunqu, Daoist ritual, the qin zither), was well aware of the stylistic conflict. In an article on instrumental music, first published in Renmin yinyue in 1953—not long after Liberation, and just as he was studying the shengguan music of the Zhihua temple—he touched on several sensitive topics including “temple music” and “palace music”, already under criticism from rigid ideologues on simplistic class grounds—carefully couching his defence in the new politicized language. He went on to observe tellingly (cited in my Folk music of China, p.51):

Once in Wuxi there was a technically brilliant and enthusiastic comrade directing a group of twelve folk artists who were thoroughly versed in performing the local wind-and-percussion music. He announced his opinions to them about the “improvement” [of the music] considering the peasants’ music too long (around half an hour), and that it would only be right if the pieces were abbreviated so that the whole suite lasted about five minutes; further, the peasants’ percussion music was too complex, with too many decorations; the workers only liked simple pieces, and they should eliminate all the decorations on the drum and other percussion instruments. The result was that the folk musicians began to feel doubtful, and their interest dwindled. They felt that after abbreviating the pieces, not only would it be difficult for them to make the transitions, but the transmission of the pieces would be endangered if the greater part of them were cut; and completely to eliminate all the decorations was simply to make them regress to the stage of beginners.

In such official contexts at least, uncomprehending apparatchiks wielded power over helpless folk musicians. I went on to comment:

As Yang wisely points out, “these opinions of the folk musicians cannot be neglected”, but the same patronizing attitude towards folk musicians and audiences alike remains endemic today.

Again, this relates partly to context: the apparatchiks were seeking to adapt folk music for short breezy staged performances, whereas in ritual life, musicking unfolds gradually over events lasting a couple of days.

Still, irrespective of the new institutions and the platitudes of Party pundits, folk activity persisted, resistant to Party ideology. And Yang, with his able colleagues at the Music Research Institute, just kept on researching living genres (both folk and elite), and their imperial history, right until the Four Cleanups campaign of 1964. But the sound ideals of folk and conservatoire musicians continued to diverge starkly, as we found with the 1980s’ recreations of the “suite plucking” of old Beijing.

More than Bartók, Yang Yinliu was also concerned with documenting the changing society in which music functions. As suggested in my post on him (such as his account of Daoism in Wuxi and his 1956 report from Hunan), he was attuned to issues that were soon to become basic to ethnomusicology—even if such study was still limited under Maoism, and (with honourable exceptions) remains so today under stultifying heritage propaganda.

See also Resisting fakelore. For more nuanced approaches to the conservatoire in Central Asia, click here.

The corpse walker

Corpse walker

Always interested in alternative, local accounts of modern Chinese history, I much admire The corpse walker by Liao Yiwu 廖亦武 (English translation 2008, from originals published in 2002).

Subtitled Real-life stories, China from the bottom up, it contains over two dozen vignettes of lives neglected in the official history (subaltern studies, on which more soon). As the Foreword says, “hustlers and drifters, outlaws and street performers, the officially renegade and the physically handicapped”—but more than that, ordinary peasants, cadres, labourers, all kinds of people whose lives have been serially buffeted by the adversities of a capricious system. [1]

Their life stories are micro-histories shedding light on the abuses of Maoism (campaigns, famine) and the corruption and immorality of the reforms. The book makes salient reading for those interested not only in modern history, but in ritual and music.

Building on Liao’s early experience as a collector of folk music, the interviews (mostly based around Liao’s home of Chengdu) make valuable material for scholars of religion. Many folk ritual specialists appear—an elderly fengshui master, an ancient abbot, a mortician.

Supernatural beliefs also play a role in the distressing story of a leper and his wife, as well as that of a peasant who—in 1985!—declared himself emperor of an independent kingdom in his Sichuan hometown. The latter story, with rich historical antecedents, also relates to the birth-control policy.

Musicians also feature prominently, like ritual singers and wind players, a blind erhu player and a street pop singer. Visiting composer Wang Xilin, Liao learns of his tribulations under Maoism and more recently in trying to commemorate its victims. And he chats with a father who lost his son in the 1989 protests, as well as a fellow-inmate imprisoned (like Liao himself) in the aftermath.

Tiananmen inmates

Liao Yiwu (front row, 2nd from right) with fellow inmates imprisoned after 1989 protests. Sichuan 1992.

The vignettes are also effective because they are genuine dialogues—Liao is very much a “participant observer“. He doesn’t merely ask questions, his own comments are perceptive too, sometimes disputing conservative views. Among several prison interviews is one with a trafficker, guilty of selling women from his home province of Sichuan to desperate men in Gansu. As he defends himself with a series of shocking justifications like “rebalancing the yin and yang“, Liao’s ability to empathize is thankfully limited.

This is just such a cast as the fieldworker meets in the course of documenting society, and the stories have much to tell us about both Maoist and reform eras.

So far I’ve only read it in translation, though some details make me curious to read the Chinese version. For instance, in the very opening vignette a shawm player who migrated from Henan to Sichuan also takes on the role of funeral wailing—a combination that I hadn’t heard of in either province. Again, his recollections make a salient history of ritual change.

The manuscript was smuggled out by exiled author Kang Zhengguo, whose own memoir Confessions: an innocent life in Communist China is an important ethnography of subaltern life in Shaanxi under Maoism and since.

Since going into exile himself, Liao Yiwu is prolific both in documenting his own former tribulations within the system and in speaking out on behalf of those still enduring discrimination in China (Twitter: @liaoyiwu1 ). For Ian Johnson’s 2011 interview, see here; for a 2016 interview, here. Note also Tiananmen: bullets and opium.


[1] Such collections of interviews have a noble history since the 1980s, such as Chinese lives (Zhang Xinxin and Sang Ye, 1987), China candid: the people on the People’s Republic (Sang Ye, 2006), China witness (Xinran, 2009), and Chinese characters: profiles of fast-changing lives in a fast-changing land (ed. Angilee Shah and Jeffrey Wasserstrom, 2012). For scholarly discussion, see Guo Yuhua. For comparisons with the USSR under Stalin, see here.

Another Daoist debate

Gansu ritual

Following the Daoist ritual to bless a football team, another intriguing debate has just arisen on the place of Daoist ritual in society under a notionally secular and atheist regime. [1]

In Minqin county in the north of Wuwei municipality in Gansu province, an exorcistic Daoist ritual was performed recently at the inauguration of the construction site of an experimental thorium reactor of the Shanghai Institute of Applied Physics, part of the Chinese Academy of Sciences. Though the ritual was commissioned by the local construction team, two employees from the institute were promptly sacked and placed under CCP investigation for having failed to stop the contractors, thus “deviating from the scientific spirit”.

Rituals for “moving the earth” are commonly performed all over China. This one was conducted by a single local priest depicting talismans and burning yellow paper memorials, as a sheep was slaughtered (lingsheng 领牲). In the brief video, at some distance one can see an altar table, around which a shawm band stands to play.

Some may be content to seize on the story to demonize the CCP (which is fair enough, as far as it goes). But again, just as with the Daoist ritual for the football match, what is more notable is the intelligent rebuttals of the po-faced official stance that are already appearing online and in the media—if not yet on a par with the protests that greeted the Pingyi funeral clampdown. Most authoritative essays come from the brilliant Tao Jin, and on WeChat here; doubtless there will be more. A critique from a leading Daoist priest, marred by introducing a confused angle of indigenous and foreign religions, has evaporated from the void.

So it’s another storm in a teacup. Local rituals are performed all over China (including, magnificently, Shanghai). The problem here was merely that the CCP shouldn’t be seen to be promoting “superstition”—so it’s a healthy sign that the online community rallies round to observe that by the CCP’s own terms it’s no longer considered as such, and to stress the depth of “Daoist culture” that the Party itself now propounds. The authorities’ kneejerk reaction can only entrench people’s “belief” in the laws on religious freedom. The popular message is clearly: don’t mess with the Traditional Culture of the Chinese Peoples!

It’s also a reminder that Gansu must be one of the most fertile sites for research on household Daoist ritual!

[1] See this from Sixth tone, with a brief video clip (why on earth (sic) did someone deem the video footage acceptable but not the original audio?!); and a follow-up expounding the issues clearly:

I also fear that Taoist conservatives—the kind who head up the country’s religious associations—will grow tired of reacting to public suspicion with openness and warmth, and will instead try to defend Taoism from a purely nationalist standpoint. As China’s sole homegrown religion, Taoism is fertile ground to be claimed by hyper-patriotic revivalists of traditional Chinese culture. It is essential that Taoists remain level-headed and oppose radical and exclusionary political attitudes.

For other comments, see e.g. herehere, and here.

Cultural revolutions

17 troupe 1959

North Shanxi Arts Work Troupe, 1959. Li Qing front row, far right. His four years there (1958–62) were a brief interlude within a lifetime of ritual practice.

For some reason, I found Frank Dikötter’s book The Cultural Revolution far more rewarding than the two previous volumes in his popular trilogy on the Maoist era, The tragedy of Liberation and Mao’s great famine.

Ritual and religious life under Maoism
From the perspective of my own fieldwork on local ritual, there has been no single decade in history where culture has been independent of society— as observed by none other than Confucius and Chairman Mao (see the Coda to my book Plucking the winds), in what may seem like reproaches to the “living fossils” fallacy.  To be sure, Gaoluo villagers themselves failed to admit a connection between their ritual association and society:

“The association has nothing to do with politics”
“The association has nothing to do with the Boxers
“The association has nothing to do with the history of the revolution“.

But all the while they were providing rich material that contradicted their assumptions.

So I would hope that ritual studies can fit into our picture of social change. As I suggest in Appendix 1 of my recent book, scholars of Tang Daoism expect to relate it to the wider history of the period; so why would we who document local ritual groups, whose material derives largely from contemporary fieldwork, not also do so? However deep we probe, the social, economic, and political history of the past century is the air that ritual specialists and their patrons breathe—so what kind of air might scholars breathe by downplaying it?

By failing to study the nuances of the period through which we and our Daoist masters have lived, we ignore precisely the kind of material that historians of earlier periods would die for. Sometimes we fall back on facile clichés about the eternal nature of tradition until the 1940s, and the subsequent destruction of cultural practices (after 1937? 1949? 1966?). All, supposedly, before the untrammelled restoration since the 1980s ushered in an equally timeless and transcendent new Golden Age—unless urban migration and the new pop culture have rendered further study superfluous by destroying tradition further?!

And vice versa, work like this on the changing lives of local communities should also be a contribution to modern historiography—a convenient prism through which to view the “negotiation of identity” (a hoary cliché that I generally avoid!).

With some noble exceptions (such as ter Haar, Ruizendaal and Mueggler), religious life under Maoism is not the strong suit of scholars of religion, but I find it crucial. So I write this partly with a view to reminding those documenting folk ritual in China—and even those who do fieldwork mainly in order to reconstruct the culture of previous ages—that the whole Maoist era is an indispensable part of our background reading and enquiries in the field.

Religion features in many accounts mainly as protest against campaigns (for the 1950s, see The tragedy of Liberation, pp.196–206; Mao’s great famine, pp.227–8), but it’s also worth documenting the “obstinacy” of everyday practice (e.g. The Cultural Revolution, pp.294–6; see also the revival on the eve of the Cultural Revolution, pp.31–2). I belatedly note incidents in places where I did fieldwork innocently in the 1990s, such as the 1966 massacre in Daxing county outside Beijing (p.78).

Maoism
As Dikötter observes (p.119),

Many ordinary people had accepted liberation with a mixture of fear, hope, and resignation. There was widespread relief that the civil war had come to an end. The proclaimed values of the regime, including equality, justice and freedom, were genuinely appealing, and the Part tirelessly trumpeted the New Democracy, a slogan promising the inclusion of all but the most hardened enemies of the regime. Above all, the communists promised each disaffected group what it wanted most: land for the farmers, independence for all minorities, freedom for intellectuals, protection of private property for businessmen, higher living standards for the workers.

Classic studies of local life through the whole Maoist period, a model for detailed local fieldwork, are

  • Chan, Madsen, and Unger, Chen village under Mao and Deng (1992) (see also the works of Jonathan Unger, here) and
  • the two volume study by Friedman, Pickowicz, and Selden, Chinese village, socialist state (1991) and Revolution, resistance, and reform in village China (2005).

I think also of biographical accounts like Huang Shu-min, The spiral road (1989) and Peter Seybolt, Throwing the emperor from his horse (1996), as well as Jing Jun’s The temple of memories. But on the Maoist period perhaps the most important work of all is that of Guo Yuhua, with her detailed ethnography and critique of “Communist civilisation”.

As a counterbalance to such authors, I like to cite William Hinton (whose Through a glass darkly grinds a leftist axe against the latter), as well as Mobo Gao’s fine ethnography Gao village.

Short of expecting ourselves to read detailed scholarly accounts of the period, such works are important preparation. For our own local studies, apart from works in Western languages, the modern county gazetteers (xianzhi 县志) are an indispensible resource; and I’ve discussed documents on expressive culture here. Note also

  • Sebastian Veg (ed.), Popular memories of the Mao era: from critical debate to reassessing history (2019).

A lot has been written about the Cultural Revolution; the period often stands as a simple and misleading soundbite for the whole three decades of Maoism—indeed, ironically, as a shorthand for the first couple of years of extreme violence up to 1968. So since the details of the first seventeen years of the People’s Republic are less well known outside academia, Dikötter’s first two volumes should be more illuminating; in Mao’s great famine individual chapters focusing on topics like agriculture, women, and accidents are well chosen and revealing. But for all the undoubted iniquities that he gruellingly parades, I found the first two books inevitably impersonal, suggesting a lack of empathy that may seem merely to follow a wider pattern in foreign studies of simplistic Commie-bashing.

Dikötter’s study of the famine years around 1960 is part of a growing body of material from both foreign and (laudably) Chinese scholars, on a par with other state-engineered famines like that of Ukraine in the 1930s—as Anne Applebaum’s recent study reminds us. Basic sources include

  • Jasper Becker: Hungry ghosts: China’s secret famine (1996)
  • Yang Jisheng, Tombstone: the great Chinese famine, 1958–1962 (English translation 2012)
  • Wu Wenguang’s memory project
  • the works of Xun Zhou
  • Ralph A. Thaxton, Catastrophe and contention in rural China: Mao’s Great Leap Forward famine and the origins of righteous resistance in Da Fo village (2008)
  • Erik Mueggler, The age of wild ghosts: memory, violence and place in southwest China (2001)
  • websites such as China famine 1959–61, and
  • China Unofficial Archives.

See also under China: commemorating trauma, Gansu: connecting social trauma and expressive culture (and sequel), with comparative sources under Famine: Ukraine and China.

But the whole period preceding the Chinese “years of difficulty”, to adopt a bitter euphemism, was no picnic either.

The Cultural Revolution
Conversely, we already know more about the Cultural Revolution, but Dikötter explores and augments such material in a communicative way. The Cultural Revolution seems to me less plainly propagandistic. It’s not that the insanities he documents are any more flagrant; rather, perhaps, the account seems more personal. Dikötter effectively meshes central and local perspectives, while showing clearly how the period, often dismissed as a “ten-year disaster” was not one undifferentiated black hole. But as we break up the whole Maoist era into manageable chunks, they bleed into each other—a sadly apt metaphor.

Despite revolutionary fervour being whipped up among naïve youths, cynicism, boredom, and lethargy had set in as early as 1967 (p.165). Any idealism among those students sent down to the countryside to learn from the peasants was short-lived, as they encountered the sheer destitution there (ch.15). As I also learned in Yanggao, severe food shortages continued right until the 1980s.

In the countryside, as organisational chaos spread, market enterprise—which had previously revived in the wake of the famine—also persisted early in the Cultural Revolution; despite a re-imposition of collectivization in 1968, private initiatives were increasingly widespread (pp.225–8). By the “grey years” from 1971, private trade began to expand further. Still many regions were mired in desperate poverty, like Ziyang in south Shaanxi (pp.262–5).

Notwithstanding a late rearguard action (ch.23), Dikötter describes the “silent revolution” in the final years of the Cultural Revolution (chs.21–22) that continued the process of abandonment of the commune system which had come in waves ever since the early 60s. In Henan (pp.274–5) blockades to prevent the private sale of grain were easily evaded:

A weakened state was no longer any match for determined individuals who had honed their skills over many years of hardship. Villagers who had survived the horrors of Mao’s Great Famine were not about to be intimidated by a tax officer hanging about at a roadblock in a conspicuous uniform.

Urban migration, too (a crucial social factor under the 1980s’ reforms), began early. Dikötter even shows an early revival of traditional culture (opera, poetry, story-telling, and so on: p.276).

As in Eastern Europe and the Soviet Union, a hidden, underground, largely invisible society lived in the shadow of the former political system. (p.287)

Still, it’s always worth consulting Mobo Gao’s book Gao village, where with personal experience he gives a more positive, less adversarial picture of Maoism.

Anyway, when the commune system was officially dismantled from 1982, it was largely a fait accompli.

For the Cultural Revolution in Tibet, see here and here; and for a comparison with the Soviet Union under Stalin, see The whisperers.

A case-study
I discussed the whole Maoist era in some detail in both Plucking the winds and Daoist priests of the Li family. In the former, since Gaoluo village lies rather near Beijing and Baoding, the members of its ritual association, themselves active participants, were able to give a rather detailed account of factional warfare and people’s lives through the Cultural Revolution (Plucking the winds, ch.6). But here I’ll just give a few vignettes from my work on the Li family Daoists in Yanggao county of north Shanxi (from my book, ch.6)—who were less actively involved in wider events.

With hindsight, surveying the apparent thriving of religious activities today, the Cultural Revolution period—perhaps even Maoism as a whole—may seem like a blip; but both are crucial elements in the transformation of peoples’ mindsets under the more liberal religious landscape since the reforms of the 1980s.

Household Daoist families in Yanggao had continued performing their liturgy for funerals intermittently for the first fifteen years after Liberation, although the domestic ritual Thanking the Earth was rendered largely obsolete by escalating collectivization from 1953, and temple fairs were silenced.

The immediate precursor of the Cultural Revolution was the Four Cleanups campaign. In many areas of China, “superstitious” artefacts had already been taken off and destroyed in the 1940s as the Communists came to power, but in Yanggao villages Daoist families seem to have kept most of their old ritual manuals until the mid-1960s. Meanwhile Yanggao was still in the grip of ongoing natural disasters.

The Four Cleanups must have come as a real shock for kindly Li Qing; having weathered the tribulations of the early 1950s, and then landed a prestigious and secure job in Datong (see photo above), he was even more revered after his return in 1962, and able to practice his beloved ritual again. But so it went for innumerable victims of the “class struggle” system. After the respite of the early 1960s, the mood was now to be grim right until the Cultural Revolution broke out in 1966. Li Qing’s rich-peasant “hat,” though enforced as early as 1948, hadn’t had any great effect until now—not even disqualifying him from joining the prestigious arts-work troupe. But early in the Cultural Revolution he was again classified as a rich peasant.

The Smash the Four Olds campaign from 1966 was the culmination of two decades of measures to limit religious practice. At the same time, campaigns were sporadic.

Following a Four Cleanups re-inspection, late one night in 1966 Li Qing sneaked out to bury his most precious ritual manuals in the sorghum fields just east. Next day, to allay the suspicions of the Red Guards, he burned a large pile of other volumes in his courtyard—he had a large collection of printed volumes and almanacs, not necessarily ritual manuals.

The callow Red Guards paraded Li Qing a few times in a high white dunce’s hat with the characters “ox demon and snake spirit” written on it. But, just like hapless village cadres all over China who were now victimized too, the degree of punishment of so-called landlords and rich peasants depended a lot on their character and reputation. While privately retaining their sympathy for Li Qing, villagers had no choice but to go through the motions of “struggle meetings” dictated from above. Li Qing and his wife bore their sufferings with dignified silence throughout.

When Li Qing’s sensitive sheng mouth-organs were confiscated and deposited in the brigade office, kids messed around with them. Poor peasant Kang Ren was not under suspicion, so he managed to keep his sheng. But here no-one dared ask friends or family to help hide suspect items for them.

Meanwhile in Yang Pagoda, Li Peisen continued to weather the storm. The son of his wife’s younger sister was a Red Guard chief, so they discreetly agreed he would just take off a few scriptures for show—Li Peisen would have chosen decrepit or duplicate volumes that he considered less important.

Li Qing’s son Li Manshan, 21 sui in 1966, had gained an impression of the liturgy before his father left for Datong in 1958, and after he returned in 1962 he had nearly two years of relative freedom to continue learning. After the Four Cleanups campaign of late 1964, though there was no pressure on the children of bad elements to “draw the class line” from their fathers, he felt seriously depressed. At least he didn’t have to join the Red Guards—his status as son of a “black” family disqualified him. One day in 1966, just as the Cultural Revolution was breaking out, Li Manshan found himself in the county-town, and had his photo taken there. He hinted to me that it was virtually designed as a farewell to the world; exhausted by constant labor on the reservoir, with his family’s so-called “rich peasant” status boding ill as an ominous new campaign was brewing up, he could see no future.

In 1960, when Li Manshan was 15 sui, he had “studied Russian for two whole days” at school. Later, when the Red Guards found his notebook with a few Russian words written in it, they confiscated it and cursed him for being a spy. In many parts of China, the innocent possession of a mere scrap of supposedly reactionary material, or a careless comment, could condemn people to long spells in labor camp.

Whereas the neighbouring county of Tianzhen was described as more “barbaric”, the relative peace in Yanggao didn’t mean that Daoists there somehow had any latitude to keep practising. In some parts of rural China traditions were maintained more or less furtively even through the Cultural Revolution, but here the Daoists were forced into total inactivity from 1964 to 1978. Daoist arts went into hibernation. Li Qing’s family, with their black class label, suffered more than other Daoists, but everyone was pretty desperate.

Villagers weren’t becoming any less “superstitious”. Public rituals might be impossible, but there was still a clandestine demand for determining the date, under cover of darkness. For a daring couplet pasted up in the period to satirize the poverty of their conditions, see here.

In 1967 Li Manshan was among a group of Upper Liangyuan team members who had to walk to the commune seat of Greater Quanshan, in the hills to the west, to take part in one of a series of huge public criticism meetings of the disgraced Party Secretary of Yanggao county before his incarceration. By now this model commune had been eclipsed by Dazhai further south in Shanxi, but it still had to host visiting delegations and mass meetings. Ten thousand people from five communes attended the struggle session, all arriving on foot. Although Li Manshan was a “rich peasant,” he had no choice but to go, or else people would accuse him of being counter-revolutionary.

The Sojourn of Educated Youth

Shoulders unable to carry, hands unable to grasp, soft and sensitive skin…

Coming across this phrase in 2013 as I made inept attempts to help Li Manshan with the autumn harvest, I thought it might have been coined to parody my efforts. Rather, it is a standard expression used to describe the travails of urban “educated youth” in performing physical labour after being sent down from the cities to the countryside in the Cultural Revolution to “learn from the peasants.” The experience was a rude shock for such groups all over China; brought up in relatively comfortable urban schools to believe in the benefits of socialism, and often protected from understanding the tribulations of their own parents, they were now confronted not just by the harshness of physical labour, but by medieval poverty (see also my Shaanbei book, p.9).

From 1967, large groups of secondary school students were sent down to live in many Yanggao villages. Over thirty stayed in Upper Liangyuan for a year or so, but Li Manshan had no contact with them. A group from one Beijing school descended on Golden Noble’s village of Houying in 1967, then another batch the following year; most managed to leave around 1972. Golden Noble’s cousin married one of them in 1971, condemning her to rural life; desperate to escape, she eventually divorced him, getting back to Beijing around 1980.

These groups of students brought their musical and acting skills to some villages where they were based, performing revolutionary songs and model operas to dour bemused peasants. Li Manshan never heard them sing or play, but in nearby Shizitun Older Li Bin learned the modern system of cipher notation from educated youth billeted there.

Just when convulsions seemed to have eased, Li Qing’s rich-peasant status was re-imposed in the Cleanse the Class Ranks campaign of 1968. If there had been a certain basis for the original classification around 1949, by now—in a ravaged countryside where everyone was virtually destitute—the label caused his fellow villagers bitter mirth, who ribbed him, “Call yourself a rich peasant?!” After the chaotic first couple of years, things quietened down by around 1969, but there was always tension. As Li Manshan recalls, “We just sat around at home, but we could never feel at peace”—always fearing a knock at the door.

Life Goes On
Even then, life was not entirely about campaigns. Having had four children by 1954, Li Qing and his wife had been separated for four years while Li Qing was in the Datong troupe, but in 1967 they had a third daughter, and then in 1969 a third son, Li Yunshan (known as Third Tiger), twenty-three years Li Manshan’s junior. For the lovely little wooden folding stool that Li Manshan made in the late 1960s, see here.

Then, in the winter cold late in 1971, Li Manshan married, aged twenty-six sui. The new couple lived in Li Qing’s courtyard complex, part of which had been allocated to another family after land reform. In the Cultural Revolution Li Qing “bought” it back, but village cadres accused him of illegal trading, and confiscated it again. Anyway, from 1948 right through till 1980 their conditions were cramped. In 1972 Li Manshan had to spend another six months away laboring on the reservoir project, only returning for the autumn harvest. The couple’s oldest daughter was born in 1973. That year Li Qing and his wife took their youngest son Third Tiger, five sui, into town for a group photo—now nowhere to be found. Around that time Li Qing managed to get his mother’s ashes back from Inner Mongolia, reburying her with his father’s coffin in the family graves outside Upper Liangyuan—though without any ceremony, of course.

All this was around the time of the campaigns to Study Lei Feng and Criticize Lin Biao and Confucius. The latter, prompted by the mysterious 1971 death of Lin Biao in a plane crash in Mongolia, caused major convulsions in Party and army ranks, but Li Manshan has only the vaguest memories of these campaigns.

Whereas through the 1950s and 60s the Party had somehow managed to whip up enthusiasm for further campaigns despite constant abuses, by the 1970s people had thoroughly lost their appetite for the constantly changing directions of policy. Indeed, in Yanggao people were largely unaware of the machinations at the heart of the Party in distant Beijing.

I would gladly qualify all this gloom with reminders of the benefits of Maoism such as are offered by apologists like Bill Hinton and Mobo Gao. But I can find no-one in Yanggao who can think of any. There were some harbingers of reform, like a certain freeing up of markets in 1972. Education too was expanding again. A sporadic supply of electricity eventually reached villages like Upper Liangyuan by the mid-1970s. Before that people used kerosene lamps, but they slept soon after it got dark—except, of course, when there were rituals to perform. The electricity supply in the countryside remains unreliable.

By the 1970s the national population was increasing rapidly, but that of villages like Upper Liangyuan grew little. Under Maoism there was hardly any new house building in Yanggao; by the 1970s, over ninety percent of houses in the county had been built before 1937. By the mid-1970s a few villagers managed to buy watches; even by the end of the decade only a few cadres enjoyed the luxury of riding bicycles.

Traditional culture was still on hold. Without the benefit of hindsight, there was no end in sight to the depression of the commune system. And people—not just the Li family, but the whole population—were still seriously hungry.

* * *

For local Daoist ritual, I must stress that none of this obviates the need for the study of early textual history of ritual manuals, which should continue to play a major role. However, the life stories of Daoists (and all kinds of religious practitioners) are just as important for the modern era as for the imperial period—but with careful and sensitive fieldwork they are much more available. And they can not only clarify aspects of textual transmission, but also (more crucially?) illuminate the changing performance of ritual. So it seems to me that whether sinologists and ethnographers like it or not, our subject has to embrace both early and contemporary periods. At the same time, modern historians may even find our discussions of ritual life in living times to be of some relevance to wider histories.

Folk ritual: testing the waters

informal session

Informal session at Li Qing’s house, 1991. Left to right: Li Qing (sheng), his second son Yushan (yunluo), Liu Zhong (guanzi), Li Zengguang (drum), Kang Ren (sheng), Wu Mei.

As I observed, the recent confiscation of instruments in Pingyi county was only one aspect of the directive aimed at decimating funerary traditions there. It reminds me of an early incident during the revival of Daoist ritual in Yanggao (my book, ch.7; cf. my film), illustrating constant nuances in local relations as people explore ritual boundaries through changing times. So here’s a kind of prequel to my post on the Pingyi flapdoodle.

By 1979, as the commune system began to crumble, the great Li Qing (1926–99) and his colleagues in Upper Liangyuan, along with other Daoist groups in the county, were clandestinely performing Daoist rituals again, testing the waters. There was now demand again; as soon as villagers were once again able to stage proper funerals, they sought to invite Daoists. Seeing other households beginning to make money outside the collective, Li Qing would soon have realized this was a chance for him to feed his family too (they had been hungry throughout the Maoist era, not just around 1960). Most simply, Daoist ritual was in his blood: it was what the family had always done. A major stimulus for Li Qing’s band was the return in 1977 of his uncle Li Peisen (1910–85) from Yang Pagoda, where he had laid low throughout the Maoist period, preserving ritual instruments, costumes, paintings, and manuals.

Over a long period from 1979 to 1984 the Daoists performed for funerals at first furtively and gradually more openly. In those early days they didn’t stand directly in front of the coffin, just playing “little pieces” on the shengguan instruments without any vocal liturgy. And they wore their ordinary clothes; before 1981 a host wanting them to wear their ritual costumes had to pay danger money. As anxieties dwindled, they first donned their black costumes without hats, then the red costumes with hats.

One early occasion when they dared perform vocal liturgy, however clandestinely, was for the funeral of Li Peiye (another Daoist uncle of Li Qing) in the 2nd moon of 1980. Born in 1892, Li Peiye had learned Daoist ritual under the Qing dynasty, living just long enough to witness hope of a revival of tradition. Li Manshan recalls Li Yuanmao (1919–92), then with a long white beard) leading the reciting of the scriptures for the funeral.

Soon after Li Peiye’s funeral, a great burden was lifted for Li Qing. The county authorities sent official letters to all the village brigades listing the rehabilitation (pingfan) of people whose “black” class label of “rich peasant” was now to be removed. Li Qing was among thousands in Yanggao alone who were reprieved. The family no longer bore any stigma; at last there seemed some hope for both them and the wider society.

One of the first funerals for which the Daoists wore their full costumes was for Golden Noble’s grandmother in Houying in 1982. She died on the 6th of the 2nd moon, and the date of the burial was determined for the 19th.

But on the first day of the Houying rituals, someone returned from the county-town with the news that the Wangzhuang Daoists had been arrested while doing a funeral there. Senior Daoist Yan Mei—one of many Daoists who had served as brigade accountants under Maoism—was band boss; Liu Zhong (1930–96), soon to be a regular member of Li Qing’s band, was taking part. As luck would have it, the house where the funeral was held happened to be right opposite the police station. They managed to perform the rituals all day, but then two cops turned up, detained two of the Daoists, took mugshots, and confiscated their instruments.

As the liberalizations gathered pace, the incident soon became something of a local joke; people take such minor reverses in their stride. Naively, the Wangzhuang Daoists had supposed the climate to be relaxed enough now that Deng Xiaoping was in power—but surely they could have seen this coming. Things were indeed easing up in the countryside, and after a few weeks the Daoists reclaimed their instruments and got back to work, but official attitudes in the county-town were always more sensitive.

Even when I attended funerals in the town in 1991, it was still only possible to hire gujiang shawm bands there, not Daoists. Still today it remains rare for town-dwellers to use Daoists; and since there are groups nearer whom patrons can invite, the Li family seldom performs there. But ever since the revival, and all the more since around 2009, they and other groups in the area have been worked off their feet performing rituals throughout the villages—despite urban migration and the “left-behind” patrons’ preference for the glossy pop shows outside the gate of the soul hall.

Ever since those early days of the revival, I occasionally hear of transitory campaigns against mediums or sects, but funeral practice has remained largely untouched—so the “Keep Calm and Carry On” message still seems fair.

For the concurrent process of recopying the ritual manuals, and a caveat, see here. All this was before Li Qing managed to train his younger disciples who went on to form the core of Li Manshan’s ritual band—Golden Noble, Wu Mei, and his own grandson Li Bin.

Officials without culture

*UPDATED!*

Strange—not to say fatuous—goings-on in Pingyi county in Shandong.

I generally give Short Shrift to horror stories in the Western media about new clampdowns on “superstitious practices” in China, finding that they rarely have any perceptible long-term effect at local level. Indeed, I have it on good authority that this latest instance of interference from local government is only a blip, going against the current tide in these more laissez-faire times—but it’s still rather interesting.

A fine article “The endangered sound of suona” by Fu Danni, on the Sixth Tone website, reports on the recent ban on shawm bands at funerals in Pingyi county. But the official directive looks far more disturbing than that—it’s just one aspect of a far more ambitious attempt to limit the length of life-cycle ceremonies and extravagant spending therein. The Pingyi measures even castigate the zacai decorations at the funeral altar as a “corrupt feudal practice”. Similar leftist campaigns, effectively seeking to deprive villagers of their traditional funerary observances, have occasionally been touted ever since traditional life-cycle events revived in the 1980s—a related article makes an ominous comparison with the “Destroy the Four Olds” campaign that accompanied the Cultural Revolution.

But there’s both more and less to this story than meets the eye. Campaigns aimed at enforcing frugality at life-cycle ceremonies have a long and mostly futile history, long before funeral strippers became a routine and salacious media topic (as a quick Google search will reveal). So it’s good to see twenty-one noted Chinese academics protesting at the fatuous recent official directive in a detailed open letter (Chinese text here). Note how adroitly it adopts the language of both Confucian and current CCP values—reminiscent of the recent online rebuffs to the Chinese FA over their attempt to ban Daoist ritual at a football match. The open letter has stimulated much online discussion, in which voices in support of the restrictions are largely drowned out.

Still, however isolated and fleeting such instances of local implementation may be, it’s remarkable that even in 2017 the Pingyi county government announced that it would confiscate musical instruments played at funerals. Sure, this kind of thing has happened occasionally since the 1980s’ revival; generally, as here, the musicians manage to get them back after a while.

Wang Ruiyong’s shawm band in Pingyi, suffering from the recent directive. From Sixth Tone article.

It may be that in Pingyi the shawm bands have unfairly taken the blame; some scholars too have reservations about “other, more vulgar, funeral practices” (like stripping, perhaps), though it’s unclear how a criterion for vulgarity might be policed, short of inculcating norms of public decency—for which cadres are not renowned.

Xingyuan 2011

Burning paper ritual money for the deceased before the coffin—village funeral, Yanggao 2011. My photo.

The article on the Pingyi nonsense observes the flagrant irony of the simultaneous [albeit formalistic and superficial, I should add!] brief of the cultural authorities to document such bands as part of the Intangible Cultural Heritage project—whose agenda has anyway never been exactly ethnographic. But by contrast with the project’s kitsch nostalgic dreams, shawm bands all over China are far from a bastion of tradition. They’re always innovative: for several decades, they have themselves been spontaneously adapting to the times by replacing their traditional repertoire with popular melodies and supplementing their instrumentation with trumpet, electronic keyboard, and drum-kit. You can read all about shawm bands in my post Walking Shrill, and in my books on Yanggao and Shaanbei (both with DVDs); there I documented the rapid substitution of the majestic old suite repertoires with pop music before my very eyes and ears. There are tracks on the playlist too, with notes here.

Were I just a tad cynical [surely not—Ed.], I might say that the Chinese are perfectly capable of diluting their own local traditions without government assistance. This cultural shift has been taking place ever since the early 1980s, as a result not of state interference but of changing popular tastes. And when the article comments that “most suona players have started to take on other jobs”, such as in factories and construction, this too is part of a much wider and longer trend, not some sudden response to the directive—as I noted for the Li family Daoists, the choice to abandon a hereditary tradition is complex.

Though the Sixth Tone article uses the nationally standard term suona for the shawm, it’s good to see the local term wulawa—one of many such names by which this most ubiquitous instrument is known (hence my adoption of the English term shawm, avoiding official vocabulary). And I was glad to see a reminder of the technique of blowing through a hollow reed into a basin of water—standard device for teaching circular breathing to young students.

The article doesn’t mention liturgical performance (such as household Daoists) at funerals, which generally alternates with that of the “secular” shawm bands, but it’s quite possible that there aren’t any ritual groups in this area. Anyway, hiring such bands is only a minor item in the total budget for the funeral family.

Keep calm and carry on

Meixian funeral
Back in 1990 I attended an impressive funeral in Meixian county-town in Guangdong province, with accomplished young xianghua household Buddhist ritual specialists presiding. Above the road outside (where they performed many of their rituals) was draped a slogan advertising a campaign against spirit mediums (cf. my unpublished article “Striking a happy medium”). Of course mediums and liturgical specialists (not to mention shawm bands) provide very different services, but one might suppose that there’s a risk that blanket directives may throw out the baby with the bathwater.slogan Meixian 1990So while there are complex issues at work here, the recent directive illustrates a common befuddled knee-jerk response from local government. If they’re so keen on harking back to Maoist values, they might instead consider a re-education campaign for cadres—it is they who now lead the way in “vulgarity” and “lack of culture”.

Still, I can’t quite join in the general moral outrage over the Pingyi campaign. While it is quite right for scholars (both Chinese and foreign) to protest, at the same time we shouldn’t overestimate the long-term effect of such fatuous official measures. Observers have been lamenting “cultural impoverishment” in China for many decades—indeed, further afield, nay worldwide, the call to “rescue endangered traditions” went out a nanosecond after the birth of anthropology. But change is a constant. As is clear from my recent film and book, since the 1980s’ revival—in both ritual and music—any dilution takes place not so much as a direct result of sporadic leftist campaigns, but under more pervasive socio-economic pressures (to be sure, related to wider political currents) such as urban migration, modern secular education, and the changing tastes of rural patrons as they aspire to the modernity of pop and media culture. Since these are trends with which few seekers of hallowed Chinese traditions tend to engage, the state may seem to make an easier scapegoat.

For a prequel to this story, see here.

Update
Local relations have only deteriorated following the interference of the radical cadres of Pingyi in funeral customs. An article on Chinese Twitter (no longer available) told how irate musicians have ceremoniously burned their instruments in protest. The only good news is that public criticism of the directive forbidding “extravagant” funeral observances is ever-more widespread, both from local villagers and from higher-ranking officials and pundits further afield—again adroitly (indeed convincingly) adducing “cultural heritage” and the good old Confucian values touted by Uncle Xi.

One old musician observed that neither the Allied forces suppressing the Boxers, nor the Japanese invaders, nor even the Four Cleanups campaign had ever managed to silence such bands:

“自打西太后还活着那会儿,咱家就吹;八国联军来了怎么样?照样没碍着,那帮蓝眼珠子都觉得咱这牛逼;后来小日本来了,在他们枪口底下,挺直了腰杆吹,也没人禁过;破四旧那会儿,打和尚烧庙,也都没碰过咱这喇叭。”

From London, or even Beijing, it’s hard to judge what’s going on. The focus on shawm bands still seems something of a red herring. As locals observe, “extravagance is something for people with money—what have the common people got to waste?” The shawm bands are not only inexpensive but utterly “secular”—and again, we’re not being told about the wider restrictions on funeral observances.

This still seems to me like an isolated blip—has anyone heard of serious instances anywhere else recently? It’s all the more curious when funeral customs continue to be observed grandly throughout China—see this recent report on a six-day Daoist funeral in Hunan.

The radical stance of the Pingyi cadres seems deranged. Usually such campaigns blow over (an apt metaphor), or at worst cadres adopt the age-old practice of “one eye open, one eye closed”, or “there’s a policy, but it isn’t implemented”; but here they haven’t backed down, and the musicians’ astute demonstration has gained widespread publicity.

burning shawms

For more background, see here; and for a related debate, here.

Further update
I can’t keep up with all such cases, but this one caught my eye.

Chinese media (in English, see e.g. here, and this article with further background) are in uproar over a draconian policy in 2018 to destroy coffins in rural Jiangxi province—which one might suppose less vulnerable to radical directives. It’s a misguided attempt both to save land and to discourage extravagant burial rituals.

Jiangxi

Again, campaigns to enforce cremation have a long history, but have been largely ineffective outside the towns.

In this case the protest doesn’t even need righteous netizens—it’s led by the state-run media:

Chinese state media editorials on Monday slammed the policy as “barbaric and unpopular”. Articles in both People’s Daily and Guangming Daily urged the Jiangxi government to rethink its funeral reform.

“Is there any reason to carry out such a rough and even barbaric move?” the editorial in People’s Daily, the mouthpiece of China’s Communist Party, said. “Even if the funeral reforms are effectively carried out, the hearts of the people are hurt and [the administration’s] credibility is lost … [and] built-up resentment triggers instability.”

Even Jiangxi’s department of civil affairs issued a notice saying a number of county-level officials had taken “simplistic and extreme” actions that had “hurt the feelings” of local residents.

Again, it looks like a conflict between particular trigger-happy extremist local governments, with central authorities on the side of the local population.

None of these stories is so simple as blanket state repression: conflicting forces operate. For an even more recent update for Shanxi, see here.

Daoist ritual and football

Daoist football

WOW. Following my post on the Haka, Chinese football has just gone one better. On 23rd September a Henan team had a Daoist ritual performed on the pitch, going on to get their first home win in months—and getting a slapped wrist from the Chinese FA, what’s more:

http://www.scmp.com/sport/soccer/article/2112866/football-no-place-religion-chinese-soccer-club-warned-after-conducting

Sure, unlike the Haka, in this case it’s not the players themselves who perform the ritual—yet.

Chinese Twitter is buzzing with discussion. Daoist fans aren’t taking the stern rebukes lying down: pointing out that Daoist ritual is protected under the brief of the Intangible Cultural Heritage, they deftly play the old “culture, not feudal superstition” card.

有道教网站转发新闻办的微博称:来来来,我给建业支个招,各地的道教音乐中包括全真十方韵,全国很多地方都有批准为非物质文化遗产, 建业去问问那次的道长是传承自哪里,在比赛前进行音乐演奏,非遗文化表演。是受非遗法保护的。《中华人民共和国非物质文化遗产法》里 面有支持其参与社会公益性活动。这么喜闻乐见不如看怎么合理弘扬?

Others worry that it may give rise to competitive rituals in which the other team employs their own ritual specialists to break the magic of the opposition’s Daoists. Of course, it has long been common to hire two or more groups (Buddhist, Daoist, Tibeto-Mongol lamas…) for a single ritual event—competing between each other but not for rival patrons.

Another article defends the move by pointing out various international instances of teams seeking divine assistance (for a recent one, see here).

For a related debate, see here; note also the rebuttals of local government’s restrictions on funeral observances in Shandong.

Early Chinese versions of football were popular, though I’m not going to devote much time to searching for specific blessing rituals in Song-dynasty ritual compendia… Not will I detain you here with a discussion of the constant historical adaptations of Daoists to their patrons…

football painting

Chinese women’s football. Du Jin, Ming dynasty.

I note that during the Song dynasty only one goal post was set up in the centre of the field—now that would be an intriguing modification to the FIFA rules. Further to the magnificent ripostes of young female footballers to the British FA, at a match in the Tang dynasty

records indicate that once a 17-year-old girl beat a team of army soldiers.

YAY! Could it have been after this match that the men shifted the goalposts? Typical!

Under Maoism a leading CCP apparatchik (can anyone put a name to this fine pundit?) observed twenty-two players chasing around after one ball, and in a spirit of egalitarianism, unhappy with the conventions of what he supposed was a misguided capitalist invention, declared grandly:
“We’re a socialist country now—why not give them a ball each?”

Anyway, my new dream is for the Li family Daoists to perform a ritual to help Arsenal win the Champions’ League.

For more on women’s football, see here.

The brief of ethnography

Gaoluo 1989

Recently on Twitter, following a post on my work with the Gaoluo village ritual association, an urban Chinese worker sent me a succinct and intriguing reaction:

中国农村地方的风俗,我不喜欢!— I don’t like local Chinese rural customs!

Well, tough! 罗卜青菜各有所愛, chacun à son trou, “it’s a free country”… But actually it’s a valid point, highlighting an important issue.

Rural customs are what rural dwellers do; it’s hard to belittle the former without rejecting the latter. It’s not just a lack of tuanjie solidarity within the Labouring Masses, between the gong workers and the nong peasants; there has long been a more general alienation anyway among the urban educated. This feeling that Chinese tradition is “backward” dates back well before the 20th century, despite the efforts of Chinese folklorists since the 1920s to document the, um, heritage.

Today those older urbanites who endured banishment to impoverished villages under Maoism (like Kang Zhengguo, or the countless, and hapless, zhiqing educated youths from 1968) have good reason to feel ambivalent about rural culture (see also here).

Younger cityfolk may not have had to endure rural life like their elders. But steeped in pop music and video games, when they are dragged back to the poor countryside to attend the funeral of a grandparent, they too may find village customs irrevocably tainted by poverty and backwardness.

Moreover, apart from those duped by the media into regarding folk culture as a theme park, those younger cityfolk (not least those bravely seeking social justice) have been further alienated by rosy state cultural propaganda—quite understandably.

Of course, the arcane concerns of academia generally may not float their boat. Anyway, they’re unlikely to be excited by the links of some Daoist ritual to manuals from the Song dynasty.

But ethnographers don’t have to be misguided mouthpieces for official patriotism. It’s not about praising traditional culture—more about documenting it, complete with all the problems of rural life. Ethnography aims for the descriptive, not the prescriptive. I’ve already given some traumatic examples of participant observation in fieldwork—Germaine Tillion’s notes on her own incarceration in Ravensbrück concentration camp, and Sudir Venkatesh’s work among Chicago street gangs.

So it’s always worth documenting society, and history, without romanticizing it as some ideal “living fossil” of an illusory golden age. Along with any grandeur that pundits may impute to ritual in rural China, there belong power struggles, violence, the plight of women and blind outcast shawm players, and all kinds of tribulations under imperial, Maoist, and modern regimes. And while studying folk culture, it’s proper to note the alienation of younger urban dwellers from it, as I do. Indeed, I’m not naturally thrilled by Morris dancing—but when you get to know a little about it, you can see how it fits into the changing social culture of rural England.

However rapidly the Chinese rural population has been diminishing since the 1980s, documenting rural life is just as important as studying urbanites, of all classes—including the workers’ struggle and their expressive culture. We don’t have to “like” ♥ (grr) the songs of either those workers or household Daoists, but they all need documenting.

Descriptive ethnography doesn’t necessarily imply standing aside entirely from judgment. Now, as it happens I do indeed admire many aspects of village ritual, but that’s not the point. More adventurous fieldworkers (like De Martino) may seek to spell out some respects in which ritual is life-enhancing, offering consolation and cohesion; or, conversely, ways in which it serves to entrench delusion and conflict, or fortify irrational power. Or—quite likely—they may entertain both hypotheses at once. And both need to be tested, not assumed.

So to that underwhelmed Chinese worker on Twitter, I might say: as the great Tsinghua-university-based anthropologist Guo Yuhua can tell you, far from obstructing the quest for social justice, ethnography can be a contribution to it. Apart from urban workers, if anyone has been downtrodden, it’s the peasantry.

However much the official version may seek to reify and sanitize culture, yet factory workers, household Daoists, village cadres, spirit mediums, army recruits, sectarian groups, vagrants, and entrepreneurs are all part of the social spectrum, whose lives deserve to be documented.

All this reminds me of another gem from Nigel Barley. Arriving at his field site in rural Cameroon, he grapples with police bureaucracy (The innocent anthropologist, p.38):

The commandant turned out to be a huge Southerner of about six foot five. He summoned me into his office and inspected my documents minutely.  What was my reason for being here? […] He was clearly very unhappy as I tried to explain the essential nature of the anthropological endeavour. “But what’s it for?” he asked. Choosing between giving an impromptu version of the “Introduction to Anthropology” lecture course and something less full, I replied somewhat lamely, “It’s my job.”

Yet more heritage flapdoodle: Hongtong

Hongtong 1
Further fodder for my distaste of the heritage shtick—thanks again to Helen Rees, my Word on the Street, I’ve been reading an interesting article by Ziying You,

  • “Shifting actors and power relations: contentious local responses to the safeguarding of Intangible Cultural Heritage in contemporary China”,
    Journal of folklore research 52.2/3 (2015).

And now she has published a book on the topic, which I look forward to reading:

Hongtong cover

Hongtong county, in south Shanxi, is always cropping up in studies of local culture in north China—notably since it was used as a huge migration transfer centre to areas further north and northeast that had been depopulated by the appalling dynastic warfare of the early Ming. Like many villages on the plain south of Beijing, Gaoluo, subject of my book Plucking the winds, is said to have been founded as a result of this migration; and Li Manshan’s lineage moved north to Yanggao just around this time. [1]

It’s a long time since we’ve featured The China Daily, so I’m delighted to cite a 2012 article here:

A step into Hongtong county in southern Shanxi province and I found myself transported into a land filled with fairy tales.

YAY! The paper hasn’t lost its old magic, then. It does provide a couple of charming pieces of folklore:

The Chinese term used today to mean “go to toilet” or jie shou is also linked to the legend.
The migrants had their hands tied behind their backs when they migrated. They were only allowed to untie their hands when they needed to relieve themselves. Jie shou, which literally means to untie the hands, gradually became the term used for “go to toilet”. The expression spread widely to the provinces where the Shanxi migrants were sent.

Another interesting tale on Hongtong involves a woman by the name of Su San in the Ming Dynasty, who became probably one of the most well-known prostitutes in Chinese history.
Su met young scholar Wang Jinglong at her brothel. The two fell in love and Wang stayed with Su for a whole year but was later chased out of the brothel because he ran out of money. Su was then sold to another man as concubine. She was framed for murdering the man, imprisoned and was sentenced to death.
Meanwhile, Wang who attempted the imperial examination, did well and was appointed governor of Shanxi. He heard about Su’s case and helped with the investigation to deliver her from death row.
The lovers eventually got married and as how all fairy tales end, they lived together happily ever after.
The story has been adapted as a Peking Opera play The Story of Su San (Yu Tang Chun) and became one of the best-known Peking Opera plays in China. Hongtong county where Su San was imprisoned became well-known through the play.
Although the original prison was severely damaged during the “cultural revolution” (1966-76), the present one restored in 1984 retains all its original features. For example, there is a cave used for dead bodies, and a well with very small mouth to prevent prisoners from jumping in to kill themselves.
Su San’s story has brought fame to the prison, making it a must-see in Hongtong. Today the site is renamed as “Su San Prison”, and her story is presented by a series of wax statues within the site.

Damn, I’m trying to write about the ICH here… Led astray by The China Daily“typical!”

Anyway, Ziying You’s article concerns Hongtong as the site of an enduring cult to the ancient sage-kings Yao and Shun, in which several villages form a she parish, with temple fairs and processions. [2] For ICH purposes it is nominated as Hongtong zouqin xisu “the custom of visiting sacred relatives in Hongtong” [3] — and yes, sure enough the term “living fossil” rears its ugly head again.
Hongtong procession
Though not currently on the UNESCO “Representative list” for the ICH, it has been inscribed on the provincial and then national lists since 2006. With typical official razzmatazz, local cultural cadres set up a “Hongtong Centre for the safeguarding of ICH”, niftily bypassing the temple committees which are the lifeblood of the whole tradition.

BTW, as at many such festivals, I see no signs here of liturgical sequences of ritual specialists—only large groups of gong-and-drum ensembles (which are also widespread in Shanxi).

By contrast with the alacrity of cadres,

For most ordinary people, ICH was a foreign term remote from their knowledge and discourse.
[…]
Those who were mobilized to assist in the ICH application expected to receive a large amount of money from the central government to do whatever they wished within their local communities.

Not only has this expectation been unfulfilled—the Yangxie temple committee spent a substantial amount in the extended process of preparing the application. Moreover, the Centre, jockeying for favour with ICH bodies higher up the chain, monopolizes as-yet elusive state funding. And while the local conflicts between the villages did not originate with the ICH application, they were exacerbated in the process. Anyway, the temple committees, true “bearers of the heritage”, have been disempowered.

The ICH project thus became a means for the local ICH centre to exploit the local population and harvest the profits from the state.

Citing Chiara de Cesari, the author comments:

UNESCO frequently ends up reinforcing the power and reach of the nation-state and its bureaucracy, which is contradictory to its own principle of involving local communities and “grassroots”.

Yet again, the ICH machinery appears not to be safeguarding local cultures so much as safeguarding itself.

My encounters over the years with groups earmarked for ICH status—such as the village ritual associations of Qujiaying and Gaoluo, as well as the Li family Daoists—only confirm such findings. But the juggernaut rolls on.

As I write, Haitink’s recent Prom is on the radio, with the Prague symphony. No Mozart balls, just boundless energy and creativity!

 

[1] For the migrations to Yanggao, see Jing Ziru’s article in Yanggao wenshi ziliao 阳高文史资料 2: 216–228 and 206.
[2] Note also Anning Jing, The Water God’s Temple of the Guangsheng Monastery: Cosmic Function of Art, Ritual, and Theater (Brill, 2001)—albeit more historical iconography than contemporary ritual ethnography.
[3] These photos are among many from http://photo.xinzhou.org/2010/0717/picture_1826.html

Taranta, poverty, and orientalism

taranta

Watching the 1959 footage of healing sessions for possessed women in south Italy by Ernesto De Martino and Diego Carpitella, one may feel almost voyeuristic (Part One, and Two).

Below I cite a review by Stephen Bennetts (Weekend Australian, Review section, 28–29 January 2006) of

  • Ernesto De Martino, The land of remorse: a study of Southern Italian tarantism (pdf of original Italian edition here).

First published in 1961, The Land of Remorse is a classic of anthropological detective work. Was this bizarre phenomenon really caused by the bite of the tarantula, or was it instead a mere “superstitious relic”, or a localised form of psychosis prevalent among illiterate Southern Italian peasants? Almost sixty years ago, in 1959, a group of scholars arrived in the small town of Galatina to unravel the riddle. They comprised a historian of religion (De Martino), neuropsychiatrist, toxicologist, psychologist, anthropologist, ethnomusicologist, social worker and photographer.

It soon became clear that the research team was documenting the last vestiges of the cult, which by now had retreated to an isolated pocket of peasant society in Salento, the stiletto heel of Southern Italy. Tarantism still persisted in its classical form in the music and dance therapy sessions conducted in the home, whilst the partly Christianised form of the cult, amputated of its musical and dance component, continued in the grotesque and histrionic displays at the Chapel of St Paul, as possessed tarantati arrived for the feast day of Saint Paul to ask the saint for healing.

In De Martino’s analysis, the mythology of the taranta and the catharsis of the possession state provide a framework in which personal psychological tensions common throughout Southern Italian peasant society could be publicly dramatised. Private sufferings caused by unhappy love, bereavement, sexual frustration, or subaltern social status were transfigured into annually recurring possession states which were culturally determined, rather than being the result of a real spider bite. The ritualised healing through dance and music provided victims with psychological closure and reintegration back into the community, at least until the summer of the following year.

[According to one Salentine authority, the last episode of tarantism involving actual possession took place in 1993, but the last living practitioner died in 2000. Yet “tarantism” has recently taken on another curious form. The current Southern Italian folk revival and associated pizzica dance craze incorporate a grab bag of different impulses: re-emergent Southern regionalism, the reevaluation of a peasant past which is now distant enough for young Southern Italians to romanticise rather than feel ashamed of, and a rejection by the Italian anti-globalisation movement of the television-fixated “cultural homogenization” of Berlusconian Italy. De Martino’s book has now achieved cult status beyond the academy; go to many folk concerts in Southern Italy today and you will find it on sale alongside tambourines, castanets and other accoutrements of the recently exhumed Southern Italian past. In a process which has been aptly described as “proletarian exoticisation”, De Martino’s plain female peasant tarantate have given way in contemporary reworkings of the theme to video clips featuring dissociated but picturesque young beauties writhing to the latest tarantella folk hit. Within the current Salentine folk revival, De Martino functions as a kind of symbolic fetish, validating an isolated area of Southern Italy which almost nobody had heard of until the “rediscovery” of tarantism and tarantella ten years ago suddenly put Salento on the map.]

Along with more detached ethnographic observations, one easily discerns severe social problems here—not least poverty, and not just the role of the church. Urban Chinese observing rural Chinese ritual may be beset by similar, prescriptive, responses—which will be secondary for foreign fieldworkers, more entranced by the persistence, perhaps exoticism, of religious practice there. That’s partly why study of the practices of “primitive” ethnic minorities are so fashionable.

De Martino’s work, though focused on religion, makes a successor to Carlo Levi’s 1945 book Christ stopped at Eboli, and even James Agee’s 1941 Let us now praise famous men, with the photos by Walker Evans. Accounts like these are a world away from the idealizing of peasant communities often implied in Chinese cultural studies. But both types have their own agendas. Meanwhile, brave Chinese journalists have blazed a trail, with village surveys like those for Anhui, and a substantial body of work on the famines around 1960.

We may contrast the anthropology/ethnography of religion with pious insiders’ views of religion. Of course a participant or “believer’s” own account will be important material. But if in the description the ethnographer promotes her own “belief”, that is dangerous: more like propaganda. Empathy is to be desired, evangelism to be avoided. Good histories of Christianity or Islam are unlikely to come from the standpoint of proponents for such beliefs.

So what is, or should be, the anthropologist’s view on religion? While showing how it works in the society, one doesn’t have to promote it as entirely beneficial there, or to that of other societies. Of course our picture is blurred by the quest for ancient oriental wisdom, which may even follow on from hippy mysticism. It is remarkable how commonly this still plays a role in studies of Daoism.

Some scholars make a case for the superiority of Daoism as a world view, over other religions and other world views. Not only is this not the job of the ethnographer, but it may flaw the whole research enterprise. What we learn from such accounts is what a Western scholar, of a particular upbringing and taste, thinks about Daoism; not what Daoism in society is like.

To repeat, it is different to develop a certain empathy with one’s subjects than to come from a standpoint of evangelical zeal. In the course of an ethnographic relationship one will doubtless begin to explain their mindset, their backstory, and so on. But the study of Daoists is mainly to be done with the same kind of anthropological curiosity that one would bring to the study of any other group, such as Party cadres or sex workers (funny how those two random examples seem to make suitable bedfellows. I didn’t say that).

Participant observation brings many benefits. In the case of religion, to participate fully in the life of Daoists will certainly confer insights—but there is no single type of Daoist, and even participation is only one aspect of the duties of the scholar. One should observe not only how religious activities inspire local patrons, or bring social cohesion, but how people may ignore or oppose them. I’m not even arguing with evangelism, necessarily; just that it blurs proper scholarship.

Study of oriental religion risks exoticizing. Even if the scholar avoids the trap of “Just look at this rare ritual I’ve stumbled across/gained unique access to”, rituals may yet be portrayed as “special”, ancient, mystical, and so on—whether they are or not, and downplaying their routine nature. This kind of social behaviour is normal. The visitor may stumble (once) across something supposedly rare, but more likely it will be repeated again and again—always adapting over time.

Note also this documentary from 1952, with funeral laments from Lucania:

and the 1958 sequel Magia Lucana:

See also Healing with violin in the heel of Italy; for more recent pizzica, click here and here; for Sardinia, here. I’ve also outlined work on folk musicking around Italy. For the festa of the Madonna of Mount Carmel in East Harlem, New York, click here.