Gilad Atzmon

*Part of my surprisingly extensive jazz series!*

OHE

The British jazz musician Gilad Atzmon (b.1963) (YouTube topic; website), leader of the Orient House Ensemble, is a versatile wind player. A vocal advocate of the Palestinian cause, he renounced his Israeli citizenship in 2002. While his novels and political writings have prompted accusations of antisemitism, his musicking is more widely acclaimed.

Brought up in Jerusalem, Atzmon went into exile in London in 1994. Here I’ll just focus on his early albums with the Orient House Ensemble (named after the PLO’s former HQ in East Jerusalem), which he founded in 2000. Among the original lineup was drummer Asaf Sirkis, who worked in the band until 2009. 

Of their seven albums from this period, here are some playlists—in the “global bazaar” of London, I admire the way that they never flaunt the various Asian/Balkan elements in their vocabulary, integrating them into their jazz language.

  • Gilad Atzmon &* the Orient House Ensemble (2000) (with Nard-ish as #4!):

  • Nostalgico (2001) (creative tributes to the classics—some great tracks, including #4 Singin’ in the rain!):

  • Exile (2003)—whose more oriental flavour is enriched in the opening tracks by British-Palestinian singer Reem Kalani:

  • Refuge (2007):

  • In loving memory of America (2009), embellished by string quartet:

* * *

The albums are less challenging than their live gigs (“I don’t think that anyone can sit in a house, at home, and listen to me play a full-on bebop solo. It’s too intense. My albums need to be less manic”). Here’s Liberating the American people in 2006, full of contrast:

Some more recent examples: with Frank Harrison (piano), Asaf Sirkis (drums), and Chris Hill (bass):

2012 (vimeo):

2013:

Atzmon has remained loyal to his bebop inspirations—here’s another tribute to John Coltrane, from 2014:


* Pedants’ corner (yet again: see note here): the ampersand is authentic, if not to my taste…

Roundup for 2022!

Like a suburban Sisyphus doing and undoing a jigsaw, having gone to great lengths to mix up the daily sequence of my diverse topics in a stimulating fashion, it’s that time of year when I try and reassemble them into some kind of thematic order (cf. 2018, 2019, 2020, 2021). In September I essayed a handy roundup of roundups, covering some of this ground; and in November I listed Some recent *MUST READ* posts. As ever, in the sidebar you can consult the tags and categories, and even the monthly archive (scrolling waaay down); the homepage still provides useful orientation.

Disturbingly, the items featured below are just a selection, but do click away on all the links…

Perhaps I can begin with a story that combines several of my interests:

While I can’t quite claim to have won the World Cup for Argentina,

and I’m exceptionally fond of

  • Ogonek and Til, for fans of tennis, fado, and Noh drama—wacky diacritics and nasal vowels, with matching anagram and limericks.

Meanwhile I seem to have recovered from being a Ticking Time-bomb:

* * *

China:

And it’s always worth reminding you of my film on the Li family Daoists, and this roundup of posts on them, as well as my work on Gaoluo village.

Tibet (updated roundup), including

I also update my collected posts on Uyghur culture, including

Turkey features prominently in my Roundup of posts on west-central Asia, as I try to educate myself (and even this is only a selection):

leading on to

and William Dalrymple:

Some posts on Ukraine (Applebaum, Snyder, Sands), also linking to

As to other world music,

An Irish music medley, including recent entries:

North Indian music (collected posts):

Jazz (roundup of another extensive series) (Turkish jazz listed above):

And then:

Western Art Music: among this year’s posts on Bach (updated roundup) are

Mahler: my whole series is now listed here, with recent additions

Also

Society, religion, ritual:

A mélange of other topics:

New entries in A Sporting medley include

Drôlerie:

Well, that’ll keep you busy—as a reward, in future perhaps I’ll try posting every three days, rather than every other day, and I might even reblog earlier posts a tad less avidly—not wishing to try your patience (“You must come over and try mine sometime”—Groucho).

In memoriam Bird and Fortune

Bird and Fortune

John Bird died this week, nine years after his sketch partner John Fortune. Having teamed up in the heady days of British satirical shows in the 1960s, they had a glorious new lease of life working with Rory Bremner from 1989.

So to follow the classic “You say potato” sketch (“on the perils of over-reliance on the written text”, as I suggested), here’s a playlist for their George Parr interviews, satirising ministers, diplomats, generals—more apposite today than ever:

Among my highlights there are the Washington diplomat (#2), the Home Office minister (#7), the British businessman in China (#8), and the merchant banker (#14). Alternating roles, they nail the establishment’s inane, complacent sense of entitlement, the blithe insouciance with which they barely bother to conceal the iniquity of their stances. All this can be heard on the lips of many a “government” representative today—this interview could almost be a verbatim transcript of the current Tory position on immigration and asylum:

Or this:

I don’t like the word xenophobic, it suggests irrational prejudice… Of course it’s a Greek word, and I detest Greeks.

Ostinato: jazz in Istanbul

Nardis
Photo: Augusta—who took to the 15/8 pattern like a duck to water…

Soon after the London Jazz Festival celebrated the 20th anniversary of Nardis, I found myself (only partly in the hippy sense) in Istanbul again, so on one of my rare raids on Europe from the Asian side of the Bosphorus I was able to spend an inspiring evening in the jazz club itself, just below the Galata tower—a change from Alevi ritual and köçek dance (see under West/Central Asia).

This documentary about Nardis (so far without English captions) opens with the amazing Bill Evans (see under Ravel, and here) introducing the 1958 piece by Miles Davis that gave the club its name (cf. Evans’ 1970 live performance in trio):

Nardis 2The night we visited, the club—founded by Zuhal Focan (left) with her husband Önder—was hosting the Swiss drummer Cyril Regamey, with François Lindeman (piano) and Andreas Metzler (bass), who came together with local jazzmen Bora Çeliker (guitar) and Can Ömer Uygan (trumpet) to pay homage to the amazing creativity of Herbie Hancock‘s band around 1969–70. Bora Çeliker (YouTube channel) plainly delighted in the material, his funk pedal to the fore; while Can Ömer Uygan (YouTube channel) was discreet, adding some subtle touches.

Note Batu Aykol’s fine film on the history of jazz in Turkey; see also Jazz in Kuzguncuk!.

* * *

Here (not for the first time) I feel like a football commentator reviewing Swan lake—but right from the extended opening number Ostinato (Suite for Angela) I was turned on (belatedly) to Herbie Hancock. A tribute to Angela Davis, it’s one of the gems of his Mwandishi period, on the eve of his immersion in Buddhism (cf. the Sufi influences on Yusuf Lateef, John Coltrane, and Pharoah Sanders):

The complete album is here; we can add to our appreciation with the aid of Bob Gluck’s detailed commentary in Chapter 6 of You’ll know when you get there: Herbie Hancock and the Mwandishi band (2012).

The syncopated ostinato is a thing of beauty in itself. Notation is a cumbersome tool, but it can give us a handle (and most jazzers themselves refer to it at some stage). The recurring bassline has a bar of 4/4 followed by a bar of 7/8 (cf. the additive metres of Taco taco taco burrito)—I’ve transposed it down a semitone, making it easier to envisage in solfeggio:

Ostinato full

So both bars ascend in conjunct pentatonic motion with somewhat different scales before falling to cadences on la and so respectively. * As Hancock reflected,

I wanted to write a tune with an underlying rock beat, but using it in a more open way than usual. I finally achieved it by making the number of beats uneven—it’s in 15/8, one bar of 4/4 and one of 7/8. I started with a repeated syncopated bass line in 4/4, a regular thing. The way I chose the notes in the riff was that I figured most of the rock bass lines telegraph their chord so distinctly that there’s no escaping it. I wrote something that could imply many chords … some fourths even, like Trane and McCoy… a kind of pentatonic scale, but starting on a different degree of that scale.

But then I thought “Why should I keep that all the way through?” so I changed it slightly and shortened every second phrase by half a beat. Now if, instead of two 4/4 bars, I had a 4/4 and a 7/8, it meant I had to change the notes to make them sound natural. Having done that, I had to decide what to put on top, and what it is, is different degrees of tension and release. Music and life flow because of those qualities, as do all the senses. It’s contrast: to know what cold water is, you have to know what hot water is. Music’s like that; it has to flow, and if there’s no tension and release it will be totally bland, with no vitality. […] Having 15 beats in a bar automatically sets up a little tension, because just when you think you’ve got it figured out, it eludes you. At the end of each bar we all hit a phrase together, and that’s a release. That’s also true of harmony. Very little of the music is consonant, but the dissonance varies so greatly that it’s a matter of some of it being less dissonant and thus becoming consonant by comparison.

Amidst a dense electronic and percussive collage, the vamp is introduced by the opening bass clarinet, with Buster Williams taking it over on bass beneath the swirling mists of Eddie Henderson’s trumpet and Herbie’s own keyboard textures.

Ostinato 2

Roll over Beethoven, eh. Seriously though folks, we need to treat all kinds of musical creativity seriously! Great—exploring Herbie’s ouevre will make another embryonic project for my education in jazz, following on from Miles, Trane, and Pharaoh Sanders


* If for some implausible reason we were to interpret the two bars as traditional Chinese melody, where pitch substitution is a common means of temporary modulation through a cycle of fifths (see Table under Dissolving boundaries, §3, “Scales”): as the second bar ascends, la is substituted for a flat 7th, preparing us for the introduction of fa in the cadential pattern—effectively a double transposition of the pentatonic scale from C to B♭! (Keep up at the back there…)

Patricia Lockwood excels again

The LRB has enriched my life, but nothing in its pages is so invigorating as Patricia Lockwood’s articles (click here for her own literary ouevre and a selection of her reviews; see also here).

Much as I learn from the LRB, some of its reviewers tend to submerge the book supposedly being considered beneath their own superior expertise, reading like “it should have been ME who wrote about this topic”. Ms Lockwood’s style is highly personal, but she manages to keep the poetry of her own fantastical world in the service of deep insights into the milieu of her subject, while drawing us into the whole craft of fiction writing. In a recent review of two story collections by George Saunders her comments illuminate, rather than obscure, the author’s message.

She reflects on the sense of failure conveyed by Saunders’ characters:

It must be, in order that he can overcome. At some point, the source of poignancy stopped being the characters, and started being the desire of the stories to rise above themselves. They wanted a little more than they had, than they could ever have. They could feel their strength, if they were just given a chance, they could be more than Daryls, Dereks, Kyles…

Commenting on his religious background, she stops herself:

Trying to trap me into writing a big Catholic thing, eh? Well, I won’t, except to say that we probably have a few of the same voices in our heads.

Saunders 3

Reading Lincoln in the Bardo, she observes:

Short fiction is a cruel form. It is life in miniature: not enough time. Some of its best practitioners have been cruel, or doctors in an age when we took legs off with hacksaws. It is hard to keep giving readers that edge they can brace against, catch their breath, say OK, all right, you know it and I know it. It is hard, after experiencing their love, to stop yourself from showing up to rescue your readers too soon.

On Saunders’ experience as a teacher:

If you’re a normal person, the first time you set foot in a classroom you will hear a voice that says: “It is wrong to take their money”. Other claims rise up to drown out this voice—what holier thing than the study of literature; talent cannot be taught, but the fundamentals can; they are paying for a circle of protected time—and all of them are true, but the voice is loud, louder than literature, and grows louder when you see a student so full of desire for her own life that she can barely breathe, and you taking money for it. What will she do? Is there a world for her? Are you part of the cheat, have you been promoted to middle management?

As to his insights on Russian fiction:

Why is Saunders so much more interesting about Turgenev’s “The singers” than about Gogol’s “The nose”, when Gogol would seem his more natural forebear? Most memorably, A swim in a pond in the rain has a great section on Tolstoy’s “Master and man”, the story he is always writing in one form or another: one man dies to save the other, in falling snow.

Finally,

There is something insoluble here. He is telling us that you cannot trust the Pulse—this is the fact that must be continually learned. Your feeling (you are, after all, doing this to feel the feeling) has nothing to do with whether it is good, just as your desire to be good cannot be worked out in fiction. But in those moments it does come to you what a guy is for, and you are covered in glory; it comes to you what it is to be a cloud of consciousness, with lives moving through you and that weird holy look on your face. The body lies far below you, in parts, the Worm Interlude—real site of your genius—passes into another phase, one you seem to remember from before you were born. “Where were you, before you came here?”

Heaven, Jeremy offers.

I want her to teach me everything. In exchange I can offer to share my experience of Daoist ritual in north Shanxi—but I’m not waiting for the phone to ring (that heavy black Bakelite contraption on the table in the hall).

Some recent *MUST READ* posts

Cetegories

The *MUST READ* category in the sidebar directs you to some of my more worthwhile posts whose topics deserve to be savoured and shared.

Here’s a selection from recent entries, on a variety of themes:

  • The sceptical feminist, Janet Radcliffe Richards’ 1980 masterpiece, argued with dispassionate philosophical clarity, and still highly relevant despite some period features
  • Some Kurdish bards: politics, gender, and heritagification—epic tales of love and war, plangent kilam laments, with some fine recordings, archive and recent
  • Ogonek and Til—for fans of language, tennis, and fado! Wacky diacritics and nasal vowels in Polish and Portuguese—with matching limericks, and a bonus entry for Gran visits York….

  • Bach in an empty forest: a mesmerising mile-long xylophone in a Japanese forest, the wonders of a Bach cantata, Myra Hess’s wartime National Gallery concerts, and Takemitsu’s early alienation from Japanese musical traditions
  • Dream a little dream: interesting as it is to listen to earlier and later renditions, Cass Elliott’s 1968 version is enthralling—with the most radiant modulation ever!

  • The kiosk in Turkey and Europe: late-Ottoman mansions in Istanbul—the ancien régime, a haunted house, women’s changing status under the Republic, and shanty-town migrants; followed by some European kiosks, with cameos from The fast show and The third man
  • Mahler: a roundup!!! The definitive voice of our age—the symphonies, as well as chamber versions, and piano rolls; quintuplets and major 7ths; Alma and Anna
  • Ray Man, pioneer of Chinese musicking in London: social and musical change in the UK, Hong Kong, and mainland China—with homages to the Cantonese music scene and the early days of Ronnie Scott’s in Gerard street.

I’ve grouped these posts in the form 3+2+3, in the hope of encouraging you to revisit my post on aksak additive metres!

For an earlier list, click here.

Tang culture: a tribute to Ren Erbei

Ren Erbei late
Ren Erbei in later life. All images here from this article.

In the course of decluttering my groaning bookshelves, I find I’m not ready to part with my little collection of the ouevre of the great

  • Ren Erbei 任二北, also known as Ren Bantang 任半塘 (1897–1991), [1]

who over his long career shone a light on sources for song, dance, and drama in the Tang dynasty (618–907) through the prism of the literature of the day (for a roundup of my posts on the Tang, click here).

At Cambridge I was introduced to his early writings by Laurence Picken and Denis Twitchett. Laurence was keen to explore such sources, but it was mainly Denis who led me deeper into the complex process of compilation of the musical material in the official Old Tang history (Jiu Tang shu 舊唐書)—notably the now-lost Taiyueling biji 太樂令壁記 [Wall inscription for the Director of the Imperial Music Office] by Liu Kuang 劉眖, a work from the early part of Xuanzong’s reign, before the An Lushan rebellion (755–63).

Denis opened “A note on the ‘Monograph on music’ in Chiu T’ang shu” (1992) with a classic sentence [I’ve converted his original Wade-Giles to pinyin]:

Almost forty years ago, when I was beginning work on my PhD dissertation, I spent many enjoyable evenings reading through the “Monograph on Finance” of the Jiu Tang shu with Piet van der Loon, attempting to relate its text with other Tang period sources, and to see what is possible to deduce about the way Jiu Tang shu was put together over a period of more than two centuries.

YAY, party time indeed! After moving to Princeton in 1980, Denis gave me occasional updates on his work by postcard:

Denis postcard 2b

 

Meanwhile, scholars were studying an extant work from the heyday of Xuanzong’s court, the Jiaofang ji 教坊記 by Cui Lingqin 崔令钦, edited by Ren Bantang in Jiaofang ji jianding 敎坊記箋訂 (1962). Such sources made important material for Laurence’s recreations of Tang court music.

I now look on all this impressive research with a mixture of deep admiration, nostalgia, and relief that I went on to find a very different kind of party. By the early 1980s I realised how the study of Tang music had long been a hot topic in mainland China, and was now reviving vigorously there. [2] So it was Tang music that made the stimulus for my first visit to China in 1986 to study at Peking University under the great Yin Falu; but as I discovered the riches of living folk ritual culture on regular forays to the countryside, I was already in the process of defecting from the silent sources of early history. Though I picked up my own copies of Ren Erbei’s books in Beijing, I soon became a Tang manqué. Still, I continued visiting Laurence to update him on my fieldwork, and Denis kept in touch so we could meet up on his occasional return visits to Blighty.

* * *

Ren Erbei was prolific; most of his later publications were based on research he began before Liberation and pursued under Maoism. Two major books (albeit far from easy reading even for the heavy-duty sinologist):

  • On Tang drama: Ren Bantang, Tang xi nong 唐戏弄 (2 vols, 1958/1982)
  • On Tang sung poems: Ren Bantang, Tang sheng shi 唐聲詩 (2 vols, 1982; see e.g. here and here).

After the end of the Cultural Revolution he finally published his book on Chinese jesters,

He also edited an important collection of lyrics from Dunhuang:

His essays are collected in

  • Ren Bantang wenji 任半塘文集 (2006).

Yet another interrupted career
Whereas before I began spending time in China I had regarded such scholarship as belonging safely in libraries, once I began visiting senior intellectuals I couldn’t help becoming engaged with their life stories and tribulations under the decades of Maoism (see e.g. Craig Clunas on Wang Shixiang, in my post on his wife Yuan Quanyou; cf. Yang Yinliu, and Li Shiyu).

Brought up in Yangzhou, Ren Erbei gained admission to Peking University at the age of 18, embarking on the study of early ci and qu lyrics. After graduating he took up posts in his home province of Jiangsu.

Ren Erbei 1921
Teachers at Yangzhou 5th Secondary School, 1921; Ren Erbei back row, centre.

Following the 1949 “Liberation”, he became professor at Sichuan University in 1951. While constantly beset by political problems, particularly after being branded a “rightist” and “historical counter-revolutionary” in 1957, he still managed to persist in his research despite spending extended periods in detention.

Rehabilitated following the downfall of the Gang of Four, after all his ordeals in Chengdu he was helped to return to his native Yangzhou, taking up a position at the Normal University there in his eighties.

Ren Erbei and wife 1984
Ren Erbei with his wife after their return to Yangzhou, 1984.

He now trained a bright young disciple, Wang Xiaodun 王小盾 (Wang Kunwu 王昆吾, b.1951) (see his tribute, and here), who went on to publish works such as Tangdai jiuling yishu 唐代酒令艺术 (1995) and Sui Tang Wudai yanyue zayan geci yanjiu 隋唐五代宴乐杂言歌辞研究 (1996, following the 1990 Sui Tang Wudai yanyue zayan geci ji 集, co-edited with Ren Erbei). [3]

Ren Erbei’s tribulations under Maoism were no less distressing for being so common, making his scholarship all the more impressive.


[1] Both were hao (“style”) names that he himself chose. His original name was Ren Na 仁吶, while his zi name (given upon maturity) was Ren Zhongmin 任中敏; both the na and min characters (the former of which I learned as nuo) alluded to Confucius’s dictum “The superior man wishes to be slow [na] in his speech and earnest [min] in his conduct”. The main Chinese baike article on Ren (written with impressive candour, with an extensive bibliography) appears under Ren Zhongmin. For further aspects of Chinese naming customs, click here.

[2] How unfortunate that Western and Chinese scholars had been unable to engage in “international cultural exchange” through the Maoist decades, and that Western sinologists had such limited access to Chinese research—rather as Robert van Gulik was largely unable to partake of the 1950s’ renaissance of the qin zither in the PRC(see my tribute to him, under “Interlude: fate and nostalgia”).

[3] While I’m here, I may list a couple of basic sources on Tang expressive culture:

  • Quan Tang shi zhongde yuewu ziliao 全唐诗中的乐舞资料 [Material on music and dance in the Complete Tang Poems] (ed. Zhongguo wudao yishu yanjiuhui 中国舞蹈艺术研究会, 1958)
  • Tangdai yinyue wudao zaji shi xuanshi 唐代音乐舞蹈杂技诗选释 [Annotated selection of poems on music, dance, and acrobatics in the Tang dynasty] (ed. Pu Zhenggu 傅正谷, 1991).

Dream a little dream

Dream

Composing and performing songs is an art—not just in Western Art Music, but in folk and popular genres around the world (cf. What is serious music?!). The songs of the Beatles deserve to be treated with the same seriousness as those of Schubert (cf. Susan McClary); and apart from pop music generally, it’s worth admiring the craft of miniatures such as cartoons, TV theme-tunes, and jingles (for the merits of “analysis”, see the introduction to my Beatles series, citing Mellers and Pollack). 

The exquisite Dream a little dream of me was composed in 1931 by Fabian Andre and Wilbur Schwandt, with lyrics by Gus Kahn. Unlike Beethoven, those guys really knew how to write a tune. A lullaby for parting lovers, it’s been revisited by many singers to different effects that reflect the changing zeitgeist.

Cass Elliott (1941–74, another sadly brief life) made the most celebrated recording with The Mamas & The Papas * in 1968—a time of revolutionary conflict when we have to remember that there was also a mood for such ballads. As she commented,

I tried to sing it like it was 1943 and somebody had just come in and said, “Here’s a new song”. I tried to sing it as if it were the first time.

And it’s magical:

Stars shining bright above you
Night breezes seem to whisper “I love you”
Birds singing in the sycamore tree
Dream a little dream of me

Say nighty-night and kiss me
Just hold me tight and tell me you’ll miss me
While I’m alone and blue as can be
Dream a little dream of me

Stars fading but I linger on dear
Still craving your kiss
I’m longing to linger till dawn dear
Just saying this

Sweet dreams till sunbeams find you
Sweet dreams that leave all worries behind you
But in your dreams whatever they be
Dream a little dream of me…

Mama Cass caresses the lyrics (“Birds singing in the sycamore tree”…) with dreamy syncopations and triplets, never metronomic. The harmonic progressions into and out of the “Stars fading” section are enchanting. Whether or not listeners are consciously aware of it, various types of modulation are effectively used in pop music. Step-wise shifts are most frequent; but here, after the opening two verses in the home key of C major (with our ears perhaps prepared by the surprising chord at “whisper” in line 2), the second section modulates fluently, exhilaratingly, to A major (from 0.54)—distantly reminiscent of Mahler’s sudden revelation of alpine pastures adorned with cowbells, or an incandescent Messaien meditation suffused with ondes martenot [Steady on—Ed.].

The “Stars fading” section is a gem in itself. After the chromaticism of the opening two verses, its rather brighter mood, over layers of honky-tonk piano and wordless chorus, far from sounding brash, only enhances the song’s overall intimacy. With more lazy triplets, I relish the descending minor 7th leap (from high so to low la) at “linger on dear” and “linger till dawn dear”, framing more sensuous lingering on the last word of “Still craving your kiss“… And then, to signal the return to the home key, the harmony shifts back with “Just saying this“—first (1.13) beneath a descending semitone in the vocal line, then the second time (2.18) with dreamy wide leaps.

It’s all complemented by the arrangement, with the first bass entry slipping in for verse 2 (Cass responding with a funky rhythmic emphasis on “kiss me”), the nostalgic-pastiche piano interlude and coda, as Mama Cass becomes subtly more jazzy and energised… Every detail is perfectly calibrated to the dream.

* *  *

Going back to quirky original versions from 1931 transports us to a different era of dance music—when the singer was subsidiary, providing an interlude between the main instrumental sections. Here’s Ozzie Nelson and his Orchestra:

And here’s Wayne King, introduced by some wacky chinoiserie at the very start (in homage to the organum of the sheng mouth-organ?!), with Ernie Burchill singing:

BTW, it’s fun to invert the chronology of these early recordings, imagining them as a post-modernist ironic take on Mama Cass’s song by the Michael Nyman band.

We can only hear early music with our modern ears; and how we respond to music over time depends substantially on the persona that we impute to the protagonists. Still in 1931, by contrast with those versions, Kate Smith (cf. By the Sleepy lagoon) performed the song with an impressive rhythmic freedom, and the band arrangement is also effective, already breaking out from the starched corset of the foxtrot:

Ella Fitzgerald and Louis Armstrong recorded it in 1950:

(Several YouTube uploads mistakenly attribute this to Billie Holiday, but alas she doesn’t seem to have recorded it—now that would have been amazing!)

Doris Day (1957) is even dreamier:

Now here’s a thing. For the “Stars fading” section, versions so far modulate upwards by a minor 6th—pleasantly novel, but not radiant like the major 6th modulation of The Mamas & The Papas (a stroke of genius that I surmise we can attribute to Papa John Phillips). And in earlier versions, for the first appearance of the line “Dream a little dream of me” the vocal line has risen brightly (mila–so); but as a later generation perhaps found this too soupy and saccharine, it was discarded, instead falling from a flat mi to re.

Just a few selections from numerous later covers. Anita Harris in 1968, almost contemporary with The Mamas & the Papas’ recording, sounds rather too four-square to my ears. Enzo Enzo recorded a French version, Les yeux ouverts, in 1990; Tony Bennett and k.d. lang sang it in duet in 2002; and the 2013 Robbie Williams cover (with Lily Allen) is in thrall to The Mamas & The Papas.

While there is much to savour in such renditions, the more I listen the more infatuated I am by the dreamy mood of Cass Elliott’s version, with her rhythmic variety, and all the subtle tweaks of the arrangement in timbre and harmony that make it so very enthralling.

And the song keeps inspiring younger musicians—such as Andrea Motis with the Joan Chamorro Quintet (see here, and here):

Other popular songs in similar vein that feature in my wide-ranging Playlist of songs include You’re my thrill, Moon river, I sing a little prayer, You must believe in spring, Comment te dire adieu—and a wealth of Beatles ballads. For dreams perhaps not envisaged by Gus Kahn, click e.g. here and here; see also Aboriginal dream songs. Cf. Bach as bandleader and arranger.

For Augusta!


* Pedants’ corner (cf. my notes to Morris dancing and Messiaen’s transcendent éclairs; see also Punctuation for truck drivers):
I don’t really Hold With the ampersand, which has a whiff of the corporate (the “vast emporium, one of these appalling achievements of our modern craving for the huge, the immense”, as Henry James characterised the Army and [sic] Navy Stores), but here, while curious, it’s correct… I also make a copious exception for G&T.

The films of Yilmaz Güney

Yol

Kurdish actor and film-maker Yilmaz Güney (1937–84) was prolific, despite being constantly in conflict with the Turkish regime as a result of his leftist sympathies for the subaltern poor and his highlighting of Kurdish issues (see e.g. wiki, and this review of his ouevre, both providing useful references).

Having admired his film Law of the border (1966—see Early Turkish verismo), I’ve been exploring his work a bit further. Hope (1970) was regarded as a Turkish equivalent of Bicycle thieves.

The theme of rural Kurdish blood-feuds continues in The herd (1978), but as Güney extended his sympathies to the plight of the urban poor, I’m struck by Zavallılar (“The fall”, 1974; literally “The poor”), the stories of three men fallen on hard times, driven to destitution by cruel fate. Here it is, alas without subtitles:

But most impressive of all is Yol (The road, 1982) directed by his assistant Şerif Gören while Güney was in prison. Jailed in 1972, soon after his release in 1974 he was sentenced again for shooting a judge to death. He managed to keep working on projects from prison, and after escaping in 1981 he took the negatives of Yol to Switzerland, editing it in Paris. The film was banned in Turkey until 1999.

His periods in captivity partly inspired the screenplay, which portrays the stories of five prisoners given a week’s home leave in the aftermath of the 1980 Turkish coup, travelling back to their troubled lives in rural south Anatolia to perform traumatic family duties. As this NYT review comments, the film portrays Turkey as one large prison, oppressed not only by political tyranny but also by superstition and bigotry. You can watch it without subtitles here, but it’s well worth buying the DVD: *

Güney’s final film Duvar (The wall, 1983)—recreating a Turkish prison in Paris (interview here)—again uses the metaphor of incarceration. It becomes progressively more involving, with a remarkable manifesto for Kurdistan in the riot near the end. This version is again without subtitles:

For more on Kurdish culture, see under my roundup of posts on west/central Asia.


* The effective soundtrack to Yol is by Zülfü Livaneli, who himself spent periods in jail before going into exile in 1984 (see e.g. his novel Serenade). His song Kardeşin Duymaz, pleading for Greek–Turkish coexistence, is heard at the climax of the TV series The Club.

The genius of Jimi Hendrix

Hendrix 1

In the late 60s, fatefully indoctrinated in the classics, my awareness of pop was largely limited to The Beatles, and it took my ears a long time to open up to the gutsy, intense physicality of unmediated rock and blues. Still, even I couldn’t help noticing the genius of Jimi Hendrix (YouTube channel; wiki), a shooting star who exploded onto the scene, as if the 60s weren’t already wild enough.

Born in Seattle in 1942, following a stint of army service he moved to Nashville, touring in backing bands. After a brief stay in Greenwich Village, in September 1966 he moved to London, “like a Martian landing”. Lured there by Chas Chandler, himself just starting out as a manager, for Jimi it was a leap in the dark; but when after just a week he got to jam with Cream, Eric Clapton was amazed by his playing of Howling Wolf’s Killing floor.

He soon formed the Jimi Hendrix Experience band, with the dynamic energy of Mitch Mitchell on drums and Noel Redding on bass. In London he experienced less racism than in the States, and brought an Afro-American tinge to what was still a largely Caucasian pop scene, a “black hippie”. When he returned to the States in 1967 for the Monterey festival, he was still largely unknown there.

A deeply serious musician, he synthesised blues (already unfashionable among the new generation of African Americans), soul, folk, R&B, jazz, and psychedelic rock. He was at the heart of the whole countercultural zeitgeist; even his exotic sense of fashion was iconic. His vocals (“warm, wistful or lascivious on cue”) make a counterpoint to his astounding guitar playing. Like Coltrane, he was gentle and softly spoken.

Jimi cover

His three studio albums are

  • Are you experienced (double LP, 1967, contemporary with Sgt Pepper!):

opening with Purple haze, and including Hey Joe, The wind cries Mary, Foxy lady, and Third stone from the sun.

The wiki article has a section on Jimi’s innovative use of equipment: guitars (notably the Fender Stratocaster, restrung for a left-hander), amps, wah-wah pedal and Uni-vibe (cf. Bach’s inspiration from new technology).

Jimi 2

Jimi’s appearance at the 1967 Monterey festival must have been one of the great gigs of all time. The band opened with yet another stunning rendition of Killing floor, immortalised here; in Hey Joe Jimi plays guitar with his teeth, and behind his back (like the pipa players of the Tang dynasty…):

Yet Jimi never indulged in empty virtuosity; such iconic scenes are integral, sincere. He ended the set with Wild thing, setting fire to his guitar and smashing it (“I decided to destroy my guitar at the end of a song as a sacrifice. You sacrifice things you love. I love my guitar”):

For the Woodstock festival in 1969 Jimi had a new lineup. I must confess it took me some time to tune into his legendary reworking of The star-spangled banner (for some other versions, click here). I’m used to jazzers transforming standards with complex melodic and harmonic changes, and our ears are tuned to the dense, manic textures of rock; so, misled by Jimi’s sparse monodic rendition (Like, Hello?), it took me a while to hear that the meaning resided in the timbre—“an act of protest”, as Paul Grimstad observed, in which

bombs, airplane engines, explosions, human cries, all seem to swirl around in the feedback and distortion. At one point, Hendrix toggles between two notes a semitone apart while burying the guitar’s tremolo bar, turning his Fender Strat into a doppler warp of passing sirens, or perhaps the revolving blades of a helicopter propeller. […]

All the exalted ideals of the American experiment, and the bitterness of its contradictions and hypocrisies, are placed in volatile admixture through an utterly American contraption, a device you might say is the result of a collaboration between Benjamin Franklin, Leo Fender, and Sister Rosetta Tharpe, the mongrel machine that Hendrix made into a medium for a new kind of virtuosity. In the Woodstock performance of the national anthem, we find that an electric guitar can be made to convey the feeling that the country’s history could be melted down, remolded, and given a new shape.

Typically, Jimi deflated all the hype:

All I did was play it. I’m American, so I played it… It’s not unorthodox … I thought it was beautiful.

Yeah right.

Amidst legal disputes, Jimi parted with Chas Chandler, continuing to explore; his new band Band of Gypsys was an all-black power trio with his old friend Billie Cox on bass and Buddy Miles on drums. Despite mixed reviews, their live album at the Fillmore East includes stunning solos from Jimi like Machine gun:

and Who knows:

* * *

Following Joe Boyd’s celebrated 1973 film, a BBC documentary has some good interviews, despite the baffling lack of music in this YouTube version! For some good technical discussion, click here.

There’s something cute about Hendrix being a neighbour of Handel in Brook street, albeit not at the same time. Both were migrants catering to a changing modern market, both experimenting in different styles—but while some of Handel‘s arias are admirable, he can hardly compete with Hendrix’s genius… *

By 1970 Hendrix was dead, yet another member of the fateful 27 club: Brian Jones, Jim Morrison, Janis Joplin (all between 1969 and 1971), and later Kurt Cobain (1994) and Amy Winehouse (2011)… (cf. my list at the end of The spiritual path of John Coltrane).


* That’s how I originally wrote that last sentence—in the interests of brevity, not wanting to try the patience of Hendrix junkies. In view of Eric’s entertaining comment below, I might now augment it, perhaps like this:

While some of Handel’s music is admirable (see my tribute to some gorgeous arias), over his long career the ratio of drudge to ecstasy is rather high (and “I’ll have you know, I’ve played more Messiahs than you’ve had hot dinners”!). Handel found himself, as you do (or at least, as baroque composers did), dutifully churning out a lot of mundane fugues by the square yard. I’m not knocking the routine, bread-and-butter craft of artisans, but this is far from the evanescent genius of Jimi—and, I’d say, in a more sensible comparison, far from the constant spiritual inspiration of Bach. OK, for a more refined assessment of “the class of ’85”, see John Eliot Gardiner, Music from the castle of heaven, ch. 4 (cf. A Bach retrospective, Rameau, 1707 at the Proms, and many posts under https://stephenjones.blog/category/wam/early-music/).

Krishnamurti

K 1972
Krishnamurti, 1972. Photo: Mary Zimbalist.

As you gather from my post on Gurdjieff, these days I take my gurus with a hefty pinch of salt. But if I were in the mood for such inspiration, Krishnamurti is exemplary, precisely because he reminds us not to depend on gurus like him.

Krishnamurti (1895–1986) was “discovered” by Charles Webster Leadbeater in 1909 on the grounds of the Theosophical Society in Madras, where his father was working. Leadbeater and Annie Besant, the other leader of the society, believed him to be a “vehicle” for an expected World Teacher, and he was raised under their tutelage. He went on to develop a strong bond with Annie Besant.

K 1911
Krishnamurti in England in 1911 with his brother Nitya and the Theosophists Annie Besant and George Arundale. Source: wiki.

In 1911 they founded the Order of the Star of the East to prepare for Krishnamurti’s appearance, and he was taken to England to further his education. After World War One he began giving lectures around the world. In 1922 he spent time with his brother in Ojai Valley, California, where he was less supervised. His brother died there in 1925, and his disillusion with the Theosophical Society grew, until in 1929 he dissolved the Order (part of his speech can be seen here).

I maintain that truth is a pathless land, and you cannot approach it by any path whatsoever, by any religion, by any sect. That is my point of view, and I adhere to that absolutely and unconditionally. Truth, being limitless, unconditioned, unapproachable by any path whatsoever, cannot be organised; nor should any organisation be formed to lead or coerce people along a particular path. […] This is no magnificent deed, because I do not want followers, and I mean this. The moment you follow someone you cease to follow Truth. I am not concerned whether you pay attention to what I say or not. I want to do a certain thing in the world and I am going to do it with unwavering concentration. I am concerning myself with only one essential thing: to set man free. I desire to free him from all cages, from all fears, and not to found religions, new sects, nor to establish new theories and new philosophies.

I suppose Krishnamurti could now have settled down to wait tables quietly at a diner in LA, but there is no contradiction in his inner compulsion to share “the teachings”. Still, despite his insight that people didn’t need to follow gurus, his legion of ardent followers continued to grow.

From 1930 through 1944, based in Ojai, he engaged in speaking tours around the world, and publishing companies dedicated to promoting his thoughts were established. In 1938 he met Aldous Huxley, with whom he had a lasting friendship. Other renowned followers included J.D. Salinger and Alan Watts. He engaged in public dialogues with scientists (notably the physicist David Bohm) and psychotherapists. His later years coincided with the whole counter-cultural interest in the liberation of the mind; in jazz, Yusuf Lateef introduced John Coltrane to Krishnamurti’s thinking. Since his death, with more pressing concerns over political freedoms, the vogue has subsided somewhat.

Krishnamurti founded five schools in India, one in California, and Brockwood Park School in England. There are four official foundations. Of hundreds of talks on the YouTube channel dedicated to him, this makes a good introduction:

Putting away everything said about religion:

Do not accept spiritual authority:

His thoughts don’t always seem to age well, such as his reply to “Is there no place in your teachings to fight injustice?”. The Daoist and Zen masters expressed this liberation more succinctly, and with more humour; so, indeed, did Monty Python in The life of Brian—to the clip at the end of this post, we might add:

But Krishnamurti’s wisdom continues to inspire.

See also Paths for the reluctant guru.

In praise of Fatma Yavuz

Fatma
(In the automatic Google translation of Turkish,
“he” and “him” should of course read “she” and “her”.)

The story of Fatma Yavuz (summed up here) encapsulates several age-old debates within Turkish society.

Born in Istanbul to a conservative family in Üsküdar, she graduated from the Imam Hatip high school there, and in 2000 from the Theology faculty of Marmara University. A devout Muslim, in 2004 she became a Qur’an course teacher for the Directorate of Religious Affairs (Diyanet), teaching women and children there for fourteen years.

With cogent arguments, she disputed irrational decrees in Islam like the menstruation taboo; she sought to waive fees for children of poor families. Such rational thinking eventually led to her excommunication in 2019. She was then fired from her job at the Faith desk of Istanbul Metropolitan Municipality. Since 2017, with the 10th-anniversary commemorations of the murder of Hrant Dink, she has come to embrace Armenian identity. Her political affiliation is with the HDP People’s Democratic Party.

Under vitriolic attack from the mainstream Islamic establishment (further animated by misogyny), the sinister charge of “insulting Turkishness” was aired yet again. As she responded nobly,

I have the manners to know that it is the minimum requirement of civilisation to respect not only one’s own but all beliefs, and to share their joys and sorrows. In this respect, I approach every belief, every culture with respect; I try to understand, and to establish good relations; but I only worship what is necessary for my own faith.

She also rebuffs the accusations more specifically.

Fatma with Orthodox

On social media she celebrates the diversity of religious experience within Turkey (Alevi, Kurdish, Jewish; Greek, Armenian, and Syriac Christians; and indeed atheism), speaking up for belittled minorities, criticising human right violations—including terrorism in the name of religion—and supporting women’s and LGBT rights.

Among expressions of support for her vision, see e.g. here. Her cause has been championed by the Freedom of Belief Initiative of the Norwegian Helsinki Committee.

Fatma cover

Now she tells the story in her book Hangi Diyanet? Bir Aforozun Öyküsü [Which Diyanet?: the story of an excommunication, 2022, reviewed e.g. here).

While one wonders if the resilient stance to which she is driven by the polarising effect of social media may be counterproductive (for some variant views, see e.g. here), Fatma Yavuz’s mission is to build bridges, setting forth from an entirely laudable desire to contribute to the creation of a more humane vision of Islam and to embrace the diversity of faiths.

See also Inter-faith ping-pong.

The struggle for Turkey: a revolutionary female journalist

Sertels 1930s

In Midnight at the Pera Palace Charles King introduces some progressive figures in Republican Turkey such as Halide Edip and Nâzım Hikmet. Now I’ve been reading about Sabiha Sertel (1895–1968), whose autobiography

  • The struggle for modern Turkey: justice, activism, and a revolutionary female journalist (1968; English translation 2019), tells of her eventful life before she went into exile in 1950 (see website). [1]

Written in exile in Soviet Azerbaijan, with inevitable self-censorship, it’s ably translated by David Selim Sayers and Evrim Emir-Sayers, and edited by Sabiha’s granddaughter Tia O’Brien and great-niece Nur Deris Ottoman, with helpful annotations.

Sabiha Nazmi was born in Salonica to a Dönme family, a community of Jewish origin that had long converted to Islam. In 1913, following the loss of the city to the Greek army, she moved with her family to Constantinople, “a city lost amidst the ruins of a shattered empire”.

In 1915 she married outside her Dönme ancestry to Zekeriya Sertel. While identifying with the new nationalist, secularist agenda, they would soon take issue with the new regime. As they founded the magazine Büyük Mecmua, their house became a meeting place for progressive thinkers.

Even in her Salonica childhood, Sabiha had gleaned clues that inclined her towards feminism. By now, as she wrote,

The war had also changed the lives of women. The country’s economic collapse had drawn them into public life, despite all resistance by supporters of sharia law. Women were beginning to act in ways that went against traditional norms. A small number had even started working—for the state, commercial firms, and factories. Women wanted to show that they, too, were strong and smart enough to cope with the struggles of life.

She describes the debate over women’s education; despite the arguments of reactionaries (“ridiculous and pathetic in equal measure”), it was ruled that men and women should be allowed to study together at university.

Zekeriya was imprisoned for the first time after the Greek occupation of Smyrna/Izmir in 1919. Sabiha took over the licence of the magazine, under scrutiny from the British censors. She describes her first meeting with Halide Edip:

That same day, I went to the notary’s office and finalised the transfer of the licence. Later, when I was working in the study, the doorbell rang. It was a short, slender woman dressed in a black çarşaf.
“Who would you like to see?” I asked.
“I am Halide Edip”, she answered.
I was stunned—I’d never met her before. She’d been writing for the journal, attending the secret meetings at our house and even presiding over them. I was not allowed to attend those meetings. Still, I’d been an avid reader of Halide Hanim’s novels since my childhood and was thrilled to find her in front of me like this. I asked her in. She entered and removed the top part of her çarşaf.
“How is Zekeriya?” she asked.
“I went to see him today; he’s fine.”
She asked me whom else I’d seen in Bekirağa Prison. I told her.
“What happens to the journal now?” she asked.
“I’ll publish it myself. I’m taking over the licence.”
Halide Hanım looked me up and down. “You’re just a child,” she said at last.
“I’ll grow up eventually.”
That made her smile. She asked what we were doing for the Izmir issue, and I told her about it.
“I can write your editorials if you want,” she said, adding that she’d send me an interview on the Izmir occupation.
On her way out, she said, “Tomorrow, we’ll hold a protest rally in Sultan Ahmet against the occupation of Izmir. Come along.”

After Halide’s rousing speech at the rally, she

had become a different person. She no longer entreated the sultan, sought refuge with the Entente powers, or talked about an American mandate.

As Zekeriya was released from prison, they formed a secret cell to support Mustafa Kemal’s campaign in Anatolia. Despite her opposition to the çarşaf, Sabiha discovered its usefulness when concealing letters between Halide and the National Assembly. But censorship forced the magazine to close.

In the USA
A new Turkish intelligentsia now had to be with modern learning. In November 1919, with the help of Halide Edip, the Sertels, now with a young daughter, gained scholarships to study at Columbia University in New York—at a time when Franz Boas and his students there were revolutionising the study of anthropology.

(In the right-hand photo, Sabiha is actually first on the left)

In New York Sabiha was acutely aware of the divide between rich and poor. Studying sociology, she learned to theorise ethnic and religious conflicts, as well as gender and class. She applied such learning in an immigrant neighbourhood at the New York School of Social Work, encountering poor workers. But finding that the school’s purpose was “to restrict the activities of labour and stifle any emerging workers’ movements or revolutionary tendencies”, she became sceptical of welfare organisations.

They’d come from Europe expecting an El Dorado, braving the oceans with their families in the hope of getting rich. But America had turned them into slaves; they worked at factories day and night, barely making enough to buy food. They didn’t speak the language and had no technical skills, so they were given the hardest jobs. Their labour was exploited ruthlessly. Women and men, children and elders—they were like mules at a mill, endlessly turning the wheel. […]

They worked in gardens of Eden but never touched the fruit. There was no way out. There was no way back.

Sabiha NY 1919

She needed to overcome obstacles in becoming involved with the poor Turkish community there. Acquaintances advised her:

“You couldn’t even get through the door of that coffee house. You’d be an alien to them. They don’t like intellectuals; they’re from Anatolia, from the villages. It’s even worse that you’re a woman; they’ll never tolerate a woman mixing with men. This isn’t a regular New York coffee house we’re talking about. And there’s so much cigarette smoke in there, you won’t even be able to see what’s in front of you.”

As she received letters from Turkey describing the hunger and misery back in Anatolia, she made contact with Turkish immigrant workers, eventually winning them over to labour organisation and support for the homeland. She conducted a survey including other US cities; as word spread, she visited Detroit, where it was no easy task to organise Kurdish workers toiling in the Ford automobile factory, gingerly negotiating a path through their antagonism with the Turks. She organised fundraisers for the cause in Turkey. When she returned to the USA in 1937 to visit her daughter, she found that her initiative had born fruit.

Return to the new Republic
Now with a second daughter Yıldız, the Sertels returned to Turkey in July 1923 on the eve of the proclamation of the Republic—a time when debate was wide-ranging, over topics such as the constitution, the secular-religious balance, and women’s rights. Sabiha had an offer of working for the Society for the Protection of Children. But

We didn’t know what to do with our lives. I wanted to move to a village and found a community organisation, but like any dreamy socialist, I had no idea how to do this. Like all youngster fresh out of college, I was living in a fantasy world. All I knew was that I wanted to be useful to the newly emerging Turkey.

Zekeriya was soon appointed to the Directorate General of the Press in Ankara.

This put to an end my dream of moving to a village and working among the peasants.

Still, when she followed him to Ankara, she found that the new capital was itself little more than a village.

Ankara was simply one of the countless Anatolian towns that had been neglected since Ottoman times. My train had passed through many villages and hamlets after leaving Haydarpaşa station in Istanbul, and in all of them, I’d encountered the same sight. Wherever we stopped, children with bare feet and torn trousers approached the train, begging for newspapers, cigarettes, a single cent. Village women tilled the soil in the burning sun, their faces scorched and wrinkled despite their young age. It was in their villages that I’d wanted to work. […]

It was time to say farewell to my dreams.

Sabiha broadly supported Atatürk’s agenda, but found him “surrounded by reactionaries, conservatives, and liberals”. She now designed a social survey project (“in order to cure an illness, one must first know what the illness is”), but it was soon blocked. With Zekeriya she returned to Istanbul.

I had returned from America with fanciful dreams. I had prepared to work for the good of the people in the heart of Anatolia. But now, the dream was over and reality showed us its true face. Zekeriya told me he would return to journalism, his true profession, and proposed that I work with him. This meant abandoning my own vocation. But what could I achieve in that field anyway? Teach sociology at a school? I wanted to work in a broader setting, grapple with social issues and disseminate my learning and ideas. Journalism seemed a suitable outlet for this.

Resimli Ay

In 1924 the Sertels founded the magazine Resimli Ay (Illustrated monthly), conveying progressive ideas to ordinary readers in an accessible and engaging style, aiming “to raise the people’s cultural level”. But repression intensified, and along with other progressive journalists, the Sertels were often taken to court.

From 1928, when Nâzım Hikmet returned from Moscow, he became a regular contributor to Resimli Ay, influencing a young generation of writers. Among his protégés was the novelist Sabahaddin Ali. The magazine defended workers’ rights and highlighted peasants’ issues. Sabiha devotes a lengthy section to a trial in 1930, at which her vigorous defence resulted in the prosecution’s case being dismissed on appeal.

The circle continued debating literature and socialism. Still, Sabiha reflects: “At the time, I’m sorry to say, socialist thought in Turkey was little more than romanticism.”

Under continuing police surveillance, Resimli Ay was forced to close down early in 1931. Certain press freedoms came into operation in the 1930s, and with more time on her hands, Sabiha translated several works on socialism (this study focuses on her work as translator). Zekeriya spent another period in prison, again leaving Sabiha to continue the struggle.

Besides the internal dynamics of Turkish society, with their anti-colonialist and anti-imperialist stance a significant part of the Sertels’ energies was devoted to opposing foreign domination. But as David Selim Sayers’ lucid Introduction comments,

The internal and external threat perception of Turkey’s ruling elites helped them justify a very loose attitude—to put it kindly—towards democratic values.

From 1936 to 1945 the Sertels ran the daily newspaper Tan, continuing to argue for democracy and human rights, and struggling to oppose single-party authoritarianism—which only increased after Atatürk’s death in 1938.

In 1937, before visiting the USA to see her older daughter Sevim, Sabiha held discussions in Paris on the ominous international situation. After World War Two broke out, at a 1940 trial to vilify the poet Tevfik Fikret—twenty-four years after his death—Sabiha herself came under attack for defending him. She was forced into silence several times.

Though she described the Wealth tax of 1942 as carrying “the stench of fascism”, she seems to miss the point that its main purpose was to discriminate against non-Muslim citizens of the Republic.

Among the controversial literary figures whom the Sertels championed, Nâzım Hikmet was incarcerated from 1938 until he was released to Soviet exile in 1951 (see under The kiosk in Turkey and Europe), and Sabahaddin Ali was assassinated in 1948.

The postwar period
After the end of World War Two, the Turkish press “stopped defending fascist Germany and jumped on the Allied bandwagon”. But the Sertels soon found that the new stirring of democracy was only a figleaf. As Sayers explains,

Leftist thinkers and activists like Serkel, who had been persecuted for opposing Nazism and the far right during the war, were now subjected to a new round of persecution for refusing to endorse the political and economic objectives of NATO and the USA.

Tan riot 1946

On 4th December 1945 the Tan printing house was demolished by a government-instigated mob and the Sertels were put on trial yet again. Though their appeal was successful, they were under ever greater surveillance. In 1946 they were arrested. At yet another high-profile trial they were sentenced, but soon released. While in prison, Sabiha continued to conduct social research among her fellow inmates.

1946 trial

The Human Rights Association was briefly launched before being suppressed. Unable to work, the Sertels’ position in Turkey was untenable.

After all our years of struggle, we’d run out of ways to defend the nation’s and people’s cause. We’d run out of ways to speak out for peace and fight for our ideals. We were exiled in our own homeland. Our days were barren and empty; our lives were without purpose.

In September 1950 they boarded a plane for Paris. There Sabiha’s account ends.

* * *

I’m curious about the Sertels’ life after going into exile—much of which they spent in the GDR and then Soviet Azerbaijan. In 1958 they started a secret radio collaboration with Nâzım Hikmet, broadcasting from Leipzig. When Zekeriya was dismissed in 1962, he relocated to Baku, where Sabiha joined him the following year. Soon afterwards their passports were confiscated. Following Sabiha’s death in 1969, Zekeriya and Yıldız defected to Paris in 1969.

The enthusiasm for the USSR of many leftist supporters abroad was largely untrammelled by knowledge of the actual situation there. Once they lived there, the Sertels must have sensed the people’s extreme wariness; as Orlando Figes describes,

The system taught dissimulation, producing duplicity and lifelong fear. As a survival strategy, people learned to wear a mask, going into “internal emigration”, leading double lives; they had to adjust to the system merely in order to survive. They learned not to talk: “whisperers” were both those who whispered out of fear of being overheard, and those who informed.

I wonder how much they knew of the appalling abuses taking place, either within the USSR or with the Soviet repressions of uprisings in the GDR (1953), Hungary (1956), and Prague (1968, shortly before Sabiha’s death)—just the kind of popular movements to which they had devoted their energies in Turkey. But Sabiha must have reflected privately on having to keep her strong opinions about press freedoms to herself. [2]

At least she didn’t have to agonise over the tragedy of Ukraine today, or the silencing of dissent within Russia; nor, indeed, did she have to confront cases of state repression within Turkey since 2005, with charges of “insulting Turkishness”, the murder of Hrant Dink, and the Gezi Park protests. But that’s rather like wondering how Lu Xun would have reacted to Tiananmen or the genocide in Xinjiang.

For all her jargon of “reactionaries” and “imperialists”, Sabiha Sertel analyses Turkey’s political malaise acutely, constantly advocating on behalf of the most disadvantaged parts of the population, and championing free speech. Among her blind spots are the complexities of Turkey’s ethnic composition: she barely mentions her own Dönme ancestry, and gives little consideration to the plight of Armenians, Greeks, and Kurds, who continued to be repressed under the Republic. Her take on religion is unreservedly negative. But all this hardly diminishes the value of her valiant struggles within Turkey—where many of the dynamics that she confronted remain today.


[1] Note also e.g. Chapter 4 of Valerie Margaret Smallwood, Women’s education in Turkey and its impact on journalism and women’s journals (2002).

[2] See also posts under Life behind the Iron Curtain. Some time in the mid-1950s, Zekeriya and his younger daughter Yıldız spent two months on a visit to the People’s Republic of China, touring both urban and rural areas. Zekeriya seems to have been becoming disenchanted with the USSR, but in his apparent enthusiasm for the revolution in China he may have glossed over the Party’s increasingly draconian control over people’s lives there too. “More on that story later”, I hope…

Ray Man, pioneer of Chinese musicking in London

with a homage to Cantonese music and jazz in Soho

RM 2022 for blog

Ray Man at home, 2022.

The splendid Ray Man (文賢慶, b.1937) has been a pillar of the Chinese music scene in the UK since he arrived from Hong Kong in 1956. It’s been many years since we met up, but it was delightful to visit him again recently at his house in Chalk Farm, listening as he recalled the old days with his quirky sense of humour. His story illustrates profound social and musical changes in the UK, Hong Kong, and mainland China. [1]

Ray’s early life in Hong Kong
Ray was brought up in rural San Tin in the New Territories, just south of Shenzhen (then still a sleepy little town!). The Wen lineage was the dominant clan there. Ray’s early memories are of hiding from the Japanese troops after they invaded Hong Kong in 1941. His father was a seaman who went on to trade rice in Singapore; imprisoned by the Japanese, he was only released when his father-in-law (who had long emigrated to New York) paid a huge ransom. But he lost his business, and after the war it was some time before he could return home; he was now suffering from TB.

HK Fan He
“Work and play”, from the iconic albums of Fan He.

In San Tin living conditions were poor. After the surrender of the Japanese, Ray moved with his mother to Kowloon in 1946, helping her with a little homemade catering enterprise, delivering congee and snacks.

HK Cantonese opera 1950s
Hong Kong club, 1950s. Source.

At the age of 9, while reading a cartoon book in a stairwell, Ray was entranced by hearing a blind busker playing a plaintive melody on yewu [yehu] 椰胡 coconut fiddle. He began frequenting the bustling area around Temple street, [2] where a variety of entertainments could be heard, such as the naamyam ballads sung by teahouse bards. Ray had absorbed Cantonese opera from infancy, perching on his mother’s back at New Year in the village; his older brother was a great fan, so now Ray too went along to clubs to relish the drama. He borrowed a violin (evocatively transcribed as 梵鈴), by then a popular member of the Cantonese ensemble, and picked up yehu and gaohu fiddles, as well as various plucked lutes.

Ray finds his feet in the UK
Following the British Nationality Act of 1948, waves of immigrants arrived in the UK from the Pearl River Delta—mostly male, and single, working in Chinese restaurants (wiki: here and here).

Through his old seafaring connections, Ray’s father, in frail health, reached London in 1955. In late 1956 Ray himself borrowed the princely sum of £165 for his own passage to the UK, boarding a ship with only his violin, Chinese yewu, and banjo; after forty-five days at sea he was less than pleased to find himself having to disembark in Marseilles (cf. Nearly an Italian holiday). Eventually he made his way on to London, finding the new Chinese community in Soho, which, as restaurant work supplanted seafaring, had recently replaced their original base of Limehouse—potent material for the racist fantasy embodied by Fu Manchu (see e.g. here, and here).

Limehouse 1911
Limehouse, 1911.

Musicians from China had performed in 19th-century London, but I haven’t found early evidence of musical life among its small settled Chinese community. In Soho Ray soon observed the gambling habits of Chinatown and acquainted himself with the Chinese Workers’ Association. There he took out his violin to play a little piece of Cantonese music to the old folks sitting around. When they all stopped what they were doing, he too broke off, thinking “I play something wrong?”. Far from it: “Hey, why you stop? Keep going—never hear something like that before!”

Here’s a solo by the celebrated Hong Kong violinist Yin Zizhong 尹自重 (1903–85), from the heyday of Cantonese music:

1956 club for blog
The “London Co-operative Workers’ Association Music Group”, late 1956;
Ray (holding violin) is fourth from right.

Just a few days after arriving in London, Ray was recruited to an ersatz group to be shown on BBC TV, portraying a sanitised image of the London Chinese community—all spruced up in smart suits and ties, a far cry from the drudgery of their real lives. Ray was the youngest, and as he recalls with a chuckle, though apparently the only one in the photo not playing, he was the only real musician in the band—“they no play anything at all!”. When they told him the group was going to appear on television (which indeed was still in its infancy), he asked, “What’s that?!”

As Chinese and Indian restaurants began to provide jaded British palates with a welcome relief from their drab post-war diet, Ray took work where he could find it, mainly as waiter and cook around the north of England—Hull, Manchester, and York; he remembers Bradford as particularly poor.

Back in Hong Kong he had enjoyed the sound of the saxophone in the Cantonese opera ensemble. While working in the first Chinese restaurant in Belfast he paid £165 for his first sax, taking part in jazz bands. He was startled to have to fork out £920 for his second one, paying it off by HP instalments.

After learning to drive in Newcastle in 1957, in Soho Ray spent some time as a driving instructor: “That’s right, I was the first driving instructor—in history!”, he chortles; “All my students were gamblers and gangsters!”. But he managed to avoid being ensnared by the Triad mafia.

Meanwhile Ray’s father was still suffering from the effects of TB, and Ray spent a stressful time finding treatment for him on the impressive new NHS—which enabled him to live until 1998.

A fast learner, Ray was hard-working, easy-going, and popular. Quite soon he had aspirations to become his own boss. By now his mother was living with her father in New York; they encouraged Ray to come and join them there, and he was tempted—not least by the prospect of learning to play jazz on the sax. That would have been a different story altogether (“That would have been a different story”). Instead, his jazz idols came to Soho.

The 1960s: swinging London
By now the Soho jazz scene was beginning to take off. In 1959 Ronnie Scott opened his club in the basement of 39 Gerard street.

Ronnie Scott

Ronnie Scott’s, original venue. Source.

From 1962 Ronnie’s began hosting jazzmen from the USA, working round the ban on overseas musicians. Just up the road was Ray’s restaurant—which itself soon served as an after-hours nightclub for jazzers still on a high, needing to keep jamming after they staggered out of Ronnie’s at 3am. There Ray loved hearing great artists like his idol Ben Webster—here he is with Ronnie in A night in Tunisia (1965, as part of BBC2’s Jazz 625 series):

BTW, Ben Webster took the first solo in Billie Holiday‘s astounding 1957 TV appearance, the all-time most moving jazz video (click here—part of my extensive jazz series)!!!

Billie
Billie entranced by Ben Webster’s playing.

Ray was captivated by the new sound, so very different from the slick commercial pop music of the day. Himself a migrant from a poor rural background, he identified with the way that black people gave voice to their hard life, infused by the blues, “singing from the heart” (as later did Liu Sola, from her very different background). Later, during my time with the band, Ray was bemused and amused by the raised eyebrows of patrons when the splendid Black British percussionist Reggie took part.

Ronnie with KirksOriginal caption (source):
Mrs Edith Kirk smiles at Ronnie Scott as he holds a glass of wine and stands alongside
Rahsaan Roland Kirk, outside Ronnie Scotts’ [sic!] Jazz Club,
39 Gerrard Street, London circa 1963.

Recalling the blind street musicians of his youth in Hong Kong, another jazzer whom Ray much admired was the blind sax player Roland Kirk. Here he is at Ronnie’s in 1964:

Doubtless those early sessions also gave Ray his lasting taste for the “jazz cigarette”. At the same time, he is well aware that trying to make a living from making music is a fraught and insecure life. While unable to transcend mundane concerns (like Henry James!), he is devoted to the amateur ideal of Chinese music, aspiring to the simple life with a kind of detachment that now reminds me of my Daoist master Li Manshan.

One day at the club Ray received a visit from a cheery plainclothes sergeant from Holborn CID. “We’ve been watching you for the last six months, Ray. My partner’s crazy about your place. Enjoy it! Just slip us a hundred quid now and then, there’s a good fellow…”

Opening the shop
By 1967, as the jazz scene was catering to rather more salubrious patrons, Ronnie’s had moved to its present venue in Frith street. Ray lost a lot of money in 1969 with his older brother on an ambitious project to organise “the first professionally-organised, full-length Cantonese opera in London”, but they now managed to set up a takeaway together. In 1972 Ray took on a little restaurant at a prime location in Covent Garden just across from Chinatown, on the corner of Earlham street. He began by selling instruments from a corner of the restaurant, with a display in the window looking onto Shaftesbury avenue. Soon this promised to become a business on its own.

RM shop
Ray’s shop, 1982.

Another guest at Ronnie’s was the versatile jazzman Yusuf Lateef—here he is live in 1966:

Yusuf Lateef’s music often featured oriental instruments such as shawms, flutes, and bells (e.g. Eastern sounds, 1961), and later he used to augment his collection at Ray’s shop. It was he who introduced John Coltrane to Inayat Khan’s book on Sufi music which a mystically-inclined fellow violinist in the BBC Symphony Orchestra gave me in 1978—just around the time I was playing in Ray’s band! 

Our paths converge
On Sunday afternoons Ray got a band together to rehearse for occasional appearances at Chinese community events. The musicians were then still largely second-generation immigrants or recent arrivals from Hong Kong, some just passing through.

While Ray was gradually accommodating a more “pan-Chinese” style, his own culture was rooted in Cantonese opera and instrumental pieces. In Hong Kong and Guangzhou, the youthful genre of “Cantonese music” had been remarkably innovative through the Republican period, incorporating jazz-tinged violin, guitar, sax, and zany xylophone (cf. Shanghai jazz). Click here for a playlist with nine LPs of the great Lü Wencheng 呂文成 with his band, issued between 1957 and 1967. There’s more to Cantonese music than meets the ear—here’s a fine traditional rendition of Shuangsheng hen 雙聲恨 (“Double voicing of bitterness”), based on the plangent yi-fan mode (with brief excursions into more cheerful scales), with a trio led by Yin Zizhong, c1930: [3]

In 1972, as the worst excesses of the Cultural Revolution were subsiding, I began studying ancient Chinese at Cambridge under Denis Twitchett, often visiting Laurence Picken there to learn about Tang music—at a time when Chinese music seemed to reside solely between the pages of history books, and the survival of any traditional cultures in mainland China was a matter of guesswork. In those days, blinkered by my classical training, I had little idea of either jazz or folk (cf. What is serious music?!). While my listening tastes in Asian music were for Indian raga, visiting Ray’s shop gave me my first inklings of how a living Chinese musical tradition might sound.

By now I had begun picking up the erhu fiddle. On my visits to Soho and Chinatown, besides finding books on Zen and Daoism at Watkins in Cecil court, I would browse in the recently-opened Guanghwa bookshop. Among the Chinese books there, alongside collections of model operas, revolutionary songs, and the occasional pamphlet on imperial culture (mostly fulminating against Confucius), I found a tutorial for the erhu and a couple of collected scores of modern solos. That was how I first acquainted myself with cipher notation—but I would learn more through emulating the nuance of Ray’s playing.

RM band c1979
With Ray Man’s band for Chinese New Year at Imperial College, early 1980s
(the music-stands revealing our novice status!).
Ray in the middle on plucked lute, me second left on erhu.

After graduating in 1976 I settled in London, working in orchestras under maestros like Boulez and Rozhdestvensky while continuing to help Laurence Picken on his Music from the Tang court project. It was through taking part in Ray’s Sunday sessions that I got used to playing the erhu in ensemble. All this was long before I first began visiting China in 1986, coming to realise the huge variety of regional cultures and joining in sessions at silk-and-bamboo clubs in Shanghai.

Ray’s shop was “like a bazaar”, as The Asia magazine described it. There he began offering tuition on a range of instruments. In 1975 he married Manyee, who had recently arrived from Hong Kong; they went on to have three children. Ray must have had a certain flair for business, but soon he could let Manyee take on the daily business of running the shop while he sat sage-like in the basement studio, surrounded by his instruments and the fug of herbal substances, his eyes always sparkling. A true aficionado, his English has remained engagingly impressionistic, as has his Mandarin. I guess I imagined him as a kind of musical Lee Chong.

Since the 1980s
The early Chinese communities around the UK had largely been Cantonese-speaking immigrants; even in the 1980s mainland Chinese voices were still rarely to be heard on the streets (for fictional treatments of Chinese lives in London, click here).

The insular dominance of the Cantonese community in the UK might have lasted longer had it not been for the death of Mao, the overthrow of the Gang of Four, and the ensuing dismantling of the commune system, which paved the way for the spectacular emergence of mainland China after decades of isolation, reverberating widely. Soon, as people arrived from all over China to study or do business, Mandarin was commonly heard on the streets of London. Gradually, as restaurant workers moved out to the suburbs, along with the wider transformation of Soho, the Cantonese focus of Ray’s band was diluted.

Back in the homeland too, amidst radical social change—both in postwar Hong Kong and in mainland China (following both the 1949 Communist takeover and the 1980s’ liberalisations)—“Cantonese music” lost much of its energy, becoming stultified in polished renditions on the concert platform. [4]

As “world music” became A Thing, Ray’s Soho shop continued broadening to stock a wide array of instruments from around the globe, and stars from the pop and film music scenes (George Harrison, Elton John, Björk, Noel Gallagher…) began visiting in search of exotic sounds.

RM Chalk Farm shopThe shop in Chalk Farm.

In 1999 the shop relocated to Chalk Farm, opposite Camden market, catering to the growing market in ethnic instruments; but in 2020 it was forced to close by the pandemic.

Whereas the Bhavan centre makes a well-supported focus for Indian expressive culture in west London, with fine visiting musicians teaching and performing a range of genres, London lacks a comparable venue for Chinese music. Numerous community associations have been formed; New Year brings out a parade of pan-Chinese lion and dragon dancing around Chinatown; Cheng Yu maintains a forum for the literati world of qin and pipa, and the “pan-Chinese” style that had evolved out of silk-and-bamboo. But Ray’s dream of a London Chinese music centre has remained unfulfilled. Similar initiatives in Chinese musicking have been held in the communities of Liverpool and Manchester, again broadening out from their original Cantonese base. If only south Fujian immigrants (a significant component of the later UK Chinese demographic) had a community maintaining the venerable amateur art of nanyin, for instance; but for such regional traditions we can only look to China itself.

From 1986, when I finally began exploring China, my fieldwork soon came to focus mainly on ritual life in poor northern villages, leading me to Gaoluo and the Li family Daoists. But it was Ray who first opened up that world to me, and I still feel grateful for my early exposure to Cantonese music with him—rather as he seems to have continued recreating the dream of his early musical inspirations in Hong Kong.

With many thanks to Ray and Manyee


[1] In addition to chatting with Ray and his wife Manyee, I’ve consulted various early press cuttings, notably an article in The Asia magazine (29th August 1982).

[2] For the transformation of Temple street in later decades, see e.g. this 2011 documentary.

[3] Chapter 15 of my 1995 book Folk music of China has a basic survey, along with various genres in Guangdong province; the Shuangsheng hen recording (transcribed on p.360) is #15 of the CD with the 1998 paperback edition, or #8 of disc 2 of my 2-CD set China: folk instrumental traditions. Many thanks to Yuan Jingfang, who introduced me to a range of genres at the Central Conservatoire, Beijing, in 1987.

[4] See also The folk-conservatoire gulf. For the changing times of Hong Kong musicking, note the research of scholars such as Bell Yung (including Cantonese opera: performance as creative process, ch.4) and Yu Siu-wah 余少華. Opera played a prominent role for early Cantonese immigrant communities in north America (cf. sites linked under A Daoist temple in California); and click here for Cantonese music societies in Vancouver since the 1930s.

Pharaoh Sanders

Sanders 1981
Pharoah Sanders, 1981.

Continuing to explore the ouevre of the jazz greats, I’ve been listening to Pharoah Sanders (1940–2022) (wiki; website. See also e.g. here, here, and here).

After moving to New York in 1962, Sanders became a protégé of Sun Ra, and was soon part of a group of challenging sax players that included Albert Ayler and Ornette Coleman. After his early turbulent style, his quest continued the “spiritual jazz” legacy of John Coltrane. Following Trane’s iconic A love supreme (1964), Sanders joined his band in 1965, taking part in live performances of the album, and recording Ascension and Meditations that same year.

Sanders Trane

Pharoah Sanders, John Coltrane, Alice Coltrane, Jimmy Garrison, and Rashied Ali
outside the Village Vanguard, New York 1966.

He went on to work fruitfully with Lonnie Liston Smith on piano, and continued Trane’s spiritual style with his widow Alice. Ever diffident, floating from label to label, his career dipped in the 1990s, but revived after 2000.

Here he is live in 1968:

Here’s his second album Tauhid (1966)—whose wonderful first track, with Sanders doubling on piccolo over sparse percussion, reminds me somewhat of Japanese Noh, for all its Egyptian inspiration:

Healing song, his “jazz funeral” for Trane:

Karma (1969), mainly The Creator has a master plan:

which he revisited live at the Jazz Café in London in 2011:

From 1968 to 1971 he released a series of creative albums with Alice Coltrane:

A monastic trio (1968) (as playlist):

Ptah, the El Daoud (1970):

Journey In Satchidananda (1971) (as playlist):

In the same vein, leading his own band without Alice: Jewels of thought (1969):

and Thembi (1971):

Like Trane, Sanders has always loved to elaborate on ballads. One of his favoured standards was Midnight in Berkeley square:

Bambi reconsidered

Bambi

I boldly suggested that my film on the Li family Daoists might make more stimulating Christmas viewing than watching Bambi for the umpteenth time—but now it transpires that the original story of the latter has been gravely diluted and sugar-coated, as shown in

The original novel Bambi: Eine Lebensgeschichte aus dem Walde was written in 1923 by Felix Salten, an author and critic in Vienna. Far from being a cute children’s story, the new translation shows that Bambi was actually a parable about the inhumane treatment and precarious life of Jews and other minorities as fascism loomed. In 1935 the book was banned by the Nazis, who burned it as Jewish propaganda.

Meanwhile the original English translation, published in 1928, “toned down Salten’s anthropomorphism and changed its focus so that it was more likely to be understood as a simple conservation story about animals living in a forest”.

In 1933 Salten sold the film rights to MGM producer Sidney Franklin for a paltry $1,000; Franklin then sold them on to Walt Disney, who read the 1928 translation, and loved animal stories. Hence the saccharine 1942 animated movie about a young deer who finds love and friendship in a forest. While there is much to admire about Disney, from his movies to his koanesque aperçu (n. here, and under Daoist non-action), Salten himself never earned a penny from the movie.

Bambi cover

A new translation by Jack Zipes reasserts the book’s original message warning of the persecution and dangers faced by Jews in Europe. It soon becomes apparent that the forest animals are living out their lives in fear and that puts the reader constantly “on edge”. As Zipes comments, “All the animals have been persecuted. And I think what shakes the reader is that there are also some animals who are traitors, who help the hunters kill”. Without being didactic, Salten could encourage the reader to feel more empathy towards oppressed groups—and Bambi could openly question the cruelty of their oppressors. “Many other writers, like George Orwell, chose animals too because you’re freer to tackle problems that might make your readers bristle. And you don’t want them to bristle, you want them to say, at the end: this is a tragedy.”

When Germany annexed Austria in 1938, Salten managed to flee to Switzerland. Stripped of his Austrian citizenship by the Nazis, he spent his final years “lonely and in despair” in Zurich and died in 1945—like Bambi, with no safe place to call home.

The qin zither under Maoism, 4: Pu Xuezhai

On 30th August 1966, as agitated young Red Guards milled around on the streets of Beijing, a short, elderly gentleman, his wispy beard now shorn off, went for a walk with his daughter. He was never seen again.

Continuing my series on the qin zither scene in Beijing under Maoism (roundup here), I’ve been considering the life of Pu Xuezhai 溥雪斋 (1893–1966). Note this eloquent personal tribute by the great Wang Shixiang. [1]

A descendant of the Aixin Gioro Manchu imperial clan (cf. Aixin Gioro Yuhuan), Pu Xuezhai was a great-grandson of the Qing emperor Daoguang, and cousin of the “last emperor” Pu Yi. He exemplified the literati versatility of qin, chess, calligraphy, and painting (qinqishuhua 琴棋書畫). Before the 1949 “Liberation” he made his main living from painting (see e.g. here), teaching at Fu Jen University from 1942. He studied the qin with Jia Kuofeng 贾闊峰, successor to Huang Mianzhi 黃勉之.

MRI 1954The golden age of the MRI, 1954:
right to left Guan Pinghu, Yang Yinliu, Pu Xuezhai, Zha Fuxi, Li Yuanqing.

While leading MRI scholars like Yang Yinliu and Zha Fuxi, just at ease in a Western suit or a Mao jacket, adapted more comfortably to the role that the new regime demanded of them, Pu Xuezhai, like Guan Pinghu, represented the imperial culture of yore, living by sufferance under the socialist system. Still, the new leadership valued him, and he was able to thrive. In 1952 he was employed at the Beijing Hall of Cultural History, holding several posts in the new cultural administration, gaining the approval of Zhou Enlai. Meanwhile he joined the qin scholars at the Music Research Institute, and was a core member of the Beijing Qin Research Association during its heyday. Wang Shixiang recalls gatherings of amateurs where he would exclaim “Du 独!”, an antecedent of ku 酷, “cool”!

ZFX PXZ
Duet with Zha Fuxi, 1958.

While many qin masters also played the pipa, Pu Xuezhai liked to play the repertoire of the Manchu-Mongol elite on sanxian plucked lute—do click on that link for a precious audio recording.

Recordings
On CD 5 of the numinous “old eight discs” from the 1950s Pu Xuezhai is heard in three pieces:

  • Peaceful Evening Prelude (Liangxiao yin 良宵引):

  • Seabirds: Forgetting Ulterior Motives (Oulu wangji 鷗鷺忘機):

(cf. the wonderful duet with Zha Fuxi on qin and Jiang Fengzhi on erhu).

  • The Incantation of Pu’an (Pu’an zhou 普安咒)—much recorded in versions for both qin and pipa, though it is most widespread as an item of vocal liturgy among folk ritual groups, notably among the Hebei ritual associations:

  • A fourth piece attributed to him on the CD, Three Variations on Plum Blossom (Meihua sannong 梅花三弄), seems rather to be played by Wu Jinglue—but we can hear it played in duet by Pu Xuezhai on xiao end-blown flute with Zha Fuxi on qin:

which is part of a YouTube playlist for Pu Xuezhai (apart from the first track by Wu Jinglue):

Disc 8 of the 74-CD collection Juexiang (2016) further includes three versions of Meihua sannong, as well as Jiu kuang.

The end
In 1963 the Party leadership invited Pu Xuezhai to Zhongnanhai to celebrate his 70th birthday. But while such representatives of the “Four Olds” had weathered successive campaigns, the tide was already turning fatefully, rendering them vulnerable—particularly members of the old imperial clan. Pu Xuezhai soon became another casualty of the Cultural Revolution (the most detailed account of his last days is here).

PXZ 1960sPu Xuezhai, early 1960s.

In 1966, witnessing the humiliation of his colleagues, he was already traumatised by raids and struggle sessions, when Red Guards cut off his beard. The last person known to have seen him alive was his old qin-playing friend Guan Zhonghang.

His disappearance caused no comment. Just trying to survive, people had too much to worry about themselves. As with so many other senseless casualties of Maoism, his loss could only be lamented at a memorial service after the end of the Cultural Revolution.


[1] Other articles include
http://www.yuncunzhai.com/article/257845.jhtml
http://m.zwbk.org/lemma/227007
http://www.qinxuecn.org/ArticleDetail.aspx?Id=2141&classId=38https://torguqin.wordpress.com/2012/06/03/death-of-pei-tiexia/

In memoriam Dan Overmyer

Dan x2

A sad recent loss is Daniel Overmyer (1935–2021), who devoted his career to the study of Chinese popular thought, religion, and culture (see this UBC tribute).

His work on the history of Chinese sects and “precious scrolls” (baojuan 寶卷) since the Ming dynasty was further informed by fieldwork, first in Taiwan and later in mainland China. His early books include

    • Folk Buddhist religion: dissenting sects in late traditional China (1976)
    • The flying phoenix: aspects of chinese sectarianism in Taiwan (1986, with David K. Jordan
    • Precious volumes: an introduction to Chinese sectarian scriptures from the sixteenth and seventeenth centuries (1999).

Concerned to view the wider picture, in 2003 he edited a special issue of the China Quarterly entitled Religion in China, with articles by Ken Dean, Fan Lizhu, Paul Katz, Lai Chi-tim, Raoul Birnbaum, Dru Gladney, Richard Madsen, and others. Other useful surveys are

    • Local religion in north China in the twentieth century: the structure and organization of community rituals and beliefs (2009), with chapters on rain rituals, history and government, leadership and organisation, temple festivals, gods and temples, beliefs and values
    • Ethnography in China today: a critical assessment of methods and results (2009, with Shin-yi Chao), with thoughtful reviews of volumes in the series Studies in Chinese ritual and folklore and the ever-growing corpus of regional studies (see e.g. Dong Xiaoping’s review of field reports on west Fujian).

With Fan Lizhu 范丽珠, he was editor-in-chief of a useful four-volume series in Chinese on folk culture in rural Hebei, Huabei nongcun minjian wenhua yanjiu congshu 华北农村民间文化研究丛书 (2006–7).

In 2009 Philip Clart and Paul Crowe edited a festschrift:

  • The people and the Dao: new studies in Chinese religions in honour of Daniel L. Overmyer (introduction here).

* * *

Dan’s memoir, written for his grandchildren in 2010, is fascinating, full of detail—so please forgive me this brief summary, focusing on his engagement with China.

His father Elmer was an Evangelical missionary, assigned to China in 1940; so Dan’s first stay there began at the age of 5, when his parents took him to Hunan with his baby sister Mary Beth. They reached Changsha by a tortuous route. Vulnerable to Japanese raids, they had to flee, first to Hengyang and then to the smaller town of Youxian, where they visited Mount Nanyue.

Hunan 1943

Hunan, 1943.

They had to leave in a hurry in 1944, reaching India by plane via Kunming, and then by ship back to the USA; Elmer stayed behind for another year. Eventually they were reunited, setting up home in Hartford, Connecticut.

After the end of the war, they returned to Changsha in 1946, spending more time on Nanyue. By 1948 Dan was at boarding school in Hong Kong, where the rest of the family joined him in 1949 before travelling to Manila. By 1952 they were back in the States, ending up in Princeton; while the rest of the family embarked on another term in Manila, Dan attended college in Iowa.

Despite never having been inclined to follow in his father’s footsteps, he now felt drawn to religion, becoming a pastor in Chicago, engaging with social issues. As his interest turned towards the history of religions, he studied at the University of Chicago—the start of his work on Chinese religion. He married Estella in 1965.

In 1968 they went with their baby to Taipei, where Dan studied Chinese language, somewhat helped by his childhood memories of Hunan. The next year he resumed work for his PhD on “heretical” sects. Having conceived it as a historical subject, while in Taipei he happened to hear a group of Hall of Compassion sectarians (who venerate the creator goddess Wusheng laomu) performing a ritual—a formative experience that began leading him to enrich his library studies with fieldwork. With Estella Dan returned to the States in 1969, where he soon found a post at Oberlin. They returned to Taiwan in the summer of 1973, before Dan took up a position at UBC in Vancouver.

His first trip back to mainland China since his childhood came in 1978. In 1981 he went in search of sectarian manuscripts in Nanjing, Suzhou, and Shanghai, also returning to Nanyue. By this time scholars were just becoming aware that the PRC was not only accessible again but a rich field for the study of local ritual cultures (see e.g. here). While teaching in Hong Kong in 1997 he met John Lagerwey, who soon took him on a trip to Fujian to give him a glimpse of the vibrant ritual scene there. This inspired him to see if there was similar work being done in north China—a path he pursued after retiring in 2000, working with Chinese colleagues. Meanwhile his environmental concerns were reflected in his involvement with nature conservation projects in Vancouver.

I do recommend this warm, humane memoir.

* * *

Among other great sinologists who died this year are Kristofer Schipper and Jacques Pimpaneau.

Art Pepper

Pepper meets cover

In my post on Frank Morgan I mentioned how he managed to keep active on sax while in San Quentin by playing along with fellow inmates.

That post set forth from LA detective Harry Bosch’s good taste in jazz, and again Michael Connelly’s novels have some pertinent comments on Art Pepper (1925–82), who was one of Morgan’s jazz colleagues in jail.

Pepper 1966

Pepper was no angel either. Like Chet Baker, he was a white West-coast junkie. Here’s the classic 1957 album Art Pepper meets the rhythm section:

Connelly evokes the album in A darkness more than night (2000):

He went into the house and got two more beers out of the refrigerator. This time McCaleb was standing in the living room when he came back from the kitchen. He handed Bosch his empty bottle and Bosch wondered for a moment if he had finished it or poured the beer over the side of the deck. He took the empty into the kitchen and when he came back McCaleb was standing at the stereo studying a CD case.
“This what’s playing?” he asked. Art Pepper meets the rhythm section?”
Bosch stepped over.
“Yeah. Art Pepper and Miles’s side men. Red Garland on piano, Pau Chambers on bass, Philly Joe Jones on drums. Recorded here in LA, January 19, 1957. One day. The cork in the neck of Pepper’s sax was supposedly cracked but it didn’t matter. He had one shot with those guys. He made the most of it. One day, one shot, one classic. That’s the way to do it.”
“These guys were in Miles Davis’s band?”
“At the time.”
McCaleb nodded. Bosch leaned close to look at the CD cover in McCaleb’s hands.
“Yeah, Art Pepper,” he said. “When I was growing up I never knew who my father was. My mother, she used to have a lot of this guy’s records. She hung out at some of the jazz clubs where he’d play. Handsome devil, Art was. For a hype. Just look at that picture. Too cool to fool. I made up this whole story about how he was my old man and he wasn’t around ’cause he was always on the road and making records. Almost got to the point I believed it. Later on—I mean years later—I read a book about him. It said he was junk sick when they took that picture. He puked as soon as it was over and went back to bed.”
McCaleb studied the photograph on the CD. A handsome man leaning against a tree, his sax cradled in his right arm.
“Well, he could play,” McCaleb said.
“Yeah, he could,” Bosch agreed. “Genius with a needle in his arm.”
Bosch stepped over and turned the volume up slightly. The song was Straight life, Pepper’s signature composition.
“Do you believe that?” McCaleb asked.
“What, that he was a genius? Yeah, he was with the sax.”
“No, I mean do you think that every genius—musician, artist, even a detective—has a fatal flaw like that? The needle in the arm.”
“I think everybody’s got a fatal flaw, whether they’re a genius or not.”

The song Patricia features in The black box (2012):

Bosch had begun making his way through the Art Pepper recordings his daughter had given him for his birthday. He was on volume 3 and listening to a stunning version of Patricia recorded three decades earlier at a club in Croydon, England. It was during Pepper’s comeback period after the years of drug addiction and incarceration. On this night in 1981 he had everything working. On this one song, Bosch believed he was proving that no-one would ever play better. Harry wasn’t exactly sure what the word ethereal meant, but it was the word that came to mind. The song was perfect, the saxophone was perfect, the interplay and communication between Pepper and his three band mates was as perfect and orchestrated as the movement of four fingers on a hand. There were a lot of words used to describe jazz music. Bosch had read them over the years in the magazines and in the liner notes of records. He didn’t always understand them. He just knew what he liked, and this was it. Powerful and relentless, and sometimes sad.
He found it hard to concentrate on the computer screen as the song played, the band going on almost twenty minutes with it. He had Patricia on other records and CDs. It was one of Pepper’s signatures. But he had never heard it played with such sinewy passion. He looked at his daughter, who was lying on the couch reading a book. Another school assignment. This one was called The fault in our stars.
“This is about his daughter,” he said
Maddie looked over the book at him.
“What do you mean?”
“This song. Patricia. He wrote it for his daughter. He was away from her for long periods in her life, but he loved her and he missed her. You can hear that in it, right?”
She thought a moment and then nodded.
“I think. It almost sounds like the saxophone is crying.”

Like Frank Morgan, Art Pepper rebuilt his career after being freed from prison in 1965. Here’s a 1978 recording of Patricia:

Don McGlynn’s documentary Art Pepper: notes from a jazz survivor, filmed in 1982, his last year, also features his third wife Laurie (with Patricia discussed from 24.00):

In the LRB Terry Castle riffs brilliantly on Pepper’s 1979 autobiography Straight life.

Aside from “the music itself” (sic), while accounts of jazzers’ lives are vivid (e.g. Miles, Mingus, Chet…), it’s possible to tire of them: self-destruction is one thing, but the misogyny is hard to take. As with WAM composers, we may learn from their stories and the society in which they lived, but admiring the music doesn’t have to entail endorsing its creators. Men behaving badly yet again… (cf. Deviating from behavioural norms).

The white album

Beatles White Album

Image: John Downing / Getty Images. Source.

*Click here for my series on the great Beatles albums, with introduction!*

In my series, based on the work of Wilfred Mellers and Alan W. Pollack, somehow I’ve left The white album (aka The Beatles) (1968) till last.

Sandwiched between Sgt Pepper and Abbey road, The white album may seem rather less cohesive as a suite, but it has all the hallmarks of the Beatles’ late style, and again the effect of its songs is cumulative. Mellers highlights the parodistic, retrospective elements of the album, with simultaneously innocent and ironic incorporation of a variety of styles (music-hall, Country, R&B, children’s rhymes…), with what Pollack describes as a “rapid string of costume changes”. But the more we listen, the more enthralling it is.

Rishikesh

Source: wiki.

The Beatles conceived most of the songs while on a Transcendental Meditation course with Maharishi Mahesh Yogi in Rishikesh, India. While (in keeping with their late style) the lyrics are trippy, the influence of Indian music, heard on their other albums around the time, is barely evident here.

The austere cover of the double album made a deliberate contrast with the exuberance of that for Sgt Pepper.

Here’s a playlist for the 2009 remastered version:

As usual, Pollack’s analyses are stimulating (links below), often making use of the “Esher demos” to explore the creative process.

Side 1

  • Back in the USSR. Pollack: “hard edged rock-and-roll”, with “the fresh impact of a palate-cleansing, eye-catching, and ear-opening album opener”, channelling the Beach Boys and Chuck Berry:

Well the Ukraine girls really knock me out
They leave the West behind
And Moscow girls make me sing and shout
That Georgia’s always on my mind.

—a satire of naïve patriotism that was issued with unfortunate timing, just months after the Soviet invasion of Czechoslovakia.

  • Dear Prudence. Mellers: “a new type of Eden song”, with a pentatonic melody over a D pedal; Pollack: “taking that same droney aesthetic with which George was so enthralled”.
  • Glass Onion: an up-tempo rock number, its tune “obsessed by the disquieting interval of the tritone” (Mellers).
  • Ob-la-di, Ob-la-da, “a Liverpudlian-West Indian music hall that deflates love by way of deliberate vacuity” (Mellers).
  • Wild honey pie, an entr’acte, “a little bonsai tree of a song” (Pollack).
  • The continuing story of Bungalow Bill, “a total deflation of the tough guy myth, […] the irony given an extra twist by the romantic flamenco-style guitar prelude and the lyrical postlude for solo bassoon” (Mellers).
  • While my guitar gently weeps, a song by George, with guitar solo from Eric Clapton. Pollack gives a particularly detailed analysis. For weeping in a variety of music, see under Fassbinder’s bitter tears.
  • Happiness is a warm gun, satirising cabaret, soul-cum-blues, and corny balladic waltz (for Beatles waltzes, see here), with changes of metre—Pollack even spots hemiola in Mother Superior jumps the gun.

Side 2

  • Martha my dear: related to Ob-la-di, affectionately ironic. The brass-band riff was arranged by George Martin.
  • I’m so tired, an enervated, self-deflating song from John.
  • Blackbird, Paul’s haunting, deceptively simple solo. Mellers:

The folk-poetic identification of light and dark in this refrain complicates our response to what appears to be a straight little song about freedom, but which turns out to be unexpectedly moving in its fusion of naïve white country guitar with black blues. This may be why the squeaky blackbird noises that erupt into the song affect us as being pretty, comic, and scary all at the same time.

Who knows how long I’ve loved you
You know I love you still
Will I wait a lonely lifetime
If you want me to, I will.

  • Julia. Eschewing the usual contrast between tracks, John concludes Side Two in somewhat similar vein, “elegiac, entirely devoid of irony” (Mellers). Analysing the shifting harmonies, Pollack finds it almost agonisingly exquisite in its restrained, laconic poetry. He adds:

Though you probably treasure your knowledge of the poignant personal history that underlies Julia, do you ever stop to wonder how relatively incidental and non-essential that knowledge is to the effect that the song has upon you? Oh, I understand that knowing that Julia was John’s mum unavoidably adds a new dimension to your so-called appreciation of the song, but what I’m asking now is how much less does the song speak to your heart in absence of that knowledge?

Side 3 opens again with a burst of blues-tinged rock-and-roll, in

  • Birthday. As Pollack comments, once you probe more deeply, you quickly discover that this is no mere rote revivalist knock-off.

As they matured they likely found that, in spite of all early interest, the strict blues form was not an idiom that they felt all that comfortable with in terms of self-image and expression. Interestingly, they never quite forgot or expunged the technique from their vocabulary, but it did remain for them something to be used sparingly, for special effect and exotic tang.

On a personal note, I note this felicitous addition to my inventory of Stammering songs:

I would like you to dance (Birthday)
Take a cha-cha-cha-chance—(Birthday)
I would like you to dance (Birthday).

Side 4

  • Revolution 1, an ultra-stylised blues, rather laid-back, with a fashionable reference:

But if you go carrying pictures of Chairman Mao
You know you ain’t gonna make it with anyone anyhow.

  • Honey pie, a quaint rags-to-riches fairy tale, with period detail, described by Mellers as a 1930-ish Fred Astaire number, the wit of the chromatic harmonies nostalgically recalling Rodgers or Cole Porter.
  • Savoy truffle: George in blues mode.
  • Cry baby cry, a surreal anti-lullaby, leading into
  • Revolution 9. By contrast with Revolution 1, this is a long “electronic freak-out and collage piece, distorting and mixing muzak of various kinds” (Mellers), with sung melody banished. Even here, Mellers suggest that the Beatles are parodying their recent electronic experiments in Sgt Pepper.
  • Good night. Deploying a range of dreamy, sentimental Hollywood clichés,

The effect is quite different from the emotive strings in Yesterday, Eleanor Rigby, or She’s leaving home, for we saw that in those songs the lush accompaniment preserved a virginal frailty that, in context, was at once sentimentally committed and ironically detached. […] The kitsch does not discredit the tenderness of tune and harmony. […] Its beauty, despite the cinematic scoring, turns out not to be in inverted commas. (Mellers).

This final sequence leads Pollack to make a fine point:

In order to fully appreciate the uncanny aptness of ending The white album with Good night, you need to first back up and consider why the penultimate album slot is such as logical place for Revolution 9.

Where else could you put Revolution 9? [SJ: he doesn’t consider the option of not including it at all…] Too early in the running order would make the rest of the album seem a bit anti-climactic at best. At worst, you could lose most of your audience well before you’ve trotted out the rest of your best stuff. Putting it at the very end lends it too much emphasis. Maybe put it at the end of one of the other sides, but no-one will be sufficiently motivated to turn the record over. Next to last feels just right.

Now then, what kind of act could possibly follow Revolution 9? You clearly need a sharp contrast, but exactly what kind? Virtually any other song from the album would sound a combination of anti-climactic, stylistically repetitive, underwhelming, or too weird.

Good night has the simultaneous virtues of providing musically arch-conservative ballast, a change of style as refreshingly surprising as anything else on the album, and a clever, self-referential way of telling you the music’s over; turn out the lights.

Frank Morgan

Morgan

A youthful Frank Morgan. Source.

In the compelling crime thrillers of Michael Connelly, I’ve already admired LA detective Harry Bosch’s good taste in jazz with my post on Tomasz Stańko.

The music of sax-player Frank Morgan (1933–­2007) features in several of Connelly’s novels. I’m reminded to pursue his work as I re-read The burning room (2014).

Morgan was yet another devotee of Charlie Parker—following whose death in 1955, and the release of his own first album (below), he too self-destructed, spending much of the next thirty years in prison; in San Quentin he managed to keep playing in the company of fellow-inmates like Art Pepper. [1] But Morgan thrived again after he was freed in 1985.

Sound of redemption

Connelly sings Morgan’s praises in a corner of his website, introducing the documentary The sound of redemption (N.C. Heikin, 2015), “from drug addict, conman, and convict to beloved elder statesman of jazz”. Here’s a trailer:

As Connelly recalls,

At the time I was putting together a character for a book I was writing. The character was a detective who was a loner and liked to listen to and draw inspiration from jazz. The character—I would name him Harry Bosch—had a particular affinity for the saxophone. Its mournful sound, like a human crying out in the night, was what he was drawn to. The detective saw the worst of humanity every day on the job. He found solace every night in the sound of the saxophone. […]

It was a perfect set up because Harry Bosch did more than simply listen to the music. He identified with the musicians. I wanted him to listen to musicians who had overcome the odds to make their music because Harry had overcome great odds himself.

Here’s Morgan’s 1955 album:

Bosch’s anthem, its minimalism reminiscent of Blue in green and Naima, is Lullaby, with pianist George Cables:

Georgia on my mind (see under Bernard Lortat-Jacob at 80):

Connelly’s The overlook (2007) opens thus:

The call came in at midnight. Harry Bosch was awake and sitting in his living room in the dark. He liked to think that he was doing this because it allowed him to hear the saxophone better. By masking one the senses he accentuated another.
But deep down he knew the truth. He was waiting.
The call was from Larry Gandle, his supervisor in Homicide Special. It was Bosch’s first call-out in the new job. And it was what he had been waiting for.
“Harry, you up?”
“I’m up.”
“Who’s that you got playing?”
Frank Morgan, live at the Jazz Standard in New York.That’s George Cables you’re hearing now on piano.”
“Sounds like All Blues.”
“You nailed it.”
“Good stuff. I hate to take you away from it.”
Bosch used the remote to turn the music off.
“What’s the call, Lieutenant?”

Here Morgan accompanies readings from the book:

From The Burning room:

On the way back to the PAB he stopped by the Blue Whale to see who was playing and who was coming later in the month, and he was pleasantly surprised to see Grace Kelly on the stage with a four-piece band. Grace was a young saxophonist with a powerful sound. She also sang. Bosch had some of her music on his phone and at times thought she was channelling the late, great Frank Morgan, one of his favourite sax men. But he had never seen her perform live, so he paid the cover, ordered another beer, and sat at the back of the room, his briefcase on the floor between his feet.

He enjoyed the set, particularly the interplay between Grace and her rhythm section. But she closed with a solo and it stabbed deeply into Bosch’s heart. The song was “Somewhere over the rainbow”, and she produced a sound from the horn that no human voice could ever touch. It was plaintive and sad but it came with an undeniable wave of underlying hope. It made Bosch think that there was still a chance for him, that he could still find what he was looking for, no matter how short his time was.

Indeed, here’s the prodigious Kelly, then 15, with Morgan in his final months:

More tracks on this playlist:

 


[1] The list of jazzers who did time in prison is long: see e.g. here, here. For San Quentin, see here; cf. the Lexington Narcotics Farm, and Ladies and gentlemen, Lenny Bruce!!. Cf. the fieldwork of the Lomaxes and Bruce Jackson in southern prisons.

Arnold and Alma Rosé

A and A Rosé

Source here.

Among the distinguished Jewish musicians in fin-de-siècle Vienna was the Rosé family (see e.g. here).

Arnold Rosé (1863–1946) (here, and wiki), led the Vienna Phil from 1881 to 1931. Having worked closely with Brahms (!), he married Mahler’s younger sister Justine. Meanwhile he led the Rosé quartet from 1882 to 1938—to supplement my post on Late Beethoven quartets, here are the opening movements of their 1927 recording of the C♯ minor quartet:

Alma Rosé (1906–44; see e.g. here, here, and wiki), the niece of Mahler, named for his wife, was also a violinist. Here are father and daughter with the slow movement of the Bach double violin concerto in 1929:

In 1932 Alma formed the salon orchestra Wiener Walzermädeln.

Arnold gave his last concert with the Vienna Phil on 16 January 1938, playing Mahler 9 under Bruno Walter. But after the Anschluss, further devastated by the death of his wife Justine, he retreated to London with their daughter Alma.

But soon after reaching safety there, Alma made the fateful decision to try and resume her career in Holland. Fleeing to France upon the Nazi invasion, she was captured in 1942; after a period interned in Drancy, she was deported to Auschwitz, where she led the Mädchenorchester (see here, here, and wiki), before losing her life in 1944, aged 36.

FF and ALW

Source here.

Camp inmates like the musicians serving the whims of their Nazi tormentors (among many sites, see e.g. here and here) constantly had to negotiate impossible moral decisions in the faint hope of survival. Among the survivors was Fania Fénelon (here, and wiki), whose autobiography gives an unflattering portrayal of Alma, and downplays the bond between the musicians; as explained by Michael Haas, her account was disputed by other survivors such as the wonderful Anita Lasker-Wallfisch.

Still, Fénelon’s book formed the basis for the 1980 TV film Playing for time—with Vanessa Redgrave, also controversially:

And there’s a recent Polish dramatisation of Alma’s story by Bente Kahan.

Arnold Rosé survived the war. In 1946 the Vienna Phil sought to reinstate him as leader, but he refused on the grounds that over fifty Nazis still remained in the orchestra (see e.g. here, and wiki). Heartbroken at the loss of his wife and daughter, he died that same year.

Rosé grave

Source here.

See also my posts on Ravensbrück, Sachsenhausen, and Noor Inayat Khan; as well as on Gustav and Alma Mahler’s daughter Anna.

Compton Mackenzie meets Henry James

In 1949 Compton Mackenzie (1883–1972) gave a sublimely elegiac talk on the BBC Home Service, recalling his last visit to the aged Henry James (1843–1916) at his flat off Cheyne Walk in the late summer of 1914. He had already published a written version in his “My meetings with Henry James” (Mark Twain quarterly 6.3, 1945). 

The BBC broadcast his talk again in the 1970s, and copies circulated among a little group of friends. Even then, there was a double nostalgia about listening to a 1949 reminiscence of a 1914 meeting. The encounter rather reminds me of my own Cambridge visits to Laurence Picken, as well as Sir Harold Bailey. It’s one of my most treasured recordings, and I’m mortified that the BBC hasn’t made it available online (go on, BBC!). Mackenzie’s delivery is at once hilarious and poignant, evoking James’s sense of frailly handing over the baton to a younger generation; to transcribe highlights on the page is a paltry stopgap. 

“And now, my dear boy, make yourself as comfortable, as, in this monstrous time of war, comfort either of body or mind is… is…”. He paused to grasp the adjective, floating for a moment out of his reach, and then, just as his fingers were closing upon it, or rather—I become Jamesian myself as the memory of the scene recurs —or rather, poising like a butterfly hunter, net in air, to swoop upon the perfect adjective and imprison it in the reticulation of his prose… at that moment, his housekeeper came into the room.

Henry James looked round for the epithet, now well on its way to escape, desperation in his mild and magnificent eyes. And then his housekeeper said, gently but most firmly,

“It’s about the marmalade, Mr James.”

“Marmalade…” he ejaculated.

“Marmalade—from the Army and Navy Stores,” she insisted. Henry James turned to me:

“Will you, my dear boy, try to entertain, or perhaps not so much entertain as engage yourself with a book, while I devote a minute or two of most unwilling attention, or rather, er… tortured concentration upon one of these hideous encounters with domestic necessity. A vast emporium, one of these appalling achievements of our modern craving for the huge, the immense… looms between myself and this delightful company of yours […]”

Mr James,” the housekeeper interposed, with hardly concealed impatience, “the man from the Army and Navy Stores is waiting, for the order.”

“One moment, Mrs Dash, I will not keep you a moment… Now, my dear boy—where is our dear H.G. Wells’s last book, full of that Wellsian quality, which sometimes flows, perhaps a little too…? Or you may rather beguile yourself for a moment while I surrender to the remorseless ritual which these domestic conveniences demand from us… Yes! Here is our dear Arnold Bennett’s last…” While Henry James was picking up book after book on the table, and bumbling around them like a great irresolute bee, his housekeeper was tapping the floor with her foot.

“Mr James, please,” she protested. The great novelist seated himself at his desk, pen poised above the notepaper, looked anxiously up to his housekeeper:

“How would you, er… how shall I address the apex of this pyramid, the, er, director of this magnificent display of co-operative energy?”

“Mr James, just write the order please, and the man will take it,” she almost pleaded.

“And what was the peculiar title of the condiment which we seek to import into this so humble corner of this vast London of ours, Mrs Dash?”

“Mr James! Oh… We were going to order six jars of that Oxford marmalade you liked.”

From the corner of my eye I watched the operation of writing that order, as Henry James’s pen advanced to paper and drew back, and advanced again, and again drew back and then hovered above the notepaper, making a traceless pattern upon the air in a kind of sarabande, to which the housekeeper’s foot tapped quite out of time. At last the pen descended upon the paper, and a large, angular script flowed across it. The six jars of marmalade were ordered, and with a sigh of exhaustion and relief, Henry James came back to his guest, apologising once more for the interruption, and full of solicitude for the way I’d been able to pass the time while the marmalade was being ordered. […]

marmalade

To this day the very word “marmalade” invariably sends us into fits of giggling. For the tribulations of composers beset by mundane concerns, as recreated by Monty Python, see here.

On a feminist note, Sarah Jane Gill, creator of said delicacy, has been largely deprived of deserved fame by her husband Frank Cooper—Typical!

Anyway, with James liberated at last from his “hideous encounter with domestic necessity”, he can devote his attention once again to his young visitor:

Just before I said farewell to Henry James on that October afternoon, I told him it was my intention to revise, and possibly rewrite altogether my novel Carnival in the light of my experience. He held up his hands in a wide gesture of dismay. […] “I once wasted ten, indeed twelve precious years in foolishly supposing that in the light of experience I could grope my way towards a more… towards that always elusive… in short, that I could add yet something to what, when it was written, I had given all that I could give at that time. Renounce this preposterous ambition of yours, my dear boy. You have been granted the boon which is all a novelist should beg for himself. You have been granted that boon with a generosity beyond that accorded to any of your young contemporaries. You fling the ball up against the wall, and it rebounds immediately into your hands— […] whereas I fling the ball against the wall, whence it rebounds not into my hands but onto the next wall, and from that wall to the next…” He followed, with apprehensive glance, the flight of that ghostly ball around the room… “Until it at last falls to the ground, and dribbles, very, very slowly, towards my feet; and I, all my old bones aching, stoop, and most laboriously, pick it up.”

 

With thanks to Leo Kanaris.

 

Carlos Kleiber

Kleiber

The conducting of Carlos Kleiber (1930–2004) was, and is, revered. The film of his astounding Brahms 2 (1991) is tucked away in my post Conducting from memory, where I have hardly managed to expand the global audience it so deserves.  The YouTube link comes and goes, but you can find it

*here!*

Be spellbound by the coda of the 1st movement (from 12.52), with the horn solo introducing the violins playing high on the G string… and then the slow movement!!!

* * *

In Norman Lebrecht’s The maestro myth, Carlos Kleiber and his father Erich appear in the chapter “The mavericks”, along with Horenstein, Celibidache, and Tennstedt. See also e.g. Declan Kennedy on “the Kleiber myth”, referring to Carolyn Watson’s thesis, and Tom Service’s tribute.

Reclusive and mercurial, Kleiber shunned the press, and was averse to recording. Even in the rather few concerts that he took on, he often seemed to be more presiding than conducting—trusting in the musicians.

Kleiber parts

Kleiber’s use of free bowing for his 1991 Brahms 2 was unusual; generally he carefully prepared the orchestral parts in advance. From film I am lost to the world (see below), from 34.42.

However, whereas Rozhdestvensky was minimalist both in both gesture and rehearsal, I was bemused to learn that Kleiber’s apparent spontaneity on the platform was the result of fastidious preparation (see viola part above) and an inordinate amount of rehearsal. Even with continental orchestras already used to far more rehearsals than their British counterparts, he demanded up to five times more than other maestros—and for a repertoire that the musicians already knew well, to boot; [1] you’d think the band would be able to perform from memory too (cf. my note on Celibidache). Anyway, this rather explains Kleiber’s economy of gesture on stage; his micro-management in rehearsal gave him freedom in performance. As he declared,

With a good technique, you can forget technique.

Indeed, Kleiber claimed to dislike conducting. “I only conduct when I am hungry”; “I want to grow in a garden, sit in the sun, eat, drink, sleep, make love, and that’s it.” Still, he could play the prima donna.

We’re fortunate to have several films of his performances; all the petty detail of rehearsal is forgiven when we see him in concert.

Tristan at Bayreuth, c1974–76:

While Kleiber’s main projects were in the opera house (La Traviata, Rosenkavalier, Wozzeckand so on), his orchestral concerts were also sensational.

Temporarily absent from YouTube is his 1991 performance of Mozart’s Linz symphony with the Vienna Phil (this is definitely no time for me to go all Early Music on you; and for the orchestra’s resistance to gender equality, see note here).

Beethoven 7 [2] with the Concertgebouw (1983):

Just as gorgeous as Kleiber’s Brahms 2 is his Brahms 4, which he recorded several times. Here’s a live performance with the Bayerische Staatsorchester in 1996—a rare occasion when he had a score in front of him, but don’t worry, it’s merely ornamental. Currently it appears on YouTube in instalments—here’s the opening:

(3.33 milking mice again!)—a crafty link: Die Fledermaus overture (a piece not to be sniffed at) from 1970, in rehearsal and (from 36.15) performance:

And here, split-screen shows how Kleiber conducted performances of the overture in 1986 and 1989—his different gestures deriving largely from the greater familiarity of the Vienna orchestra (on the right) with the piece:

From Johann to Richard Strauss—an audio recording of a live 1993 performance of Ein Heldenleben with the Vienna Phil: [3]

Finally, two impressive documentaries: Traces to nowhere (Erich Schulz, 2010; watch here), and I am lost to the world (Georg Wübbolt, 2011—the title referring to Mahler’s song).

See also The art of conducting: a roundup.

 


[1] I guess someone must have researched the history of rehearsal in WAM; certainly Bach’s musicians were used to performing unfamiliar music every week with a minimum of preparation, but it’d be interesting to learn the timeline for expanding rehearsal times, and budgets, over the 20th century (and how British orchestras rarely afforded them).

[2] Wagner’s description of the symphony as “the apotheosis of the dance” is irritatingly famous, his authority presumably resting on years as a regular on the Bayreuth clubbing scene; for a different kind of transcendence, try Moroccan ahouach, or Northern soul (cf. What is serious music?!).

[3] Strauss completed Ein Heldenleben in 1898—between Mahler’s 3rd and 4th symphonies. Dedicated to Willem Mengelberg (whose own 1928 recording is here; we can even hear Strauss himself conducting it in 1944), it continues to divide opinion. Perhaps Strauss rather shot himself in the foot by providing such an explicit programme: had he merely presented the work as an abstract symphonic poem with the usual contrasts of yin and yang (actually not value-free, as Susan McClary stresses!), it might have been free of the taint of master-race ideology—if not of this kind of criticism (another of the scurrilous reviews assembled by Nicolas Slonimsky):

The composer indulges in self-glorification of the most barefaced kind… The Hero’s antagonists are described by him with the utmost scorn as a lot of pygmies and snarling, yelping, bowwowing nincompoops… The climax of everything that is ugly, cacophonous, blatant, and erratic, the most perverse music I ever heard in all my life, is reached in the chapter “The Hero’s Battlefield”. The man who wrote this outrageously hideous music, no longer deserving of the word music, is either a lunatic, or he is rapidly approaching idiocy. (Otto Floersheim, Musical Courier 1899).

Later pundits—if not musicians and audiences—have generally concurred: Norman Lebrecht considers Heldenleben “tacky in every way, a blob of sensationalist Nietschean philosophy bound together with orchestral virtuosity and no nutritional substance”. No pleasing some people… Don’t let all this quibbling deafen you to the transcendent final movement! See also under Melody: the major 7th leap.
For more on Richard Strauss, see Metamorphosen.

Bernard Lortat-Jacob at 80

BLJ playlist

Bernard Lortat-Jacob is one of the great ethnomusicologists. I’ve already admired his work on Sardinia, and featured his recordings from Morocco, Romania, Albania, and Valencia. To celebrate his 80th birthday (cf. my sonic tribute for Stephan Feuchtwang), we have a splendid new volume:

  • Petits pays, grandes musiques: le parcours d’un ethnomusicologue en Méditerranée (2020; 512 pages).

BLJ Petit pays cover

Among BLJ’s main fieldsites, the focus here is on the Mediterranean, notably Sardinia—his early work on Morocco only features en passant. His remit also extends to India, Java, Iran, the Hebrides, Brazil, jazz, and Western Art Music. Most valuably, the text is cued to 63 wonderful audio and video tracks on this online playlist, so that we can instructively listen and watch as we read (or even before Rushing Out to buy the book). Meanwhile BLJ also considers changing ways of musicking (the French musiquer is good), and changing trends over his long career in ethnomusicology. One feels his rapport as participant observer; while applying thick description (cf. Geertz) to both social and musical aspects, his style is deeply engaged, full of character.

Bernard, Irgoli 1995

BLJ entertains villagers, Irgoli 1995. Photo: Maria Manca.

* * *

The Introduction by Giovanni Giuriati gives background on early influences on BLJ’s studies and the significance of his ouevre; while sharing many approaches with Anglo-American ethnomusicology, he has also been at the centre of a distinctively European tradition (cf. posts under Society and soundscape).

The main text is a parcours in three parts, each with nine chapters—an anthology of mostly previously-published articles, illuminatingly arranged by themes.

BLJ 462

Part One, “Improvisation: permanence et transformations”, unpacks the creative process (cf. Nettl).

BLJ 32

After an introductory chapter, BLJ offers three vignettes on Sardinia, featuring the launeddas (in memory of Aurelio Porcu); dances with organetto; and songs with guitar. Alongside detailed musical analyses, he always pays attention to social context (festas, bars, and so on).

“Bartók’s kaleidoscope” is a thoughtful tribute, dating from 1994. Focusing on Béla Bartók’s early recordings and transcriptions of the folk music of Romania (cf. my Musical cultures of east Europe), it’s further informed by BLJ’s own fieldwork there from 1991 to 1996 with Jacques Bouët and Speranţa Rădulescu (see A tue-tête: chant et violon au pays de l’Oach, Roumanie, 2002, with DVD, including amazing clips like #23).

Oach

Chapter 6 is a more general discussion of models and typology, in which BLJ spreads his net to Iran, India, and Scotland—as well as Morocco, illustrated by the Aissawa cult of Meknes (#15), and Turkey, with a fine taksim on the zurna (#18b).

He then continues exploring Romanian village traditions with chapters on the oral traditions of the Ouach (Oaș) and Baia Mare regions. He discusses the misleading dichotomy between fieldwork and the laboratory.

BLJ 124

In an intriguing experiment, the team asked local musicians to play their own transformations on short extracts played to them from a Brahms Hungarian dance, The four seasons, and West Side story (##24–27). While I appreciate the idea, here I’m rather less excited by the insights it yields.

BLJ 155

A numinous image, also used for the cover of Paul Berliner’s Thinking in jazz
just the kind of fusion of ethnographic and musical detail that BLJ practises.

Part One ends with a virtuosic entr’acte, “The jazz ear”, suggesting grander themes through two suggestive analytical vignettes. Seeking to assess contrasting evaluations of Chet Baker’s vocal intonation, BLJ gives a micro-analysis of his “deviant” pitches at the opening of I fall in love too easily (cf. Deep in a dream, and Chet in Italy). And the “cultural ear” is apparent too in his discussion of the harmonic implications in Charlie Parker’s different melodic renditions of Billy’s bounce. While this kind of analysis stops short of explaining why audiences are so moved by both jazzmen, it suggests fruitful paths.

This jazz vignette leads BLJ to suggest three approaches:

  • the imperial (“not to say imperialist”) position, whereby ethnomusicologists, with their universal science, declare themselves the omniscient authority, taking credit for the aptitude of others (Others) without asking too many questions;
  • the discouraging opposite view, as expressed famously by Bruno Nettl‘s teacher in Iran: “You will never understand this music”;
  • a middle way, which BLJ favours: that it is precisely the problematic accessibility of the music of others that is at the heart of our task.

BLJ 179

Part Two, “Chanter ensemble, être ensemble” (and the word ensemble is more evocative in French!) returns to Sardinia, considering vocal polyphony there (“Les mystères des voix sardes”). Five chapters explore aspects of the Castelsardo confraternities, with their annual cycle of rituals culminating in the Passion rituals of Holy Week, illustrated with magnificent video clips like #35 and #39 (more under Sardinian chronicles). Exquisite as is BLJ’s Chants de Passion (1998), he reflects that

les mots du livre sont beaucoup moins riche que les paroles qui leur ont donné naissance. […] L’écriture est toujours maladroite lorsqu’il s’agit de rendre compte des intonations et de la richesse de l’oral…

Musical notation too is an imperfect tool.

tenores 1998

BLJ in deep harmony with tenore quartet at wedding, 1998. Photo: SJ.

In the fourth chapter of this section BLJ expands his consideration of vocal polyphony in Sardinia to the more widely-known secular genre of the tenore quartet, including the distinctive group from Fonni, who open his 1991 CD Polyphonies de Sardaigne (#36b).

Chapters 5 and 6 offer more perspectives on the Castelsardo liturgy, reflecting on the aesthetic judgements of the participants, and on memory, individual style, conditions and constraints (the ritual cycle, sense of place), grammatical rules, preparation. With such factors in mind, BLJ analyses a 1993 Stabat mater (#41).

Chapter 7 considers such orally-transmitted group singing in the less formal (male) social interaction of the cantina. Describing the singer as “creator of empathy”, he notes that while such societies commonly refer to nos anciens, the word “tradition” doesn’t belong to such societies, but is an invention of the “professors”—an issue to bear in mind in China.

BLJ 297

This discussion makes a bridge to the last two chapters of Part Two. Chapter 8 is a version of BLJ’s 2013 article “Multipart drinking (and singing): a case study in southern Albania”. After apéritifs in Ancient Greece and the Andes, he describes the Tosk ensemble seated around a table (also a focus of Chinese musicking), singing in free tempo as they make toasts with raki (e.g. #45), revealing the correlation between social and musical rules and their spatial and temporal dimensions.

La performance a pour but de render contigus, de façon construite et progressive, le proche et le lointain, le present et l’absent et—pourrait-on dire plus largement—les mondes physique et métaphysique.

He notes the presence of virtual as well as real participants:

Il s’agit d’etres mythiques: héros convoqués par les textes des chants dont on célèbre l’importance, faits d’armes divers (en general contre les Turcs), fiancées perdues ou inaccessibles dont on ne sait pas meme si elles existèrent un jour. Mais aussi présences-absences: le chant est la trace d’un souvenir, d’une situation précédente, de l’objet de ses pensées, et qui se voit adoubé d’attentions expressifs particulières. De sorte qu’être ensemble revient à s’inscrire dans un présent, mais consiste tout autant dans l’évocation et le rappel des absents.

As to the polyphony of the Lab people further southwest in Albania, Chapter 9 discusses the mournful song Ianina, led by Nazif Çelaj (#48; full version on BLJ’s 1988 CD Albanie: polyphonies vocales et instrumentales). It was premiered at a 1983 folk festival in Gjirokastër, and despite being promptly elevated by the regime to national status, audiences agreed that it was both original and moving. This seems to have been a rather rare occasion in folk tradition to witness a song regarded as a “new creation”; while BLJ describes the innovative aspects of the vocal arrangement (always embedded in tradition), I’d like to know more about just how the song came into being.

One particularity of the song is its evocation of the funeral laments of women:

Il est comme un esquisse ou un rappel des lamentations funèbres dont les femmes ont en principal l’exclusivité. Il emprunte ainsi, sans le dire, au vaj (cri, plainte ou lamentation féminine). Il y a là un travestissement qui ne peut passer inaperçu. En fait, un double travestissement, car ce chant d’hommes emprunte aux femmes et il ne raconte pas seulement une histoire: il la met en scène en y insérant—en live—le chagrin occasionné par le mort du héros.

He concludes:

Chant de douleur de l’ancien régime, il renvoie au temps de la domination des Turcs. Mais aussi et sourtout au régime qui l’avait vu naître, comme si, à son tour, il ne pouvait plus s’extirper de ce passé encore brûlant. Cependant, il n’est pas nécessaire que son référent soit precis, car en tant que plainte masquée Ianina chante la douleur. Or, celle-ci ne manque pas des scénarios anciens ou nouveaux pour fair irruption: elle renvoie à ce qui fut autrefois, mais aussi à ce qui est aujourd’hui (l’instabilité morale, l’injustice social et l’émigration notamment). Et sans doute a-t-elle même l’étrange pouvoir d’inclure les douleurs à venir. Elle et à la fois précise et indécise. En cela réside sa fonction paradoxale autant que son charactère opératoire.

In Part Three, “La musique en effet”, we return again to Sardinia. Chapter 1 reflects on BLJ’s “home base” of Irgoli, opening with villagers’ apparent indifference to the intrusion of American rock music blasting from the TV in the bar. He contrasts the whole social soundscape with the silence surrounding vendetta. The tenore style of Irgoli has hardly been affected by the fashionable adoption of other such groups onto the “world music” bandwagon. And meanwhile the canto a chitarra, the improvised “jousts” of the gara poetica, and dancing in the piazza continued to thrive there.

Further pondering how music reflects the social structures in which it is inscribed (an idée fixe of ethnomusicologists), in Chapter 2 BLJ revisits the launeddas and the liturgy of Castelsardo.

BLJ 353

In Chapter 3, “Le cheval, le chant, la poésie”, he reflects on the limitations of comparison, even between the various festive cultures of Sardinia. Chapter 4 explores the connection between flowers and liturgical song. The following three chapters discuss Lévi-Strauss, the “science” of music, and affect—ending with an astute commentary on the speaking voices of women in Castelsardo.

In Chapter 8, BLJ’s return to Orgosolo in 2011 after thirty years prompts reflections on memory and the individual “proprietors” of repertoire among his various fieldsites. This in turn leads to a discussion of female mourners in Albania (#61), and the return of a celebrated Albanian singer to his desolate natal home, shown in BLJ’s film with Hélène Delaporte, Chant d’un pays perdu (2006) (extracts e.g. #62b and 62d).

For both performers and audiences, a complex, imprecise nostalgia may be involved in a synchronic event (as well as in later reception history, I might add). He ends with a note on music, memory, and possession—the latter here denoting the power of absent or lost beings in the performative expressions of the living.

This leads suitably to the final chapter of Part Three, on Georgia on my mind as sung by the “alchemist” Ray Charles. Applying the same methods he has developed for folk traditions, BLJ analyses the musical features that create the multivalent portrait of an elusive protagonist, with its “tempo-malaise”.

“Georgia”—l’être évoqué—existe a travers son énonciation chantée, des qualités d’intonation spécifiques, un timbre ô combien particulier, des transitoires d’attaque et de fin, etc., constituant non pas l’accessoire du chant mais son essence.

Noting the human voice as marker of social discrimination, he explores the “black voice”, anchored in the memory of douleur, and “le nègre blanc”; the pentatonic basis of the song, both gospel and rural (another pays perdu); and the arrangement by Ralph Burns. Nor does he neglect to pay homage to the 1941 recording of Georgia by Billie Holiday (and one might cite her Don’t explain as a succinct assessment both to support and criticise his method?!).

In his thoughtful Postface/Volte-face, BLJ reflects on the major themes that have emerged, describing the ethnomusicologist as both droguiste and acrobate-gymnaste. While noting the reduced local diversity of rural traditions since his first fieldtrips in the 1960s (a theme, indeed, that one might trace back to the origins of anthropology), he has remained alert to change, constantly refining his “models”.

All this makes one keen to explore the final bibliography, discography, and filmography—and do also consult the ear-opening CD set Les voix du monde, in which BLJ played a significant role. What—no index?!

This stimulating tour de force is both a survey of Bernard Lortat-Jacob’s lifetime immersion in musicking and another reminder of the wealth of Mediterranean traditions on our doorsteps, along with their relevance to a global understanding of local cultures.

Kristofer Schipper

portrait

Portrait of Kristofer Schipper,
commissioned for commemorative ritual in Suzhou, 2021 (see below).

Not only in the West but in Taiwan and China, the great influence of the great Daoist scholar Kristofer Schipper (Chinese name Shi Zhouren 施舟人, 1934­–2021) is clear from the many tributes to him that have been appearing. Here’s a selection from the various extensive lists going round.

Perhaps the most accessible starting-point is Ian Johnson’s NYT article (Chinese version here). You can find numerous posts on the websites of the Society for the Study of Chinese Religions (SSCR) and the Chengdu-based Centre for the Study of Chinese Religions (CSCR); by subscribing to the European Network for the Study of Religions in China (ENSRC); as well as on douban and Wechat.

The SSCR and CSCR sites include tributes by John Lagerwey, Vincent Goossaert, Franciscus Verellen, Brigitte Baptandier, Lee Fong-mao, Lü Pengzhi, Lü Chuikuan, Ye Mingsheng, Stephen Bokenkamp, Terry Kleeman, and David Palmer. See also e.g. Ken Dean (live), Patrice Fava (forthcoming), Richard Wang, and an online discussion held by the Global Daoist Studies Forum. Doubtless the bibliography will continue to grow; note e.g. this detailed tribute by Vincent Goossaert.

Several of these sites also give extensive lists of Schipper’s writings—this one looks comprehensive. Just a few of the seminal works that we keep consulting:

  • Le fen-deng (1975)
  • “Vernacular and classical ritual in Taoism”, Journal of Asian studies 45.1 (1986)
  • Le Corps taoïste (1982; English version The Daoist body 1994).

And I’ve reflected on his 1989 article on Pacing the Void hymns.

* * *

Schipper was brought up in Holland, where during the war his parents sheltered Jewish children from the Nazis. As Vincent Goossaert commented, “This really shaped his worldview, both his hatred of nationalism and his deeply humanistic preference for local democracy instead of great national narratives”.

Schipper with Chen Rongsheng, 1960s.

After training with Max Kaltenmark in Paris, in 1962 Schipper went to study in Taiwan; based at the Academia Sinica, he became a disciple of the great household Daoist priest Chen Rongsheng 陳榮盛 (1927–2014) in Tainan (see video tribute in n.1 here), who ordained him in 1968. He returned to Paris in 1970, taking up a position at the École Pratique des Hautes Études.

Schipper went on to create a massive project on the Daoist canon; the result, co-edited with Franciscus Verellen, was The Taoist canon: a historical companion to the Daozang (3 vols., 2004), an essential companion to texts found both in libraries and in the manual collections of local ritual specialists. His distinction between texts “in general circulation” and those distinctive to local traditions has been most useful to me in trying to classify collections of ritual manuals among northern household Daoists (see e.g. under Recopying ritual manuals, and Daoists of Hunyuan).

We might almost regard Schipper as a Daoist equivalent of Nadia Boulanger. Paris has been an île sacrée for Daoist studies, with Schipper bridging the lineage from Henri Maspero and Max Kaltenmark to John Lagerwey and Vincent Goossaert; his vast influence is clear from the list of his pupils, many of whom have gone on to distinguished careers.

If his main contribution was in sinology and textual research, his influence extended to anthropology. As Ian Johnson writes:

His ideas contributed to an understanding of how Chinese society has been organized through its history—by local autonomous groups often centred on temples rather than the emperor and his vaunted bureaucracy, as historians have traditionally tended to depict it.

Ken Dean observed:

He was able to show that there was a religion of the people of China that was deeply connected to local forms of self-organization and self-government. It was part of a change in how people described Chinese society.

Schipper and Chen Guofu

Inklings of change in the PRC: meeting Chen Guofu (1914–2000), Tianjin 1981.

While Taiwan had hitherto been the most fruitful fieldsite to study Daoist ritual, by the late 1970s, as a huge revival of tradition got under way in mainland China, it was becoming clear that there too there was now a vast field to explore—and Schipper was among the first to build bridges. Recruiting regional fieldworkers, scholars like C.K. Wang, John Lagerwey, and Ken Dean now initiated fieldwork projects on local ritual traditions throughout south China, which still continue to yield major results (see e.g. Lü Pengzhi’s massive Daojiao yishi congshu series). Such projects have tended to focus on the “salvage” of early history rather than documenting modern social change (among exceptions, see e.g. Yang Der-ruey on Shanghai, Qi Kun for Hunan); the historiography and ethnography of Daoism remain rather separate fields (see Debunking “living fossils”).

By the 1990s, Schipper’s concern for the history of religious life within local society resulted in another major collaborative project between the EFEO and Chinese scholars on the temples of old Beijing, still ongoing. Despite his focus on south China, he was most supportive of research on northern ritual practice (even my own, such as In search of the folk Daoists of north China, and related articles under Local ritual). After retiring in 2003, he and his wife made their home in Fuzhou, further inspiring Chinese scholars.

* * *

1991: left, as liturgist; right, “rousing the altar” (naotan 鬧壇).

While Schipper’s early training as a Daoist priest was to form the inspiration for his career, one method where later scholars have roundly ignored his example is participant observation—a route very rarely taken in Daoist studies, though de rigueur in ethnomusicology. Even more remarkable was Schipper’s apprenticeship to Chen Rongsheng, which opened up the path for studying the ritual practice of household Daoists. Of course, “becoming a Daoist priest” can only refer to one particular tradition—the ritual practices that Schipper acquired (including its language, melodies, chants, and style of percussion) were particular to one region of Taiwan.

Analysing an ancient ritual manual, or even a modern ritual, in silent, immobile text is not the same as performing it. Sure, few scholars will find the time—though they are happy to devote years to poring over Song-dynasty ritual compendiums in libraries, to collect silent immobile texts in the field, and then to create more such texts themselves. Of course, performing as an occupational Daoist priest, as part of a ritual group, can only be done by living in China or Taiwan; it’s an unlikely career path for academics, yet it has hardly appealed to them even as an interlude. Still, the insights to be gained from even a basic training are most valuable (see e.g. Drum patterns of Yanggao ritual).

Schipper doesn’t seem to have discussed any tensions between textual research and living performance. Though uniquely placed to write a detailed ethnography of Daoists’ lives, that wasn’t his main concern; for him, the lessons gained from learning to perform look to have been more about texts than practice. It was John Lagerwey, in his Taoist ritual in Chinese society and history (1987), who provided the most detailed account of Chen Rongsheng’s ritual practice. See also my remarks on documenting ritual in film, and Appendix 1 of my Daoist priests of the Li family.

So Schipper’s training as a Daoist priest, while most thorough, was part of his studies within the bounds of academic sinology, rather than a vocational conversion. It can work the other way round too: some practising temple priests, such as Min Zhiting, have undertaken research on historical texts.

Around the same period in Taiwan, Michael Saso learned to perform Daoist ritual, also going on to become a scholar before eventually returning to the Catholic priesthood. More recently, another remarkable exception is Tao Jin 陶金 (an accomplished young architect who writes many profound articles on Daoism), who studied with masters in Beijing and Suzhou and was ordained in Suzhou in 2018 (see under Ritual life around Suzhou). Meanwhile in Taiwan, Stephen Flanigan 馮思明 has learned to perform Daoist ritual to inform his academic studies in Hawaii (click here for his thesis). While the pull of an academic career is strong, the path that Schipper opened up has brought added depth to the field.

Outside academia, many in the West have espoused individual versions of Daoist meditation (often with a New-Age tinge—see David Palmer, Dream trippers: global Daoism and the predicament of modern spirituality, 2017); but for them, as for scholars, the idea of learning to perform ritual has largely remained alien.

Schipper also had suitable esteem for nanguan, the exquisite chamber ballads so popular in Hokkien communities of south Fujian and Taiwan (see the tribute from Lü Chuikuan), whose melodies were incorporated into Daoist ritual there—even if I’ve suggested that he may have overestimated the importance of a concert in Paris in 1986 for the revival in south Fujian.

* * *

Shanghai gongde

Commemorative ritual for Schipper at the Chenghuang miao, Shanghai.

Notably, several Daoist temples have held commemorative rituals for Schipper (listed here, and here). For the sixth “sevens”, temple priests performed shengdu gonggde daochang 升度功德到場 rituals: at the Xuanmiao guan in Suzhou, with some of the most distinctive ritual segments that are performed there, and at Huotongshan, Fujian. For the seventh “sevens”, rituals were held in ShanghaiFuzhouLonghushan, and Beijing.

Kristofer Schipper’s work is a benchmark within a range of disciplines, firmly establishing the study of Daoism—in particular its rituals—as a core element in our understanding of traditional Chinese culture.

The reinvention of humanity: the Boas circle

Like the societies that it studies, anthropology is in constant flux.

On Franz Boas (1858–1942) and his circle, a most engaging book is

  • Charles KingThe reinvention of humanity: how a circle of renegade anthropologists remade race, sex, and gender (2020)—main title of 2019 US edition Gods of the upper air (“Discuss”). Reviewed e.g. herehereand here.

Immensely readable, it surveys how ways of making sense of the diverse cultures of the world have changed since the beginnings of formal anthropology.

Cover, showing Margaret Mead with Fa’amatu in American Samoa, c1926.

Reaching beyond the confines of drier academic treatments, it’s a real gift to write like this for a general audience. King really brings to life what might seem like abstruse theoretical debates.

Alongside Boas himself, he focuses on four female scholars: Margaret Mead, Ruth Benedict, Ella Cara Deloria, and Zora Neale Hurston. [1] As Francis Gooding comments,

It’s not a coincidence that Boas and his collaborators, variously Jewish, Black, Indigenous, female and queer, were all outsiders of one kind or another to the mainstream of American society. That their ideas were found radical and strange is an indictment of their culture; that King’s book seems timely is an indictment of our own.

The work of the Boas circle set forth from fieldwork on “exotic” cultures to the lessons it might provide on issues in American society, as they challenged the entrenched notion of linear progress from “primitive” to advanced societies, and the narrow categories of race and gender.

More than anyone in his day, Boas understood that his own society’s deepest prejudices were grounded not in moral arguments but rather in allegedly scientific ones. Disenfranchised African Americans were intellectually inferior because the latest research said so. Women could not hold positions of influence because their weaknesses and peculiar dispositions were well proven. The feebleminded should be kept to themselves because the key to social betterment lay in reducing their number in the general population. Immigrants carried with them the afflictions of their benighted homelands, from disease to crime to social disorder.

Thus

the core message of the Boas circle was that, in order to live intelligently in the world, we should view the lives of others through an empathetic lens. We ought to suspend our judgment about other ways of seeing social reality until we really understand them, and in turn we should look at our own society with the same dispassion and skepticism with which we study far-flung peoples. […]
In time these shifts would inform how sociologists understand immigrant integration or exclusion; how public health officials think about endemic illnesses from diabetes to drug addiction; how police and criminologists seek out the root causes of crime; and how economists model the seemingly irrational actions of buyers and sellers.

Such insights, I confess, do look like progress to me. Still, even as they have gained widespread currency, King notes the resistance from the political right, where

some of these changes are said to constrict a community’s ability to determine its own social mores. A new form of state-sanctioned intolerance, protected in “safe spaces” and monitored by “language police” from schools to workplaces, insists that we should all agree on what constitutes marriage, a good joke, or a flourishing society. The narrative is one of overreach, of unreasonableness, of an overweening state’s infringing on individual speech, thought, and sincerely held values.

King also pays suitable attention to the personalities, their struggles, and complicated love lives of the group.

The members of the Boas circle fought and argued, wrote thousands of pages of letters, spent countless nights under mosquito nets and in rain-soaked lodges, and fell in and out of love with one another. For each of them, fame, if it ever arrived, was edged with infamy—their careers became bywords for licentiousness and crudity, or for the batty idea that Americans might not have created the greatest country that had ever existed. They were dismissed from jobs, monitored by the FBI, and hounded in the press, all for making the simple suggestion that the only scientific way to study human societies was to treat them all as part of one undivided humanity.

* * *

Franz Boas was born in 1858 in Minden, Westphalia—where my orchestral colleague Hildi was to find refuge after fleeing invasive regimes. After studying physics in Heidelberg and Kiel, Boas was drawn to Arctic adventure; in 1883, taking a servant, he embarked for Baffin Island.

The Inuit there had been known to European explorers since the 16th century; in 1577 four of them were captured and displayed as objects of curiosity in England before dying of disease and injuries sustained during their capture.

During Boas’s stay he was assisted by a local man:

Signa was no timeless native simply struggling for survival on an unchanging shore. He had a past, with wanderings and movement, a family lineage, and remembered moments of hardship and joy.

While studying Inuit lifestyles, Boas documented stories and transcribed songs, made maps and sketches. The blood from a raw seal liver is still visible on the paper of his notebooks. But the population soon began succumbing to diphtheria.

Here among the Inuit, a person with the title of “doctor” couldn’t cure an ailing child. A university graduate knew nothing of snow and wind. An explorer was dependent on the whims of a dog team. He had seen it himself—the disorientation that comes with staring at one’s own ignorance, as plain as a brown seal on white ice. Being smart was relative to one’s own circumstances and surroundings.

In late 1884 Boas made his way to New York and then to Washington DC, where he visited the “backwoods intellectual” John Wesley Powell, head of the new Bureau of Ethnology at the Smithsonian. Its researchers were currently engaged in major projects on Native American cultures; but with no position available for Boas there, he returned to Germany.

The scientific field that he had been circling since his voyage to Baffin Island was on the brink of an explosion, one that he was now well placed to miss.

The study of people was becoming known as ethnology, the word anthropology, at first referring mainly to the study of anatomy or natural history, only gradually came into vogue. The journal American anthropologist was founded in 1888. Whereas works like Frazer’s The golden bough (1890) were based on classical written texts, the new discipline sought “to go beyond what was written and ancient into what was observable and alive right now” (cf. Daoist ritual, where the driving force for most fieldwork has been the Ancient Wisdom of written texts, rather than change in modern social practice).

Powell’s mentor Lewis Henry Morgan specialised in the study of the former Iroquois Confederacy, his projects based on the widespread “spiritual renewal” of the day. But they still subscribed to the linear model from savagery to barbarism to civilisation. King gives an instance of this way of thinking:

Music, too, differed from one stage to the next. Savages might beat out a rhythm on a log or a stone, but barbarians sang a melodic line, while civilisation added counterpoint and harmony.

Hmm…

Boas was keen to get back to the USA, and in 1886 he returned to New York. King notes that almost 1.8 million German speakers settled in the States between 1850 and 1900; New York seemed as much German as American.

While seeking an academic position, Boas embarked on new fieldwork among the indigenous groups of the Pacific Northwest. Returning to New York, he found himself at odds with the Powell circle and the classification system then in vogue at the Smithsonian as well as for collections such as the British Museum, the Royal Ethnological Museum in Berlin, and the Pitt Rivers Museum.

The organisation of the collections seemed to reflect the collector’s sense of what the object was for, as opposed to the worldview of the artisan who had originally made it. […]
The only people who could really say whether something that looked like a bow was a weapon, a child’s toy, or an instrument for making fire were the true experts—that is, those who actually used it, in a given place, at a given time. This bone rattle might make music. That one might drive away evil spirits. Yet another might distract a wailing child. It all depended on where you were in the world, not when you happened to be on some linear path of social evolution.

With his shaky English and his disputes with senior figures in the field, Boas took some time to establish himself. In 1889 the psychologist Granville Stanley Hall invited Boas to take up a post at Clarke University in Massachusetts, but the atmosphere there soon became unproductive. He continued spending his summers doing fieldwork in British Columbia. (Alongside personalities, King pays attention to institutions and funding bodies.)

Now an American citizen, Boas moved on to Chicago, where a World Fair was to be held in 1893. The Harvard archeologist Frederic Ward Putnam invited Boas to design a display.

The Midway Plaisance featured exhibits on the peculiar ways of the world’s peoples, from a Bedouin encampment to a Viennese café, most of them thin disguises for hawkers of merchandise and cheap entertainment. An entire building was devoted to the lives and progress of women, while others highlighted advances in agriculture, electrification, and the plastic arts. A new fastener called a zipper made its debut over the six months of the fair’s operation, as did a chewable gum called Juicy Fruit, a tall circular ride presented by a Mr Ferris, and…

Next to the ethnological area, with wigwams, totem poles, and so on, on display, was the Anthropological Building. Boas’s contribution, in eight rooms, was a display of anthropometry, a vogue to which he had subscribed; but the exhibits revealed his increasing reluctance to regard it as a useful method.

Measurements of North American mulattoes showed them to be roughly the same height as white people. […] The distribution of people by stature in the city of Paris varied widely, just as it did for a study of Civil War veterans (although it was found that those from western states were in general taller than the easterners). An attempt to show the heights of Italians ended up finding no obvious pattern from northern Italy to the south. […] The peoples of “Old Europe” were, perhaps surprisingly, shown to be even more physically mixed than the population of the avowedly immigrant United States.

Boas was coming to perceive that

What counted as social scientific data—the specific observations that researchers jotted down in their field notes—was relative to the world view, skill sets, and preexisting categories of the researchers themselves. […] Theories were neither true nor false. They might better be described as successful or unsuccessful: they either fit the observable data or they didn’t. When observation bumped up against the walls of an existing theory, the theory was the thing that had to be changed. The first step was to get good data and then let the theory follow, which was the entire point of all those confusing tables and graphs in his Chicago anthropometry lab.

Meanwhile Chicago suffered a smallpox epidemic, followed by a round of influenza; the mayor was assassinated, and much of the exhibition was destroyed by fire. Still without a regular post, Boas returned to New York, where he began to work for the American Museum of Natural History, whose anthropology section was now directed by Putnam; there he continued his work on the American Northwest. In 1899 he oversaw the launch of a new series of American Anthropologist. At last in 1902 he gained a professorship at Columbia. By 1902 he had five children.

The issue of race now assumes centre stage. King introduces theories current at the time. Blumenbach (1775) had adopted a fivefold classification: Ethiopians (Africans), Americans (!), Mongolians (Asians), Malay (Pacific) and Caucasian (European), but by 1871 Darwin was questioning such basic schema.

As racial theories sought to justify the assertion of power by people of European descent (the term Aryan was in use from the mid-19th century), in the USA the Jim Crow system of segregation came into force. The theories of social scientists could have deep, often destructive, ramifications for people’s lives.

In 1899 William Z. Ripley divided European peoples into Teutonic, Alpine, and Mediterranean types, the first of which he claimed were at the forefront of the achievements of world civilisation. The term eugenics came into use.

Over the two decades spanning the turn of the century the foreign-born population had swollen:

Nearly a third more people were foreign-born in 1910 than in 1900. (It would take another century, into the 2010s, before immigration figures would ever approach similar levels. At the time Donald J. Trump announced his campaign for president by denouncing Mexican “rapists”, for example, the foreign-born figure was within a little more than a percentage point of the 1910 level.)

Madison Grant turned from zoology to human species, and “the preservation of his own race against an onslaught of immigration”; no longer could the USA remain an “asylum for the oppressed”. Hitler later expressed his approval of Grant’s work, considering the US to be showing the way toward a brighter, more scientific way of building a political community.

In 1907 the US Congress established a commission to study the rise in immigration; representatives, “decked out in straw boaters and linen suits”, visited the squalid detention camps of ports like Naples, Marseilles, and Hamburg. The following year they invited Boas to lead a team researching physical changes in the immigrants of the neighbourhoods of lower Manhattan. His 1911 report found them to be remarkably adaptable to their new surroundings; races were unstable.

There was no reason to believe that a person of one racial or national category was more of a drain on society, more prone to criminality, or more difficult to assimilate than any other. What people did, rather than who they were, ought to be the starting point for a legitimate science of society and, by extension, the basis for government policy on immigration.

Still, Boas’s findings were largely ignored in the Commission’s final report.

Also in 1911, he published his first book for a popular audience, The mind of primitive man, dismantling the whole concept of racial hierarchy. Disputing the idea that the successes of one’s own society today were due to some inherent superiority of “civilised” peoples over lesser-achieving “primitives”, he summarised:

Historical events appear to have been much more potent in leading races to civilisation than their faculty, and it follows that achievements of races do not warrant us in assuming that one race is more highly gifted than the other. […]
Race was how Europeans explained to themselves their own sense of privilege and achievement. Insofar as races existed, at least as Europeans typically understood them, it was through an act of cultural conjuring, not biological destiny.

And he stressed the subjective responses of fieldworkers:

Tribal people were often said to be indolent, but what if they were only lazy when it came to things that they didn’t happen to care about? Why should we expect that every people everywhere should necessarily attend to the same things with equal zeal or approach the same projects with diligence and commitment? Primitive people were sometimes said to be quick to anger and to lash out wildly according to their emotions. To be civilised, after all, was to be coolheaded and rational. But didn’t it take coolheadedness and logical thought to follow a seal pod across a featureless ice floe, or to track a whale in an oared canoe to the point of its, and your own, exhaustion? “The proper way to compare the fickleness of the savage and that of the white,” he wrote, “is to compare their behaviour in undertakings which are equally important to each.”

His work pointed towards a “higher tolerance”. But despite the relatively prestigious position of German immigrants in US society, with the outbreak of World War One Boas found himself a member of a feared minority. Already a critic of expansionist American foreign policy, by 1917 he denounced US involvement in the war. After the war, disillusioned with rising nationalism, he continued to encounter professional problems. Immigration laws tightened.

Again in 1911, Alfred Kroeber had “discovered” Ishi, “the last of the Yahi” in California. Despite the media circus,

The Yahi were not in fact a lost tribe. Their reduced condition was the product of modern history, not a relic of some mist-shrouded past. […] They were not holdovers from prehistory but rather refugees from a brutal present.

* * *

So far the story of American anthropology has been dominated, like the society of the time, by entitled white men. But now the younger generation whom Boas nurtured at Columbia began to include some talented female scholars.

Ruth Benedict (1887–1948, right) studied first with Elsie Clews Parsons. She began studying with Boas in 1921. In 1924, embarking on fieldwork among the Zuni in New Mexico (already a well-established research topic), she learned of their cross-gender custom of “berdache”.

In New York, she met Margaret Mead (1901–78), who was to be her life-long soulmate, and encouraged her to come to Columbia to study with Boas.

The London-based Polish émigré Bronislaw Malinowski had already published his landmark study of the Trobriand Islanders in 1922, introducing the notion of “participant observation”, and Mead was now drawn to the study of Polynesian peoples.

As she grew ever closer to Benedict, she began an affair with Edward Sapir, whose own work focused on Native American linguistics. The complicated amorous entanglements of the circle, complementing their explorations into the diverse relationships of the peoples they studied, form one theme of King’s book.

In 1925 Mead set sail for American Samoa to do fieldwork. Undeterred by the razzmatazz that accompanied her arrival in Pago Pago, the US Navy’s main station in the South Pacific, she soon “went down to the countryside”, as the Chinese say. She was made an “honorary virgin”—a useful concept for fieldworkers.

A hurricane gave her an opportunity to engage with the locals in their immediate practical concerns. With her studies focusing on the lives of women and girls, she learned that adolescent angst was not necessarily the prerogative of American teenagers.

On the seven-week return voyage to the States in 1926, her own love life became even more complicated when she met the British-trained New Zealander Reo Fortune. Back in New York she became assistant curator at the Museum of Natural History.

Also in 1926, following Nanook of the North, Robert J. Flaherty released his silent film Moana—again offering prurient glimpses of bare female breasts, by then largely a fantasy:

Mead’s book Coming of age in Samoa was published in 1928, to great acclaim—apart from a few men in the Boas circle like Alfred Kroeber, and later Derek Freeman.

In October, again parting reluctantly with Benedict, she married Fortune in Auckland, and they set off for Melanesia together. As Boas took issue with the growing esteem in the USA for eugenics, Mead’s work bore on ways in which a more flexible society might absorb its deviants to lead healthy lives. The result was her book Growing up in New Guinea (1930). She was already a celebrity.

Two other female pupils of Boas went on to work largely outside academia. The African American Zora Neale Hurston (1891–1960) had grown up in Florida in rather comfortable surroundings, but her mother’s early death plunged her into the harsh realities of segregation. Even later in Washington, the integrated university of Howard was an oasis: the racial divide was no less flagrant. She began to write stories, essays, and poetry, and in 1925 she set off for New York, where she gained a place as a mature student at Barnard and became a popular member of the “Harlem Renaissance”.

Still, she bridled at the genteel image expected of black people to gain favour in the eyes of the white cultural establishment.

Having enrolled in English, Hurston now studied with Gladys Reichard, who was working on Navajo culture; soon she gravitated to the Boas circle. In 1927 Boas arranged for her to do fieldwork back in Florida. There she was to collect folk tales around Eatonville—not far from Ocoee, where protests over voter suppression had led to a pogrom against the black population in 1920, first of a series (Tulsa, Rosewood, Little Rock).

Convict leasing had been abolished in 1923, but private chain gangs persisted: as late as 1960, a farmer commented, “We used to own our slaves—now we just rent them.”

Hurston’s brief fell under the rubric of folklore, a term that went back to the 1840s. Among such collections among African Americans, King adduces the Uncle Remus stories (1880)—“a white person gazing at an allegedly black world, uncomplicated, tricksterish, full of wily creativity”.

Back in New York, Hurston struggled to transform her notes into a coherent ethnographic narrative. She took odd jobs, and worked on a novel, Jonah’s gourd vine (1934). But in 1935 she enrolled as a doctoral student at Columbia under Boas, and managed to publish Mules and men, described by King as

the first serious attempt to send the reader deep inside southern black towns and work camps. […] … not a holdover from Africa, or a social blight to be eliminated, or a corrupted version of whiteness in need of correction, but something vibrantly, chaotically, brilliantly alive.

Here’s a excerpt from Hurston’s 1928 film footage, with her voiceover:

Boas was now eminent yet frail. His wife Marie died in 1929.

Another talented student of his was Ella Cara Deloria (1889–1971). On the Northern plains, the Omaha had been removed to reservations since the 1850s. They were early subjects for research; James Owen Dorsey’s Omaha sociology (1885) became a standard reference in anthropology.

Refreshingly, Dorsey also noted contradictory accounts, notably when some gem he had gleaned on ritual practice was then denied by the chieftain Two Crows, “nagging naysayer, an ethnographical balloon deflator”. Assessing thee value of conflicting sources is indeed a common issue that fieldworkers (not to mention textual historians) have to confront. Even what seemed to be a consensus of opinion could be thrown into doubt. Again, informants might have their own agendas; and “perhaps [Two Crows] simply misunderstood the question, or maybe you misunderstood his answer”. As King puts it,

What you needed was repeated and respectful conversations with the real human beings whose worlds you were straining, as best you could, to comprehend.

Ella Cara Deloria, also called Aŋpétu Wašté Wiŋ, grew up in Standing Rock. Her mother was of mainly European descent; her father’s heritage was the Lakota/Dakota subgroup of the Sioux. She spoke both English and Dakota, attending an Episcopalian boarding school. Having managed to gain admission to college in Oberlin, joining the provincial elite, in 1912 she entered Columbia’s Teaching College, whose mission was to shape “civilised aboriginals who would become credits to their race and help elevate their charges out of poverty and paganism”.

For Deloria,

the end of the western frontier was still a recent memory. Her father had been among those who had tried to mediate between reservation authorities and Sitting Bull.

She was two years old when agency police killed Sitting Bull on the very reservation where she grew up, followed by the Wounded Knee massacre.

Deloria was living at a time when American views of Indians were shaped not only by the recent experience of violent conquest but also by the refashioned memory of it: a world of dime novels, cigar-store statues, and Buffalo Bill’s Wild West Show.

On graduation she taught first at her old home in Sioux Falls and then in Lawrence, Kansas. Having met Boas at Columbia, in 1927 they met again when he visited Lawrence, and he invited her back to New York, recognising her rare qualification to participate in various projects. In the summer of 1928, while Hurston was collecting in Florida, Deloria returned to the Plains. Her first project was to check the reliability of James Walker’s 1917 study of the Sun Dance. She was guided by Ruth Benedict as well as Boas. But her local knowledge was invaluable:

I cannot tell you how essential it is for me to take beef or some other food each time I go to an informant. The moment I don’t, I take myself right out of the Dakota side and class myself with outsiders.

King goes on,

You had to know precisely how to make a gift, how to make the right kind, how to eat properly with people, how to call them by the correct kinship terms…

Deloria led an itinerant life; to eke out an income she led pageants of indigenous music and dance. In 1933 Boas again enlisted her in a project for the revived Handbook of American Indian languages. As Benedict recalled, “In all his work with American Indians Professor Boas never found another woman of her caliber”.

Deloria was a native speaker of Dakota and its dialects, with little education as a linguist apart from the informal sessions that Boas or Benedict might provide. But her instincts and on-the-spot grasp of field methods, Benedict said, probably amounted to more expertise than many doctoral students had at their disposal.

By the time that Margaret Mead paid a visit to the Omaha, she found their conditions disturbing: “It’s just nothing at all. A thing like this isn’t a culture, hardly even the remains of one.” But if she thought anything of interest had been killed off by poverty and white invasion, for Deloria

a better method was to give up trying to identify the dying embers of an older civilisation and instead get to know the living, right-now culture of the people you were actually surrounded by—women and men who weren’t stuck in history, but, like Deloria herself, were feeling their way through it. There was no need for nostalgia about the past if you could uncover the kaleidoscopic richness of the present. It was just that the present might take forms that you found surprising or frustrating, even disappointing.

I quite agree—although in cases like Grassy Narrows, Identifying cultural riches must surely give way to concerns over healthy drinking water and a reasonable life expectancy.

Deloria also resisted inert depiction by documenting linguistic change. But by 1938 she was again without work. Her Dakota grammar, published in 1941,

provided a glimpse of a deeper America, one obscured by its obsessions with racial fitness and linear cultural evolution. If you wanted to know what Sioux chiefs had said after the Battle of Little Bighorn or to understand the anguished wail of mothers when their sons’ bodies were brought home from Wounded Knee—if you wanted to discover, in other words, the inverse of American history as it was normally taught in schoolrooms and summer camps—Boas and Deloria were showing the way.

When Boas retired from teaching in 1936, Columbia, still prone to sexism, overlooked Benedict in favour of Ralph Linton. But the Boas circle were still involved in a wide range of projects.

Some differences of approach festered. Mead met Sapir’s attacks on her work in kind: in her experience, she wrote, jealousy was frequently found among old men with small endowments.

Pressed to derive a general conclusion from his decades of study, Boas came up with “People don’t use anything they haven’t got”.

In the USA, the related discipline of sociology was making headway, with studies such as Robert and Helen Lynd’s Middletown (1929).

Mead and Fortune returned to New Guinea in 1931. Their trip turned out to be traumatic, with Gregory Bateson now entering into the equation. [2] Their studies of local cultures informed reflections on their own tangled relationships. As things came to a head in 1933, Mead returned to Benedict in New York. The latter’s Patterns of culture (1934) would become most influential; in the next year Mead followed it with Sex and temperament, linking up Boas’s ideas on race with her own on sex and gender, based on her work among the Arapesh, Mundugumor, and Tchambuli.

Yet the price of such methods

was a kind of intentional madness. If your sense of reality was shaped by a particular time and place, the only way to free yourself was to go out of your mind: to step outside the mental frameworks that you knew to be real, true, and obvious.

* * *

The publication of Mead’s Sex and temperament coincided with that of Hurston’s Mules and men. Yet

volumes on Samoans or New Guineans were hailed as commentaries on the universal features of human society. One about African Americans was a quaint bit of storytelling.

Hurston had done more collecting in the south with the young Alan Lomax, recording stories, work songs, spirituals, and blues for the Library of Congress (catalogue here). [3] Here’s an excerpt with Lomax recording Hurston herself:

Hurston now set off for Haiti, just recovering from US military occupation. First in Kingston she observed the Jamaicans’ ability to take on the airs of the English, noting that “passing” from one racial category to the next almost always took place towards the direction of social power.

Culture wasn’t just a set of rules or rituals, she realised. It could also be a set of chains that individuals dragged around with them after the prison wardens more or less fled the scene.

After making expeditions inland, attending a boar hunt and a nine-night mortuary ritual, in autumn 1936 she moved on to Haiti, where the African influence was even clearer. Parallel with the work of Melville Herskovits on rural religious life there, she entered into the practices of voodoo, already covered in the patina of the sensationalist depictions of travellers.

One challenge to our categories of living and dead was Hurston’s meeting with the zombie Felicia Felix-Mentor, said to have died in 1907.

Put away, disregarded, institutionalised, forgotten, willed by others to be effectively dead—her condition was very much like that of many people Hurston knew, the black women and men she had met from Florida labour camps to whites-only universities. It was just that Haitians had invented a word for it.

She now planned two books, “one for anthro, and one for the way I want to write it”. The latter, the novel Their eyes were watching God, was published on her return to New York in 1937, combining “a coming-of-age story, a meditation on the inner lives of women and the men they loved, a literary ethnography of the Gulf Coast”.

Though by now Hurston had no thoughts of an academic career, she still returned to the American South for more fieldwork. Tell my horse (aka Voodoo gods), her field report from Jamaica and Haiti was published in 1938.

From 1936 to 1938 Mead and Bateson lived in Bali, working on trance there—they eventually released a short film in 1952:

And then they returned to New Guinea. But war loomed.

* * *

The theories that Boas and his circle had developed so scrupulously were now in opposition to state-sanctioned dogma, which bore a remarkably close resemblance to Nazism. Boas had been expressing his anxieties about the rise of Nazism in Germany since 1933. But the tide of intolerance there was just as evident in the USA; racial segregation and eugenics were already well established there, inspiring Hitler. Despite the US sense of moral superiority, as King observes,

None of America’s enemies saw themselves as opponents of American values. Not even Adolf Hitler claimed to be against freedom, justice, or prosperity. Rather, they saw themselves as better, more advanced versions of what they believed America had been trying to achieve. Real freedom would mean the subjugation of the racially inferior. Real justice would mean allowing the fittest individuals and countries to take their rightful place on the world stage. Real progress would mean cleansing and separating, pushing forward the able and advanced while sweeping away the primitive and retrograde.

Franz Boas on the cover of Time, 1936.

Boas died in 1942. Here’s the 1986 documentary The shackles of tradition, again by Andre Singer:

With the outbreak of war, the team’s original fieldsites became inaccessible. As many social scientists were recruited to the war effort, Bateson and Mead joined an advisory group to President Roosevelt. Benedict later joined them in Washington. By June 1944 she was charged with assembling material on Japanese society, gathering a group of scholars. In the USA the Japanese were seen as utterly alien and subhuman; internment camps for Japanese Americans were harsh. But Benedict sought the kind of understanding that would provide enlightened guidance for the eventual occupation of Japan. The resulting book The chrysanthemum and the sword, published in 1946, was widely read.

While working to keep afloat the school at Standing Rock that her father had founded, Deloria continued with her studies and writing, much of it still unpublished at the time of her death in 1971. Hurston, shocked by the Detroit massacre of 1943, was deeply ambivalent about the US victory. She continued to write while working in a succession of odd jobs. Since her death in 1960 her work has belatedly been appreciated, with tributes by such figures as Alice Walker. Here’s a documentary:

Back in New York after the war, Mead and Benedict resumed their bond. Benedict was at last promoted to the rank of full professor, and elected president of the American Anthropological Association. She died in 1948. Mead, the most renowned heir to Boas, died in 1978; on her career, here’s Andre Singer’s 1986 documentary Coming of age:

* * *

King begins his conclusion by citing Allan Bloom, who in his attack on the trend for cultural relativism in The closing of the American mind (1987) found few women worthy of note: he grouped Mead and Benedict alongside Hannah Arendt, Yoko Ono, Erica Jong, and Marlene Dietrich—all “negative teaching examples”, as the Chinese say. As King observes, the Boas circle would have surprised to learn that their views had triumphed, their struggles against prejudice having been met with such resistance.

Conversely, Clifford Geertz, pillar of the later generation of anthropologists, praised the insistence

that the world does not divide into the pious and the superstitious; that there are sculptures in jungles and paintings in deserts; […] that the norms of reason were not fixed in Greece, the evolution of morality was not consummated in England. Most important, we were the first to insist that we see the lives of others through lenses of our own grinding and that they look back on ours through ones of their own.

If readers today take all this as self-evident, that’s because they too have been infected with the bug. But as is only too evident in our news today, resisting bigotry still remains a constant struggle.

Of course, anthropology, like the societies it studies, continues to change; the work of these scholars from the 1880s to the 1940s may have been refined since, but it remains seminal. King brings this story to life, combining a vivid feel for period detail with reflections on fieldwork methods and perceptive comments on ideological trends. He makes a fine advocate for the enlightened values of the Boas circle.

Covering similar ground is Lucy Moore, In search of us (2022).


[1] Besides folklore and sociology, ethnomusicology is a strongly related discipline (under Society and soundscape, see e.g. Michelle Bigenho’s observations). Bruno Nettl surveyed the prominent contributions of women in Native American studies during the same period, including Alice C. Fletcher, Frances Densmore, Natalie Curtis, and Helen Roberts, on to Gertrude Kurath, Ida Halpern, Charlotte Frisbie, Judith Vander, Charlotte Heth, Victoria Levine, Beverley Diamond, and Tara Browner. But he goes on,

Considerable female participation may generally have been characteristic of new yet unestablished fields; ethnomusicology was not taken as seriously as ancient history and Latin philology, for example, thus permitting women easier access. The fact that American and English women are particularly well represented in this group may also be related to the common relegation of music in Anglophone cultures to women, and thus to the fact that music departments in North America were first introduced at women’s colleges.

Like the Boas circle, ethnomusicologists extend their purvey to fieldwork “at home”

[2] Here I’d like to put in a word for Peter Crowe (1932–2004), such a lively, alternative presence at gatherings of the European Seminar for Ethnomusicology, who underwent his own transformation in Melanesia. See e.g. his “After the ethnomusicological salvage operation—what?” (1981) and his Musical traditions in the South Pacific (1984).

[3] This leads me to remind you of the work of Bruce Jackson among southern convicts, and his fine manual on fieldwork.

Klaus Tennstedt

Tennstedt

Concert-goers and performers were devoted to the conducting of Klaus Tennstedt (1926–98). Like Nina Hagen, he was among the distinguished inadvertent cultural exports of the GDR.

Alas, I never got to hear him live on his appearances with the LPO from 1977, busy as I was doing concerts rather than attending them. In my Mahler series I feature his performances of the 2nd and 5th symphonies—and his live concert of the 1st with the Chicago Symphony gives an impression of his fragile intensity.

Norman Lebrecht’s The maestro myth always makes an engaging source. In his chapter on “The mavericks” (which also includes Horenstein, Celibidache, and Kleiber) he portrays Tennstedt as

a living affront to the modern conducting machine, a musician whose nervous intensity sears all around him. […] Each event was both an undreamed privilege and an act of desperation, the fulfillment of a lifelong ambition and a confrontation with naked fear.

According to wiki, he avoided military service under Hitler by joining a baroque orchestra—surely the best possible reason to do so. In his 1991 Desert island discs Tennstedt recalled being moved by listening to Tchaik 6 with his father while Russian music was banned by the Nazis. Under the GDR, taking up conducting after his career as a violinist leading the Halle orchestra was curtailed by a finger injury, he found modest posts in Leipzig and Schwerin. But keen as the regime was to exploit its cultural capital internationally, Tennstedt, not a Party member, was not among the select group of artists trusted to tour in the West. So his career only took off after he defected to Sweden in 1971. At first he was almost unnoticed;

“I thought maybe one day I’d get asked to conduct in Mannheim or Wiesbaden, but never to Hamburg or Munich”.

However, once he was “discovered” he soon gained a cult following through his appearances with orchestras in London and the USA. When the Boston management asked Tennstedt what he would like to conduct, he replied: “You mean I get to choose?”

It was only quite late that he came to Mahler, whose works soon became a trademark for him, a matter of life and death. His choice for Desert island discs was the 6th symphony. On a lighter note, I would have loved to see his agitated demonstration of the cowbells in the 7th.

Here’s a brief excerpt from the second movement of Mahler 5 with the LPO in 1988:

His last years were beset by ill health. Lebrecht’s summary:

Tennstedt survives, in Simon Rattle’s accurate assessment, as “the world’s great guest conductor”, gracing one podium after the next [sic], never able to settle or find his place in a musical economy that tolerates nothing less than bankable dependability.

* * *

In the GDR, the WAM scene continued without him, headed by the Dresden Staatskapelle, the Gewandhaus and St Thomas choir in Leipzig, and conductors like Kurt Masur and Kurt Sanderling—see e.g. Kyle Frackman and Larson Powell (eds), Classical music in the German Democratic Republic: production and reception (2015).

For more documentaries on the GDR, see here. As the regime was crumbling in 1989, Kurt Masur (1927–2015) took an active political role in support of the protesters in Leipzig. See also under Life behind the Iron Curtain.

* * *

Many of the world’s great musicians are illiterate or semi-literate. In the rarefied WAM scene, rank-and-file musos are hardly expected to be more than artisans, but composers, conductors, and soloists are admired for their broad cultural erudition, like Brendel or Gardiner. I have read somewhere (where, I wonder?) that when visiting Tennstedt at his home, Esa-Pekka Salonen was intrigued to find that he had hardly any books. This, I think, is neither here nor there; but it makes a good pretext to remind you of this wonderful story about Salonen.

See also The art of conducting: a roundup.

The liberation of US culture

By coincidence, I began composing this blog in late 2016—just as the poor ol’ USA was descending into a deep abyss, “waters deep, fires raging”. So it’s a great relief to be able to write free of that dark shadow, as sanity makes a welcome come-back gig after a four-year vacation, and grown-up-sounding comments re-emerge from the White House. Anyway, here I break the champagne over the bows of a new USA tag in the sidebar (these tags are useful, BTW, however rough and ready! Do consult them!).

It seems suitable to start with the series that I wrote on

Among numerous posts under the jazz tag (to which I’ve only awarded the USA tag sparingly), which I’ve rounded up here, see e.g.

Bearing in mind the scars of genocide and slavery, conflict has never been absent; but many such posts pay homage to boundless creativity and energy. Some more examples:

On film,

On music, musicology, and fieldwork:

Note also

Other posts take the story on, such as

Considering daily language, some usages are charming:

So while one always wants to rejoice in all this, somehow such posts were always blemished by the Putrid Tang emanating from the White House; but now, with the renaissance following these traumatic four years, it finally seems suitable to celebrate again—even if the battle for social justice continues.

Comment te dire adieu

Hardy 2

Like I say a little prayer, Back to black, Carminho (among many gems on my Playlist of songs!!!), and festive Bach, it makes me unbearably happy to hear the exquisite chanteuse * Françoise Hardy singing Comment te dire adieu (1968)—the nuances of her expression capturing the ambivalent mood, both in close-up:

and lounging languidly on a chaise longue:

Serge Gainsbourg’s drôle lyrics are brilliant:

Sous aucun prétexte je ne veux
Avoir de réflexes malheureux
Il faut que tu m’ex——pliques un peu mieux
Comment te dire adieu

Mon coeur de silex vite prend feu
Ton coeur de Pyrex résiste au feu
Je suis bien perplexe, je ne veux
Me résoudre aux adieux

(Je sais bien qu’un ex——amour n’a pas de chance, ou si peu
Mais pour moi un ex——plication voudrait mieux)

Sous aucun prétexte je ne veux
Devant toi surex——poser mes yeux
Derrière un Kleenex je saurais mieux
Comment te dire adieu
Comment te dire adieu

(Tu as mis à l’index nos nuits blanches, nos matins gris-bleu
Mais pour moi une ex——plication vaudrait mieux)

Sous aucun prétexte je ne veux
Devant toi surex—poser mes yeux
Derrière un Kleenex je saurais mieux
Comment te dire adieu
Comment te dire adieu
Comment te dire adieu

She sounds soooo cool, there doesn’t seem to be a lot of hurting going on here. Instead, she finds inner strength through a flurry of insouciant wordplay on “ex“—not least Pyrex (a niche hommage to kitchenware in French chanson) and Kleenex. Sex is just a sibilant away….

Nor does she let up in her gorgeous sprechstimme interludes (above a change to triple metre on strings), stressing ex——amour and ex­——plication (as in the sung ex——pliques and surex——poser) with an ecc——entric hiatus, negating the natural rhythm of speech—not so much a speech impediment as the kind of deliberate pause advocated by therapists to prepare the stammerer to approach the following syllable (especially plosives) with easy onset!

True, she would make the Paris phone directory sound irresistibly seductive (cf. the HP sauce label), but here her spoken sections further the dramatic effect, ex——punging, ex——orcising her ex——perience. They’re punctuated by a funky syncopated trumpet motif, courtesy of Caravelli, worthy of Hardy’s fellow-Parisian Messiaen—who three years previously had completed the Sept haïkaï

Then there’s the extra visual frisson of veux, malheureux, aux adieux, mieux. One even hopes to hear her pronouncing the x there (I wonder how this works: do native French speakers somehow hear it in their heads?).

À propos, like many men, Monsieur Pyrex, the passionless, fire-resistant subject of this nonchalent lament, clearly needs his head ex——amining.

The music is suitably minimalist, eschewing melodic or harmonic development—recalling more the theme tune of Soap than the ballads of Michel Legrand (see also Un homme et une femme).

Comment te dire adieu is actually a chic upbeat French recasting of the soupy ballad It hurts to say goodbye, which had recently been recorded by Margaret Whiting and then Vera Lynn—just the kind of ballad I’d love to have heard Dusty sing (cf. You don’t own me; see also How can I miss you when you won’t go away?).

Françoise Hardy subtly subverts both the melodrama and the “gamine elfin waif” trope (see also Feminine endings). Put this song on the British school syllabus and there’ll soon be a legion of fluent young Francophiles…

Her German version of the song works well too; while the lyrics are less detached, they make a bit of an effort to keep the “ex” theme going:

Nach zwei Cognacs ex bekamst du Mut
Deine Abschiedstexte waren gut [Das Lied von der Erde for generation X?]
Ratlos und perplex nur dachte ich
Was mach ich ohne dich

Stets war mein Komplex du bist zu schön
Charm hast du für sechs, ach was, für zehn **
Liebt denn so was exklusiv nur mich
Was mach ich ohne dich

(Ob du daran denkst
Wie einsam und verloren ich bin
Nein, du hast schon längst
Eine Andere im Sinn)

Gib mir keinen Extrakuss jetzt mehr
Der nur noch Reflexbewegung wäre
Ratlos und perplex nur frag ich mich
Was mach ich ohne dich
Was mach ich ohne dich

(All die Nächte mit dir
Voll von Glück bis zum Morgengrauen
Die und dich stahl mir
Eine andere Frau)

Diese Dame X, die dich mir nimmt
Fliegt auf deine Tricks wie ich, bestimmt
Dann als Dame ex sagt sie wie ich
Was mach ich ohne dich
Was mach ich ohne dich

 And she sings it in Italian, with yet another angle on the story:

Non voglio un pretesto per pietà
Sai che io detesto falsità
Sii un po’ più onesto quando vuoi
Finirla fra di noi

Non restar perplesso ad inventar
Scuse che del resto non van mai
Oltre ad un modesto rendez-vous
A cui non vieni più

(Io so bene che i castelli di carta
Con un soffio van giù
Non ne hai colpa tu)

Non voglio un pretesto per pietà
Sai che io detesto falsità
Dammi il fazzoletto quando vuoi
Finirla fra di noi
Finirla fra di noi

That first verse is good:

I don’t want an excuse for piety
Know that I detest falsity
Be a bit more honest when you want
To finish it between us.

One might think Spanish regional languages would offer potential for the exes too. Anyway, the nuances of mood in these various versions are intriguing. Possibly a multilingual EU directive to Brexit Britain? 

Françoise Hardy did a more melancholic version with her soul sister (twin?) Jane Birkin in 1976 (Comment lui dire adieu!):

Later Birkin gave an intense live arabesque rendition (1996/2002), with ex——emplary decorations on solo fiddle:

The 60s, eh?! Ex——traordinare! I am officially applying to be reincarnated as Serge Gainsbourg.

Hardy


* English pronunciation shontooz, as in A French letter, n.2.

** Cf. the classic

What comes between fear and sex?
Fünf.

Amazing Grace

Aretha

In my post Detroit 67, among several clips of the great Aretha Franklin I featured her extraordinary live sessions in January 1972 at the New Temple Missionary Baptist Church in LA. The double album Amazing Grace was released that year to huge acclaim, but the documentary had to wait right until 2018 to see the light of day. For anyone who hasn’t yet managed to do so, you can still find it on BBC i-Player (here)—otherwise, one can always buy it… [1]

BBC2 followed the film up with the documentary Respect.

Recorded over two evening sessions, the film Amazing Grace is all the more effective for showing its workings, complete with its calculated planning, technical hitches, and even piano-tuning. Yet despite the constraints of live recording, these were clearly inspired celebrations—just like many musical gatherings around the world (see What is Serious music?!, under “Serious world music”).

Between numbers, Aretha’s focus sometimes makes her look pensive, almost frail—but as she sings she becomes a spirit medium, a vessel for the Holy Spirit, possessed with all the joy and pain of Gospel.

Aretha and Rev

With the MC Reverend James Cleveland adroitly mediating sacred and secular, Aretha is backed by the Southern California Community Choir, who are also spurred on by the balletic Reverend Alexander Hamilton. Among very few white faces in the ecstatic congregation are Mick Jagger and Charlie Watts.

On both evenings the tone is set by a devotional opening song (Wholy Holy and Mary don’t weep), followed by rousing up-tempo numbers like What a friend we have in Jesus, How I got over, All go back, I’m climbing higher mountains, as well as the ensemble interactions of Precious memories (“Sacred secrets will unfold”) and Precious Lord, take my hand/You’ve got a friend in Jesus.

The way Aretha opens in slow free-tempo is always moving—her final song (from 1.12.01), I have heard of a land on the far away strand, ‘Tis the beautiful home of the soul where we shall never grow old, is a whole seven-minute alap in itself—just as inspired as Indian dhrupad.

Most miraculous of all is the title track Amazing Grace (from 37.04; for the audio version, see under Detroit 67)—a long, slow meditation (without clearly defined beat or melody!) that leaves the congregation, the choir, Rev. Cleveland, and Aretha herself in tears.

And here‘s a version on Japanese hichiriki… Do also listen to my eclectic playlist of songs


[1] Among many reviews:

https://www.rollingstone.com/music/music-news/aretha-franklin-documentary-review-amazing-grace-754911/

https://variety.com/2018/film/reviews/amazing-grace-review-aretha-franklin-1203027289/

https://www.theguardian.com/music/2019/apr/08/aretha-franklin-amazing-grace-movie-backstory

https://www.theguardian.com/film/2019/may/12/amazing-grace-film-review-aretha-franklin-sydney-pollack

In memoriam Fou Ts’ong

Fu Cong Fu Lei

“Piano prodigy Fou Ts’ong tries to win the approval of his stern Francophile father,
the translator Fu Lei” (Kraus). From China reconstructs, April 1957.

In homage to the great Fou Ts’ong 傅聪 (1934–2020), who became yet another casualty of Covid last week in London, I’ve been re-reading the account of his career in Chapter 3 of Richard Kraus, Pianos and politics in China (1989). It makes a perceptive study of tensions in the Chinese artistic world before and after the 1949 revolution, rippling out to the Iron Curtain and London (note also this post by Jessica Duchen, and this by Chen Guangchen).

Fou Ts’ong’s father Fu Lei 傅雷 (1908–66), renowned Francophile translator and essayist, was a leading light in the Shanghai literary scene. Though steeped in China’s traditional literature, he was deaf to its musical culture:

These antiques are merely things for a musical museum or an opera museum; not only can they not be reformed, they ought not to be reformed.

The debate between urbane cosmopolitanism and revolutionary populism was to be played out in the sphere of traditional Chinese music (see here).

So it was through Western Art Music that Fu Lei resolved to groom his son to “fulfil his destiny” of modernising China. In recent years in China, as Kraus observes,

partly because of the family’s tragic history and partly because of the renewed influence of their class, the Fus have become a posthumous model for upright behaviour, principled integrity, and child-rearing.

 Fu Lei

may seem the image of Confucian propriety to Chinese, but to a Western reader the regime he imposed on his son seems cruel.

Indeed, Fou Ts’ong himself gave a more critical view (here, in Chinese). Latterly such “tiger parenting” has more often been associated with mothers.

Fu Lei Fu Cong

Source: this thoughtful tribute (in Chinese).

So Fou Ts’ong began learning the piano from the age of 7; the following year his father resolved to educate him from home. Among Fou Ts’ong’s early piano teachers was Mario Paci, founder of the Shanghai Symphony Orchestra. After Paci’s death in 1947 he mostly studied piano on his own; but when the family moved to the Nationalist base of Kunming in 1948 to escape unrest in Shanghai, he began to rebel. He was now punished by being sent to school. He remained in Kunming when the family returned to Shanghai in 1949; entering Yunnan university, he hardly played the piano. He returned to “Liberated” Shanghai in 1951, where Western music remained in vogue in bourgeois circles despite the ideology of the Yan’an populists. In 1952 he performed Beethoven’s Emperor concerto with the Shanghai Philharmonic. But by 1953 Fu Lei, disillusioned, refused to allow him to take the entrance exam for the Shanghai Conservatoire.

Poland
With bonds now severed between China and western Europe, Chinese musicians looked to the countries of the Soviet bloc. Later in 1953 Fou Ts’ong was chosen to take part in a festival in Romania—part of a Chinese delegation led by Hu Yaobang. After giving additional performances in the GDR and Poland, he was offered a scholarship to the Warsaw conservatoire in preparation for the 1955 International Chopin competition there. Poland was still recovering from the extreme devastation of the war, and this was an unstable period in the Soviet bloc: even before the 1956 crushing of protest in Budapest, discontent was revealed in the widespread GDR protests of 1953 (see also Life behind the Iron Curtain: a roundup). By 1956 the Polish regime was promoting Western Art Music at the expense of folk culture (see also Polish jazz, then and now).

Fou Ts’ong took third prize at the competition, as well as a special award for his his performances of Chopin mazurkas:

Back in China,

For urban intellectuals, Fou Ts’ong’s success was a badge of their their own ability to participate in the world culture which they held so dear. For the leaders of the Communist Party, the Chopin competition was a diplomatic encounter, in which Fou’s performance demonstrated that China could achieve great things after expelling the imperialist powers.

For Fou Ts’ong the triumph also marked a new independence from his domineering father.

Meanwhile in China political pressures were increasing. Kraus describes the 1955 campaign against Hu Feng, the Hundred Flowers movement that led insidiously to the Anti-rightist campaign, and Fu Lei’s own tribulations after being branded a rightist. Music too was becoming an increasingly perilous battleground.

Fou Ts’ong could only try to grasp these events from Warsaw. As his father’s letters veered from depression to exuberance, the political changes in China between 1954 and 1958 must have seemed both mysterious and frighteningly unstable.

Having been criticised by Chinese students in Warsaw, Fou Ts’ong was recalled to Beijing to take part in rectification. But after writing a self-criticism he soon returned to Poland, graduating from the Warsaw conservatoire in December 1958—just as the Great Leap Backward was rolled out to empty fanfare across China.

London
And so on Christmas Eve that year, Fou Ts’ong defected, seeking political asylum in London, still only 24. Among those helping him flee was Yehudi Menuhin’s daughter Zamira, who became his first wife in 1960. Refusing to return to China, Fou Ts’ong was escaping the dual prisons of Confucianism and Communism. From the safe haven of his London base, his international career soon thrived.

His father’s tribulations were compounded by Fou Ts’ong’s defection, but they continued corresponding. Fou Ts’ong later published a volume of his father’s letters written over the following period:

The family letters of Fu Lei are popular in China allegedly because Fu Lei is such a model of old-fashioned virtue. But one wonders if Fou Ts’ong published them to justify his defection, perhaps unconsciously letting all readers understand that he was fleeing not only China’s politics but the obsessive love of a tyrannical father.

A brief political thaw from 1961 even encouraged Fu Lei to imagine his son returning to China. But in September 1966 Fu Ts’ong’s parents, persecuted by Red Guards from the Shanghai conservatoire, became two of the most notorious suicides of the Cultural Revolution. In the elite world of the qin zither, other tragedies were the suicide of Pei Tiexia (old friend of Robert van Gulik in 1940s’ Sichuan) and the disappearance of Pu Xuezhai.

Fou Ts’ong now went through a difficult period in both his personal and professional life.

On his first return visit to China in 1979, as old wounds began to be plastered over, he took part in a memorial service for his newly-rehabilitated parents. Hard as it is now to imagine a time when glossy Chinese piano superstars were still a rarity, he inspired a new generation with regular visits thereafter.

His reflections on Chopin convey his charm:

Though both father and son espoused a very different aesthetic from that of the qin zither, their stress on wider personal cultivation, and the refinement of Fou Ts’ong’s touch on the piano, recall the refined sensibilities of that world.

I imagine him in his Shanghai youth listening to the numinous 1927 recording of the Schubert G major piano trio by Cortot, Thibaud, and Casals on the family phonograph… By the 1960s Fou Ts’ong, my teacher Hugh Maguire, and Jacqueline du Pré relished playing piano trios together—how I wish I had heard them.

Fou Ts'ong

Saint Bill: Black books

Coffee and books is a fad.

YAY!!! As further evidence that there’s hope yet for civilisation, I’m delighted that Bill Bailey, guided by the ever-wise Oti Mabuse, has just been canonised by winning Strictly (see this fantasy). So to supplement all the adulation:

His musical standup is brilliant (e.g. here; and Love song: The duck lies shredded in a pancake, Soaking in the hoisin of your lies…). Here’s another one, ranging from panto and military calls to the Alberti bass (“making the music go further—like cutting your blancmange with Angel Delight”), culminating in the East European version of the Match of the Day theme (“The tractor would not start”), following in the footsteps of Mahler:

Nor should we forget Black books—episodes from Saint Bill’s earlier life (Channel 4, three series 2000–2004).

Black books

All three protagonists—Bernard (Dylan Moran, also co-author with Graham Linehan), Manny (Bill Bailey), and Fran (Tamsin Greig)—are delightful, making complementary role-models. Despite Bernard’s persona as a “vile, rude, arrogant, elitist, filthy, chain-smoking alcoholic”, and, um, all the senseless cruelty and violence, the series has the charming mood of a kinder bygone age.

The first episode of Season 2 has more on learning the piano. If you already know that Bill is an accomplished musician (as one does nowadays), then you just have to suspend disbelief. This is a nice reversal of a persistent dramatic cliché:

I always wanted to learn, but my parents forced me not to. I spent hour after hour playing football, all by myself, peering in at all the other children in the neighbourhood practising their piano.

Click here for Bill discovering an affinity for jazz in the bookshop, as well as this:

In a Baileyesque kinda way, all this might lead us to John Cage‘s Sonatas and interludes, the Persian santur, and Studying the cello.

Some middle-period Miles

Roll over late Beethoven

Miles with Coltrane: source here.

Stanley Nelson’s documentary Miles Davis: Birth of the cool (still on iPlayer, if you’re quick) makes a useful survey, despite this critical review (cf. Eric Nisenson’s biography Round about midnight, and Miles’s own autobiography).

With Frances Taylor.

Putting to one side Miles’s dubious treatment of women, much as I admire his constant urge to move forward—a bandleader, always recruiting young creative young talent—there’s always much to explore in his middle period before he gravitated to funk and rock styles. While his early work with Bird and Dizzy is amazing, here’s a little selection from the late 50s and early 60s, mainly revealing my taste for more soulful ballads.

Having featured Chet’s iconic My funny Valentine, here are three versions by Miles. First, from the 1956 Prestige sessions before he signed with Columbia, with Red Garland on piano:

From 1958, with Bill Evans—and Coltrane:

And from the 1964 live album, with Herbie Hancock on piano and George Coleman on tenor:

Kind of blue (1959), again with Coltrane, never ceases to amaze—for me, particularly Bill Evans’s Ravelian Blue in green. Here’s a live version of So what:

Just before the Kind of blue sessions Miles improvised the soundtrack to Elevator to the gallows (Louis Malle, 1958):

With Coltrane on their last tour together, 1960.

And here’s the title track of Someday my prince will come (1961)—yet again with Coltrane, before he went on to pursue his own vision:

The wise AOC

This may be news only to those with their heads buried in medieval Daoist manuals, rather than to people following the current tribulations of the USA, but…

Just when global politics seems at the mercy of venal, thieving white men, along comes the inspiring, principled, articulate, practical, passionate Alexandria Ocasio-Cortez.

While Sarah Cooper’s scriptwriter the Orange Baby-in-Chief is playing golf, egging on fellow white terrorists and criminal thugs, and throwing his toys out of the pram, AOC is working flat-out to help people—confounding cynics as she highlights the importance of issues like climate change and the Green New Deal, healthcare, employment, women’s rights, and the plight of immigrants.

An unrivalled communicator, every speech she makes on such issues is compelling. Just one of numerous instances of her forensic appearances in Congress:

She is demonised by the Right, who, utterly unable to engage in rational argument with her, shoot themselves in the foot by disparaging her former waitressing job or obsessing fatuously over her clothes (cf. Dressing modestly).

She’s a master of social media. One of her early media triumphs after being elected to Congress was her riposte to their outraged reaction to the notion that Women might actually Dance:

On social issues her every Tweet gets to the heart of the matter, and she clearly wins legions of admirers on Instagram with her informal yet engaged chats there:

She keeps elaborating her powerful message, as here, from December 2020.

Here she is with a powerful speech eviscerating Ted Yoho’s non-apology:

This moving documentary provides background on AOC’s remarkable election to Congress:

And this is a good article.

Do follow her on Twitter and all those other New-Fangled, um, platforms! All is not lost—but first things first, eh: the immediate priority is to restore a modicum of civilised values and consign the current incumbent of the White House to a padded cell.

See also The speaking voice, and Bomba.

Dusty

Dusty

Time for an appreciation of Mary Isobel Catherine Bernadette O’Brien, or should I say Dusty Springfield (1939–99).

Part of a 60s’ generation of great British female singers like Lulu, Sandie Shaw, Cilla Black, and Petula Clark, Dusty was inspired by the Motown sound at a time when we keep hearing about all the British men who popularised blues and soul.

You can choose from many YouTube playlists of Dusty songs—here’s a succinct one:

You don’t own me (1964) features in this list of feminist songs; and here’s a fantastic live version of You don’t have to say you love me, which she first recorded in 1966:

I only want to be with you (1964):

Her passion for soul culminated in Dusty in Memphis (1969):

—even including her version of Michel Legrand’s gorgeous The windmills of your mind.

The success of Pulp fiction (1994), with its scene featuring her song Son of a preacher man from that album, came wa-ay too late for her:

By then Dusty had belatedly became a gay icon; this doesn’t always involve being gay, but she really was—as she boldly hinted in 1970 before her career went on a downward spiral:

A lot of people say that I’m bent, and I’ve heard it so many times that I’ve almost learned to accept it. I know I’m perfectly capable of being swayed by a girl as by a boy. More and more, people feel that way and I don’t see why I shouldn’t.

According to the mores of the day, as her biographer Karen Bartlett commented, “being gay was either a pitiable affliction or an actual mental illness”. Nor did men have a monopoly on self-destruction: Dusty handled all this with pills, coke, and vodka, leading to a sojourn in Bellevue, following illustrious alumni like Leadbelly, Bird and Mingus.

As a former partner observed, Dusty

wanted to be straight and she wanted to be a good Catholic and she wanted to be black.

I had no idea about any of this at the time! Gimme a break, I was getting into Sibelius, Shostakovitch, and Zen—weirdo.

A Beatles roundup

sessions

Under the Beatles tag in the sidebar are several posts on particular albums, based on the insightful comments of Wilfred Mellers (Twilight of the gods) and Alan W. Pollack (online: see his guide to the whole series, as well as a useful overview by Ger Tillekens). I began writing what turned into a series in non-chronological order, so now I’ve tried to re-edit them more logically, with this as the introductory post.

From the age of ten—though with my sheltered, genteel, classical upbringing I was quite immune to a lot of pop music—I avidly spent my pocket-money on the early Beatles singles and EPs. In my book Plucking the winds I reflected on the stark contrast between the lives of my village friends under Maoism and my own tranquil upbringing:

Meanwhile Gaoluo villagers were starving. I began to learn the violin in a polite suburb south of London, under very different conditions from those in which Cai An had learned music. By 1963 I was doing quite well, and won a local contest, though I was less keen on Handel sonatas than on the new songs from the Beatles, whose photo I kept in my violin case. My awareness of issues in defining classical and popular musics was still very basic.

At some stage I acquired the LPs of Rubber soulThe white album, and Revolver—all of them brilliant. But I don’t recall becoming hooked on Sgt Pepper and Abbey road until after 1972 at Cambridge, when they were party regulars. I trust I didn’t attempt to dance.

* * *

Wilfrid Mellers’ tenure at York was formative for innovations in new composition and early music. And with his book Twilight of the gods: the Beatles in retrospect, published in 1973, quite soon after the Beatles had disbanded, he was among the pioneers of taking pop music seriously. It was work like this that opened the floodgates, to the consternation of old-school musicologists still seeking to reserve the concept of “serious music” to the WAM canon—as some, indeed, still do, although for them the Beatles  seemed more palatable candidates for admission to the elite club than many popular and folk genres.

Clearly, popular music is not dependent on such complex skills for its efficacity; but neither are folk or art musics. Many, even most, popular songs (e.g. Country: “three chords and the truth”), making use of a more limited technical palette, can make a deep effect individually, without the verbose sanction of the metropolitan elite and all our fancy analytical vocabulary. Pollack, in a dense passage on one section of John’s exquisite song Julia, reflects:

Yes, I know that there’s no way that John Lennon (or any other songwriter, for that matter) would compose the above thirteen measures with much, if any, of what I’ve analysed in mind. But still, I stand by my conviction that what I’ve analysed is part of what you react to in listening thoughtfully and sensitively to the music, whether you can articulate it or not. Part of the music’s charm is the extremely rapid pace and multiple layers on which all these details hit you; even if you can articulate it, it happens in real time, much faster than you could keep up with if you tried; kind of like sex in that way 😊

In Mellers’ Preface he qualifies his approach:

Music quotation, even in reference to literate “art” music, can never be adequate; in reference to Beatle music (and to most pop, jazz, folk, and non-Western music) it may be not only inadequate but also misleading; for written notation can represent neither the improvised elements nor the immediate distortions of pitch and flexibilities of rhythm which are the essence (not a decoration) of a music orally and aurally conceived. […]

To those who still found it “inherently risible” that pop music should be discussed in technical terms at all, his reply suggests an ethnomusicological grounding:

There is no valid way of talking about the experiential “effects” of music except by starting from an account of what actually happens in musical technique, the terminology of which has been evolved by professional musicians over some centuries. The fact that a Beatle—or a jazzman or a peasant singer or a perhaps highly sophisticated oriental musician [sic!]—has never heard of a dominant seventh or a mediant relationship or whatever, is neither here nor there; people who live and work in “oral” traditions have no need critically to rationalise about what they are doing. Of course it is possible to argue that all discussion and writing about music is a waste of time; I’ve occasionally come near to saying this myself. However, if this is true, it applies to all discussion of all music equally; analysis of Beethoven is no less irrelevant than analysis of Beatles.

This chimes in with Allan Marett’s point, inspired by Susan McClary, on Aboriginal dream songs—which indeed are among the exhibits in Mellers’ “Prologue and initiation”, whose opening section explores general themes in the Beatle world. Pursuing the mission to treat all musickings around the world on an equal footing, he ponders music as a way of life:

It is not an embellishment of living which one can take or leave; it does something, being music of necessity in somewhat the same sense as this phrase is applied to the musics of primitive peoples [sic].

After considering childhood games and ritual, Mellers moves on to the evolution of musicking in European cultures; the “mythological” significance of popular lyrics; the origins of pop melody, and vocal and instrumental style, in blues and folk; the role of harmony and metre; and the narcotic loss of identity in the communal act. He goes on to explore the Beatles’ development of their cosmopolitan Liverpool background, quoting John:

I heard Country and Western music in Liverpool before I heard rock and roll. The people there—the Irish in Ireland are the same—take their Country and Western music very seriously.

However fond you are of a particular colour, a lot of bands succeed through establishing and persisting in a particular monochromatic mood. The sound-world of the Beatles (and we should also bear in mind George Martin’s input as producer) is far more all-embracing than other pop music of the time: while maintaining a unique identity, their songs have extraordinary variety, refining elements from blues, Country, folk, rock, ballads, music-hall, children’s games, and psychedelia into their unique “Edenic dream”.

So some may still find it redundant to analyse such works that are so widely appreciated on an intuitive level, but For What It’s Worth, Mellers’ analysis reveals the great artistry of the Beatles. Actually, such are the riches of their creativity that his discussion could be far more extensive—covering their whole ouevre, Twilight of the gods only has space for eleven pages on Abbey road, for instance. Others, notably Pollack, have taken analysis further.

On wiki, both the entries on the albums and their individual songs are full of detail.

Great as the songs on the other albums are (and Revolver has been much praised), I still find Sgt Pepper and Abbey road most cohesive as orchestral song-cycles (for wonderful examples of which, see here), like unstaged operas—whether or not they were designed as such. So whereas I can select some individual songs in the earlier LPs, in discussing these final masterpieces I have to give them all equal weight in the total effect.

* * *

So here’s a roundup of my main posts:

In his page on Here, there, and everywhere Pollack makes a wonderful observation:

I save my favourite free association, this time, for last. Now, this song is characterised by the following gesture that opens each verse: a declarative word, followed by a pause, and then rhythmically active ascent in the tune, as in—”Here (pause) making each day of the year …”

He lists other songs by Paul that share this feature:

  • Listen (pause) do you want to know a secret
  • Eleanor Rigby (pause) picks up the rice
  • Day after day (pause) alone on a hill
  • Hey Jude (pause) don’t make it bad
  • Hold me tight (pause) tell me I’m the only one
  • Honey pie (pause) you are making me crazy
  • The long and winding road (pause) that leads to your door
  • Michelle (pause) ma belle
  • Oh darling (pause) please believe me
  • Try to see it my way (pause) do I have to keep on talking
  • Look (pause) what you’re doing
  • When I call you up (pause) your line’s engaged
  • Yesterday (pause) all my troubles seemed so far away.

The vocal melodies and harmonies of the Beatles, and their technological innovations, are so entrancing that one may underestimate their instrumental skills. So I may also mention pleasingly technical discussions of their guitar technique, such as this and this.

* * *

In his final chapter, “Elegy on a mythology”, Mellers reflects on the whole trajectory of Beatle music, pondering on the relationship between music and myth.

As pop musicians they are simultaneously magicians (dream-weavers), priests (ritual celebrants), entertainers (whiling away empty time), and artists (incarnating and reflecting the feelings—rather than thoughts—and perhaps the conscience of a generation). If this multiplicity of function is a source of much semantic confusion, both on the part of the Beatles themselves and of those who comment on them, it is also a source of their strength.

He observes

Only in a very partial sense can we dismiss the teenager’s orgiastic dancing as a tipsy escape from the hard realities of life. On the contrary, as compared with the romantic unreality of the previous generation’s ballroom dancing (which is in turn related to the fairy-tale myth of classical ballet), one might rather describe teenage dance as practical and functional in Collingwood’s sense: an inchoate attempt to rediscover the springs of being.

On revivalist movements he cites Mary Douglas, who notes that

it is not quite true that effervescence must either be routinised or fizzle out. It is possible for it to be sustained indefinitely as a normal form of worship.

Mellers goes on,

The magical-religious and the art-entertainment functions of Beatle music don’t cancel each other out; they do, however, in their interrelationship, contain an element of equivocation: which is part of the Beatles’ “representative” fascination.

He returns to Collingwood, citing his distinction between hedonistic amusement (entertainment) and utilitarian magic. And he disposes of red herring of the profit-motive. He stresses:

To deplore the illiteracy of the Beatles—or of any pop or jazz group—is nonsensical: for the essence of their achievement is that it is a return from literate and visual to aural and oral culture.

Mellers considers their creative process (cf. Unpacking “improvisation”); George Martin recognised himself as an intermediary, however important his contribution. And

if [the Beatles] guffaw at intellectuals (like me) who discover “hidden meanings” in their songs, they’ve given plenty of evidence that these meanings are not hidden at all but merely, like 80% of the meaning in all art, in part unconscious.

As with all musics, you can zone out or zoom in—or both; anyway, focusing on compositional artistry can enhance our appreciation just as much for the Beatles as for Mahler, the Uyghur muqam, or Chinese shawm suites.

Though my later path intersected but rarely with these albums, I take impertinent pride in belonging to a generation capable of producing such genius. Personal reception histories are a significant aspect of our cultural appreciation, but at whatever point in Life you engage with the Beatles, their work is astounding.

Like the audiences of Bach and Mahler, we didn’t know how lucky we were… But beyond any personal identification with the zeitgeist that the Beatles express, all this is significant not only because of the Beatles’ iconic place in modern Western culture, but in view of the whole incorporation of popular culture into our perspectives on musicking around the world

Given my whole argument about society and soundscape, I’m aware of the irony of my celebrating “great works” mostly created in the recording studio without an audience. So I’d like to stress again that stunning as all this artistry is, efficacity—generally—doesn’t depend on complexity, or on narrative development. Not only does the logical flow of Indian raga or Messiaen work within very different parameters, but more static sound-worlds are also valid—such as punk, Northern soul, Aboriginal songsNote also What is serious music?!

Guest post: Handing over the Ming baton

From Wang Shixiang to Craig Clunas

BM1

Photo (as below): Kossen Ho.

Having featured both Ming Maestros in my tribute to Wang Shixiang’s wife Yuan Quanyou, here’s Craig with a charming reminiscence:

Random Gatherings of the Era of Lockdown 鎖閉野獲 , or

Collected Discourses from the Potato-Planting Studio 種薯齋叢說: An Extract

BM2In 1983 I organised a visit to London by the great art historian and Chinese furniture scholar Wang Shixiang 王世襄 (1914–2009); I had translated a piece by him. and we had first met in Beijing in the early 1980s. The trip was done on a shoestring, and it pains me to think how spartan was the Imperial College London student hostel I booked him into, though he would never have complained—he had after all done years and years in cadre school. One of the grandest of London’s dealers in Chinese art took us to a posh lunch; it was a measure of Mr Wang’s cosmopolitan youth that he ordered cheese for afters. He ate half, and asked the waiter to wrap the rest (presumably for his breakfast, which I had not provided). As the beginnings of a sneer formed on the waiter’s face, it being that kind of restaurant, one of the grandest of London’s dealers in Chinese art gave him a very ferocious look that eloquently said, “This gentleman is my guest. I eat here often. Wrap his cheese”.

One night Mr Wang came for supper to our North London house, where our extremely skittish and semi-feral cat Lexham went straight towards him (Lexham usually shunned strangers) and settled purring in his lap; that was when I learned that “to purr” in Chinese is nianjing 念经, literally “recite the sutras”. Mr Wang also took me with him one Sunday afternoon to visit Ling Shuhua 凌叔华 (1904–90), by then an elderly lady; my memory is of a very small flat, perhaps even a basement, in somewhere like Swiss Cottage. They practised calligraphy together, and I still have the bucolic poem he wrote for me on that occasion, one of a set of verses on pig-rearing he had composed in the cadre school; it has subsequently been to Beijing and back for an exhibition of his much-admired hand. I quite failed to realise at the time just how significant a figure in modern Chinese culture Ling Shuhua was—”modernist writer and painter”, lover of Julian Bell (1908–37), correspondent of Virginia Woolf (1882–1941).

I have many things to thank Mr Wang for, including my name. We were never—unlike many people I know who studied elsewhere—given “proper” Chinese names by our teachers at the Cambridge Faculty of Oriental Studies. At Beijing Languages Institute in 1974–5 I had been Keliege (可列格 , occasionally 克列格) a simple attempt at a phonologically Chinese transcription of “Craig”. Returning to Cambridge I made myself into Ke Liege 柯列格, substituting a character that was at least a viable Chinese surname. When Wang Shixiang saw this, he said “Huh, Too ugly!” (嗯! 太难看!) and made me into Ke Lüge 柯律格, which is who I have been ever since, and what it says on the covers of the Chinese translations of my books. I can invoke Mr Wang’s authority when people query it. (It was Steve Jones who once pointed out to me that one plausible implication of the meaning of Lüge 律格 was “Tight-arsed”, which we both agreed was about right.) [1]

 

1] Note from SJ: see here for the diverse ramifications of my own Chinese name. For our time at Cambridge, and Craig’s early studies in China, click here. In 2014, he worked on the splendid British Museum exhibition “Ming: 50 years that changed China” (see his co-authored catalogue, and the conference proceedings), giving us the pretext to invite the musicians of the Zhihua temple for the first of two visits.

Craig’s embarrassment about the spartan conditions deemed acceptable by British hosts may strike a chord with other academics. I recall with chagrin the visit of two eminent colleagues from the Beijing Music Research Institute to the National Sound Archive in 1993 on a project to copy the precious early recordings by Yang Yinliu that they had managed to bring with them.

Like Wang Shixiang, my Chinese friends were billeted in a meagre student hostel; but surely our first lunch on this illustrious International Cultural Exchange required some kind of banquet. Instead our hosts sent out for miserable supermarket sandwiches (one each), which we munched absent-mindedly as we continued working. Again, my Chinese colleagues took such privations in good part, as I joked shamefacedly about the “waters deep, fires raging” (shuishen huore 水深火热) of the capitalist world.

Miles meets Bird

Bird and MIles 1945

Tommy Potter, Charlie Parker, (Max Roach,) Miles Davis, Duke Jordan, August 1947.

After recent posts on Mingus and Trane, while I’m in a jazz mood:

Miles Davis‘s autobiography is brilliant anyway (cf. his thoughts on vibrato), but one of the most inspiring passages in all musical literature is his intoxicating account of how he arrived in New York in 1944 to track down his hero Charlie Parker, in a quest for enlightenment that has a long tradition in China

Having briefly met Bird and Dizzy earlier in 1944 when they were playing in St Louis, at this stage Miles was still an innocent 18-year old. It was only in 1949 that he fell prey to the heroin lifestyle of his idol—due in large part to his depression on returning to the racism of the States after feeling respected on a great trip to Paris and a beautiful affair with Juliette Greco.

I arrived in New York City in September 1944, not in 1945 like a lot of jive writers who write about me say [YAY!]. It was almost the end of World War Two when I got there. A lot of young guys had gone off to fight the Germans and Japanese and some of them didn’t come back. I was lucky; the war was ending. There were a lot of soldiers in their uniforms all around New York. I do remember that,

I was 18 years old, wet behind the ears about some things, like women and drugs. But I was confident about my ability to play music, to play the trumpet, and I wasn’t scared about living in New York. Nonetheless, the city was an eye-opener for me, especially all the tall buildings, the noise, the cars, and all those motherfucking people, who seemed to be everywhere. The pace of New York was faster than anything I had ever seen in my life; I thought St Louis and Chicago were fast, but they weren’t anything like New York City. So that was the first thing I had to get used to, all the people. But getting around by subway was a gas, it was so fast. […]

I spent my first week in New York looking for Bird and Dizzy. Man, I went everywhere looking for them two cats, spent all my money and didn’t find them. I had to call back home and ask my father for some more money, which he sent me. I still was living clean, not smoking or drinking or using dope. I was just into my music and that was a total high for me. When school started at Juilliard, I would take the subway to 66th Street where the school was located. Right off the bat, I didn’t like what was happening at Juilliard. The shit they was talking about was too white for me. Plus, I was more interested in what was happening in the jazz scene; that’s the real reason I wanted to come to New York in the first place, to get into the jazz music scene that was happening around Minton’s Playhouse in Harlem, and what was going on down on 52nd Street, which everyone in music called “The Street”. That’s what I was really in New York for, to suck up all I could from those scenes; Juilliard was only a smokescreen, a stopover, a pretense I used to put me close to being around Bird and Diz. […]

Then I was finally able to get in touch with Dizzy. I got his number and called him up. He remembered me and invited me over to his apartment on Seventh Avenue in Harlem. It was great to see him. But he hadn’t seen Bird, either, and didn’t know how or where to get in touch with him.

I kept looking for Bird. One night I found myself just sort of standing around in the doorway at the Three Deuces when the owner came up and asked me what I was doing there. I guess I looked young and innocent; I couldn’t even grow a moustache back then. Anyway, I told him I was looking for Bird and he told me he wasn’t there and that I had to be 18 to come in the club. I told him I was 18 and all I wanted to do was to find Bird. Then the dude start telling me what a fucked-up motherfucker Bird was, about him being a dope addict and all that kind of shit. He asked me where I was from and when I told him, he come telling me that I ought to go on back home. Then he called me “son”, a name I never liked, epsecially from some white motherfucker who I didn’t know. So I told him to go fuck himself and turned around and left. I already knew Bird had a bad heroin habit; he wasn’t telling me nothing new. […]

Miles meets Coleman Hawkins, who tells him, “My best advice to you is just finish your studies at Juilliard and forget Bird”.

Man, those first few weeks in New York were a motherfucker—looking for Bird, and trying to keep up with my studies. Then somebody told me that Bird had friends in Greenwich Village. I went down there to see if I could find him. I went to coffeehouses on Bleecker Street. Met artists, writers, and all these long-haired, bearded beatnik poets. I had never met no people like them in all my life. Going to the Village was an education for me. […]

One day I saw in the paper where Bird was scheduled to play in a jam session at a club called the Heatwave, in 145th Street in Harlem. I remember asking Bean [Coleman Hawkins] if he thought Bird would show up there, and Bean just kind of smiled that slick, sly smile of his and said, “I’ll bet Bird doesn’t even know if he’ll show up there or not.”

That night I went up to the Heatwave, a funky little club in a funky neighborhood. I had brought my horn just in case I did run into Bird—if he remembered me, he might let me sit in with him. Bird wasn’t there, but I met some other musicians, like Allan Eager, a white tenor player; Joe Guy, who played a great trumpet; and Tommy Potter, a bass player. I wasn’t looking for them so I didn’t pay them hardly no attention. I just found a seat and kept my eye fixed on the door, watching out for Bird. Man, I had been there almost all night waiting for Bird and he still hadn’t shown up. So I decided to go outside and catch a breath of fresh air. I was standing outside the club on the corner when I heard this voice from behind me say, “Hey, Miles! I heard you been looking for me!”

I turned around and there was Bird, looking badder than a motherfucker [the ultimate accolade—Ed.]. He was dressed in these baggy clothes that looked like he had been sleeping in them for days. His face was all puffed up and his eyes were swollen and red. But he was cool, with that hipness that he could have about him even when he was drunk or fucked up. Plus, he had that confidence that all people have about them when they know their shit is bad. But no matter how he looked, bad or near death, he still looked good to me that night after spending all that time trying to find him; I was just glad to see him standing there. And when he remembered where he had met me, I was the happiest motherfucker on earth.

I told him how hard it had been to find him and he just smiled and said that he moved around a lot. He took me into the Heatwave, where everybody greeted him like he was the king, which he was. And since I was with him and he had his arm around my shoulder, they treated me with a lot of respect, too. I didn’t play that first night. I just listened. And, man, I was amazed at how Bird changed the minute he put his horn in his mouth. Shit, he went from looking real down and out to having all this power and beauty just bursting out of him. It was amazing the transformation that took place once he started playing. He was 24 at the time, but when he wasn’t playing he looked older, especially off stage. But his whole appearance changed as soon as he put that horn in his mouth. He could play like a motherfucker even when he was almost falling-down drunk and nodding off behind heroin. Bird was something else.

Anyway, after I hooked up with him that night, I was around Bird all the time for the next several years.

Here’s one of several recordings from the Royal Roost, New York, in 1948:

One can’t help feeling nostalgic for those heady days; yet Miles himself recognised the need to move on constantly The story continues with middle-period Miles. and in The spiritual path of John Coltrane.

We hardly need a reminder of the traumas taking place in Europe at the time (see e.g. Trauma: music, art, objects, and RavensbrúckSachsenhausen, Noor Inayat Khan; cf. The Celibidache mystique). In 1941, Messiaen was composing and performing Le quatuor pour la fin du temps in a POW camp at Görlitz.

Noor Inayat Khan

Every day of my life I think of her. When I go for a walk, when I feel pain, I think of how much more her pain was, I think of her in chains, I think of her being beaten. When I am cold I think of her, I think of her lying in her cell with hardly any clothes. She is with me every day.

—Inayat Vilayat Khan, 2003

Noor 1

To follow my posts on Les Parisiennes and the wartime SOE, a major character in Sarah Helm’s account of the latter is Noor Inayat Khan (1914–44). Both Vera Atkins and Sarah Helm were especially moved by her tragic wartime fate; here I’d also like to explore her earlier life in Paris as heir to a tradition of Indian Sufi music, and as harpist and author.

Basu cover

I’ve been reading

  • Shrabani Basu, Spy princess: the life of Noor Inayat Khan (2006) (cf. her brief article here),

which builds on the work of Sarah Helm and Noor’s friend Jean Overton Fuller, author of the first biography in 1952 (see below).

Early life
Noor’s distinguished father Hazrat Inayat Khan (1882–1927; see here, and wiki), descended from a noble Indian family, was a Sufi mystic and musician who came to the USA in 1910 and went on to found the International Sufi movement. Inayat Khan’s own grandfather Maula Bakhsh (1833–96) had sung at an eleven-day contest in Mysore in 1860. Like Bach and Coltrane, Inayat Khan practised music in the service of God. [1] Here’s a playlist, opening with a sequence of precious recordings from 1909 (for help getting to grips with their musical features, see listings here; for my series on raga, see here):

In 1912 he performed with “The Royal Musicians of Hindustan” in Paris, where oriental culture was much in vogue (cf. Berlioz, and chinoiserie); they accompanied Mata Hari, and he met figures like Lucien Guitry, Sarah Bernhardt, Auguste Rodin, Isadora Duncan, and Claude Debussy. Meanwhile Paris audiences were also hearing the premiere of Ravel‘s Daphnis and Chloe; and the following year, Stravinsky’s Rite of Spring. They didn’t know how lucky they were…

Amina Begum; right, with her daughter Noor.

Inayat Khan had met the American Ora Ray Baker (1892–1949) while he was on a lecture tour in California, and they married in London in 1913; she now took the name Amina Begum. Soon after, The Royal Musicians of Hindustan were invited for a residency in Moscow; Noor was born near the Kremlin [2] on 1st January 1914.

But as the Russian revolution loomed, the family soon emigrated to London. Life was hard, but Inayat Khan would play the vina and sing for Noor daily, though he was busy founding Sufi orders around England. Noor’s brother Vilayat (see below) was born in 1916, followed by Hidayat and Khair-un-Nissa. The house in Gordon square where the family moved in 1917 was always full of visiting Sufis.

However, with Anglo-Indian tensions high, the British government was suspicious of Inayat Khan, and in 1920, when Noor was 6, the family made their home in Paris, where she spent much of her childhood in the modest yet idyllic family home of Fazal Manzil (“House of Blessing”). The children grew up in an Indian atmosphere; Noor learned to sing raga with her father whenever he was home from setting up Sufi orders abroad. At home the children mostly spoke English, only gradually becoming fluent in French too. At school they were clearly different from the local pupils: Noor, mature and serious, retained her name, while her younger sister preferred to be known as Claire.

But in 1926 Inayat Khan, already seriously ill, embarked on a pilgrimage to India, and the following year, when Noor was only 13, he died there. As her distraught mother retreated from the world, Noor took over responsibility for running the household.

Noor playing vina, and harp—from this useful introduction.

From 1931 she attended the École Normale de Musique in Paris for six years, under the supervision of Nadia Boulanger, studying harp with Henriette Renié, as well as piano and composition. Can anyone find her Prelude for harp and Elegy for harp and piano? I’d love to hear them. I wonder if she ever played the Ravel Introduction and Allegro, or the Debussy Trio—or indeed Caplet’s Masque of the Red Death, dedicated to Micheline Kahn, another harp teacher at the École.

sisters

Noor’s younger siblings were also WAM musicians: Vilayat played cello and piano, studying with Stravinsky, Hidayat the violin and piano, while Claire, also a pianist, studied with Nadia Boulanger like her sister.

jatakaFrom 1932 Noor also studied child psychology at the Sorbonne. She adopted a more European style of dress. In 1934 she visited Spain with Vilayat, meeting Pablo Casals; the following year they went to Italy, attending operas and concerts in Padua, Venice, and Milan—blissfully unaware of the people’s plight under Mussolini.

By now Noor was becoming known as an author of poetry and fiction for children, her magical style somewhat recalling that of L’enfant et les sortilèges. In 1939 she received an invitation to write Twenty Jakata tales, about the previous incarnations of the Buddha.

Upon the invasion of France in 1940 the family moved to London, with considerable difficulty. Despite their unworldly background, the family realized the necessity of combatting fascism; Vilayat joined the RAF and then the Royal Navy, working as a mine-sweeper, while Noor joined the WAAF, training as a nurse and then radio operator. She willingly reinvented herself: as her friend Jean Overton Fuller observed about her Sufi family background, “there was a lot to look up to, but a lot to get away from”.

For the past six years Noor had been in a relationship with a fellow-student at the École Normale de Musique, suffering from her family’s disapproval of his poor Turkish Jewish background. Only now that the war broke out did she separate with him. By 1943 she was engaged to a man in the War Office, who remains mysterious.

Meanwhile Noor and Vilayat were becoming sympathetic to the Indian Independence movement.

The SOE: occupied France
As Sarah Helm comments, Noor was brought up in an “intensely spiritual way”, seeming “otherworldly” to Vera Atkins and others at the SOE. While she went through the intensive training, her instructors had misgivings about her “lack of ruse”, but they were impressed by her composure, diligence, and strength. She was now known as Nora Baker, and within the SOE as Madeleine.

Vera Atkins took her to the plane in June 1943. She was the first female radio operator to be flown into occupied France; but all four agents who flew that night were doomed. The resistance group to which Nora was attached was soon exposed, and in Paris she soon found herself alone and in great danger. Both Helm and Basu go to great lengths to unravel the networks of spies and double agents.

Responsible for her plight, the SOE tried to recall her, but she refused. She was already captured by October 1943 after being betrayed. While held at Avenue Foch, and later, she made several attempts to escape. At first she was thought to have been killed at the Natzweiler camp, but eventually witnesses came forward to prove that she had been held in Pforzheim prison for ten months, her feet and hands shackled, before being transferred to Dachau on 12th September 1944 and executed the next morning—even as the tide of the war was turning. Only 26 of over 200 captured agents of the two French sections of the SOE survived.

Though the family had known of Noor’s death for some time, the news of her real fate only reached them in 1948. Her mother was especially devastated, dying soon after. Vilayat had brought her back to Paris; Noor’s harp was restored to the family home of Fazal Manzil.

Posterity
Noor was posthumously awarded the Croix de Guerre in 1946 and the George Cross in 1949.

In 1952 her friend Jean Overton Fuller published a biography, Noor-un-nisa Inayat Khan: Madeleine (the updated 2019 edition includes a retrospective by Vilayat Inayat Khan). Indeed, it was partly through her research that Vera Atkins began to lose control of the SOE narrative, as Sarah Helm explains. At first their relationship was affable; Vera approved of the book. But as Fuller began probing more deeply for her next book and revised her biography of Noor, she found that Vera had been editing her account.

In 1972 Hidayat premiered La monotonia in memory of his sister:

In 2012 a statue was unveiled to Noor in Gordon square—making her a neighbour of Gandhi in Tavistock square gardens. In 2014 she graced a Royal Mail stamp, and by 2020 a blue plaque was installed before her Bloomsbury home. She features in Cathy Newman’s 2018 book Bloody brilliant women.

Following early movies about Odette Sansom and Violette Szabo, Noor’s story (on the lines of “Exotic princess sacrifices her life for freedom”) now makes an irresistible subject for a film maker (see here); I await it with some trepidation.

Noor was particularly close to her remarkable brother Vilayat Inayat Khan (1916–2004; see here, and wiki), who followed in his father’s footsteps to become a leading Sufi mystic.

Vilayat

As reports continued to emerge after the war, he went to great lengths to uncover the truth about his sister’s end. Sarah Helm discussed this gradual process in detail in her second meeting with Vilayat at Fazal Manzil (A life in secrets, pp.417–24). Ever grieving for Noor, he recalls his earlier encounters with Vera Atkins: “I think she looked at me and saw the long beard and the clothes. I think she thought, ‘He used to be such a dashing naval officer and now look at him—a phoney guru.’ ” He found Vera cold-blooded.

In 1996, at the age of 80, Vilayat commemorated Noor by conducting Bach’s B minor mass at Dachau (film here; see also this portrait, from 45.07).

How I wonder what would have become of Noor if she had survived the war. She might have continued developing her fiction, poetry, music, and Sufism; her brother Hidayat was convinced that she would have joined the cause for Indian Independence; perhaps, like Vera Brittain, she would have become involved in the international peace movement; and she hoped to have “lots of children”.

* * *

However thoroughly the SOE agents were trained before their missions into occupied France, they soon found themselves caught up in a nightmare. While Noor’s fate seems all the more distressing since she was spiritual, talented, and turned out to be most courageous, that’s not quite the point. While media attention is naturally drawn to the fate of such a “spiritual princess”, we should value all life, commemorating all the countless other innocent, ordinary victims, unable to display heroism, who also met terrible fates. As Timothy Snyder reminds us, terrible as the camps were, only a minority of victims died there: men, women, and children, brutally executed en masse in the Bloodlands by the Einsatzgruppen or the NKVD, remain largely uncommemorated.

Still, the story of Noor Inayat Khan is unbearably moving.


Inayat cover[1] Indeed, Coltrane’s fellow jazzman Yusef Lateef introduced him to Inayat Khan’s book The mysticism and sound of music (first published in 1921). I knew nothing of Inayat Khan or his family when in 1978 a mystically-inclined fellow-violinist in the BBC Symphony Orchestra gave me a copy of the book—during the transition from Boulez to Rozhdestvensky; now I found the connection most satisfying. Indeed, had Noor survived, in 1978 she would still have been younger than I am now.

[2] Not quite in the Kremlin, or even in a monastery near the Kremlin, as you may read online!

The spiritual path of John Coltrane

Coltrane 3

Having written about various jazz greats—Billie Holiday, Chet Baker (here and here), Fats Navarro, Clifford Brown, Lee Morgan, and so on (see also jazz tag)—my recent post on Charles Mingus reminded me to explore further the genius of

John Coltrane (1926–67)

Coltrane 2

Like many jazzers, he was dedicated to practice, studying technique and harmony, disciplined and constantly exploring. And while he too went through a heroin phase (managing to get clean in 1957), he seems pure, gentle, mature, without anger—unlike other greats such as Bird, Miles, and Mingus.

On film, Chasing Trane (John Scheinfeld, 2016) makes a good introduction—here’s a trailer:

as well as Ken Burns’s film Jazz (with the book). Also worth watching is the BBC documentary Saint John Coltrane (Alan Yentob, 2004). And among a wealth of biographies, I’ve been re-reading J.C. Thomas, Chasing the trane: the music and mystique of John Coltrane (1975). More importantly, I’ve been listening attentively.

Like so many others, Trane was inspired by Charlie Parker: hearing him for the first time in 1945, “it hit me right between the eyes”. Other major early influences were Coleman Hawkins and Lester Young; and he had much in common with Sonny Rollins.

Coltrane 1

Trane with Dizzy.

Before going on to lead his own bands, Trane worked with Dizzy from 1949, and with Miles from 1955. That year he married Juanita Naima Grubbs, who was the inspiration for his intimate ballad Naima, that he often played—such as on Giant steps (1959):

Naima may have become reified for us, but by contrast, here’s an extended, wild version from Live at the Village Vanguard again! (1966—with his second wife Alice on piano):

Miles Davis’s autobiography—one of the great works in the genre—has many insights on his protégé (indeed, on the whole scene). From 1955 Miles brought out Trane’s creativity, but

after he moved to New York his habit got worse, and real quick, too. I didn’t have no moral thing about Trane and all of them shooting heroin, because I had gone through that, and I knew that it was a sickness that was hard to get rid of. So I didn’t give them no grief about doing it. What I did start to get on them about was coming late and nodding up on the bandstand; I told them I couldn’t tolerate that. […]

If it had been some other player I would have fired him again after the first couple of times. But I loved Trane, I really did, although we never did hang out too much like Philly Joe and I did. Trane was a beautiful person, a really sweet kind of guy, spiritual, all of that. So you really couldn’t help loving him and caring about him, too.

Getting sacked by Miles spurred Trane to get clean after four years of addiction. As he said in the notes to A love supreme:

During the year 1957 I experienced, by the grace of God, a spiritual awakening which was to lead me to a richer, more productive life. At that time, in gratitude, I humbly asked to be given the means and privilege to make others happy through music. I feel this has been granted through His grace. ALL PRAISE TO GOD.

From 1957 he also worked with Monk, another seminal influence.

Working with Monk brought me close to a musical architect of the highest order. I felt I learned from him in every way—sensually, theoretically, technically. I would talk to Monk about musical problems, and he would show me the answers by playing them on the piano. He gave me complete freedom in my playing, and no-one ever did that before.

And McCoy Tyner noted:

I once saw John with Monk, and I think he learned an incredible amount of harmonic background from him. Monk opened him up to the point where he was able to compose complex tunes like Giant Steps. I learned a lot myself just by listening to Monk play. His concept of space alone was one of the most important things he taught Coltrane; when to lay out and let someone else fill up that space, or just leave the space open. I think John was already going in that direction, but working with Monk helped him reach his goal that much faster.

Trane was ever studious. Among the books of exercises that he consulted daily was the Thesaurus of scales and melodic patterns by Nicolas Slonimsky—whose Lexicon of musical invective is a hilarious reminder of the constant shock of the new (see here, including a documentary on his life). Meanwhile, like many jazzers, Trane listened to Debussy, Ravel, Bartók, Stravinsky. And he constantly sought out saxes and mouthpieces that would better suit his sound ideal.

In 1958 Trane led his own band for Blue train, with Lee Morgan on trumpet, Curtis Fuller on trombone, Kenny Drew on piano, Paul Chambers on bass, and Philly Joe Jones on drums—the bland opening chorus soon blown away:

Coltrane Miles Kind of Blue

After Miles took him back, he took part in the immortal Kind of blue (1959, virtually unrehearsed!!!)—along with Bill Evans (for the exquisite Ravelian Blue in green, see here), Cannonball Adderley, Paul Chambers, and Jimmy Cobb on drums:

Meanwhile Trane was recording Giant steps (1959; see also here). On the album My favorite things (1960) they transform the title song “into a hypnotic eastern dervish dance” (for the live 1965 version, see here). And then came Live at the Village Vanguard (1962),

including Chasin’ the trane and Softly as in a morning sunrise (Paul Berliner analyses a version of the latter in his brilliant Thinking in jazz, pp.689–708).

Like Miles, Trane went on to explore in radical directions. But their paths were very different: while Miles was shrewd alongside his own thirst for innovation, Trane was hardly concerned about commercial potential. The last time they worked together was on a tour of England in March 1960—just as I was learning violin and Chinese villagers were starving… In 1961 Trane led his own quintet on a tour of Europe.

In 1963 he played Alabama in response to the KKK church bombing—reminiscent of an Indian alap:

This playlist has many other fabulous tracks:

Apart from the great horn and bass and piano players that Trane worked with, the drive of drummers—notably Philly Joe Jones, and later Elvin Jones—was crucially important to him.

Alice
After parting with Naima, in 1963 he married Alice McLeod, who played piano in his later bands, and herself went on to develop her own style of spiritual jazz. They had three sons together—including Ravi (named after Ravi Shankar), who himself became a fine sax player.


A love supreme
and the late albums
Trane had been drawn to Eastern mysticism (whatever that is) ever since working with tenor player Yusef Lateef in Dizzy’s band in 1949. It was Lateef who directed him to Krishnamurti, and Hazrat Inayat Khan‘s Sufi treatise on the mysticism of sound.

Gradually, by way of the Cool and his 1957 epiphany, he felt able to move away from the frantic vibe of bebop in search of a deeper spirituality.

The towering result of his epiphany was A love supreme (1964), with McCoy Tyner on piano, Jimmy Garrison on bass, and Elvin Jones on drums:

In Psalm, the whole of the final section (from 25.59) again reminds me of an alap.

That may well be as far as many people want to follow him. Rather like late Beethoven (just a reminder: I’m not supporting the admission of jazz to the elite club—such genres take their place alongside all human musicking!), as Trane’s quest became more mystical, his style became more extreme; with its squawks, honks and howls, it’s far from the fabled Oriental Tranquillity.

Like many others at the time, Trane was drawn to Indian philosophy and (through the influence of Yusuf Lateef) music (under the Indian tag, note this post); in 1961 he began corresponding with Ravi Shankar. As Shankar recalled after their first meeting in 1965:

Meeting John was a great surprise. Most jazz musicians I have met were not interested in anything outside of their own musical world, but here was a humble and self-effacing man with an interest in other people and their cultures like few I have ever met.

But much as he admired Trane, Shankar found his music perplexing, too full of turmoil.

As he worked with Pharaoh Sanders, Trane’s style began to resemble the free jazz of Ornette Coleman and Albert Ayler. While developing new melodic styles along with Eric Dolphy and Sun Ra’s saxman John Gilmore, he became more immersed in Sufism, the Kabbala, and the polyrhythms of African drumming, influenced by Nigerian percussionist Olatunji; from 1965 he added Rashied Ali to his line-up on drums. (Again, Miles is worth reading on free jazz, and everything…)

As the early miniaturist bebop style receded, Trane gravitated to longer and longer improvisations. Even in his earlier days with Miles, as the latter questioned the increasing length of his solos, when Trane responded, “I don’t know how to stop”, Miles came back with “Try taking the fucking horn out of your mouth.” He wasn’t into Trane’s late style, finding it monotonous. Indeed, maybe it doesn’t always work: as Bill Russo commented,

Coltrane lacks the spirit of the idiom he attempts. He gets stuck, repeating figurations again and again, as if such repetition could somehow improve what little the first two or three times they occur. It doesn’t, obviously.

Anyway, Trane’s late work rewards attention. Here are some examples—Om (recorded 1965):

Ascension (1966) is exhilarating, even if I find the sheet of big-band sound more engaging than the solos that emerge from them:

Meditations (1966) (as a playlist):

On a gruelling tour of Japan in 1966, when he was already terminally ill, he played Peace on earth:

Expression (1967):

Trane’s early death may make such albums seem like a postscript, but tempting as it is to bask in the “classic” albums like Blue train, Kind of blue, and A love supreme, just imagine where he would have gone had he lived longer.

As ever, Miles has perceptive comments (p.384):

One of the reasons I like playing with a lot of young musicians today is because I find that a lot of old jazz musicians are lazy motherfuckers, resisting change and holding on to the old ways because they are too lazy to try something different. They listen to the critics, who tell them to stay where they are because that’s what they like. The critics are lazy, too. They don’t want to try to understand music that’s different. The old musicians stay where they are and become like museum pieces under glass, safe, easy to understand, playing that tired old shit again and again. Then they run around talking about electronic instruments and electronic musical voicing fucking up the music and the tradition. Well, I’m not like that and neither was Bird or Trane or Sonny Rollins or Duke or anybody who wanted to keep on creating. Bebop was about change, about evolution. It wasn’t about standing still and becoming safe. If anybody wants to keep creating they have to be about change. Living is an adventure and a challenge.

I needn’t burden you here with yet another lament about how limited our outlets for creativity are in WAM. But awed as I am by the creativity of jazzers generally, I’m all the more astounded by Coltrane—and the horn players, pianists, bass players, and drummers who worked with him. It takes me back to Berliner’s Thinking in jazz to try and understand in more depth what they’re all doing.

John Coltrane died at 40, yet another shooting star in the jazz world of the time, with its high rate of early deaths—such as Bird (34), Billie (44), Fats Navarro (26), Clifford Brown (25), Lee Morgan (33), Eric Dolphy (36). Chinese shawm players (comparable in some ways to jazzers: see also Deviating from behavioural norms) also often died early. Elsewhere, Mozart died at 36, Schubert at 31, Mahler at 50, George Gershwin at 38; Amy Winehouse was only 27.

Bruce Jackson on fieldwork

Right: Bruce Jackson with Diane Christian.

Among all the numerous tomes on fieldwork (and numerous posts under said category), I keep recommending

(e.g. here, and recently in this post on Doing fieldwork in China), so I thought I should re-read it, and give a little introduction. Purely incidentally, I’m very keen on one-word titles—for a less succinct citation, see here, under Jarring.

Part One: Human matters opens with a chapter on ways of doing fieldwork. He wonders:

What did Alan A. Lomax do when his informants sang songs he didn’t like? What did he say and do when they interspersed in their folksy repertoires songs they learned from the radio or the jukebox?

To be fair, fieldworkers do now tend, consciously, to include such material. But folklorists, unlike scientists, rarely report on their failed experiments—Jackson cites Charles Keil on the Tiv; we might add Nigel Barley in Cameroon, and even my 2018 trip in search of Chinese village temples. As Jackson was writing, the literature also rarely betrayed personal opinions of the fieldworker. While noting exceptions like James Agee’s Let us now praise famous men, Jackson cites John M. Johnson:

It is impossible to review the literature about methods in the social sciences without reaching the conclusion that “having feelings” is like an incest taboo in sociological research.

Again, more recent work has partially rectified this tendency (e.g. Kulick and Willson, eds, Taboo: sex, identity and erotic subjectivity in anthropological fieldwork, or Barz and Cooley eds, Shadows in the field, or indeed Barley). By the way, I also like Barley’s comment on how fieldwork enables one to assess the monographs of others:

Henceforth […] I would be able to feel which passages were deliberately vague, evasive, forced, where data were inadequate or irrelevant in a way that had been impossible before Dowayoland.

Jackson takes us through the various conceptual and mechanical stages of planning. As to the work of collecting “in the field”, he notes the move from acquiring disembodied texts towards documenting their whole social context. In his early days he collected variants of the song “John Henry” as if they had some kind of autonomous existence, but he soon became wary of lofty context-free academic discourses on “meaning”. He gives a nice list of questions, that would be useful for collectors of Chinese folk-song:

  • Where and when and from whom did you get that song?
  • Did you change it? If so, how?
  • Are there other versions you like less or more? What and whose are they and why do you feel the way you do about them?
  • What’s the song about?
  • What else is it about?
  • What do you think about that story?
  • Do you think about that story?
  • When would you sing it?
  • When do you sing it now?
  • If you don’t perform the song, do you know it? If you know it, why don’t you perform it?

He cites worthy early advocates of such an approach, from Ben Botkin (1938) to Peter Bartis (1979) and the archaeologist William Sturtevant (1977), noting the difference between formal interviews and informal observation:

You can often learn more from what happens to be said and done in your presence than you can from what’s said and done in response to your questions or requests.

Still more succinctly, he summarises:

What sorts of things do people do? What sort of sense do they make do the people doing them?

Discussing salvage folklore, he reflects wisely on the age-old sense of urgency about “rescuing” traditions:

It’s always too late to capture such things. Aspects of culture being changed can never be seen by the visitor for or as what they were. We can learn things of value by trying to discover what’s been lost, but the knowledge is never more than partial—exactly as all historical enquiries can never give us knowledge that is more than partial. The world of our forebears will never be ours. […]
Salvage folkore can be valuable, but only if the collector understands the place the information collected plays in the lives of the people supplying the information.

He goes on:

The heart of the salvage folklore operation is to rescue from oblivion some art or artefact or piece of knowledge. That’s a perfectly legitimate reason for doing fieldwork: those songs or stories or legends or folkways or folk arts are part of our heritage, part of what makes our world what it’s become, and they should be preserved for exactly the same reasons works of literature or sculpture or letters of prominent persons or old city maps should be preserved. Knowing such facts helps us understand cultural adaptation and change. The reason few folklorists do salvage folklore nowadays isn’t because they’ve all decided such preservation is useless; rather it’s because the definitions of folklore and the folk process have expanded in ways that permit folkorists to deal with modern life and with traditions, processes, and styles that are very much alive.

By now the ideology of salvage may have been widely downgraded, but it remains common in China today, both among Chinese and foreign scholars: such issues of context hardly feature in the accounts of scholars in search of Daoist ritual manuals or seeking to record “ancient music”.

Jackson discusses the multiple ways of finding “informants” (a term to which he resigns himself more readily than I do). Indeed, in China I’ve noted that rather than making platitudinous visits to the county Bureau of Culture, more useful sources of local information might come from chatting with the boss of a funeral shop, or stopping to chat to an old melon-seller by the roadside. For the broad range of my own mentors in Yanggao, click here.

Jackson reflects on more and less successful field trips. He reminds us that the “facts” of our data collection, and indeed the way we use the mechanical equipment we bring to the field, are subjective.

MYL played

I take part in the New Year’s rituals on yunluo gong-frame, Gaoluo 1998.

In Part Two: Doing it, Johnson clarifies the notion of “participant observation” (which again is less common among Chinese fieldworkers):

Participant observation means you’re somehow involved in the events going on, you’re inside them. You might, like Bruce Nickerson (1983), study factory work by taking a job in a factory; or, like William Foot Whyte (1943), you might take up residence within the community you want to study. You might go drinking or fishing or picnicking or campaigning with the people whose folklore concerns you.

He notes the ethical questions that this poses:

Each variation of the participant-observer role requires some measure of trust—in exchange for which the fieldworker has responsibilities more complex than those of the complete outsider.

More recently Sudhir Venkatesh‘s work with Chicago street gangs provides a particularly troubling instance of the dilemma. Jackson cites Edgerton and Langness (1974):

Complete involvement is incompatible with the anthropologist’s primary goals, but complete detachment is incompatible with fieldwork. Successful fieldwork requires a balance between the two, a balancing act which is every bit as difficult as it sounds.

He notes that with folklorists now working more often in industrial societies than among those whose life cycle is based on the agricultural calendar, they are more flexible in options than anthropologists, and more ranging in concern than oral historians. For China, while a year-long stay is routine among Western-trained anthropologists such as Liu Xin or Adam Yuet Chau, scholars more commonly make shorter visits over a long period.

Fieldworkers are always working in contexts of their own devising, whether as hidden observers or asking individuals to perform. There is […] nothing wrong with this, so long as the fieldworker understands the nature of the devised context, knows how it limits the information provided and how it infuences the behaviours of the informants. Fieldworkers deal with real people in real situations, and they must, therefore, understand the ways their presence influences what’s going on. They must be sensitive to the kinds of relationships they develop with the people who may agree to perform for them, and they must understand that the rhetorical form called “the interview” is different from ordinary discourse in critical ways.

Gaoluo: left, my famous haircut, 1993;
right, maestro Cai An introduces Wu Fan to the wonders of singing the gongche notation in preparation to realize it on the shengguan ensemble, 2003.

This leads to Chapter 6, where Jackson discusses the crucial issue of rapport. Mentioning “stranger value”, he discusses “why people talk to you”, and the pros and cons of payment. He recommends Jean Malaurie’s The last kings of Thule, and cites Charles Keil’s Tiv song; he tells stories about working with Pete Seeger at a black convict prison in Texas in 1966 (see below), and later at an Arkansas prison; and he tells how his mother defused a threatening incident while working as a nurse in a mental hospital. At a tangent, you may enjoy this post on my own run-ins with the local constabulary in China.

In Chapters 7 and 8 he discusses interviewing and ordinary talk in turn.

Having a conversation about a part of life and interviewing someone about a part of life are not the same kinds of event; they’re not even the same kinds of discourse. […]
The best interviewers somehow make the difference between conversation and interview as unobtrusive as possible.

We all adapt constantly, “code-switching” naturally:

I automatically adopt different styles and levels of discourse when talking to one of my classes, to a police officer who insists I was exceeding the speed limit, to an auditorium full of strangers, to my family at home, to my mother, to someon who owes me money, to someone I owe money. You do the same thing. None of these styles is necessarily dishonest or phony; most of them are what seems appropriate for the situations in which they emerge.

Listening to tapes of his interviews Jackson learns that he talks too much. And he finds that one can’t always record everything on tape: sometime it may interfere with the occasion.

Have a good time. Tell yourself to remember as much as you can and be sure to take notes later. Sometimes it’s okay just to be a person.

He describes his experiences in compiling A thief’s primer (1969), based on interviews, and chats, with a Texan check-forger and safecracker called Sam, as well as his search for supporting material from others.

More useful advice:

Many times slight rephrasing of a question puts it in a form that demands a discussion rather than a word. Instead of “Did you like what he said” ask “What did you think about what he said?” Instead of “Did you always want to be a potter?” ask “How did you become a potter?”Instead of “Have you heard other versions of this song? ask “What other versions of this song have you heard?” […] Putting the question in a way that elicits discussion rather than a single word gives the subject a chance to talk, and it indicates that you value the response. […]
Part of the task is being sensitive to the rhythms of utterance. Native New Yorkers, for example, rarely have notable pauses in their conversations; when pauses occur, other speakers usually leap in. Native Americans frequently have pauses; leaping in is rude. […]
Often the most interesting responses are produced by follow-up questions—questions you ask after you get the first answer. The follow-up question interrogates the response itself; someone tells you what was done, the follow-up asks why it was done, or why it was done that way, or when and how often and by whom it was done; someone tells a story, the follow-up asks what the teller thinks the story was about, and whether the teller believes it, and whether the teller heard it any other time.

Moving on to “ordinary talk”, Jackson notes the usefulness of listening to people talking among themselves.

The lengthy Part Three: Mechanical matters largely concerns technical guidance on the equipment that one takes to the field, and the production of related outputs. Though, strangely, this was Jackson’s main original purpose in writing the book, such advice (also a regular feature of ethnomusicological handbooks) is inevitably ephemeral. Still, this section is interspersed with useful, more enduring comments on our own role and interaction with our subjects.

These insights feature prominently in the opening chapter, “Minds and machines” . Here he first ponders “what machines do for you and to you”. He recommends a sharp eye and a good memory, along with pen and paper. As he notes, the latter are unsatisfactory for interviews, detracting from engaging fully with one’s subject. But using recording equipment has similar flaws, such as “field amnesia”. Jackson discusses teamwork and division of labour, noting that the fewer outsiders intrude, the better.

My fieldwork colleague Xue Yibing chats with an elderly former Daoist in an old-people’s home, and with a young ritual recruit, early 1990s.

Even I began to take Jackson’s points on board with my work on Gaoluo village, and later on the Li family Daoists. In Gaoluo I worked with one, sometimes two, Chinese colleagues, with them taking notes affably while I thought of irritating etic questions and distributed cigarettes (the latter deserving a major chapter in any fieldwork guide to China). By contrast, with the Li family Daoists since 2011 I’ve mostly managed on my own. Jackson suggests taking only as much equipment as you really need. Given that I rarely care to make audio recordings of my chats, I’ve had to develop a way of maintaining engagement while taking notes; sometimes while engaging fully, with my notebook to one side, I sheepishly go, “Hang on a mo, I gotta get this down!”

53 GN and WM amused cropped

Relaxing in the scripture hall between rituals, Daoists Golden Noble and Wu Mei amused by my notebook. I know I use this photo a lot (e.g. here), but I really like it!

In detailed chapters (much of whose fine technical detail has inevitably become obsolete), Jackson then discusses recording sound, microphones, photography, and video (useful tips here). He notes the different purpose of such work (as art, and as diary), as well as the subjectivity of the eye and ear. In Chapter 15 “Records” he discusses the work of documenting one’s material in logs—along with fieldnotes, an important supplement to fragile memory.

Part Four: Ethics, consists of the chapter “Being fair”—“the most important thing of all”. Jackson covers the role of the fieldworker both in the field and later, publication in various formats, and the thorny issue of ownership, rights, and payment, much discussed since, as “communal ownership” of folklore material came to be questioned. He cites the case of the Lomaxes’ recordings of Lead Belly—who was among the first convicts they recorded in Louisiana State Penitentiary in 1933, long before Alan Lomax went on to work with Jackson.

Cummins

Inside the wire: Cummins, Arkansas.

In the Appendix on Death Row Jackson ponders issues surrounding his major work with Diane Christian in prisons in Texas and Arkansas. Here’s a trailer for the 1979 documentary Death Row (1979):

Jackson explains his initial fear of being voyeuristic, and the complex issues of gaining a degree of trust.

Some men talked because they wanted people to know what the place was like. Some talked because we gave them a chance to vent their grievances against the criminal justice system or the prison administration or other inmates of the row. Some talked because they thought the film might do some real good.

And he quotes Rosalie Wax:

It would be gross self-deception not to admit that many informants talked to me because there was nothing more interesting to do.

As he observes, there is no such thing as a neutral observer. And

all reconstructive discourse—a statement by a murdere waiting in a tiny cell in Texas, the autobiography of Henry Kissinger, the letter of a lover to a lover who is presently angry—is craft.

Following Jackson’s book Wake up dead man (1972), here’s an excerpt from his 1994 CD of recordings of Texas convict worksongs:

And this site has useful links to his work with the Seegers at Huntsville prison in 1966. In Chapter 6 he tells how Pete Seeger overruled Jackson’s doubts about the value of him playing for the inmates, resulting in “one of the best concerts I ever heard or saw”—and substantial gains in trust. I pause to reflect how hard is to imagine a similar fieldwork project for Chinese or Russian prisons. Meanwhile Johnny Cash was also finding how popular his prison concerts were.

* * *

While music plays a quite minor part in Jackson’s book, he came to folklore through an early interest in folk-song. Among the tasks that George List gave him in the Archive of Folk and Primitive [sic] Music at Indiana University was preparing the master tape for the 1964 Folkways LP of Caspar Cronk’s recordings in Nepal—mainly of Tibetan songs.

* * *

Many of Jackson’s approaches have since become standard; some of his comments might seem obvious, but they’re always right on the nail. And as with Bruno Nettl, it’s his engaging style that appeals to me; just as he stresses human rapport in fieldwork, he seeks to communicate in his style of writing—not always an academic priority, to put it mildly. The reader can tell that he really cares about both the work and the people he consults, and that he finds such projects important and inspiring.

In memoriam Bruno Nettl

Nettl

The great ethnomusicologist Bruno Nettl (1930–2020) died last week. So far we have this tribute from Philip Bohmann, and I’ll add others as I find them. Here’s a brief appreciation from me.

A great inspiration, Nettl’s writings were accessible and engaging as well as wise, his perspectives always valuable. Alongside his rare overview of the global picture, he had a gift for explaining the nuts and bolts of musicking in particular societies—seting forth from his fieldwork among Native Americans, and in Iran and south India. His 1995 book Heartland excursions: ethnomusicological reflections on schools of music makes a fine complement to the ethnomusicological literature on WAM (see e.g. herehere, and here).

NettlPosts on this blog inspired by his insights include:

DO read Nettl’s wonderful The study of ethnomusicology: thirty-three discussions—for anyone still not attuned to the importance of soundscape in society, in search of a mind-opening book, this is what we need!!! 

 

 

 

Yin and yang: the divine Hélène Grimaud

More images here.

On this blog I’ve featured the radiant magic of Hélène Grimaud, in

—all of which you simply must listen to. Here’s a further hommage.

See also her 2003 memoir Variations sauvages, English translation Wild harmonies: a life of music and wolves, 2007); and for a most insightful article, do read this New Yorker piece from 2011.

Since her London appearances are far too infrequent (her planned visit in June 2020 had to be postponed—has she really not come here since her numinous “Water” recital at the Barbican in 2015?), I resort to relishing her performances of the two colossal Brahms piano concertos online. Here’s a trailer:

And the two concertos complete:

For a sequel on tempo and timbre in Brahms, with a HIP version of the 1st concerto, see here.

I trust you too will be unable to resist going on to admire her live performances of both works online (here and here)—indeed whole days can, and should, go by as you bask in all of her ouevre there.

OK, one can’t help noticing that she is one of the most entrancingly beautiful people ever to grace the planet—neither here nor there, one might say, but her own unassuming radiance goes hand in hand with her music. She embodies a perfect combination of yin and yang, with both innige spiritual intimacy and intensely muscular emotional intelligence.

Here she gives an interview in French on the Rachmaninoff concerto and Abbado:

Here she plays Schumann with Ann Sofie von Otter:

And returning to the Ravel concerto, here’s the exquisite slow movement again:

Busoni HG

Yang Yinliu: a conference

 

YYL poster

To commemorate the 120th anniversary of the birth of the incomparable Yang Yinliu 楊蔭瀏 (1899–1984), from 10th to 15th November a conference on his life and work is taking place at the Chinese Academy of Arts in Beijing (more details on WeChat, I trust).

Yang was one of the great musicologists of the world; his research is central our understanding not only of music history but of traditional Chinese culture more generally.

YYLHe excelled not only as a historian but as fieldworker and performer, steering the Music Research Institute through the choppy waters of Maoism. I’ve devoted a lengthy tribute to him; and do consult his tag in the sidebar—adducing his work on early history, folk and elite traditions (the latter embodied by the remarkable team of qin scholars at the MRI), Daoist and Buddhist ritual, and a range of regional instrumental and vocal genres, including

While I don’t much go on for conferences, I’m sorry I can’t attend this one, which also serves as a retrospective on the whole history of Chinese musicology, with contributions from leading scholars. There have also been celebrations in Yang’s home city of Wuxi.

 

A village elder

SZH

Shan Zhihe at home, 1998. In background, his older son Shan Ming.

My book Plucking the winds is a historical ethnography of Gaoluo village in Hebei just south of Beijing, focusing on its amateur ritual association. I’ve already posted several vignettes assembling material from the book (listed here); so here’s another one: the story of the venerable Shan Zhihe 单之和 (1919–2002).

By the time of our stay at Gaoluo in May 1996, while my fieldwork with Xue Yibing was going well, we still hoped to be able to visualize the earlier 20th century in greater detail. One evening, invited to supper with our urbane friends Shan Ming and Shan Ling, now among the leaders of the ritual association, we finally met their elderly father Shan Zhihe.

Like his own father, though never a practising member of the village ritual association, Shan Zhihe was a long-standing benefactor. Whereas most Gaoluo villagers had little or no experience of the world beyond a day’s walk, Shan Zhihe had travelled quite widely, and his father even further. Although he spent little time in Gaoluo between 1931 and 1951, some of our most personal information for the changing times under the Republican era, Japanese occupation, and Maoism derives from our sessions with him.

His own experiences through the complex events before and after the 1949 Liberation don’t fall comfortably into the pattern prescribed by official jargon. After his higher education was disrupted by the Japanese invasion in 1937, he found himself working “on the wrong side” in the 1940s. Though his family was then handicapped with the label of “rich peasant”, and he never held any official position in the village, he was a much-admired figure.

Shan Futian
First Shan Zhihe narrated the remarkable story of his father Shan Futian, born into a very poor family in South Gaoluo in 1882. That very year his own father was beaten to death after being framed for the stealing of a donkey. The orphaned Shan Futian studied at the village private school for only three winters. He must have married not long after the 1900 Boxer uprising. His bride came from the Eastgate quarter of Dingxing town nearby. What with chaos of the Taiping uprising of the 1850s and the Boxers, villagers in the area, situated between the strategic centres of Beijing and Baoding, were constantly fearful for their unmarried daughters. So her family had sent her off to relatives in an isolated village just northwest of the Houshan mountains, centre of the cult to the goddess Houtu in whom locals still believe. As tradition demanded, the betrothed couple were not to meet until their wedding day. Shan Futian’s house, on the site of their present house, had only two bare rooms covered in thatch, empty apart from a clay vat to store millet.

But Shan Futian’s fortunes soon took a turn for the better. In about 1910 he found a job through relatives as tea-boy at an inn in Xiheyan in central Beijing, near the Forbidden City. There he earned the pittance of 12 dazir per month, equivalent to about 20 yuan today, according to Shan Zhihe; half of this he sent to his family back in Gaoluo. One day a general called Cai Chengxun came to the inn and noticed Shan Futian’s impressive build and honest demeanour. Cai was a platoon leader in the retinue of Yuan Shikai, who stepped in after the collapse of the Qing government and proclaimed himself emperor before his death in 1916.

Shan Futian now leapt at the invitation to become a bodyguard for Cai Chengxun: as a tea-boy he was bullied, and he couldn’t wait to move on. When Cai was promoted, he gave Shan Futian the post of banner-official in his cavalry. Shan was soon sent on duty to Baoding, where his oldest son Zhizhong was born in 1917, and then to relieve the garrison at Zhangjiakou further north, capital of Chahar; again, after some time his wife was able to join him there, and Shan Zhihe himself was born there in the 3rd moon of 1919.

Warlords were engaged in fierce fighting through the 1920s. The complexities of the political history of the time need not concern us here, but briefly, in 1922 Cai Chengxun, along with another warlord Sun Chuanfang, was sent by Cao Kun to reconquer the distant southern province of Jiangxi. Cai “bought” the governorship of the province, while Sun went on to control Fujian. Based at the Jiangxi capital Nanchang, Shan Futian now acted as cavalry commander.

SFTCai Chengxun, victorious in battle, had now made his fortune. Returning north, he retired to his old home in Tianjin. “When the tree falls, the monkeys scatter”; Cai Chengxun’s retinue had now lost their patron. But Cai recognized Shan Futian’s honesty—Shan had never exploited his position in order to enrich himself—and before retiring he wanted to make Shan Futian mayor of De’an county, between Nanchang and Jiujiang, hoping Shan could use the opportunity to make a fortune for himself at last. Shan declined, afraid that his “lack of culture” would make the job difficult for him, although Cai offered him an adjutant. Instead he took the post of county police chief. The 1924 ceramic portrait of Shan Futian, which now had the place of honour overlooking the Shan family’s eight-immortals table, was fired at the famous kiln of Jingdezhen while he was serving in Jiangxi.

But without a patron Shan Futian found the work difficult, and in about 1927 he returned north, having made little money. After a brief reunion with his family in Gaoluo, he was introduced by a relative to do business back in Zhangjiakou. Before long he moved still further north to what is now Hohhot in Inner Mongolia, riding by camel. There he opened a leather business called Total Victory Leather Corporation; he also opened a public baths there in partnership with a relative from Dingxing. Different trades in Beijing were often monopolized by people from a particular area of the surrounding Hebei province; people from Dingxing and Laishui counties (the area of Gaoluo) used to work at public baths—this remained a traditional speciality of Gaoluo villagers right until the 1950s.

Shan Futian was one of several opium smokers in South Gaoluo, along with landlord Heng Demao and village bully He Jinhu. As Shan Zhihe observed, “It wasn’t just the rich who smoked: sick people and general reprobates also had recourse to it. I reckon no more than ten people in the village had the habit”. In 1935 Nationalist official Wang Zuozhou held a bonfire in the county-town as part of anti-opium campaigns throughout China. No-one heard of any such campaign reaching Gaoluo, but the habit—or perhaps rather the addicts themselves—must have died out soon after the Communist Liberation.

Early days of a scholar
Seated magisterially at his fine eight-immortals table, Shan Zhihe now began to relate his own story to us. Third of Shan Futian’s four children, he was born in 1919 at Zhangjiakou, where his father was then based. He and his older brother were given their “official names” Zhizhong and Zhihe after coming of age with the “lesser capping” ceremony. They were so named because their father’s public baths in Hohhot were called Zhonghe (Loyalty and Peace) baths; their names showed that the baths would one day belong to them.

Back in Gaoluo, the Juma river just east of the village had flooded in 1917. Though the flood was not serious and no-one died, it is still famous today in Gaoluo. The only other major flood in the village occurred in 1963. Gaoluo was fortunate, since throughout the whole area floods were frequent and devastating; indeed the village’s long-term immunity from natural disasters is still commonly attributed to the divine blessings brought by its ritual associations.

With his urban education, Shan Zhihe came to know the year of his birth, 1919, as the year of the May Fourth movement, a great urban intellectual ferment modernizing literature and social thinking. In fact, most villagers probably knew nothing of this movement: as amateur historian Shan Fuyi pointed out to us, the only big national historical event villagers definitely knew of was the Marco Polo Bridge incident on 7th July 1937, which unleashed the Japanese invasion. And if they do know such dates, they know them only in terms of the 8th or 26th years of the Republic, not by the official Western calendar.

Rather, most Gaoluo inhabitants know the 8th year of the Republic (1919) as the year of a serious epidemic in the village. In the heat of the 6th and 7th moons, “just as the melons were ripening”, villagers started to get stomach cramps and diarrhoea, death following quickly. Over sixty people died within a month. When one of the coffin-bearers died too, no-one dared observe proper funerals any more—the ritual associations too must have stayed away.

By now Shan Zhihe’s father was doing well in his business enterprises in Hohhot, and had bought up several dozen mu of land back in Gaoluo. In 1922, Shan Zhihe, still only 4, was sent back to South Gaoluo while his father went off to war in distant Jiangxi. Three years later he began attending private school in the village, studying along with forty or fifty other children. The school was at the home of his first teacher, Yan Zhan’ao. Seated before a portrait of Confucius hanging on the wall, the pupils learnt the standard Confucian curriculum, such as Surnames of the hundred families and Document of one thousand characters. Young Shan Zhihe studied there for five years. Since the older masters were less clear in their enunciation, pupils preferred younger teachers like Shan Hongru.

School tuition fees were 3 silver dollars per year. The teachers lived well; apart from tuition fees, pupils were also expected to present gifts three times a year: not only at New Year, but also on the Double Fifth (5th moon 5th) and Mid-Autumn (8th moon 15th) festivals—which have since lapsed in this area. The value of these gifts depended on family circumstances: better-off families might offer a pig or a sack of refined flour, but some poorer families were unable to give anything, and the teachers never blamed them.

The 1930s

1930 donors' list, South Gaoluo

1930 donors’ list, South Gaoluo.

Shan Futian was among the five “managers” on the ritual association’s precious 1930 donors’ list.

My father always thought to give the most money to the association, as much as 5 silver dollars. That was a lot of money then—2 silver dollars bought a sack (44 jin) of refined flour in Beijing. Whenever donations were required, the leaders of the association would go round all the households in the village. Leading members of the Heng lineage always gave last, so that they could display their economic power by giving the most, a bit more even than my father, and “taking first place”.

More charitably, some said it was also so that they could make up for any shortfall in donations. Indeed, on the 1930 list Heng Jun and his son Deyong head the list, before Shan Futian.

On the 6th day of the 9th moon in 1931, just a month after the benediction of the Catholic church, our venerable mentor Shan Zhihe, now 13, left Gaoluo to join his father Shan Futian in distant Hohhot, where he joined in classes of the province’s 4th Primary Comprehensive. Shan Futian wanted his son to continue his education; as we have seen, his own father was a pauper beaten to death without the least pretext, and Shan Futian himself had been poor and uneducated; persistent Confucian values still allotted far higher prestige to the scholar than to merchants like him. Having had such a hard time, he now considered giving his children an education more valuable than any material inheritance he might leave them. I wonder how this decision seems now: many educated Chinese today feel effectively discriminated against for having an education, not only during the Cultural Revolution, but under the market reforms since.

Shan Zhihe recalled ritual life before the Japanese invasion. I cited his account of processions to pray for rain here. He also had insights on the Italian Catholic missionaries, led by Bishop Martina, and the building of the church in 1931.

church

On the 6th day of the 9th moon in 1931, just a month after the benediction of the Catholic church, our venerable mentor Shan Zhihe, now 13, left Gaoluo to join his father in distant Hohhot, where he joined in classes of the province’s 4th Primary Comprehensive. Shan Futian wanted his son to continue his education; as we have seen, his own father was a pauper beaten to death without the least pretext, and Shan Futian himself had been poor and uneducated; persistent Confucian values still allotted far higher prestige to the scholar than to merchants like him. Having had such a hard time, he now considered giving his children an education more valuable than any material inheritance he might leave them. I wonder how this decision seems now: many educated Chinese today feel effectively discriminated against for having an education—not only during the Cultural Revolution, but under the market reforms since.

Shan Zhihe takes a bride
The next time Shan Zhihe returned to Gaoluo was for his wedding in the spring of 1937. One fine morning during New Year 1998 he finally described it for us; he had omitted to mention it during our previous talks, for reasons which will soon become clear.

My Beijing companion Xue Yibing and I both relish his refined conversation. He too is always glad to see us, to chat with relatively educated outsiders about current affairs and history, reflecting on and trying to make sense of his own extraordinary life. With his father’s portrait overseeing us, we sit round his lovely table munching melon seeds in our overcoats (it’s still terribly cold), his children and grandchildren regularly refilling our teacups.

After graduating from primary school in Hohhot, young Shan Zhihe was sent to secondary school in the Xuanwu district of central Beijing. On the 26th day of the 2nd moon in 1937, aged 19, he took leave from his studies to make a special trip back to South Gaoluo for his wedding. The betrothed couple, naturally, had never met. His bride came from the Eastgate quarter of Dingxing town, just like his mother, whose family had arranged the match. She had bound feet and was uneducated; Shan Zhihe was full of modern thinking and had learnt to oppose “feudal customs”, but he had to obey his parents. His return to Gaoluo must have seemed like surrendering himself to the servitude from which his education was promising to free him.

This was to be one of the last lavish weddings in the “old society”, costing the astronomical sum of 300 silver dollars. His bride was carried in an expensive new sedan; Shan Zhihe himself rode a sedan borrowed from landlord Heng Demao. The procession to meet the bride at Dingxing, 5 km distant, started out in pitch darkness at 4am: to set off back home with the bride after midday was taboo, spelling ill-fortune for the match.

The amateur ritual associations perform only for the “white rituals” of funerals, not for the “red rituals” of weddings. For the latter it is common to hire a professional shawm-and-percussion band, known as “blowers-and-drummers”. Since Gaoluo itself had no such band, one was hired from Shiguzhuang village just north. On the procession to collect the bride, the shawm band played as they passed through each village, called “crossing the villages”, as firecrackers were released deafeningly. By tradition the route back to the groom’s home must be different: they passed through Xicheng village in the Northgate area of Dingxing to Nanhou, crossing the river again at Wucun. On arrival at Gaoluo there was a sumptuous feast. The five blowers-and-drummers were handsomely rewarded with half a silver dollar each.

Shan Zhihe spent a month in the village before returning to his studies in Beijing, leaving his new bride behind. Apart from taking part in the lineage observances for the Qingming festival, it was the time of the 3rd moon festival for the goddess Houtu, when many villagers went on pilgrimage to the Houshan mountains. It was also Easter, and Shan Zhihe recalls seeing Bishop Martina ministering to his flock in Gaoluo.

Even in a society in which gender equality was still not remotely on the agenda—we saw the dreadful isolation of Woman Zhang—Shan Zhihe and his wife were to make a particularly incongruous couple, as he recalled dispassionately for us in 1998. She was what he now calls a “housewife” (jiating funü, a term which reveals his own education), and hardly literate; she was five years older than him, and with her bound feet was barely mobile (that was the idea, of course); he was tall and commanding, a scholar with ample experience in the outside world. Couples simply weren’t seen in public. She used to nag him to take her to watch the local opera; one day he had to give in, but as he says they must have made quite a spectacle themselves, with him reluctantly trying to adjust his manly stride as she hobbled along trying to keep up. They never went out together again, and she never forgave him. As he recalled wistfully, they never exactly had any problems: “She didn’t curse me, and I didn’t beat her.” When she died, on the 13th of the 7th moon in 1983, the funeral was quite grand; the ritual association performed, and lavish paper artefacts were displayed and burned, though there was a continuous downpour.

Courteously accepting another cigarette, Shan Zhihe reflects: “My brother and I were both victims of the feudal system of marriage. You can’t blame my parents, they were products of the system themselves. My older brother married a couple of years before me, in 1935, but then went away to study in Baoding; in 1939 he got into the 29th Army, stationed in Hebei, and after going south with the army he stayed there. It was all just to get away from the wife! She stayed behind in Gaoluo the whole time—she was only able to remarry after they got a postal divorce in 1957.”

Incidentally, in 1998 there were still about forty or fifty women in the village with bound feet; of those above 70, only one had natural feet.

The devils invade
In the summer of 1937, back in Beijing after his wedding, Shan Zhihe was in the midst of his studies when the “7th July incident” (Qiqi shibian) occurred. This battle between Chinese and Japanese troops at the Marco Polo Bridge, midway between Beijing and Gaoluo, marked the formal outbreak of the War of Resistance against Japan. It was a decisive moment in modern history for villagers, which they often call simply “the incident”. Of course, the preceding period too transpires to have been anything but rosy, but they often periodize cultural loss by this date, rather than by the Communist “Liberation” some ten years later—the Japanese invasion tacitly marking for them the increasing control of the Communists over their lives, as I eventually deduced.

With the whole Beijing area in chaos, Shan Zhihe eventually made his way back to Gaoluo on foot, by a long route avoiding the area of the Marco Polo Bridge, arriving back home late in July 1937. But what was he supposed to do now? His father had indeed blessed him with an education, and by now he didn’t relish the prospect of taking up as a peasant. The very fact of his education also made his situation precarious, for rival factions would seek to exploit his knowledge, and it would be difficult to choose his own path.

A month or so after his return to Gaoluo, it was clear that the Japanese advance along the main transport routes south could not be contained. Shan Zhihe’s older brother Zhizhong was part of the army which engaged the Japanese at Mentougou west of Beijing, but by the 7th moon they had to retire in defeat. Ordered to regroup at Zhengzhou, quite far south, they were constantly retreating through the area—Shan Zhihe’s mother was busy making bread for them. Zhizhong stopped off in Gaoluo for three days. After he resumed his journey, the brothers were not to meet again until after Liberation, over ten years later. Zhizhong later went off to work in Hubei province far to the south.

Their father Shan Futian was still in distant Hohhot. Shan Zhihe, though reluctant to abandon the family’s considerable property in Gaoluo, was responsible for his mother and sisters, and resolved to take them south out of danger. It was only when they heard the sound of heavy artillery that they decided they must go. But before they had even reached Baoding, they heard that the Japanese had already advanced as far as Shijiazhuang, still further south. Flight was impossible—they had no choice but to return to Gaoluo.

Japanese warplanes bombed Laishui county-town at 8am on 17th September (the 13th of the 8th moon) 1937, and that same day Japanese troops first entered Gaoluo. Coming from the direction of Wucun to the south, they were just passing through; they had about fifty tanks, and were covered by aircraft. The troops entered the village before Woman Zhang could take her children to the church to hide; they passed by her house. In order to dissuade them from murdering them all and setting fire to the village, the village leaders went out to welcome them. Before the Japanese even entered the village, they shot dead a villager who rashly stuck his neck out to look, but after entering Gaoluo they harmed no-one, just asking for fresh water, eggs, and meat. Shan Zhihe himself, along with Cai Ming (a sheng-player in the ritual association who worked as a pig-slaughterer), was responsible for looking after them and giving them water—the Japanese made them drink some first to be sure it wasn’t poisoned. Though they soon went on their way after a token search, Japanese cavalry and infantry passed through constantly for several days on their way to Baoding, and Gaoluo villagers had to look after them.

Seeing our evolving sketch-map of the village gave Shan Zhihe conflicting feelings:

Before the Japanese arrived they had prepared maps which they used when they first entered the village—they made me point out the way to Baoding. In the first party of Japanese troops were some savages [Ainu?] from Hokkaido. When they entered the village they caught some chickens and tore them to bits, eating them raw. When the troops discovered my hands weren’t calloused like those of a peasant they pointed their bayonets at me. I frantically tried to explain by gestures that I ran a baths, and they let me off.

The lawless conditions of the early 1930s had prompted many villagers to arm themselves. Soon after the Japanese invasion in 1937, some Gaoluo villagers sought to set up “Anti-Japanese brigades”. Villagers with guns were invited to join the new militia or at least to give their guns to the resistance effort. Within a couple of days some two hundred volunteers had assembled, including Catholics like Cai Chen and Cai Xing. The new militia called itself by the grandiose title of “The Rear Anti-Japanese self-protection troupe”, and even drew up a constitution. The house of North Gaoluo landlord Yan Shide served as command-post.

But educated Shan Zhihe soon found with dismay that most of the recruits were just village good-for-nothings. While a student in Beijing, he had taken part in patriotic demonstrations boycotting Japanese goods. Now finding himself back in his home village, taking his gun along and soon becoming one of the leaders of this motley crew, he was full of misgivings. Untrained, they were a menace to people outside their own village. “Ordinary people didn’t understand what this ‘anti-Japanese’ stuff was all about anyway, they thought the Japanese devils were just another bunch of bandits.”

The Japanese, learning that Gaoluo had organized a “Red Spears Association”, now sent a division of troops to “encircle and suppress” them. Shan Zhihe had a cousin called Wang Futong, whose family was quite well-off, owning over 100 mu of land. Wang was notorious as a wastrel who kept bad company. When an enemy of his spread a rumour that he was a militia leader, the Japanese came looking for him. Shan Zhihe had gone to Dingxing county-town that day to buy shoes for the militia, and by the time he got back the Japanese had gone, having failed to find Wang. But that was the end of the Gaoluo militia: some hid their guns or threw them down the wells, some went into hiding, while others joined militia groups in other villages, calling themselves anti-Japanese but actually plundering ordinary Chinese houses.

Cultured Shan Zhihe obviously had no future in such a militia. He handed in his gun and took no further part. Events now forced him to flee Gaoluo. Before long his profligate cousin Wang Futong was murdered by a drinking-buddy called Huo Zhongyi, leader of the militia in Xiazhuang just east of the river. Afraid that Shan Zhihe would seek revenge, Huo Zhongyi decided to “destroy root and branch”. He had Shan Zhihe summoned to the house of South Gaoluo landlord Heng Demao, but Shan suspected a trick and decided to flee. For a while he hid out at his grandmother’s house in the nearby town of Dingxing, and then set off to find his father again in distant Hohhot. The 10th moon of 1937 had still not arrived—an eventful start to his married life.

In occupied Hohhot
Shan Zhihe had already begun telling us his story in Gaoluo in 1996. We were back in Beijing for a few days between visits when we learned that he too had come there to stay with a family who needed his medical help. Back in the frenzy of ring-roads and fancy hotels, we missed Gaoluo already; glad of the opportunity to seek his guidance again, we asked him to continue his story for us.

Hohhot

Hohhot, 1930.
Source: https://www.xuehua.us/2018/07/23/罕见历史老照片,1930年蒙古人记忆中的呼和浩特!/

Shan Zhihe left for Hohhot in the 9th moon of 1937, where his father was still running a public baths. Shan Zhihe’s wife, as well as his mother, were able to join them in 1938; the sons Shan Ming and Shan Ling were born there in 1942 and 1948 (for naming customs, see here). But the war had made business enterprises highly subject to intimidation, as Shan Zhihe soon found out when he started working at the baths. Early in 1938 posters advertising for examinations for the police force seemed to offer him a better alternative. Shan Zhihe was a tall and well-educated young man; he passed the exam with no trouble. Only when he started the Japanese-style military training did he realize that what the poster had presented as a force for the protection of Hohhot was in fact a training for the collaborative “traitor army”. By the time he realized he had been conned, it was already too late, and Shan Zhihe was now subordinate to a Japanese police chief. If his story may sound disingenuous, it apparently didn’t seem so to later Communist investigators.

Shan Zhihe was first sent to work at the police station in Great South Street, the most affluent quarter of Hohhot; then after a month he was promoted to personnel management in the police department in the old town. Over the following years he gained promotion through the ranks of the Mongolian and Japanese armies. “I had contact with the Japanese all the time—I got to read the Japanese news, so I knew quite a bit about World War Two.” He was better informed than I about Dunkerque, which in itself was no great feat. He managed to save several Communist guerrillas: when the Japanese caught someone, friends got him to go and set things right, so they were set free.

In the 9th moon of 1942 Shan Zhihe at last got permission to return to Gaoluo for a visit. His military permit entitled him to carry firearms, and his first thought was to seek out Huo Zhongyi and “settle the debt” for the murder of his cousin. But he soon learnt that fate had done the job for him. Huo had gone over to the Japanese, and then, resentful of their cruelty, had resolved to rebel against them; but they had found out and executed him. Shan Zhihe spent only one night at home before setting off back towards Hohhot. On the way he spent a few days at the home of his older sister’s husband in Beijing, and applied for permanent leave from the Japanese army. This was granted, but after he returned to Hohhot he spent most of the next three years virtually unemployed, earning a bit from renting out rooms.

After the Japanese surrender in 1945, Nationalist commander Fu Zuoyi had entered Hohhot and gradually “suppressed” the most evil of the Japanese collaborators. “Times were tough in Hohhot after the Japanese surrender”, recalled Shan Zhihe. “There was no coal, and no barley—we had to eat ‘secondary barley’, a mix of husked sorghum and husked barley. The Nationalists had heard that I was educated and had military training, and they offered me an official post in their army, but I refused. Still, I was only 26, in the prime of life. Frustrated, I could see no options for myself, and in 1946 I ended up as a medical orderly in a hospital at Hohhot. The hospital was of regimental rank, and orderlies were between 1st and 2nd lieutenants in rank.”

Under Maoism

SZH 1948

Shan Zhihe worked as an orderly for the Nationalists in Hohhot through the civil war, witnessing different traumas from those taking place in Gaoluo. In 1948 he took some relatives to Beijing; a photo of him in military uniform shows his impressive stature.
Hohhot was “peacefully liberated” for the second time on 19th September 1949. For the time being the Shan family stayed on there; the family’s bath-house then had five rooms, two of which they rented out for use as a general store, selling off some of their furniture.

But eventually, as private enterprise under the Communists became untenable, the whole family had to return to Gaoluo. Shan Zhihe came back in 1951 with his wife, his daughter, and younger son Shan Ling—the first-born Shan Ming stayed behind with his grandparents, but he too came back with his grandmother in the 3rd moon of 1952.

The aged Shan Futian was last to return, in the following winter. By this time he was seriously ill. Ever filial, Shan Zhihe wanted to sell off the family’s property to help him buy medicine. The family had owned over 90 mu of good land before Liberation. Since they were absentee landlords, they had let villagers cultivate it; the villagers were liable to pay grain tax on it. But the Shans took only a nominal rent, and so upon land reform they were classified as “rich peasant” but were not made an “object of struggle”; they were allowed to keep over 40 mu of land, while the rest was parcelled out, but their property was not touched. Still, the family had been away from the village for the whole preceding period, and Shan Zhihe felt unhappy about his class label. Though the “hat” of landlord or rich peasant was not always brought into play (“neither hot nor cold”), it was a sword of Damocles.

As his father’s health declined, Shan Zhihe sold off 10 mu of the family’s remaining land in the hope of saving him, but Shan Futian wouldn’t let them dispose of more of their assets, and in the 6th moon of 1953 he died. Even in absentia he had been a longstanding benefactor of the ritual association, and his family used to give the association a banquet at New Year. Naturally the association played and performed the vocal liturgy for his funeral; Shan Laole played the drum, Chen Jianhe the guanzi. But the funeral was not especially grand, as Shan Futian had spent little time in the village. Since his son Shan Zhihe had done well since returning to the village by helping at the new village school, the teachers made a traditional offering of cloth.

Mindful of his dubious employment record serving Japanese and Nationalists, Shan Zhihe wrote a “self-examination” after returning to South Gaoluo in 1951. Investigators went to interview people in many places where he had been, but no “historical problems” were unearthed; everyone was full of praise for him. So, remarkably, he remained safe from assault—even through the Cultural Revolution.

Whatever his background, people like Shan Zhihe, the most educated man in the village with enviable modern learning, were much needed to consolidate the revolution in the countryside. He must have known he was skating on thin ice, and having to prove himself he now showed willing.

When I came back to Gaoluo they asked me to teach at the village school. I declined, but I did teach at the People’s School (the evening school) in the Sweep Away Illiteracy campaign of 1953. I was a leader of the West Yi’an district Sweep Away Illiteracy campaign then too. But I felt ashamed of my past, and threw myself into studying Marxism-Leninism, reading works like Das Kapital, On practice, and On contradictions. I read other revolutionary literature like How to make steel [an influential translation of a Soviet novel]. I taught the pupils about Marxism-Leninism, and won an award as a model teacher in the People’s School.

Opera
Apart from the four ritual associations of North and South Gaoluo—which managed to maintain activity through the first fifteen years after Liberation—both villages had an opera troupe, performing a local genre called bengbengr or laozi. In South Gaoluo in the early 1930s Shan Zhihe remembers his older brother Zhizhong getting money from his family to buy the troupe some costumes. But it had to disband after the Japanese invasion.

After Liberation the revamped South Gaoluo opera troupe acquired a great reputation locally. The troupe was to become a flagship for new official cultural policy, based at the village primary school. The reorganization of the troupe was strongly supported by the new Party Secretary Heng Futian, who thought it would be a good way of expanding the village’s influence.

The troupe now resolved to rehearse modern operas which had been created and performed in the revolutionary base of Yan’an in the 1940s: The White-haired girl (1945), as well as Liu Hulan (1948) and Wang Xiuluan. By performing these operas they identified directly with central official artistic policy on the modernization of traditional culture as canonized in Mao’s 1942 Talks at the Yan’an forum on literature and the arts—in stark contrast with the total impasse with the new political ideology which the ritual association continued to represent. Women now took part in the troupe for the first time.

Another main driving force for the opera troupe was Shan Zhihe. Though without formal dramatic training, he had gained experience of the arts while a student, and, despite his dubious work experience before Liberation, was respected as the most “cultured” person in the village. He now acted as director for The White-haired girl. He even brought out his father’s old clothes, hat, and pocket-watch to use as props for the part of the evil landlord Huang Shiren—a fine irony, since his own family had just been landed with the “hat” of rich peasant.

BMNThe virtuous part of the heroine Xi’er’s father Yang Bailao was originally given to He Junyan, Party Secretary of the village Youth League. But he wasn’t up to it, and took the part of Huang Shiren instead, while Shan Zhihe himself took over the role of Yang Bailao—a quaint reversal of their allotted roles in the village. Secretary Heng Futian’s son, Deputy Secretary Heng Qi, took the part of the kindly servant Zhang Dashen. I wonder if the White-haired girl herself, mistaken for a spirit until it transpires that she is merely a common villager whose suffering had turned her hair white, would have reminded locals of their own goddess Houtu.

Incidentally, as a sign of the times, when the Cultural Revolution ballet version of The White-haired Girl was revived in Beijing in 1996, some younger members of the audience missed the point spectacularly. The evil landlord is portrayed in the drama as shameless in his demands for repayment of debts from poor downtrodden peasants, and beats the heroine Xi’er’s father to death when he is unable to repay. At some early performances in the 1940s audience members had so hated the landlord that they virtually murdered the actor, and the plot had to be changed to reflect audiences’ hatred for him: in the revised version he is indeed sentenced to death rather than merely re-educated. But by 1996 his character attracted some sympathy: when interviewed, some said it was quite proper for the landlord to demand repayment! Official commentators understandably lamented the decline of morality: “Thanks to the introduction of a market economy, young Chinese are becoming business-oriented, and their comment reflects the philosophy of business.” Decades of socialist education had come to nought.

Like many Chinese, Shan Zhihe considered the social breakdown to have occurred only with the Cultural Revolution and the loss of integrity thereafter. As he reminded us, in the 1950s life was at last stable, and the Party was popular. Chairman Mao was revered: people said there had never been such a great figure in the whole of China’s long imperial history. The army served the people, fetching water and clearing the land for the villagers. Cadres abided by the “three main rules of discipline and the eight points for attention”, theme of a catchy new song. New Party Secretary Heng Futian was rushed off his feet for a whole month organizing the collection of grain taxes, and the village cadres just had a quick bowl of noodles before their meetings—there was not the least suggestion that they might be fleecing the people.

Shan Zhihe may have had reasons to thank the Party, but he voiced the feelings of many poorer villagers. People we met articulated no negative memories of the campaigns of the early 1950s, and I do not believe this was mere prudence. No-one found labour gangs at all sinister. Many of those who suffered, like the old bullies, were thought to deserve it. It was simply not in people’s vocabulary to sympathize with the plight of the Catholics. And as the landlords disappeared, people neither remembered them badly nor spared the sentiment to miss them. The political mood dictated from above was pervasive: people had no choice but to take part in the elaborate game of “snapping at each other”. People related to or erstwhile friends of those now classed as “elements” went through the motions. Sons of so-called rich peasants, such as young musician Shan Bingyuan, naturally had a tougher time than others from unassailable poor-peasant backgrounds. But even a cadre like Cai Fuxiang, with his impeccable revolutionary credentials, was traumatized by the violence of revolution.

As a former medical orderly, Shan Zhihe had later studied medicine under his older sister’s husband, and was now quite well qualified. He now started to treat patients for free in Gaoluo.

Despite their later nostalgia, many villagers must have been increasingly anxious as collectivization looked imminent. Some households certainly stood to gain from an efficiently-run system. By now the “rich peasant” family of venerable Shan Zhihe was poor: their labour force was weak and they had no experience of tilling the land, so they had no objections to joining the collective. Such families went along with the changes, but many already working efficiently with their own carts, tools, and draft animals saw communal agriculture as inefficient and alienating, and were reluctant to join. Though disgruntled, few were rash enough to articulate such thoughts: complaint was dangerous, and could instantly be interpreted as opposition to the sacrosanct state. The government had also just devised an unenviable class category of “new rich peasant”. Still, collectivization did arouse resistance and sabotage, and in many places (if not in Gaoluo) religious sects resurfaced to oppose it.

After the Great Leap Backward and the ensuing famine, a lull between extremist campaigns allowed a brief revival of the ritual association in the early 1960s. Among thirty new recruits in 1962 was Shan Zhihe’s son Shan Ling.

The Cultural Revolution, opera, and the reform era
Soon after the Four Cleanups campaign opened in 1964, Shan Zhihe wrote a letter to the authorities complaining of the unfairness of his “rich peasant” hat, but once the Cultural Revolution started he was unable to pursue it any further. He realized chaos would be unleashed as soon as he heard the ominous slogan “attack with culture, protect with force”, providing a pretext for violence. In Plucking the winds I describe the factional fighting that spread from the county-town to Gaoluo in 1966—including the remarkable rescue of the Houtu precious scroll. But despite his dubious past, Shan Zhihe remained immune from attack.

The village opera troupe had performed modern opera in the early 1950s, abandoning it in 1958 for the traditional bangzi style. By 1964, at the instigation of the county Bureau of Culture, themselves under orders as part of a huge national drive against the traditional “feudal superstitious” operas which had resurfaced widely, they started performing modern operas again. They then inevitably blew with the winds to serve as a Mao Zedong Thought Propaganda Team, performing the “revolutionary” model operas, as throughout China. By winter 1967 the troupe was performing revolutionary dramas like Shajiabang, Taking Tiger Mountain by strategy, as well as Stealing the seal (Duoyin 夺印, an opera about class struggle) and The commune-chief’s daughter (Shezhang de nü’er 社长的女儿). For most of our friends, erstwhile members of the utterly conservative, but now dormant, ritual association, the development of the opera troupe had an inevitability about it. Even ritual stalwart He Qing now relished playing the smugly virtuous revolutionary Li Yuhe in The tale of the red lantern.

But some other members were none too impressed. Shan Qing, then in his 20s, had learnt the bangzi style in 1962, and only wanted to perform the old operas; he didn’t approve of the model operas, so he withdrew. And despite having subscribed readily to the social goals of the 1950s, Shan Zhihe decided the Mao Zedong Thought Propaganda Team wasn’t his cup of Chinese tea.

Xie JinBut meanwhile he collected material in order to compose a libretto on the theme of Lin Zexu, hero of the Opium Wars. Like the Boxer uprising (also the object of much fieldwork under Maoism), this was always a popular theme rallying the people against the evil foreign imperialists; following a 1959 film, by 1997 the story was taken up in a big way in a blockbuster film by veteran director Xie Jin, making propaganda for the handover of Hong Kong back to the Chinese. The county Bureau of Culture supported Shan Zhihe in his project, but it never came to fruition—too bad, as I joked with him, or I might have landed a part in the revival, though I’m not sure I’d be up to playing Queen Victoria.

For better and for worse, the economic liberalizations after 1978 effectively brought an end to over twenty years of Maoist policies. A new era now began. Class labels were finally abolished, as Shan Zhihe (who had suffered less than many for his bad label) reminded us, causing people to praise the national leader Deng Xiaoping as “Blue Sky Deng”.

In 1980, just as the commune system was being dismantled and the ritual association reviving, South Gaoluo villagers dipped their toes in the newly flowing waters of emergent capitalism as a group of enterprising friends tried organizing an “incense factory”, and soon (sorry, I can’t resist this) got their fingers burnt. The village brigade, led by Cai Yurun, back from the army and just appointed Party Secretary, as well as a keen new recruit to the reviving ritual association, took the lead. The incense factory was also an early experiment in business practices for Heng Yiyou, former “backstage” supporter of the United faction, soon to become a leading local entrepreneur. Even the otherwise sage Shan Zhihe, already in his 60s, took part. Also in 1980 he passed an exam at county level, promoted by the commune, and went on to open a private clinic in Dingxing in partnership with some colleagues.

In 1998 we paid him further delightful visits. Still supporting the association in his old age, by the standards of rural China in the 1990s he was comfortable, well looked after by his family.

Meanwhile a miraculous revival of the village opera troupe was under way. Political freedoms after the dismantling of Maoism then allowed them to restore the traditional style from 1979 to 1981, but economic pressures soon forced them to disband. They started rehearsing again in 1997. The newly formed group was an extension of the village’s new shawm band; thus several members of the ritual association were also taking part, including Shan Zhihe’s urbane sons Shan Ming and Shan Ling. The troupe’s repertoire now subsumed both traditional and modern styles. For New Year 1998 they were preparing classical bangzi excerpts as well as parts of their newer repertory such as Liu Qiaor and the teahouse scene from the Cultural Revolution “model opera” Shajiabang, still in bangzi style. But the revival exacerbated animosities within the ritual association.

SJB

Shajiabang, New Year 1998: Cai Tingwen as Nationalist general, Shan Rongqing on fiddle.

In contrast to the rather insular world of many peasants, the Shan family continued to be rather well acquainted with world events. Indeed, some other villagers too were interested in the Iraq crisis which was reported on Chinese TV—they questioned me about Britain’s role. But the Shan family’s curiosity was rather exceptional, going back to the early 20th century with Shan Futian’s experiences in Beijing, Hohhot, and south China, and continuing with Shan Zhihe’s own background of studying in Beijing and working for the Japanese and Nationalists in Hohhot.

Shan Zhihe, who over half a century earlier had learned of the Normandy invasion, had maintained his interest in world events: he mentioned the death of Princess Diana and the channel tunnel between England and France. So the whole family, including his urbane sons Shan Ming and Shan Ling, naturally had an interest in new culture from outside. They had good contacts in Beijing, where Shan Zhihe paid occasional visits; his daughter’s husband had retired early and become a taxi-driver, making a regular trip to and from Gaoluo—another link to the modern world of the Shan household.

* * *

For me, Shan Zhihe’s story encapsulates the complex transition from the old to the new society. I shared the villagers’ great respect for him. Of course he presented himself in a good light; nearly half a century after having to write “confessions”, Shan Zhihe doubtless found our visits a further opportunity to reflect on his experiences. Now he was writing his memoirs, only partly under the stimulus of our visits. As he reflected to me,

I’ve got a good memory, but my fate is no good. Otherwise after studying in Beijing I might have gone off to England to continue my education! The year the Japanese surrendered I was already 26, but by then it was too late. While I was working for the Japanese I managed to save several Communist guerrillas. But for having served the Japanese I was condemned to live and die in the village, a dismal life.

But things could have been far worse: he could so easily have been branded for life as a Japanese and Nationalist collaborator. By his own analysis, he had gone down the wrong road just once in his life. Having demonstrated against Japanese goods while still a student, he still couldn’t understand how he ended up as a policeman under their rule. Although he had done no wrong, it somehow seemed right that he should return home to reflect on his past and his future—not that he had much choice.

If many people with similar experiences were persecuted under the Communists, many also must have been well treated. It seems that the new leaders knew whom they needed, and that local loyalties also counted. But of course there were also innumerable senseless casualties in the Chinese Revolution; over the following years many Party members who suffered to help build the new society, and remained wholeheartedly loyal to it, were to be ruined. Shan Zhihe now had reason to be grateful to the Party. Psychologically his story is complex. He seemed sincere in parroting the Party-speak cliché of “I reformed my thought through labour and sweat”: layers of irony are hard to fathom.

But he had survived. “My father taught me two things: ‘If you make money, you mustn’t look down on people; if you become an official you mustn’t con people’—I’ve managed to live right down to today by those two mottos.” I believe him, too; his refined demeanour is a far cry from that of so many cadres and nouveaux riches under the reforms. By the 1990s, his family were living rather well; his children and grandchildren were bright. The family has survived—what more could they ask? Zhang Yimou’s moving film To Live (Huozhe, surely better translated as “Surviving”) gives an impression of this instinct. And many ordinary Chinese today still revere Mao, despite all the appalling gratuitous sufferings he inflicted on them, and are actually nostalgic for Maoism, admiring strong leaders; they are confused and alienated by the reforms since the 1980s. We must beware reading such alienation into the vicissitudes of the 1950s.

Do read Plucking the winds!