Ken Dean: discovering Fujian ritual life in the early reform era

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Ritual procession entering the outskirts of Zhangzhou, 1985.
This, and photos below, from Ken Dean, Taoist ritual and popular cults of southeast China.

In mainland China from the late 1970s, as the commune system crumbled, a vast revival of traditional culture got under way (for the Li family Daoists in north Shanxi, see Testing the waters and Recopying ritual manuals). This energy was reflected in the excited discoveries of fieldworkers in the 1980s, as shown in the early reports of Kenneth Dean from Fujian province:

See also his short overview

  • “Taoism in southern Fujian: field notes, fall 1985”, in Pen-yeh Tsao [Tsao Poon-yee] and Daniel Law (eds), Studies of Taoist rituals and music of today (1989), pp.74–87.

Ken 1993 cover

Along with C.K. Wang, John Lagerwey, and Patrice Fava, Ken Dean built on experience of Daoist ritual in Taiwan and the classic portrayals by Kristofer Schipper and others; by the early 1980s, as mainland China became accessible at last, they began pursuing the Hokkien traditions back to their homeland across the strait to south Fujian—an eye-opening revelation.

Ken’s stay in Fujian from 1985 to 1987 led to the publication of his 1993 book Taoist ritual and popular cults of southeast China. And among the results of his later focus on the Putian region was the fine documentary Bored in heaven.

Ken film

Wang and Lagerwey soon expanded their regional studies, recruiting local scholars as they initiated major projects; a vast series of monographs soon proliferated, and later fieldworkers became accustomed to finding vibrant ritual traditions throughout south China. But in the first flush of discovery, the early reports by Lagerwey and Dean on ritual cultures of Fujian are especially vivid.

I ended my recent post on Pacing the Void hymns like this:

Our choice of emphasis is significant: whereas the sinological method is to use fieldwork as a mere adjunct to unearthing textual vestiges of medieval theology, a more ethnographic approach incorporates such ritual archaeology into our studies of living ritual repertoires in modern society.

And Ken’s work is a fine example of the latter: by contrast with most salvage-based accounts of southern Daoist ritual traditions, he not only followed the classical bent of Daoist studies, but integrated thoughtful social ethnography on this period of rapid change. 

“Funerals in Fujian” opens thus:

Unknown to most outside observers of modern China who believe it to be monolithic, atheistic, and materialist, and wholly divorced from its traditions, an enormous resurgence of traditional rituals, local cults, and popular culture has been gathering force since 1979, when the Chinese government relaxed its controls on the practice of religion.

Visiting scores of temples, Ken attended over fifty rituals—

week-long god processions involving tens of thousands of villagers, five-day community festivals centering around Taoist jiao Offering rituals, five-day funerals complete with theatrical rituals such as the “Smashing of Hell”, and several exorcisms featuring mediums in trance.

As he observes,

Economic activity boomed, and the first thing that people who had made money did was not to buy televisions and refrigerators but to rebuild temples to their local cult god that had been destroyed during the Cultural Revolution.

In Tong’an county alone, cultural authorities estimated there were 3,000 temples.

Manuscripts that had miraculously survived were copied back and forth. Paintings were taken out of their hiding places in pigsties and latrines. Gods were unearthed and returned to their temples.

Lineage organisations revived, and folk theatrical groups struggled to meet demand in performing for god birthdays and temple consecrations, weddings and funerals. The boom in house-building required inviting ritual specialists to perform house-settling exorcisms. Community jiao Offering rituals were held for the first time in several decades. Donations from overseas Chinese, encouraged by local cadres, played a major role in this restoration. While some cadres, angered by their loss of power in the economic sector, still resisted the observing of religious celebrations, most identified with the revival. Ken also notes ritual inflation.

In “Two Taoist jiao observed in Zhangzhou”. he describes three-day Pure Offerings (santian qingjiao 三天清醮). Ken notes how the local communities organised and funded the rituals.

jiao altar 1

Jiao altar 2

The first Offering was held in a rather small temple in an outlying neighbourhood of Zhangzhou city (see photo above), with Daoists officiating who were still not fully equipped to perform the rituals, such as the Division of the Lamps (fendeng 分燈). As Ken comments most pertinently,

possession of a liturgical manuscript does not necessarily imply the ability to perform the corresponding ritual. The actual performance depends in large measure on oral transmission.

 

Zhangzhou jiao 1.1

Zhangzhou jiao 1.2

Building on his experience in Taiwan, he describes the ritual segments in some detail.

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Community procession bearing King boat, rural Zhangzhou 1985.

Two days later Ken attended the second half of another three-day Offering in a nearby village. What distinguished it from the previous ritual was the inclusion of a Pestilence King Offering (Wangye jiao 王爺醮). Traditionally held here every seven years, it had still been performed under Maoism, the last time being 1961. The article ends with an Appendix detailing altar hangings and documents, lu 籙 registers, and total listed costs.

* * *

Whereas much of the ritual activity that I find in north China consists of funerals, scholars in the south tend to focus on community rituals for the living. So Ken’s detailed fieldnotes in “Funerals in Fujian” are all the more valuable.

He discusses mortuary rituals in the natural sequence, from encoffinment to burial, the first brief funeral service, and the more elaborate third-anniversary rituals. He notes regional variation, whereby some areas call for Buddhist rather than Daoist ritual specialists to perform funerals; in Nan’an and Jinjiang counties, “either group may do them, but most people agree the Taoists do a better show”.

Encoffining
In Dongshan a Daoist officiated in a set of procedures (cf. my Li Manshan film, from 14.58), including the maishui 買水 procession to fetch water to wash the corpse, and a series of recitations. Ken compares the more elaborate rituals described in a local manuscript.

Burial
Near Anhai, he follows a long and elaborate procession to the grave (again, cf. my film, from 1.18.59).

A Western brass band played several incongruous tunes rather poorly. A traditional band played excellent nanyin.

Initial funeral service
Back in Dongshan, Ken attended a brief funeral ritual, its simplicity perhaps related to the fact that the deceased was only around 50 years old. Still, altars with paintings were on display (cf. Ritual paintings of north China). The ritual sequence (here and below I’ve slightly modified some of these translations) was

  • Opening to the Light (kaiguang 開光) and Opening Drumroll (qigu 起鼓)
  • Announcement of the Memorial (fabiao 發表)
  • Inviting the Gods (qingfo 請佛, fo referring generally to gods)
  • Visiting the Soul (guoling 過靈)
  • Worshipping the Soul (bailing 拜靈)
  • Filling the Treasury (tianku 添庫) (cf. my Daoist priests of the Li family, pp.111–12)
  • Bathing the Soul (muyu 沐浴)
  • Settling the Soul (anling 安靈)
  • Seeing Off the Gods (cifo 辭佛)

Ken describes all these segments in detail. Like John Lagerwey, he pays attention to the “heat and noise” of ritual performance, including the varied soundscape.

A three-day funeral
This gongde 功德 ritual in Shishan, Nan’an county, with fifteen Daoists presiding, was held for the third anniversary of the death of an overseas Chinese relative.

In general, the ritual tradition is very similar to that of southern Taiwan, but one can find elements in Nan’an that have disappeared in Taiwan or perhaps were never completely transmitted there.

Ken notes:

The older Taoists now complain that since the Cultural Revolution and the massive destruction of Taoist manuscripts, many people have taken up work as Taoist priests despite a lack of training or materials. Thus, instead of one Taoist to a county, you can now find twenty. Or so they say.

Here, while Daoists do perform Pure Offerings (see above) for god birthdays, most of their work is for mortuary rituals. The overall effect of the elaborate altars and paintings displayed for this funeral was “beautiful and staggering in complexity”. He documents the ritual sequence in detail with a 20-page account (cf. my composite list for an area south of Beijing).

Day 1, evening

  • Rousing the Hall (naoting 鬧廳) and Purifying the Altar (jingtan 淨壇)

Day 2
morning:

  • Announcing the Memorial (fabiao 發表)
  • Inviting the Gods (qingshen 請神)
  • Reciting the Scripture of Universal Salvation (nian Duren jing 念度人經)
  • Summoning the Soul (zhaoling 召靈)
  • Opening to the Light (kaiguang 開光)
  • Untying the Knots (jiejie 解結)
  • Opening the Litanies (kaichan 開懺)

noon:

  • Giving Offerings (zuogong 作供)

afternoon:

  • Paying Tribute to the Ten Kings (gong Shiwang 貢十王)

evening:

  • Requesting the Writ of Pardon (qingshe 請赦)
  • Destroying the Fortress (pocheng 破城)

Day 3
morning:

  • Rites for the Masters (lishi 禮師)
  • Visiting the Soul (jianling 見靈)

noon:

  • Noon Offering (zuo wugong 作午供)

afternoon:

  • Juggling gongs and cymbals (nong luobo 弄鑼鈸)
  • Joining the Tallies (hefu 合符)
  • Worshipfully Presenting the Memorial (baibiao 拜表)
  • Universal Distribution (pushi 普施)

evening:

  • Filling the Treasury (tianku 添庫)
  • Dismantling the Soul Palace (chuling 除靈)
  • Sending Off the Gods (xiefo 謝佛)

Again, supporting musicians played nanyin melodies. Ken gives evocative detail on the theatrical, sometimes comic, Pardon ritual (cf. the Li family in Shanxi: my film from 48.35, and Daoist priests pp.246–50)—followed by the even more dramatic Destroying the Fortress. He translates the cloth displaying the list of rituals to be performed.

A simultaneous Buddhist and Daoist five-day funeral
Again in Shishan, again a gongde ritual for an overseas Chinese family.

The Buddhists’ rituals for the most part matched the Taoists’, but they had some special effects of their own. The music, dancing, patterns, spells, and deities invoked differed, but the structure of the rituals was identical.

Ken notes the fierce competition between the two groups.

Lake of Blood rites
The ritual also included a Lake of Blood (xuehu 血湖) segment. Ken also witnessed a Lüshan version in nearby Nan’an, also serving to save the souls of two women who had hung themselves from the same beam.

Putian: the Smashing of Hell
Having already described the Smashing of Hell for Shishan, Ken now discusses a version in Putian county further north, a rather different cultural area. Nine household Buddhists presided, and spirit mediums played an active role (for the self-mortifying mediums of southeast and northwest China, see n.1 here).

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Mediums in front of the Baosheng dadi temple running with a sedan chair
carrying a visiting god statue, Baijiao 1987.

Zhao’an: a Hakka funeral
To the south, in the Hakka area of Zhao’an, Daoists had a rich tradition of jiao Offerings; but

funerals [there] are performed exclusively by Buddhists—unlike the situation in Quanzhou or Putian, but similar to the tradition in north/central Taiwan.

For the funeral that Ken attended he lists sixteen ritual segments. He focuses on the climactic Smashing of the Sand (dasha 打沙) ritual; and again he notes variations in ritual traditions even within this area.

In conclusion, citing de Groot’s major work in the region in the 1880s, Ken observes:

In general, extraordinary as it may seem, one may say that anything in de Groot is still happening in southeast China, but no longer all in any one place. The immediate qualification of course is that the role of civil mandarins and Confucians is no more.

In a fine formulation he notes:

Any one community brings its own desires to bear on the selection of elements from the regional cultural and ritual repertoire. At the simplest level, these forces select between competing groups of ritual specialists. The relative popularity of Buddhist,, Taoist, and sectarian ritual specialists for the performance of funerals and other rites varies regionally. Factors include the relative strength and historical depth of the various religious traditions in the locale, the range of fees demanded by the different groups, and the closely connected prestige value of the performances. At a deeper level of analysis, every ritual is a unique performance, inevitably opening up new connections and new expressions within the community. The growing force of these reviving traditions will change China.

The same volume of Cahiers d’Extrême-Asie also includes a catalogue of 290 ritual manuscripts that Ken copied during his stay in Fujian.

I note differences and similarities with my experience of mortuary rituals in north China. We should beware taking the ritual practices of southeast China as a national template (see my In search of the folk Daoists of north China, Conclusion); indeed, as Ken stresses, considerable variation is evident even within a single region of south Fujian.

* * *

As to local folk musicking, those of us undertaking fieldwork in the heady days of the early reform era felt a similar excitement at discovering traditions hitherto unknown outside their locale. Such early energy is clear in the pages of the CHIME journal, particularly in the fieldwork of Antoinet Schimmelpenninck and Frank Kouwenhoven in south Jiangsu.

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Marionettes for nocturnal ritual, Quanzhou 1986. My photo.

Meanwhile in dusty north China, having learned much from accompanying Ken round some temples and rituals around Quanzhou in 1986 (see Fujian, 1961 and onwards, also including a basic map), I benefitted from a similar energy, working closely with the Music Research Institute as we discovered amateur ritual associations and household Daoists in the poor villages south of Beijing (see e.g. A slender but magical clueThree baldies and a mouth-organ, and a whole series of fieldnotes under Local ritual).

Incorporating ethnographic perspectives on a fast-changing society alongside the nuts and bolts of ritual sequences and manuals, Ken Dean’s work in Fujian makes a notable exception to the largely salvage-based template of most such research. While later monographs (notably in the Daojiao yishi congshu series) studied individual Daoist “altars” in great historical depth, the early reports of Dean and Lagerwey laid a foundation for such studies, showing the excitement and energy of the time.

For remarkable film clips from 1930s’ Fujian, see here.

Bernard Lortat-Jacob at 80

BLJ playlist

Bernard Lortat-Jacob is one of the great ethnomusicologists. I’ve already admired his work on Sardinia, and featured his recordings from Morocco, Romania, Albania, and Valencia. To celebrate his 80th birthday (cf. my sonic tribute for Stephan Feuchtwang), we have a splendid new volume:

  • Petits pays, grandes musiques: le parcours d’un ethnomusicologue en Méditerranée (2020; 512 pages).

BLJ Petit pays cover

Among BLJ’s main fieldsites, the focus here is on the Mediterranean, notably Sardinia—his early work on Morocco only features en passant. His remit also extends to India, Java, Iran, the Hebrides, Brazil, jazz, and Western Art Music. Most valuably, the text is cued to 63 wonderful audio and video tracks on this online playlist, so that we can instructively listen and watch as we read (or even before Rushing Out to buy the book). Meanwhile BLJ also considers changing ways of musicking (the French musiquer is good), and changing trends over his long career in ethnomusicology. One feels his rapport as participant observer; while applying thick description (cf. Geertz) to both social and musical aspects, his style is deeply engaged, full of character.

Bernard, Irgoli 1995

BLJ entertains villagers, Irgoli 1995. Photo: Maria Manca.

* * *

The Introduction by Giovanni Giuriati gives background on early influences on BLJ’s studies and the significance of his ouevre; while sharing many approaches with Anglo-American ethnomusicology, he has also been at the centre of a distinctively European tradition (cf. posts under Society and soundscape).

The main text is a parcours in three parts, each with nine chapters—an anthology of mostly previously-published articles, illuminatingly arranged by themes.

BLJ 462

Part One, “Improvisation: permanence et transformations”, unpacks the creative process (cf. Nettl).

BLJ 32

After an introductory chapter, BLJ offers three vignettes on Sardinia, featuring the launeddas (in memory of Aurelio Porcu); dances with organetto; and songs with guitar. Alongside detailed musical analyses, he always pays attention to social context (festas, bars, and so on).

“Bartók’s kaleidoscope” is a thoughtful tribute, dating from 1994. Focusing on Bela Bartók’s early recordings and transcriptions of the folk music of Romania (cf. my Musical cultures of east Europe), it’s further informed by BLJ’s own fieldwork there from 1991 to 1996 with Jacques Bouët and Speranţa Rădulescu (see A tue-tête: chant et violon au pays de l’Oach, Roumanie, 2002, with DVD, including amazing clips like #23).

Oach

Chapter 6 is a more general discussion of models and typology, in which BLJ spreads his net to Iran, India, and Scotland—as well as Morocco, illustrated by the Aissawa cult of Meknes (#15), and Turkey, with a fine taksim on the zurna (#18b).

He then continues exploring Romanian village traditions with chapters on the oral traditions of the Ouach (Oaș) and Baia Mare regions. He discusses the misleading dichotomy between fieldwork and the laboratory.

BLJ 124

In an intriguing experiment, the team asked local musicians to play their own transformations on short extracts played to them from a Brahms Hungarian dance, The four seasons, and West Side story (##24–27). While I appreciate the idea, here I’m rather less excited by the insights it yields.

BLJ 155

A numinous image, also used for the cover of Paul Berliner’s Thinking in jazz
just the kind of fusion of ethnographic and musical detail that BLJ practises.

Part One ends with a virtuosic entr’acte, “The jazz ear”, suggesting grander themes through two suggestive analytical vignettes. Seeking to assess contrasting evaluations of Chet Baker’s vocal intonation, BLJ gives a micro-analysis of his “deviant” pitches at the opening of I fall in love too easily (cf. Deep in a dream, and Chet in Italy). And the “cultural ear” is apparent too in his discussion of the harmonic implications in Charlie Parker’s different melodic renditions of Billy’s bounce. While this kind of analysis stops short of explaining why audiences are so moved by both jazzmen, it suggests fruitful paths.

This jazz vignette leads BLJ to suggest three approaches:

  • the imperial (“not to say imperialist”) position, whereby ethnomusicologists, with their universal science, declare themselves the omniscient authority, taking credit for the aptitude of others (Others) without asking too many questions;
  • the discouraging opposite view, as expressed famously by Bruno Nettl‘s teacher in Iran: “You will never understand this music”;
  • a middle way, which BLJ favours: that it is precisely the problematic accessibility of the music of others that is at the heart of our task.

BLJ 179

Part Two, “Chanter ensemble, être ensemble” (and the word ensemble is more evocative in French!) returns to Sardinia, considering vocal polyphony there (“Les mystères des voix sardes”). Five chapters explore aspects of the Castelsardo confraternities, with their annual cycle of rituals culminating in the Passion rituals of Holy Week, illustrated with magnificent video clips like #35 and #39 (more under Sardinian chronicles). Exquisite as is BLJ’s Chants de Passion (1998), he reflects that

les mots du livre sont beaucoup moins riche que les paroles qui leur ont donné naissance. […] L’écriture est toujours maladroite lorsqu’il s’agit de rendre compte des intonations et de la richesse de l’oral…

Musical notation too is an imperfect tool.

tenores 1998

BLJ in deep harmony with tenore quartet at wedding, 1998. Photo: SJ.

In the fourth chapter of this section BLJ expands his consideration of vocal polyphony in Sardinia to the more widely-known secular genre of the tenore quartet, including the distinctive group from Fonni, who open his 1991 CD Polyphonies de Sardaigne (#36b).

Chapters 5 and 6 offer more perspectives on the Castelsardo liturgy, reflecting on the aesthetic judgements of the participants, and on memory, individual style, conditions and constraints (the ritual cycle, sense of place), grammatical rules, preparation. With such factors in mind, BLJ analyses a 1993 Stabat mater (#41).

Chapter 7 considers such orally-transmitted group singing in the less formal (male) social interaction of the cantina. Describing the singer as “creator of empathy”, he notes that while such societies commonly refer to nos anciens, the word “tradition” doesn’t belong to such societies, but is an invention of the “professors”—an issue to bear in mind in China.

BLJ 297

This discussion makes a bridge to the last two chapters of Part Two. Chapter 8 is a version of BLJ’s 2013 article “Multipart drinking (and singing): a case study in southern Albania”. After apéritifs in Ancient Greece and the Andes, he describes the Tosk ensemble seated around a table (also a focus of Chinese musicking), singing in free tempo as they make toasts with raki (e.g. #45), revealing the correlation between social and musical rules and their spatial and temporal dimensions.

La performance a pour but de render contigus, de façon construite et progressive, le proche et le lointain, le present et l’absent et—pourrait-on dire plus largement—les mondes physique et métaphysique.

He notes the presence of virtual as well as real participants:

Il s’agit d’etres mythiques: héros convoqués par les textes des chants dont on célèbre l’importance, faits d’armes divers (en general contre les Turcs), fiancées perdues ou inaccessibles dont on ne sait pas meme si elles existèrent un jour. Mais aussi présences-absences: le chant est la trace d’un souvenir, d’une situation précédente, de l’objet de ses pensées, et qui se voit adoubé d’attentions expressifs particulières. De sorte qu’être ensemble revient à s’inscrire dans un présent, mais consiste tout autant dans l’évocation et le rappel des absents.

As to the polyphony of the Lab people further southwest in Albania, Chapter 9 discusses the mournful song Ianina, led by Nazif Çelaj (#48; full version on BLJ’s 1988 CD Albanie: polyphonies vocales et instrumentales). It was premiered at a 1983 folk festival in Gjirokastër, and despite being promptly elevated by the regime to national status, audiences agreed that it was both original and moving. This seems to have been a rather rare occasion in folk tradition to witness a song regarded as a “new creation”; while BLJ describes the innovative aspects of the vocal arrangement (always embedded in tradition), I’d like to know more about just how the song came into being.

One particularity of the song is its evocation of the funeral laments of women:

Il est comme un esquisse ou un rappel des lamentations funèbres dont les femmes ont en principal l’exclusivité. Il emprunte ainsi, sans le dire, au vaj (cri, plainte ou lamentation féminine). Il y a là un travestissement qui ne peut passer inaperçu. En fait, un double travestissement, car ce chant d’hommes emprunte aux femmes et il ne raconte pas seulement une histoire: il la met en scène en y insérant—en live—le chagrin occasionné par le mort du héros.

He concludes:

Chant de douleur de l’ancien régime, il renvoie au temps de la domination des Turcs. Mais aussi et sourtout au régime qui l’avait vu naître, comme si, à son tour, il ne pouvait plus s’extirper de ce passé encore brûlant. Cependant, il n’est pas nécessaire que son référent soit precis, car en tant que plainte masquée Ianina chante la douleur. Or, celle-ci ne manque pas des scénarios anciens ou nouveaux pour fair irruption: elle renvoie à ce qui fut autrefois, mais aussi à ce qui est aujourd’hui (l’instabilité morale, l’injustice social et l’émigration notamment). Et sans doute a-t-elle même l’étrange pouvoir d’inclure les douleurs à venir. Elle et à la fois précise et indécise. En cela réside sa fonction paradoxale autant que son charactère opératoire.

In Part Three, “La musique en effet”, we return again to Sardinia. Chapter 1 reflects on BLJ’s “home base” of Irgoli, opening with villagers’ apparent indifference to the intrusion of American rock music blasting from the TV in the bar. He contrasts the whole social soundscape with the silence surrounding vendetta. The tenore style of Irgoli has hardly been affected by the fashionable adoption of other such groups onto the “world music” bandwagon. And meanwhile the canto a chitarra, the improvised “jousts” of the gara poetica, and dancing in the piazza continued to thrive there.

Further pondering how music reflects the social structures in which it is inscribed (an idée fixe of ethnomusicologists), in Chapter 2 BLJ revisits the launeddas and the liturgy of Castelsardo.

BLJ 353

In Chapter 3, “Le cheval, le chant, la poésie”, he reflects on the limitations of comparison, even between the various festive cultures of Sardinia. Chapter 4 explores the connection between flowers and liturgical song. The following three chapters discuss Lévi-Strauss, the “science” of music, and affect—ending with an astute commentary on the speaking voices of women in Castelsardo.

In Chapter 8, BLJ’s return to Orgosolo in 2011 after thirty years prompts reflections on memory and the individual “proprietors” of repertoire among his various fieldsites. This in turn leads to a discussion of female mourners in Albania (#61), and the return of a celebrated Albanian singer to his desolate natal home, shown in BLJ’s film with Hélène Delaporte, Chant d’un pays perdu (2006) (extracts e.g. #62b and 62d).

For both performers and audiences, a complex, imprecise nostalgia may be involved in a synchronic event (as well as in later reception history, I might add). He ends with a note on music, memory, and possession—the latter here denoting the power of absent or lost beings in the performative expressions of the living.

This leads suitably to the final chapter of Part Three, on Georgia on my mind as sung by the “alchemist” Ray Charles. Applying the same methods he has developed for folk traditions, BLJ analyses the musical features that create the multivalent portrait of an elusive protagonist, with its “tempo-malaise”.

“Georgia”—l’être évoqué—existe a travers son énonciation chantée, des qualités d’intonation spécifiques, un timbre ô combien particulier, des transitoires d’attaque et de fin, etc., constituant non pas l’accessoire du chant mais son essence.

Noting the human voice as marker of social discrimination, he explores the “black voice”, anchored in the memory of douleur, and “le nègre blanc”; the pentatonic basis of the song, both gospel and rural (another pays perdu); and the arrangement by Ralph Burns. Nor does he neglect to pay homage to the 1941 recording of Georgia by Billie Holiday (and one might cite her Don’t explain as a succinct assessment both to support and criticise his method?!).

In his thoughtful Postface/Volte-face, BLJ reflects on the major themes that have emerged, describing the ethnomusicologist as both droguiste and acrobate-gymnaste. While noting the reduced local diversity of rural traditions since his first fieldtrips in the 1960s (a theme, indeed, that one might trace back to the origins of anthropology), he has remained alert to change, constantly refining his “models”.

All this makes one keen to explore the final bibliography, discography, and filmography—and do also consult the ear-opening CD set Les voix du monde, in which BLJ played a significant role. What—no index?!

This stimulating tour de force is both a survey of Bernard Lortat-Jacob’s lifetime immersion in musicking and another reminder of the wealth of Mediterranean traditions on our doorsteps, along with their relevance to a global understanding of local cultures.

Pacing the void 步虛

yangfan

Li family Daoists sing Taishang song at central pole to open Hoisting the Pennant ritual,
Yanggao 2011.

Following the recent commemorations of the great Kristofer Schipper, I’ve been re-reading his article

  • “A study of Buxu: Taoist liturgical hymn and dance”, in Pen-yeh Tsao [Tsao Poon-yee] and Daniel Law (eds), Studies of Taoist rituals and music of today (1989).

The volume was the result of a conference held in Hong Kong, just as the revival of ritual traditions was getting under way, with further contributions by such scholars as Michael Saso, Chen Yaoting, John Lagerwey, Ken Dean, Issei Tanaka, Qing Xitai, John Blacking, and Alan Kagan.

It’s impressive that “Daoist music” was considered to belong with Daoist ritual so early; later, scholars of ritual and those studying ritual soundscapes (a more suitable term) would work separately, to the detriment of both.

Many of the articles in the volume are historical; and most of those discussing “rituals and musics of today” concern southeast China and Taiwan. Indeed, even now, this focus of time and place still dominates the field.

Schipper’s article opens with modern practice in south Taiwan, noting that Buxu 步虛 Pacing the Void hymns are sung there in unison at the opening of jiao Offering rituals, as well as within chao Audience rituals. But the bulk of his article concerns early textual history. He notes that while Buxu hymns already opened jiao Offerings in the Southern Song dynasty, their texts date back as early as the 4th century, soon becoming enshrined in Lingbao liturgy. He also seeks clues about how such hymns were performed in medieval times, noting Buddhist influence. And he finds early associations with meditation, citing the 5th-century Daoist Lu Xiujing:

In the practice of the Lingbao Retreat, when reciting the stanzas of the Empty Cavern Buxu: grind the teeth three times, swallow three times, and then concentrate on the vision of the sun and the moon, in front of one’s face. The rays enter through the nose in the Palace of the Golden Flower. There, after a moment, they change into a nine-coloured halo… Again, grind the teeth three times and swallow three times, and then concentrate on the vision of the Primordial Lord of the Three Simple (pneumata) in the Palace of the Golden Flower, in the likeness of an infant…

Schipper also notes the link with the bugang 步綱 Pacing the Constellation (Yubu 禹步) liturgical dance steps, as well as the Buxu genre in secular literature. He ends by stressing the link between music and meditation in the simultaneous execution of an “interior” and external” ritual:

The way of achieving this, and this is borne out in a way no literary source can provide by today’s rituals, is through music. Only music can integrate the different levels of execution during a ritual, make the meditation and breathing of the Master follow step by step the performance of the outward ritual by the acolytes. Only music can bridge the separation between the two worlds and ensure the harmony of man and his environment and beyond that, of all the spheres of the universe.

I much admire Schipper’s stress here on soundscape; and the high bar that he sets for the “internal” aspects of Daoist ritual was indeed evident in the practices of his own Daoist masters in Taiwan. Yet the fundamental importance of soundscape in ritual practice (hardly pursued by later scholars of Daoism) is far wider than the abstruse arts of cosmic visualisation.

* * *

Schipper set the tone for Daoist ritual studies, which relate modern liturgy firmly to the medieval era. Yet the basis of modern practice is the formation of liturgical traditions since the late imperial period. Throughout China, at the opening of the rituals of both temple clerics and household ritual specialists (Orthodox Unity and Complete Perfection alike), Pacing the Void hymns turn out to be widely performed today. Thus modern collections of vocal liturgy and the provincial volumes of the Anthology of folk music of the Chinese peoples, compiled through the 1980s and early 90s (see e.g. under Suzhou Daoist ritual), contain numerous transcriptions of Pacing the Void hymns from all over China.

For temple practice, Buxu hymns such as Dadao dongxuan xu 大道洞玄虛 are part of the Xuanmen risong 玄們日誦 daily rituals (Min Zhiting 閔智亭 ed., Quanzhen zhengyun puji 全真正韵譜輯, pp.31–2):

And such hymns, sung very slowly with melisma, are just as common among household Daoists. In my chapter on vocal liturgy in Daoist priests of the Li family I gave an example:

Recitation to the Great Supreme (Taishang song 太上誦) is the main hymn that the Li family sings in the Pacing the Void (Buxu) genre. Its incipit is Taiji fen gaohou (“As the Great Ultimate divided high and broad”); this ancient text, sometimes attributed to the Daoist master Du Guangting (850–933), is often found both in the Daoist Canon and in current temple practice.

It consists of eight five-word lines, plus a final fast seven-word invocation to the Great Heavenly Worthy of Five Dragons who Expels Filth (Wulong danghui da tianzun). As ever, my translation stays rather close to a literal interpretation, though the text (such as the obscure third couplet) has been subjected to highly arcane commentary.

Only performed with shengguan wind ensemble, never a cappella, the hymn is mainly used in three rituals: Fetching Water (qushui 取水); Hoisting the Pennant (yangfan 揚幡), at the central pole; and at the soul hall before the coffin is taken out (film, from 45.20 and 1.14.38). Until the 1950s it was also sung for Opening the Quarters (kaifang 開方), and in the Announcing Text (shenwen 申文) ritual for earth and temple scriptures. Buxu is also the title of a percussion item, which they now rarely play—the longest interlude between sections of certain a cappella hymns, a slightly expanded version of Jiuqu (Daoist priests, p.286).

Taishang song

Taishang song score

So while the hymn texts are “in general circulation” (Schipper’s term again), the melodies to which they sung vary widely by locality.

Anyway, Schipper did well to point out the significance of Pacing the Void, even if he could hardly have imagined at the time how very widespread the genre was throughout the PRC. As he wrote, “an entire book could, and perhaps should, be written about Buxu.”

So our choice of emphasis is significant: whereas the sinological method is to use fieldwork as a mere adjunct to unearthing textual vestiges of medieval theology, a more ethnographic approach incorporates such ritual archaeology into our studies of living ritual repertoires in modern society—further discussed here.

TSS

Coda of Taishang song before the burial procession:
Li Manshan, Golden Noble, Wu Mei, Li Bin.

Chinese tomb decoration, ancient and modern

While I generally go for living embodiments of traditional culture, Shanxi province is a rich field for iconography, temples, murals, opera stages, and steles—for all periods of imperial history. Besides the major early sites, neglected little village temples also contain a wealth of murals since the Ming dynasty.

North Shanxi has long been one of my main bases for fieldwork (see under Local ritual). Traces of the Northern Wei dynasty (386­­–534), with its capital at Pingcheng (modern Datong), attract many visitors to the region—most famously, the Buddhist grottoes of Yungang just west of Datong city. The elite Daoist Kou Qianzhi 寇謙之 (365–448) is often wheeled out by scholars as an instance of the illustrious ancestry of Daoist ritual in north Shanxi.

The Shaling site, with mural.

Near Datong, excavations at a major Northern Wei tomb complex outside Shaling village in 2005 yielded impressive results, even though it had been subject to severe looting. Another remarkable tomb has recently been excavated at Qilicun village, revealing a lacquered tomb, murals, silk artefacts, and ceremonial lacquerware.

Qilicun: coffin, and mural.

Such elaborate tombs were made for the elite; while archaeologists still commonly excavate tombs from the period, it can be hard to relate them directly to ritual life today. And even before the modern disappearance of the old elite, the furnishing of tombs changed over more than two millennia.

Still around Datong, many tombs from the Khitan Liao dynasty (907–1125) have also been excavated. The Wohuwan site in the northern suburbs of Datong (c1119) was discovered in 1961–62—reminding us of the energy of archaeologists even under the difficult times of Maoism (cf. musicologists). More recent finds in the vicinity are introduced herehere, and here

Liao tomb: left, entrance; right, constellations—again, a living feature of Daoist ritual in
the litanies of stellar lords (xingjun 星君).

The new incarnation of the Datong museum (founded in the dark days of 1959) looks most impressive, with plentiful exhibits of early tomb art and artefacts. The compendium Yicai qiannian: Datong diqu muzang bihua  熠彩千年: 大同地区墓葬壁画 (2019) includes images from the Northern Wei, Liao, Jin, and Yuan dynasties.

* * *

Now, I’m underwhelmed by the fetish for blithely claiming connections between modern and ancient culture, flitting from millennium to millenium, as is popular in Chinese musicology—though I did make an exception for Li Qing and ancient sheng masters. In Daoist (and Buddhist) studies too, ritual archaeology is more popular than living ethnography (see Debunking “living fossils”).

For the wealthy families who had such early tombs built, elaborate mortuary rituals would have been held too—Daoist, Buddhist, perhaps both. The recent Northern Wei excavations naturally remind me of my times following Li Manshan round nearby villages as he determines the date, supervises the encoffinment, chooses the grave site, decorates the coffin, writes the tomb tile, and presides over the burial (all shown in my film, from 13.38). In between all the initial solo activities and the burial come the group rituals of the Daoist band that he leads—with repeated visits to the soul hall, as well as rituals in a more public arena, to a numinous source of water, and to the edge of the village at dusk, in prescribed ritual sequence.

Of course, today the main clientele of household Daoists like the Li family is the ordinary peasantry, by contrast with the imperial elite whose tombs are revealed by archaeologists.

Left, Li Manshan decorating a coffin;
right, an assistant placing the tomb tile over the bow-and-arrows on the coffin.

In modern times graves are only just big enough for the coffin itself, no longer containing any artefacts, apart from the tomb tile covering the little bow-and-arrows placed on top of the coffin—in Li Manshan’s own words (my film, from 1.18.12),

to protect against grave looting, the common people imitating the real bow and arrows used for the tombs of imperial princes of old.

But he and his son Li Bin do decorate the coffin (huacai 畫材), painting it with elaborate motifs such as “qin, chess, calligraphy, and painting” (qinqishuhua 琴棋書畫)—again emulating the culture of the imperial elite.

The Li family’s base of Yanggao county is just east of Datong; even closer to the Northern Wei site at Qilicun is Datong county, where we also found active household Daoist groups.

So artefacts are all very well; but one wants to relate them to people’s lives, and deaths. With finds like Qilicun, what I lack is knowledge of Northern Wei burial practices. Indeed, for folk ritual life in north Shanxi, it’s none too easy to glean firm clues right through from early medieval to late imperial times; for the period since the late Ming it is mainly through fieldwork that we at last begin to find clues to the forebears of the household Daoists practising today.

One fine study is

  • Jeehee Hong, Theater of the dead: a social turn in Chinese funerary art, 1000–1400 (2016),

focusing on a lively period for the evolution of drama—again, still a major aspect of modern expressive culture in Shanxi. With material on Shanxi (though not the Datong region), Hong uses tomb artefacts as evidence of the funerary practices of the day, and paying attention to the artisans who created them.

xuanhua liaomu HT lowest

Mural from Xuanhua tombs, 1116.  Reproduced in Yuan Quanyou 袁荃猷 (ed.),
Zhongguo yinyue shi tujian 中国音乐史图鉴 (1988), p.109.
This image ingeniously created by Hannibal Taubes from his own photo.

As to the soundscape of mortuary rituals, tomb murals and statuettes have long provided rich evidence for music historians—such as the above Liao-dynasty mural, a forebear of the shengguan ensemble still used by household Daoist bands in the region today. The pipa lute and paixiao panpipes were perhaps only common in the elite groups of regional courts, and were no longer used as ritual groups distilled the instrumentation to sheng mouth-organ, guanzi (bili) oboe, dizi flute, and yunluo gong-frame, with drum and cymbals. For some later murals of musicians from the region, see here. Of course, such images can only furnish scant clues to the vocal liturgy, the main component of ritual. Amidst all the artefacts within an ancient tomb, what is fatally lacking is video footage of the activities surrounding the event.

Anyway, the practices surrounding tombs of the medieval elite are quite remote ancestors of the mortuary rituals of common folk today—it just strikes me with my explorations in the region (“you dig?”), traipsing round gravelands and peering into freshly-dug graves. Fieldwork among living ritual specialists and their clientele can give us concrete images of the kinds of details we would like to learn about early practices—one way of coaxing ancient artefacts from their frozen silence.

See also e.g. Grave chartsChanging ritual artefacts, and the funerary headgear of the kin; for Qing-dynasty temple murals in Yanggao, see The cult of Elder Hu.

 

With thanks to Hannibal Taubes.

Kristofer Schipper

portrait

Portrait of Kristofer Schipper,
commissioned for commemorative ritual in Suzhou, 2021 (see below).

Not only in the West but in Taiwan and China, the great influence of the great Daoist scholar Kristofer Schipper (Chinese name Shi Zhouren 施舟人, 1934­–2021) is clear from the many tributes to him that have been appearing. Here’s a selection from the various extensive lists going round.

Perhaps the most accessible starting-point is Ian Johnson’s NYT article (Chinese version here). You can find numerous posts on the websites of the Society for the Study of Chinese Religions (SSCR) and the Chengdu-based Centre for the Study of Chinese Religions (CSCR); by subscribing to the European Network for the Study of Religions in China (ENSRC); as well as on douban and Wechat.

The SSCR and CSCR sites include tributes by John Lagerwey, Vincent Goossaert, Franciscus Verellen, Brigitte Baptandier, Lee Fong-mao, Lü Pengzhi, Lü Chuikuan, Ye Mingsheng, Stephen Bokenkamp, Terry Kleeman, and David Palmer. See also e.g. Ken Dean (live), Richard Wang, and an online discussion held by the Global Daoist Studies Forum. Doubtless the bibliography will continue to grow.

Several of these sites also give extensive lists of Schipper’s writings—this one looks comprehensive. Just a few of the seminal works that we keep consulting:

  • Le fen-deng (1975)
  • “Vernacular and classical ritual in Taoism”, Journal of Asian studies 45.1 (1986)
  • Le Corps taoïste (1982; English version The Daoist body 1994).

And I’ve reflected on his 1989 article on Pacing the Void hymns.

* * *

Schipper was brought up in Holland, where during the war his parents sheltered Jewish children from the Nazis. As Vincent Goossaert commented, “This really shaped his worldview, both his hatred of nationalism and his deeply humanistic preference for local democracy instead of great national narratives”.

Schipper with Chen Rongsheng, 1960s.

After training with Max Kaltenmark in Paris, in 1962 Schipper went to study in Taiwan; based at the Academia Sinica, he became a disciple of the great household Daoist priest Chen Rongsheng 陳榮盛 (1927–2014) in Tainan (see video tribute in n.1 here), who ordained him in 1968. He returned to Paris in 1970, taking up a position at the École Pratique des Hautes Études.

Schipper went on to create a massive project on the Daoist canon; the result, co-edited with Franciscus Verellen, was The Taoist canon: a historical companion to the Daozang (3 vols., 2004), an essential companion to texts found both in libraries and in the manual collections of local ritual specialists. His distinction between texts “in general circulation” and those distinctive to local traditions has been most useful to me in trying to classify collections of ritual manuals among northern household Daoists (see e.g. under Recopying ritual manuals, and Daoists of Hunyuan).

We might almost regard Schipper as a Daoist equivalent of Nadia Boulanger. Paris has been an île sacrée for Daoist studies, with Schipper bridging the lineage from Henri Maspero and Max Kaltenmark to John Lagerwey and Vincent Goossaert; his vast influence is clear from the list of his pupils, many of whom have gone on to distinguished careers.

If his main contribution was in sinology and textual research, his influence extended to anthropology. As Ian Johnson writes:

His ideas contributed to an understanding of how Chinese society has been organized through its history—by local autonomous groups often centred on temples rather than the emperor and his vaunted bureaucracy, as historians have traditionally tended to depict it.

Ken Dean observed:

He was able to show that there was a religion of the people of China that was deeply connected to local forms of self-organization and self-government. It was part of a change in how people described Chinese society.

Schipper and Chen Guofu

Inklings of change in the PRC: meeting Chen Guofu (1914–2000), Tianjin 1981.

While Taiwan had hitherto been the most fruitful fieldsite to study Daoist ritual, by the late 1970s, as a huge revival of tradition got under way in mainland China, it was becoming clear that there too there was now a vast field to explore—and Schipper was among the first to build bridges. Recruiting regional fieldworkers, scholars like C.K. Wang, John Lagerwey, and Ken Dean now initiated fieldwork projects on local ritual traditions throughout south China, which still continue to yield major results (see e.g. Lü Pengzhi’s massive Daojiao yishi congshu series). Such projects have tended to focus on the “salvage” of early history rather than documenting modern social change (among exceptions, see e.g. Yang Der-ruey on Shanghai, Qi Kun for Hunan); the historiography and ethnography of Daoism remain rather separate fields (see Debunking “living fossils”).

By the 1990s, Schipper’s concern for the history of religious life within local society resulted in another major collaborative project between the EFEO and Chinese scholars on the temples of old Beijing, still ongoing. Despite his focus on south China, he was most supportive of research on northern ritual practice (even my own, such as In search of the folk Daoists of north China, and related articles under Local ritual). After retiring in 2003, he and his wife made their home in Fuzhou, further inspiring Chinese scholars.

* * *

1991: left, as liturgist; right, “rousing the altar” (naotan 鬧壇).

While Schipper’s early training as a Daoist priest was to form the inspiration for his career, one method where later scholars have roundly ignored his example is participant observation—a route very rarely taken in Daoist studies, though de rigueur in ethnomusicology. Even more remarkable was Schipper’s apprenticeship to Chen Rongsheng, which opened up the path for studying the ritual practice of household Daoists. Of course, “becoming a Daoist priest” can only refer to one particular tradition—the ritual practices that Schipper acquired (including its language, melodies, chants, and style of percussion) were particular to one region of Taiwan.

Analysing an ancient ritual manual, or even a modern ritual, in silent, immobile text is not the same as performing it. Sure, few scholars will find the time—though they are happy to devote years to poring over Song-dynasty ritual compendiums in libraries, to collect silent immobile texts in the field, and then to create more such texts themselves. Of course, performing as an occupational Daoist priest, as part of a ritual group, can only be done by living in China or Taiwan; it’s an unlikely career path for academics, yet it has hardly appealed to them even as an interlude. Still, the insights to be gained from even a basic training are most valuable (see e.g. Drum patterns of Yanggao ritual).

Schipper doesn’t seem to have discussed any tensions between textual research and living performance. Though uniquely placed to write a detailed ethnography of Daoists’ lives, that wasn’t his main concern; for him, the lessons gained from learning to perform look to have been more about texts than practice. It was John Lagerwey, in his Taoist ritual in Chinese society and history (1987), who provided the most detailed account of Chen Rongsheng’s ritual practice. See also my remarks on documenting ritual in film, and Appendix 1 of my Daoist priests of the Li family.

So Schipper’s training as a Daoist priest, while most thorough, was part of his studies within the bounds of academic sinology, rather than a vocational conversion. It can work the other way round too: some practising temple priests, such as Min Zhiting, have undertaken research on historical texts.

Around the same period in Taiwan, Michael Saso learned to perform Daoist ritual, also going on to become a scholar before eventually returning to the Catholic priesthood. More recently, another remarkable exception is Tao Jin 陶金 (an accomplished young architect who writes many profound articles on Daoism), who studied with masters in Beijing and Suzhou and was ordained in Suzhou in 2018 (see under Ritual life around Suzhou). Meanwhile in Taiwan, Stephen Flanigan 馮思明 has learned to perform Daoist ritual to inform his academic studies in Hawaii. While the pull of an academic career is strong, the path that Schipper opened up has brought added depth to the field.

Outside academia, many in the West have espoused individual versions of Daoist meditation (often with a New-Age tinge—see David Palmer, Dream trippers: global Daoism and the predicament of modern spirituality, 2017); but for them, as for scholars, the idea of learning to perform ritual has largely remained alien.

Schipper also had suitable esteem for nanguan, the exquisite chamber ballads so popular in Hokkien communities of south Fujian and Taiwan (see the tribute from Lü Chuikuan), whose melodies were incorporated into Daoist ritual there—even if I’ve suggested that he may have overestimated the importance of a concert in Paris in 1986 for the revival in south Fujian.

* * *

Shanghai gongde

Commemorative ritual for Schipper at the Chenghuang miao, Shanghai.

Notably, several Daoist temples have held commemorative rituals for Schipper (listed here, and here). For the sixth “sevens”, temple priests performed shengdu gonggde daochang 升度功德到場 rituals: at the Xuanmiao guan in Suzhou, with some of the most distinctive ritual segments that are performed there, and at Huotongshan, Fujian. For the seventh “sevens”, rituals were held in ShanghaiFuzhouLonghushan, and Beijing.

Kristofer Schipper’s work is a benchmark within a range of disciplines, firmly establishing the study of Daoism—in particular its rituals—as a core element in our understanding of traditional Chinese culture.

The reinvention of humanity: the Boas circle

Like the societies that it studies, anthropology is in constant flux.

On Franz Boas (1858–1942) and his circle, a most engaging book is

  • Charles KingThe reinvention of humanity: how a circle of renegade anthropologists remade race, sex, and gender (2020)—main title of 2019 US edition Gods of the upper air (“Discuss”). Reviewed e.g. herehereand here.

Immensely readable, it surveys how ways of making sense of the diverse cultures of the world have changed since the beginnings of formal anthropology.

Cover, showing Margaret Mead with Fa’amatu in American Samoa, c1926.

Reaching beyond the confines of drier academic treatments, it’s a real gift to write like this for a general audience. King really brings to life what might seem like abstruse theoretical debates.

Alongside Boas himself, he focuses on four female scholars: Margaret Mead, Ruth Benedict, Ella Cara Deloria, and Zora Neale Hurston. [1] As Francis Gooding comments,

It’s not a coincidence that Boas and his collaborators, variously Jewish, Black, Indigenous, female and queer, were all outsiders of one kind or another to the mainstream of American society. That their ideas were found radical and strange is an indictment of their culture; that King’s book seems timely is an indictment of our own.

The work of the Boas circle set forth from fieldwork on “exotic” cultures to the lessons it might provide on issues in American society, as they challenged the entrenched notion of linear progress from “primitive” to advanced societies, and the narrow categories of race and gender.

More than anyone in his day, Boas understood that his own society’s deepest prejudices were grounded not in moral arguments but rather in allegedly scientific ones. Disenfranchised African Americans were intellectually inferior because the latest research said so. Women could not hold positions of influence because their weaknesses and peculiar dispositions were well proven. The feebleminded should be kept to themselves because the key to social betterment lay in reducing their number in the general population. Immigrants carried with them the afflictions of their benighted homelands, from disease to crime to social disorder.

Thus

the core message of the Boas circle was that, in order to live intelligently in the world, we should view the lives of others through an empathetic lens. We ought to suspend our judgment about other ways of seeing social reality until we really understand them, and in turn we should look at our own society with the same dispassion and skepticism with which we study far-flung peoples. […]
In time these shifts would inform how sociologists understand immigrant integration or exclusion; how public health officials think about endemic illnesses from diabetes to drug addiction; how police and criminologists seek out the root causes of crime; and how economists model the seemingly irrational actions of buyers and sellers.

Such insights, I confess, do look like progress to me. Still, even as they have gained widespread currency, King notes the resistance from the political right, where

some of these changes are said to constrict a community’s ability to determine its own social mores. A new form of state-sanctioned intolerance, protected in “safe spaces” and monitored by “language police” from schools to workplaces, insists that we should all agree on what constitutes marriage, a good joke, or a flourishing society. The narrative is one of overreach, of unreasonableness, of an overweening state’s infringing on individual speech, thought, and sincerely held values.

King also pays suitable attention to the personalities, their struggles, and complicated love lives of the group.

The members of the Boas circle fought and argued, wrote thousands of pages of letters, spent countless nights under mosquito nets and in rain-soaked lodges, and fell in and out of love with one another. For each of them, fame, if it ever arrived, was edged with infamy—their careers became bywords for licentiousness and crudity, or for the batty idea that Americans might not have created the greatest country that had ever existed. They were dismissed from jobs, monitored by the FBI, and hounded in the press, all for making the simple suggestion that the only scientific way to study human societies was to treat them all as part of one undivided humanity.

* * *

Franz Boas was born in 1858 in Minden, Westphalia—where my orchestral colleague Hildi was to find refuge after fleeing invasive regimes. After studying physics in Heidelberg and Kiel, Boas was drawn to Arctic adventure; in 1883, taking a servant, he embarked for Baffin Island.

The Inuit there had been known to European explorers since the 16th century; in 1577 four of them were captured and displayed as objects of curiosity in England before dying of disease and injuries sustained during their capture.

During Boas’s stay he was assisted by a local man:

Signa was no timeless native simply struggling for survival on an unchanging shore. He had a past, with wanderings and movement, a family lineage, and remembered moments of hardship and joy.

While studying Inuit lifestyles, Boas documented stories and transcribed songs, made maps and sketches. The blood from a raw seal liver is still visible on the paper of his notebooks. But the population soon began succumbing to diphtheria.

Here among the Inuit, a person with the title of “doctor” couldn’t cure an ailing child. A university graduate knew nothing of snow and wind. An explorer was dependent on the whims of a dog team. He had seen it himself—the disorientation that comes with staring at one’s own ignorance, as plain as a brown seal on white ice. Being smart was relative to one’s own circumstances and surroundings.

In late 1884 Boas made his way to New York and then to Washington DC, where he visited the “backwoods intellectual” John Wesley Powell, head of the new Bureau of Ethnology at the Smithsonian. Its researchers were currently engaged in major projects on Native American cultures; but with no position available for Boas there, he returned to Germany.

The scientific field that he had been circling since his voyage to Baffin Island was on the brink of an explosion, one that he was now well placed to miss.

The study of people was becoming known as ethnology, the word anthropology, at first referring mainly to the study of anatomy or natural history, only gradually came into vogue. The journal American anthropologist was founded in 1888. Whereas works like Frazer’s The golden bough (1890) were based on classical written texts, the new discipline sought “to go beyond what was written and ancient into what was observable and alive right now” (cf. Daoist ritual, where the driving force for most fieldwork has been the Ancient Wisdom of written texts, rather than change in modern social practice).

Powell’s mentor Lewis Henry Morgan specialised in the study of the former Iroquois Confederacy, his projects based on the widespread “spiritual renewal” of the day. But they still subscribed to the linear model from savagery to barbarism to civilisation. King gives an instance of this way of thinking:

Music, too, differed from one stage to the next. Savages might beat out a rhythm on a log or a stone, but barbarians sang a melodic line, while civilisation added counterpoint and harmony.

Hmm…

Boas was keen to get back to the USA, and in 1886 he returned to New York. King notes that almost 1.8 million German speakers settled in the States between 1850 and 1900; New York seemed as much German as American.

While seeking an academic position, Boas embarked on new fieldwork among the indigenous groups of the Pacific Northwest. Returning to New York, he found himself at odds with the Powell circle and the classification system then in vogue at the Smithsonian as well as for collections such as the British Museum, the Royal Ethnological Museum in Berlin, and the Pitt Rivers Museum.

The organisation of the collections seemed to reflect the collector’s sense of what the object was for, as opposed to the worldview of the artisan who had originally made it. […]
The only people who could really say whether something that looked like a bow was a weapon, a child’s toy, or an instrument for making fire were the true experts—that is, those who actually used it, in a given place, at a given time. This bone rattle might make music. That one might drive away evil spirits. Yet another might distract a wailing child. It all depended on where you were in the world, not when you happened to be on some linear path of social evolution.

With his shaky English and his disputes with senior figures in the field, Boas took some time to establish himself. In 1889 the psychologist Granville Stanley Hall invited Boas to take up a post at Clarke University in Massachusetts, but the atmosphere there soon became unproductive. He continued spending his summers doing fieldwork in British Columbia. (Alongside personalities, King pays attention to institutions and funding bodies.)

Now an American citizen, Boas moved on to Chicago, where a World Fair was to be held in 1893. The Harvard archeologist Frederic Ward Putnam invited Boas to design a display.

The Midway Plaisance featured exhibits on the peculiar ways of the world’s peoples, from a Bedouin encampment to a Viennese café, most of them thin disguises for hawkers of merchandise and cheap entertainment. An entire building was devoted to the lives and progress of women, while others highlighted advances in agriculture, electrification, and the plastic arts. A new fastener called a zipper made its debut over the six months of the fair’s operation, as did a chewable gum called Juicy Fruit, a tall circular ride presented by a Mr Ferris, and…

Next to the ethnological area, with wigwams, totem poles, and so on, on display, was the Anthropological Building. Boas’s contribution, in eight rooms, was a display of anthropometry, a vogue to which he had subscribed; but the exhibits revealed his increasing reluctance to regard it as a useful method.

Measurements of North American mulattoes showed them to be roughly the same height as white people. […] The distribution of people by stature in the city of Paris varied widely, just as it did for a study of Civil War veterans (although it was found that those from western states were in general taller than the easterners). An attempt to show the heights of Italians ended up finding no obvious pattern from northern Italy to the south. […] The peoples of “Old Europe” were, perhaps surprisingly, shown to be even more physically mixed than the population of the avowedly immigrant United States.

Boas was coming to perceive that

What counted as social scientific data—the specific observations that researchers jotted down in their field notes—was relative to the world view, skill sets, and preexisting categories of the researchers themselves. […] Theories were neither true nor false. They might better be described as successful or unsuccessful: they either fit the observable data or they didn’t. When observation bumped up against the walls of an existing theory, the theory was the thing that had to be changed. The first step was to get good data and then let the theory follow, which was the entire point of all those confusing tables and graphs in his Chicago anthropometry lab.

Meanwhile Chicago suffered a smallpox epidemic, followed by a round of influenza; the mayor was assassinated, and much of the exhibition was destroyed by fire. Still without a regular post, Boas returned to New York, where he began to work for the American Museum of Natural History, whose anthropology section was now directed by Putnam; there he continued his work on the American Northwest. In 1899 he oversaw the launch of a new series of American Anthropologist. At last in 1902 he gained a professorship at Columbia. By 1902 he had five children.

The issue of race now assumes centre stage. King introduces theories current at the time. Blumenbach (1775) had adopted a fivefold classification: Ethiopians (Africans), Americans (!), Mongolians (Asians), Malay (Pacific) and Caucasian (European), but by 1871 Darwin was questioning such basic schema.

As racial theories sought to justify the assertion of power by people of European descent (the term Aryan was in use from the mid-19th century), in the USA the Jim Crow system of segregation came into force. The theories of social scientists could have deep, often destructive, ramifications for people’s lives.

In 1899 William Z. Ripley divided European peoples into Teutonic, Alpine, and Mediterranean types, the first of which he claimed were at the forefront of the achievements of world civilisation. The term eugenics came into use.

Over the two decades spanning the turn of the century the foreign-born population had swollen:

Nearly a third more people were foreign-born in 1910 than in 1900. (It would take another century, into the 2010s, before immigration figures would ever approach similar levels. At the time Donald J. Trump announced his campaign for president by denouncing Mexican “rapists”, for example, the foreign-born figure was within a little more than a percentage point of the 1910 level.)

Madison Grant turned from zoology to human species, and “the preservation of his own race against an onslaught of immigration”; no longer could the USA remain an “asylum for the oppressed”. Hitler later expressed his approval of Grant’s work, considering the US to be showing the way toward a brighter, more scientific way of building a political community.

In 1907 the US Congress established a commission to study the rise in immigration; representatives, “decked out in straw boaters and linen suits”, visited the squalid detention camps of ports like Naples, Marseilles, and Hamburg. The following year they invited Boas to lead a team researching physical changes in the immigrants of the neighbourhoods of lower Manhattan. His 1911 report found them to be remarkably adaptable to their new surroundings; races were unstable.

There was no reason to believe that a person of one racial or national category was more of a drain on society, more prone to criminality, or more difficult to assimilate than any other. What people did, rather than who they were, ought to be the starting point for a legitimate science of society and, by extension, the basis for government policy on immigration.

Still, Boas’s findings were largely ignored in the Commission’s final report.

Also in 1911, he published his first book for a popular audience, The mind of primitive man, dismantling the whole concept of racial hierarchy. Disputing the idea that the successes of one’s own society today were due to some inherent superiority of “civilised” peoples over lesser-achieving “primitives”, he summarised:

Historical events appear to have been much more potent in leading races to civilisation than their faculty, and it follows that achievements of races do not warrant us in assuming that one race is more highly gifted than the other. […]
Race was how Europeans explained to themselves their own sense of privilege and achievement. Insofar as races existed, at least as Europeans typically understood them, it was through an act of cultural conjuring, not biological destiny.

And he stressed the subjective responses of fieldworkers:

Tribal people were often said to be indolent, but what if they were only lazy when it came to things that they didn’t happen to care about? Why should we expect that every people everywhere should necessarily attend to the same things with equal zeal or approach the same projects with diligence and commitment? Primitive people were sometimes said to be quick to anger and to lash out wildly according to their emotions. To be civilised, after all, was to be coolheaded and rational. But didn’t it take coolheadedness and logical thought to follow a seal pod across a featureless ice floe, or to track a whale in an oared canoe to the point of its, and your own, exhaustion? “The proper way to compare the fickleness of the savage and that of the white,” he wrote, “is to compare their behaviour in undertakings which are equally important to each.”

His work pointed towards a “higher tolerance”. But despite the relatively prestigious position of German immigrants in US society, with the outbreak of World War One Boas found himself a member of a feared minority. Already a critic of expansionist American foreign policy, by 1917 he denounced US involvement in the war. After the war, disillusioned with rising nationalism, he continued to encounter professional problems. Immigration laws tightened.

Again in 1911, Alfred Kroeber had “discovered” Ishi, “the last of the Yahi” in California. Despite the media circus,

The Yahi were not in fact a lost tribe. Their reduced condition was the product of modern history, not a relic of some mist-shrouded past. […] They were not holdovers from prehistory but rather refugees from a brutal present.

* * *

So far the story of American anthropology has been dominated, like the society of the time, by entitled white men. But now the younger generation whom Boas nurtured at Columbia began to include some talented female scholars.

Ruth Benedict (1887–1948, right) studied first with Elsie Clews Parsons. She began studying with Boas in 1921. In 1924, embarking on fieldwork among the Zuni in New Mexico (already a well-established research topic), she learned of their cross-gender custom of “berdache”.

In New York, she met Margaret Mead (1901–78), who was to be her life-long soulmate, and encouraged her to come to Columbia to study with Boas.

The London-based Polish émigré Bronislaw Malinowski had already published his landmark study of the Trobriand Islanders in 1922, introducing the notion of “participant observation”, and Mead was now drawn to the study of Polynesian peoples.

As she grew ever closer to Benedict, she began an affair with Edward Sapir, whose own work focused on Native American linguistics. The complicated amorous entanglements of the circle, complementing their explorations into the diverse relationships of the peoples they studied, form one theme of King’s book.

In 1925 Mead set sail for American Samoa to do fieldwork. Undeterred by the razzmatazz that accompanied her arrival in Pago Pago, the US Navy’s main station in the South Pacific, she soon “went down to the countryside”, as the Chinese say. She was made an “honorary virgin”—a useful concept for fieldworkers.

A hurricane gave her an opportunity to engage with the locals in their immediate practical concerns. With her studies focusing on the lives of women and girls, she learned that adolescent angst was not necessarily the prerogative of American teenagers.

On the seven-week return voyage to the States in 1926, her own love life became even more complicated when she met the British-trained New Zealander Reo Fortune. Back in New York she became assistant curator at the Museum of Natural History.

Also in 1926, following Nanook of the North, Robert J. Flaherty released his silent film Moana—again offering prurient glimpses of bare female breasts, by then largely a fantasy:

Mead’s book Coming of age in Samoa was published in 1928, to great acclaim—apart from a few men in the Boas circle like Alfred Kroeber, and later Derek Freeman.

In October, again parting reluctantly with Benedict, she married Fortune in Auckland, and they set off for Melanesia together. As Boas took issue with the growing esteem in the USA for eugenics, Mead’s work bore on ways in which a more flexible society might absorb its deviants to lead healthy lives. The result was her book Growing up in New Guinea (1930). She was already a celebrity.

Two other female pupils of Boas went on to work largely outside academia. The African American Zora Neale Hurston (1891–1960) had grown up in Florida in rather comfortable surroundings, but her mother’s early death plunged her into the harsh realities of segregation. Even later in Washington, the integrated university of Howard was an oasis: the racial divide was no less flagrant. She began to write stories, essays, and poetry, and in 1925 she set off for New York, where she gained a place as a mature student at Barnard and became a popular member of the “Harlem Renaissance”.

Still, she bridled at the genteel image expected of black people to gain favour in the eyes of the white cultural establishment.

Having enrolled in English, Hurston now studied with Gladys Reichard, who was working on Navajo culture; soon she gravitated to the Boas circle. In 1927 Boas arranged for her to do fieldwork back in Florida. There she was to collect folk tales around Eatonville—not far from Ocoee, where protests over voter suppression had led to a pogrom against the black population in 1920, first of a series (Tulsa, Rosewood, Little Rock).

Convict leasing had been abolished in 1923, but private chain gangs persisted: as late as 1960, a farmer commented, “We used to own our slaves—now we just rent them.”

Hurston’s brief fell under the rubric of folklore, a term that went back to the 1840s. Among such collections among African Americans, King adduces the Uncle Remus stories (1880)—“a white person gazing at an allegedly black world, uncomplicated, tricksterish, full of wily creativity”.

Back in New York, Hurston struggled to transform her notes into a coherent ethnographic narrative. She took odd jobs, and worked on a novel, Jonah’s gourd vine (1934). But in 1935 she enrolled as a doctoral student at Columbia under Boas, and managed to publish Mules and men, described by King as

the first serious attempt to send the reader deep inside southern black towns and work camps. […] … not a holdover from Africa, or a social blight to be eliminated, or a corrupted version of whiteness in need of correction, but something vibrantly, chaotically, brilliantly alive.

Here’s a excerpt from Hurston’s 1928 film footage, with her voiceover:

Boas was now eminent yet frail. His wife Marie died in 1929.

Another talented student of his was Ella Cara Deloria (1889–1971). On the Northern plains, the Omaha had been removed to reservations since the 1850s. They were early subjects for research; James Owen Dorsey’s Omaha sociology (1885) became a standard reference in anthropology.

Refreshingly, Dorsey also noted contradictory accounts, notably when some gem he had gleaned on ritual practice was then denied by the chieftain Two Crows, “nagging naysayer, an ethnographical balloon deflator”. Assessing thee value of conflicting sources is indeed a common issue that fieldworkers (not to mention textual historians) have to confront. Even what seemed to be a consensus of opinion could be thrown into doubt. Again, informants might have their own agendas; and “perhaps [Two Crows] simply misunderstood the question, or maybe you misunderstood his answer”. As King puts it,

What you needed was repeated and respectful conversations with the real human beings whose worlds you were straining, as best you could, to comprehend.

Ella Cara Deloria, also called Aŋpétu Wašté Wiŋ, grew up in Standing Rock. Her mother was of mainly European descent; her father’s heritage was the Lakota/Dakota subgroup of the Sioux. She spoke both English and Dakota, attending an Episcopalian boarding school. Having managed to gain admission to college in Oberlin, joining the provincial elite, in 1912 she entered Columbia’s Teaching College, whose mission was to shape “civilised aboriginals who would become credits to their race and help elevate their charges out of poverty and paganism”.

For Deloria,

the end of the western frontier was still a recent memory. Her father had been among those who had tried to mediate between reservation authorities and Sitting Bull.

She was two years old when agency police killed Sitting Bull on the very reservation where she grew up, followed by the Wounded Knee massacre.

Deloria was living at a time when American views of Indians were shaped not only by the recent experience of violent conquest but also by the refashioned memory of it: a world of dime novels, cigar-store statues, and Buffalo Bill’s Wild West Show.

On graduation she taught first at her old home in Sioux Falls and then in Lawrence, Kansas. Having met Boas at Columbia, in 1927 they met again when he visited Lawrence, and he invited her back to New York, recognising her rare qualification to participate in various projects. In the summer of 1928, while Hurston was collecting in Florida, Deloria returned to the Plains. Her first project was to check the reliability of James Walker’s 1917 study of the Sun Dance. She was guided by Ruth Benedict as well as Boas. But her local knowledge was invaluable:

I cannot tell you how essential it is for me to take beef or some other food each time I go to an informant. The moment I don’t, I take myself right out of the Dakota side and class myself with outsiders.

King goes on,

You had to know precisely how to make a gift, how to make the right kind, how to eat properly with people, how to call them by the correct kinship terms…

Deloria led an itinerant life; to eke out an income she led pageants of indigenous music and dance. In 1933 Boas again enlisted her in a project for the revived Handbook of American Indian languages. As Benedict recalled, “In all his work with American Indians Professor Boas never found another woman of her caliber”.

Deloria was a native speaker of Dakota and its dialects, with little education as a linguist apart from the informal sessions that Boas or Benedict might provide. But her instincts and on-the-spot grasp of field methods, Benedict said, probably amounted to more expertise than many doctoral students had at their disposal.

By the time that Margaret Mead paid a visit to the Omaha, she found their conditions disturbing: “It’s just nothing at all. A thing like this isn’t a culture, hardly even the remains of one.” But if she thought anything of interest had been killed off by poverty and white invasion, for Deloria

a better method was to give up trying to identify the dying embers of an older civilisation and instead get to know the living, right-now culture of the people you were actually surrounded by—women and men who weren’t stuck in history, but, like Deloria herself, were feeling their way through it. There was no need for nostalgia about the past if you could uncover the kaleidoscopic richness of the present. It was just that the present might take forms that you found surprising or frustrating, even disappointing.

I quite agree—although in cases like Grassy Narrows, Identifying cultural riches must surely give way to concerns over healthy drinking water and a reasonable life expectancy.

Deloria also resisted inert depiction by documenting linguistic change. But by 1938 she was again without work. Her Dakota grammar, published in 1941,

provided a glimpse of a deeper America, one obscured by its obsessions with racial fitness and linear cultural evolution. If you wanted to know what Sioux chiefs had said after the Battle of Little Bighorn or to understand the anguished wail of mothers when their sons’ bodies were brought home from Wounded Knee—if you wanted to discover, in other words, the inverse of American history as it was normally taught in schoolrooms and summer camps—Boas and Deloria were showing the way.

When Boas retired from teaching in 1936, Columbia, still prone to sexism, overlooked Benedict in favour of Ralph Linton. But the Boas circle were still involved in a wide range of projects.

Some differences of approach festered. Mead met Sapir’s attacks on her work in kind: in her experience, she wrote, jealousy was frequently found among old men with small endowments.

Pressed to derive a general conclusion from his decades of study, Boas came up with “People don’t use anything they haven’t got”.

In the USA, the related discipline of sociology was making headway, with studies such as Robert and Helen Lynd’s Middletown (1929).

Mead and Fortune returned to New Guinea in 1931. Their trip turned out to be traumatic, with Gregory Bateson now entering into the equation. [2] Their studies of local cultures informed reflections on their own tangled relationships. As things came to a head in 1933, Mead returned to Benedict in New York. The latter’s Patterns of culture (1934) would become most influential; in the next year Mead followed it with Sex and temperament, linking up Boas’s ideas on race with her own on sex and gender, based on her work among the Arapesh, Mundugumor, and Tchambuli.

Yet the price of such methods

was a kind of intentional madness. If your sense of reality was shaped by a particular time and place, the only way to free yourself was to go out of your mind: to step outside the mental frameworks that you knew to be real, true, and obvious.

* * *

The publication of Mead’s Sex and temperament coincided with that of Hurston’s Mules and men. Yet

volumes on Samoans or New Guineans were hailed as commentaries on the universal features of human society. One about African Americans was a quaint bit of storytelling.

Hurston had done more collecting in the south with the young Alan Lomax, recording stories, work songs, spirituals, and blues for the Library of Congress (catalogue here). [3] Here’s an excerpt with Lomax recording Hurston herself:

Hurston now set off for Haiti, just recovering from US military occupation. First in Kingston she observed the Jamaicans’ ability to take on the airs of the English, noting that “passing” from one racial category to the next almost always took place towards the direction of social power.

Culture wasn’t just a set of rules or rituals, she realised. It could also be a set of chains that individuals dragged around with them after the prison wardens more or less fled the scene.

After making expeditions inland, attending a boar hunt and a nine-night mortuary ritual, in autumn 1936 she moved on to Haiti, where the African influence was even clearer. Parallel with the work of Melville Herskovits on rural religious life there, she entered into the practices of voodoo, already covered in the patina of the sensationalist depictions of travellers.

One challenge to our categories of living and dead was Hurston’s meeting with the zombie Felicia Felix-Mentor, said to have died in 1907.

Put away, disregarded, institutionalised, forgotten, willed by others to be effectively dead—her condition was very much like that of many people Hurston knew, the black women and men she had met from Florida labour camps to whites-only universities. It was just that Haitians had invented a word for it.

She now planned two books, “one for anthro, and one for the way I want to write it”. The latter, the novel Their eyes were watching God, was published on her return to New York in 1937, combining “a coming-of-age story, a meditation on the inner lives of women and the men they loved, a literary ethnography of the Gulf Coast”.

Though by now Hurston had no thoughts of an academic career, she still returned to the American South for more fieldwork. Tell my horse (aka Voodoo gods), her field report from Jamaica and Haiti was published in 1938.

From 1936 to 1938 Mead and Bateson lived in Bali, working on trance there—they eventually released a short film in 1952:

And then they returned to New Guinea. But war loomed.

* * *

The theories that Boas and his circle had developed so scrupulously were now in opposition to state-sanctioned dogma, which bore a remarkably close resemblance to Nazism. Boas had been expressing his anxieties about the rise of Nazism in Germany since 1933. But the tide of intolerance there was just as evident in the USA; racial segregation and eugenics were already well established there, inspiring Hitler. Despite the US sense of moral superiority, as King observes,

None of America’s enemies saw themselves as opponents of American values. Not even Adolf Hitler claimed to be against freedom, justice, or prosperity. Rather, they saw themselves as better, more advanced versions of what they believed America had been trying to achieve. Real freedom would mean the subjugation of the racially inferior. Real justice would mean allowing the fittest individuals and countries to take their rightful place on the world stage. Real progress would mean cleansing and separating, pushing forward the able and advanced while sweeping away the primitive and retrograde.

Franz Boas on the cover of Time, 1936.

Boas died in 1942. Here’s the 1986 documentary The shackles of tradition, again by Andre Singer:

With the outbreak of war, the team’s original fieldsites became inaccessible. As many social scientists were recruited to the war effort, Bateson and Mead joined an advisory group to President Roosevelt. Benedict later joined them in Washington. By June 1944 she was charged with assembling material on Japanese society, gathering a group of scholars. In the USA the Japanese were seen as utterly alien and subhuman; internment camps for Japanese Americans were harsh. But Benedict sought the kind of understanding that would provide enlightened guidance for the eventual occupation of Japan. The resulting book The chrysanthemum and the sword, published in 1946, was widely read.

While working to keep afloat the school at Standing Rock that her father had founded, Deloria continued with her studies and writing, much of it still unpublished at the time of her death in 1971. Hurston, shocked by the Detroit massacre of 1943, was deeply ambivalent about the US victory. She continued to write while working in a succession of odd jobs. Since her death in 1960 her work has belatedly been appreciated, with tributes by such figures as Alice Walker. Here’s a documentary:

Back in New York after the war, Mead and Benedict resumed their bond. Benedict was at last promoted to the rank of full professor, and elected president of the American Anthropological Association. She died in 1948. Mead, the most renowned heir to Boas, died in 1978; on her career, here’s Andre Singer’s 1986 documentary Coming of age:

* * *

King begins his conclusion by citing Allan Bloom, who in his attack on the trend for cultural relativism in The closing of the American mind (1987) found few women worthy of note: he grouped Mead and Benedict alongside Hannah Arendt, Yoko Ono, Erica Jong, and Marlene Dietrich—all “negative teaching examples”, as the Chinese say. As King observes, the Boas circle would have surprised to learn that their views had triumphed, their struggles against prejudice having been met with such resistance.

Conversely, Clifford Geertz, pillar of the later generation of anthropologists, praised the insistence

that the world does not divide into the pious and the superstitious; that there are sculptures in jungles and paintings in deserts; […] that the norms of reason were not fixed in Greece, the evolution of morality was not consummated in England. Most important, we were the first to insist that we see the lives of others through lenses of our own grinding and that they look back on ours through ones of their own.

If readers today take all this as self-evident, that’s because they too have been infected with the bug. But as is only too evident in our news today, resisting bigotry still remains a constant struggle.

Of course, anthropology, like the societies it studies, continues to change; the work of these scholars from the 1880s to the 1940s may have been refined since, but it remains seminal. King brings this story to life, combining a vivid feel for period detail with reflections on fieldwork methods and perceptive comments on ideological trends. He makes a fine advocate for the enlightened values of the Boas circle.


[1] Besides folklore and sociology, ethnomusicology is a strongly related discipline (under Society and soundscape, see e.g. Michelle Bigenho’s observations). Bruno Nettl surveyed the prominent contributions of women in Native American studies during the same period, including Alice C. Fletcher, Frances Densmore, Natalie Curtis, and Helen Roberts, on to Gertrude Kurath, Ida Halpern, Charlotte Frisbie, Judith Vander, Charlotte Heth, Victoria Levine, Beverley Diamond, and Tara Browner. But he goes on,

Considerable female participation may generally have been characteristic of new yet unestablished fields; ethnomusicology was not taken as seriously as ancient history and Latin philology, for example, thus permitting women easier access. The fact that American and English women are particularly well represented in this group may also be related to the common relegation of music in Anglophone cultures to women, and thus to the fact that music departments in North America were first introduced at women’s colleges.

Like the Boas circle, ethnomusicologists extend their purvey to fieldwork “at home”

[2] Here I’d like to put in a word for Peter Crowe (1932–2004), such a lively, alternative presence at gatherings of the European Seminar for Ethnomusicology, who underwent his own transformation in Melanesia. See e.g. his “After the ethnomusicological salvage operation—what?” (1981) and his Musical traditions in the South Pacific (1984).

[3] This leads me to remind you of the work of Bruce Jackson among southern convicts, and his fine manual on fieldwork.

Some notes on Deutschland 89

Deutschland 89

Further to my series on the GDR (see under Life behind the Iron Curtain), some random notes on Deutschland 89, the final series. Within the stylish format of the thriller Anna Winger and Jörg Winger manage to subsume a range of thorny issues (see their reflections here and here).

The whole series is also a visual feast, with the “riot of beige and formica” that I noted at the Stasi Museum in Berlin, contrasting with the more lurid colours of expeditions in foreign locations.

Stasi office

Pic: Stasi office. Source here.

The pop soundtrack for the whole series is evocative too—there’s a good selection here. And in the first episode the Kyrie Eleison from Bach’s B minor Mass makes a fine choice to accompany original footage of the scenes of elation upon the breaching of the wall, capturing the depth of people’s emotion—however transient.

There’s much to savour in the dialogue. As the functionaries of a suddenly defunct regime seek to reinvent themselves, I like this briefing at the Stasi’s foreign intelligence service HVA, when the desperate bosses are trying to send their dour operative Schweppenstette on a mission to the Deutsche Bank, for which he is to be portrayed as a psychological anthropologist:

“A what?”
“An anthropologist. They study, analyse, and interpret societies and their behaviour. Just like us.”

This definition may come in handy for fieldworkers in China trying to explain their brief to the authorities (cf. my own run-ins with the constabulary, and Nigel Barley in Cameroon). In a meeting with the bank, Schweppenstette concocts the title of his fictional thesis: The East German political elite: attitudes towards taboos and moral failings.

And a West German businessman is unconvinced by the new invention of another GDR operative, a computer that allows users to see each other. To him it suggests he must be from the Stasi:

This thing may be normal to you, but in an open, democratic Western society, nobody will ever allow people to look into their offices and homes.

Surely there was a place on the series’ soundtrack to feature Someone to watch over me, a suitable nominatation for the GDR anthem?!

Learning of the uprising in Romania, a West German comments:

The unstoppable rise of democracy and freedom. The era of the autocrat is over once and for all

—the irony underlined by the telling final sequence (cf. Can’t get you out of my head).

The Lhasa ripper

Kumas

Continuing to educate myself about Tibet (roundup of posts here), I always admire the writings of Jamyang Norbu. I’ve cited the useful volume Zlos-gar that he edited, as well as his vivid comments on lhamo opera. His website contains a wealth of information.

This may seem a strange way to stress the maturity of Tibetan culture before the Chinese occupation, but his article The Lhasa ripper is a fascinating vignette on the “dark underbelly” of Lhasa society before the Chinese occupation, in the tradition of subaltern studies. Setting forth from the story of a serial killer murdering sex workers in late 1920s’ Lhasa, he goes on to cover begging and crime.

By this time the modern police force, recently formed, had met resistance from the monasteries and conservative faction. It was only reinstated in 1948.

Colonel Bailey, the British Political Officer in Sikkim, visited Lhasa in July 1924. In his report he mentions: “Laden La has organized a very creditable police for Lhasa city. The men are smart and dressed in thick khaki serge in winter, and blue with yellow piping in summer. They are stationed in different parts of the city [in police boxes—JN]. The fact of their presence has reduced crime in the city considerably and the inhabitants appreciate this.” The police force also had a bagpipe band (Tib: pegpa), which Bailey took credit for introducing.

It was mainly by chance that the “Lhasa ripper” case was solved in the mid-1930s. Jamyang Norbu relates variant accounts of the arrest of a minor monk official, a Nepalese national, after he was overheard.

In Part Two he broadens the theme:

I have long been interested in what might be called the “dark underbelly” of old Lhasa society: the professional gamblers, criminals, burglars, pickpockets, forgers, bandits, beggars, scavengers, and even the ladies of easy virtue, though some may object to their inclusion in this class. Granted, this particular dark underbelly wasn’t so “dark” or extensive as that of London or New York, and certainly not as exotic as that of old Peking or Shanghai, I suppose, but it was interesting in its own way because of its medieval flavor, and, as with all things Tibetan, its inevitable though nonetheless odd connection to religious life.

He introduces the kuma petty criminals, with their various specialities, such as thep-tre street urchins targeting peasants and pilgrims in Lhasa.

When the Communist Chinese occupation force took over Lhasa, I was told that many of the thep-tre shifted their attention to Chinese troops, relieving them of their watches, wallets, and fountain pens, and in the case of the officers, even pistols.

And outside Lhasa, the jhagpa armed bandits:

the chivalry of some of these bandits could be decidedly ambivalent ­– happily looting monasteries on the one hand while making lavish gifts to their own lamas.

And he has more on the celebrated “label” ladies of Lhasa documented by Isabelle Henrion-Dourcy, including this catchy audio track of Chushur Yeshe Drolma playing a töshe melody on the dranyan plucked lute:

In 1985 Jamyang Norbu staged a musical tableau in Dharamsala, depicting

a street scene in the Holy City where ordinary city folk, aristocrats, lamas and so forth go about their business, while in the background a line of ten dranyen musicians play and sing songs related to the unfolding scenes. I had also included a (pantomime) donkey carrying firewood, Drekar beggars, and two actresses playing the role of the famous singers of old Lhasa, Shimi Lemba (Cat label) and Porok Lemba (Crow Label).

I was taken to task for this production by a Dharamshala mob and later the exile-parliament, and charged with insulting the Dalai Lama on his birthday by showing donkeys and prostitutes. I attempted to argue, quite unsuccessfully, that these two famous ladies were not prostitutes but respectable entertainers belonging to the Nangma musical guild (nangmae kyidug) of Lhasa, who even performed at cabinet banquets (kashag thogtro) in the old days.

Ragyabpa

Next he evokes the professional and spiritual beggars. The Ragyabpa guild of professional beggars/scavengers/undertakers was a kind of halfway house for freed criminals;

It was said that the Ragyabpa would curse you if you didn’t pay [the mandatory tariff on entering Lhasa] and a Ragyabpa’s curse was considered malignant. This was essentially a kind of cultural extortion, resembling the practice of the transgender Hijra community in India that still derives its income from similar begging/extortion performance rituals.

Other professional beggars in Lhasa were the fiddlers (tse-tse tangyen), beggars with performing monkeys (trangbo-tre-tse), and wandering acrobatic dance troupes (khampa repawho were not only skilled tumblers, drummers and dancers but claimed a spiritual connection to Milarepa. And he has more on the drekar and lama mani.

In a section on the chang beer taverns and a note on chang brewing, he notes:

Tibet was admittedly a politically backward and industrially undeveloped society, but the account of Lhasa beggars drinking beer that was at least clean and wholesome made me think of Gustave Doré’s engravings of the squalor and despair of working class London, and Hogarth’s famous print of Gin Lane (in the notorious slum parish of St. Giles) where the working poor destroyed themselves and their children by drinking manufactured spirits (frequently mixed with turpentine), foisted on them by a government whose primary concern was raising revenue from alcohol sale. I wrote about something much the same happening in Lhasa from the early 1980s onwards, “a ubiquitous alcoholism fuelled by the sale of cheap Chinese rot-gut, baijiu and sanjiu … pushing Tibetans into immediate unemployment and ultimate extinction.”

drinking

For more on alcoholism since the reforms, see here, following this article on the period from 1959 to 1978.

On pre-occupation Tibet Jamyang Norbu goes on to cite Hugh Richardson, Britain’s last representative in Lhasa and leading Tibet scholar of the day:

From fourteen years’ acquaintance with it I maintain that it was not deliberately cruel or oppressive. It did not need force to maintain itself … It had evolved a closely knit society with a balanced economy and higher standard of living with far less distance between rich and poor than obtained, say in India [and also say in China—JN]. There was a regular surplus of grain, and large reserve stocks. No one suffered the degrading conditions of life of which we read in the industrial revolution here or in Ireland.

* * *

While such a study debunks the obstinate view of an isolated, exotic, spiritual Tibet (cf. Tibetan clichés), for me it offers further evidence that it was a real, mature society, warts and all—far from the simplistic Chinese polarity of exploiters and victims. One might suppose the current regime would regard this as welcome evidence of the iniquities of the “old society”—but it also opens a can of worms on the realities of life both before and since the Chinese occupation.

The liberation of US culture

By coincidence, I began composing this blog in late 2016—just as the poor ol’ USA was descending into a deep abyss, “waters deep, fires raging”. So it’s a great relief to be able to write free of that dark shadow, as sanity makes a welcome come-back gig after a four-year vacation, and grown-up-sounding comments re-emerge from the White House. Anyway, here I break the champagne over the bows of a new USA tag in the sidebar (these tags are useful, BTW, however rough and ready! Do consult them!).

It seems suitable to start with the series that I wrote on

and among numerous posts under the jazz tag (to which I’ve only awarded the USA tag sparingly), see e.g.

Bearing in mind the scars of genocide and slavery, conflict has never been absent; but many such posts pay homage to boundless creativity and energy. Some more examples:

On film,

On music, musicology, and fieldwork:

Note also

Other posts take the story on, such as

Considering daily language, some usages are charming:

So while one always wants to rejoice in all this, somehow such posts were always blemished by the Putrid Tang emanating from the White House; but now, with the renaissance following these traumatic four years, it finally seems suitable to celebrate again—even if the battle for social justice continues.

Daoism and local cults

Clart cover

Another recent conference volume offers perspectives on local religious practice in China:

  • Philip Clart, Vincent Goossaert, and Hsieh Shu-wei 謝世維 (eds), Daojiao yu difang zongjiao: dianfan de chongsi (guoji yantaohui lunwenji) 道教與地方宗教─ 典範的重思國際研討會論文集 [Daoism and local cults: rethinking the paradigms] (2020).

Most of the ten chapters are in Chinese; among many other articles on this useful databasethey can be downloaded by clicking on the relevant pdf icon, with abstracts in both Chinese and English shown by clicking on the title.

With the scope largely limited to south China, still the dominant trend in Daoist studies, a common theme of the chapters is the interaction between different kinds of ritual specialists.

  • Hsieh Shu-wei on the Dipper Mother ritual
  • Matsumoto Kōichi 松本浩一 with a historical chapter on the Taiji jilian neifa 太極祭鍊內法 mortuary ritual and the religious thought of Zheng Sixiao.
  • Xie Conghui on Lüshan ordination rituals in central Fujian
  • Lee Fong-mao on pestilence rituals in Taiwan
  • Zhang Xun on the popular theme of Mazu worship in Fujian and Taiwan
  • Pan Junliang on ritual healing in Cangnan county, Zhejiang
  • Paul Katz on rituals of the Miao of west Hunan (cf. next link below).

Three chapters are in English:

  • Mark Meulenbeld continues to explore the rich ritual life of Hunan
  • Adam Yuet Chau again stresses hierarchies of “hosting” at jiao communal festivals
  • Isabelle Ang on a temple cult and pilgrimage associations in Jiangxi.

Ritual and masked drama in Hunan

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From the nuo drama Da pandong, and the she tanshen ritual.

Adding to the extensive research on ritual in Hunan (note also Yang Yinliu’s 1956 field survey) is a recent case-study of ritual and sacred drama there:

  • Tan Jinhe 譠金鶴 and Tian Yan 田彥, Nanyue shenxi: lishi chuancheng yu yanchu wenben 南嶽神戲: 歷史傳承與演出文本 [Sacred opera of the Southern Peak: historical transmission and performing texts] (2020; 370 pages).

Nanyue shenxi cover

The book, result of a collaboration between household Daoist Tan Jinhe (b.1946) and the able fieldworker Tian Yan (b.1981), describes the range of rituals performed by groups of household Daoists around Hengyang, and the nuoxi 傩戏 masked dramas that are included within them. The ritual specialists, known as shigong 师公, combine Orthodox Unity (Zhengyi) practice with the Hunyuan jiao 混元教 branch of Daoism—which I’ve mainly encountered in its northern sectarian forms (see various pages under Local ritual).

While plenty of “religious” groups (both temple- and household-based) have been recruited to the cause of the Intangible Cultural Heritage (ICH), this is a rarely detailed study under its auspices: with its main role as official propaganda rather than academic research, coverage of such local traditions is usually formulaic and brief. But Hunan has an impressive tradition of scholarship: conferences on the topic began as early as 1981, part of a renewed academic interest in ritual drama and Daoist ritual in mainland China that soon led to the influential fieldwork projects masterminded by the great C.K. Wang (see also the films of Jacques Pimpaneau).

Tan Jinhe, leader of the Xianying leitan 显应雷坛 altar, is the fifteenth generation of Daoists in his lineage, based in Shaotian village in the southern suburbs of Nanyue township. Though only 3 when his father died while recovering the body of a local guerilla, he studied under his grandfather; by 1957 he was taking part in rain rituals. But (like his exact contemporary Li Manshan in Shanxi) amidst the privations following the Great Leap Backward, he can only have been active sporadically for a few years before Socialist Education campaigns escalated; recruited to the local propaganda troupe in 1965, through the Cultural Revolution he pursued other trades. He was able to resume ritual practice by 1980, going on to train new generations of Daoists. In 1985 he became head of his village committee, while doing well in correspondence college. He went on to assume several prestigious official positions for Daoism and the arts.

Tan lineage

Two branches of the Tan ritual lineage.

The authors survey the ancestry of other “thunder altar” ritual groups in the area: other branches of the Tan lineage, Yongxing leitan 永兴雷坛 altars led by the Yang and Kang lineages, and the Kaihua leitan 开化雷坛 of the Li family.

The ritual scene since the 1980s’ reforms is described in a useful section. While activity revived strongly upon the revival of the 1980s and 1990s, the authors admit to a certain dilution of faith in ritual among the local clientele by the 21st century. With the spread of hospital treatment, healing rituals were commissioned less often; Tan Jinhe has seldom been invited to perform exorcistic rituals like she tanshen or rangxing zuofu, and other rituals are abbreviated. I’m curiously encouraged to read this admission, since it rarely features in accounts of southern Daoism (contrast my account of a flawed funeral in Shanxi)—even if it may derive partly from the ICH’s “salvage” agenda, portraying itself as a saviour in rescuing genres from decline (see also Glimpses of Hunan).

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Sequence for three-day hexiao ritual.

Seeking maximum information irrespective of recent dilution, the authors list ritual sequences in detail, including jiexiao 接霄, hexiao 和霄, she tanshen 设坛神, rangxing zuofu 禳星作福, and the “graduation” ritual chuantan 传坛. These Daoists don’t perform mortuary rituals.

chuantan sequence

Sequence for three-day chuantan ritual.

The authors describe the deities worshipped in rituals, notably the xiao 霄 goddesses. Here we perhaps need John Lagerwey to tease out themes in the wider inter-regional context (cf. west Fujian).

Long sections provide ritual and dramatic texts in turn. Foremost among the latter is Da pandong 大盘洞. The authors note the connection between the ritual dramas and huagu xi opera (cf. Famine and expressive culture in Hunan). 

Left, artefacts; right, Tan Jinhe demonstrates mudras.

A final section describes ritual costumes, masks, statuettes, and other artefacts, with some transcriptions of the vocal liturgy, which in addition to percussion is supplemented here by shawms and fiddles; and mudras and cosmic steps are described in detail.

Hunan Fava

Inviting Water (qingshui 请水), standard opening ritual segment. Photo: Patrice Fava, 2016.

Even better, of course (my usual refrain), would be to see all this on film—youku has only a few unsatisfactory clips. As with many groups, Patrice Fava tells me that Tan Jinhe’s band has recently taken to using amplification—a challenge for both ethnographers and film-makers to confront.

So this study makes yet another valuable addition to the extensive literature on ritual activity in south China.

 

With thanks to Patrice Fava

 

A new website on Chinese religions

tongxun 1

A useful new resource in Chinese is the website of the Center for the Study of Chinese Religions at the Southwest Jiaotong University in Chengdu, along with its online newsletter Shenzhou studies 神州研究: 中國宗教研究中心通訊.

tongxun 2

It’s masterminded by the dynamic Lü Pengzhi 呂鵬志, integrating Chinese research with the international academic milieu, with input from his long-term collaborator John Lagerwey.

Focusing on Daoism, the site also covers Buddhism, Confucianism, and shamanism; while it reflects the historical, textual bias of scholarship, its remit also includes recent ethnography. With news of publications and academic activities, here we can find updates on the vast Daojiao yishi congshu 道教儀式叢書 series (for the most recent volume, see here). 

A Daoist altar in west Fujian

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Daoist master Dingling (Guanbao, 1929–2013).

In the immense Daojiao yishi congshu 道教儀式叢書 [Anthology of Daoist ritual] series, the provinces of Jiangxi, Fujian, and Hunan feature prominently (more on Hunan here). While studies of Fujian culture often focus on the south of the province, the Hakka western region is also rich in ritual traditions.

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The distribution of Daoist groups in Shanghang county.

This latest magnum opus in the series is a detailed study of the Lingying tang 靈應堂, one of fifteen groups (“altars” tan 壇 or “halls” tang 堂) of household Daoist ritual specialists in Shanghang county, west Fujian:

Wu Nengchang cover

Born in 1984, Wu Nengchang trained in Xiamen, going on to study in Paris before taking up a post at Fudan university in Shanghai. In French, see his thesis

The main text of this new publication has 336 pages; the following 1,392 pages comprises reproductions of ritual manuals.

In his English introduction to the series, the masterly John Lagerwey highlights some main points, with his unmatched experience of Daoist ritual in south China. He sees Daoist, Buddhist, and exorcistic rituals as a single system. This classification is widely applicable in south China, though not necessarily elsewhere—spirit mediums are important in the north too, but they are not integrated with the liturgical system there. Lagerwey also gives a fine English summary of this volume, again identifying salient themes.

Although the Lingying tang was only founded a century ago, the study is rich in historical evidence. The Lingying Tang inherited the ritual traditions of two older Daoist altars, specializing respectively in Orthodox Unity (Zhengyi) liturgies performed by “Daoist priests” (daoshi 道士) and the exorcistic rituals of “ritual masters” (fashi 法師).

While this volume, like the whole series, stresses early history and ritual texts, Wu provides a useful outline of the Lingying tang Daoists under successive periods in the modern era (pp.69–91). As I did for Yanggao in north Shanxi, Wu surveyed all fifteen of the Daoist altars in Shanghang county before focusing on this group. There his main consultant was Guanbao (Daoist name Dingling, 1929–2013), older son of the founder Chen Lintang (Hongxing, 1894–1959).

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Left, Guanbao (Dingling) in 1944; right, his father Chen Lintang (Hongxing).

After giving fine detail on the Republican period, Wu explores transmission under Maoism. This may play a very minor role in the series, but here I’d like to summarise this section of the chapter, as it illustrates common themes (cf. my work on Gaoluo, and the Li family Daoists, particularly this); indeed, it’s a fundamental context for the liturgical material presented.

Following Land reform, Hongxing’s family were classified as poor peasants. He was given posts in new state troupes for local opera. His son Guanbao at first retrained as a photographer, but then resumed Daoist activity on a small scale until 1956, eventually desisting after twice being criticised by work teams while performing rituals.

When Hongxing died in the winter of 1959, his sons Guanbao and Xibao, with other Daoist colleagues, surreptitiously “did the lanterns” (zuodeng 做燈) for his funeral. That same year they adapted scenes from the zuoxi 做覡 exorcistic ritual for a “cultural programme” at county and district levels.

When the Socialist Education campaign began in 1963 Guanbao buried the altar’s ritual paintings, instruments, and manuals for safekeeping. Though 1965 the work teams found some such artefacts on a raid of his house in 1965, the team chief, declining to consider them as belonging to the tainted “Four olds”, didn’t have them destroyed. However, as the situation became ever more serious, Guanbao fearfully burned ritual images himself.

In 1963 Guanbao had been appointed head of the new Nanyang amateur opera troupe, and worked away from the town after the violent opening of the Cultural Revolution. Recalled in 1976, he won county awards in 1979 for educative cultural items. As tradition, and ritual, were restoring, that year he was put in charge of the revival of the Nanyang puppet troupe, which was soon in considerable demand over a wide area. Jiao offering rituals were now being gingerly revived too.

Around 1983 Guanbao met the son of another renowned Daoist, who showed him some crucial ritual manuals which he copied, making notes on how to perform them. By this time the restoration of Daoist ritual was in full swing (cf. the Li family Daoists in Shanxi).

The group’s sporadic activities under Maoism make the extensive ritual repertoires, texts, and images presented in the book even more remarkable.

And then Wu takes the story on further into the reform era, with detailed descriptions. Guanbao soon found he could make a much better living from performing rituals than from his photography and puppetry—and fees continued to increase. He trained a new generation of young disciples to perform jiao Offering rituals. The two brothers often met demand by leading separate bands.

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Guanbao’s band: annual ritual income from 2003 to 2011.

Again interspersing black-and-white photos, Wu then moves onto his main theme, the ritual repertoire, describing in turn the segments of xi 覡 (read sang in dialect) exorcistic liturgies, Orthodox Unity rituals for jiao Offerings and funerals, and “rites of confinement”.

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Arena for zanghun and other ritual segments.

Always noting wider regional and historical connections, he explores the history of the whole pantheon, including the Three Immortal Masters, earth gods, and female deities such as Queen Mother (Wangmu 王母), the Ladies (Furen 夫人), and Chen Jinggu.

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Ritual paintings by Dingling.

The extensive second part, preceded by detailed catalogues, is an anthology of ritual texts (mainly manuscripts) of the Lingying Tang. Whereas other volumes in the series often contain manuals from the Qing dynasty, most of those presented here look to have been copied by Dingling since the 1980s’ reforms—discussed in more detail in his article “Zhizao keyiben: yi Minxi daotan Lingying tangde duwang keben weili” 制造科仪本:以闽西道坛灵应堂的度亡科本为例Daojiao xuekan 道教学刊 2018.2, cf. his French thesis, pp.90–107 (for my take on the process for the Li family in Shanxi, see here).

The study concludes with an enticing series of colour photos from Wu’s fieldwork.

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From the yingxian ritual.

* * *

My comments on Daoist ritual studies in Appendix 1 of my Daoist priests of the Li family relate to the dominance of south China in the project, and its salvage-based nature, based on texts rather than performance and social change. I mention these points again here because I would dearly like the monographs in this series to reach a wider audience; yet they are at some remove from the kind of ethnographic fieldwork on local society (including religious behaviour) that has simultaneously become popular (for a sample of coverage for Hunan, see here).

Thus, throughout the series, I’d be interested to learn how ritual practice has changed since the 1940s, along with the changing socio-economic context, such as migration and education. With the Li family in north Shanxi, the basic performing style seems quite constant, but the repertoire has diminished; I also noted changes in the material artefacts deployed, and in the perceptions of their clients.

In line with the brief of the series, the emphasis is on silent text, rather than performance and soundscape; yet these are precisely the means by which such texts are rendered efficacious. A core part of the Daoists’ training, not reflected in ritual manuals, is learning to sing, chant, and recite all the hymns, mantras, and memorials, and how to accompany them on the ritual percussion. Another compelling reason to highlight this soundscape is that it’s the main marker differentiating similar rituals regionally.

So if we can’t experience the sounds and movements of Daoist ritual live, then at least we should be offered edited videos of these traditions; this should be an indispensable part of any funding. If we had access to such films, then all this meticulous textual research would make a valuable complement. That said, the riches of this volume are astounding.

In search of temple murals in north China

HT site

The eye-opening project of Hannibal Taubes documenting village temple murals in north China is presented in his immense, ever-expanding website—material that invites us to revise the whole history of visual culture in the Ming and Qing dynasties.

His work traipsing around his main site of Yuxian, a poor county west of Beijing, is the subject of a recent documentary in Chinese, making a vivid reminder of the kind of intrepid fieldwork required for such detailed studies. The film is the fourth (!) in a CCTV series entitled Yuxian gubu 蔚县古堡 (Ancient ramparts of Yuxian):

We see Hannibal travelling round in search of temples, opera stages, village ramparts, and steles; his persistence in tracking down the custodian of the temple keys (cf. On visiting a hermit, and Alan Bennett’s sermon: “We are all of us looking for the key…”); and working with local scholars.

One common experience of foreigners in China is immortalised in a drôle vignette (from 12.30), as he converses fluently with a villager—whom he has met on previous visits, to boot—only to be asked “Can you speak Chinese?”, prompting a fine WTF response from Hannibal (cf. It’s the only language they understand, and Frances Wood’s experiences).

This is largely a historical salvage project, focusing on material culture rather than current ritual life. Indeed, while some household Daoist groups are active in Yuxian, it’s curious that this abundance of iconography seems to outrank living ritual performance there, whereas in counties of nearby north Shanxi the ratio is reversed.

Expressive cultures of the Himalayas

Musique et epopee

To complement my introduction to Tibet: the Golden Age, another volume, focusing on ritual and expressive cultures in the Himalayas and Tibet,

  • Katia Buffetrille and Isabelle Henrion-Dourcy (eds), Musique et épopée en Haute-Asie: mélanges offerts à Mireille Helffer à l’occasion de son 90e anniversaire (2017; 427 pages),

makes a fine occasion to survey the inspiration of Mireille Helffer’s pioneering studies.

Helffer

The book opens with a tribute from her long-term colleague Bernard Lortat-Jacob (another doyen of French ethnomusicology, whose own ouevre is the subject of a new volume) and a detailed overview by the editors themselves, followed by a bibliography and discography of Helffer’s work on pp.25–33 (for her audio recordings, see also under https://archives.crem-cnrs.fr).

Though C.K. Yang’s distinction between “institutional” and “diffused” religious practice has been refined, I still find it useful for Tibetan as well as Chinese cultures. While the Tibetan monastic soundscape became a major focus of Helffer’s work (see e.g. her section in the New Grove article on Tibetan music), she always paid attention to folk practice too—a focus continued by scholars in recent years. The chapters further show the relevance of her studies for iconography, historiography, and organology.

Helffer 72

Through the 1960s and 70s, when Chinese-occupied Tibetan regions were inaccessible to outsiders, the base for Helffer’s fieldwork was among the Himalayan peoples in Nepal, India, Bhutan, Ladakh. Since the 1980s her research has inspired younger scholars to address the embattled Tibetan heartland of the TAR, Amdo, and Kham (cf. Henrion-Dourcy, “Easier in exile?” and other articles in n.1 here). Here I’ll just mention some chapters that particularly arouse my interest.

Helffer 100

The essays are grouped in three main sections. The first, “Conteurs et épopée”, includes a survey by Gisèle Krauskopff of the early days of ethnology on Nepal, as Helffer’s concern for sung oral literature developed through her fieldwork on the gäine minstrel castes—who are also discussed in the following chapter by Jean Galodé. Marie Lecomte-Tilouine explores a related tradition through an interview with a damāi minstrel. In the first of several contributions addressing the Gesar epic, Roberte Hamayon sets forth from Helffer’s work on the genre to compare its form in Buryatia.

Helffer 222

The second section, “Danse, musique et théâtre”, opens with reflections by Geoffrey Samuel on Tibetan ritual and cham ritual dance, focusing on its use inside the temple. Always keen that we should have an impression of such rituals as performed, rather than mere silent immobile text, I’m glad to learn of the films Tibet: le message des Tibétains by Arnaud Desjardins from the mid-1960s (set mostly in Dharmasala), including this on Tantrism:

Turning to Kham (in the PRC), Isabelle Henrion-Dourcy reports on her 2014–15 fieldwork on Gesar dance in the Dzogchen monastery—one of three ritual dances created under the Fifth Dzogchen (1872–1935).

Helffer 209

Gesar is also the subject of “From Tibet to Bhutan” by Françoise Pommaret and Samten Yeshi. Françoise Robin contributes a translation, with commentary, of “Dream of an itinerant musician”, a novella by Pema Tseden (b.1969), based in Amdo.

The third section, “Études népalaises et tibétaines”, opens with Véronique Boullier reflecting on issues in studying the life of apparently “closed” Hindu temples in India, setting forth from Helffer’s 1995 article “Quand le terrain est un monastère bouddhique tibétain”. Following chapters discuss themes in the iconography of Tibetan Buddhism.

The volume ends with an engaging conversation between Samten G. Karmay and Katia Buffetrille (English version here), with astute reflections from Karmay on the culture clash he experienced since making an academic career in the West from 1960—covering topics such as Karmay’s childhood in Amdo, Tibetology in France, Gesar, Bön, and documenting a ritual on his return visit to his natal village in 1985.

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Ample references complement Isabelle Henrion-Dourcy’s bibliography for the Tibetan performing arts.

Throughout these chapters the influence of Mireille Helffer is clear. Yet again I am struck by the great vitality of Tibetan studies, and the mutual benefit of perspectives from both outside and within the PRC.

See also Recent posts on Tibet.

The first snooker commentary

A sequel to Oh and that’s a bad miss, and various posts under Ronnie: a roundup

Snooker b&w

“What shall we do with all these balls?”

The 2021 Masters snooker tournament is now well under way, NOT reaching a crescendo on Sunday.

A most educative aspect of enjoying snooker on TV is the expert commentary by former players. But way back in the Mists of Time, pundits were considerably less well informed. And everyone was hampered by only being able to see the “game” in black-and-white—even live…

Here’s a transcript of the first ever broadcast:

I wonder what he’s going to do with that stick.
I think you’ll find the technical term is “baton”.
Gosh, he used it to hit one ball onto another one. Well that’s a bad start.
Oops, one of the balls has gone down a hole. Obviously another serious mistake.
Yes, unfortunate, that—looks like the ref’s going to punish him by making him take another go.

Hang on, they gave him a goal then, when that ball went down the hole (I think it might be red, but who can tell?). Rewarding failure, if you ask me—Typical!
Yes, but I notice they only score one goal for that. Someone should tell them not to bother.

[zzzzz]

Oh no, now another ball has gone down a hole!
It’s almost as if they’re doing it on purpose.
This time it looks like a black one—makes a change, I suppose. Screwing up once is understandable, but twice in a row, come on! These chaps are clearly amateurs.
Hey, the ref’s put it back on the table—cheating, surely. Quis custodiet ipsos custodes? O tempora, o mores!

Have you noticed how they keep hitting the white ball first? Bit unimaginative if you ask me.
It’d be easier without the stick too—whatever it is they’re trying to do.
And they might have thought of the risks and just designed a table without holes in it. Basic design fault, what. I’ll give them a call, once someone gets round to inventing the telephone.
Or they could just play with bigger balls, so they don’t go down the holes.

I think he’s eyeing up a plant!!!
What on earth are you on about? Kindly leave botany out of this. People will think we don’t know what we’re doing.
Sorry, no idea what I meant by that. Mind you, now he’s got a nice angle on the blue to go into the pack, hitting the pink full ball.
You’re at it again.

Hang on—do you reckon the goal is to Attain Emptiness, after the fashion of Huineng and Walt Disney?

[…]
Pour me another gin.
I think I’m starting to get the hang of this.

Hmm, not many red balls left on the table. The ref should put them all back. At this rate they won’t have any more balls left to hit—the whole sorry travesty will just fizzle out. Let’s face it, this is never going to catch on. I’m going to take up accountancy.
Fancy a curry?

Ronnie

Ronnie graces the baize on Wednesday.

Cf. Script to an iconic head-butt. Seriously though folks, don’t miss Ronnie’s divine 147!!!

Discerning rules is pretty much what anthropologists and ethnomusicologists do. This vignette from Nigel Barley on his fieldwork among the Dowayo of Cameroon (cited here) is apposite:

They missed out the essential piece of information that made things comprehensible. No one told me that the village was where the Master of the Earth, the man who controlled the fertility of all plants, lived, and that consequently various parts of the ceremony would be different from elsewhere. This was fair enough; some things are too obvious to mention. If we were explaining to a Dowayo how to drive a car, we should tell him all sorts of things about gears and road signs before mentioning that one tried not to hit other cars.

Some meals with Li Manshan

Here’s yet another vignette to complement my portrait film on Li Manshan (watch here!!!) and his family Daoist tradition in north Shanxi.

Now I don’t want to make him out as some kind of Mystic Sage, but for village ritual clients his focus and integrity are a major aspect of his charisma. His unassuming personality shows itself in all the different contexts where we’ve shared food together over the years. He is far more comfortable with informal gatherings than with formal group banquets.

meal

Most relaxed is eating on the kang brick-bed at home in his village with his wife Yao Xiulian and second daughter Li Min, when I relish their gentle, humorous exchanges.

LMS funeral meal

For much of his life since the 1980s Old Lord Li has been fed during village funerals (brief scene in my film from 48.02), where the Daoists sit round their own table in the communal tent, usually with a couple of old friends, and perhaps a couple of members of a gujiang shawm band. He has written some of the ritual documents in advance (my film, from 10.44), but now, smoking as he dips sparingly into the sumptuous dishes, his mind is on the paperwork he still has to prepare back in the scripture hall (my film, from 19.38).

And on his own, when visiting village clients to determine the date, site the grave, supervise the encoffinment, decorate a coffin, and “smash the bowl” (see under Li Manshan’s latest diary), the host family also feed him.

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Li Manshan, Li Bin, Li Jin, 2018.

Like the rest of his generation, Li Manshan was constantly hungry through his whole youth, from well before the famines caused by the Great Leap Backward right until the 1980s; the variety of dishes now served at funerals contrasts with the meagre fare then available. Along with other rural dwellers he shares an unease at the conspicuous consumption that came into favour in the towns after the reforms. His son Li Bin (also a Daoist), and his (much) younger brother Third Tiger (my film, from 55.23), who became a cadre in the county-town, are much more at ease with the world of banqueting. Even at a family meal in a posh Yanggao town restaurant, hosted by Third Tiger, with Li Bin and our old friend Li Jin, Li Manshan was quiet (see here, under “A trip into town”).

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Venice, 2012: lunch at Il Giardinetto with Mirella Licci, our favourite groupie.

Turning to our foreign tours since 2005, group meals with our hosts were none too formal, and pleasant. And with just the band and me, it’s been fun to find little restaurants free of formalities. We became regulars at Il Giardinetto in Venice, relishing delicious courses; and in Paris we were happy to walk round the corner from our hotel to take lunch at little Chinese restaurants, Li Manshan drumming peacefully away on the table with his chopsticks.

Buffet breakfasts at a succession of hotels were always fun too, as the Daoists kept in practice using the cappuccino machine. And on the train between venues in Italy, Germany, and France we enjoyed sandwiches (“the lunch-pack of Notre Dame”).

Less comfortable for Li Manshan (and for me) are mercifully rare official banquets, such as at a Hong Kong conference in 2011, and with the band after our workshops in Beijing in 2013. He doesn’t drink, or make grandiose speeches—which are the main objects of the exercise—so he just sits quietly before slurping the final bowl of noodles and gaining his freedom to go outside for a smoke, his main pleasures.

On our brief stay together in Beijing following our return from Hong Kong we both enjoyed the tranquility of sharing bowls of noodles in modest little noodle joints together before he took the train back home to Yanggao.

See also under Music and the potato.

Roundup for 2020!

Since part of my mission (whatever that is) is to vary the distribution of the diverse posts on this blog, keeping you guessing, this latest annual roundup (cf. 2018, 2019) is an occasion to group together some major themes from the last year (see also the tags and categories in the sidebar). This is just a selection (with apologies to the posts I’ve missed—do seek them out!):

For China, note

A substantial addition to my series on the ritual associations of Gaoluo:

Also new to the extensive Local ritual menu:

and on folk culture around Tianjin:

See also

Book reviews, mostly on religion and politics:

as well as

On modern Tibetan cultures, I’ve added a whole series, listed here:

—complementing my series on Uyghur culture in crisis, also with new input:

besides

* * *

For fieldwork and cultures elsewhere around the world—bearing in mind the important perspectives of

This year’s new posts on Indian raga, including some divine dhrupad singing:

* * *

On the travails of the 20th century:

* * *

On jazz:

and WAM:

On TV, film, popular culture:

* * *

Thanksgivings for liberation from tyranny:

And another sign of hope:

More jocular items include

as well as additions to The English, home and abroad:

and new entries under the headlines tag:

Further roundups:

And much much more, As They Say. Having grouped them together like this, I hope readers will scramble them all up again like a jigsaw, rather than retreating into their own little boxes… And do click on all the links within these posts! Happy, Happier New Year!

Kolyma tales

This post continues my series on trauma—e.g. under Life behind the Iron Curtain, for the Soviet bloc as well as Germany; and for China, e.g. China: commemorating traumaConfessions, The temple of memories, and Guo Yuhua.

Among all the vast gulag camps spread across the USSR (e.g. Solovki), most utterly remote and terrifying was the Arctic region of Kolyma in northeast Siberia (wiki: under KolymaSevvostlag and Dalstroy; also e.g. here). As Anne Applebaum remarks,

In the same way that Auschwitz has become, in popular memory, the camp which symbolises all other Nazi camps, so too has the word “Kolyma” come to signify the greatest hardships of the Gulag.

An early study in English was

  • Robert Conquest, Kolyma: the Arctic death camps (1978)—cf. his major book on the Ukraine famine, a predecessor of Anne Applebaum’s Red famine.

A major source is

  • Varlam Shalamov (1907–82) (wikiwebsite), who endured consecutive sentences in Kolyma from 1937 until 1953.

His Kolyma tales, a bulky collection of stories, most only a few pages long, makes grimly compelling reading. [1]

For the wider story of the camps, a brilliant study is

  • Anne ApplebaumGulag: a history (2003).

She uses Shalamov’s work extensively among a great variety of sources, and it’s worth reading the historian’s forensic overview of the camp system in conjunction with the Kolyma memoirs.

As Applebaum notes in her Introduction, it is impossible to treat the gulag as an isolated phenomenon. The difference between life inside and outside the camps was one of degree.

The Gulag did not emerge, fully formed, from the sea, but rather reflected the general standards of the society around it. If the camps were filthy, if the guards were brutal, if the work teams were slovenly, that was partly because filthiness and brutality and slovenliness were plentiful enough in other spheres of Soviet life. If life in the camps was horrible, unbearable, inhuman, if death rates were high—that too was hardly surprising. In certain periods, life in the Soviet Union was also horrible, unbearable, and inhuman, and death rates were as high outside the camps as they were within them.

Having noted the wretched fate of the “special exiles” (a separate yet related theme), she goes on to summarise the “long, multinational, cross-cultural history of prisons, exile, incarceration and concentration camps, from Ancient Rome and Greece to Georgian Britain, 19th-century France and Portugal, and Czarist Russia itself. She then encapsulates similaries and differences between Nazi and Soviet camps.

Applebaum explains:

To reach the camps of Kolyma, prisoners travelled by train across the entire length of the USSR—sometimes a three-month journey—to Vladivostok. They made the rest of the trip by boat, travelling northwards past Japan, through the Sea of Okhotsk, to the port of Magadan, the gateway to the Kolyma river valley.

The transport ships were themselves deadly, as portrayed in Shalamov’s “The procurator of Judea”, and in the documentary below.

Kolyma map

Source here.

Part II of Gulag: a history, “Life and work in the camps” is a particularly harrowing survey, with chapters on arrest, prison; transport, arrival, selection; life and work in the camps; punishment and reward; guards, prisoners; women and children; the dying; strategies of survival; rebellion and escape.

Having noted that the guards didn’t inhabit an entirely different social sphere from the prisoners, in an astute analysis Applebaum observes that neither “politicals” nor “criminals” were simple categories. While inmates such as scientists, agronomists, former NKVD officers, and artists, mostly loyal Communists, have a higher profile, the “political” rubric was a catch-all for many ordinary people with no strong political views who had made some innocent yet fatal “mistake”, and most prisoners were ordinary workers and peasants. In 1934, 42.6% of the general gulag population were semi-literate; even in 1938, only 1.1%  had higher education. The proportion of “political” inmates rose during the war, reaching nearly 60% in 1946 following an amnesty for criminal prisoners.

Constantly hungry, subjected to relentless, punishing work in the dreaded gold mines and the endless taiga forests, they were at the mercy of the urki criminal inmates; degradation and dehumanisation were essential for survival.

Applebaum cites Evgeniya Ginzburg’s experiences on boarding the boat to Kolyma:

They were the cream of the criminal world: murderers, sadists, adept at every kind of sexual perversion… without wasting any time they set about terrorising and bullying the “ladies”, delighted to find that “enemies of the people” were creatures even more despised and outcast than themselves… They seized our bits of bread, snatched the last of our rags with our bundles, pushed us out of the places we had managed to find…

Shalamov 1937

Shalamov, “The Red Cross”:

Tens of thousands of people have been beaten to death by thieves. Hundreds of thousands of people who have been in the camps are permanently seduced by the ideology of these criminals and have ceased to be people. Something criminal has entered their souls for ever. Thieves and their morality have left an indelible mark on the soul of each. […]

The young peasant who has become a prisoner sees that in this hell only the criminals live comparatively well, that they are important, that the all-powerful camp administrators fear them. The criminals always have clothes and food, and they support each other.

The young peasant cannot but be impressed by this. It begins to seem to him that the criminals possess the truth of camp life, that only by imitating them will he tread the path that will save his life. […]

The intellectual convict is crushed by the camp. Everything that he valued is ground into the dust while civilisation and culture drop from him within weeks. The method of persuasion in a quarrel is the fist or a stick. The way to induce someone to do something is by means of a rifle butt, a punch in the teeth. […]

The intellectual is permanently terrified. His spirit is broken, and he takes this frightened and broken spirit with him back into civilian life.

Applebaum describes thieves’ slang, known as blatnaya muzyka “thieves’ music”.

The minority of women prisoners (Gulag, Chapter 15), again both political and criminal, were terribly vulnerable too. Shalamov’s “Women in the criminal world” is a substantial account, also addressing male homosexuality. As he notes, the sole exception to the contempt for women prescribed in the camps is the hypocritical cult of veneration for the criminal’s mother (cf. flamenco):

Even this seemingly lofty feeling is a lie from beginning to end—as is everything else. […] This feeling for his mother is nothing but a pack of lies and a theatrical pretence. The mother cult is a peculiar smokescreen used to conceal the hideous criminal world.

Crucial for inmates’ desperate strategies of survival (Gulag, Chapter 17) was the hierarchy of hospitals and medics, with their own troubled stories. They often feature in Kolyma tales, such as “Typhoid quarantine”:

The scratch marks on Andreev’s hands and arms healed faster than did his other wounds. Little by little, the turtle-shell armour into which his skin had been transformed disappeared. The bright rosy tips of his frostbitten fingers began to darken; the microscopically thin skin, which had covered them after the frostbite blisters ruptured, thickened slightly. And above all, he could bend the fingers of his left hand. In a year and a half at the mines, both of Andreev’s hands had molded themselves around the handles of a pick and shovel. He never expected to be able to straighten out his hands again. […]

The bloody cracks on the soles of his feet no longer hurt as much as they used to. The scurvy ulcers on his legs had not yet healed and required bandaging, but but his wounds grew fewer and fewer in number, and were replaced by blue-black spots that looked like the brand of some slave-owner. Only his big toes would not heal; the frostbite had reached the bone, and pus slowly seeped from them. Of course, there were less pus than there had been back at the mine, where the rubber galoshes that served as summer footwear were so full of pus and blood that his feet sloshed at every step—as if through a puddle.

Many years would pass before Andreev’s toes would heal. And for many years after healing, whenever it was cold or even slightly chilly at night, they would remind him of the northern mine. But Andreev thought of the future. He had learned at the mine not to plan his life further than a day in advance. He strove towards close goals, like any man who is only a short distance from death. Now he desired one thing alone—that the typhoid quarantine might last for ever. This, however, could not be, and the day arrived when the quarantine was up.

Among their strategies was self-mutilation, evoked in Shalamov’s “The businessman”.

The region’s main town Magadan was built by forced labour from 1932. Evgeniya Ginzburg noted a “peculiar paradox”:

the gulag was slowly bringing “civilization”—if that is what it can be called—to the remote wilderness. Roads were being built where there had only been forest, houses were appearing in the swamps. Native peoples [2] were being pushed aside to make way for cities, factories, and railways. […]

My whole soul cursed those who had thought up the idea of building a town in this permafrost, thawing out the ground with the blood and tears of innocent people. Yet at the same time I was aware of a sort of ridiculous pride…

The early years under Eduard Berzin were later recalled with a certain nostalgia. But

Of the 16,000 prisoners who travelled to Kolyma in Berzin’s first year [1932], only 9,928 even reached Magadan alive. The rest were thrown, underclothed and underprotected, into the winter storms: survivors of the first year would later claim that only half of their number had lived.

Berzin was himself executed in the purges of 1938, as Stalin’s Great Terror took an even more severe toll on the camps.

During the American Lend-Lease programme to assist their Soviet allies, vice president Henry Wallace visited in May 1944, and was efficiently deceived. In a macabre story the most urgent task of a bulldozer donated under the programme is to rebury the frozen corpses of prisoners exposed as mass graves from 1938 began to slide down a hill. And for Monty Python fans, Shalamov also features the prisoners’ withering assessment of spam.

During and after the war, the ranks were supplemented by Ukrainian, Polish, German, Japanese, and Korean inmates (cf. Gulag, Chapter 20)—as well as Soviet prisoners of war, considered traitors.

After the war the general population’s hopes for a less punitive society were soon crushed (see The whisperers).

In “The lepers” Shalamov describes yet another disturbing story.

In the course of the war the leprosaria had been destroyed, and the patients had merged with the rest of the population. […] People ill with leprosy easily passed themselves as wounded or maimed in war. Lepers mixed with those fleeing to the east and returned to a real, albeit terrible life where they were accepted as victims or even heroes of the war.

These individuals lived and worked. The war had to end in order for the doctors to remember about them and for the terrible card catalogues of the leprosaria to fill up again.

Lepers lived among ordinary people, sharing the retreat and the advance, the joy and bitterness of victory. They worked in factory and on farms. They got jobs and even became supervisors. But they never became soldiers—the stubs of the fingers that appeared to have been damaged in the war prevented them from assuming this last occupation. Lepers passed themselves off as war invalids and were lost in the throng.

* * *

Rebellion and escape attempts were rare, and doomed (Gulag, Chapter 18). As in China, there was nowhere to escape to (ironically, it was only 55 miles across the Bering Strait to America). In “Major Pugachov’s last battle” Shalamov notes a certain change after the war:

The arrests of the thirties were arrests of random victims on the false and terrifying theory of a heightened class struggle accompanying the strnghtening of socialism. The professors, union officials, soldiers, and workers who filled the prisons to overflowing at that period had nothing to defend themselves with except, personal honesty and naïveté—precisely those qualities that lightened rather than hindered the punitive “justice” of the day. The absence of any unifying idea undermined the moral resistance of the prisoners to an unusual degree. They were neither enemies of the government nor state criminals, and they died, not even understanding why they had to die. Their self-esteem and bitterness had no point of support. Separated, they perished in the white Kolyma desert from hunger, cold, work, beatings, and diseases. They immediately learned no to defend or support each other. This was precisely the goal of the authorities. The souls of those who remained alive were utterly corrupted, and their bodies did not possess the qualities necessary for physical labour.

After the war, ship after ship delivered their replacements—former Soviet citizens who were “repatriated” directly to the far north-east.

Among them were many people with different experiences and habits acquired during the war, courageous people who knew how to take chances and who believed only in the gun. There were officers and soldiers, fliers and scouts…

Accustomed to the angelic patience and slavish submissiveness of the “Trotksyites”, the camp administration was not in the least concerned and expected nothing new.

So escape attempts increased, but were just as futile. Shalamov evokes another such attempt in “The green procurator”.

Here’s a 1992 documentary, if you can bear it:

* * *

The 1930s and 40s were the most horrifying years for the gulag system. After the war amnesty (Gulag, Chapter 21), the death of Stalin in 1953 created a new mood, and Kruschev declared a more lasting amnesty in 1956, freeing many. But as Applebaum describes in her concluding chapters, some still had little choice but to remain until the 1990s.

The end of the war may have brought an end to the Nazi camps as such, but in the USSR the gulag network continued operating; and just as it was winding down following the death of Stalin, in China Mao was expanding his own system of labour camps.

As Applebaum explains carefully in an Appendix to Gulag, attempts to assess the death toll have been inconclusive; for comparisons with estimates of victims under Hitler and Mao, cf. Timothy Snyder and Ian Johnson.

The legacy
Memory of the whole gulag system is a complex subject, explored by Applebaum in her perceptive Epilogue (cf. Figes). More recent accounts of the haunted Kolyma region discuss memory, ignorance, and veneration for Stalin. Jacek Hugo-Bader revisited the region in Kolyma diaries (2014), reviewed here by Kapka Kassabova (cf. this article).

And Yury Dud challenges modern amnesia in Kolyma: the home of our fear (2019):

 


[1] I’ve been reading the 1994 translation by John Glad; a recent version by Donald Rayfield (“Kolyma stories”) is well reviewed here, including its vexed publication history, and a comparison with Solzhenitsyn. See also the sequel Sketches of the criminal world. Other survivors’ accounts of Kolyma include those of the Polish Stanislaw J. Kowalski, The land of gold and death, Vladimir Nikolayevich Petrov, Evgeniya Ginzburg, and the Romanian Michael M. Solomon.

[2] Accounts of Kolyma inevitably focus on the camps’ Russian inmates and other outsiders; the fate of local indigenous peoples like the YukaghirsYakutChukchi, and Evenki, with their shamanistic cultures, is another story.

Tianjin: a folk Buddhist group

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Tianjin FYT 1989

Having written about the 1990s’ UK tours of ensembles from Wutaishan (Buddhist) and Suzhou (Daoist), my articles on dharma-drumming associations and sectarian groups around Tianjin now remind me to introduce a household Buddhist group based in the Southern suburbs there.

Tianjin FYT 1993.1

As tradition revived with the 1980s’ reforms, the group was guided by former temple monks, long laicised. I reflect on their 1993 UK tour and the resulting Nimbus CD Buddhist music of Tianjin.

Tianjin CD cover 1

Dharma-drumming associations of Tianjin

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Tianjin huanghui tu

Yet another instance of the variety of ritual performance around Beijing, Tianjin, and Hebei

Just southeast of Beijing, the municipality of Tianjin is vast, with extensive suburban and rural regions. I’ve only made brief forays there (notably to sectarian groups around rural Jinghai), but it’s a remarkably rich area for fieldwork, both for ritual traditions and for various genres of narrative-singing.

In many villages in the Western and Southern suburbs, large “dharma-drumming associations” (fagu hui 法鼓會), perform for mortuary observances, calendrical rituals for the parish (she 社) temple fairs, and rain prayers; processions for popular entertainment, and formerly the grand ceremonies of the elite.

Tianjin is a major centre for maritime trade, so it has long been a rare northern outpost for the worship of the seafarers’ goddess Mazu, such a pervasive element in the cultures of south Fujian and Taiwan. 

Huanghui 2

Also known as the “Imperial assembly” (huanghui 皇會) since the patronage of the 18th-century Qianlong emperor, it is the subject of considerable research—not least on its heyday before Liberation, suddenly a legitimate topic after the 1980s’ reforms. Since 2005 it has become an object for the commodifying agenda of the Intangible Cultural Heritage, along with the dharma-drumming associations.

So do click here for the main page!

Madonna pilgrimage in Communist Poland

The Black Madonna of Częstochowa.

One of my main themes for Maoist China is the persistence of religious activity. In my posts on folk traditions of Poland and east Europe I mentioned the 2009 volume Music traditions in totalitarian systems (see also Life behind the Iron Curtain).

Complementing studies of the largely “secular” Polish folk genres, an interesting chapter there is

  • Jacek Jackowski, “Folk religious songs sung during the Peregrination of Virgin Mary’s Icon: an example of traditional Polish peasant piety in Communist times”.

Despite secular, atheist Communist policy, the Catholic church remained central to Polish identity, and a focus of resistance.

Among many pilgrimages in Poland, the Jasna Góra monastery in Częstochowa northwest of Kraków inspires a national network of religious devotion, with its holy icon of the Virgin Mary, the Black Madonna (most famous of many such images around Europe and around the world).

The pilgrimage was sometimes interrupted by political movements from the late 18th century, and notably during the wars of the 20th century.

Source here.

As in Communist regimes more widely, a partial thaw followed the death of Stalin in 1956, though persecutions of the clergy continued. From 1957 major round of Peregrinations to the Icon got under way in many dioceses and parishes, which were held until 1966—just as in China local folk rituals that had managed to persist during the first fifteen years of Maoist rule were also silenced by the Cultural Revolution. After the Icon was “arrested” that year, empty frames were taken on pilgrimage, “the best example of authentic folk piety”.

Meanwhile in Jasna Góra small copies of the Icon were consecrated and offered to all parishes in Poland for veneration. With the approval and guidance of the institutional Church, domestic services (“Small Peregrinations”) before the Icon also became highly popular. Even after the clampdown, all these manifestations of popular piety persisted, emerging more openly by the 1980s.

A 1983 Peregrination.

As with any study worth its salt, Jackowski pays attention to the soundscape, going on to give details of religious song, under three broad headings:

  • Church songs, from official songbooks, with official approbatur
  • Religious songs from the songbooks especially issued on the occasion of the Peregrination
  • Local religious and devotional folk creations—a rich repertoire.

Pilgrimage songs were led by przewodnik/prowadnik “guides”, often elderly women.

With religious devotion and pilgrimage significant elements in the popular resistance to the Communist regime, such songs were also sung during strikes and protests.

Meanwhile the Catholics of China were enduring their own tribulations.

Folk traditions of Poland

String band, Polish highlands 1931. Source here.

My recent post on the great siege of Przemyśl reminds me to explore Polish folk soundscapes, which were somewhat outside my remit in surveying folk musics around east Europe but also deserve to be savoured.

As Simon Broughton observes in his useful Songlines update, since he edited the second edition of The Rough Guide to world music in 1999, Polish folk music has seen a dynamic revival akin to the earlier Hungarian táncház movement. See also the third edition (2009).

Fieldwork project, early 1950s. Source here.

Fans of “world music” have long made an avid audience for the folk musics of Hungary and Romania. Poland’s extreme sufferings in the mid-20th century (see also Bloodlands) were followed by Communism and its sanitised musical “fakelore” (brilliantly dissected by Kundera for Moravia). But local traditions were maintained there too—and indeed collected, both before the 1939 invasions [1] and in the early 1950s, although official support for such fieldwork was an ironic casualty of the 1956 political thaw. Note also chapters in Music traditions in totalitarian systems, 2009 (slow to load, but worth persisting!). Cf. fieldwork in Maoist China.

So here, as is my wont, I seek more hardcore rural traditions, the inspiration for higher-profile bands touring on the world music circuit like the Warsaw Village Band, Kroke, and, notably, Janusz Prusinowski’s group.

Do explore the riches of Andrzej Bieńkowski’s Muzyka Odnaleziona site (in Polish; for perceptive interviews with him in English, click here and here), along with hundreds of wonderful videos on his YouTube playlists, featuring both instrumental bands and singers from regions including Lublin, Radom, and (in Łódź province) Rawa and Opoczno, as well as Ukrainian, Belarusian, and Lithuanian traditions within current Polish borders (several of my posts also feature Ukraine and the work of William Noll, such as this).

Recording venues of the Muzyka Odnaleziona project.

We might start with Bieńkowski’s own selection of favourite clips:

Kapela string bands (often family-based) for festive dancing are led by fiddles—with sawing accompaniment, or sometimes a slapped bass resembling the gardon of Gyimes [Plain people of Ireland nod knowingly]. As one moves south, triple-time dances give way to duple metres. The Muzyka Odnaleziona material also does a nifty sideline in bagpipes.

Among the discography in Simon’s article is an impressive anthology of 27 CDs in the Muzyka Źródeł series from Polish radio (here, or here), featuring great musicians such as the fiddler Stanisław Klejnas (1905–88), from the tiny village of Raducz east of Łódź:

He’s also shown in this clip:

From the 1970s, a major inspiration for the renewed interest in Polish folk traditions was Kazimierz Metó (1922-–2008), from Glina south of Łódź. Here he is at home in 1987:

The brothers Jan and Piotr Gaca, based in Przystałowice Małe in the Radom district, are also renowned:

Particularly famed for its distinctive traditions is the Podhale region of the southern Górale highlands, near the border with Slovakia (and west of Przemyśl)—despite the popularity of the main town Zakopane as a tourist resort. In similar vein to Bartók, Kodály, and Janâček, the folk culture of this region inspired WAM composers from Mierczyński and Szymanowski to Górecki, as well as the anthropologist Malinowski. [2] 

This style is addictive as that of the string bands of Transylvania at the southern reaches of the Carpathians. Besides the sheer energy of the music, it’s intriguing to become acquainted with the syntax and signposts of the distinctive harmonic progressions; and above them, apparently quite independent, the decorations of the fiddle melodies. Such features are all the more stimulating for seeming rather close to the familiar conventions of WAM (and indeed pop music) while operating quite outside them.

The ever-discerning Nimbus label (e.g. their flamenco recordings) issued two intoxicating CDs in 1996. Recorded a couple of days apart in nearby villages, they evoke a festive conviviality, punctuated by gutsy vocals and dance calls:

  • Music of the Tatra mountains: Gienek Wilczek’s Bukowina band —among whose many delights are the funky coda of Oh, Susanna that rounds off the ballad sequence of #5 on this playlist!:

and

  • Music of the Tatra mountains: Trebunia family band:

Here’s a 1985 video of Tadeusz Szostak’s kapela—based, like the Trebunia band, in Poronin:

And here’s the playlist of the CD Poland: folk songs and dances (VDE-Gallo, 1993), compiled by Anna Czekanowska (author of many works, including Polish folk music, 1990):

As in China, it’s only by zooming in from region to county to village to family that we can marvel at the depth of local traditions. By analogy with my experience of the Hebei plain and north Shanxi, I can well imagine the wealth of material that detailed fieldwork can afford on the lives of Polish people through all the vicissitudes of modern history.

* * *

Further to Accordion crimes, and among a rich archive of recordings of migrant communities in the USA (such as Italian piffero and ciaramella players in 1963–64!), yet another great Folkways album features early recordings (1927–33) of Polish bands around Chicago and New York; as the liner notes suggest, over this period the rougher folk string-band style (e.g. #4, from the Tatras—where, as we’ve heard, it has persisted) was giving way to a more, um, polished idiom with wider commercial appeal:

Note also the “cheerfully infanticidal” #2.

See also Madonna pilgrimage in Communist Poland, and Polish jazz, then and now.


[1] For the early history of documenting Polish folk music, see also Barbara Krader’s section in Helen Myers (ed.), Ethnomusicology: historical and regional studies (1993), pp.171–7.

[2] For the music of Podhale, note the works of Timothy Cooley, such as Making music in the Polish Tatras: tourists, ethnographers, and mountain musicians (2005), and this article; see also here, and for the renowned fiddler Bartek Obrochta (1850–1926), here. For a hint of the region’s travails during and after World War II, see here and here.

Gaoluo: vocal liturgists

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This is to direct you to yet another vignette on the ritual association of South Gaoluo, based on my detailed historical ethnography Plucking the winds. Focusing on the transmission of the vocal liturgy through the first fifteen years of Maoism and since the 1980s’ revival, my main purpose here is to illustrate the close relation of ritual and political authority both before and after the Communist revolution, with sketches of the vocal liturgists (“civil altar”) of the association, and their strong hereditary backgrounds, from the 19th right through to the 21st century.

The new page (to be read in conjunction with Two ritual leaders) features the great masters Cai Fuxiang, Cai Yongchun, and Li Wenbin, who steered the vocal liturgy through the early years of the revolution; and their young students from 1961 to 1964, Shan Mingkui, Shan Yude, Cai Ran, and Cai Haizeng, who have represented the “civil altar” in performing for funerals and calendrical rituals since the 1980s.

Do explore the wealth of further material on Gaoluo (as well as its tag) and the many other village ritual associations on the Hebei plain (main page here, articles under Local ritual)!

Festive soundscapes of the Rioja

Further to my flamenco series, and Songs of Valencia, continuing to explore the regional cultures of Spain, I return to the fine CD

  • La gaita: dance and festive music of La Rioja (Pan, 2000),
    with instructive liner notes by Ad Linkels.

It comprises vocal hymns and dance music from the fiestas of villages in La Rioja (the northern province of Logroño) for their local patron saints.

Short of being there, or watching video footage, as an aural portrait these recordings are highly atmospheric—with most tracks captured live during feast days, and most inclusive in showcasing the variety of the ambient soundscape. They hardly offer the illusion of listening as disembodied sound.

So the CD title refers to the whole festive soundscape, with its gaita dances (often using sticks, stilts and ribbons—cf. Morris) accompanied by small shawms (dulzaina, gaita) and tamboril drums. But the latter are only one element in the texture of the soundscape, which also features campanillas ritual songs of confraternities, punctuated by church bells and hand-bells; festive jota songs; castanets, and the chirping of caged birds.

Here it is as a playlist:

The CD includes extended sequences from three village fiestas: ##1–8 from Cervera del Rio Alhama (for Santa Ana and San Gil); ##13–17 from Anguiano (for Santa Magdelena), with twirling, perilous zancos stilt-dancing; and ##18–23 from San Vicente de la Sonsierra.

Here’s a video of the Anguiano stilt dancers:

San Vicente de la Sonsierra is also among many villages which hold self-mortifying processions:

And here shawms accompany giants at the nearby festival of Estella:

(many more clips under “Gaiteros de Estella”).

The region is also among many parts of Spain notable for a variety of bagpipes.

The great siege of Przemyśl

Fortress cover

Further to Why the First World War failed to end, the history of the chronically traumatised region of the eastern Bloodlands (see also here) makes a necessary counterpart to our British focus on the horrors of the Western Front. A fine recent vignette on World War One is

  • Alexander Watson, The fortress: the great siege of Przemyśl (2019, reviewed e.g. here).

It’s a detailed and readable account of extreme human suffering, quite overcoming my aversion to military history.

In the province of Galicia, soon after the Russian invasion and the fall of the capital Lwów (Lviv) to the east, Przemyśl—now in southeast Poland near the border with Ukraine—became a crucial Habsburg stronghold.

With the Habsburg military operation headed by the reckless, inept General Conrad, the cowed troops who converged on Przemyśl on 14th September 1914 were already broken by defeat. After the field army retreated further, the inhabitants had to endure the Russian siege until March 1915.

Przemyśl was a multicultural city, with Polish and Ukrainian-speaking Ruthenian populations (respectively characterised by allegiance to Roman and Greek Catholicism), Jews, and Germans. Despite all the simmering tensions, they had somehow managed to coexist; with inter-ethnic antagonisms now sparked by international conflict, the war created flashpoints in a long-term clash.

As Watson observes, “the memory of the First World War is dominated by youth”. But the “ragtag garrison” left to defend Przemyśl was composed of a “dad’s army” of middle-aged reservists—including Austrian Germans, Hungarians, Romanians, Serbs, Slovaks, Moravians, Bohemians, Italians, Poles, and Ruthenians. The gulf in class and culture between largely German- or Czech-speaking officers and this Babel of peasant soldiers was reflected in problems of communication.

Most widely mistrusted by the Habsburg command was the local Ruthenian population, suspected of Russian sympathies. The peasant population in the villages had largely been evacuated, their homes brutally demolished, but many returned, unable to survive in squalid refugee camps; others had never left. Now, trapped in the starving purgatory of no man’s land, they found themselves vulnerable to both armies.

Siege Galicians

Within the fortress itself, violent repressive measures were taken against potential traitors such as Ukrainian nationalists and Greek Catholics, with deportations and executions.

Siege hanging

The Russian army too was diverse, with Ukrainians, Jews, Poles, and Romanians alongside people of various ethnicities within the Russian empire. But the Russians had their own agenda of ethnic cleansing, aimed in particular at growing Ukrainian and Polish nationalism, and at the Greek Catholic church.

And the whole region already had a history of anti-Semitic violence. All these enmities came to a head in World War Two under the genocidal policies of ruthless totalitarian states.

In the ravaged countryside around Przemyśl, the fortress was guarded by an outer perimeter of forts, whose defences are described in great detail, with their “gloomy subterranean tunnels and low-ceilinged chambers”, places of terror; out of dysfunctional pyrrhic resistance, heroic legends were concocted.

The following chapter-headings flag the sequence of events: Storm, Barrier, Isolation, Starvation, Armageddon—subsuming epidemics, starvation, stress disorders, fear of espionage, desertions, executions; changing technologies (not least in weapons of war), and a thriving (and class-based) sex trade. Diversion could even be found in cultural events such as cinema and concerts. As morale continued to plummet further, officers indulged in obscene banqueting.

Siege cartoon 2

Watson cites a bitter joke from Przemyśl:

Q. What is the difference between Troy and Przemyśl?

A. In Troy, the heroes were in the stomach of the horse, and in Przemyśl the horses are in the stomach of the heroes!

Siege cartoon

With no hope of relief, the end came in March 1915 upon the inevitable failure of a breakout—in the utterly deluded direction of the east. Here’s footage from the end of the siege:

And the recapture of Przemyśl in June 1915—with the soundtrack perhaps inadvertently mocking pretensions of imperial grandeur and their appalling consequences:

Still the terror continued. Prisoners were deported to camps in Turkestan and Siberia, the foundations of the Soviet gulag system; already exhausted, many died in captivity. The Russian vendetta against the Jews intensified.

After Przemyśl was recaptured by the Habsburgs, it passed to the new independent Polish republic, under which antagonism between Poles and Ukrainians escalated, and Jews continued to be scapegoated.

Though the rival Habsburg and Russian empires soon fell, the violence, poisoned by an endless thirst for revenge, “persisted, mutated, and further radicalised”—culminating in the ethnic cleansings of World War Two, outlined in Watson’s Epilogue, “Into the dark”. Under successive Soviet and Nazi occupations Jewish, Polish, and Ukrainian peoples—and the whole of the Bloodlands—fell victim to unimaginably brutal atrocities. Pogroms and ethnic cleansing continued even after the formal end of the war in 1945 (see e.g. Keith Lowe, Savage continent, ch.18).

* * *

Watson laces his disturbing account of barbarity with black humour—like the ludicrously complex choreography of the three-part ritual that troops were expected to perform as a recognition system while patrolling no man’s land, which “would have been funny, had it not put lives at risk”.

Such tragic absurdities may remind us of Jaroslav Hašek’s The good soldier Svejk and his fortunes in the World War (1921–23—see under Czech stories).

Volume 4 (unfinished on Hašek’s death) evokes the ignominious dénouement of Švejk’s involvement in the Galician campaign. Out of curiosity he dons a Russian uniform that he found by the lake, whereupon he is seized by a gendarmerie patrol as a fugitive prisoner of war. He is then classified as a Russian spy and escorted on foot from Dobromil to Przemyśl—a fiction later commemorated there more readily than the realities of the siege.

Svejk p.675

Illustration by Hašek’s friend Josef Lada.

Hašek himself served with the Habsburg army on the Galician front. Captured by the Russians, he went on to work, quite commitedly, with the Bolsheviks. For a “humorist, satirist, journalist, anarchist, hoaxer, truant, rebel, vagabond, play-actor, practical joker, bohemian (and Bohemian), alcoholic, traitor to the Czech legion, Bolshevik, and bigamist”, his brief Soviet career was remarkably exalted ( see Hašek’s adventures in Soviet Tatarstan). He commanded Chuvash troops in the Red Army and served as commissar of Bugulma in Tatarstan (which inspired stories translated in The Red commissar). In Siberia he found himself the “hero of the Buryat nation”; he was learning Chinese, and wiki also mentions a “mysterious mission to Mongolia”. He returned to an independent Czechoslovakia in 1920.

In the novel, Hašek’s comments on the ineptitude of the Habsburg command are echoed in Watson’s portrayal of General Conrad—who, “never a man to permit reality to interfere with his plans, insisted on having his horse and eating it”.

Meanwhile, Švejk meets his fellow prisoners:

The Russian prisoner looked at Švejk in full understanding of the fact that he could not understand a single word of what he said.

“No understand. I Crimean Tartar. Allah achper”, the Tartar said. Then he sat down, crossed his legs on the ground, folded his arms on his chest and began to pray, half in Russian and half in Tartar. “Allah achper, Allah achper—bezemila—arachman—arachim—malankin mustafir”.

“Well now, so you’re a Tartar, are you?” said Švejk with compassion. “Well, you’re a fine customer then! How could you with your double-Dutch be expected to understand me then and I you, if you’re a Tartar? […]
Švejk turned to another prisoner:

“Are you a Tartar too?”

The person addressed understood the word Tartar, shook his head and said half in Russian: “No Tartar, Circassian, Circassian born and bred. I chop off heads!”

It was Švejk’s luck that he found himself in the company of these various representatives of the Eastern peoples. The transport comprised Tartars, Georgians, Osetins, Circassians, Mordvins, and Kalmyks.

As Hašek’s fine translator Cecil Parrott observes, “I know of no novel which conveys so poignantly not only the ugliness of war but the utter futility of anything connected with it.” I may not be alone in needing to re-read the book with a clearer picture of the tragedy that pervades it.

First Nations: trauma and soundscape

Tell them we don’t just wander around.

—Sami herder, to ethnographer Robert Paine

Standing Rock protests, 2016.

Further to my post on the harrowing story of Grassy Narrows, and the resulting series on Native American cultures, I’ve been reading

  • Tanya Talaga, All our relations: indigenous trauma in the shadow of colonialism (2020),

based on her 2018 lecture series. Talaga, a journalist, had to rediscover her Ojibwe heritage on her mother’s side. Whereas Shkilnyk’s book on Grassy Narrows is a detailed ethnography of the sufferings of one small community, Talaga extends her scope to the wider fate of indigenous peoples in north America and around the world—including the Inuit, tribal groups in Brazil, the Sami people of Scandinavia, and Aboriginal people in Australia. I’m also reminded of the fate of ethnic minorities in the PRC such as Tibetans and Uyghurs.

Talaga opens her account with the high incidence of suicides—particularly of children—in the territories of NAN (Nishnawbe Aski Nation), a group of forty-nine First Nations in northern Ontario. From 1986 to 2017 there were over 558 suicides there; 37 people took their own lives in 2017 alone. The problem was common throughout First Nation bands in Canada, notably among the Inuit, where the suicide rate is ten times the national average.

Left: Inuit demonstration, c2018
Right: Sami climate strike joined by Greta Thunberg, 2020.

Nearly one in three Sami have thought about or attempted suicide. In Guarani-Kaiowá in southwest Brazil, the suicide rate is 34 times higher within indigenous communities than among the non-Indigenous population. In Australia too, intentional self-harm was the leading cause of death for all Aboriginal people between the ages of 15 and 34. Meanwhile incarceration rates are far higher than in the general population.

Talaga puts all this in the context of the global search for justice, civil rights, and freedom—subsuming environmental protection, housing, healthcare, education, nutrition, and access to clean, drinkable water.

She sketches the painful colonial histories that have led to the ongoing plight of these peoples: genocide, disease, treaties betrayed, multi-generational trauma, discrimination, suppression of identity; residential schools and churches, constant official prevarication and obstruction.

As she notes, all this is strongly reminiscent of the apartheid system in South Africa. She cites Martin Luther King:

Our nation was born in genocide when it embraced the doctrine that the original American, the Indian, was an inferior race. Even before there were large numbers of Negroes on our shores, the scar of racial hatred had already disfigured colonial society. From the 16th century onward, blood flowed in battles of racial supremacy. We are perhaps the only nation which has triedas a matter of national policy to wipe out its Indigenous population. Moreover, we elevated that tragic experience into a noble crusade. Indeed, even today we have not permitted ourselves to reject or feel remorse for this shameful episode. Our literature, our films, our drama, our folklore, all exalt it.

Against the legacy of the residential schools, the “lock hospitals” of Australia, and segregated hospitals in Canada, Tanaga meets fine community leaders striving to redress injustice, themselves mostly survivors of the residential schools.

NAN awards, 2019.

Yet despite the involvement of such enlightened figures and social scientists, a plethora of institutions—themselves responsible for much of the trauma—have been quite unable to tackle such problems, and are widely distrusted.

With a long succession of decrees falling far short, protests have been frequent for many decades. Despite the Standing Rock protests over the Dakota Access Pipeline from 2016, construction has resumed under Trump, with his contempt for the environment.

Tanaga suggests that while education has long kept people in ignorance, it can now play a major role in alleviating the situation.

Here’s one of several of her talks to be found online:

* * *

While expressive culture may seem a cruel irrelevance in all this, it was precisely the forced removal of these people from their cultures that led to their sufferings.

So moving to soundscape, Mitchell Akiyama, in “Unsettling the World Soundscape Project”, unpacks the methodologies of the ten-hour radio series Soundscapes of Canada, recorded for CBC in 1973.

As project leader Murray Schafer observed, “the general acoustic environment of a society can be read as an indicator of social conditions which produce it and may tell us much about the trending and evolution of that society”. Prescriptively, the series warns against “the degradation of the soundscape thanks to the mounting din of industrial modernity”.

Innovative and well-meaning as the series was, it appears as a “back to nature” project, and “what the broadcasts exclude is perhaps more important than what they include”. The recordings largely ignored urban soundscapes: “Anyone unfamiliar with the Canadian soundscape would be forgiven for coming to the conclusion that the world’s second largest nation was a bastion of early industrial machinery, a sanctuary for quiet, self-reliant, God-fearing folk”.

Also largely absent are the First Nations and its “visible minorities”. “Their portrait of a pastoral, post-colonial British outpost shunted the country’s sizeable non-Christian, ethnic population squarely out of earshot”, dismissing

a protracted, often violent and brutal, campaign of assimilation that replaced one set of sonic practices with another. For generations of Indigenous Canadians, the sounds of church bells would likely not have connoted community or belonging, but would have rather reverberated with echoes of the “re-education” in settler religion and language that many were forced to endure in Canada’s residential schools”. […]

If a nation needs a myth, it can do better than telling stories about the necessity of shoring up a colonial legacy whose time has come.

Of course, the “traditional”, and changing, cultures of indigenous cultures have also been a popular subject; what is at issue with this series is how they are kept separate, marginal. And it’s very common for a project to be less all-embracing than its title suggests (e.g. “Singers of the world“, “British music”, Punk).

As long as we bear this in mind, it’s quite natural to focus on a particular area within a culture; with the bolder aim of encompassing the soundscape of a whole culture, however, one has to be more inclusive.

Another post on the site explores the “hubbub” of First-Nation healthcare in Vancouver’s downtown Eastside, and the film East Hastings pharmacy (Antoine Bourges, 2012):

For Sami musical culture, we might start with the article “Sámiland: joiks of the tundra” in The Rough Guide to world music: Europe, Asia, and the Pacific. Among recordings of traditional song, Yoik: a presentation of Saami folk music comprises 3 CDs with a 310-page book. And here’s the playlist of the 1956 Folkways album Lappish joik songs from northern Norway (liner notes here):

For the maintenance of aboriginal cultures in Australia, click here and here. See also links under Society and soundscape.

Songs of Valencia

Several of my posts derive from the perks of orchestral touring (e.g. Calendrical rituals, Enza Pagliara). For Spain, I’ve focused on the vibrant flamenco scene of Andalucia (roundup here)—but like Italy, regional cultures all around the country are remarkably diverse (see also Festive soundscapes of the Rioja).

In Valencia on the Mediterranean coast, the cant d’estil are short festive songs sung on the street and on procession. My baroque gigs there have coincided with a couple of processions to the cathedral, but I’ve never managed to hear cant d’estil live. What I did pick up, though, was

  • Antologia del cant Valencià d’estil 1915–1996,volumes XXV–XXVI (!) of Fonoteca de materials of traditional Valencian music,

a 2-CD set with 192-page booklet by Jordi Reig in both Valencian [related to Catalan] and Spanish, containing 59 pieces by 46 singers; the erudite notes (with photos, transcriptions, analysis, and English summary) consider (quite limited) musical change over the 80-year period.

And cant d’estil is the subject of yet another fine CD by Bernard Lortat-Jacob, assisted by Vicent Torrent, compiler of the Antologia:

  • Espagne, València, cant d’estil, joutes chantées (Ocora, 2005), with recordings from 2003—here’s the playlist:

Of the two main genres, valencianes are accompanied by guitarró, with wind bands providing formulaic punctuation; albas are framed by dolçaina small shawm and tabal snare-drum. The songs themselves are more florid and free in tempo than the rigid, banal instrumental sections—the two seem in deliberate conflict; even the fandango strummings of the guitarró serve merely to offset the rhythmic freedom of the singing.

Within a framework that seems based on “art music”, there is considerable latitude in both texts and melody. The creation of songs, with llisteros and versadors whispering in the singer’s ear to prompt themes, may remind us of the gara poetica “poetic jousts” in Sardinia. Both men and women sing in the same range, the former in a “forced” high register.

The brief lyrics are not just traditional, but also cover charmingly topical themes:

I ask the crowd here assembled
To give a thought
To whether the powers that be
Will ever find a solution
To the parking problem.

Others seek to do little more than introduce the band (cf. Sgt Pepper):

Today the wind section
Are all here
Toni on the powerful trombone
Tico on the trumpet
And Casar on the clarinet.

Among many YouTube clips, this sequence, from 9.14, after the opening speeches, shows the prompters:

And alba:

And pursuing my drum-and-shawm theme (notably for China, starting here, as well as Uyghur, Lorestan, south Asia, Morocco), having featured a Catalan group here, here’s the Valencia tabal and dolçaina combo that frames alba songs (featured on the Antologia, and #13 of Bernard’s CD):

Shawm and drum score, featuring additive metre.

Among posts on other Mediterranean cultures, see e.g. Musics of Crete.

Chinese film classics of the early reform era

From The story of Qiu Ju.

Along with the first flush of the liberal reforms that attended the collapse of the commune system, the classic feature films of the 1980s’ “fifth generation” were part of a widespread flowering of the arts, overturning the “socialist realism” of the Maoist era.

As with the other arts, while Chinese films and documentaries have continued to adapt (see e.g. Social issues in rural Hunan), it remains worth celebrating this early body of work—made just around the time when I was becoming familiar with folk music and ritual in village China, fostering my concern to consider wider social change. For more films (mainly documentaries) on Chinese ritual and rural life, see here.

Wedding scene from Yellow earth.

There’s a wealth of academic and media coverage, but here I’ll make a little selection of some films—just the Usual Suspects, for those already in the know—that explore the lives of ordinary people (both rural and urban), including their folk music. Often set in the barren landscapes of rural Shaanbei and Shanxi, several of these works use amateur actors—always a good sign. Some are verité depictions of the early reform period itself, while others are set in the Maoist and pre-Liberation eras, but they were all important in helping revise our image of China. Of course, as fieldworkers we hope to document all three periods.

A seminal film from the early days was

  • Yellow earth (Huang tudi 黄土地, Chen Kaige, 1984). Set in the Shaanbei base area during the War against Japan, exemplifies the travails of early CCP folk-song collectors (cf. Hequ 1953) as they were confronted by the poverty of rural China, and the vast cultural gulf separating them from the peasants they were seeking to rescue from “feudal superstition”. It’s framed by the opening wedding scene, and the final rain ritual:
  • Old well (Laojing 老井, Wu Tianming, 1986, with Zhang Yimou) [1] is based on a poor village’s struggle against constant drought. One well-observed vignette (from 1.20.19) features a village story-telling session with blind musicians, and the peasants’ taste for “dirty songs” licensed by a token politically-correct speech (cf. Bards of Shaanbei, under “Old and new stories”):

Despite the 1989 Tiananmen massacre, this wave persisted into the early 1990s. A timeless, mystical story of a rural blind bard in a stunning landscape is

  • Life on a string (Bianzou bianchang 邊走邊唱, Chen Kaige, 1991):

In more verité style, filmed in rural and urban Shaanbei, is

  • The story of Qiu Ju (Qiu Ju da guansi 秋菊打官司, Zhang Yimou, 1992), surely Gong Li’s greatest and most uncharacteristic role as a sullen, aggrieved, confused peasant, a far cry from her standard fragrant image—with the street scenes particularly authentic, and a soundtrack punctuated by gutsy wanwanqiang singing by Li Shijie 李世傑 (sorry, no English subtitles here):

On the insidious pressures of urban family life under Maoism, a most moving film is

  • The Blue kite (Lan fengzheng 蓝风筝, Tian Zhuangzhuang, 1993):

And in similar vein,

  • To live (Huozhe 活着, Zhang Yimou, 1994)

In these two films I find links with depictions of the lives of ordinary people under the GDR.

Among many films revising images of Tibet within the PRC (note Robbie Barnett’s chapter in Conflicting memories, and §4 of his Columbia course) is

  • The horse thief (Daoma zei 盗马贼, Tian Zhuangzhuang, 1986):

Similar themes and approaches were to be explored in the work of directors such as Jia Zhangke, set in small-town Shanxi.


[1] Not to be confused with Blind shaft (fine translation of Mangjing 盲井, Li Yang 2003), another disturbing film about mining.

Music and the potato

The potato is central to the structuring of musical expression.

—Henry Stobart 
(To be fair, he wasn’t claiming this as a universal of human musicking.
Cf. The life of Brian sermon: ““Blessed are the cheesemakers”
Well, obviously, this is not meant to be taken literally.
It refers to any manufacturers of dairy products.”)

*UPDATED!*

Being highly partial to a good potato, I’m well up for an article on its relation with music.

  • Henry Stobart, “Flourishing horns and enchanted tubers: music and potatoes in highland Bolivia”, British journal of ethnomusicology 1994.3,

makes a tasty hors d’ouevre for his 2006 book Music and the poetics of production in the Bolivian Andes; note also his Introduction to The new (ethno)musicologies (2008)—a volume that includes many thoughtful chapters, such as those of Michelle Bigenho. and Nicole Beaudry. For me, Stobart’s discussion of a rural Andean hamlet marks a rare excursion to south America.

Music is not the universal language that many people have often claimed it to be. This does not prevent us from deriving great pleasure and inspiration from the musics of other cultures, but the structural principles, aesthetics, and perceptual bases of our appreciation are likely to be radically different from those of the performers themselves.

In another instance of the exclusive, culturally-based meanings of the term “music”, the Spanish word musica is used to refer to either urban brass bands or sometimes sikura panpipe ensembles. As conversations veer off into agriculture, he learns that performance revolves around cycles of agricultural production.

Flutes and guitars, or panpipes, are played for rainy and dry seasons in turn. The wooden pinkillu flutes, considered “alive”, with their “eyes”, are strongly associated with the potato, whereas the panpipes of the dry season, lacking fingerholes, are unable to regenerate. The flutes are “enclosed” by women in the qhata circle dance, and released at Carnival preceding the dry season.

As Stobart notes, “the lives of humans and potatoes overlap and are sometimes compared with one another”. Instruments are considered to “weep”. The pinkillu is also associated with the sirinus, demonic and enchanting beings, who are said to provide players with new melodies between the feasts of San Sebastian and Carnival. The flutes are then hidden away until the following November—which according to a recent survey in The Strad was also voted one of the “best possible things you can do with a viola“, among other popular items covering the entire annual cycle.

For my hosts the potato is no mundane staple, but is an enchanting and magical being whose life is seen in many ways to parallel and enable their own. Potatoes must be loved and cared for, just like human children. This sentiment is expressed through music, song, poetry, and dance which in turn are some of the ultimate expressions of human feeling. For the people of this highland hamlet, it would seem that the potato must count among the most important organising principles of musical performance. Or rather, might it be more accurate to say that music is one of the primary expressions of the potato?

As one often finds, this cyclical relation between agriculture and performance is being impoverished by migration and changing patterns of labour. But this account makes a welcome antidote to all those (alas, perennial) panpipe bands that clog high streets worldwide, bless their alpaca socks.

* * *

To introduce a meretricious interlude on Li Manshan, I can offer the classic headline

Oh my gourd! (cf. these other silly article titles).

LMS potatoes

For more, see The history and social influence of the potato. Though “Daoist ritual and the potato” is a yet-unploughed field, for some reason I always think of Li Manshan when I’m peeling potatoes at home in Chiswick—which I do remarkably often, if impressionistically. While potatoes (shanyao 山药 or yangyu 洋芋 rather than standard tudou 土豆) feature rather sparingly in the local cuisine, which (as generally in north China) is based on noodles, he has a cool underground store in his courtyard, occasionally using a wicker basket to dredge up some potatoes for his wife to incorporate into various succulent recipes. For Li Manshan’s relationship with the earth, see my film, from 6.20.

See also You say potato, You say tomato, and Alan Partridge‘s confident, tasteless comments on the Irish famine.

* * *

“Flourishing horns and enchanted tubers” belongs to Stobart’s early career. In a fine recent update,

  • “Potato music revisited and the rise of a worldly music studies: perspectives from the UK”, in Gerd Grupe (ed.), Recent trends and new directions in ethnomusicology: a European perspective on ethnomusicology in the 21st century (2019),

he puts it in a wider context, reflecting wisely on the changing scene in UK musicology, as WAM scholars have fought a rearguard action against the growing trend for studies of folk and popular music, jazz, and film music.

On his early article, he notes that if he had written it a decade later,

it would probably have included explicit references to (post)colonialism, modernity, class, race, politics, violence, gender issues, migration, or new technologies; themes, among many others, that I would go on to explore in subsequent work.

But that’s not the main issue he needs to address here. Like other ethnomusicologists, Stobart is eminently sympathetic to the study and practice of WAM. Conversely, as Bruno Nettl already observed over half a century ago, the WAMmies are anxious about the perceived threat to their status (a regular theme of my blog, e.g. under Musicking, and What is serious music?!), fearing that “the ethnos are taking over”. So Stobart’s chapter is mainly a careful, equanimous response to belated, misleadingly simplistic critiques by J.P.E. Harper-Scott and Ian Pace.

Is Harper-Scott suggesting that by glancing beyond, what he calls, a “Eurocentric focus on Beethoven” and asking bigger questions, students’ minds might somehow become contaminated?
Alternatively, is he worried about the legitimacy of what he studies and teaches, where we might interpret his attack as an attempt to shore up this music’s value though negative assessment of others?
[…]
The ‘noble savage’-style “essential authenticity” Harper-Scott reads into the article is largely a product of his own imagination.

Moreover,

According to Harper-Scott, I should be berated for failing to condemn these Bolivian potato farmers for their misogyny and pro-natalist attitudes from a universal moral position. Quite how he manages to read the text , and interpret the symbolism of this dance, as evidence of these people’s misogyny is hard to fathom. […]

Of course, a global economic order which enables certain populations to live in poverty is immensely troubling. As Harper-Scott would know if he read my 2006 book, I am painfully aware that the musical expressions I have documented in this rural community have been maintained in large part because of the precariousness of people’s lives. However, it is hard not to be annoyed by the dismissive way in which Harper-Scott seems to propose that, rather than listening to these people and trying to understand their values and way of life, I heroically barge in with scientific knowledge to miraculously bring them out of poverty.

That’s just a taster—do seek out the whole article, as well as reading Music and the poetics of production in the Bolivian Andes!

While Bach did reflect exotic imports with his Coffee Cantata, a Potato Cantata has not come to light. Indeed, potatoes were not grown as a field crop in Germany until the 1770s; considering the malnutrition from which Bach’s ancestors suffered, John Eliot Gardiner (Music in the castle of heaven, pp.23–4) laments that “they had no access to the common spud”.

Recent posts on Tibet

Amidst outcry over China’s recent assault on the Uyghurs, I’m finally giving equal coverage to the plight of the Tibetans. My comments set forth not from any knowledge of the societies in question, but from my interest in local communities and lives under the CCP, both during the Maoist era and since the 1980s’ reforms. So these posts cover social change, political upheavals, and expressive culture.

and necessary corrections to misguided views:

On the ritual cultures of ethnic groups around Amdo, see

A conspicuous absentee from my coverage so far is monastic ritual, a major part of the Tibetan soundscape that has been much studied, even at the expense of other genres. And as many Western studies turn to the lively scene of Tibetan pop, I tend to seek the changing fortunes of traditional culture.

See also Tibet tag.

Iranian lives

In reportage, a cartoon book, and feature films

I’ve been seeking to glean a few basic perspectives on Iranian society beyond its (seemingly “autonomous”) chamber music—note Laudan Nooshin’s useful Songlines introduction to the sound spectrum in Iran.

  • Ramita Navai, City of lies: love, sex, death, and the search for truth in Tehran (2014)

makes a compelling read, an effective blend of interviews, observation, and research. The eight vignettes read like a novel—in “Sources” she explains how she compiles each account, giving further references. In a final note she summarises her own story: based in London from young, returning to Iran as a journalist since 2004, engaging with the poor of south Tehran. Her website also includes her excellent films for Channel 4 from around the world.

With the long avenue of Vali Asr as a thread linking bourgeois north Tehran and the gritty south of the city, the characters (both male and female) encompass all the contradictions of changing modern life there—regime supporters, mullahs and judges, party-goers and dissidents, morality police and mobsters; fashion, nose jobs, and rap; opium, crystal meth, and heroin.

Among all the waves of repression and executions since the 1979 revolution, the protests of 2009 loom large, as well as the constant lure of refuge in the diaspora—including the murky Iranian underworld in Japan.

The book opens with the tale of an MEK hit-man returning to Tehran for a botched assassination attempt. Other characters include Somayah, a devout girl who still falls foul of the regime’s moral strictures, reveals the society’s misogyny; Amir, unable to forgive a repentant judge for sentencing his parents to death; Leyla, whose divorce leads to her to sex work and the thriving porn scene, exploited by hypocritical police and judges; Morteza, an abused young member of a basiji militia who finally manages to have a sex-change operation (a chapter that opens with a vignette on ritual self-mortification); and Farideh, a widow from an affluent family fallen on hard times, who, having learned that swinging 60s’ London was uptight and “backward”, finally decides to make a home there, but returns to Tehran after only two months.

While the contrast between tradition and modernity is a staple cliché of travel writing, here Navai brings real insight to these life stories, always nuanced, conflicted.

Even in large cities, the soundscape is among ways in which such conflicts are evident—in this case, not just the contrast between rap and the call to prayer, but the duality of the art music of the radif and more gritty sounds like festive shawm bands. As Morteza observes the incantations, sobs, and drum-beats of ritual self-flagellants in trance, he notes that they appear strangely like the north Tehran ravers they abhor (cf. Soundscapes of Uyghur Islam).

To varying degrees, duplicity is perhaps a universal in societies, “the consequence of surviving in an oppressive regime”. While it has been noted as a characteristic of socialist societies (e.g. The whisperers), Alan Bennett also regards hypocrisy as a defining trait of the English. More basic is the imposition of power through intimidation, exercised both by political regimes and by traditional values—often reminiscent of China.

* * *

I was reminded of the educative cartoon book

  • Marjane Satrapi, Persepolis (2000­–2003; complete English edition 2007),

another fine introduction to the modern urban society of Iran.

At 343 pages it’s a substantial autobiography, whose innovative format belies its serious message. Under headings such as “The veil”, “The party”, and “The croissant”, it evokes her early experiences after the 1979 revolution, her troubled teenage years in Vienna from 1983, and her return, feeling defeated, four years later to Iran—where she gets married and divorced before leaving again for good. Since 1993 she has been based in France.

Here’s a trailer for the 2007 film version:

* * *

One of Ramita Navai’s characters approves of the film A separation (Asghar Farhadi, 2011), by contrast with the “overrated and pretentious” Iranian films, with their heavy-handed symbolism, that beguile the Western media—a suspicion that is widely common within societies, again as in China.

Still, the new wave films of Iran have a distinguished history, the “second wave” led by Abbas Kiarostami (1940–2016) such as the Koker trilogy—here’s a trailer for Where is the friend’s home? (1987):

As to the “third wave”, Samira Makhmalbaf (b.1980), following the path of her father Mohsen (b.1957; family website here) directed her first film The apple (1998) at the age of 17, a moving story of a Tehran family in difficulty (reenacted by the family themselves) that again blurs the line between documentary and fiction.

By contrast, Blackboards (2001) depicts the plight of Kurdish refugees in desolate countryside, against the backdrop of the chemical bombing of Halabja, only revealed at the devastating greyed-out ending. As an itinerant teacher struggles stoically to convince poor villagers of the remote benefits of literacy, he creatively puts his blackboard to more practical uses:

All this just to remind myself again that music is never autonomous… Cf. Three women of Herat.

Tibet: some folk ritual performers

Ngagmo female ritual group, Rebkong (Amdo), c2009. Source here.

For the Tibetan peoples, both before the Chinese occupation—or the uprisings from 1956—and under the reform era since the 1980s, our popular image of religious life is dominated by “institutional” monastic activity. Even genres like lhamo opera, nangma-töshe, and grand local folk communal rituals seem more commonly known than the diverse types of folk ritual performers.

To remind ourselves of a pertinent comment,

any attempt at (re)presenting Tibetan culture today is inseparable from an implicit ideological and political commentary on the situation of Tibet, through history and at present. 

Taxonomy
Emic and etic ways of slicing the cake of expressive cultures vary; and for Tibet they vary both within and between Tibetan, Chinese, and Western approaches. As in many cultures, a simple dichotomy like sacred–secular will only confuse, even if we take it as a continuum. Catherine Bell reflects wisely on the variety of “ritual specialists” within world cultures in Ritual theory, ritual practice, pp.130–40. But again, such an etic umbrella term often seems inadequate for Tibet.

One would include the male ngagpa and female ngagmo self-cultivational groups of Tantric practitioners (see e.g. the work of Nicolas Sihlé, such as this article; wiki, and here; photo above). Further, with religion such a pervasive element in the daily life of Tibetan people, there’s no simple way of encapsulating the variety of performers, family groups and individuals, occupational, often itinerant—such as spirit mediums and diviners, mendicants and beggars (for the latter in pre-occupation Lhasa, see e.g. Part Two here, under “Professional and spiritual beggars”). Moreover, the trite rubric of “song-and-dance” subsumes calendrical rituals with communal, largely ascriptive participation (see e.g. here). [1] Indeed, since the 1950s, and still now, lay performers may be less closely surveilled than the major monasteries such as Labrang (for which see here and here).

A variety of such genres is described in the 2006 book (in Chinese) Zangzu shuochang yishu [Narrative-singing arts of the Tibetan people] by Suolang Ciren 索朗次仁 [Sonam Tsering], (cf. this page).

As with Han Chinese traditions, some of these genres are described as obsolete, and appear to belong to “salvage” fieldwork. Having so often heard this claim from Chinese cultural cadres anxious about revealing “superstitious” activities in their domain, I am reluctant to take it as gospel. It is hard to assess the current picture from published material in Chinese and Tibetan. On one hand PRC scholars may take mediated, secular performances on the concert platform as evidence of the continuing life of tradition; on the other, their access enables them to document local genres. But of course change is always a factor. As with some Han Chinese traditions, folk activity may be continued by other means, and I suspect that lengthy immersion in a given area may still reveal neglected life in such genres. At the same time, few of these groups quite resemble the household ritual specialists who are my main theme in local Han Chinese communities.

In exile, while some genres of the former elite were maintained, and the monasteries have long been the main scholarly focus, many folk ritual genres hardly feature in representations of Tibetan expressive culture such as the 1986 Zlos-gar. However, some of the folk performers who made their way into exile sought to continue activity there.

Moreover, one would seek to consider groups among Tibetan communities such as those of Sikkim, Bhutan, and Ladakh, from where some of the most interesting material derives. As with other “marginal survivals”, always bearing in mind that these are local traditions, it can be tempting to regard such manifestations as suggestive of culture within old Tibet (cf. “When the rites are lost, seek throughout the countryside”).

* * *

Among all these genres, by far the most popular area of research is the Gesar epic (see here, n.2, and here). Though it is often treated as a reified genre of oral literature, and since the 1980s has also been performed on the secular stage, the solo performers (both the “inspired” bards who received the text through spiritual revelation in trance after a psychological crisis, and those who learned by listening to other bards) continued to play a role in the domestic rituals of their local communities after the 1980s’ reforms, despite the encroachment of pop and media culture.

But as in south Asia and China, there was (and is) a variety of performers. So here I will illustrate the difficulties of simple classification with brief introductions to lama mani, drekar, and ralpa.

Lama mani
The itinerant solo folk storytellers lama mani enact religious tales with the aid of thangka paintings. It may be more suitable to regard them as educators. [2]

An important source for the wider historical context around China and south Asia is

  • Victor Mair, Painting and performance: Chinese picture recitation and its Indian genesis (1989).

For the TAR, the lama mani feature in Zangzu shuochang yishu; see also this introduction. Around Lhasa, this 2014 article portrays “Chilie” [Thinley / ‘Phrin las] (b. c1940), typically, as “the last lama mani”.

Brought up in a village of Nagarze county in the Lhoka region of southeast TAR, both of his parents had performed lama mani, and he learned with them from young, along with his three older sisters; here one would wish to fill in the gaps in his biography for the Maoist decades. Even recently, his status as a Transmitter of the Intangible Cultural Heritage hadn’t brought him security: in 2014, performing on the street in the Barkhor, he was moved on by the police.

Thinley performing in Lhasa, 2014.

Some lama mani have also been active in exile—note

Besides a film by Tsering Rithar on a refugee lama mani in Nepal, this is a 10-minute film on lama mani there:

Drekar
Drekar oldAlso belonging within this diverse rubric are the drekar (in Chinese, zhega 折嘎: see this useful page), mendicant masked buffoons reciting auspicious verses for New Year and weddings (cf. Chinese beggars, such as in Shaanbei).

Again, the drekar have been described as obsolete, both within and beyond the PRC. A brief recorded excerpt (from since the 1980s’ reforms!) can be heard in #2 of CD 6 in Mao Jizeng’s anthology Xizang yinyue jishi. Whereas it was clearly recited on request, Woeser filmed this even briefer video during a street performance, suggesting that there may still be potential for fieldwork:

Ralpa
Until the 1950s the ralpa or relpa (in Chinese, reba 热巴), mostly from the Kham region in origin, were family-based, low-class, itinerant performers, using narration, singing, dancing, acrobatics, and small plays, based on the life of Milarepa.

Ralpa dancers, Dengchen, Chamdo. Source here.

But the sense in which ralpa is now commonly promoted is as a communal dance festivity in the villages of Kham—subject of a book by Gonpo Gyaltsen (1928–2020), himself a former ralpa from the Dechen region there: in Chinese, Oumi Jiacan 欧米加参, Xuecheng reba 雪域热巴 (1998), Tibetan translation Gangs-ljongs ral-pa (2017).

Today this form too may be largely obsolete (see e.g. this useful survey), even as it has become a victim of commodified dance arrangements and the Intangible Cultural Heritage.

* * *

Under Chinese occupation and modernity some of these genres have doubtless suffered more than others; but we should include them all within our picture of the varied religious behaviours in local Tibetan societies—even as many fine scholars, quite legitimately, turn their attention to the pop soundscape. And of course more revealing ethnographies could be compiled on how individual, family, or devotional groups of lay participants dovetail in local societies with monasteries, communal ritual activities, and so on [3]over time: as usual, we might hope to seek threads of continuity in 1950s’ activity.

With thanks as ever to Isabelle Henrion-Dourcy


[1] Sources for such genres appear rather piecemeal. Some feature in §III of the New Grove article on Tibet, and in the bibliographies of Isabelle Henrion-Dourcy (for Western-language sources) and Sangye Dondhup (for Tibetan and Chinese items); but Isabelle surveys much of the material in chapter 3 of her magnum opus Le théâtre ache lhamo, with references including some notes by early Western Tibetologists (such as Tucci and Stein), and for the post-reform era, studies by Tibetan and Chinese scholars, again mostly brief.

For Tibetan communities within the PRC, among the Anthology volumes (for the Tibetan Autonomous Region [TAR], Qinghai, Gansu, Sichuan, and Yunnan, in Chinese), those on narrative-singing (and perhaps on folk-song, and dance) should give further leads.

At a tangent, YouTube has a range of interesting material under “Tibetan wedding”, like this 2013 ceremony from a village in Qinghai, with some fine singing. This might lead us to the chang ma beer servers in old and new Tibet.

[2] Among references to lama mani in Le théâtre ache lhamo (n.1 above), two discuss the drama Padma ‘od-‘bar (also popular in lhamo, like many items here): Anne-Marie Blondeau’s chapter in Zlos-gar (referring mainly to the relation of paintings and text), and a 2012 booklet (in Tibetan) with three CDs, for the Intangible Cultural Heritage.

[3] For a mendicant singer in early 20th century Amdo, with pertinent details on present-day performers, see this article by Gerald Roche.

More films on ritual drama

From Un opéra rituel chinois : Zhang Wenxuan (Anhui).

For the rich local traditions of Chinese ritual—as I never tire of observing—we have ample silent, immobile textual documentation, but much less material in the public domain on film (see this list).

Ritual drama has been a substantial component of this field ever since the projects initiated by C.K. Wang soon after the 1980s’ revival of tradition. But again we rarely have access to the drama itself, with all its actions and soundscape, all the “red and fiery” sensuous pleasures that are an indispensable part of the experience.

The distinguished sinologist Jacques Pimpaneau (b.1934), along with his numerous publications, founded the Musée Kwok On in Paris in 1972, the collection more recently housed in Lisbon (see also here).

And besides documenting textual and material aspects, he avidly recorded local Chinese ritual drama on film—mainly in the early 1990s, before migration, pop music, the lures of material enrichment, and heritagification were too rampant.

The playlist of films (mostly around half an hour, with French voiceovers) on his YouTube channel includes exorcistic drama from south China, such as the nuoxi masked dramas of Jiangxi, Hunan (including Mulian drama; see also here), and Anhui; as well as Nantong near Shanghai, and, again in Hunan, New Year rituals of Hengshan and among the Miao.

Here’s the English version of L’expulsion du petit demon, filmed in Pingxiang on the Jiangxi–Hunan border:

Of two excerpts from shadow-puppetry in Shaanxi (cf. Chinese shadows), the second also including marionettes from Chaozhou and again Shaanxi:

The playlist also ventures to Tibet—a grand monastic festival near Lhasa, and lhamo opera—as well as south and southeast Asia: Kerala, Java and Bali—as well as itinerant story-tellers of Bengal illustrating their religious paintings, part of a rich Asian tradition documented by Victor Mair in Painting and performance: Chinese picture recitation and its Indian genesis (1989).

Tibet: conflicting memories

Coming soon after the English edition of Woeser’s Forbidden memory, another fine contribution to our understanding of modern Tibetan history is the magnum opus

  • Robert Barnett, Benno Weiner, and Françoise Robin (eds), Conflicting memories: Tibetan history under Mao retold (2020, xxix + 681 pp.!).

Covering the periods since the Chinese occupation in 1950 and the death of Mao in 1976, it presents a wealth of original material in the form of memoirs and oral narratives, histories and official sources, fiction and film, dovetailing perceptive essays and primary documents. Besides the Tibetan Autonomous Region (TAR), Amdo and Kham are especially well represented.

As Robert Barnett explains in yet another of his exemplary introductions, the book presents the candid narratives of a range of Tibetan and Chinese writers—by contrast with the historiography of the Chinese state, with its “logic of legitimization”. Before the reform era since 1980, the main periods, in an escalating sequence of violence, were the early years of occupation; the crises of 1956–59; and the Cultural Revolution (notably 1966–69).

Oral accounts and memoirs—from Tibetan and Chinese officials, some early Tibetan Communists and progressives, and ordinary and elite Tibetans—“seek to make nuanced, sometimes almost imperceptible, adjustments to official narratives about China’s recent record in Tibetan regions”. While they don’t go so far as to challenge CCP rule over Tibet, they are “historical retellings in which the state has been removed or reduced to an inanimate or malignant force, and in which Tibetan agency has been restored, but only as a question of endurance and at an individual, local level.” In all such accounts, we need to “read between the lines”—just as for material on Han Chinese regions (see e.g. here, and here).

Part One, “Official retellings and revisualisations of the ‘Liberation of Tibet’ ”, opens with chapters by Benno Weiner (whose recent book The Chinese revolution on the Tibetan frontier is another important contribution to our knowledge of the modern history of Amdo) and Alice Travers, exploring changing agendas in the published “cultural and historical materials” (wenshi ziliao)—also a revealing source for Han Chinese areas (cf. here).

Compared to the extreme violence that was to come, Western, Chinese, and Tibetan authors have tended to portray the early years of occupation as relatively genteel. But Bianca Horlemann’s scrutiny of an account by the Chinese leader of a “Work Group” for the pastoralist Golog region in south Amdo adds to a growing body of evidence that “liberation” was far from smooth.

And Robert Barnett’s own chapter describes in detail the change of emphasis in mainstream Chinese “Tibet-encounter” films and TV dramas from the Maoist era to the reforms (cf. his Columbia course). Setting forth from the beguiling voyeuristic notion (Western as much as Chinese) of Tibet as “mysterious” and “exotic”, he notes a shift from tales of socialist military valour to commercially attractive stories of romance and self-discovery.

He suggests that the rationale for the early films was

in large part to explain and justify to the wider nation the abrupt and large-scale interaction then occurring between Chinese forces and Tibetans. That contact was, after all, on an unprecedented scale and involved entirely different and unfamiliar cultures, languages and social systems. Chinese citizens who were sent to Tibet were being asked not just to risk their lives fighting Tibetan troops and rebels in deeply unfamiliar and difficult terrain, but also in many cases to dedicate decades of their lives as cadres, teachers, doctors, road-builders, labourers, and so forth in order to administer and colonise an area which, unlike other minority areas within China, had had its own government, military and ruling institutions for centuries and where few Chinese had ever lived or worked before.

Throughout the various periods, many films portray Tibetans as grateful allies of the Party; and they dwell on the exploitation of the masses at the hands of the old ruling classes.

At its simplest, films in the Mao era vilified Tibetan culture and the Tibetan social system, while those produced in the reform period beautified Tibetans, their environment, and, increasingly, their bodies.

TV series Love song of Kangding, 2004.

Ever attentive to gender issues, Barnett notes the trope of the “orphan–heroine”. And while Chinese characters have come to be explored in more depth, there remain no credible portrayals of the Tibetan side of the story.

In Part Two, “Rereading the past: stories told by documents”, Alex Raymond again reinterprets the initial “liberation” of Tibet, showing that any “gradualism” in Chinese policy was a matter of expediency and logistics. Chung Tsering assesses a variety of accounts of the ambiguous political career of Ngaphö Ngawang Jigme (1910–2009); Document 4 translates his 1989 speech. And Document 5 is an important addition to work on the Tenth Panchen Lama—a hitherto unpublished speech also from 1989, a critique not just of the Cultural Revolution but of the whole three decades of occupation.

Part Three, “Speaking the past: oral remembering” addresses the uprisings in Amdo from 1958, and the Cultural Revolution there. Dáša Mortensen unpacks ongoing historical amnesia through public and private accounts of the 1966 destruction of Gandan Sumtsenling, the main Tibetan monastery of Gyalthang in Yunnan province, showing how “the politics of memory and forgetting are shaped by both official and individual agendas, competing to produce an acceptable memory at a time when grievances are still deeply entrenched and inconvenient for any side to air”.

Charlene Makley, with two pseudonymised contributors, unpacks an oral account of the years following 1958 by a senior Tibetan village leader (“G.” below) in Rebgong (southeast Qinghai)—using a detailed system of transcription to evoke the subtle messages of his language and his interactions with the participants, which rarely emerge in interview transcripts. A sample (asterisks denoting Chinese loanwords):

T: How many years were you in the *labour camp*?
G: Four and a half years.
T: For four and half years? Oh so that means ’58, ’59, ’60 and ’61?
[11:38 G explains how central Party officials came to investigate Qinghai during the post-famine rectification process. Here he goes into the most detail so far. T had never heard this; T and CM are entranced.]
G: [until] ’62… ’62… that’s how long I had to stay. Not just for 1958, but for ’59, ’60, ’61 and ‘62. – T: Oooh. – Until August of 1962, in *September I returned. – CM/T: Mmm/Oooh – The one who reported [the situation] to *central leaders* was … Wang Zhao came, Wang Zhao, the *deputy head* of the *Central Management Department* (Ch.: Guanlibu). – CM/T: Oooh. – So Qinghai *province *sent a delegation down*, and the *Management Department* officials accompanied them. When they came, they *investigated everything. They disbanded the *cafeterias. All those sent to the *labour camp* were released. Wang Zhao said a few words: “Just as for the People’s Militias, keep the *‘group leaders’* (Ch.: banzhang) imprisoned, and release the ‘militia members’.” He used that kind of metaphor, he didn’t say more than that … What did he mean by a *‘group leader’*? He meant the traditional Tibetan leaders, of course. By *‘group leader’,* he meant Tibetan *landlords, or lamas or lay leaders. [Wang] ordered everyone but them to be released. But *half [of those leaders] had already died, They died! They all died! That region was harsh because of the high altitude!

The same period is discussed in an excerpt from a remarkably frank book by Rinchen Zangpo (Shamdo Rinzang).

Shamdo Rinzang (left).

Documents 7–10 are excerpts from the 2016 Living and dying in modern Tibet­, an important collection of oral memoirs from the 1930s to the 1970s for northern Kham.

 Part Four describes “Literary retellings”—the short stories, novels, literary memoirs, and fiction from the reform era that served as a necessary, not optional, forum for Tibetan critiques of the terrors following 1958. Françoise Robin discusses literature recalling the period in Amdo:

Fiction and literature confirm their use by Tibetans to counter official memory and circumvent the hegemonic memory engineering that has been going on for over fifty years. Still facing too many risks to offer directly a revised account of lost events, these works of fiction not so much mark what has been forgotten as delineate the history of state erasure of that past, and its silencing of the generation that experienced it.

Xénia de Heering introduces Nagtshang Nulo’s autobiography Joys and Sorrows of the Nagtshang Boy, set in Machu county, Kanlho, interspersing official documents.

Part Five, “Religious remembering” focuses on history recollected through the lens of faith. Nicole Willock, Maria Turek, and Geoffrey Barstow describe accounts by lamas, Buddhist scholars, hermits, and a religious artisan. Even those who accommodated with the new regime suffered terribly, but they continued to view their role as guardians of Tibetan culture and religion, recalling ultra-leftist violence merely in terms of obstacles to spiritual development.

The volume is further enriched by extensive references, detailed maps, glossary, photos, and an exhaustive index. Hefty as it is, I still wonder how Brill still manages to charge such astronomical prices for their fine books, mitigating against the wide readership they deserve.

Again I marvel at the enterprise, energy, and nuance of recent scholarship on Tibet, so very far from the simplistic, polarised work of the 1980s. But the emergence of a certain space for alternative versions of this traumatic history can be of little consolation for Tibetan people amidst their current plight, as Chinese state control continues to intensify.

See also Labrang 1; How not to describe 1950s’ Tibet; and Tibet and Uyghur tags.

More crime fiction

Weimar Berlin—Stasi—Russia—Hungary

Berlin Alex

From Fassbinder’s Berlin Alexanderplatz.

In my post on the Navajo novels of Tony Hillerman I admired the necessary social and personal texture that rarely informs more scholarly accounts. And in another review I featured crime fiction from East Asia and the GDR—as well as Philip Kerr’s Bernie Gunther series, mostly concerning the rise of Hitler, World War Two, and the Cold War aftermath.

MetropolisIn Metropolis (which turned out to be Kerr’s last book in the series, published posthumously in 2019) he returned to Bernie’s early career during the Weimar period. As ever, historical personages (such as Arthur Nebe and George Grosz) are woven into the plot, as well as early performances of The threepenny opera.

Often such novels come from outsiders to the culture portrayed. But German authors have long explored the Weimar era—a genre enshrined in

  • Alfred Döblin, Berlin Alexanderplatz (1929),

a complex, sprawling assembly of underworld degradation through turbulent times. The author’s own summary gives an impression of his distinctive, disorienting literary style:

Doblin summary

Michael Hoffmann has risen to the daunting challenge of translating Döblin’s quirky Berlinisch prose—do read his Afterword, and this review. Cf. Hoffmann’s version of Hans Fallada’s Alone in Berlin.

Here’s a trailer for the 15-hour TV adaptation by the visionary Fassbinder (1980):

Babylon BerlinAs to more recent recreation of the Weimar era,

  • Volker Kutscher, Babylon Berlin (2007)

is the first in a series featuring the detective Gereon Rath, with his beguiling protégée Charlotte Ritter. It recasts the decadence of the roaring 20s and the rise of fascism, with vivid period detail on exiled Russians and paramilitary forces. Yet again, the novels form the stimulus for a highly popular TV series:

Meanwhile David Young continues exploring the murky history of the GDR in Stasi winter (2020) through the struggles of detective Karin Müller, against a backdrop of escape attempts amidst a desolate, frozen northern landscape.

For Russia, I’ve been catching up on the Arkady Renko novels by Martin Cruz Smith. Gorky Park was published as early as 1981, a gripping tale of KGB and CIA espionage, ikon smuggling—and a sinister fabrication to quell dissidents:

It is the finding of the institute that criminals suffer from a psychological disturbance that we term pathoheterodoxy. There is theoretical as well as clinical backing for this discovery. In an unjust society a man may violate laws for valid social or economic reasons. In a just society there are no valid reasons except for mental illness. Recognising this fact protects the violator as well as the society whose law he attacks. It affords the violator and opportunity to be quarantined until his illness can be expertly treated.

Later in the series, Stalin’s ghost (2007) moves on to the Putin era, still haunted by the delusions of the USSR, as well as the Chechen war and mass graves.

For Hungary, the “Danube Blues” novels of Adam LeBor, himself an investigative journalist, are compelling. Starring the Roma detective Balthazar Kovacs, the themes of District VIII (2017) and Kossuth square (2019) are highly topical—including corruption, press freedom under authoritarian rule, and the plight of refugees.

Balthazar is the first in the family to progress to higher education. With his brother a leading figure in the Budapest underworld, he has torn loyalties. At university he meets Sarah, a Jewish student. He starts a PhD on the Roma Holocaust, but

after a couple of years he realised he had had enough of libraries and archives and extermination. He also realised he had no desire to be a disczigany, a decorative, token Gypsy.

To the horror of both his family and the “uber-liberal” Sarah, Balthazar decides to join the police force. Meanwhile Sarah, with whom he now has a son, rises in the field of gender studies. Even after they separate, she still depends on his introductions to the Roma world.

Evoking the ethnic mix of new immigrants (southern Slavs, Arabs, Africans, Russians, Chinese) alongside the gentrification of Budapest, LeBor adroitly interposes lessons on Hungarian history in imperial times and the Arrow Cross militia during World War Two.

* * *

Like Hillerman’s Leaphorn and Chee series, all these novels are not just engaging in themselves, with their suspenseful plot twists, but they document the whole texture of the society, drawing us towards history and people’s lives.

The enchanting world of Tibetan opera

All images here from Isabelle Henrion-Dourcy, The singing mask.

Tibetan opera is just enthralling.

Best studied of the various dramatic genres among the Tibetan peoples is ache lhamo of central Tibet—a seamless blending of sacred and secular, human and divine, comedy and deep introspection (cf. European mystery plays, or indeed Mozart’s The magic flute).

Usually I leave audio/video clips for a later section, but here I want to plunge right into this enchanting world, with its intoxicating singing, in this excerpt from Sukyi nyima performed by former members of TIPA from Dharamsala:

As a caveat against reification, such footage reminds us that, as with all musickinglhamo is a social event—performed over a whole day (or more) under an awning in the open air. In the words of Jamyang Norbu, it “combines the relaxed informality of village cricket [!], the magical world of pantomime, and the open-air eating and drinking of a good picnic”.

Isabelle Henrion-Dourcy makes a fine guide to lhamo, with her experience among Tibetans both inside the PRC and in exile—an order that now seems suitable. [1]

She edited the attractive, instructive volume

  • The singing mask: echoes of Tibetan opera (2001)
    (some chapters here).

In her Introduction, she sums up the main themes within the “fragmented and politicised” research. Both in the PRC and in exile, lhamo has become an icon of “popular” Tibetan culture, with concomitant folklorisation. Though ritual elements are strong, in the PRC it is perceived as a necessary counterpart to monastic culture. Professionalisation has brought modifications to vocal styles, costume, and movement, as well as in context and economic conditions.

Within the PRC, Isabelle comments that lhamo became a focus of the “mind-boggling” search for entirely secular elements within Tibetan culture”, an ideological mold that “obliterated the deep ties that opera had with religious and institutional aspects […] not only in its content and symbolism but also regarding its social context”. More generally, I note that the dichotomy fails to do justice to the rich variety of performance genres along the sacred-secular continuum.

As Isabelle observes,

any attempt at (re)presenting Tibetan culture today is inseparable from an implicit ideological and political commentary on the situation of Tibet, through history and at present. Tibet’s past still has a very long future. Given all these difficulties, how can one make a valid representation of the tradition of opera? Who can claim representational authority? An academic point of view would understand that a valid representation needs to incorporate in a critical way all the key diverging views.

With that qualification, most articles are based on documenting the tradition before the transformations since the 1960s; and on the Lhasa tradition, in particular that of the Kyormolung troupe—also a popular theme of studies within the TAR. Most of the splendid photos show the early period.

The main periods, and areas, can be outlined thus: before the Chinese occupation of 1950; until the 1959 rebellion and escape of the Dalai Lama into exile at Dharamsala; and the reform era within the PRC.

The volume proper opens with a reprint of Jeanette Snyder’s ground-breaking 1979 overview, based largely on her studies in Dharamsala in 1963–64, giving a historical introduction and vivid accounts of the unfolding of the drama. Citing a 1958 list, she provides details of the four major and six minor troupes engaged by the (Tibetan) government for the summer Shotön festival at the Norbulingka.

After Tashi Tsering’s chapter on the early history of lhamo through the life of the saintly Thang stong rgyal po, Lobsang Samten focuses on the ritual prelude (see also here) and coda (“auspicious victory of the gods”), both substantial sequences of blessings led by hunters, princes, and goddesses. With the help of actors themselves, as well as scholars of classical Tibetan, he elucidates their complex orally-transmitted language, providing valuable clues to performance vocabulary.

lhamo 130

Perhaps this is a suitable moment for an outline of the elements of lhamo in performance.

In a largely oral tradition (with most performers illiterate), the voices are accompanied by a mere two percussionists on drum and cymbals, without melodic instruments (like the strictest traditions of Chinese ritual—but unlike modernised versions of professional lhamo groups in the PRC). Some masks are worn (cf. Noh). The plot is punctuated by dance, some popular songs, and comic interludes, with some characters akin to panto.

lhamo 111
Norbu Tsering.

And so onto Isabelle’s chapter with Tenzin Gönpo, which addresses the nuts and bolts of the two main vocal styles, with comments from the great Norbu Tsering (1927–2013), whose autobiography is a major resource. The lack of notated examples is of no consequence, but one longs for video, or at least audio, of their demonstration.

The authors discuss fast chanted recitation and, most remarkably, the intense, moving namthar arias—high and guttural, free-tempo, melismatic, with glottal tremulations, sung solo with supporting chorus.

The namthar play a rather similar role to the arias of Bach Passions, though the resemblance perhaps ends there… Here the authors discuss the incipit, inflexions (“change through bending”), glottalisations, non-lexical ornamental interpolations (a common feature of other Tibetan genres, and in much singing around the world, e.g. Navajo), and (also in fine detail) the role of the chorus that supports the solo namthar. They cite a wonderful description by Jacques Bacot in 1921—in Isabelle’s translation:

The king is the one who sings the slowest, as is becoming for such a solemn and august character. In a way, he stutters at the end of his sentences. The last syllable (in Tibetan, the verb encapsulating the idea) cannot merely go out from his mouth and hurry. It sort of falls off his mouth, separate, precious, like a gift anxiously awaited. And all his court, as if suspended during his speech, collects the king’s last word and sings it with him. The feeling is admirable.

Next they analyse namthar melody, discussing in turn terminology, leitmotivs, male and female melodies (gendered concepts as in dancing), “long” and “short” tunes, the special category of “sad” songs, the relation of principle and practice, and the incorporation of folk elements.

This whole discussion adds to our already complex notions of “improvisation”; and it makes a model integration of emic and etic approaches. Though Isabelle proclaims her lack of qualification to broach “musical” issues, this chapter shows how much untrained scholars can—and must—contribute to study of soundscape, confounding the feeble disclaimers of scholars of Daoism.

The authors conclude by observing increasing standardization, mainly within the PRC but also in exile.

The volume ends with a chapter by Jamyang Norbu—always a stimulating, frank commentator. He gives a fine introduction to the challenges faced by the exile community from 1959 in establishing the lhamo scene in Dharamsala, under the guidance of Norbu Tsering, as they pieced the melodies together like a jigsaw from the memories of various people”. Jamyang Norbu reflects on his early years as member of the Drama Society, forerunner of TIPA, which he served as director from 1980 to 1985.

lhamo 113

Jamyang Norbu: “My inability to sing opera arias did not prevent me from playing the role of the village idiot in the story”.

At first living conditions were grim, and many of the performers in poor health. In Dharamsala too, there was a lively debate over the tensions between tradition and innovation. Some monks objected to the scenes in lhamo satirising religion, but

I replied that opera performers had been performing such satires and making such irreverent jokes even in the old days, and that I would certainly not stop this democratic tradition in our performing culture.

Indeed, in an adaptation of Prince Norsang he managed to insert a scene satirising religious intolerance: a priest, realizing that whatever ritual he performs will cause offence to one sect or other, is reduced to singing a popular Hindi film song instead.

Morale was low, with performers suffering from the traditional prejudice against actors and musicians; funding was also a problem. Gradually they created a viable tradition, mustering sets, costumes, masks, and props, and training performers. While adhering to the traditional accompaniment of drum and cymbals, they experimented with three different sizes of drum. They also recreated the Shöton opera festival in Dharamsala.

In 1981 Jamyang Norbu wrote a new lhamo script Chaksam (“The iron bridge”), based on the trials of Thangtong Gyalpo (cf. Tashi Tsering’s chapter), with Norbu Tsering adapting the melodies. Jamyang Norbu’s questioning spirit is evident. Observing that “the Tibetan opera is frankly Lhasa-centric and unabashedly medieval in outlook”, he notes the stereotyped depictions of regional characters as villains and buffoons. So, wanting to have “at least one opera where a humble Tibetan layperson from outside Lhasa was the principal character”, he wrote the story around two lowly pilgrims—one from Kham, the other from Amdo. And he also sought to educate younger Tibetans in the texture of life in the past.

As they refined their productions, they also worked on giving contemporary relevance to the comic scenes. They paid attention to the whole pageantry of performance. Lhamo became a meaningful part of community life. Only the quality of singing was considered inferior to the halcyon days of old Lhasa.

In 1985 Jamyang Norbu was ousted from TIPA amidst political intrigue, again featuring his experiments in drama. He comments on the later fortunes of lhamo in Dharamsala, and other diaspora groups, reflecting on the challenges of maintaining Tibetan culture outside Tibet.

In order to truly survive, not only in museums, or in the accolade and admiration of foreign friends, Tibetan culture, especially performing culture, must be able to entertain and inspire a new generation of Tibetans, and must have real meaning in the lives of Tibetans everywhere.

In 1986 Jamyang Norbu edited Zlos-gar, an important early introduction to the Tibetan performing arts. Meanwhile he has kept a keen eye on the revival within the PRC.

For a vignette evoking a rainy TIPA performance of opera in 1995, see Keila Diehl, Echoes from Dharamsala (2002), pp.70–72.

* * *

As ever, such careful work on documenting the tradition should complement studies of ongoing change. There’s always more fieldwork to do among both professional and amateur troupes. [3]

I look forward to reading Isabelle’s magnum opus (976 pages!)

  • Le théâtre ache lhamo: jeux et enjeux d’une tradition tibetaine (2017) (reviewed here), with historical background, the relationship with Buddhism, social ethnography, and a focus on the practical aspects of performance.

* * *

We’re now ready to immerse ourselves in the trials of the pious Nangsa woebum (plot summary here), as performed by TIPA in Dharamsala, unfolding over nearly seven hours! Starting here:

followed by Parts 23, and 4.

We can also compare online videos from within the TAR, like this excerpt from Sukyi Nima at the Norbulingka for the 2014 Shöton festival:

And here’s the first of eighteen short clips from a 2019 Shöton performance at the Norbulingka (they don’t follow on, so type 羅布林卡藏戲):

Returning to the exile scene, after our initial introduction to Sukyi Nyima, we can again relish it complete—here’s the first of fifteen instalments (again, they don’t often appear in sequence, so you may have to type the next section into the YouTube search box):

One of the most charming stock characters in world drama is the truth-speaking parrot (“Despite the warnings King Sengey receives from his sagacious parrot advisor, he banishes Sukyi Nyima from the kingdom”).

lhamo 122

But in between the more popular songs and dances, the rapid narration and the slapstick, it’s the searing intensity of the namthar singing that is most captivating.

[1] See her section in the New Grove dictionary, §III, 5; her bibliography of Western-language sources, §7; and for Tibetan and Chinese sources, see here.
In Chinese, note also the opera volumes (Zhongguo xiqu zhi and Zhongguo xiqu yinyue jicheng) of the Anthology for TAR. For all its ideological perspective, as with the volumes for Han Chinese traditions, a wealth of information is contained among the many rubrics of the xiqu zhi—such as masks, costumes, professional and amateur troupes, venues and performance customs, and historical artefacts.
For more comparisons of the PRC and exile scenes, see e.g.

[2] As with Flann O’Brien‘s references to the ouevre of De Selby in The third policeman, the footnotes often dwarf the main text, but are most edifying. Please excuse the brevity of this footnote.

For the related tales of folk lama mani performers, see here.

[3] For some more adventurous recent innovations within the PRC, see Isabelle’s article “Quelques voies de renouveau pour le théâtre traditionnel tibétain depuis les années 2000” (2019).

Native American cultures: a roundup

Recent posts on Native American cultures—relevant to ritual and China—include

  • Bruno Nettl with an introduction to themes in music, history, and change
  • Ceremonies of the Navajo, based on McAllester’s classic Enemy way music
  • The Ghost Dance of 1890—citing Bury my heart at Wounded Knee, and the 1900 Boxer uprising, including Buffalo Bill’s “Rescue at Pekin”.

This led me to Tony Hillerman’s fictional treatments of the Navajo:

My interest was initially prompted by the tragic story of

See also

On a lighter yet trenchant note, see

Amdo rituals: early and recent films

While my own focus is on the local ritual cultures of the Han Chinese, I’ve recently found myself trying to get a basic grasp of some of the fine research on ritual and musicking among the ethnic minorities within the PRC—such as the Uyghurs, Tibetans, and the peoples of Yunnan.

My Chinese colleagues and I like to cite the dictum attributed to Confucius (“already”!), “when the rites are lost, seek throughout the countryside“—which may mean villages just an hour’s drive from Beijing, but is even more apposite for regions more remote from centres of Han Chinese culture.

I’ve already featured some remarkable 1930s’ film footage from Fujian in southeast China; now, alerted by Gerald Roche, intrepid anthropologist specialising in both ritual and the politics of language endangerment and revitalisation, I’ve been admiring footage of similar vintage from northwest China (“northeast Tibet”!), at the far opposite corner of the empire.

The Chinese provinces of Gansu and Qinghai (including the Tibetan region of Amdo) are home to a patchwork of ethnic groups (for some basic resources on the region, see here).

Carter D. Holton (1901–73) was a missionary who worked with his wife Lora in northwest China from 1923 until 1949. His footage on the “two” films online (click here) is identical. It contains material from around Hezhou (now Linxia) in 1940–41, including scenes from Labrang, showing the daily life and rituals of Tibetans, Mangghuer (“Tu”), Muslims, and Han Chinese—during a period of ethnic and political unrest.

The footage itself is (alas) silent, with a basic voiceover recorded in 1995 by Robert Carlson (1928–2019), himself son of missionary parents active in the region at the time. And while the scenes of daily life are suggestive (transport, food, clothing, and so on), the clips of ritual are tantalisingly short (here I refer to timecodes in the “first” film):

  • 11.48 Daoist priests, directing a spirit medium, and
  • 12.45 burial procession (part of same sequence?)
  • 16.26 Muslim observances
  • 25.55 Prostrations and circumambulation at Labrang?
  • 33.10 burial procession
  • 34.04 someone should be able to give more detail than Carlson or I on this sequence, mostly (all?) at Labrang, with female dancers, Bön priests, cham masked dances, processions, and at the end a brief glimpse of Apa Alo with Marion Griebenow (Makley, The violence of liberation, pp.50–52, cf. Nietupski, Labrang: A Tibetan Buddhist monastery at the crossroads of four civilizations, ch.4).

* * *

In many ways one may regard this footage as evoking a bygone age; but after the Communist revolution, notwithstanding convulsive social transformation, the style of rituals shown was not erased until 1958, and revived strongly upon the 1980s’ reforms. As ever, I’m also keen to learn of any tenuous connecting threads that persisted through the 60s and 70s.

If Holton’s footage from the 1940s offers slim pickings for those concerned with ritual, far more substantial are recent scenes filmed by Gerald Roche and Wen Xiangcheng, in the YouTube playlist “Rituals and ritual practitioners of the northeastern Tibetan plateau“. Roche’s work has focused on nadun rituals of Mangghuer communities for the summer harvest. [1]

One element in the ritual practice in the region is self-mortification. Roche and Wen’s film “The gods incarnate: the huala of China’s Sanchuan region” shows Mangghuer trance mediums piercing themselves with skewers. While other ritual activities also suffer from 21st-century pressures, they seem to remain lively; but Roche notes that such mediums are now becoming less common.

Huala trance mediums:
left, mid-1930s (reproduced here, from the remarkable archive of Zhang Xueben);
right: from The gods incarnate, 2009; cf. Roche’s extensive galleries of images from fieldwork.

The lengthiest sequence, filmed by Wen Xiangcheng (clips 6 and 7, 109 minutes in total, with Chinese introduction) shows the grand four-day consecration of a temple in Jishishan county, Gansu, in 2009, with local household Daoists presiding, featuring much ritual dancing with fan drums, and the parading of a god palanquin:

Alongside all the ritual activity of local ethnic groups, Gansu is one of the major regions for household Daoists, as I keep saying; for Daoist ritual elsewhere in the province, see here, and here. For the changing fortunes of a Confucian temple in Gansu, click here.


[1] Among many articles by Roche assembled here, for the modernizing agenda, and more on Mao worship (cf. Gansu, Henan), see

On early historical change, see Roche’s

See also e.g.

For more on the huala mediums, see e.g.

  • Kevin Stuart and Hu Jun, “Tu fala: trance mediums of northwest China”, Shaman’s drum 23 (1991),

and for some sources on self-mortifying at the Klu-rol festival in Rebkong, see n. here.

A new volume for a great Chinese music scholar

Chengde 3

Yuan Jingfang documenting the ritual music of Chengde, 1987. My photo.

At the Central Conservatoire of Music (CCM) in Beijing, Yuan Jingfang 袁静芳 is the most influential pedagogue, fieldworker, and theorist of traditional Chinese instrumental music, whose work bears major relevance for the study of ritual.

Having been an errant student of Yuan Jingfang in 1987 (see e.g. Buddhist ritual of Chengde), in May 2016 I attended a major conference at the CCM for her 80th birthday (see here, under “The reform era”). Now a collection of related articles has been published in her honour (nice succinct title—brace yourselves for the subtitle!):

  • Chu Li 褚历 (ed.), Jiwang kailai: Zhongguo chuantong yinyue lilunde jicheng yu chuangxin/Yuan Jingfang jiaoshou 80 huadan xueshu yantaohui lunwenji [Carrying on from the past: transmission and innovation in the theory of traditional Chinese music/Collected articles from the scholarly conference for the 80th birthday of Professor Yuan Jingfang] 继往开来:中国传统音乐理论的继承与创新/袁静芳教授80华诞学术研讨会论文集 (2020, 497 pp.).

Jiwang kailai

The volume includes a detailed interview with her student Chen Yu (first published in Zhongguo yinyuexue 2016.3—also here), providing material on Yuan Jingfang’s career.

YJF with CY

Yuan Jingfang (right) with Chen Yu.

In 1951, aged 15, Yuan Jingfang joined the Public Security division of the PLA, taking part in musical propaganda work. She studied at the CCM from 1956. Already having a background in the erhu, after studying briefly with Jiang Fengzhi she focused on the yangqin dulcimer. She also studied the shifan luogu ensemble of the Wuxi Daoists with the great Yang Yinliu, and later (before and after the Cultural Revolution) with the Daoist drum master Zhu Qinfu.

Yang Yinliu was a major inspiration for Yuan Jingfang—she recalls his laments about conservatoire musicians’ arrangements of folk material. Among the cultured masters teaching at Beijing music schools of the day, she was influenced by Lan Yusong 蓝玉崧 (1925–96)—also a noted calligrapher.

Yuan Jingfang’s research has always been based in musical analysis. In her classic 1987 book Minzu qiyue 民族器乐 [Chinese instrumental music] she expanded her remit from solo genres to folk instrumental ensembles, and thence to ritual music—notably the Buddhist temple music of old Beijing, as well as folk Daoist traditions such as those of Shaanbei and south Hebei, documenting ritual sequences in fine detail, including the texts and melodic contours of vocal liturgy. Her book provided valuable material for my own Folk music of China (1995).

By now Yuan Jingfang was codifying her influential system of “music-genre studies” (yuezhong xue 乐种学), enshrined notably in her 1999 book of that name. Her pervasive methodology includes aspects such as scales, fingerings, notation, form (including suites), material components (instruments, iconography, notation, and so on)—and fieldwork. While stopping short of ethnomusicological “participant observation”, she stresses the importance of instrumental technique.

As a major editor for the instrumental volumes of the Anthology, guiding nationwide fieldwork, her methods were widely adopted (see Chen Yu’s interview, §4). While her main domain is instrumental music, in her book Zhongguo chuantong yinyue gailun 中国传统音乐概论 (2000) she also encompassed vocal genres.

The new volume includes contributions from many of the foremost Chinese musicologists, her cohorts and students. Several authors (including Chen Yingshi, Fan Zuyin, Wang Yaohua, and Wu Guodong) offer paeans to her system of “music-genre studies”; others to her research on Buddhist music (as well as one on Daoist music). Various scholars describe her inspirational teaching, such as the volume’s editor Chu Li, and the sanxian performer Tan Longjian, who reflects on her studies with Yuan Jingfang—including their work on the chamber ensemble of the Manchu-Mongol elite.

Some caveats. Her template can seem rigid if applied without imagination; like the projects of scholars on southern Daoism, it tends to reify, downplaying the changing social context. Thus she refrains from documenting the lives of musicians and ritual specialists through the turbulent times of the 20th century (cf. my Daoist priests of the Li family, p.365). Indeed, in interview her own reservation about more anthropologically-minded approaches is merely their considerable difficulty (by which she’s not referring to political sensitivity). Anyway, such methods should incorporate her more technical system: both are indeed challenging.

Indeed, the volume also contains contributions from some scholars whose more social ethnographic bent complements their studies of music and history, like Zhang Zhentao and Xiao Mei; and in my own essay I show Yuan Jingfang’s influence on my analyses of the soundscapes of Gaoluo, the Hua family shawm band, and the Li family Daoists.

So while Yuan Jingfang’s output may have more to offer to musicologists than to anthropologists, her work is essential to our studies, underlining the importance of soundscape in traditional Chinese culture.

Ethnic polyphony in China

I’ve praised the fine CD sets of archive recordings from the Music Research Institute in Beijing, in collaboration with Wind Records, Taiwan. For songs of the ethnic minorities in China, the same team also produced

  • Qiao Jianzhong 喬建中 and Wu Guodong 伍國棟 (eds), Zheshan chang nashan 這山唱那山 [English title Polyphonic folksongs in China] (2-CD set, 2002), with booklet in Chinese.

It makes an important addition to our roster of folk polyphony around the world—best known on the world-music scene through the recordings of Le Mystère des Voix Bulgares. For guidance on multi-part singing we may also consult the CD-set Voices of the world and its instructive booklet.

The cultures of China’s ethnic minorities are a popular topic— [1] more so, indeed, than those of the Han Chinese, thanks largely to the reductive image of ethnic groups being “good at singing and dancing”, and their exotic costumes.

All this is well beyond my expertise, but since the 1980s, along with research, there’s a substantial repository of audio and video recordings, and minority groups are commonly invited to give staged performances in urban festivals. The vocal repertoires of many such peoples include a substantial component of polyphonic songs. [2]

The two CDs contain 56 tracks—mostly a cappella—from 16 ethnic groups in provinces such as Yunnan, Guizhou, and Sichuan, including Buyi [Bouyei], Miao [Hmong], Jingpo, Yi, Naxi [Nakhi], Lisu, Dong [Kam], Zhuang (16 tracks!), Yao, Molao, Maonan, Bai, and Qiang, as well as Tibetans and Mongols, and the She minority of Fujian in the southeast.

Most of the recordings were made (in concert, rather than in situ) at a major gathering of singing groups for a 1982 symposium in Nanning—just as the liberalisations that followed the collapse of the commune system were allowing traditional culture to revive, but rather before migration, tourism, commodification, and heritagification further thickened the plot.

* * *

Many other recordings of the musics of ethnic minorities are the result of “hit-and-run” missions. But for the poor mountainous province of Yunnan, the long-term studies of local fieldworkers Zhang Xingrong and Li Wei, often in collaboration with British ethnomusicologist Helen Rees, are most diligent. Their numerous CDs include both ritual and instrumental genres and vocal music. For the latter, most relevant here are

  • Alili: multi-part folksongs of Yunnan’s ethnic minorities (2 CDs, Pan, 2004) and the sequel Nanwoka (2 CDs, Pan, 2005),

with field and studio recordings (again mostly a cappella, with only occasional instrumental accompaniment) of the Yi, Hani, Nakhi, Lisu, Nu, Lahu, Jinuo, Jingpo, Tibetans (9 tracks), Bai, Miao, Yao, Zhuang, Bouyei, Dai, Wa, De’ang, Bulang, Achang, and Dulong peoples—both sets containing most instructive liner notes. Here’s the playlist of the former (click on “YouTube”):

Particularly remarkable are the multi-part songs of the Hani (only “discovered” in 1995)— such as the densely-textured clusters of this rice-transplanting song (well documented in the liner notes):

Note also

  • the CD Baishibai: songs of the minority nationalities of Yunnan (Pan, 1995, playlist here)
  • the 2-DVD set From China’s southwest borders: minority dances, songs and instrumental music of Yunnan (2001)
  • and, covering all the diverse expressive genres, the compendium
    Zhang Xingrong 张兴荣 (ed.), Sanjiang bingliu quyu yinyue wenhua daguan 三江并流区域音乐文化大观 [English title Musical cultures of the Three Parallel Rivers region of Yunnan] (2012), comprising a richly-illustrated 574-page book, 4 DVDs, and 2 CDs! [3]
Zhang Xingrong and Li Wei among the Hani, 1995.

Simply as pure sound (whatever that is), all these CDs are ear-opening, often mesmerising—remote from the commodified versions of “folk-song” common in the media. Of course, as I never tire of saying, audio recordings tend to reify; there’s no substitute for observing musicking in all its messy social context—including migration, tourism, and so on. Though online videos tend to be highly idealised, under the guidance of Xiao Mei at the Centre for Ritual Music Studies at the Shanghai Conservatoire, some more thoughtful ethnographic documentaries are being made.

While one can hardly expect the long history of the accommodation of these groups with state power to intrude into such accounts, for the interplay of ritual and politics among the Yi people in Yunnan under Maoism and since, do read Erik Mueggler, The age of wild ghosts.

All this just to remind myself why I don’t dare venture into the field of the ethnic minorities…


[1] In Chinese, a useful diachronic survey of PRC research on minority musics is Du Yaxiong 杜亚雄, “Ershishiji Zhongguo shaoshu minzu yinyue fazhan zhi huigu” 二十世纪中国少数民族音乐发展之回顾 (2000). The ethnic minorities of Taiwan are also much studied.

[2] In Chinese, a standard textbook on multi-part singing is Fan Zuyin, Zhongguo duoshengbu min’ge gailun 中国多声部民歌概论 (1994).

[3] For the whole project (quite separate from the Anthology for Yunnan), note Helen Rees, “From field recordings to ethnographically informed CDs: curating the sounds of Yunnan for a niche foreign market”, in Levi S. Gibbs (ed.), Faces of tradition in Chinese performing arts (2020). An evocative introduction to the work of Zhang Xingrong is the interview in CHIME 8 (1995) by Jack Body—another avid fieldworker in the region during the period. For further detail on the Hani songs, with transcription, see Zhang Xingrong, “A new discovery: traditional 8-part polyphonic singing of the Hani of Yunnan”, CHIME 10/11 (1997). For the Kam/Dong people in Guizhou (another highly popular topic), the publications of Catherine Ingram are detailed and nuanced. An ambitious ongoing series of CDs of China’s ethnic minority songs is reviewed here.

Women in Tibetan expressive culture

IHD

Isabelle Henrion-Dourcy with Kham shopkeeper, Lhasa 1997.

Following my recent posts on Labrang, the Cultural Revolution in Tibet, and 1950s’ Lhasa (roundup here), I continue exploring Tibetan expressive culture as an outsider.

Only quite recently has the role of women in Tibetan society has become a field for enquiry. And as in other disciplines, the study of gender has become a major topic in ethnomusicology (for a basic introduction, see here). Yet our image of the expressive culture of Tibet is still based on monastic ritual, and thus dominated by men (though nuns too perform vocal liturgy).

A finely-wrought discussion is

It’s a useful volume; other chapters on the modern era include Hildegard Diemberger on female oracles, Charlene Makley on nuns, and Robert Barnett on women and politics. For more on nuns and female visionaries, see the work of Nicola Schneider. And for further articles of Isabelle Henrion-Dourcy, click here.

* * *

First Isabelle gives a useful outline of gender roles in Tibetan areas before 1959. Women were usually the “beer vendors”, and as “ceremonial beer-servers” they sang for parties and weddings. Indeed, they still are. And she introduces the “label-girls” of nangma-töshe song-and-dance. [1]

Lhasa label girls

Acha Yitsa, leading performer of the nangma’i skyid sdug association, flanked by two famed “label-girls” at an aristocrats’ picnic, Lhasa 1936–37. Photo: Sir Basil Gould.

She then discusses six Tibetan female singers on the eve of the occupation, the Maoist era, and since the 1980s’ reforms—describing the exceptional case of “stars”, as she explains, since they are better documented than common performers: three from the world of tradition, as well as three stars of popular music, providing an instructive spectrum. She constantly interrogates the role of gender in their careers, offering valuable perspectives on the tensions within modern Tibetan society over three distinct periods, both within the PRC and in exile.

Ama Lhagpo
This first sketch makes a good introduction to Isabelle’s fine work on lhamo opera, which I extol here. Ama Lhagpo (1909–97) performed lhamo for over eighty years (!).

Orphaned at the age of 3, she was taken in by a woman whom she accompanied begging on the streets and in chang taverns. There she was spotted by the celebrated Kyomolung lhamo troupe in Lhasa, just in the process of reviving. She gave her first public performance at the age of 8, taking the lead roles from 15.

After the occupation she kept performing with the troupe through the 1950s. In 1961, after a two-year hiatus following the rebellion, she was recruited to the government’s newly-formed Tibetan Opera Troupe, spending a period training at the Shanghai Conservatoire—where she soon lost her voice.

With the revival of tradition that followed the end of the Cultural Revolution, Ama Lhagpo trained a new generation while being showered with honorary titles. As Isabelle notes, “what is poignant is that, in lhamo, the ascribed emblem of ‘tradition’ was an old lady with a broken voice”. A rare female star in a largely male genre, she was a model for the incorporation of women into the state professional troupes. Isabelle draws us into the world of singing and dancing styles for male and female roles in lhamo.

Chung Putri
Again, Chung Putri (1920–85) came from a poor folk background, singing and dancing to make a living with her husband and daughter by itinerant begging over a wide area. In 1956 she was recruited to the state Arts-work Troupe in Shigatse, along with Tseten Drolma (see below). From 1957 to 1959 she taught Tibetan dance in Beijing. Returning to Lhasa in 1960, she joined the Tibet Song-and-Dance Ensemble and Tibet Opera Troupe. After the 1980s’ revival, with her extensive repertoire, she played a role in the “salvage” work on folk-song, working with the Chinese scholar Tian Liantao.

Thus having lived through the first wave of state-sponsored adaptation in the 1950s, she came to represent the changing tradition in the 1980s, her style at some remove from musicians from more elite backgrounds like Zholkhang Sonam Dargye.

As Isabelle suggests, the lively debate over “authenticity” took place not only between Tibetans in the PRC and in exile, but within the PRC.

Yumen
“Salvage” continues to feature in the portrait of Yumen (b. c1957), a renowned performer of the monumental Gesar epic (see here, n.2), born to a nomadic family in Kham.

As Isabelle explains, there are two types of bards: those who learned by listening to other bards, and—the more valued method—those who (like Yumen) received the text through spiritual revelation in trance following a psychological crisis. The great majority were male: among a hundred bards surveyed in the 1980s, Yang Enhong’s study of 26 bards lists Yumen as one of two women performers.

It seems that we can assume at least sporadic ritual performances until at least 1959. Yumen’s father was also an “inspired” bard; she herself acquired the ability to recite the epic after a dream at the age of 16—in the mid-1970s, note, well before the liberalisations. As she gained a local reputation, she was soon in demand.

But already from 1977, though illiterate, she was summoned to Lhasa to work in state literary units, going on from 1983 to work in the Gesar salvage project. Again, Isabelle gives a good introduction to the process of folklorisation. While performers, perhaps even in ritual contexts, are still quite common, Yumen is one of a dwindling number of “inspired” bards, albeit safely enshrined in a state work-unit.

Yumen is heard on the CD 12 treasures: Gesar songs and prayers from The saltmen of Tibet (Ulrike Koch, 1998).

The Gesar epic is a rather popular subject in online videos. Here’s a short film from UNESCO:

or more extensive coverage, with Chinese commentary:

And here’s a trailer for A Gesar bard’s tale (Donagh Coleman and Lharigtso, 2103):

Tseten Drolma
Tseten DrolmaBy contrast, the songs of Tseten Drolma (b.1937),“the golden voice of the Party” under Maoism, “symbolizing the Tibetan devotion and gratitude to the Party and to China, and telling again and again about the miseries of pre-1950 feudal life in Tibet”. While rather few Tibetans may subscribe to the ideology of her songs, they are widely known, inescapable.

Born to a serf family in Shigatse, her mother was yet another famed beer-vendor.

In 1956 she joined the Shigatse Arts-work troupe, meeting Chung Putri. From 1958 to 1963 she was sent to study at the Shanghai Conservatoire, developing a combination of Tibetan style and “Chinese” bel canto.

Her popularity was enhanced by her propaganda songs during the Cultural Revolution, and she has remained in favour since the reforms, accumulating honorific, ornamental political titles.

Nowadays, her CDs are purchased mainly by Chinese customers. Amongst Tibetans, they are the usual gifts that work units distribute to their workers, who usually immediately and dismissively throw them away.

This is the kind of thing:

See also the work of Anna Morcom, e.g. “The voice of the state: musical propaganda in Tibet”, in Unity and discord: music and politics in contemporary Tibet (2004); for Woeser’s comment on the ironies of her song Beautiful Rigzin Wangmo, see here.

The article now turns to two younger pop singers since the reforms (cf. Isabelle’s Western-language bibliography, §10), who have chosen exile.

Dadon
Until she defected in 1992, Dadon (b. c1968) was a major star, genuinely popular among Tibetans, in the Tibet Song-and-Dance Ensemble from 1987.

DadonBoth her parents were members of the ensemble, and from 1980 to 1985 she studied at the music department of the Central Minorities Institute in Beijing. Back in Lhasa she sang Chinese pop in karaoke bars, modeling herself on the Taiwanese crooner Deng Lijun (Teresa Teng), then highly popular in the PRC. She soon began to blend Tibetan folk melody with an “Asian pop” style. As unrest erupted in Lhasa, her lyrics discarded the old political messages for melancholic and spiritual themes. After an interlude for further vocal training in Beijing and Shanghai, she broke into the national market in 1990, bolstered by TV appearances, just as the “Tibet craze” was developing in China. Yet, working within the state system, she eschewed political messages—like alternative Chinese pop singers of the time.

As her lyrics came under increasing scrutiny, she escaped to Dharamsala in April 1992, where her style was hardly appreciated. She soon moved to the USA, again struggling to gain a footing in a niche market. As she campaigned for human rights, she appeared in the film Windhorse (Paul Wagner, 1997), based on her own story—here’s a trailer:

Isabelle summarises with typical lucidity:

Dadon’s life-story shows the imbrication of at least four issues. First, her aspirations whilst in Tibet: as she sang the first significant songs with a Tibetan flavour after the Cultural Revolution, she navigated carefully within the PRC for a modern, yet Tibetan pop style to be accepted. Second, her defection signalled the impossibility of realizing her aspirations within the PRC. Third, the difficulty of finding, or even creating, a place for her in the exile community. And fourth, her voice changes, which exemplify the search for a modern tone in Tibetan singing.

Yungchen Lhamo
By contrast with Dadon, highly popular in Tibet yet little known in the West, Yungchen Lhamo (b. c1964), “a Tibetan diva for a Western audience”, enjoyed a certain vogue on the world music circuit but is hardly known by Tibetans within the PRC.

Both were born in Lhasa and fled to exile around the same time, but Yongchen Lhamo, not having gone through the mill of PRC work-units, built her career in the West from 1995 with a style of “Buddhist devotional songs”.

From a poor religious background, she had no access to education. Escaping on foot soon after the Lhasa demonstrations in 1989, there was no clear role for her in Dharamsala, and in 1993 she moved to Australia.

Yungchen Lhamo

Cover of Yungchen Lhamo’s first Real World CD.

Yungchen Lhamo released her first album Tibetan prayer in 1995, and coming to the attention of World-Music supremo Peter Gabriel she recorded for his Real World label. Performing totally alone on stage, she undertook a busy global concert schedule. As Isabelle notes, she had to come to terms not so much with the Chinese state but with the pressures of the Western record industry. She later engaged in charitable projects.

This track comes from her second album for Real World:

Like Dadon, but in a very different style, her themes are spiritual and melancholic.

With a longing for a lost country, a constant reference to the religious way of life of the Tibetans, and the Dalai Lama as dominant icon, Yungchen Lhamo wields the three core identity markers of contemporary exile Tibetans. But her approach is personal in that she departs from the singing of religious melodies, and creates her own style […] . The melodies she composes cannot be called Tibetan, and her voice is not recognized as typical by the Tibetans themselves.

As with all the singers discussed, discussions hinge on the issue of “Tibetanness”.

Her mission contrasts with that of the Chinese pop star Dadawa, whose use of Tibetan themes aroused protest among the exile community. Yet Yungchen Lhamo too struggled to find a niche there.

All such stars wax and wane; these singers may already seem as dated as Tseten Drolma. Before venturing into the more challenging recent Tibetan pop scene, as illustrated on the High Peaks Pure Earth site, Isabelle’s article offers fine perspectives on the longer history of traditional and popular musics, and gender, in the PRC and in exile. [2]

As she summarises:

Singing is always more than just producing melodious sounds. Music is as much a vehicle for politics as it is for pleasure, as it crosses between the realms of public and private use. More than different aspects of Tibet’s singing traditions, these women represent different periods of Tibet’s recent history, and we can see how all six women form a tiled historical bridge […] . The lives of all of them also appear traversed by contradictory tensions stemming from their problematic political positioning. They have been involved willingly or unwillingly in presenting a political message, holding a public position in the community, representing their nationality, mediating between past and present, Tibet and China, and Tibet and the West, yet failing to fully be acknowledged by all Tibetans, from both Tibet and Dharamsala. All these life-stories have been caught up in the redefinition of what it means to be Tibetan, both within Tibet and in exile, and in the negotiation of a professional and cultural identity within the new social forces of contemporary Tibet. […] In their own ways, each of these six women has had to come to terms with the same question: how to be at the same time “modern” and “Tibetan”?

I do recommend this detailed, nuanced article!

[1] For the demi-monde of Lhasa society before the occupation, note Jamyang Norbu, “The Lhasa Ripper”. For the chang-ma at Dharamsala festivities, see Kiela Diehl, Echoes from Dharamsala (2002), pp.57–62, 88–94.

[2] Another popular female star in the PRC who might further thicken the plot is Han Hong (b.1971)—see e.g. Nimrod Baranovitch, Representing Tibet in the global cultural market: the case of ChineseTibetan musician Han Hong”, in Andrew Weintraub & Bell Yung (eds.), Music and cultural rights (2009); and the important study by Anna Morcom, Unity and discord: music and politics in contemporary Tibet (TIN, 2004). Click here for Han Hong’s song Heavenly road (2005); and here’s a live version from 2001 of her 1994 song Tibetan plateau:

Tibet: a blind musician

Ajo Namgyal

Photo courtesy Pitt Rivers Museum,
via the fascinating article of Jamyang Norbu, “The Lhasa Ripper“.

Having introduced some blind musicians in China and further afield, as well as the nangmatöshe scene in Lhasa before and since 1950, a tribute to a noted blind musician from pre-occupation Tibet is apt.

Ajo Namgyel (1894–1942) came from a poor wood-logging family in the Dakpo region of southeast Tibet. He lost his eyes after being attacked by a raven at the age of one. Becoming a talented musician like his father, he was first spotted while busking on the dramyen lute in Lhasa shortly after arriving there in 1914. One version even suggests that he was invited there after being spotted by members of the Kashag cabinet on a mission to Dakpo.

Like other folk musicians in Tibet, China, and elsewhere, Ajo Namgyel was a versatile instrumentalist. Later he was invited to join the Nangma’i skyid sdug association, of which he became the last teacher, playing piwang fiddle as well as dramyen at high-society banquets. He created the popular töshe style in Lhasa by adapting folk-songs from western Tibet. He picked up new songs from visiting lhamo opera troupes on their summer visits for the Shotön festival. And he found a wife.

Geoffrey Samuel cites an evocative vignette from Hugh Richardson, British diplomat in Tibet until 1950. As Richardson recalled, the association

was engaged to perform at parties given by the Tibetan government for the British Mission at Lhasa in the summer. The players were Namgyel with the pi-wang [fiddle]; a Ladakhi Muslim on the flute and (I think) a Chinese on the sgra-snyen [lute]. The dancers were also three, headed by a famous old woman who was the teacher of dancing and singing … The players sat on the ground with a plentiful supply of chang [Tibetan beer] and tea and a small boy to look after Namgyel’s pipe for he was the only person with an unspoken license to smoke in the presence of the Kashag [the Tibetan cabinet]. The dancing was always on a board; the women wore their Lhasa headdresses and aprons and their hands were decorously covered by the sleeves of their blouses, hanging down a good foot or more below their hands. These sleeves played a big part in the gestures that were part of the dance. The songs were accompanied by gestures of their arms and a rhythmic shuffling of their feet and slight forward kicks. That was all in slow time. When the tune broke into quick time—a sort of scherzo!—there was, so far as I remember, no singing but the dance became much more vigorous and lively and there was some stamping on the board [“quickstep” as Jamyang Norbu calls it]. One of the songs, which always caused much amusement to them and the Tibetans, was an innovation (perhaps after the visit of Sir Charles Bell or one of his successors) in which the dancers turned to one another and made a gesture of shaking hands, singing “Good morning” or something like it, in English. The whole affair was very casual and informal and the song and dance went on while the guests were chatting or drinking. The only song that was almost always heard with some attention was bkra la shis pa [“Good Fortune”] which was described as being very old and of good omen. The three instruments I have mentioned were all I ever saw played out of doors. A yangchin [Chinese dulcimer] might be added indoors.

Posthumously, through no fault of his own, one of Ajo’s melodies was adapted into the Cultural Revolution hit in praise of Chairman Mao Jingzhu Mao zhuxi wanshou wujiang 敬祝毛主席万寿无疆, which those so inclined can find on YouTube…

A Chinese post on Ajo, hagiographic but full of detail, opens with an inevitable kowtow to his contemporary the blind Chinese musician Abing (1893–1950), whom Yang Yinliu inadvertently elevated to iconic status at the expense of all the innumerable other great blind musicians all over China—and Tibet. Abing made an unlikely hero for the CCP: his life declined from performing rituals with admired Daoists in Wuxi to becoming an opium-dependent street beggar after losing his eyesight through syphilis in his 30s. Conversely, Ajo Namgyel, blind from infancy, went from itinerant begging to leading the most respected nangma-töshe group in Lhasa. [1]

[1] He has a brief entry in the New Grove dictionary under “rNam-rgyal, A-jo”. The Chinese post may be based on a 1980 article in Tibetan by the leading scholar of nangmatöshe, Zholkhang Sonam Dargye (1922–2007)—himself a former member of the association and pupil of Ajo Namgyel from the age of 13. See also here. Geoffrey Samuel’s article is “Songs of Lhasa”, Ethnomusicology 20.3 (1976).

How *not* to describe 1950s’ Tibet

“There is singing everywhere in Tibet”

Discuss

gunsTibetan monks laying down their arms, 1959. AFP/Getty.

In my first post on Labrang, recalling the debate over how to represent Tibetan music in the New Grove dictionary, I mentioned a succinct, nay flimsy, article by

  • Mao Jizeng 毛繼增, “Xizang wuchu bushi ge: minzu yinyue caifang zhaji” 西藏無处不是歌——民族音乐採訪札記 [There is singing everywhere in Tibet: fieldnotes on national music], Renmin yinyue 1959.5, pp.8–11 (!).

—a strong candidate for the award of Most Ironic Title Ever. [1]

* * *

Mao Jizeng’s brief article resulted from a ten-month stay in Lhasa that he made from 1956 to early 1957. He was part of a team chosen to do a field survey in Tibet, led by the distinguished Tibetologist Li Youyi 李有义 (1912–2015); Mao Jizeng (b.1932) had just been assigned to the Music Research Institute (MRI) in Beijing after graduating from Chengdu.

The team clearly set out from Beijing with the intention of covering a wide area of central Tibet (then just in the process of becoming the “Tibetan Autonomous Region”, TAR). Unrest was already common in Amdo and Kham, and the political situation there would soon deteriorate severely in the TAR; but even in 1956, as Mao Jizeng recalled in a 2007 interview, Tibetan–Chinese relations were so tense that they had to remain in Lhasa, unable to get out into the countryside. One member of the team was so scared that he soon returned to Beijing; Mao Jizeng, being young, “didn’t know what fear was”—but he still got hold of a revolver for protection, which doesn’t suggest total faith in the warm welcome of Tibetans for their Chinese friends.

Anyway, for Mao Jizeng, “everywhere” in Tibet could only mean Lhasa. However, I learn here that Li Youyi did manage to travel farther afield with a separate team of Tibetan and Chinese fieldworkers (perhaps with military back-up?); and despite incurring political criticism in the summer of 1957, he continued doing field studies in TAR and Kham right until 1961, though not on music.

At the time, Chinese music scholars knew virtually nothing of Tibetan musical cultures—or even of Han-Chinese regional traditions of such as those of Fujian. That was the point of these 1950s’ field surveys, which would later blossom with the Anthology. But even as a musical ethnography of 1956 Lhasa, Mao Jizeng’s article is seriously flawed; it could only provide a few preliminary clues.

Those field surveys among the Han Chinese were given useful clues by the local Bureaus of Culture. But although Li Youyi was bringing an official team from Beijing, it’s not clear if there was any cultural work-unit to host them in Lhasa. Such cultural initiatives as there were in Tibetan areas at the time took place under the auspices of the military Arts-work Troupes—hardly a promising start. So Mao Jizeng may have been left to his own devices. Indeed, while in my early days of fieldwork I learned a lot from home-grown cultural workers, as time went by their successors were more interested in platitudinous banquets than in local culture, and it was preferable to bypass them in favour of grassroots sources. Still, Mao Jizeng would doubtless have been quite happy working within the state system.

The MRI had entrusted him with one of their three Japanese-imported recording machines, but batteries were an intractable problem. Billeted in the Communications Office, he could hardly engage meaningfully with Lhasa folk.

Now, I’m full of admiration for all the brave efforts of music fieldworkers in Maoist China to convey useful material on traditional culture despite political pressure—but this is not one of them. In a mere four pages Mao Jizeng managed to pen a tragicomic classic in the annals of the dutiful mouthing of propaganda, obediently parroting the whole gamut of Chinese music clichés. We might regard it under the Chinese rubric of “negative teaching material” (fanmian jiaocai 反面教材).

At the same time, I try not to judge his article too harshly: we should put ourselves in his shoes (cf. feature films like The blue kite, and indeed Neil MacGregor’s question “What would we have done?”).

Han Chinese scholars, not to mention peasants, were already quite familiar with the effects of escalating collectivisation upon their own society; there too, fewer people had the time or energy to sing or observe traditional ritual proprieties. But conditions in Lhasa must have alarmed the team that arrived there in 1956. Worthy as fieldwork projects were, they could only gloss over the social upheavals of the time.

At the head of the Music Research Institute in Beijing, Yang Yinliu, his distinguished reputation based on seniority and massive erudition, had earned a certain latitude for his studies of traditional music. While paying lip-service to the political ideology of the day—elevating the music of the working masses at the expense of the exploiting classes, and purporting to decry “feudal superstition”—he somehow managed to devote just as much attention to “literati” and “religious” culture as to more popular, secular genres.

After all, ethnomusicology was only in its infancy even in the West; and despite some fine fieldwork by Chinese folklorists before the 1949 revolution, the concepts of anthropology were still barely known—still less as it might apply to musicking. David McAllester’s pioneering 1954 monograph on the Navajo makes an interesting comparison, free of glib defences of the policies of his compatriots who had usurped their land.

Of course, in reading any scholarship, one always has to bear in mind the conditions of the time—particularly when we consult documents from Maoist China (as we must). They often provide revealing details, as I’ve noted for the history of collectivisation and famine in the Yanggao county gazetteer and sources for Hunan. We have to learn to “read between the lines” (cf. my Anthology review).

The main audience for such articles was urban, educated Han Chinese, who would know no better, and were willing or constrained to go along with the pretence. Their perspectives grate only with modern readers, certainly those outside China who are equipped with more information about conditions in the PRC under Maoism than was then available. [2]

The political background
Here, while consulting Robbie Barnett’s course on modern Tibet, we should turn to the masterly, balanced

  • Tsering Sakya, The dragon in the land of snows: a history of modern Tibet since 1947 (1999), chapters 5–7. [3]

In a nutshell, from 1956 the lives of Tibetans deteriorated through to the major 1959 rebellion and the Dalai Lama’s escape into exile; then by 1961 a brief respite led to still more appalling calamities after 1964.

Lhasa 1956

Source here.

For the first few years after the 1950 Chinese occupation, traditional life remained relatively intact. But the forming of the Preparatory Committee for the Autonomous Region of Tibet (PCART) in 1955 made Tibetans anxious that the noose was to be pulled more tightly. For central Tibet, Chairman Mao was adopting a more gradualist policy than with the Han Chinese, proceeding more cautiously with collectivisation. But in 1955 “democratic reforms”, land reform, and mutual aid groups began to be implemented in Kham and Amdo, and armed uprisings soon erupted there, prelude to the major rebellion of 1959. The Chinese responded by bombing monasteries.

Even as refugees were arriving in Lhasa from Kham and Amdo with tales of Chinese violence and assaults on religion, the city also saw an influx of Chinese labourers, troops, and cadres; anti-Chinese feeling grew. But both Tibetan and Chinese officials strove to isolate central Tibet from the unrest, and Khampa refugees found themselves unwelcome in Lhasa.

Still, opposition to Chinese rule grew in central Tibet. During the Monlam New Year’s rituals of 1956, wall posters appeared in Lhasa denouncing the Chinese and saying that they should return to China. By the end of March 1956—when Mao Jizeng must have been in Lhasa—the atmosphere there was tense.

In November, as the Western press were equating the revolts in Kham with the Budapest uprising, the Dalai Lama managed to visit India. Amidst complex diplomatic considerations (which Shakya explains with typical clarity), he eventually agreed to return to Lhasa in March 1957. There, despite the Chinese promise to postpone radical reform, he learned that the situation in Tibet had deteriorated further.

In mainland China, large-scale public rituals had already become virtually unfeasible. But in July 1957 a sumptuous Golden Throne ritual was held in Lhasa for the long life of the Dalai Lama—providing a focus for the pan-Tibetan resistance movement. And from summer 1958 to February 1959—even as monastic life was being purged in Amdo and Kham—the Dalai Lama “graduated” in Buddhist philosophy with his lengthy geshe examinations, in an opulent succession of ceremonies and processions apparently unmarred by Chinese presence:

The Khampa resistance continued, with little support from Lhasa. But events culminated at the Monlam rituals in March 1959. Amidst popular fears that the Dalai Lama (then 25) would be abducted by the Chinese, he fled to India—where he still remains in exile. Meanwhile further revolts occurred in Lhasa and further afield. Their suppression was the end of both active resistance within Tibet and the attempt to forge a co-existence between “Buddhist Tibet and Communist China”.

In 1962 the 10th Panchen Lama presented his “70,000 character petition” to Zhou Enlai. It was a major document exposing the devastation of Tibetan life wrought by Chinese rule—and the reason why he was then imprisoned for the next fifteen years. For more on Amdo and the Panchen Lamas, see here.

With whatever degree of preparation, ethnographers always walk into complex societies. Such was the maelstrom into which Mao Jizeng unwittingly plunged in search of happy Tibetan singing and dancing. While one can hardly expect to find it reflected in his work, it makes essential context for our studies.

MJZ title

The 1959 article
Whereas monastic Buddhism has long dominated Western research on Tibet, Mao Jizeng passed swiftly over the soundscape of the monasteries. Unrest was brewing, particularly in Kham (see e.g. here), but rituals were still held in the populous monasteries in and around Lhasa, with the revered Dalai Lama still in residence; indeed, even after his escape into exile amidst the 1959 rebellion, the monasteries were still busy in 1964, as we see in Gallery 1 of Woeser’s Forbidden memory. Despite the sensitive status of “religious music”, Yang Yinliu would have been keen to study this major aspect of the culture. But while Mao Jizeng mentions elsewhere that he attended a “large-scale” ritual at the Jokhang in 1957, the monasteries seem to have been largely outside his scope.

Dutifully praising the long history of fraternal bonds between Tibetans and Chinese, Mao Jizeng toes the Party line in his brief historical outlines of various genres. He inevitably alludes to the marriage alliance with Tang-dynasty Princess Wencheng, exhibit no.1 in China’s flimsy historical claim to sovereignty over Tibet, citing the lha-mo opera telling her story, Gyasa Balsa. But while lha-mo remained popular in Lhasa until 1959—and it’s always an enchanting spectacle—that’s his only brief reference to it; he doesn’t mention attending any performances or meeting any of the musicians. [4]

lha-mo

Lhamo opera at the Norbulingka. 1950s. Source: Isabelle Henrion-Dourcy (ed.), The singing mask (2001).

And these happy smiling ethnic minorities, they just can’t stop singing and dancing, eh! [5] Mao Jizeng tells how he often witnessed street gatherings with young and old singing and dancing together. And he was told a story about a Tibetan work team conscripted to build a new Lhasa airport in 1954, getting together every evening after work to sing and dance till late at night. In order “to look after their health and make sure they got enough sleep” [Yeah, right], the Chinese foremen stepped in to forbid such parties, whereupon the labourers’ mood, and their work, deteriorated; their overlords had no choice but to give way. [6]

How one would like to hear the Tibetan side of the story. Indeed, Tsering Sakya (The dragon in the land of snows, p. 136) gives a vignette from the same period:

In an attempt to reduce their expenditure, the Chinese began to ask people working on road construction to take a reduction in their pay. The Tibetan workers were urged that they should give their labour free as a contribution to the “construction of the Motherland”. Barshi, a Tibetan government official, remembered that when the people refused to accept a cut in their wages, the Chinese started to lecture them, saying that in the new Tibet everything was owned by the people, and that the wealth of the state was inseparable from the wealth of the people.

One intriguing genre that Mao Jizeng might have found suitable to record was khrom-‘gyu-r’gzhas, satirical songs lampooning prominent officials in the Old Society; but alas he doesn’t mention them. I don’t dare surmise that such songs might have been adapted to satirise their new Chinese masters. [7]

Tsering Shakya cites a more blunt street song popular in Lhasa after the Dalai Lama’s return from India in 1957:

We would rather have the Dalai Lama than Mao Tse-tung
We would rather have the Kashag than the PCART
We would rather have Buddhism than Communism
We would rather have Ten sung Mag mu [the Tibetan army] than the PLA
We would rather use our own wooden bowls than Chinese mugs. 

Nangma–töshe
What Mao Jizeng did manage to study was the popular instrumental, song, and dance forms nangma and töshe, for festive entertainment—then still largely associated with elite patronage, and in decline but still not purged. Around the 1920s, in addition to the “art music” style of nangma, Lhasa musicians began adapting töshe (stod-gzhas) from dance-songs of western Tibet (“Western songs”, as Geoffrey Samuel calls them).

nangma 1956

Open-air performance of nangma, 1956.

Though Mao Jizeng might appear to have been largely engaging in “salvage” work, the photo above shows that he also witnessed some social activity. Among the performers of nangma-töshe were Tibetan Hui Muslims—including the senior master “Amaire” 阿麦惹 (Amir?), whom Mao describes as recalling the largest repertoire of nangma pieces. But he doesn’t mention meeting Zholkhang Sonam Dargye (1922–2007), who having taken part in the Nangma’i skyid sdug association, the most renowned of such groups, went on to write authoritatively on nangma-töshe from 1980. In an instructive 2004 interview (in Chinese) Zholkhang recalls senior musicians in the group—including the leader, celebrated blind performer Ajo Namgyel (1894–1942). [8]

Left: nangma, 1940s. Right: Ajo Namgyel. Source here.

Zholkhang provides some brief details for Amir. His grandfather had been a sedan-bearer in Tibet for a Chinese official from Sichuan, and Amir himself had a Chinese name, Ma Baoshan 馬寶山. A farrier by trade, he was an accomplished instrumentalist, and had served as organiser for the Nangma’i skyid sdug association.

But rather than instructing Mao Jizeng himself, Amir introduced him to the distinguished aristocrat and litterateur Horkhang Sonam Palbar 霍康·索朗边巴 (1919–95), a patron of nangma-töshe who was to be his main informant for the genre. As Mao describes in a tribute to Horkhang, for over three months he regularly visited him at his house near the Barkhor, studying with him in the mornings before taking lunch with his family. Even in the 1990s, some Chinese collectors still clung to the dubious habit of interviewing and recording folk musicians by summoning them to cultural offices (cf. my 1987 trip to Chengde), but that probably wasn’t practicable over an extended period.

And here (inspired by the likes of Mao Jizeng to bring “class consciousness” into the discussion!) I’m pretty sure we can read between the lines again; considerations of “face” must have come into play on both sides. Amir would have made an ideal informant on nangma-töshe; but he was a common “folk artist”, perhaps living in a humble dwelling in a poor quarter—unsuitable, even dangerous, for a Chinese scholar to frequent. Whether or not he considered himself unsuitable to represent Tibetan culture to a Chinese visitor, the annual round of festivities that had long kept the musicians busy must have shrunk after 1950, and their livelihood was doubtless suffering. Like others in that milieu, Amir may have been finding it hard to adapt to the new regime, perhaps worried about the consequences of regular contact with a Chinese scholar, or simply reluctant. For Mao Jizeng to have spent more time in the folk milieu would only have exposed him to inconvenient truths that he couldn’t, and wouldn’t, document.

Conversely, Horkhang was prestigious, despite his aristocratic background. Elsewhere I learn that as a prominent official under the old Tibetan administration, he had studied English with the Tibet-based diplomat Hugh Richardson (for whose photos of the old society, see under Tibet album). Horkhang was captured by the PLA in 1950 during the battle of Chamdo (or as Mao Jizeng puts it, “the Liberation of Chamdo”). After the occupation he accommodated to Chinese rule, “turning over a new leaf” by necessity; like many former aristocrats whose status under the new regime was vulnerable, he was soon given high-sounding official titles in Lhasa, through which the Chinese sought to mask their own domination.

Horkhang’s house would have been comfortable; he still had servants. Moreover, he didn’t drink, whereas the nangma-töshe musicians had a taste for the chang beer that was supplied at parties where they performed. And it would be easier for Mao Jizeng to communicate with Horkhang than with a semi-literate folk musician. While Mao must have had help with interpreting, perhaps Horkhang had already picked up some Chinese in the course of his official duties; anyway, Mao claims that his own spoken Tibetan improved over the course of these sessions.

So in all, while Horkhang was a patron rather than a musician (cf. the mehfil aficionados of Indian raga, and narrative-singing in old Beijing), he seemed a more suitable informant for the Chinese guest. While we should indeed document the perspectives of patrons and aficionados, it should only be a supplement to working with musicians themselves. But the ideology of “becoming at one with the masses” only went so far. Given the obligatory stress on the music of the labouring classes, it may seem ironic that Mao Jizeng’s main topic was a genre patronised by the old aristocrats, and that he chose to study it with one of them rather than with a lowly “folk artist”. He justifies his studies by observing his mentor’s warm relations with the common folk. He doesn’t say, but perhaps Amir and other musicians also took part in some sessions at Horkhang’s house—in which case it would have made an ideal setting.

By contrast with the distinctive soundscapes of the monasteries and lha-mo opera, nangma’s heterophony of flute, plucked and bowed strings, and hammer dulcimer, however “authentic”, often sounds disconcertingly like Chinese silk-and-bamboo, as you can hear in this playlist— sadly not annotated, but apparently containing tracks both from exile and within the PRC:

Indeed, as with the dodar ceremonial ensemble of Amdo monasteries, the Chinese influence goes back to the 18th century. This doubtless enhanced its appeal for Mao Jizeng; and like silk-and-bamboo, it was to make nangmatöshe a suitable basis for the state song-and-dance troupes. Woeser gives short shrift to modern incarnations of nangma in her wonderful story Garpon-la’s offerings (n.9 below).

So Horkhang Sonam Palbar was Mao Jizeng’s main source for the two slim volumes that he also published in 1959,

  • Xizang gudian gewu: nangma 西藏古典歌舞——囊玛 [Tibetan classical song and dance: nangma]
  • Xizang minjian gewu: duixie 西藏民间歌舞——堆谢 [Tibetan folk song and dance: töshe].

Even the enlightened Music Research Institute was anxious about publishing Mao’s afterword acknowledging a Tibetan aristocrat.

According to Mao Jizeng’s 2007 tribute, Horkhang told him that he survived the Cultural Revolution relatively unscathed. This fiction may result both from people’s general reluctance to remember trauma and from the limitations of their relationship—we learn a very different story from Woeser’s Forbidden memory.

Horkang 1966Horkhang Sonam Palbar (centre) paraded with his wife and father-in-law at a thamzing struggle-session, August 1966. Forbidden memory, fig.80.

As Woeser explains, the Red Guards dressed him in a fur coat and hat that they found in his home, to denote his official rank in the former Tibetan government and his “dream of restoring the feudal serf system”.

Woeser goes on to describe how among the “crimes” of which Horkhang was accused was his friendship with the famous writer and scholar Gendun Chöphel (1903–51). Horkhang had helped him through times of adversity, and before Gendun Chöphel died he entrusted many of his manuscripts to Horkhang; these were now confiscated and destroyed by the activists. Still, after the end of the Cultural Revolution, Horkhang assembled what he could find of Gendun Chöphel’s work, eventually publishing a three-volume set of his writings that became an authoritative work.

“Palace music”
By contrast with the entertainment music of nangma-töshe, in his 1959 article Mao Jizeng also gives a brief introduction to gar, the ceremonial “palace music” of the Dalai Lama. Indeed, having worked on the genre “in some depth” in the winter of 1956–57, he compiled a third monograph on it, but realised it was too sensitive a topic for publication, and it was lost during the Cultural Revolution.

Gar seems to have been in decline even before the Chinese occupation, though details on its life through the 1940s and 50s are elusive. The little section in Mao Jizeng’s article is characteristically headed “The dark system is a stumbling block to the development of music”; his main purpose here is to decry the former feudal society’s cruel exploitation of the teenage boys who served as dancers—actually an interesting angle, however tendentious Mao’s approach.

MJZ CD 5

Mao Jizeng, liner notes for CD 5 of Xizang yinyue jishi (n.9 below).
Right, gar dancers, 1950s, provenance unclear.

The main instrumental ensemble for gar consisted of loud shawms and kettle-drums, of Ladakhi origin (cf. related bands in XinjiangIran, and India)—formerly, at least, with the halo of a mkhar-rnga bcu-pa frame of ten pitched gongs (cf. Chinese yunluo). [9] A brief scene (from 5.50) of this silent footage from 1945 shows the gong frame on procession with two shawms:

But a subsidiary chamber instrumentation, closer to that of nangma, included the rgyud-mang dulcimer—and as a gift from the MRI, Mao Jizeng presented the musicians with a Chinese yangqin, which must have made an unwieldy part of Mao Jizeng’s luggage on the arduous journey.

He doesn’t cite a source for this section, so it’s unclear who the musicians he consulted were; the Dalai Lama, whom they served, was still in Lhasa, and by 1956 the performers were still at liberty. But following the 1959 rebellion, when the Dalai Lama had to flee, they were deported en masse to the Gormo “reform through labour” camp at Golmud in Qinghai, over a thousand kilometres distant—part of a network of such camps in the vast, desolate region (cf. China: commemorating trauma). There they were to spend over twenty years; conscripted to work on constructing the new railway and highway, singing and dancing can hardly have been part of their regime.

Mao Jizeng ends his 1959 article with a brief section on “New developments since the Peaceful Liberation [sic] of Tibet”—the formation of professional troupes, and the creation of new folk-songs in praise of Chairman Mao; also, of course, themes worthy of study. Encapsulating the fatuity of Chinese propaganda, his final formulaic paragraph is just the kind of flapdoodle we have to wade through:

With the defeat of the former local Tibetan government and the reactionary upper-class elements, traitors to their country, the great mountain weighing down on the hearts of the Tibetan people was overturned, providing more profitable conditions for the development of their ethnic music. The way ahead for Tibetan music is limitlessly broad. It will shine radiantly forth in the ranks of the music of the Chinese nationalities.

To paraphrase the immortal words of Mandy Rice-Davies only a few years later, “He would say that, wouldn’t he?”. Selflessly, I have read Mao Jizeng’s article so that you won’t have to.

Back in Beijing, and the reform era
Mao Jizeng may have largely ignored the fraught social conditions of the time, but one has to admire his persistence in remaining in Lhasa for ten months. Even by the 1990s, Chinese fieldworkers, and most foreign scholars, still tended to find brief “hit-and-run” missions more practicable, albeit over an extended period (cf. here).

Between 1956, when Mao Jizeng set off for Tibet, and the publication of his report in 1959, the political climate deteriorated severely in Beijing too. From 1957, music scholars were among countless intellectuals and cadres demoted or imprisoned during the Anti-Rightist campaign, not to be rehabilitated until the late 1970s; and the 1958 Great Leap Backward soon led to severe famine and destruction. Chinese people had to deal with their own devastating sufferings, without worrying about distant Tibet.

Even so, in 1960 Yang Yinliu managed to publish the Hunan survey that he had led, also in 1956; its 618 pages (as well as a separate study on the Confucian ritual!) make a stark contrast with the paltry material resulting from the hampered Tibetan expedition. * I wonder if his original fieldnotes have survived.

Disturbingly, the misleading clichés of Mao Jizeng’s article still continue to recur in more recent PRC scholarship. There, forty years since liberalisation, no frank reflections on the conditions of fieldwork among minority peoples in the 1950s seem to have been published—and amidst ever-tighter limits on academic freedom, such work is becoming even less likely.

Nonetheless, along with the widespread revival of tradition in the 1980s, more extensive study developed. For the major Anthology project Tibetan and Chinese cultural workers were no longer so cautious about documenting elite and religious genres. They now collected much material—with hefty volumes for TAR, Gansu, Qinghai, Sichuan, and Yunnan on folk-song, opera, narrative-singing, instrumental music, and dance. For the historian, the monographs on opera and narrative-singing (xiqu zhi 戏曲志, quyi zhi 曲艺志) are particularly useful. As with Han Chinese traditions, much of this research focused on the cultures that had been impoverished under Maoism, rather than the process of impoverishment.

From early in the 1980s, in both Dharamsala and Lhasa, gar court music was recreated under the guidance of Pa-sangs Don-grub (1918–98), the last gar-dpon master to have served under a ruling Dalai Lama in Tibet (and like Horkhang, a pupil of Gendun Chöphel), as well as the former gar-pa dancer Rigdzin Dorje. In Dharamsala it began to serve the ceremonies of the Dalai Lama again, whereas in Lhasa it was performed only in concert.

gar-dpon

The gar-dpon, 1980s. Photo: Willie Robson.

Though we don’t know how many inmates of the Gormo camp survived, Pa-sangs Don-grub was at last able to return to Lhasa by 1982, literally scarred by two decades of hard labour. The precise timeline seems unclear, but in Woeser’s plausible interpretation, he only overcame his reluctance to accept the Chinese request for him to lead a revival of the genre when, in a brief rapprochement, he was given the opportunity to pay homage to his revered former master the Dalai Lama in Dharamsala through training performers at TIPA—and only on the Dalai Lama’s advice did he return to Lhasa to teach it there too.

The 1980s’ revival of gar. Photos: Willie Robson.

In July 1987, while I was still seeking folk ritual bands in China, the enterprising Willie Robson (with whom I later worked to bring a Buddhist group from Wutaishan to the UK) put together the Music from the Royal Courts festival at the South Bank for BBC Radio 3—a grand enterprise the like of which would hardly be possible to organise today. It included groups from Africa and India, Ottoman and Thai music, the Heike biwa epic from Japan, nanguan from Taiwan, Uyghur muqam, the Chinese qin zither—and, remarkably, a combined group from Lhasa, performing both gar and nangma-töshe.

Pasangs Don-grub

Pa-sangs Don-grub, early 1980s; from the Chinese version of Woeser’s story.

Moved by Pa-sangs Don-grub’s 1985 book in her father’s collection, Woeser encapsulates our task in reading PRC documents:

Even a short introduction in a book can reveal a lot of information. This was the case with Songs and dances for offerings, with its brief introduction to the 14th Dalai Lama’s eleven-member dance troupe. After a few pages, only bits of information about the troupe emerged, such as the number of members and their ages. There wasn’t a lot, but at the time it probably wasn’t safe to write much more. The introduction seemed to be quite ordinary, even mediocre. Nevertheless, much information was hidden between the lines. These nuances could only be understood by another Tibetan, who would discern from just a glance what was really being said, what happened when and where. Many Tibetan readers experienced the hardship and torment the troupe endured before they had at last survived the disasters in their lives. Anyone who hasn’t experienced similar torments will find it hard to read between the lines of the writing and know what the men went through. That’s why a narrator like me is needed, who is at some distance from the incidents but is sympathetic to their reality and able to retell the story.

Also in the 1980s, Mao Jizeng’s former mentor Horkhang Sonam Palbar, having endured his own tribulations in the Cultural Revolution, was once again showered with high-ranking official titles in the Chinese apparatus—in a common pattern, serving as “décor for the state and as mouthpieces for its policies”, as Woeser observes in Forbidden memory.

Meanwhile, from 1983 Mao Jizeng was finally able to visit regions of the TAR that were out of bounds to him in 1956; and after the convulsive events of the 60s and 70s, on his trips to Lhasa he was able to meet up again with Horkhang.

Horkang 1987Horkhang Sonam Palbar leading a study team to a village of the Lhoba minority people,
Mainling county, southeast TAR 1987 (cf. here, n.1).

Blissfully oblivious to all the evidence, Mao Jizeng still constantly parroted the cliché of the warm fraternal feelings between Han Chinese and Tibetans, and his own rapport with the latter, including Horkhang (for more subtle views on rapport, see the excellent Bruce Jackson; and here I develop Nigel Barley’s characterisation of the fieldworker as “harmless idiot” into “harmful idiot”).

In his 2003 tribute to Horkhang, Mao tells a story that inadvertently suggests a less rosy picture—revealing both Tibetan resentment and the insidious hierarchical power dynamics among Tibetans in their dealings with the Chinese:

In Lhasa in 1988—during yet another period of serious unrest, by the way—Mao Jizeng was having problems mustering the recalcitrant Shöl Tibetan Opera Troupe to perform Sukyi Nima for him to record. Rather shooting himself in the foot, he even lists some of their excuses: some actors hadn’t showed up, the troupe was out of money, they couldn’t find the drum… * It was only when the illustrious Horkhang stepped in to cajole them that they finally had to play ball.

And widespread unrest has continued in Tibetan areas. In 2009 the popular Amdo singer Tashi Dondhup was sentenced to fifteen months’ imprisonment after distributing songs critical of the occupation—notably 1958–2008, evoking two terrifying periods. For eleven Tibetan singers imprisoned since 2012, click here. [10]

* * *

As William Noll observes, the whole history of ethnomusicology abounds with scholars who come from a society that oppresses the culture in question; and around the world there are plenty of accounts of fieldwork projects that fell short of their ambition. The limitations of Mao Jizeng’s ten-month sojourn in the tense, turbulent Lhasa of 1956, and even his inability to reflect on the issues involved, may not be such an exceptional case.

As another kind of outsider, only able to read Chinese and English but not Tibetan sources, such are the slender clues that I can offer. Note also Tibet: conflicting memories and Forbidden memory.

So much for “There is singing everywhere in Tibet”. Meretricious (and a Happy New Monlam).


With thanks to Robbie Barnett

[1] Since the present or past tense is not necessarily specified in Chinese, one might almost be tempted to read it as “There was singing everywhere in Tibet [until we barged in and broke it all up]”—or perhaps as an optative, like “Britannia rule the waves”?!).

[2] By the way, “singing” is a very broad, um, church. Both singing and dancing on stage are only the tip of the iceberg; they lead us to folk festivities, notably calendrical and life-cycle rituals. Though “revolutionary songs” were an obligatory component of Chinese collecting throughout the PRC (if anyone remembers songs of resistance sung by the Tibetan rebels from 1956, people certainly weren’t going to sing them for Chinese fieldworkers—who anyway wouldn’t want, or dare, to listen), their main interest was the traditional soundscape (cf. Bards of Shaanbei, under “Research and images”). Tibetan and Chinese pop music only came to play a major part in the Tibetan soundscape after the 1980s’ reforms.

Even today in a (Chinese) region like Shaanbei, famed for its folk-songs, it would be misleading to claim that singing is everywhere, harking back to the romantic image of Yellow earth. Sure, folk-songs are still heard quite often there, but often in rowdy restaurants rather than by shepherds on picturesque hillsides (cf. One belt, one road).

[3] For yet more detail, see Melvyn Goldstein’s multi-volume A history of modern Tibet—for this period, vol.3: The storm clouds descend, 1955–1957 and vol.4: In the eye of the storm, 1957–1959. There’s also extensive research unpacking the representation of ethnic minorities in the PRC, from Dru Gladney and Stevan Harrell and onwards. For the changing physical and mental landscape of Lhasa, note Robert Barnett’s sophisticated book Lhasa: streets with memory (2006).

[4] Naturally, Mao Jizeng rendered Tibetan terms in Chinese characters, just as Western visitors devised systems to render it in their alphabet. Later, as the variants of the Wylie system became standard for international publications, Chinese transcription was acknowledged to be inadequate—though it still works for the Chinese… I’ve tried to give Wylie versions of Mao Jizeng’s Chinese terms.

[5] For Tibetan folk-song, see §9 of Isabelle Henrion-Dourcy’s Western-language bibliography—including this detailed ethnography of a family in Amdo, yet another impressive publication from Kevin Stuart’s team; Sangye Dondhup’s list for sources in Chinese and Tibetan; and the folk-song volumes of the Anthology.

[6] The first such project is usually dated to 1956; even then, the airport didn’t become operational until 1965. Perhaps the 1954 labourers, too exhausted by singing and dancing, and too demoralised at being forbidden to do so, were unable to complete the job?

[7] See Melvyn Goldstein, “Lhasa street songs: political and social satire in traditional Tibet”, Tibet journal 7.1–2 (1982), based on material collected among exile communities. For Sitting Bull’s ingenious speech in Sioux for assembled white dignitaries, cursing them with impunity, see n.1 here.

[8] For nangmatöshe, see the bibliographies cited in n.5 above, as well as the Anthology for TAR. For the work of Geoffrey Samuel, apart from his chapter in Jamyang Norbu (ed.), Zlos-gar (1986), see “Songs of Lhasa”, Ethnomusicology 20.3 (1976)—including an Appendix referring to fifteen 78s recorded in Lhasa between 1943 and 1945 by the British Mission under Sir Basil Gould, which one would love to compare with later versions!

The writings of Zholkhang Sonam Dargye (Zhol-khang bSod-nams Dar-rgyas) feature in Sangye Dondhup’s list of Tibetan sources; he is included among the biographical entries for Tibetan musicians in the New Grove dictionary (handily assembled here; main article on Tibetan music here). For the role of female performers before 1959, see the fine article Isabelle Henrion-Dourcy, “Women in the performing arts: portraits of six contemporary singers”, pp.204–207.

In search of Ajo Namgyel, I found the fascinating article by Jamyang Norbu “The Lhasa Ripper“, on the “dark underbelly” of pre-occupation Lhasa: crime, prostitution, beggars. For nangma bars since the 1990s, see e.g. Anna Morcom, Unity and discord: music and politics in contemporary Tibet (TIN, 2004), and her “Modernity, power, and the reconstruction of dance in post-1950s Tibet”Journal of the International Association of Tibetan Studies 3 (2007).

[9] A useful introduction to gar before the occupation, and then from exile, is Jamyang Norbu with Tashi Dhondup, “A preliminary study of gar, the court dance and music of Tibet”, in Zlos-gar. See also Mark Trewin, “On the history and origin of ‘gar’: the court ceremonial music of Tibet”, CHIME 8 (1995). As well as the entry for Pa-sangs Don-grub in the New Grove (with a list of his publications), do read Woeser‘s story “Garpon La’s offerings“, Manoa 24.2 (2012). Dates given for the gar-pa Rigdzin Dorje differ: 1915–83 apud Zlos-gar, 1927–84 according to Grove. The mkhar-rnga bcu-pa gong-frame is mentioned in the Zlos-gar chapter and the Grove section on gar.

Within TAR the fortunes of gar are documented in the Anthology; and Mao Jizeng’s six-CD anthology of Tibetan music in TAR, Xizang yinyue jishi 西藏音樂紀實 (Wind Records, 1994), recorded since the 1980s, features both nangma-töshe (CDs 3 and 5) and gar (CD 5, ##3–4), despite the nugatory liner notes; see Mireille Helffer’s review. In the absence of Mao Jizeng’s monograph, all I can find of his notes on gar is on pp.38–42 of this trite overview of Tibetan music.

[10] For another thoughtful article by Woeser, exploring the shifting sands of prohibited “reactionary songs” and the challenge of keeping track of subtle allusions, see here.


* In another age, he might have returned with gifts emblazoned “My mate went to Lhasa and all I got was this lousy T-shirt”.

** Impertinently, this reminds me of both the Monty Python cheeseshop sketch and various instances of musos’ deviant behaviour (notably this, and even Revenge at the Prague opera).

Labrang 2: the violence of liberation

This review follows on from my posts on Tibet in the Cultural Revolution (here and here), and on issues arising from the 2002 UK tour of monks from the Labrang monastery.

Since the 1990s the polarized viewpoints of scholars within the PRC and in exile have been impressively refined. Just to reiterate, diverse topics in Tibetan culture are now receiving attention not only for central Tibet (“Tibetan Autonomous Region”, TAR) but also further afield in Amdo and Kham (for other works on Amdo, see Labrang 1).

Makley cover

By contrast with the timeless, transcendental image of Tibetan culture based on monastic ritual that beguiles some scholars, the complex, changing tensions around Labrang are brilliantly unpacked in

  • Charlene Makley, The violence of liberation: gender and Tibetan Buddhist revival in post-Mao China (2007); reviewed far more knowledgeably by Mona Schrempf and Isabelle Henrion-Dourcy.

Highlighting the role of gender, Makley’s sophisticated ethnography considers history before, during, and since Maoism to survey Buddhism at various levels;  the wider community; Chinese and foreign tourism; and generational attitudes.

The book’s evocative title is borrowed—and extended—from Mona Schrempf, who used it to refer to the distinctive Tibetan tantric subjugation of the earth and its associated enemy agencies. In the Introduction, Makley asks:

How did gendered inequalities structure the revitalization of the famous Tibetan Buddhist monastery of Labrang Tashi Khyil during post-Mao reforms? What were the exigencies of great gendered changes for Tibetans who lived under the nightmare shadow of state terror even as they encountered utopian dreams of pleasurable consumption in a new market economy? And what were the implications of my analytic interest in gender difference as a contingent and translocal social process in a community that was vigorously invested in rebuilding stable and coherent local worlds after the collective trauma of socialist transformation?

By the time that she arrived at Labrang in the mid-1990s, she found that

a decade of state-supervised tourism in the region had actually solidified a certain distance between locals and foreign visitors, in that assumptions each held about the other’s nature and interests had become anchored in stereotypes, often-cited rumours, and certain patterned interactions.

As she notes, the packaging of “ethnic culture” in the PRC under Mao and since has been much studied, and “state officials, local Tibetans, and foreigners all participated in this new commodity voyeurism in the valley”. Whereas Tibetans made up the great majority of the population in the surrounding areas, in the town itself they were outnumbered by Han and Hui residents. Labrang was

a rapidly urbanizing locale where the premises for power, value, and morality were shifting, and many residents thus deeply felt that boundaries among persons, places, and agencies were dangerously blurring.

Makley justifies her focus on gender as a key element in these multiple relationships, elaborating Goffmann’s “participation frameworks”.

Since the monastery was reopened in 1980, lamas and their monk and lay male students had been deeply invested in reframing Buddhism first and foremost as prestigious, rationalized knowledge production.

At Labrang she makes a discovery that can be observed in many cultures:

As I set out to talk with Tibetans of every stripe about local history, and their opinions about gender and ritual practices, I learned that there were no general Tibetan terms in everyday use for “religion” and “ritual” that would cover all the practices constituting the lay-monastic relationship. Tibetans across the community instead referred to a vast repertoire of efficacious practices with particular terms depending on the task to be accomplished, the target of the practice, and whether or not it conferred benefits to future lifetimes. But in the face of state regulation that divided institutionalised and Party-supervised