Recopying ritual manuals

21 manuals of LMS

Ritual manuals of Li Manshan, handed down by Li Qing.

In 2013, as we survey a growing haul of over forty ritual manuals in Li Manshan’s collection, I exclaim: “Wow—I never realized you still had so many scriptures!” He chuckles whimsically: “Ha, neither did I!”

In the early 1980s, as the commune system crumbled, the religious revival of the 1980s began again to revolve around the performance of rituals for local communities keen to restore the “old rules”.

At the same time, scholars of Daoism tend to be more concerned with silent texts. But performance is primary—as I often remark on this blog, e.g. the Invitation and Presenting Offerings. As I observed here, giving primacy to ritual manuals is akin to having a fine kitchen and loads of glossy cookbooks, but drawing the line at handling food or cooking.

Further, ritual manuals were widely recopied, but we don’t always unpack the process, or the relation of the manuals to actual changing practice.

I described all this in detail in ch.8 and Part Four of my book Daoist priests of the Li family, which I summarize and adapt here (cf. my film, from 39.33).

From the late 1970s, as ritual was gradually coming back to life—families again able to observe funeral propriety, Daoists reuniting to recite their beloved scriptures—Li Peisen and his nephew Li Qing were also busy at home, painstakingly recopying the family’s old ritual manuals that had been lost or hidden away for fifteen years. This was part of a process then going on all over China, with Daoists piecing together as much as they could of local traditions that had long been under threat. [1]

You might suppose that for a group like the Li family, re-assembling a set of ritual manuals would be an essential condition for reviving their ritual practice in the 1980s. But it wasn’t. It was an important aspect of the personal striving of Li Peisen and Li Qing to reconfirm the tradition, but once they and their colleagues began doing funerals again, they had little need for manuals. Most of the texts they needed—for Delivering the Scriptures, Hoisting the Pennant, Transferring Offerings, and so on—were firmly engraved in their hearts after decades of practice, and there were no manuals for those rituals anyway. One might surmise that under ideal circumstances before the 1950s (itself a dubious concept) when the Daoists were performing ritual frequently without interruption, most of the manuals would be largely superfluous, as today.

As it happens, most of the manuals that Li Peisen and Li Qing copied (notably the fast chanted jing scriptures) were either for temple fairs, which were only to resume a few years later in a modest way, or for Thanking the Earth rituals, which hardly revived at all. So very few of these manuals were to be performed again. Can we even assume that they had once performed all the manuals that they now copied?

Li Manshan’s collection
Our discovery of the manuals has been a gradual process. [2] Over several centuries in medieval times, there were successive miraculous “revelations” of Daoist scriptures—from grottoes, or dictated by immortals. But our revelations of the Li family manuals were more prosaic. At the first funeral I attended in Yanggao back in 1991, I found Li Qing in the scripture hall consulting the old manual of funeral rituals copied by his uncle Li Peisen, and I photographed some pages—hastily and somewhat randomly. By the time of my visit in April 2011 I had still only seen two of Li Qing’s manuals. Over the course of successive stays with Li Manshan he rummaged around in cupboards and outhouses and discovered more and more volumes (for a complete list of titles in the collections of Li Manshan and Li Hua, see Daoist priests of the Li family, Appendix 2).

Pardon manual, Li Peisen

Pardon manual, Li Peisen, pre-Liberation. My photo, 1991.

The reason why so few manuals surfaced until I began enquiring in detail was not any conservatism on Li Manshan’s part. They are simply not used in current ritual practice, so he really never needed them, and they were just casually stashed away and forgotten. Now that I show interest, he too takes considerable pleasure in delving into them, but they are of no direct relevance to his current practice.

Each time that Li Manshan discovers more manuals, I busy myself taking complete photographs. This not only serves as valuable study material for me, but once we have copied them onto Li Bin’s computer it helps the family preserve them against any future mishaps.

Apart from their content and the historical significance of the undertaking, the manuals that Li Qing now copied move me because his personality leaps off the page in the assured elegance of his calligraphy. I have pored over hundreds of manuals copied by peasant ritual specialists since the 1980s, but few of them can compare to Li Qing’s hand. From the inscription that he wrote on the final page of the bulky Bestowing Food manual we can sense his pride and growing confidence:

Recorded by Li Qing, disciple resident in Upper Liangyuan village, the Complete Numinous Treasure Comprehensive Ritual for Bestowing Food manual in 69 pages, completed on the 3rd day of the 5th moon, 1982 CE.

Left: last page, shishi manual, 1982; right, Li Qing writing, 1991.

Li Hua’s Collection
In 2013 I learned that Li Hua has a collection of his father Li Peisen’s manuals, largely overlapping with that of Li Manshan.

Li Hua takes me and Li Bin to his son’s funeral shop, where they keep their scriptures and paintings. They bring them out and seem happy for me to take photos; but it’s getting late, so, reluctant to try their patience, I don’t ask to photo any complete manuals—most are identical to Li Qing’s copies anyway.

22 manuals of Li Hua

Ritual manuals of Li Hua, handed down by his father Li Peisen.

We go off together for lunch, all very friendly. I feel as if I am making a bridge between them; Li Bin agrees this has been a useful experience, and thanks me. But over the following days we visit Li Hua’s shop in vain; it has been locked ever since our first visit, and he isn’t answering his mobile. He seems to regret having shown us so much the first time. Later, after digesting my photos, we find there are at least four manuals in Li Hua’s collection that Li Manshan hasn’t yet found in his own.

Shelf-life of manuals
So the ritual manuals of the Li family Daoists that I have seen come from the collections of Li Peisen and Li Qing, handed down to Li Hua and Li Manshan respectively.

LXR

The earliest surviving manuals are by Li Peisen’s grandfather Li Xianrong (c1851–1920s) (left: his Presenting the Memorial manual). If manuals from the 19th century can survive all the destructions of the 20th century, then Li Xianrong and his colleagues in turn might have had a collection going back right to the lineage’s early acquisition of Daoist skills in the 18th century. And those manuals must in turn have been copied over successive generations of the lineage in Jinjiazhuang from whom Li Fu first learned. And so on.

Throughout the two centuries of the Li family tradition, ritual manuals had occasionally needed recopying. There are at least two reasons for copying a manual: when the old one becomes too decrepit, or if there are several Daoist sons. Daoists needed to recopy individual manuals occasionally as the older ones became dog-eared through use.

In south China scholars have found a few manuals from the 18th century, and even the Ming dynasty, but for the north even 19th-century ones are quite rare. Whether, or how long, Daoists kept the old manuals after copying them must have depended on their condition and on the taste of the custodian. Li Manshan observes that a Daoist may also copy manuals when he has more than one Daoist son. This seems simple, but presumably refers to a situation where the sons are likely to work separately—not necessarily long-term, but when there is simultaneous demand for more than one band.

So we can read the attempt by Li Peisen and Li Qing to recreate the complete textual repertoire in the early 1980s as a unique labour of love after an unprecedented threat of extinction, a reaffirmation of the family’s identity as Daoist masters. For over three decades during the Maoist era no-one had copied any manuals; “No-one was in the mood,” as Li Manshan reflected—another hint at the depression of the times. [3] As ritual practice slowly revived, Li Peisen and Li Qing now decided to do so because they realized the new freedoms brought hope. Their purpose was not to reflect current practice, which was still embryonic; thankfully, they sought to document as much of the heritage as they could, irrespective of which manuals had been used in their lifetimes or might now be needed.

So what was going through Li Qing’s mind as he put brush to paper? One surmises that for him, copying the manuals was partly a kind of atonement for having had to sacrifice so many old scriptures in 1966. But one also feels a great sense of optimism. The manuals he set about copying included many that even he had hardly performed. After all the false starts since 1949, was he so sanguine as to assume all these rituals would now become common again? Or was his instinct as archivist dominant?

Once again I kick myself to think that I could have gone through the manuals with Li Qing himself. When I met him in 1991 and 1992 I had no idea that he had copied so many—anyway I wasn’t yet expecting to study the family tradition in such detail. So now the main interest of going through the manuals with Li Manshan is to assess what has been lost. But that isn’t so simple either: it’s unclear how many of the manuals that Li Qing copied he himself could, or did, perform by the 1980s. I can’t even be sure he could perform all the texts in the lengthy hymn volume. When I casually comment to Li Manshan, “Shame you didn’t sit with Li Qing as he copied the manuals!” he replies, “I’m not a good son.” He is being neither ironic nor maudlin.

Of course, there may yet be some missing manuals that would further augment our picture of their former ritual repertoire. But impressively (given the usual stories of the decimation of ritual artifacts in the Cultural Revolution), Li Manshan now reckons that the surviving titles represent the bulk of those handed down in the family before 1966.

I can glean few clues about how this ritual corpus, and the texts within individual manuals, might have been modified over time. In the exceptional circumstances of the 1980s, Li Qing must have copied some manuals that he had never performed; and even for those rituals that he did perform, the version in the manual may differ substantially. Of course that was a special time, but a ritual manual from a given period doesn’t necessarily prove that the ritual was performed then, or in that form—not that the manuals actually tell us how to perform them anyway!

Moreover, early Daoists must have known a lot of texts from memory, as their descendants do today. Sure, they had a much larger ritual repertoire, and some lengthy texts required them to follow the manual. As it happens, the rituals that have fallen out of use are precisely those for which they needed to consult the manuals.

The process of copying
Li Qing may have inherited even more scriptures than Li Peisen, but he could retrieve only a few of them after the Cultural Revolution. With political conditions in Yang Pagoda more relaxed, Li Peisen had managed to hang on to his scriptures (and indeed his ritual paintings); so after he returned to Upper Liangyuan around 1977 it was these manuals that formed the basis for him and Li Qing to copy.

Li Peisen now lived not in his old home near Li Qing, but in another house just west of the site of the Palace of the Three Pure Ones. Li Peisen would copy a manual first, then lend it to Li Qing for him to copy too. Li Qing wrote alone, without help from anyone; no-one recalls them consulting.

On the covers, after his name Li Qing mostly used the word “recorded” (ji 記); only at the end of a couple of manuals did he write the word “copied” (chao 抄). The choice of term isn’t significant. The only manual in which Li Qing specifically wrote “copied from Li Peisen” is the Qiangao, dated the 21st of the 4th moon in 1982.

gongshe

From collection of ritual documents, copied by Li Qing, early 1980s: template for funeral placard, including “China, Shanxi province, outside the walls of XX county,
X district, XX commune, at the land named XX village”.

When they began putting brush to paper, Li Peisen was 70 sui, Li Qing in his mid-50s. Having been taking part in rituals since the age of 6 or 7 sui, Li Qing would have been even more experienced had it not been for the interruptions since 1954; and by 1980 he had not performed rituals since 1964. Remember he had lost his father in 1947; since then he still had plenty of uncles and other senior Daoists to work with, but through the early years of Maoism he was beginning to rely more on his own knowledge.

Writing was unknown to the great majority of the population, but despite ongoing material shortages there was no problem buying white “hemp paper” (mazhi). One summer day in 1980, with the sun pouring through the latticed windows of his main room, Li Qing took a low wooden table and placed it on the kang brick-bed. Removing his cloth shoes, he climbed onto the kang and sat cross-legged at the table. Putting on his thick black-rimmed glasses, he took out his brushes, inks, and inkstones, with the old manuals to hand, as well as a thermos of hot water. After folding some paper to make guidelines as he wrote the characters, he opened it out again; carefully dipping his brush in the ink he began to write, pausing as he went over the texts in his head, phrase by phrase. First he completed the whole text in black ink, laying each page on the kang to dry. Then, changing his brush and mixing some red ink in a separate receptacle, he drew circles showing the head of each new segment, and added punctuation.

25-lq-zouma

Zouma score, written for me by Li Qing, 1992.

They do the same when writing a score of the gongche instrumental melodies—first writing the solfeggio notes in black, then later adding red dots that show the basic metrical pattern, rather like punctuating a text. I treasure a page of gongche notation of the exquisite shengguan melody Zouma (over opening titles of my film: playlist, #4, discussed here) that he wrote before my eyes in the summer of 1992, inscribing it for me at the end. When Li Qing finished writing a manual, he carefully folded each page in half, and then stitched them all together. Li Manshan tells me that it takes around three days to write a typical manual of around 15 to 20 double pages.

Incidentally, while the shengguan wind ensemble is a vital aspect of ritual performance, it was only later in the 1980s, after he had achieved the main task of salvaging the ritual texts, that Li Qing set to work recopying the gongche scores.

Formats
I don’t know if there was a standard size of paper in the late imperial period, or if folk copyists followed temple practice. The paper that Li Peisen and Li Qing used was mostly around 23 x 12 cm, but varied somewhat in both height and width. For the Communicating the Lanterns (guandeng) manual Li Qing used a larger format (29.5 x 14.5 cm), since this was one manual that they all consulted while reciting it together, so the larger characters would make it more convenient—and for the same reason, multiple copies were written. Other minor differences in size just depended on the availability of paper.

Since they were mostly copying existing old manuals, they followed the layout of text on the page of their models, beginning a new line for each couplet in regular verse and leaving spaces where suitable. Older manuals such as those of Li Xianrong are similar in size, with similar numbers of lines and characters. So old and new manuals alike have 6, 7, or 8 lines per (half) page, each full line allowing for 16 or 17 characters. [4]

They used the same paper for the cover pages, writing a title on the front cover, generally only an abbreviated one; the full title often appears within the volume, usually at the end. Some volumes contain several scriptures, and the title thus summarizes the contents, like Scriptures for Averting Calamity (Rangzai jing), which contains four scriptures. Li Qing didn’t write a title at all for what they call the hymn volume (zantan ben 讚嘆本)—Li Manshan only wrote the two characters zantan (“hymns of mourning”) on the cover when I wanted to take a photo of the manuals complete in 2011. We may never know its proper title.

The older manuals of Li Xianrong and Li Tang were in this same format, although in a few earlier volumes the title and the name of the copyist are written in two red strips pasted onto the cover page. One Thanking the Earth manual by Li Peisen from before Liberation has slips of red paper for the title and his name, followed by the characters yuxi 玉玺 “by jade seal,” suggesting some rather exalted ancestry.

But even these older manuals had no sturdier protection like wooden or cardboard covers. Nor do they use the concertina form that one sometimes finds on older scriptures elsewhere; this system is used not only in elite temples—I found it in use by amateur folk ritual associations in Hebei. The opening pages of such more elite early manuals also often show a series of drawings of gods. I found a substantial collection of such manuals—printed—in Shuozhou not far south, in the hands of Daoists whose forebears had spent time as temple priests. The concertina format is convenient to use if one is following the text while performing, turning the pages with a slip of bamboo between them. Another advantage of the format is that the pages don’t get so worn—the paper is so flimsy that with constant fingering it can soon get torn. But most of Li Qing’s manuals are in pristine condition, showing that they have hardly been used. Even Li Xianrong’s manuals, dating from around 1900, are remarkably well preserved.

Li Xianrong numbered the pages of his Presenting the Memorial manual, but the only time that Li Qing used pagination was for the melodic score in modern cipher notation that he wrote later. Li Qing wrote the date of completion at the end of a manual more often than Li Peisen. He usually wrote the CE (gongyuan) year, though sometimes he signed off with the two characters of the traditional sexagenary cycle; he always used the lunar calendar for the moon and day, as villagers still do today.

The manuals and ritual practice
The very first manual that Li Qing completed was apparently the hymn volume, whose date in the traditional calendar is equivalent to the 16th day of the 6th moon, 1980. Over the next few years he would sit down and copy a manual whenever he had a couple of free days at home.

That first manual was not for one specific ritual segment, but a general-purpose collection of funerary texts. At 60 double pages, it is the second longest of all the manuals that he was to copy. Though giving a few texts for individual ritual segments, it is mainly a collection of shorter texts whose ritual use is not specified. Later Li Qing copied a similar compendium of texts for Thanking the Earth. These two compendiums suggest the practical basis of what the Daoists do: not long abstract texts, but individual lyrics to be adopted as required.

Similar collections of hymn texts, not specific to particular rituals, are found in early ritual collections within the Daoist Canon, and elsewhere among household groups in north and south China. Such volumes are often the most practical manuals for Daoists today. Li Qing’s hymn volume includes most of the texts that the Daoists need for the rituals they now perform. Many of the hymns, performed for both Delivering the Scriptures and the fashi public rituals, are not in any of the other ritual manuals, only in this separate volume.

However, looking more closely at the hymn volume, it is not merely a succinct practical list of texts for use in rituals, like those in the little notebooks that Daoists carry around with them. While it may be significant that this was the first volume that Li Qing wrote, he was apparently not compiling a new volume consisting of random texts recalled off the cuff, but copying out an existing one.

We need to exercise similar caution in studying the funeral compendium that Li Peisen copied, apparently before 1948. This manual is snappily entitled

Numinous Treasure Manual for Opening the Quarters, Summons, Reporting, Offering Viands, Roaming the Lotuses, Smashing the Hells, Dispatching the Pardon, Crossing the Bridges, Precautions against Hailstones, and Averting Plagues of Locusts
靈寶開方攝召預報獻饌游蓮破獄放赦渡橋祝白玉禳蝗瘟[科].

Here is another salient lesson in the importance of fieldwork and observation of practice. When Li Qing made his own copy in the 1980s, he divided it up into two volumes of 17 and 25 double pages. Perhaps he found the old manual too bulky (even the title is quite a mouthful)—he did copy more lengthy manuals, but this collection of rituals divided conveniently. Now imagine if we only had this manual, preserved in a library somewhere. If we were lucky enough to know that there was a Li family of whose collection it formed a part since the 1980s, we might suppose it was a faithful and rather complete description of the segments in their funeral practice, if not in the 1980s then perhaps in the 1930s. But we can’t use ritual manuals as a guide to performance. Until I began working more closely with Li Manshan, this single manual was almost my only clue to funeral practice as preserved in texts, and I found it bewilderingly irrelevant to their current practice.

Of the ten segments in the manual, only Opening the Quarters, the Pardon, and Crossing the Bridges were very occasionally performed in the 1980s; the others may well have been obsolete by the 1940s. The two rituals at the end (against hailstones and locusts) may have been not for funerals but for temple fairs. Moreover, the volume contains none of the standard segments of a funeral; some of those have their own separate manuals, but most have (and need) no manuals at all. And the texts of the seven visits to Deliver the Scriptures can be found only in the hymn volume—if you know where to look.

So one might suppose, “OK then, so Li Peisen’s manual shows the very different, more rigorous structure of funerals before the impoverishment since the 1950s.” That would be quite wrong! I now deduce that Li Peisen (or his forebears) put those ten rituals in a volume together precisely because they were rarely needed even before Liberation; it reveals not the then norm but the then exception. It doesn’t even quite match the “inner and outer five rituals”. Li Peisen’s generation may have been more able to perform these rarer rituals than either Li Qing or Li Manshan, but we mustn’t assume that the manual represents the standard practice of some ideal earlier age.

Apart from manuals for particular ritual segments (Invitation, Pardon, and so on), around half of the forty or so volumes handed down in the Li family are jing 經 “scriptures” or chan 懺 “litanies”. These have not been performed since the early 1960s, since they are not used for funerals or (at least in the current sequence) temple fairs, and Thanking the Earth is obsolete. They were mostly to be chanted fast rather than sung slowly.

The role of memory
Before we saw Li Peisen’s collection, Li Manshan claimed that Li Qing wrote many of the manuals on the basis of his memory. Blinkered by my background in Western art music, I was sceptical; and now that we have seen Li Peisen’s manuals, it does indeed begin to look as if they were mostly copying, not recalling. But a doubt nags. Li Peisen’s collection did include several old manuals, but I haven’t seen older originals for most of those that he and Li Qing wrote. So is it possible that memory did play a considerable role after all?

We may easily neglect the depth of folk memory—further afield, for instance (Tibet, the Balkans), epic singers might have huge unwritten repertoires. Chinese elites memorized vast passages of classical texts, as did the scions of the Li family both in private school and when learning the ritual manuals at home. Li Manshan, not easily impressed, is amazed to recall the knowledge, energy, and memory of the elders with whom he did rituals until the 1990s.

I can believe that Li Qing could recall the texts of rituals that he hadn’t performed much for a couple of decades; frequent practice since youth would have engraved them indelibly in his heart, and there are innumerable instances of this in China after the end of the Cultural Revolution. Li Qing’s perceptive granddaughter Li Min points out that he loved the scriptures so much, he would always have been reciting them silently in his heart, even in periods of forced silence like his sojourn in the troupe or the Cultural Revolution. He performed them almost daily from 1932 to 1953, less from 1954 to 1957, not from 1958 to 1961, then from 1962 to 1964, but not from 1964 to 1979. Was that enough? In many cases I now tend to think it was, but it would depend on the scripture; some of them he would hardly have performed since 1953. Li Peisen, sixteen years Li Qing’s senior, had even longer experience. Also, the degree of serial repetition in Daoist texts is such that one could recreate a lot just by filling in the titles of a series of gods and offerings, much of the remaining content being identical for whole long series of invocations. Where phrases are of regular length, that would give further clues.

I supposed that the lengthy scriptures chanted fast to the regular beat of the muyu woodblock might be hardest to recall, especially since these were the only ones that they recited with the manuals on the table in front of them. But even these, Li Manshan observes, they largely knew by heart—Kang Ren whipped through them so fast that he couldn’t keep up; he hardly referred to the manual at all, just turning the pages as a backup.

And how about a lengthy and complex manual like the Lingbao hongyi shishi quanbu? I would be amazed if Li Qing could have rewritten it from memory having hardly performed it since at least 1957, but Li Manshan points out that by then his father would have taken part in the ritual often enough for over twenty years. I still demur: how often would that have been, actually? It was only performed for three-day funerals, and even there it was an alternative to Hoisting the Pennant and Judgment and Alms.

And surely it is one thing to recite such scriptures from memory, another to commit them to paper without frequent miswritings. Li Qing’s manuals contain few corrections—only occasionally do we find an extra character or line in black or red added between the columns where he had accidentally omitted it, or slips of paper pasted over a short passage that he later realized was inaccurate. And characters are rarely miswritten. Folk transmission over a long period often produced minor variants, but in general the texts are written meticulously, and where we can collate them with the manuals of the great temples they are basically identical.

Sharing manuals
One sweet vignette offers a glimpse of the energy for copying scriptures in the 1980s. Li Peisen’s disciple Kang Ren evidently copied many of his manuals too, perhaps after Li Peisen’s death in 1985. He borrowed the Lingbao hongyi shishi quanbu manual from Li Peisen’s son Li Hua, but when he took it back Li Hua was out, so on its back cover he wrote him a message to ask for four more manuals:

Younger brother Li Hua, can you bring me the Xianwu ke, the Shenwen ke, the Dongxuan jing, and the Shiyi yao? Please please!

As it turned out, none of those scriptures would be performed again; like Li Peisen and Li Qing, Kang Ren was just being enthusiastic, excited at the potential for restoring the scriptures that they had all recited constantly throughout his youth, after a long silence.

Kang Ren’s access to the manuals was exceptional. They were generally transmitted only within the family, not widely shared among disciples, even within Li Qing’s group. Daoist families are always in competition, and while they may often collaborate for rituals, there is an innate conservatism about revealing the core of a family heritage. Apart from the few manuals that they needed to consult while performing rituals, some of Li Qing’s senior colleagues from other lineages might never see them. When Golden Noble and Wu Mei were learning in the 1990s they hardly got to see the manuals; Li Qing wrote them individual hymns on slips of paper one at a time, just as Li Manshan did more recently for his pupil Wang Ding. Li Qing lent his manuals to the Daoists of West Shuangzhai in the 1980s so they could copy them, but in general there was little borrowing between rival Daoist families, even those on good terms. But the ritual tradition is remarkably oral.

However, Kang Ren, as well as Li Yuanmao (whose father was a Daoist anyway), copied manuals too. If any of their scriptures survive, they would be copied from Li Peisen. But since Kang Ren’s death in 2010 his son has sold them, and Li Yuanmao’s son is cagey.

The identity of the copyists
As we saw, the bulk of the two surviving collections was copied in the early 1980s by Li Peisen and Li Qing, as well as some earlier manuals written by their forebears. Manuals are almost always signed, usually on the cover, sometimes also at the end.

The earliest manuals we have now were written by Li Xianrong around 1900. We have clues to manuals by his younger brother Li Zengrong. And we have one manual said to be in the hand of their cousin Li Derong, as well as his precious early score of the “holy pieces” of the shengguan music. For a genealogy, see Daoist priests of the Li family, p.5; for the family’s own genalogies, see photos here; note the alternation by generation of single- and double-character given names.

Li Xianrong’s second and third sons Li Shi and Li Tang both copied manuals. Li Shi’s manuals were among those that his grandson Li Qing sacrificed in 1966, but Li Peisen preserved those of his father Li Tang, two of which are still in Li Hua’s collection. Li Peisen himself wrote many manuals. So did his cousin Li Peiye (1891–1980)—but his son Li Xiang took them off when he migrated to Inner Mongolia in 1959.

Authorship may not be quite so simple. Li Qing wrote his own name on the cover page, almost always adding the character ji 記, “recorded by.” But in some cases a father would write a manual for his son, writing the son’s name on the cover—again, almost always with the character ji, in this case meaning “recorded for.” For instance, most of Li Peisen’s manuals from the early 1980s bear the name of his son Li Hua; Li Qing only wrote Li Manshan’s name on one manual, the Treasury Document and Diverse Texts for Rituals, written in 1983 or soon after; and on the cover of Li Manshan’s only manual he wrote the name of his son Li Bin. When there is a name at the end of the manual, it is that of the copyist himself. Most earlier manuals (Li Xianrong, Li Tang, and so on) were signed by the copyists themselves.

Why did Li Peisen often write his son’s name, whereas Li Qing almost always wrote his own name? It wasn’t so much that Li Qing still saw Li Manshan’s future mainly in determining the date, but that he had two other sons who were potential Daoists, so perhaps he was avoiding favoritism. Of Li Peisen’s two sons, the older, Li Huan, was only going to specialize in determining the date; but Li Peisen must by now have earmarked his second son Li Hua (30 sui in 1980) as a Daoist. Perhaps a more pressing reason was that Li Peisen was getting on in years, and wanted to feel he was leaving his manuals for posterity, whereas Li Qing was still only in his mid-50s.

Anyway, it’s worth bearing in mind that a manual bearing someone’s name may have been copied by his father. Expertise in calligraphy may help, but it takes me time even to distinguish the calligraphy of Li Peisen and Li Qing—Li Peisen’s brush ever so slightly more cursive, Li Qing’s more bold. The styles of Li Qing and Kang Ren were virtually identical.

The manuals of Li Xianrong
I have only seen four manuals by Li Xianrong, most written in the early 20th century, when he was around 50: in Li Hua’s collection, Lingbao shiwang guandeng ke (1901), Lingbao shanggong ke, and probably Lingbao hongyi shishi quanbu (1912); and in Li Manshan’s collection, the Lingbao jinbiao kefan (see above). Li Hua claims to recall two whole trunks of scriptures by Li Xianrong, but says that only a quarter now survive. If so, then he hasn’t shown us all of them—and if Li Peisen didn’t have to sacrifice them, then why have so many been lost since?

Li Xianrong’s “style” (zi) or literary name was Shengchun, only used in one manual that I have seen, the Lingbao shiwang guandeng ke. The very fact that he had a literary name suggests his superior social status. He wrote in a more elegant hand than either Li Peisen or Li Qing; Kang Ren liked to consult his scriptures.

Li Peisen’s own manuals
The manuals that Li Peisen inscribed for his son Li Hua (b.1951) are evidently the new copies he made from around 1980 after returning to Upper Liangyuan. He wrote some manuals earlier, but it is hard to guess when; even if Yang Pagoda was quite undisturbed under Maoism, it seems unlikely that he wrote any over that period. He was only 39 sui in 1948, perhaps a bit young to write manuals before then, but he evidently did so. He was also known as Li Peisheng, the name he wrote at the end of the Yushu chan.

The Lingbao shiwang bawang dengke is one of the earlier manuals bearing Li Peisen’s name on the cover. It is dated on the last page with the inscription

23rd year of the Republic [1944], 6th moon, 3rd and 4th days,
Bingshan picked up the pen to finish copying.

Indeed, this page doesn’t look like Li Peisen’s hand. No-one can be sure who Bingshan was—there was one in Xingyuan village, but he was only born in the 1920s; was there another one? And why did Li Peisen hand it over to Bingshan to complete? Perhaps he got busy with his work as village chief—but why ask someone from another family (presumably a disciple) to complete it, rather than shelve it until he had time? Did they need it in a hurry for a funeral? This was one manual that they did need to follow from at least two copies while performing it.

The couplet volume
Among the volumes that Li Qing copied in the early 1980s is a collection of 21 double pages listing around 300 matching couplets (duilian, see Daoist priests of the Li family, Ritual 7) to be pasted at either side of a doorway or god image. Such volumes are often part of both temple and household collections. Again, this one is evidently copied (or edited) from an earlier volume. Perhaps it originates from a temple, since many of the contexts listed seem unlikely to have been part of the Li family tradition even before the 1950s.

Temple collections often list couplets for particular types of temples, and Li Qing’s volume has some for particular deities—though not for those of the Upper Liangyuan temples, nor for any local gods like Elder Hu. Most are single couplets, but there are over thirty for the Dragon Kings (Longwang). There are eight for the God Palace (Fodian)—not necessarily for the village’s own Temple of the God Palace.

A couplet for the “meditation hall” (chantang) further suggests the temple connection, as do couplets for bell tower (zhonglou) and several for the opera stage (xitai). But I can’t be sure if this implies an earlier derivation from temple priests, or simply that couplets were required for the unstaffed temples of the area when they held temple fairs. There are twenty-two couplets for the scripture hall, and fourteen for the kitchen. There are couplets for each of the Palaces of the Ten Kings, perhaps to adorn existing paintings or murals, and fifty couplets for Thanking the Earth. There are verses for each of the “seven sevens” after a death, the hundredth day, and for all three anniversaries, and over fifty couplets for the burial itself.

duiben

Couplets for the scripture hall, including series for the Ten Kings.

There is a couplet for seeking rain, and fourteen for raising the roofbeam. There are many for more general social life, such as those for archways, cattle sheds, and carts; for carpenters and metal workers, and for the “wine bureau” and pharmacy. Six further verses marked “treasury couplets” are for the funerary treasuries. The volume opens with a series of over twenty couplets for weddings, the only instance of any Daoist component for this context.

Near the end of the volume there is a series of four-character mottos—the diaolian large paper squares to be hung on the lintel where the coffin is lodged. Li Manshan has to write these regularly for funerals, but again he never needs to consult the volume: he’s been writing them from memory for over thirty years.

In all, the couplet volume suggests how pervasive Daoism was in the daily life of a previous era, but we can’t deduce how many of these couplets Li Qing or even Li Xianrong commonly used.

The fate of the new manuals
Despite all this energy in recopying, once Li Qing and his colleagues began performing ritual again, few of the segments that require the use of the manuals were to be restored in practice.

Most rituals in common use for funerals consisted of relatively short texts that could be memorized. When the manuals are needed, it is mainly for rituals that are rarely performed; and until the early 1960s, they would also have been used for the lengthy fast recited chanted scriptures that were part of temple and earth rituals, like Bafang zhou and Laojun jing. Li Peisen and Li Qing devoted considerable energy to recopying these chanted scriptures, but their optimism that they would be restored in performance under the new more liberal conditions turned out to be misplaced. So while we may treasure the manuals that they copied in the early 1980s (not least since they provide clues to former practice), we must observe that after they had been copied they were hardly consulted.

Notebooks
More prosaically, Daoists now often transcribe the texts they need into little exercise books, copying them horizontally in biro. For the sinologist they may seem unpromising: small, with plastic covers (a welcome innovation with regard to preservation), sometimes bearing cheesy pinup-type photos. Through the 1990s I myself had something of a fetish for using such kitsch notebooks for my fieldnotes, but eventually I resigned myself to the posher ones that had replaced them in the shops. But such notebooks copied since the 1980s are an important resource. They are probably the most useful guide to their current practice, even if their older manuals, elegantly copied with brush and ink, look more elegant and archaic. Household Daoists in Shuozhou county nearby have copied some long complete ritual manuals into such notebooks. Apart from convenience, after the traumas of recent times, perhaps Daoists also took instinctively to small easily-stashed notebooks, rather than more bulky old tomes.

Like all men who determine the date, Li Manshan has several small notebooks that serve as almanacs for all his complex calendrical calculations. But sometime in the 1990s he copied a little blue notebook in the traditional vertical style, with a set of ritual texts densely written over twenty-five pages. Later he wrote a black notebook with a mere fifteen texts in 21 pages, this time copied horizontally. This briefer volume may now meet most of his needs for funerals, such as Delivering the Scriptures and Transferring Offerings, but it by no means shows the full extent of his recent practice; he still performs many texts not copied there. And some of them don’t even appear in Li Qing’s lengthy hymn volume. Li Manshan may have written his blue notebook to remind him of the texts, but the black one served a different purpose (as he says, “I don’t need them, they’re in my belly”)—“Because if someone tells me I’m making it up as I go along, I can take it out and show him it’s the real deal!” So it wasn’t an aid to memory so much as a kind of certificate, almost like a license.

Li Manshan recalls that Li Qing had a similar notebook for various such texts, which we haven’t found. Did Daoists always use something similar? Of course, the beauty of the Mao jacket is that it can store such a notebook. When did notebooks become available in Yanggao? Going back through imperial history, what kind of equivalents might Daoists have used? And, if you’ll allow me a further sartorial query, what kind of pockets would they have put them in?

Perhaps the Dunhuang religious manuscripts from around the 10th century offer a clue. They include some small booklets, “the size of a pack of Lucky Strikes”, as Teiser describes them, going on to speculate nicely: “Easily transported? Hidden in a sleeve? Used surreptitiously? Studied in private?” As he remarks, “a booklet this size would serve as a perfect study guide for an officiating priest.” But with our experience now, we would wish to unpack a term like “study guide”.

* * *

In my book I go on to explore the ancestry of the texts contained in the ritual manuals. This bears on the complex issue of the relation between Orthodox Unity and Complete Perfection (for an outline, see here).

Some scholars have traced rituals still practiced in Jiangnan or south China to early, whole, ritual manuals in the Daoist Canon. At least in north China, this is unlikely to be at all common. Few of the texts sung there by modern household and temple Daoists appear in such early sources; many can only be documented since the late imperial period. Such a conclusion may help us modify an antiquarian tendency in Daoist studies.

All this suggests merely that these texts are part of a broad tradition related to modern temple practice. And since many of them are common to household groups over a wide area of north China, we have to take the temple link seriously. Even poor household Daoists, quite remote from urban elite traditions, with no clues in their oral history to any temple connection, turn out to have a substantial link to the nationally promulgated texts of the major temples. We can only guess at the ritual repertoires of smaller regional temples that were the links between the major temples and rural household groups.

Still, having traced a few isolated texts, it is frustrating that parallels with most of the ritual manuals remain elusive, like Communicating the Lanterns or Dispatching the Pardon (see my book, ch.13). Such repertoires look like a patchwork assembled from various sources, few of which may ever emerge. We have a few pieces of a few jigsaws, and none at all for others.

So in a ritual corpus like this we have three types of text, some highly standard and national, others apparently distinctive and regional, even local:

  • Ritual manuals: now hardly performed; few sources in the Daoist Canon or elsewhere, either whole or in part.
  • Individual hymns still in use today: few appear in the Canon, but many are found in modern temple sources like the daily services and yankou—which are now known mainly in Complete Perfection versions.
  • Scriptures: no longer performed; nationally standard, ancient, and found in both the Daoist Canon and modern temple sources.

The contrast between ritual manuals and scriptures is absolute. The scriptures, “in general circulation,” can easily be found in the Daoist Canon, their titles and contents identical. But the ritual manuals can’t be found—neither their titles nor the great bulk of individual texts within them. However, many of the individual hymns, as well as scriptures, are common with the current practice of temple priests, who happen to be Complete Perfection—notably those found in the Xuanmen risong and yankou. This doesn’t mean that the Li family tradition is or was mainly based on them, since the great bulk of the other texts in the ritual manuals cannot be traced; but the fact that “standard” temple Complete Perfection texts are the single most fruitful match with the Li family’s current repertoire should remind us that the superficial dichotomy of “folk Orthodox Unity versus temple Complete Perfection” is a mere academic fantasy.

* * *

So we do indeed need to document ritual manuals, but it is performance that is primary. Daoists aren’t dependent on the manuals, relying on much knowledge that can’t be reflected in them; so rather than being the main object of study, they should be an adjunct to our study of changing performance practice.

While it is with the Li family that I collected most ritual manuals, see the many pages under Local ritual for other manuals around north Shanxi and Hebei.


[1] For fine accounts of the whole process in south Fujian, see Kenneth Dean, “Funerals in Fujian” Cahiers d’Extrême-Asie 4 (1988) and his Taoist ritual and popular cults of southeast China (1993).

[2] With the study of ritual manuals dominated by south China, the general term keyiben 科儀本 has become standard in scholarship. I don’t know if this term is commonly used by southern Daoists, but it isn’t heard in the north. In Hebei they often refer to ritual manuals as jingjuan, but in north Shanxi the more prosaic term is jingshu or jingben, or even the innocent-sounding shu “books.” Since manual titles often end with the term keyi, they could notionally call those manuals “keyiben”—but they don’t. For such vocabulary, see here.

[3] Cf. amateur ritual associations in Hebei, where many manuals were copied in the short-lived restoration of the early 1960s: see Zhang Zhentao, Yinyuehui, pp.67–396, and many posts under Local ritual.

[4] For the production of early Ten Kings scrolls from Dunhuang, see Stephen Teiser, The Scripture of the Ten Kings and the making of purgatory in medieval Buddhism (1994), pp.88–90, 94–101. 16 or 17 characters per line seems common down the ages, but the number of lines per page is variable—some modern printed scriptures produced by the Baiyunguan in Beijing have only 5 lines per page (half of a folded page of 10 lines).

Another everyday story of country folk

Archers

We’ve discussed the rural society of Gaoluo village, and Yanggao county; and to follow Cheremis, Chuvash, and Tibetans, now for Ambridge.

Despite my tireless ethnographic devotion to Everyday Stories of Country Folk and, um, popular culture in all its forms, I can’t stand The Archers!!! There, I’ve said it.

Still, like the Hoffnung speeches, I recommend it highly to foreigners. The world’s longest-running radio serial [zzzzz], it makes a perfect portrait of daily life in Middle England, showing what we’re up against—a complement to Watching the English. For Stewart Lee’s somewhat different take on being English, see here.

I do realize that social change has come to Ambridge—indeed, Peter Hitchens moans that the series has become a vehicle for liberal and left-wing values and agendas (“all kinds of sexual revolution stuff and ultra-feminist propaganda”) (PAH! Nay, YAY!). But its core plots still revolve around riveting issues like the loss and rediscovery of a pair of spectacles, and competitive marmalade-making, The scripts are an inexhaustible catechism of cliché that I believed to have expired along with my great-aunts (“Ooh I shouldn’t really…” “And more power to her elbow, that’s what I say!”—the latter perhaps constituting evidence of Hitchens’s “ultra-feminist propaganda”?)

So despite occasional daring updates to the world-views and vocabulary of the “characters” (sic: see below) since 1950, it’s always going to be trapped in a time-warp: the visual image that the series still conjures up today is surely the photo above (note for any Chinese, Chuvash, or Bulgarian readers: YES, this is how we all dress).

As a Chinese immigrant struggling to perceive the underlying ideology of being English, Xiaolu Guo realised that

the drama, with its apparently apolitical presentation of “an oasis of rural England outside the currents of history” is really offering a supremely political position, a peculiarly British ideology: one that privileges endless indirectness and lethargy, endless deflection of real anger and debate, and endless acceptance of the status quo.

The wiki article on The Archers makes fascinating reading, with some drôle diachronic byways, not least on the irritating and inescapable theme-tune Barwick Green—a maypole dance, FFS [Can it be that you have suddenly abandoned your mission to document rural culture? Not Exotic enough for you?—Ed.] (cf. Morris dancing as a suitable riposte to the haka), endowed with “the genteel abandon of a lifelong teetotaller who has suddenly taken to drink”, as Robert Robinson observed.

The 1954 recordings were never made available to the public and their use was restricted even inside the BBC, partly because of an agreement with the Musicians’ Union.

Oh well, that’s one good cause to which the MU has been putting my subscription. But when a new stereo version was recorded in 1992 (quelle horreur!),

the slightly different sound mixing and more leisurely tempo reportedly led some listeners to consider the new version inferior, specifically that it lacked “brio”.

“Brio” is indeed the mot juste. Bless.

A 2011 folk-rock version by Bellowhead was well received, however:

For further windows on changing performance practice, see e.g. Mahler, vibrato, jazz, DaoismTaruskin; the Wimbledon and Pearl and Dean themes. Not forgetting Pique Nique by Ibert’s brother Edouard—an oeuvre that has everything that Barwick Green lacks, despite their shared 6/8 metre (can we have a Bulgarian version, please?). See also By the sleepy lagoon.

Anyway, my main reason for this unseemly rant is to alert you to a brilliant parody that John Finnemore did in 2014, for which I am precisely the target audience:

How The Archers sounds to people who do not listen to The Archers:

[Announcer:] And now on Radio 4—unbelievably—it’s time to accidentally hear a bit of The Archers again.

with all the stereotypes lovingly exposed—

“Hello, one of the men who always sounds tired!”
“Hello, one of the unsufferably wry women…”

“Hello, one of the women with an accent! You’d think that would make it easier to tell you apart from the others, but… no.”

He continues the theme here:

… doomed endlessly to repeat the same morality tale of how all men are feckless idiots with terrible ideas, all women are joyless wet blankets who are nonetheless powerless to stop them.

Indeed, the great Tony Hancock did a spoof as early as 1961:

For denizens of Twitter, the fantasy scripts of @jonreed are recommended. See also Charlotte HIggins’ recent fantasy on an Ambridge Don Giovanni. And inevitably, The Archers is an academic research topic

For a roundup of posts on How to be English, see here—including The mantric Shipping forecast.

Cheremis, Chuvash—and Tibetans

Photo: Cheremis “pagan” ritual singer H.H. Musztafa (then 69), June 1975.

Along with from the many Hungaroton LP box-sets of the musics of east Europe, another impressive 3-disc set that I brought back from Budapest is

collected and published by László Vikár (1929–2017) and linguist Gábor Bereczki. The set documents musical traditions of peoples in the “autonomous” republics around the eastern perimeter of the European part of the USSR, the central Volga and Urals—peoples about whom I know nothing, but feel we should know:

Mordvinians, Votyaks (Udmurt), Cheremis (Mari), and the Turkic-speaking Chuvash, Tatars, and Bashkirs.

USSR

Source: reddit.com.

Between 1958 and 1979 Vikár and Bereczki made four long summer fieldtrips to some 286 villages, accompanied by local scholars. With sound engineer Pál Sztanó they recorded life-cycle and calendrical items, both vocal and instrumental, including bridal dirges, funeral laments, dance tunes, and historical epics.

The recordings on this box set are part of a much larger archive. Some tracks appear on YouTube, such as

Note also this channel.

The 43-page booklet contains detailed notes, as well as maps, translations, photos, and some transcriptions.

notes 2

A page from the booklet, on Mari singing.

Bartók, Kodály, and Bence Szabolcsi had already shown an interest in these groups, mainly as part of their comparative musical paleography, classifying melodic types; Vikár was building on this tradition. [2]

Such early recordings were made on request, not—as ethnographers later also sought—while documenting the social events of which they are the core. So we meet the typical issue that often crops up in Chinese collections: were they performing items then still in use, or recalling them from an earlier social practice?

And of course these projects could barely hint at the painful recent histories of such peoples (cf. The whisperers). Music is never autonomous, but gives us a window into the study of changing local societies.

Indeed, it’s worth recalling what else was happening in those years. Notwithstanding the interest of early east European music scholars in “archaic layers”, these are not timeless idyllic communities; though by the 1970s they had weathered the worst of the years of repression under Stalin, they had been constantly starved, deported, subject to political whims, suffering under collectivization and the Great Purge (cf. Blind minstrels of Ukraine, under “Other minorities”). This too is a rich field of research—see e.g.

See also The Kazakh famine, and (still earlier) Hašek’s adventures in Soviet Tatarstan.

The task of modern ethnographers—just as for China—is to integrate socio-political histories with expressive cultures. In 1975 the moment had still not come to record the memoirs of “pagan” Mr Musztafa—and now it’s too late.

In addition to the Garland encyclopedia of world music, for more on early collecting, see under

  • Margarita Mazo, “Russia, the USSR and the Baltic states”, in Ethnomusicology: historical and regional studies (The New Grove handbooks in music, 1993), pp.197–211,

and in the same volume,

  • Theodore Levin, “Western central Asia and the Caucasus”, pp.300–305.

In the early years after the crushing of the 1956 Budapest uprising, one might wonder how smooth was the collaboration between Hungarian and Soviet scholars—only of course both would have suffered under the policies of their regimes.

* * *

1955

Left to right: Yang Yinliu, Bence Szabolcsi, Li Yuanqing, Beijing 1955.

Meanwhile in China, scholars were also documenting local traditions, for both the Han majority and the many ethnic groups—under testing conditions, and with a similar caution in broaching socio-political issues. By the 1950s, with a growing interest in early connections between Hungarian and Chinese musics, China was open to Hungarian musicology; Bence Szabolcsi visited the great Yang Yinliu in Beijing in 1955, on the eve of the Budapest uprising. And Yang Yinliu visited the USSR in 1957, just after his remarkable fieldtrip to Hunan—just before the Anti-Rightist campaign and Great Leap Backward led to untold suffering.

1957

Yang Yinliu (seated, right) on a visit to the USSR, 1957.

For Czech–Chinese exchanges over the period, see here.

Kodály’s Folk music of Hungary, dating from 1935, was published in 1964 in a Chinese translation from the 1956 German edition—just as a brief lull after the Leap was destroyed by the Four Cleanups and Cultural Revolution.

Kodaly

In east Europe, the USSR, and Maoist China, the enthusiasm of ethnographic collectors of the day is admirable—even as their leaders were imprisoning them and manipulating the peoples they were studying. As William Noll observes, such studies need both to be intepreted in their historical framework and updated constantly, both by augmenting the earlier material and by documenting more recent change. Also in that post, note Noll’s comment that ethnographers of one cultural heritage commonly conduct fieldwork among peoples of a different cultural heritage—even if both groups live within the political boundaries of one state.

Left: Tibetan monks lay down their arms, 1959 (AFP/Getty.).
Right: Norbulingka, Lhasa 1966 (from Forbidden memoryessential reading).

A flagrant instance of circumspection is fieldwork by Chinese musicologists in Tibet in the 1950s, rosily portraying the region (like Xinjiang) as a happy land of singing and dancing—even in 1956 Lhasa, just as mass rebellions were breaking out all over Tibet against Chinese occupation. Two of the most distinguished, and well-meaning, Chinese scholars resumed their fieldwork upon the 1980s’ reforms, encouraging their Tibetan pupils; but the whole social-political backdrop remained taboo (see Labrang 1). See also Recent posts on Tibet.

Expressive culture is an illuminating window on society. How little we know about the world…


[1] The term Finno-Ugric seems somewhat dated, but see here for a more extensive list of peoples.

[2] An early curiosity among the ouevre of the great Bruno Nettl is his slim tome Cheremis musical styles (1960), part of a Cheremis project at Indiana. The Preface by Thomas Sebeok has a useful summary of interest among Hungarian and other scholars. But written from a distance, the monograph could still only be narrowly musical—free of ethnomusicology’s later concern for society and culture, in which Nettl has played such a major role; and the material that he assembles consists largely of transcriptions rather than recordings.

For Chuvash and Mordvins, note also the 1996 Auvidis CD Chants de la Volga: musique traditionnelle de Tchouvachie et Mordovie.

Auvidis

Bach as bandleader and arranger

As I observed in a post on Bach and the oboe,

Going to hear Bach every Sunday in church must have been like the Duke Ellington band having a 27-year residency at Ronnie Scott’s. And the congregation rarely heard the same piece twice—kind of “one-off performance”, as the Chinese might say.

All four orchestral suites are wonderful. In the 3rd suite—like Mahler’s Adagietto in the context of his 5th symphony—Bach’s Air deserves to be heard in context, after the exhilarating overture. For a change, here’s Ton Koopman with the Amsterdam Baroque Orchestra (including some stars of the London scene) in 1989:

The 4th suite is astounding too:

Bill Evans would have loved those harmonies over a pedal (from 1.48/3.20, and again from 8.12):

Bach 4th suite

And everyone gets in on the act—brass, woodwinds, strings, even the bassoon with its funky break (from 9.45). It beats me how anyone can possibly be expected to sit still through pieces like these.

* * *

I only noticed recently that the overture of the 4th suite is a version of the opening chorus of Cantata BWV 110, Unser Mund sei voll Lachens, which Bach unleashed on his Leipzig congregation on Christmas Day 1725, in both the Nikolaikirche and the Thomaskirche (cf. the Christmas Oratorio).

For musicians today, as John Eliot Gardiner comments (Music in the castle of heaven, p.445),

the piece emerges new-minted, alive with unexpected sonorities and a marvellous rendition of laughter-in-music, so different from the stiff, earnest way it is often played as orchestral music. When they are suddenly doubled, as here, by voices singing of laughter, instrumentalists have to re-think  familiar lines and phrasing. Reciprocally, the singers need to adjust to the instrumental conventions of a French overture.

Unser Mund sei voll Lachens                          May our mouths be full of laughter
und unsre Zunge voll Rühmens.                     and our tongues full of praise.
Denn der Herr hat Großes an uns getan.     For the Lord has done great things for us.

And there’s another amazing solo for oboe d’amore (from 10.41).

The cantatas are an inexhaustible treasury.

* * *

I don’t think the Leipzig congregation would have heard the orchestral suite—it’s not even clear if Bach had written it by then. Nor did they have the luxury of hearing it on CD or online: they were lucky to hear any of his works more than once.

Still, they were blessed beyond measure. And just imagine being in Bach’s Big Band, playing dazzling new music every week…

Sure—their ears, teeth, bodies, sanitary arrangements, and whole life experiences were entirely different to ours when we perform or listen to Bach’s music (see here, under “Ears, eyes, minds, bodies”). They hadn’t heard Duke Ellington or the Rite of Spring; and rather than having to take taxis to Heathrow for an early start or hurriedly checking into a hotel before trying to find a quick pre-rehearsal snack—they were there all the time, in a provincial town still recovering from traumatic warfare. All of which makes the constant aural bombardment from their kappellmeister–bandleader even more remarkable.

Cf. Charles Mingus, and Miles!

Breakfast at Tiffany’s

Moon river

This is just an alert to a substantial update on my post Moon river, featuring—in addition to Audrey Hepburn, Amy Winehouse, and Stacey Dooley, the gorgeous major-7th leap, as well as the dodgy language of “femme fatale” and “elfin waif”—thoughts on Truman Capote’s novella, stammering, and fado…

Capote

 

Trumpets, wind and brass bands

Trumpet chart

As this blog features a growing number of posts on trumpeters (both jazz and WAM), wind bands, and brass bands, here’s a handy list. I’ve awarded trumpet its own tag in the sidebar. My usual proviso: all these genres belong within changing social life!

The list might begin with shawm bands (for links, click here)—I won’t try and index all the Chinese shengguan wind ensembles here, but they’re a constant theme of posts under Local ritual, for instance. Both types feature in the playlist in the sidebar, with commentary here.

Some great jazz trumpeters:

wind band

Also on jazz, starting from African musicians at European renaissance courts, is

Jumbo

WAM trumpeters featured include

  • John Wilbraham
  • enchanting versions of Handel‘s Eternal source of light divine by Alison Balsom, Wynton Marsalis, and David Blackadder (WOW).

For folk bands, see

  • the high trumpets punctuating ritual saeta songs in Andalucia, here and here
  • the trombita of the Hutsul people in the Carpathian highlands.

And whatever you do, don’t miss

  • the amazing wind and brass turbo-folk bands of east Europe!

fanfare

Musical cultures of east Europe

tanchaz 93

String trio with cimbalom at the Meta táncház, Budapest 1993another perk of my orchestral touring life. My photo.

Having written about the ill-fated blind minstrels of Ukraine, here I’d like to outline the importance of the varied soundscapes around east Europe (a region I’ve also touched in several posts). Also, changing expressive cultures there—besides their intrinsic fascination—suggest useful perspectives for our studies of China.

This may be Old Hat for World Music fans, but perhaps less so for China-watchers or scholars of Asian ritual. Here I’ll offer a mere smattering of reading and audio-visual material.

As in China, sandwiched between the timeless ancient and recent turbo-rock images of the whole region are the elusive fates of local cultures during the state socialist era. Parallel with the official state ensembles, folk traditions were not entirely dormant (a major theme of mine for China; for the spectrum, see e.g. here and here); and fieldwork and research continued, despite political obstacles. These traditions are not so much national as regional, indeed local; subcultures cross boundaries.

And they are not timeless reified commodities to be preserved, but ever-evolving amidst complex social change. Changing political boundaries, and mutual borrowings, belie ongoing nationalist agendas—another reminder of the fantastic and enduring diversity of European cultures (see e.g. Iberia tag for flamenco and fado). Tensions are apparent between local values and official images—and latterly the World Music scene.

Life-cycle rituals, notably weddings, remain a major context. But as the image of the unspoilt rural idyll recedes, turbo-folk tends to dominate. Weddings have become a focus of modernisation; secular festivals, no longer manipulated by the Party state, also come to the fore. Yet changes in rural life also remain a lively topic. There’s never a simple progression from unspoilt rural traditions through kitsch state ensembles to turbo-rock.

Both vocal and instrumental genres are remarkable. Older instruments haven’t entirely been replaced, such as gadulka and gusle fiddles, kaval end-blown flute, zurna shawm, gaida bagpipe.

For an introduction to the different early post-war histories of the whole region, see

  • Anne Applebaum, Iron curtain: the crushing of Eastern Europe 1944–1956.

* * *

Fieldwork on east European traditions began still before the explorations of Béla Bartók, Zoltán Kodály, and Constantin Brăiloiu, but they make a convenient starting-point. Their interests extended far beyond the borders of Hungary and Romania—indeed, Bartók made fieldtrips as far afield as Turkey and north Africa.

Bartok LP

We can admire Brăiloiu’s 1933–43 recordings on this remarkable CD:

For convenient collections of articles, see

  • Béla Bartók, Essays (1976)
  • Zoltán Kodály, Folk music of Hungary (1960/1982—translation revised by Laurence Picken, who maintained a lively correspondence with east European musicologists!)
  • Constantin Brăiloiu, Problems of ethnomusicology (1984).

Still, their work belongs towards the “music” end of the music—culture spectrum, and later under the Communist era, social and political analysis was discouraged from developing. On the one hand, the early fieldworkers are laudable for making trips long before the formal discipline of ethnomusicology; on the other, under state socialism the scholars were laudable for attempting to pursue ethnographic principles under political pressures. Later the whole region became one of the most lively topics of the European Seminar in Ethnomusicology (ESEM).

As Carol Silverman observes about the Roma,

Early folk music studies focus on aesthetics and creativity rather than on power differentials; they were primarily about the culture within folk groups, not about domination, resistance, and conflict among groups.

Indeed, there are varied ways to study the topic, from popular to scholarly. We might start with the articles in the Rough Guide to world music and Songlines magazine, where east Europe is well covered, thanks largely to the enthusiasm of their editor Simon Broughton. Apart from the recent glossy World Music stars, it also features local traditions and archive recordings (mostly listed at the start of the discographies).

Among more scholarly studies, note relevant chapters in

  • Timothy Rice and James Porter (eds.), The Garland encyclopedia of world music, vol.8: Europe (2000).

For many further refs. at the traditional end of the spectrum, showing the energy of early collecting and recording, see

  • Barbara Krader and Bálint Sarosi, “Southern and eastern Europe”, in Ethnomusicology: historical and regional studies (The New Grove handbooks in music, 1993), pp.160–96,

and in the same volume, updating the story, relevant sections of

  • James Porter, “Europe”, pp.215–39.

Chapters in

  • Mark Slobin (ed.), Retuning culture: musical changes in central and eastern Europe (1996)

suggest Chinese parallels in the adjustment following the demise of state socialism. Of course, while the early 1990s were a time of pivotal significance, the scene has continues to change since then. I cited a couple of salient general points from Retuning culture here.

In all these regions, educated urban “roots” movements have become an aspect of the revival since the fall of Communism. In Retuning culture Judit Frigyesi describes this for Hungary, whereas in the following chapter Barbara Rose Lange discusses the reaction against it in the form of lakodalmas rock—resembling similar tensions in China.

At the same time, as Timothy Garton Ash comments in a review of Witold Szablowski’s Dancing Bears,

There is a long tradition, stretching back to the Enlightenment, of western Europeans and North Americans orientalising eastern Europe, as Voltaire did with Russia and Rousseau did with Poland. What is unusual about Szablowski is that he is orientalising his own region.

Another constant theme is ritual, along with religion—which persisted in various ways under state socialism. I won’t attempt to cover Polish, Czech, or Slovak traditions here, though they too are a rich topic, with a wealth of material (e.g. Folk traditions of Poland;  Madonna pilgrimage in Communist Poland; Moravia; and for Polish jazz, here). And note Michael Beckerman’s chapter in Retuning culture on Milan Kundera’s brilliant dissection of culture clash in The joke.

But despite the glossy stars of the World Music scene, it’s not all about them: they are just the tip of the iceberg of changing social life (cf. my flamenco series). That’s far from saying that folk traditions are anonymous—on the contrary, personalities are always important, and locally there are always hierarchies and admired performers.

Under state socialism, in the wake of the tradition of Bartók, Kodaly, and Brăiloiu, fieldwork on regional traditions was avidly pursued. Before and after 1989 I returned from concerts in Budapest with suitcases full of box-sets of LPs from the Hungaroton label, founded in 1951.

LP

There’s also a wealth of material on film and online. Gigs are all very well; feature films (see below) are more revealing; ethnographic documentaries are fewer (if only the BBC films of Simon Broughton were available now).

Hungary, Transylvania, Romania
Here—by contrast with the brass-band sound that has come to dominates the Balkans—string bands are still plentiful, surviving notably in Transylvania, source of much of the inspiration for Hungarian folk music studies ever since Bartok’s fieldwork.

The combo of primas fiddle, contra viola, and bass is enchanting (for this and other world fiddle traditions, see here). Foremost among many recordings with a more traditional brief is a series of fine box sets from Hungaroton, followed by the Fono label, including their Final hour/ Új Pátria series.

Unearthing Transylvanian bands has long been at the heart of the projects of the enterprising Budapest-based concert band Muzsikás with the wonderful singer Márta Sebestyén, and of the Budapest táncház (“dance house”) scene (for which see e.g. Jávorszky Béla Szilárd, The story of Hungarian folk, 2015, and an introduction in Songlines #112). But the fortunes of most such rural bands remained based in the lives of their local communities.

Here Muzsikás accompany the master fiddler Sandor “Neti” Fodor (1922–2004):

Still in Romania, the Rough Guide introduces many distinctive traditions, such as those of Maramureș and Moldavia. The Csángó people of Gyimes are famed for the duo of fiddle with gardon slapped bass—one of the best possible things to do with a bass, apart from furniture effects and marriage guidance counselling (cf. viola jokes).

Transylvania is another of the enviable fieldsites of Bernard Lortat-Jacob:

  • Jacques Bouët, Bernard Lortat-Jacob, and Speranţa Rădulescu, A tue-tête: chant et violon au pays de l’Oach, Roumanie (2002, with DVD),

a detailed ethnography of social musicking in the Oaș region, including musical analyses.

From Clejani near Bucharest, Taraf de Haïdouks were plucked up into the World Music scene; indeed, they are the source of my favourite quote about such success. Speranţa Rădulescu had recorded them from 1983, and introduced fellow-ethnomusicologist Laurent Aubert to them in 1986. Later, taken up by the likes of Johnny Depp, they toured with the Kronos quartet (“Californian pointy-heads” apud Cartwright, Princes amongst men, pp.196–7—actually a telling vignette on the different aesthetics of folk and art musicians).

But with the goals of ethnomusicologists and World Music promoters not always in tandem, such collaborations may not unfold smoothly. The World Music scene not only propels certain bands to fame, but may engender rival clones, misunderstandings, and lawsuits.

Retuning culture has a fascinating article

  • Steluta Popa, “The Romanian revolution of December 1989 and its reflection in musical folklore”,

documenting songs just as they were being composed—if only we could hear them too. But we can hear, from Latcho Drom (see below), the “Ballad of the dictator” by the late great Nicolae Neacșu (of Taraf de Haïdouks)—including my very favorite fiddle technique, evoking anguish, earthquake, or perhaps the creaking door that precedes “The master is not at home” in a Hammer Horror movie (perhaps not so suitable in the Mahler Adagietto, but who knows):

Green leaves, flowers of the fields, What are the people doing?
They’re taking to the streets, yelling and crying “Freedom!”
Green leaves, flowers of the fields, What are the students doing?
They’re marching on Bucharest, yelling and crying “Sweep away the dictatorship.”
Green leaves, a million green leaves on this 22nd day
Here, the time for life has returned, to live in freedom
Green leaves, flowers of the fields, There in Timisoara people are taking to the streets, yelling “It’s all over for the tyrant!”
What are the men doing? They’re taking out their guns. They’re shooting at people. Ceaucescu hears them:
“Tyrant, you have destroyed Romania.”

Roma
Beyond all the traumas of warfare and occupation, these are regions where countless Jewish and Roma peoples were deported and murdered in the mid-20th century, transforming the cultural landscape. In addition to its articles by country, The Rough Guide has a section on the trendy tag of Gypsy music—indeed, casting the net as wide as Rajasthan, Turkey, Russia, Spain, France, and Britain.

The fortunes of Roma peoples in various nations are tellingly described in

  • Isobel Fonseca, Bury me standing (1995),

and turning to music, another most accessible book is

  • Garth Cartwright, Princes amongst men [sic]: journeys with Gypsy musicians (2005),

with vignettes from Serbia, Macedonia, Romania, and Bulgaria. Though based on interviews with the stars, it makes a lively and well-observed read, a popular introduction not only to the scene at the time of his visits but also to the state socialist background. See his playlist here.

 The transgressive lifestyle of the Roma, Exotic Other “deviating from behavioural norms”, has long made an irresistible commercial proposition, as gleefully evoked in many popular feature films (Cartwright, pp.306–8 gives a useful list), such as those of Emil Kusturica like Time of the Gypsies (1989), Underground (1995), and Black cat, white cat (1998), or—more acceptably to the Roma community—Tony Gatlif, including Latcho Drom (1993), travelling from Rajasthan, Egypt, and Turkey to Romania, Hungary, Slovakia, France, and Spain; and Gadjo dilo (1997)—sorry, the English-subtitled version has disappeared from YouTube, so we’ll just have to practise our Hungarian (Yeah, right), here:

An impressive early film was I even met happy Gypsies (Aleksandar Petrović, 1967).

The Balkans
Here the scars of the war following the breakup of Yugoslavia are constantly on display. Brass bands have come to dominate the soundscape, the Guča festival making a heady showcase. Among the stars are Boban and Marko Marković (Serbia), the Kočani orkestar (Macedonia), and Fanfare Ciocârlia (from Zece Prăjini in Moldavia, Romania). While high-octane numbers dominate, the slow ballads are also most affecting.

Sorry, can’t find English subtitles for this 2002 documentary Iag bari/Brass on fire, so this time here’s some Swedish practice:

Modern brass bands have developed from groups led by zurna shawms with percussion, rather as Chinese shawm bands have added Western brass and pop music to their instrumentation since the 1980s.

The label “Balkan jazz” reminds me that I couldn’t resist describing the amazing Hua family shawm band as Chinese gypsies playing Ming-dynasty jazz; but accounts of both the social life of Balkan musos and the wildness of their playing do indeed suggest similarities.

In Bosnia–Herzegovina, apart from sevdalinka singing (sevdah resembling Romanian dor, as well as duende and saudade), Islamic soundscapes include kaside, ilahije, and zikr rituals—note the Smithsonian Folkways CD Bosnia: echoes from an endangered world.

Bulgaria, Macedonia
Academic studies include

  • Timothy Rice, May it fill your soul: experiencing Bulgarian music (1994, with CD)
  • Donna Buchanan, Performing democracy: Bulgarian music and musicians in transition (2006)
  • Carol Silverman, Romani routes: cultural politics and Balkan music in diaspora (2012, with companion website)

See also Silverman’s 2007 article on the changing wedding market, and chapters by Rice and Silverman in Retuning culture.

Silverman notes that Bulgaria had one of the most centralised forms of state socialism, Macedonia one of the least. But under both regimes the Roma—“powerless politically and powerful musically”—continued to play for non-Rom as well as Rom audiences at village and town events, such as weddings, birth celebrations, soldier send-off celebrations, circumcisions, and baptisms.

In the West, broad awareness of Bulgarian music began when “World Music” was just a twinkle in the promoter’s eye, with Le Mystère des Voix Bulgares. The original LP, released as early as 1975, was reissued more widely in 1986. After the collapse of state socialism they reinvented themselves with several reincarnations, with further albums following. They made rather more earthy recordings too, like this track from Bulgarian custom songs (1993):

Another early star of the World Music circuit was Ivo Papazov—subject of a fine article by Donna Buchanan in Retuning culture, and vignettes in Rice’s May it fill your soul. Reminding us again that musicking doesn’t necessarily take place in designated venues like concert halls, the wedding scene is important. But Buchanan unpacks the ethnic and cultural tensions. In summer 1989, 370,000 ethnic Turks and Muslims were deported. Buchanan also puts into context how Papazov was promoted abroad by Joe Boyd with the Hannibal albums Orpheus ascending (1989) and Balkanology (1991), soon launching him as a global touring star—just as the local economy was collapsing.

Weddings had been lucrative, and moreover musos prefer their ambience—as Ivo commented,

In truth, a wedding is equal to a dozen concerts. There a person can create… A great deal of music is introduced in a wedding, and in a concert you lack this thrill.

However, by the 1990s weddings lasted only one day: he was being nostalgic for the extravagance of the 1980s! He returned to recording with the great albums Fairground (2003) and Dance of the falcon (2008). Meanwhile the wedding scene in Bulgaria continues to change.

Whatever setting he plays in, his music is just intoxicating. Here’s one of several YouTube playlists, including some raw footage from local gigs also featuring other bands:

And a drôle quote from Frank Zappa, no less:

Ivo’s wedding music, played first thing in the morning, provides thorough and long-lasting attitude adjustment for the busy executive.

Though additive “limping” metres feature in much folk music around the region and further afield (notably Turkey), Bulgaria has been particularly associated with them.

In Macedonia, megastars (sic) are Esma Redžepova (e.g. here, and here; and a playlist:)

and sax player Ferus Mustafov, also featured by Cartwright.

But again, it’s not all about the stars of the World Music scene. At the same time, musical appraisals expand from local to global, which are often at variance. By contrast with both nostalgic romantics and World Music fans in search of the latest groove, the brash sounds of Bulgarian chalga and Romanian manele have become highly popular.

As Cartwright observes,

The difference between what the West’s world music industry sells as Gypsy music and what the Roma listen to back in the Balkans can be huge. Sure, in Serbia Šaban is king and across Macedonia Esma reigns. But this is akin to African Americans acknowledging James Brown and Aretha Franklin. Don’t mean they’re listening to them. And in Romania the breach seems wider than anywhere else. Fulgerica is respected but he’s no pop star while Fanfare Ciocârlia and Taraf de Haïdouks exist only for Western audiences. That they play superior Gypsy music, rooted in tradition, means nothing. The local Roma aren’t listening. What they want is Adrian. And Guța.

Meanwhile, as he notes, the Venezuelan soap opera Kasandra became wildly popular across the Balkans, giving Šaban Bajramović a huge hit in 1997.

Albanian cultures
As a respite from the bombardment of turbo-folk, it’s good to return to a more traditional milieu. Again, ethnic Albanians occupy not just Albania but Kosovo and parts of Macedonia and northern Greece; the soundscape is highly regional, with Gheg culture in the north, Tosk and Lab further south.

The splendid A.L. Lloyd somehow issued a fine album as early as 1966:

The polyphony here is amazing. From the south, another fine CD from Bernard Lortat-Jacob is

  • Albanie: polyphonies vocales et instrumentales (notes here):

A substantial study is

  • Jane Sugarman, Engendering song: singing and subjectivity at Albanian Prespa weddings (1997, with CD).

Bards
Again, the epics sung by bards, over a wide region of south Yugoslavia and Albanian communities, don’t neatly fit national or ethnic boundaries.

Lord

The classic study is

  • Albert Lord, The singer of tales (with CD-Rom; complete text here),

following the work of Milman Parry (for whose work with Bartók, click here). Most singers are accompanied by a one-string fiddle like the gusle, as in this celebrated 1935 clip:

And in case all this seems like a bygone world, click here for a 2018 Venice performance of a Kosovan bard.

* * *

Under all these unwieldy national rubrics, the diverse ethnic groups negotiate the changing times, interacting. As ever, this is far more than a “merely musical” topic, as such cultures are not just quaint ornaments, aural pashmina; they are windows on changing local societies, an essential part of what makes them click. As in China, it’s no use clinging onto a romantic idealisation of the past; and we should always delve beyond the World Music stars to musicking in local societies.

As ever, Bruno Nettl offers useful perspectives, as in his taxonomies for various types of change and responses to them.

For any sinophiles who have read this far, it may serve as a reminder of the persistent variety of regional and local traditions in China—not just the ethnic tapestries of the northwest, southwest, and indeed northeast, or even Hakka and Hokkien cultures, but all kinds of musicking beneath the provincial level in Han Chinese regions.

The cultures of all these groups—before and during state socialism, and since— deserve detailed attention. And World Music fans may tend to favour modern commercial pop, but it’s important for ethnographers to include it in the picture too. Even in my work on Daoist funerals in China, I could hardly neglect the pop bands outside the gate (my film, from 30.32).

Both academic and popular accounts repay study: and both keep track of change. I wonder what Bartók would have made of all this—another of those fruitless debates like “Would Bach have used the ondes martenot?” or “Mozart would have written advertising jingles”…

For a sequel, click here. See also under Some jazz fiddling.

On a lighter note, far from PC, there’s Molvania

Why music matters

Slobin

I’m just re-reading

  • Mark Slobin (ed.), Retuning culture: musical changes in central and eastern Europe (1996).

I’ve stressed the importance of soundscape to the study of both ritual and, more generally,  local cultures (Nettl, Small, Bigenho, and so on; see also category World music > general). Ethnomusicological literature explores endless variations on this theme, but the opening paragraph of Slobin’s introduction might serve as a mission statement:

Music is both deeply rooted and transient. It dissolves into space while simultaneously settling into individual and collective memory. Yesterday’s songs trigger today’s tears. Music harbors the habitual, but also acts as a herald of change. It helps to orchestrate personal, local, regional, ethnic, religious, linguistic, and national identity. Stable yet constantly in flux, music offers both striking metaphors and tangible data for understanding societies at moments of transition.

He goes on to comment,

Each hegemonic thrust and subcultural parry are just episodes in a long fencing match on the battlefield of culture.

In the same volume, Carol Silverman also stresses the importance of music:

Music shapes politics and economics and social life as well as being shaped by them. Moreover, music is often part of a cultural milieu that displays specific social values, values that may represent the existing hegemony, counter it, or subvert it.

 

Killing Eve: notes and queries

KE

I entirely share the widespread adulation for Killing Eve. Just in case you’ve been holed up in your ivory tower studying medieval Daoist manuscripts or suchlike, neglecting to delight in all manifestations of the Terpischorean muse, here’s a tribute—and a query.

trio

The brilliant Sandra Oh and Jodie Comer are inspired by Phoebe Waller-Bridge’s script, which wears its feminist credentials lightly. You can take your pick of a plethora of rave reviews, but I like this. And this. And indeed this New Yorker review, and now this from the LRB (you may already have noted that I tend not to favour the Ku Klux Klan Gazette as the ultimate source of critical wisdom).

While Luke Jennings’ novel Codename Villanelle can hardly compete, one location that sinophiles will enjoy there (not used in the TV version) is an ever-sleazy Shanghai, scene of one of the most grisly murders—with its references to Moon river and the 1930s’ silent-film actress Ruan Lingyu.

For astute comments from Unloved on how they created the soundtrack for the series, see here.

OK, among these clips, the Psychopath scene (from 6.22), ending with Villanelle’s response to “Are you upset?” is wonderful:

Which I suppose leads me to just one niggling doubt, encapsulated long ago by Mark in Peep Show, visiting a student he fancies:

Mark: Love your room.
April: Thanks. It’s your basic undergraduate lunge for individuality.
[nods to a Betty Blue poster]
April: I’ve not even seen Betty Blue. Have you?
Mark: Oh yeah. Great sex-and-suicide flick—turned a whole generation of men onto girls with mental illness.

So now for the chic assassin (for terms like femme fatale, see here; and for Lulu, here). It can hardly be much consolation that whole generations of women are also subscribing to the image. I’m sure there’s a sound feminist response to this. Discuss

Will there be redemption for Villanelle/Oxana in the next series? Would that be too neat?

For a musical Villanelle, Berlioz’s Nuits d’été is gorgeous:

For more from PWB, see Fleabag and Exotic travels; and do watch Jodie Comer in the recent Talking heads.

Li family Daoists, Beijing 1990

BJ 1990

The recent Beijing visit of a sectarian group from north Shanxi reminds me of the Li family Daoists’ performance at the 1990 Festival of religious music (for such festivals, see here)—the occasion that gave rise to their misleading media title (“calling Li Manshan’s band the Hengshan Daoist Music Troupe is like calling a group of Calabrian folk exorcists the Sistine Chapel Choral Society”).

I discussed here the gradual revival of Daoist ritual (now mainly funerals) in Yanggao after the collapse of the commune system; even by 1990, rural conditions there were still terribly poor, and memories of the Maoist era still fresh. For the dubious concept of “religious music”, see here.

Here’s how I described the festival in my Daoist priests of the Li family (pp.175–6):

Meanwhile my friend Tian Qing, later to become the pre-eminent pundit on Chinese music, was planning a major festival of Buddhist and Daoist music in Beijing for June that year, with groups from all over China invited to perform on stage. This was unfortunate timing, as everything was disrupted by the student demonstrations and their subsequent suppression, so the festival had to be postponed. With Tian Qing now indisposed, his colleagues at the Music Research Institute managed to put on the festival the following June—not in public, but with considerable publicity in the musicological world. To hold a festival of religious music was still controversial: some apparatchiks were opposed, but influential senior ideologues like He Jingzhi and Zhao Puchu supported it.

Li Qing had a difficult task to perform when it came to choosing the personnel to go to Beijing. Of his three Daoist sons, he ended up taking not Li Manshan or Yushan, but his third son Yunshan (Third Tiger), then 22 sui. Though Third Tiger was soon to take a different path, he remains nostalgic about his teenage years studying and the trip to Beijing with the great masters. Nine Daoists made the trip: the trusty core group of seniors Li Qing, Li Yuanmao, Kang Ren, Liu Zhong, Li Zengguang, and Wang Xide, along with Li Yunshan, Li Peisen’s son Li Hua, and Li Yuanmao’s son Li Hou. They stayed in the White Cloud Temple (Baiyunguan) along with several other Daoist groups from elsewhere in China invited for the festival, doing five performances (not rituals) for privately invited audiences over fifteen days in the temple and at the Heavenly Altar. The Music Research Institute also made studio recordings—which now sound rather harsh to me.

informal session

Informal session at Li Qing’s house, 1991. Left to right: Li Qing (sheng), his second son Yushan (yunluo), Liu Zhong (guanzi), Li Zengguang (drum), Kang Ren (sheng), Wu Mei.

The 1993 Yanggao county gazetteer includes a proud mention of the Beijing trip in its brief account of the Li family band. Valuable as the gazetteer is otherwise, Daoism is not its strong suit. Li Manshan and I giggle over its quaint description:

the average age of the members is 62.5. The instruments are even older than the people.

Still, even now, religious groups that have been legitimized by official recognition are in a tiny minority compared to all those that have never been “discovered”. Even in Yanggao and nearby, many other groups are active that have never enjoyed even such minor celebrity. And while it lent Li Qing’s group confidence, offering a potential buffer against any future ill winds, it brought them no tangible benefit, and no new audiences—at least until 2005 when I began taking them on foreign tours. They continued to scrape a living by performing for local funerals, and they still do.

 

For Third Tiger’s fine interpretation of my SOAS T-shirt, see here.

Shanxi sect performs in Beijing

cof

Last week, through the auspices of the dynamic Professor Cao Xinyu of People’s University, the Department of Religious Studies at Peking University managed to invite a ritual group from north Shanxi to perform for a symposium.

Mingzong 2

Cao Xinyu explains the sect’s background.

Moreover, this is no orthodox troupe of temple monks, but a pious amateur sectarian group of ordinary villagers. They belong to the extensive network of the Mingzong sect, whose history and texts Cao Xinyu has ably documented. With a membership of both men and women, they perform a cappella vocal liturgy as part of long complex ritual sequences for their local devotees—notably the sect’s distinctive “precious scrolls” (baojuan 寶卷), with their complex performing structures (see e.g. here, and here, under “The scrolls in performance”).

The sect maintained activity even after Liberation, and with their virtuous reputation they have long been tolerated by the local authorities. Alas, their venerable leader Wang Ji (1950–2017), who steered the group through the reform era, didn’t live to take part in this trip; but Cao Xinyu has now been able to realize Wang’s wish for the group to visit Beijing, with his disciples including his widow and sister.

Wang Ji 2003

Wang Ji (right) explains the structure of a “precious scroll” to Shanxi scholar Jing Weigang, My photo, Yanggao 2003.

All over China, devotional sects are a major aspect of folk religious life (cf. this recent film on a Hakka sect). While their vicissitudes since 1949 remain a sensitive topic, such groups offer important material to document local histories and regional transmissions since the Ming dynasty—for historians, ethnographers, and scholars of “music”.

It’s also good to see the culture of this unassuming corner of north Shanxi recognized further, following visits of the Li family Daoists to Beijing in 1990 and 2013 (see my Daoist priests of the Li family, pp.175, 340–41) and their foreign tours—as well as those of the Hua family shawm band.

Of course, the event wasn’t a religious ritual but a low-profile symposium, in a literary historical context. While it’s no substitute for attending their observances in local context, it’s impressive not only that ritual life continues but that scholars of folk religion, alongside all their fine academic studies, can still “get things done” and bring life to silent immobile textual research.

功德無量!

Gushan sect 2003.2

Between ritual segments, 2003. My photo.

 

New tag: south China

FWIW, some more housekeeping.

I’ve just added a new tag to the sidebar, for south China, in addition to the “south China” subhead of the ritual category! This also picks up various posts on Hakka and Hokkien soundscapes.

My main topic is north China, to which (apart from its subhead under the ritual category; see also under Local ritual) I also give tags for Beijing, Hebei, Gaoluo, Shanxi (other) (supplementing the extensive category Li family), and Shaanbei. Ah, the joys of indexing

A Hakka nun

zhaipo

The ever-vibrant religious life of southeast China has been the subject of considerable research. Among the voluminous monographs on Buddhist and Daoist ritual of the Hakka people in east Guangdong (see also here, under “Keep calm and carry on”), women feature but rarely; but they play a major role in folk religious life—as mediums, sectarians, organizers, and worshippers (among many posts, mainly for north China, see e.g. here, and the trilogy starting here).

I now learn of a fine 92-minute film

  • Under goddesses’ shelter (姑婆, Yang Yufei, 2016).

Like our very own Li Manshan, and Adeline Herrou’s Maître Feng, it’s a portrait film, about the daily life of the 80-year-old nun (“vegetarian woman”) Liu Yunxiang and the temple-based observances of her Hakka community in Meizhou, adherents of the Xiantian jiao 先天教 sect. It has been available to watch via this site,  although it currently seems to be a private link.

zhaipo 2

Tastefully used on the soundtrack is the qin piece Remembering an old friend.

I’ve noted the tensions between historical and ethnographic approaches to fieldwork. No mere paean to timeless oriental spirituality, the film has rich detail on changing social life. For more such films, click here.

Taco taco taco burrito

Rite

Wondering how to get to grips with additive metres?
Awed by the complexities of flamenco palmas?
Despair not, help is at hand!

As a prelude to aksak “limping” metres, we might start with quintuple metres, which go far back, even in WAM. By the baroque period there are niche examples by composers such as Schmelzer, and they feature in 19th-century Russian music—a most popular instance being the “limping waltz” of Tchaikovsky’s Pathétique symphony (2+3).

This reminds me of two other subversions of the waltz, albeit in regular triple metre: the 2nd movement of Berlioz’s Symphonie fantastique (cf. here and here), and Ravel’s La valse, a “surreal nightmarish vision of a decaying society through a broken kaleidoscope”, as I said in my Ravel page. Elsewhere, perhaps inspired by the Basque zortzico dance, Ravel was partial to additive metres—such as in his piano trio, and the quintuple-time Bacchanale finale of Daphnis and Chloé (both also featured on that page, the latter from 45.29). And Messiaen was most partial to complex yet catchy additive rhythms.

Quintuplets, of course, are something else altogether; as are the creative use of additive rhythms in minimalism (see also examples from Reich and Meredith).

From Tchaikovsky we might graduate to

  • the Pearl and Dean theme (which we may hear as two groups each of 3+3+2; or for a Bulgarian, perhaps two fast groups of 3+3+3+3+2+2)
  • Un homme et une femme (after the three upbeats, 3+3+2+2: the first two 3s, in the original “Dabadabada, badabadaba”, were later remembered as “Chabadabada“, a word that entered the language to denote alternating male and female candidates in electoral lists!)
  • and Lalo Schifrin’s theme to Mission impossible (5/4, with a duplet over the first 2 beats).

If you can hum along to such easy examples, then that’s a good start in mastering the intricacies of so-called aksak metres around east Europe and the Middle East…

Indeed, Take five was inspired by hearing Turkish musicians. Rather more challenging is the opening section of Blue Rondo à la Turk (2+2+2+3):

Note the helpful BTL comment there (only without the punctuation!):

Taco, taco, taco, burrito. Taco, taco, taco, burrito. Taco, taco, taco, burrito.
[SJ: not to be confused with potato, potato]

Still, that’s a rather crude, mechanical usage, the melody merely marking out the metre in regular quavers—whereas further east, melodic rhythms are infinitely varied within the basic metre.

Admittedly, the additive patterns of the Rite of spring have been transcribed in 4/4—was it really Boulez who had this drôle idea?! Cf. Slonimsky‘s help for Koussevitzky, here). Indeed, the scores for both the Pearl and Dean and Un homme et une femme tunes were written in duple metres.

And in the first movement of Winter, Max Richter’s welcome recomposition of the Four Seasons mixes in some great limping 7/8 bars (2+2+3—just the two tacos before the burrito today, thanks waiter) (from 1.18):

An intriguing instance is I say a little prayer, with its quirky insertion of a triple-time bar in the chorus—which no-one apparently even has to think about. And do listen to Herbie Hancock‘s addictive Ostinato.

* * *

But all this is mere child’s play compared to folk music. Though such metres are quite widespread, Bartók, Brailiou et al. coined the term “Bulgarian rhythm”.

aksak

Some instances of “Bulgarian rhythm”, found here; see also here.

A classic essay is

  • Constantin Brăiloiu, “Aksak rhythm” (in Brăiloiu, Problems of ethnomusicology, 133–67, based on a 1951 lecture),

which contains far more detailed schemata. His work followed that of

  • Béla Bartók, “The so-called Bulgarian rhythm” (1938).

A transcription by Bartók of a Turkish zurna–davul shawm band shows how, over the basic metre, melodic and percussion rhythms seriously thicken the plot:

aksak 2

Jerome Cler’s splendid website on the yayla has a thoughtful analysis of an aksak (here).

The whole repertoire of players like Ivo Papazov is based on aksak metres:

I don’t think I’m quite ready for Sedi donka (Plovdivsko horo), a 25-beat pattern divided

    7             7                 11
3+2+2 | 3+2+2  | 2+2+3+2+2

For more on the diverse musical cultures of Bulgaria and environs, see here. And for a wide-ranging discussion, see

  • John Blacking, “Irregular rhythms: movement, dance, music, and ritual”, ch.3 of A common-sense view of all music (1987).

Back with Merrie England, there’s a fascinating article:

* * *

Further east, an example from the muqam of the beleaguered Uyghurs of Xinjiang is sadly topical. A common metre consists of one long beat divided into two equal stresses, followed by two regular beats—which we might notate cumbersomely as

aksak

with the initial duplet over a notional 3/8 unit:

Some sections add another duple unit, like this dastan from Chebiyat muqam (actually a duplet over 3/8,  followed by 3/4):

QB

And some muqam have still more metrically complex segments to explore.

As with many world genres, the Uyghurs have no tradition of notation, and seem to have no terminology for such metres (though see Rachel Harris’s chapter in Harris and Stokes (eds.), Theory and Practice in the Music of the Islamic World). As with flamenco, this kind of thing is only an issue for those (like me) hampered by a visual classical education. The trick is to internalise it in the body—and to dispense with notation. Let’s remember that much of this music accompanies dance.

Uyghur musical traditions are part of a rich culture that is currently being systematically erased in Xinjiang (see roundup here).

New tag: Iron Curtain

 

To accompany a growing list of posts, I’ve now added a rough-and-ready tag Iron Curtain to the sidebar. For want of a more succinct handle, it includes posts on the region both before and since 1989.

Most of these posts suggest Chinese parallels—including various essays on the GDR (here and here, as well as a two-part biography here and here), SerbiaBulgariamusical cultures of east Europe, and Cheremis, Chuvash—and Tibetans. There are yet more links under the tag German too. Under the separate tag Czech are several (mercifully lighter) stories, notably from Švejk and my mentor Paul Kratochvil.

Notably I include the “bloodlands” of Timothy Snyder’s book, a vast region not easily characterized. In my post on his book, I wonder what would it take for the region to be recognized as the physical and moral graveyard of the 20th century—shifting our balance from the Western to the Eastern Front.

map

Setting forth from A Nazi legacy and Anne Applebaum’s Between East and West, I described the blind minstrels of Ukraine, leading to posts on the famine and the intrepid journalist Gareth Jones.

I’ve included my posts on Ravensbrück and Sachsenhausen, since so many people from the region ended up at such camps.

Doubtless more to follow.

Bloodlands

map

Following my posts on the work of Philippe Sands, on blind minstrels in Ukraine, [1] and on the famines in Ukraine and China, I’ve been belatedly educating myself on the appalling history of the vast region introduced in Between East and West by reading

The region where some 14 million people (mostly civilians) were killed from 1930 to 1945, largely east of the Molotov–Ribbentrop line, includes Poland, Ukraine, Belarus, and the Baltic states. Victims were Jews, Belarusians, Ukrainians, Poles, Russians, and Balts. And it was to the bloodlands that most Jewish victims from west and south Europe, Hungary, Romania, and so on, were transported to die. For the background, see The great siege of Przemyśl.

Growing up in post-war Britain, perhaps my ignorance isn’t so unusual—but it’s disturbing, and needs rectifying. As Anne Applebaum comments in her review,

If we are American, we think “the war” was something that started with Pearl Harbor in 1941 and ended with the atomic bomb in 1945. If we are British, we remember the Blitz of 1940 […] and the liberation of Belsen. If we are French, we remember Vichy and the Resistance. If we are Dutch we think of Anne Frank. Even if we are German we know only a part of the story.

My own belated awareness is partly prompted by my studies of the fates of Chinese people whom I’ve met in the course of fieldwork. Indeed, it’s worth re-reading Ian Johnson’s article “Who killed more, Hitler, Stalin or Mao?”, itself a companion to an article by Snyder.

I wonder what would it take for this vast region of the bloodlands to be recognised as the central physical and moral graveyard of the 20th century—shifting our balance from the Western to the Eastern Front. And as Snyder says, the mass killing of the 20th century is of the greatest moral significance for the 21st.

One might even begin by reading his brilliant “Conclusion: humanity”. And apart from reading static silent texts, there’s a wealth of documentary footage online—which you can choose to explore, or not.

Snyder corrects many widespread misconceptions [here I combine his text and Ascherson’s review]. The western public still tends to associate mass killing with “Nazi concentration camps” (cf. my posts on Ravensbrück and Sachsenhausen), and with Auschwitz in particular; and Stalin is thought to have killed far more people than the Nazis by consigning millions to the gulag. But neither assumption is accurate.

  • In the Soviet Union, although about a million men and women perished in the labour camps, 90% of gulag prisoners survived. Stalin’s great killing took place not in Siberia, but in the western Soviet republics, above all in 1930s’ Ukraine where at least four million people died in man-made famines and in the slaughter of the “kulak” peasantry.
  • In the Third Reich concentration camps, a million prisoners died miserable deaths during the Nazi period. US and British troops liberated some of those camps, but none of the major death camps, which were further east. And 10 million others who never entered any of the camps were shot (mostly Jews), deliberately starved to death (mostly Soviet prisoners of war), or gassed in special “killing centres” which were not holding camps at all. Auschwitz, terrible as it was, formed a sort of coda to the Jewish Holocaust. By the time the main gas chambers came on line in 1943, most of Europe’s Jewish victims were already dead. Some—Polish Jews especially—had been gassed in the three killing centres set up on Polish territory: Belzec, Sobibor and Treblinka.
  • So more common methods of killing than gassing were starvation and shooting. Most of those Jewish victims had been shot and pitched into mass graves by German Einsatzgruppen operating far to the east in Ukraine, the Baltics and Belarus, moving from village to village behind the front lines of war.

In a matter of a given few days in the second half of 1941, the Germans shot more Jews in the east than they had inmates in all of their concentration camps. […] The vast majority of Jews killed in the Holocaust never saw a concentration camp.

The American and British soldiers who liberated the dying inmates from camps in Germany believed that they had discovered the horrors of Nazism. The images their photographers and cameramen captured of the corpses and the living skeletons at Bergen–Belsen and Buchenwald seemed to convey the worst crimes of Hitler. As the Jews and Poles of Warsaw knew, and as Vasily Grossman and the Red Army knew, this was far from the truth. The worst was in the ruins of Warsaw, or the fields of Treblinka, or the marshes of Belarus, or the pits of Babi Yar.

  • Nor is it widely understood that Jews were fewer than 1% of the German population when Hitler came to power in 1933, and about one quarter of 1% by the beginning of World War Two. The great majority of murders of Jews took place in occupied Poland, Lithuania, Latvia, and the Soviet Union. The murder of 165,000 German Jews was a ghastly crime in and of itself, but […] fewer than 3% of the deaths of the Holocaust. The Nazis murdered about as many non-Jews as Jews during the war, chiefly by starving Soviet prisoners of war (over 3 million) and residents of besieged cities (over a million), or by shooting civilians in “reprisals” (nearly a million).
    And until 1939 Stalin, later credited with defeating Hitler (if not in British public opinion), had a still worse record of mass killings—of his own civilians, moreover. Until then, Soviet terror (against both class and national enemies) was not only far greater in scale, it was incomparably more lethal—and largely unnoticed. By the end of 1938, the USSR had killed about a thousand times more people on ethnic grounds than had Nazi Germany, and far more Jews.

Poland, fatally partitioned between Hitler and Stalin in 1939, suffered terribly—with Warsaw subjected to brutal successive destructions. In western Europe this period was known as “the phony war”: nothing seemed to be happening. But on 22nd June 1941 (“one of the most significant days in the history of Europe”) Operation Barbarossa, Hitler’s invasion of the USSR, while sealing the fate of the Reich, was a further disaster for the civilian inhabitants of the whole region. It was only with these incursions that Hitler’s territory came to include large numbers of Jews to be (literally) disposed of. And

As Hitler imagined the future, Germany would deal with the Slavs much as the North Americans had dealt with the Indians.

As to Ukraine, already decimated by Stalin,

Hitler dreamed of the endlessly fertile Ukrainian soil, assuming that Germans would extract more from the terrain than the Soviets.

The Germans implemented mass starvation in POW camps:

As many Soviet prisoners-of-war died on a single given day in autumn 1941 as did British and American prisoners of war over the entire course of the Second World War.
The Germans shot, on a conservative estimate, half a million Soviet prisoners of war. By way of starvation or mistreatment during transit, they killed about 2.6 million more.

This had the effect of strengthening Soviet resistance; and while local populations had already suffered terribly under Soviet rule, many now wondered if it might be a lesser evil. Still, in desperation many Soviet citizens were recruited for duties with the German army and police.

Thus some of the survivors of one German killing policy became accomplices in another, as a war to destroy the Soviet Union became a war to murder the Jews.

In the first lands that German soldiers reached in Operation Barbarossa, they were the war’s second occupier. […] The double occupation, first Soviet, then German, made the experience of the inhabitants of these lands all the more complicated and dangerous. […] They had to deal with the consequences of their own previous commitments under one occupier when the next one came; or make choices under one occupation while anticipating another.

When the Germans conquered an area they often found that the NKVD had shot prisoners. In 1943 they seized on their discovery of the 1940 massacre by the NKVD of over 20,000 Polish officers and intelligentsia in the forests of Katyn. But on 29th–30th September 1941 near Kiev, the Germans had murdered 33,761 Jews at Babi Yar; between 100,000 and 150,000 people were killed there during the German occupation (see also Ukraine: Holocaust Ground Zero).

Local militias also took part in pogroms:

Political calculation and local suffering do not entirely explain the participation in these pogroms. Violence against Jews served to bring the Germans and elements of the local non-Jewish population closer together. Anger was directed, as the Germans wished, toward the Jews, rather than against collaborators with the Soviet regime as such. […] Violence against Jews also allowed local Estonians, Latvians, Lithuanians, Ukrainians, Belarusians, and Poles who had themselves collaborated with the Soviet regime to escape any such taint.
Yet this psychic nazification would have been much more difficult without the palpable evidence of Soviet atrocities. The pogroms took place where the Soviets had recently arrived and where Soviet power was recently installed, where for the previous months Soviet organs of coercion had organized arrests, executions, and deportations. They were a joint production, a Nazi edition of a Soviet text.

Snyder details the fates of urban centres like Lviv, Łódź, Riga, Vilnius, and Minsk, giving background to Applebaum’s visits in Between East and West. By the end of the war, half the population of Belarus had either been killed or deported (see also Soviet lives at war).

Warsaw

Warsaw, 1944.

His story returns to Poland and the unimaginable final agony of Warsaw. As the Red Army advanced on Berlin, their revenge was horrific.

* * *

And thence to continuing sufferings after the formal end of war, with Germans now among the main victims of ethnic cleansing and transports (for an overview of the aftermath across Europe, see Keith Lowe, Savage continent). Through the war the Soviets had continued sending their own citizens to the Soviet gulag (not least the peoples of the Caucasus and Crimea; entire populations of Karachai, Kalmyks, Chechen, Ingush, Balkar, Tatar, Meshketian Turks, and so on, still less known in the West than the bloodlands), and in the post-war years deportations only increased.

As Stalin fabricated his own unblemished legend of the Soviet Union and its role in the war, belittling that of Soviet citizens in the Holocaust, he now engaged in his own anti-semitic purges. Although mass terror was no longer pursued after Stalin’s death, repression continued throughout the Soviet bloc, and the fates of the real victims were concealed.

The communists’ hesitation to distinguish and define Hitler’s major crime tended, as the decades passed, to confirm an aspect of Hitler’s worldview.
[…]
Communist leaders, beginning with Stalin and continuing to the end, could rightly say that few people in the West appreciated the role of the Red Army in the defeat of the Wehrmacht, and the suffering that the peoples of eastern Europe endured under German occupation. […] During the Cold War, the natural response in the West was to emphasize the enormous suffering that Stalinism had brought to the citizens of the Soviet Union. This, too, was true; but like the Soviet accounts it was not the only truth, or the whole truth.

In his “Conclusion: Humanity”, Snyder explores the complexities of collaboration and victimhood—even now a pressing issue for all these traumatized nations. Most peoples suffered double or triple occupations, trapped helplessly between evil regimes, forced into agonizing dilemmas with a view to mere survival. In a telling passage, Snyder reflects on choices:

At a great distance in time, we can choose to compare the Nazi and Soviet systems, or not. The hundreds of millions of Europeans who were touched by both regimes did not have this luxury.

The comparisons between leaders and systems began the moment that Hitler came to power. From 1933 through 1945 hundreds of millions of Europeans had to weigh what they knew about National Socialism and Stalinism as they made the decisions that would, all too often, determine their fate. This was true of unemployed German workers in early 1933, who had to decide whether they would vote for social democrats, communists, or Nazis. It was true, at the same moment, of Ukrainian peasants, some of whom hoped for a German invasion that would rescue them from the plight. It held for European politicians of the second half of the 1930s, who had to decide whether or not to enter Stalin’s Popular Fronts. The dilemma was felt sharply in Warsaw in these years, as Polish diplomats sought to keep an equal distance between their powerful German and Soviet neighbors in the hope of avoiding war.

When both the Germans and the Soviets invaded Poland in 1939, Polish officers had to decide to whom they should surrender, and Polish Jews (and other Polish citizens besides) whether to flee to the other occupation zone. After Germany invaded the Soviet Union in 1941, some Soviet prisoners of war weighed the risks of collaboration with the Germans against the likelihood of starving to death in prisoner-of-war camps. Belarusian youth had to decide whether to join the Soviet Partisans or the German police—before they were press-ganged into one or the other. Jews in Minsk in 1942 had to choose between remaining in the ghetto or fleeing to the forest to seek Soviet partisans. Polish Home Army commanders in 1944 had to decide whether or not to try to liberate Warsaw for themselves, or to wait for the Soviets. Most survivors of the Ukrainian famine of 1933 later experienced German occupation; most survivors of the German starvation camps of 1941 returned to Stalin’s Soviet Union; most survivors of the Holocaust who remained in Europe also experienced communism.

These Europeans, who inhabited the crucial part of Europe at the crucial time, were condemned to compare.
[…]
In the decades since Europe’s era of mass killing came to an end, much of the responsibility has been placed at the feet of “collaborators”. The classic example of collaboration is that of the Soviet citizens who served the Germans as policemen or guards during the Second World War, among whose duties was the killing of Jews. Almost none of these people collaborated for ideological reasons, and only a small minority had political motives of any discernible sort. […] In eastern Europe, it is hard to find political collaboration with the Germans that is not related to a previous experience of Soviet rule.

Snyder goes on:

In the 21st century, we see a second wave of aggressive wars with victim claims, in which leaders not only present their peoples as victims but make explicit reference to the mass murders of the 20th century. The human capacity for subjective victimhood is apparently limitless, and people who believe that they are victims can be motivated to perform acts of great violence.

And he reflects on the purpose of history, describing all kinds of later nationalist agendas, highly relevant today:

Our contemporary culture of commemoration takes for granted that memory prevents murder. […] Without history, the memories become private, which today means national; and the numbers become public, which is to say an instrument in the international competition for martyrdom.

Snyder’s detailed breakdown of figures is numbing (note also his Appendix “Numbers and terms”). [2]

In policies that were meant to kill civilians or prisoners of war, Nazi Germany murdered about ten million people in the bloodlands (and perhaps eleven million total), the Soviet Union under Stalin over four million in the bloodlands (and about six million total). If foreseeable deaths resulting from famine, ethnic cleansing, and long stays in camps are added, the Stalinist total rises to perhaps nine million and the Nazi to perhaps twelve. These larger numbers can never be precise, not least because millions of people who died as an indirect result of the Second World War were victims, in one way or another, of both systems.

But as he concludes, such statistics still have to be converted back into the stories of individuals: not the abstraction of 5.7 million Jewish dead, but 5.7 million times one.

It is perhaps easier to think of 780,863 individual people at Treblinka: where the three at the end might be Tamara and Itta Willenburg, whose clothes clung together as they were gassed, and Ruth Dorfmann, who was able to cry with the man who cut her hair before she entered the gas chamber.

As the Jews of Minsk were liquidated in 1942,

The girls and boys knew what would happen to them if they were caught. They would ask for a tattered bit of dignity as they walked up the ramp to their death: “Please sirs,” they would say to the Germans, “do not hit us. We can get to the trucks on our own.”

* * *

Apart from providing us with essential basic education, such work, both detailed and humane, should inform our historiography generally—all the more with the current worldwide fomenting of ugly xenophobia. For Snyder on tyranny, click here.

For China, despite all the noble work on the famine and laogai camps, truth remains to be publicly told. In the official myth, the concession of Cultural Revolution “mistakes” conspires to sweep under the carpet the earlier successive terrors of land reform and campaigns throughout the 1950s, as well as long-term hunger. Even studies of expressive culture and ritual need to take all this into account.


[1] In such posts I mention the painful maintenance of expressive culture through times of trauma (and indeed the theme of the music of the camps is both macabre and inspiring), but here it seems unthinkable even to try and do so. It does, however, put into even starker perspective both regimes’ showcasing of Great Works of National Art directed by Great Conductors (see e.g. here). See also e.g. Institute of Musicology, University of Warsaw (ed.), Music traditions in totalitarian systems (Musicology Today, 2010).

[2] Statistics are always problematical. In China, as Ian Johnson observes, famine deaths alone over a mere four years seem to far outnumber the combined totals for killings under Stalin and Hitler from 1930 to 1945. But for the latter, if one includes “foreseeable” deaths caused by deportation, starvation, and incarceration, as well as combatant deaths and those due to war-related famine and disease, the numbers shoot up astronomically. Slowly, Hitler’s numbers approach Mao’s (for the gulag, see also Figes, and Applebaum).

In a 2012 article the late Elliot Sperling considered issues in assessing the death count for Tibet under Maoism. See also The Cultural Revolution in Tibet, Forbidden memory, and Tibet: conflicting memories.

Issues with statistics are illustrated by the conclusion of Steven Pinker’s The better angels of our nature: a history of violence and humanity (esp. ch.5), based on detailed yet unpalatable arguments, that the 20th century was probably not the bloodiest in history (see also here). His diachronic table (pp.235–6), adjusted to give mid-20th-century population equivalents, shows death tolls from many other conflicts worldwide outranking those discussed here. Highest on the list is the 8th-century An Lushan rebellion (said to have killed up to 5% of the world population, though even a substantially lower revised estimate seems exaggerated), followed by the Mongol conquests; global deaths for World War Two surpass those of Mao’s famine, but even they only come in 9th and 11th respectively—with the Taiping rebellion in between. See here for Pinker’s responses to some inevitable questions.

But again, we should return to Snyder’s Conclusion.