How *not* to describe 1950s’ Tibet

“There is singing everywhere in Tibet”

Discuss

gunsTibetan monks laying down their arms, 1959. AFP/Getty.

In my first post on Labrang, recalling the debate over how to represent Tibetan music in the New Grove dictionary, I mentioned a succinct, nay flimsy, article by

  • Mao Jizeng 毛繼增, “Xizang wuchu bushi ge: minzu yinyue caifang zhaji” 西藏無处不是歌——民族音乐採訪札記 [There is singing everywhere in Tibet: fieldnotes on national music], Renmin yinyue 1959.5, pp.8–11 (!).

—a strong candidate for the Most Ironic Title Ever award. [1]

* * *

Mao Jizeng’s brief article resulted from a ten-month stay in Lhasa that he made from 1956 to early 1957. He was part of a team chosen to do a field survey in Tibet, led by the distinguished Tibetologist Li Youyi 李有义 (1912–2015); Mao Jizeng (b.1932) had just been assigned to the Music Research Institute (MRI) in Beijing after graduating from Chengdu.

The team clearly set out from Beijing with the intention of covering a wide area of central Tibet (then just in the process of becoming the “Tibetan Autonomous Region”, TAR). Unrest was already common in Amdo and Kham, and the political situation there would soon deteriorate severely in the TAR; but even in 1956, as Mao Jizeng recalled in a 2007 interview, Tibetan–Chinese relations were so tense that they had to remain in Lhasa, unable to get out into the countryside. One member of the team was so scared that he soon returned to Beijing; Mao Jizeng, being young, “didn’t know what fear was”—but he still got hold of a revolver for protection, which doesn’t suggest total faith in the warm welcome of Tibetans for their Chinese friends.

Anyway, for Mao Jizeng, “everywhere” in Tibet could only mean Lhasa. However, I learn here that Li Youyi did manage to travel farther afield with a separate team of Tibetan and Chinese fieldworkers (perhaps with military back-up?); and despite incurring political criticism in the summer of 1957, he continued doing field studies in TAR and Kham right until 1961, though not on music.

At the time, Chinese music scholars knew virtually nothing of Tibetan musical cultures—or even of Han-Chinese regional traditions of such as those of Fujian. That was the point of these 1950s’ field surveys, which would later blossom with the Anthology. But even as a musical ethnography of 1956 Lhasa, Mao Jizeng’s article is seriously flawed; it could only provide a few preliminary clues.

The MRI had entrusted him with one of their three Japanese-imported recording machines, but batteries were an intractable problem. Billeted in the Communications Office, he could hardly engage meaningfully with Lhasa folk.

Now, I’m full of admiration for all the brave efforts of music fieldworkers in Maoist China to convey useful material on traditional culture despite political pressure—but this is not one of them. In a mere four pages Mao Jizeng managed to pen a tragicomic classic in the annals of the dutiful mouthing of propaganda, obediently parroting the whole gamut of Chinese music clichés. We might regard it under the Chinese rubric of “negative teaching material” (fanmian jiaocai 反面教材).

At the same time, I try not to judge his article too harshly: we should put ourselves in his shoes (cf. feature films like The blue kite, and indeed Neil MacGregor’s question “What would we have done?”).

Han Chinese scholars, not to mention peasants, were already quite familiar with the effects of escalating collectivisation upon their own society; there too, fewer people had the time or energy to sing or observe traditional ritual proprieties. But conditions in Lhasa must have alarmed the team that arrived there in 1956. Worthy as fieldwork projects were, they could only gloss over the social upheavals of the time.

At the head of the Music Research Institute in Beijing, Yang Yinliu, his distinguished reputation based on seniority and massive erudition, had earned a certain latitude for his studies of traditional music. While paying lip-service to the political ideology of the day—elevating the music of the working masses at the expense of the exploiting classes, and purporting to decry “feudal superstition”—he somehow managed to devote just as much attention to “literati” and “religious” culture as to more popular, secular genres.

Of course, in reading any scholarship, one always has to bear in mind the conditions of the time—particularly when we consult documents from Maoist China (as we must). They often provide revealing details, as I’ve noted for the history of collectivisation and famine in the Yanggao county gazetteer and sources for Hunan. We have to learn to “read between the lines” (cf. my Anthology review).

The main audience for such articles was urban, educated Han Chinese, who would know no better, and were willing or constrained to go along with the pretence. Their perspectives grate only with modern readers, certainly those outside China who are equipped with more information about conditions in the PRC under Maoism than was then available. [2]

The political background
Here, while consulting Robbie Barnett’s course on modern Tibet, we should turn to the masterly, balanced

  • Tsering Sakya, The dragon in the land of snows: a history of modern Tibet since 1947 (1999), chapters 5–7. [3]

In a nutshell, from 1956 the lives of Tibetans deteriorated through to the major 1959 rebellion and the Dalai Lama’s escape into exile; then by 1961 a brief respite led to still more appalling calamities after 1964.

Lhasa 1956

Source here.

For the first few years after the 1950 Chinese occupation, traditional life remained relatively intact. But the forming of the Preparatory Committee for the Autonomous Region of Tibet (PCART) in 1955 made Tibetans anxious that the noose was to be pulled more tightly. For central Tibet, Chairman Mao was adopting a more gradualist policy than with the Han Chinese, proceeding more cautiously with collectivisation. But in 1955 “democratic reforms”, land reform, and mutual aid groups began to be implemented in Kham and Amdo, and armed uprisings soon erupted there, prelude to the major rebellion of 1959. The Chinese responded by bombing monasteries.

Even as refugees were arriving in Lhasa from Kham and Amdo with tales of Chinese violence and assaults on religion, the city also saw an influx of Chinese labourers, troops, and cadres; anti-Chinese feeling grew. But both Tibetan and Chinese officials strove to isolate central Tibet from the unrest, and Khampa refugees found themselves unwelcome in Lhasa.

Still, opposition to Chinese rule grew in central Tibet. During the Monlam New Year’s rituals of 1956, wall posters appeared in Lhasa denouncing the Chinese and saying that they should return to China. By the end of March 1956—when Mao Jizeng must have been in Lhasa—the atmosphere there was tense.

In November, as the Western press were equating the revolts in Kham with the Budapest uprising, the Dalai Lama managed to visit India. Amidst complex diplomatic considerations (which Shakya explains with typical clarity), he eventually agreed to return to Lhasa in March 1957. There, despite the Chinese promise to postpone radical reform, he learned that the situation in Tibet had deteriorated further.

In mainland China, large-scale public rituals had already become virtually unfeasible. But in July 1957 a sumptuous Golden Throne ritual was held in Lhasa for the long life of the Dalai Lama—providing a focus for the pan-Tibetan resistance movement. And from summer 1958 to February 1959—even as monastic life was being purged in Amdo and Kham—the Dalai Lama “graduated” in Buddhist philosophy with his lengthy geshe examinations, in an opulent succession of ceremonies and processions apparently unmarred by Chinese presence:

The Khampa resistance continued, with little support from Lhasa. But events culminated at the Monlam rituals in March 1959. Amidst popular fears that the Dalai Lama (then 25) would be abducted by the Chinese, he fled to India—where he still remains in exile. Meanwhile further revolts occurred in Lhasa and further afield. Their suppression was the end of both active resistance within Tibet and the attempt to forge a co-existence between “Buddhist Tibet and Communist China”.

In 1962 the 10th Panchen Lama presented his “70,000 character petition” to Zhou Enlai. It was a major document exposing the devastation of Tibetan life wrought by Chinese rule—and the reason why he was then imprisoned for the next fifteen years. For more on Amdo and the Panchen Lamas, see here.

With whatever degree of preparation, ethnographers always walk into complex societies. Such was the maelstrom into which Mao Jizeng unwittingly plunged in search of happy Tibetan singing and dancing. While one can hardly expect to find it reflected in his work, it makes essential context for our studies.

MJZ title

The 1959 article
Whereas monastic Buddhism has long dominated Western research on Tibet, Mao Jizeng passed swiftly over the soundscape of the monasteries. Unrest was brewing, particularly in Kham (see e.g. here), but rituals were still held in the populous monasteries in and around Lhasa, with the revered Dalai Lama still in residence; indeed, even after his escape into exile amidst the 1959 rebellion, the monasteries were still busy in 1964, as we see in Gallery 1 of Woeser’s Forbidden memory. Despite the sensitive status of “religious music”, Yang Yinliu would have been keen to study this major aspect of the culture. But while Mao Jizeng mentions elsewhere that he attended a “large-scale” ritual at the Jokhang in 1957, the monasteries seem to have been largely outside his scope.

Dutifully praising the long history of fraternal bonds between Tibetans and Chinese, Mao Jizeng toes the Party line in his brief historical outlines of various genres. He inevitably alludes to the marriage alliance with Tang-dynasty Princess Wencheng, exhibit no.1 in China’s flimsy historical claim to sovereignty over Tibet, citing the lha-mo opera telling her story, Gyasa Balsa. But while lha-mo remained popular in Lhasa until 1959—and it’s always an enchanting spectacle—that’s his only brief reference to it; he doesn’t mention attending any performances or meeting any of the musicians. [4]

lha-mo

Lha-mo opera at the Norbulingka. 1950s. Source: Isabelle Henrion-Dourcy (ed.), The singing mask: echoes of Tibetan opera (2001).

And these happy smiling ethnic minorities, they just can’t stop singing and dancing, eh! [5] Mao Jizeng tells how he often witnessed street gatherings with young and old singing and dancing together. And he was told a story about a Tibetan work team conscripted to build a new Lhasa airport in 1954, getting together every evening after work to sing and dance till late at night. In order “to look after their health and make sure they got enough sleep” [Yeah, right], the Chinese foremen stepped in to forbid such parties, whereupon the labourers’ mood, and their work, deteriorated; their overlords had no choice but to give way. [6]

How one would like to hear the Tibetan side of the story. Indeed, Tsering Sakya (The dragon in the land of snows, p. 136) gives a vignette from the same period:

In an attempt to reduce their expenditure, the Chinese began to ask people working on road construction to take a reduction in their pay. The Tibetan workers were urged that they should give their labour free as a contribution to the “construction of the Motherland”. Barshi, a Tibetan government official, remembered that when the people refused to accept a cut in their wages, the Chinese started to lecture them, saying that in the new Tibet everything was owned by the people, and that the wealth of the state was inseparable from the wealth of the people.

One intriguing genre that Mao Jizeng might have found suitable to record was khrom-‘gyar’gzhas, satirical songs lampooning prominent officials in the Old Society; but alas he doesn’t mention them. I don’t dare surmise that such songs might have been adapted to satirise their new Chinese masters. [7]

Tsering Shakya cites a street song popular in Lhasa after the Dalai Lama’s return from India in 1957:

We would rather have the Dalai Lama than Mao Tse-tung
We would rather have the Kashag than the PCART
We would rather have Buddhism than Communism
We would rather have Ten sung Mag mu [the Tibetan army] than the PLA
We would rather use our own wooden bowls than Chinese mugs. 

Nangma–töshe
What Mao Jizeng did manage to study was the popular instrumental, song, and dance forms nangma and töshe, for festive entertainment—then still largely associated with elite patronage, and in decline but still not purged. Around the 1920s, in addition to the “art music” style of nangma, Lhasa musicians began adapting töshe (stod-gzhas) from dance-songs of western Tibet (“Western songs”, as Geoffrey Samuel calls them).

nangma 1956

Open-air performance of nangma, 1956.

Though Mao Jizeng might appear to have been largely engaging in “salvage” work, the photo above shows that he also witnessed some social activity. Among the performers of nangma-töshe were Tibetan Hui Muslims—including the senior master “Amaire” 阿麦惹 (Amir?), whom Mao describes as recalling the largest repertoire of nangma pieces. But he doesn’t mention meeting Zholkhang Sonam Dargye (1922–2007), who having taken part in the Nangma’i skyid sdug association, the most renowned of such groups, went on to write authoritatively on nangma-töshe from 1980. In an instructive 2004 interview (in Chinese) Zholkhang recalls senior musicians in the group—including the leader, celebrated blind performer Ajo Namgyel (1894–1942). [8]

Left: nangma, 1940s. Right: Ajo Namgyel. Source here.

Zholkhang provides some brief details for Amir. His grandfather had been a sedan-bearer in Tibet for a Chinese official from Sichuan, and Amir himself had a Chinese name, Ma Baoshan 馬寶山. A farrier by trade, he was an accomplished instrumentalist, and had served as organiser for the Nangma’i skyid sdug association.

But rather than instructing Mao Jizeng himself, Amir introduced him to the distinguished aristocrat and litterateur Horkhang Sonam Palbar 霍康·索朗边巴 (1919–95), a patron of nangma-töshe who was to be his main informant for the genre. As Mao describes in a tribute to Horkhang, for over three months he regularly visited him at his house near the Barkhor, studying with him in the mornings before taking lunch with his family. Even in the 1990s, some Chinese collectors still clung to the dubious habit of interviewing and recording folk musicians by summoning them to cultural offices (cf. my 1987 trip to Chengde), but that probably wasn’t practicable over an extended period.

And here (inspired by the likes of Mao Jizeng to bring “class consciousness” into the discussion!) I’m pretty sure we can read between the lines again; considerations of “face” must have come into play on both sides. Amir would have made an ideal informant on nangma-töshe; but he was a common “folk artist”, perhaps living in a humble dwelling in a poor quarter—unsuitable, even dangerous, for a Chinese scholar to frequent. Whether or not he considered himself unsuitable to represent Tibetan culture to a Chinese visitor, the annual round of festivities that had long kept the musicians busy must have shrunk after 1950, and their livelihood was doubtless suffering. Like others in that milieu, Amir may have been finding it hard to adapt to the new regime, perhaps worried about the consequences of regular contact with a Chinese scholar, or simply reluctant. For Mao Jizeng to have spent more time in the folk milieu would only have exposed him to inconvenient truths that he couldn’t, and wouldn’t, document.

Conversely, Horkhang was prestigious, despite his aristocratic background. Elsewhere I learn that as a prominent official under the old Tibetan administration, he had studied English with the Tibet-based diplomat Hugh Richardson (for whose photos of the old society, see under Tibet album). Horkhang was captured by the PLA in 1950 during the battle of Chamdo (or as Mao Jizeng puts it, “the Liberation of Chamdo”). After the occupation he accommodated to Chinese rule, “turning over a new leaf” by necessity; like many former aristocrats whose status under the new regime was vulnerable, he was soon given high-sounding official titles in Lhasa, through which the Chinese sought to mask their own domination.

Horkhang’s house would have been comfortable; he still had servants. Moreover, he didn’t drink, whereas the nangma-töshe musicians had a taste for the chang beer that was supplied at parties where they performed. And it would be easier for Mao Jizeng to communicate with Horkhang than with a semi-literate folk musician. While Mao must have had help with interpreting, perhaps Horkhang had already picked up some Chinese in the course of his official duties; anyway, Mao claims that his own spoken Tibetan improved over the course of these sessions.

So all in all, while Horkhang was a patron rather than a musician (cf. the mehfil aficionados of Indian raga, and narrative-singing in old Beijing), he seemed a more suitable informant for the Chinese guest. While we should indeed document the perspectives of patrons and aficionados, it should only be a supplement to working with musicians themselves. But the ideology of “becoming at one with the masses” only went so far. Given the obligatory stress on the music of the labouring classes, it may seem ironic that Mao Jizeng’s main topic was a genre patronised by the old aristocrats, and that he chose to study it with one of them rather than with a lowly “folk artist”. He justifies his studies by observing his mentor’s warm relations with the common folk. He doesn’t say, but perhaps Amir and other musicians also took part in some sessions at Horkhang’s house—in which case it would have made an ideal setting.

By contrast with the distinctive soundscapes of the monasteries and lha-mo opera, nangma’s heterophony of flute, plucked and bowed strings, and hammer dulcimer, however “authentic”, often sounds disconcertingly like Chinese silk-and-bamboo, as you can hear in this playlist— sadly not annotated, but apparently containing tracks both from exile and within the PRC:

Indeed, as with the dodar ceremonial ensemble of Amdo monasteries, the Chinese influence goes back to the 18th century. This doubtless enhanced its appeal for Mao Jizeng; and like silk-and-bamboo, it was to make nangmatöshe a suitable basis for the state song-and-dance troupes. Woeser gives short shrift to modern incarnations of nangma in her wonderful story Garpon-la’s offerings (n.9 below).

So Horkhang Sonam Palbar was Mao Jizeng’s main source for the two slim volumes that he also published in 1959,

  • Xizang gudian gewu: nangma 西藏古典歌舞——囊玛 [Tibetan classical song and dance: nangma]
  • Xizang minjian gewu: duixie 西藏民间歌舞——堆谢 [Tibetan folk song and dance: töshe].

Even the enlightened Music Research Institute was anxious about publishing Mao’s afterword acknowledging a Tibetan aristocrat.

According to Mao Jizeng’s 2007 tribute, Horkhang told him that he survived the Cultural Revolution relatively unscathed. This fiction may result both from people’s general reluctance to remember trauma and from the limitations of their relationship—we learn a very different story from Woeser’s Forbidden memory.

Horkang 1966Horkhang Sonam Palbar (centre) paraded with his wife and father-in-law at a thamzing struggle-session, August 1966. Forbidden memory, fig.80.

As Woeser explains, the Red Guards dressed him in a fur coat and hat that they found in his home, to denote his official rank in the former Tibetan government and his “dream of restoring the feudal serf system”.

Woeser goes on to describe how among the “crimes” of which Horkhang was accused was his friendship with the famous writer and scholar Gendun Chöphel (1903–51). Horkhang had helped him through times of adversity, and before Gendun Chöphel died he entrusted many of his manuscripts to Horkhang; these were now confiscated and destroyed by the activists. Still, after the end of the Cultural Revolution, Horkhang assembled what he could find of Gendun Chöphel’s work, eventually publishing a three-volume set of his writings that became an authoritative work.

“Palace music”
By contrast with the entertainment music of nangma-töshe, in his 1959 article Mao Jizeng also gives a brief introduction to gar, the ceremonial “palace music” of the Dalai Lama. Indeed, having worked on the genre “in some depth” in the winter of 1956–57, he compiled a third monograph on it, but realised it was too sensitive a topic for publication, and it was lost during the Cultural Revolution.

Gar seems to have been in decline even before the Chinese occupation, though details on its life through the 1940s and 50s are elusive. The little section in Mao Jizeng’s article is characteristically headed “The dark system is a stumbling block to the development of music”; his main purpose here is to decry the former feudal society’s cruel exploitation of the teenage boys who served as dancers—actually an interesting angle, however tendentious Mao’s approach.

MJZ CD 5

Mao Jizeng, liner notes for CD 5 of Xizang yinyue jishi (n.9 below).
Right, gar dancers, 1950s, provenance unclear.

The main instrumental ensemble for gar consisted of loud shawms and kettle-drums, of Ladakhi origin (cf. related bands in XinjiangIran, and India)—formerly, at least, with the halo of a mkhar-rnga bcu-pa frame of ten pitched gongs (cf. Chinese yunluo). [9]

But a subsidiary chamber instrumentation, closer to that of nangma, included the rgyud-mang dulcimer—and as a gift from the MRI, Mao Jizeng presented the musicians with a Chinese yangqin, which must have made an unwieldy part of Mao Jizeng’s luggage on the arduous journey.

He doesn’t cite a source for this section, so it’s unclear who the musicians he consulted were; the Dalai Lama, whom they served, was still in Lhasa, and by 1956 the performers were still at liberty. But following the 1959 rebellion, when the Dalai Lama had to flee, they were deported en masse to the Gormo “reform through labour” camp at Golmud in Qinghai, over a thousand kilometres distant—part of a network of such camps in the vast, desolate region (cf. China: commemorating trauma). There they were to spend over twenty years; conscripted to work on constructing the new railway and highway, singing and dancing can hardly have been part of their regime.

Mao Jizeng ends his 1959 article with a brief section on “New developments since the Peaceful Liberation [sic] of Tibet”—the formation of professional troupes, and the creation of new folk-songs in praise of Chairman Mao; also, of course, themes worthy of study. Encapsulating the fatuity of Chinese propaganda, his final formulaic paragraph is just the kind of flapdoodle we have to wade through:

With the defeat of the former local Tibetan government and the reactionary upper-class elements, traitors to their country, the great mountain weighing down on the hearts of the Tibetan people was overturned, providing more profitable conditions for the development of their ethnic music. The way ahead for Tibetan music is limitlessly broad. It will shine radiantly forth in the ranks of the music of the Chinese nationalities.

To paraphrase the immortal words of Mandy Rice-Davies only a few years later, “He would say that, wouldn’t he?”. Selflessly, I have read Mao Jizeng’s article so that you won’t have to.

Back in Beijing, and the reform era
Mao Jizeng may have largely ignored the fraught social conditions of the time, but one has to admire his persistence in remaining in Lhasa for ten months. Even by the 1990s, Chinese fieldworkers, and most foreign scholars, still tended to find brief “hit-and-run” missions more practicable, albeit over an extended period (cf. here).

Between 1956, when Mao Jizeng set off for Tibet, and the publication of his report in 1959, the political climate deteriorated severely in Beijing too. From 1957, music scholars were among countless intellectuals and cadres demoted or imprisoned during the Anti-Rightist campaign, not to be rehabilitated until the late 1970s; and the 1958 Great Leap Backward soon led to severe famine and destruction. Chinese people had to deal with their own devastating sufferings, without worrying about distant Tibet.

Even so, in 1960 Yang Yinliu managed to publish the Hunan survey that he had led, also in 1956; its 618 pages (as well as a separate study on the Confucian ritual!) make a stark contrast with the paltry material resulting from the hampered Tibetan expedition. * I wonder if his original fieldnotes have survived.

Disturbingly, the misleading clichés of Mao Jizeng’s article still continue to recur in more recent PRC scholarship. There, forty years since liberalisation, no frank reflections on the conditions of fieldwork among minority peoples in the 1950s seem to have been published—and amidst ever-tighter limits on academic freedom, such work is becoming even less likely.

Nonetheless, along with the widespread revival of tradition in the 1980s, more extensive study developed. For the major Anthology project Tibetan and Chinese cultural workers were no longer so cautious about documenting elite and religious genres. They now collected much material—with hefty volumes for TAR, Gansu, Qinghai, Sichuan, and Yunnan on folk-song, opera, narrative-singing, instrumental music, and dance. For the historian, the monographs on opera and narrative-singing (xiqu zhi 戏曲志, quyi zhi 曲艺志) are particularly useful. As with Han Chinese traditions, much of this research focused on the cultures that had been impoverished under Maoism, rather than the process of impoverishment.

From early in the 1980s, in both Dharamsala and Lhasa, gar court music was recreated under the guidance of Pa-sangs Don-grub (1918–98), the last gar-dpon master to have served under a ruling Dalai Lama in Tibet (and like Horkhang, a pupil of Gendun Chöphel), as well as the former gar-pa dancer Rigdzin Dorje. In Dharamsala it began to serve the ceremonies of the Dalai Lama again, whereas in Lhasa it was performed only in concert.

gar-dpon

The gar-dpon, 1980s. Photo: Willie Robson.

Though we don’t know how many inmates of the Gormo camp survived, Pa-sangs Don-grub was at last able to return to Lhasa by 1982, literally scarred by two decades of hard labour. The precise timeline seems unclear, but in Woeser’s plausible interpretation, he only overcame his reluctance to accept the Chinese request for him to lead a revival of the genre when, in a brief rapprochement, he was given the opportunity to pay homage to his revered former master the Dalai Lama in Dharamsala through training performers at TIPA—and only on the Dalai Lama’s advice did he return to Lhasa to teach it there too.

The 1980s’ revival of gar. Photos: Willie Robson.

In July 1987, while I was still seeking folk ritual bands in China, the enterprising Willie Robson (with whom I later worked to bring a Buddhist group from Wutaishan to the UK) put together the Music from the Royal Courts festival at the South Bank for BBC Radio 3—a grand enterprise the like of which would hardly be possible to organise today. It included groups from Africa and India, Ottoman and Thai music, the Heike biwa epic from Japan, nanguan from Taiwan, Uyghur muqam, the Chinese qin zither—and, remarkably, a combined group from Lhasa, performing both gar and nangma-töshe.

Pasangs Don-grub

Pa-sangs Don-grub, early 1980s; from the Chinese version of Woeser’s story.

Moved by Pa-sangs Don-grub’s 1985 book in her father’s collection, Woeser encapsulates our task in reading PRC documents:

Even a short introduction in a book can reveal a lot of information. This was the case with Songs and dances for offerings, with its brief introduction to the 14th Dalai Lama’s eleven-member dance troupe. After a few pages, only bits of information about the troupe emerged, such as the number of members and their ages. There wasn’t a lot, but at the time it probably wasn’t safe to write much more. The introduction seemed to be quite ordinary, even mediocre. Nevertheless, much information was hidden between the lines. These nuances could only be understood by another Tibetan, who would discern from just a glance what was really being said, what happened when and where. Many Tibetan readers experienced the hardship and torment the troupe endured before they had at last survived the disasters in their lives. Anyone who hasn’t experienced similar torments will find it hard to read between the lines of the writing and know what the men went through. That’s why a narrator like me is needed, who is at some distance from the incidents but is sympathetic to their reality and able to retell the story.

Also in the 1980s, Mao Jizeng’s former mentor Horkhang Sonam Palbar, having endured his own tribulations in the Cultural Revolution, was once again showered with high-ranking official titles in the Chinese apparatus—in a common pattern, serving as “décor for the state and as mouthpieces for its policies”, as Woeser observes in Forbidden memory.

Meanwhile, from 1983 Mao Jizeng was finally able to visit regions of the TAR that were out of bounds to him in 1956; and after the convulsive events of the 60s and 70s, on his trips to Lhasa he was able to meet up again with Horkhang.

Horkang 1987Horkhang Sonam Palbar leading a study team to a village of the Lhoba minority people,
Mainling county, southeast TAR 1987 (cf. here, n.1).

Blissfully oblivious to all the evidence, Mao Jizeng still constantly parroted the cliché of the warm fraternal feelings between Han Chinese and Tibetans, and his own rapport with the latter, including Horkhang (for more subtle views on rapport, see the excellent Bruce Jackson; and here I develop Nigel Barley’s characterisation of the fieldworker as “harmless idiot” into “harmful idiot”).

In his 2003 tribute to Horkhang, Mao tells a story that inadvertently suggests a less rosy picture—revealing both Tibetan resentment and the insidious hierarchical power dynamics among Tibetans in their dealings with the Chinese:

In Lhasa in 1988—during yet another period of serious unrest, by the way—Mao Jizeng was having problems mustering the recalcitrant Shöl Tibetan Opera Troupe to perform Sukyi Nima for him to record. Rather shooting himself in the foot, he even lists some of their excuses: some actors hadn’t showed up, the troupe was out of money, they couldn’t find the drum… * It was only when the illustrious Horkhang stepped in to cajole them that they finally had to play ball.

And widespread unrest has continued in Tibetan areas. In 2009 the popular Amdo singer Tashi Dondhup was sentenced to fifteen months’ imprisonment after distributing songs critical of the occupation—notably 1958–2008, evoking two terrifying periods. For eleven Tibetan singers imprisoned since 2012, click here. [10]

* * *

As William Noll observes, the whole history of ethnomusicology abounds with scholars who come from a society that oppresses the culture in question; and around the world there are plenty of accounts of fieldwork projects that fell short of their ambition. The limitations of Mao Jizeng’s ten-month sojourn in the tense, turbulent Lhasa of 1956, and even his inability to reflect on the issues involved, may not be such an exceptional case.

As another kind of outsider, only able to read Chinese and English but not Tibetan sources, such are the slender clues that I can offer.

So much for “There is singing everywhere in Tibet”. Meretricious (and a Happy New Monlam).


With thanks to Robbie Barnett

 

[1] Since the present or past tense is not necessarily specified in Chinese, one might almost be tempted to read it as “There was singing everywhere in Tibet [until we barged in and broke it all up]”—or perhaps as an optative, like “Britannia rule the waves”?!).

[2] By the way, “singing” is a very broad, um, church. Both singing and dancing on stage are only the tip of the iceberg; they lead us to folk festivities, notably calendrical and life-cycle rituals. Though “revolutionary songs” were an obligatory component of Chinese collecting throughout the PRC (if anyone remembers songs of resistance sung by the Tibetan rebels from 1956, people certainly weren’t going to sing them for Chinese fieldworkers—who anyway wouldn’t want, or dare, to listen), their main interest was the traditional soundscape (cf. Bards of Shaanbei, under “Research and images”). Tibetan and Chinese pop music only came to play a major part in the Tibetan soundscape after the 1980s’ reforms.

Even today in a (Chinese) region like Shaanbei, famed for its folk-songs, it would be misleading to claim that singing is everywhere, harking back to the romantic image of Yellow earth. Sure, folk-songs are still heard quite often there, but often in rowdy restaurants rather than by shepherds on picturesque hillsides (cf. One belt, one road).

[3] For yet more detail, see Melvyn Goldstein’s multi-volume A history of modern Tibet—for this period, vol.3: The storm clouds descend, 1955–1957 and vol.4: In the eye of the storm, 1957–1959. There’s also extensive research unpacking the representation of ethnic minorities in the PRC, from Dru Gladney and Stevan Harrell and onwards.

[4] Naturally, Mao Jizeng rendered Tibetan terms in Chinese characters, just as Western visitors devised systems to render it in their alphabet. Later, as the variants of the Wylie system became standard for international publications, Chinese transcription was acknowledged to be inadequate—though it still works for the Chinese… I’ve tried to give Wylie versions of Mao Jizeng’s Chinese terms.

[5] For Tibetan folk-song, see §9 of Isabelle Henrion-Dourcy’s Western-language bibliography—including this detailed ethnography of a family in Amdo, yet another impressive publication from Kevin Stuart’s team; Sangye Dondhup’s list for sources in Chinese and Tibetan; and the folk-song volumes of the Anthology.

[6] The first such project is usually dated to 1956; even then, the airport didn’t become operational until 1965. Perhaps the 1954 labourers, too exhausted by singing and dancing, and too demoralised at being forbidden to do so, were unable to complete the job?

[7] See Melvyn Goldstein, “Lhasa street songs: political and social satire in traditional Tibet”, Tibet journal 7.1–2 (1982), based on material collected among exile communities. For Sitting Bull’s ingenious speech in Sioux for assembled white dignitaries, cursing them with impunity, see n.1 here.

[8] For nangmatöshe, see the bibliographies cited in n.5 above, as well as the Anthology for TAR. For the work of Geoffrey Samuel, apart from his chapter in Jamyang Norbu (ed.), Zlos-gar (1986), see “Songs of Lhasa”, Ethnomusicology 20.3 (1976)—including an Appendix referring to fifteen 78s recorded in Lhasa between 1943 and 1945 by the British Mission under Sir Basil Gould, which one would love to compare with later versions!

The writings of Zholkhang Sonam Dargye (Zhol-khang bSod-nams Dar-rgyas) feature in Sangye Dondhup’s list of Tibetan sources; he is included among the biographical entries for Tibetan musicians in the New Grove dictionary (handily assembled here; main article on Tibetan music here). For the role of female performers before 1959, see the fine article Isabelle Henrion-Dourcy, “Women in the performing arts: portraits of six contemporary singers”, pp.204–207.

In search of Ajo Namgyel (in Chinese, see e.g. here), I found the fascinating article by Jamyang Norbu “The Lhasa Ripper“, on the “dark underbelly” of pre-occupation Lhasa: crime, prostitution, beggars. For nangma bars since the 1990s, see e.g. Anna Morcom, Unity and discord: music and politics in contemporary Tibet (TIN, 2004), and her “Modernity, power, and the reconstruction of dance in post-1950s Tibet”Journal of the International Association of Tibetan Studies 3 (2007).

[9] A useful introduction to gar before the occupation, and then from exile, is Jamyang Norbu with Tashi Dhondup, “A preliminary study of gar, the court dance and music of Tibet”, in Zlos-gar. See also Mark Trewin, “On the history and origin of ‘gar’: the court ceremonial music of Tibet”, CHIME 8 (1995). As well as the entry for Pa-sangs Don-grub in the New Grove (with a list of his publications), do read Woeser‘s story “Garpon La’s offerings“, Manoa 24.2 (2012). Dates given for the gar-pa Rigdzin Dorje differ: 1915–83 apud Zlos-gar, 1927–84 according to Grove. The mkhar-rnga bcu-pa gong-frame is mentioned in the Zlos-gar chapter and the New Grove section on gar.

Within TAR the fortunes of gar are documented in the Anthology; and Mao Jizeng’s six-CD anthology of Tibetan music in TAR, Xizang yinyue jishi 西藏音樂紀實 (Wind Records, 1994), recorded since the 1980s, features both nangma-töshe (CDs 3 and 5) and gar (CD 5, ##3–4), despite the nugatory liner notes; see Mireille Helffer’s review. In the absence of Mao Jizeng’s monograph, all I can find of his notes on gar is on pp.38–42 of this trite overview of Tibetan music.

[10] For another thoughtful article by Woeser, exploring the shifting sands of prohibited “reactionary songs” and the challenge of keeping track of subtle allusions, see here.

 

* In another age, he might have returned with gifts emblazoned “My mate went to Lhasa and all I got was this lousy T-shirt”.

** Impertinently, this reminds me of both the Monty Python cheeseshop sketch and various instances of musos’ deviant behaviour (notably this, and even Revenge at the Prague opera).

Labrang 2: the violence of liberation

This review follows on from my posts on Tibet in the Cultural Revolution (here and here), and on issues arising from the 2002 UK tour of monks from the Labrang monastery.

Since the 1990s the polarized viewpoints of scholars within the PRC and in exile have been impressively refined. Just to reiterate, diverse topics in Tibetan culture are now receiving attention not only for central Tibet (“Tibetan Autonomous Region”, TAR) but also further afield in Amdo and Kham (for other works on Amdo, see Labrang 1).

Makley cover

By contrast with the timeless, transcendental image of Tibetan culture based on monastic ritual that beguiles some scholars, the complex, changing tensions around Labrang are brilliantly unpacked in

  • Charlene Makley, The violence of liberation: gender and Tibetan Buddhist revival in post-Mao China (2007); reviewed far more knowledgeably by Mona Schrempf and Isabelle Henrion-Dourcy.

Highlighting the role of gender, Makley’s sophisticated ethnography considers history before, during, and since Maoism to survey Buddhism at various levels;  the wider community; Chinese and foreign tourism; and generational attitudes.

The book’s evocative title is borrowed—and extended—from Mona Schrempf, who used it to refer to the distinctive Tibetan tantric subjugation of the earth and its associated enemy agencies. In the Introduction, Makley asks:

How did gendered inequalities structure the revitalization of the famous Tibetan Buddhist monastery of Labrang Tashi Khyil during post-Mao reforms? What were the exigencies of great gendered changes for Tibetans who lived under the nightmare shadow of state terror even as they encountered utopian dreams of pleasurable consumption in a new market economy? And what were the implications of my analytic interest in gender difference as a contingent and translocal social process in a community that was vigorously invested in rebuilding stable and coherent local worlds after the collective trauma of socialist transformation?

By the time that she arrived at Labrang in the mid-1990s, she found that

a decade of state-supervised tourism in the region had actually solidified a certain distance between locals and foreign visitors, in that assumptions each held about the other’s nature and interests had become anchored in stereotypes, often-cited rumours, and certain patterned interactions.

As she notes, the packaging of “ethnic culture” in the PRC under Mao and since has been much studied, and “state officials, local Tibetans, and foreigners all participated in this new commodity voyeurism in the valley”. Whereas Tibetans made up the great majority of the population in the surrounding areas, in the town itself they were outnumbered by Han and Hui residents. Labrang was

a rapidly urbanizing locale where the premises for power, value, and morality were shifting, and many residents thus deeply felt that boundaries among persons, places, and agencies were dangerously blurring.

Makley justifies her focus on gender as a key element in these multiple relationships, elaborating Goffmann’s “participation frameworks”.

Since the monastery was reopened in 1980, lamas and their monk and lay male students had been deeply invested in reframing Buddhism first and foremost as prestigious, rationalized knowledge production.

At Labrang she makes a discovery that can be observed in many cultures:

As I set out to talk with Tibetans of every stripe about local history, and their opinions about gender and ritual practices, I learned that there were no general Tibetan terms in everyday use for “religion” and “ritual” that would cover all the practices constituting the lay-monastic relationship. Tibetans across the community instead referred to a vast repertoire of efficacious practices with particular terms depending on the task to be accomplished, the target of the practice, and whether or not it conferred benefits to future lifetimes. But in the face of state regulation that divided institutionalised and Party-supervised “religion” from dangerously irrational “superstition”, what most structured this complex ritual life in Labrang was locals’ heightened insistence on a gendered social ontology that attributed highest efficacy to the rational knowledge of Tibetan Buddhist scholar-adepts initiated in the monastic system.

The attitude of a lay male Tibetan friend to her studies might also apply to the difference in approach between Western scholars of religion and anthropologists working in many cultures:

To him, my efforts to learn about ritual practices from the perspective of Tibetans at various levels of the community, and especially my interest in talking to laywomen and nuns, threatened to muddle seriously the crucial distinction between folk knowledge and authentic Buddhist knowledge. Despite his own position as a lay teacher under secular state auspices, Dargye was appalled that I was working outside the monastic contexts of initiation and oral instruction on a canon of Buddhist texts under a lama qualified to confer them, especially since Labrang was one of the few places left where one could find such a lama. In his view, any knowledge I produced through social science methods was trivial at best and mistaken at worst, and rendered suspect the quality of my scholarship.

Makley notes, and refines, the scholarly interest in “borderlands” (cf. Bloodlands, and Between East and West).

Chapter 1, “Fatherlands: mapping masculinities”, opens with the striking figure of Gompo, illustrating how new masculinities cut across regions and between lay and monastic contexts. Among many young nomad men in the town who “browsed the shops looking for necessities to take back up to the grasslands, attended public events at the monastery, or haggled prices with Hui merchants over sheep or wool they were selling”, seeking a good time by night in the bars and dance halls, Gompo modelled his image on that of fashionable Tibetan pop singers. While mentored by an old monk in the monastery, with his cosmopolitan ambitions he had spent over two years as a dancer in the “Folk Cultural Village” in distant Shenzhen—an uncomfortable experience for him.

As Makley observes, for both Tibetans and Chinese there were good reasons to reify a past that had been sealed off by the violence and destruction of the Maoist era. Exploring the competing masculine authorities of trulku reincarnate lamas and the post-reform Chinese state, she notes that historically

the most successful Tibetan trulkus were those who learned to mediate competing interests while carving out privileges and relative autonomy for their monasteries and estates.

She stresses the false dichotomy between “ritual” and “rational” contexts. Rather than a simple return to “tradition”, for Tibetan men the revival since the 1980s was “an often painful process of negotiating the essential hybridity of their positions as subordinated ethnic Others on the national margins”. As during the Maoist era, albeit now with less flagrant violence, the domestication of Tibetan men was a major aspect of the Chinese state’s “civilising project”.

Makley highlights the overarching “mandalisation” of Labrang society, viewing the grand New Year’s public rituals as the high point of exchanges between the high lamas and the wider community.

cham 1949She unpacks the multiple meanings of the cham dance ritual, “the culminating component of the greater mandalising event that was the annual Great Prayer Festival at the lunar New Year”. Following the destabilizing of the frontier zone in the wake of the decline of the Qing rule and the splintering of rule in China, in 1949 the monastery held the last cham before the Chinese occupation.

The tantric participation frameworks of such events were always amenable to misrecognition or appropriation by participants and competing agents for their own ends. […]

In effect, the Great Prayer Festival was a culminating “tournament of value” in which the circulation of the highest Buddhist values (trulku blessings, merit) provided frameworks and networks for the circulation of other values—everyone was invested, but not necessarily along preferred lines.

The conflict between sacred and secular gain was not a new feature of the reform era:

As early as 1865, the concerned ministers of the seven-year-old fourth Jamyang Shepa felt compelled to issue an edict […] warning all the monk officials and trulkus competing with one another in lucrative loan and long-distance-trade businesses not to be greedy, exploit others, or embezzle communal funds for personal profit.

After the Maoist decades, Labrang was the only Tibetan Buddhist monastery in the prefecture with any buildings left standing. The Great Prayer Festival there was revived in 1979. Around four hundred monks were soon allowed to return, their ranks rising to over a thousand by the mid-1990s, most of them under the age of 35. By 1985, eighty-nine monasteries had re-opened throughout the prefecture, with over five thousand monks, far exceeding state quotas.

In Chapter 2, “Father state”, Makley goes on to observe the cham ritual in 1996—by which time it had long become not just a focus for faithful locals but also a glossy attraction for Chinese tourists and state officials.

Always alert to gender issues, in her conversations with locals she considers the “heavy and often hidden” burden of the past, as forgetting became a pervasive policy of the Chinese state—not just for Tibet (see e.g. here and here). As a corrective to Chinese state propaganda, she notes that Westerners have commonly assumed the role of collecting testimonies from Tibetans about Chinese state repression; yet Tibetans themselves don’t necessarily share faith in such moralising historiography.

Under Maoism, as the ratio of Tibetans to Han and Hui settlers, and of adult Tibetan men to women, declined, among the life stories that Makley elicits are accounts of the training of female Tibetan cadres. People (notably cadres) came under pressure to replace Tibetan clothing with modern uniforms, and to wear their hair short, sacrificing their traditional headdresses. Women’s liberation under Maoism mainly involved the state exploitation of their labour. Village temples were recalled as centres for state terror during the 1950s, and resistance to the Chinese state then as virtuous. As in China, the famine resulting from collectivisation was another major aspect of their sufferings at the time.

But Makley’s discussions at Labrang also bear on the conflicts of class politics within Tibetan society as much as between Tibetans and Chinese.

I came to realise that the unspeakable among Tibetans was not just the result of state repression; it was also a marker of locals’ grapplings with the nature of their own and other Tibetans’ agency (and responsibility for) the unprecedented shape and scope of violence beginning in 1958.

We can observe a similar conflict in the memories of ordinary people in Han Chinese regions—and in many trouble zones of the world where the simple categories of oppressors and oppressed were blurred.

Makley highlights the role of the local People’s Militias,

an alternative participation framework for local young men especially, who sought social mobility to bypass their male elders.

Indeed, they played a major role in suppressing the rebellion. Moreover, as Woeser also notes, “those who had served the state well then continued to live well in the present”. One village woman, married to a man who had joined the Party in 1953 and helped suppress the 1958 rebellion, wavered between vilifying the “bad” Tibetan cadres under Maoism for their conscious actions and asserting that they weren’t really responsible. As with activists in Han China, stories about the karmic retribution of their early deaths circulated widely.

Alternative historiography among Tibetans was an ongoing and deeply gendered interpretative battle—with themselves as well as with the state.

Chapter 3, “Mother home: circumambulation, femininities, and the ambiguous mobility of women”, opens with the fanatical popular reception for the 10th Panchen Lama upon his return to Labrang in 1980.

Discussing the dilemmas posed by modernity and mobility since the reform era, Makley explores the gendered spatial politics of shifting divisions of ritual labour, and different “participation frameworks”. Here she joins the faithful (mostly women) who seek merit by circumambulating the perimeter of the monastery grounds—the “most broadly quotidian and public” ritual work at Labrang. It has apparently remained true that such important ritual activities often went unnoticed by foreign travellers (as Robert Ekvall noted in 1964); and indeed by scholars of religion, who tend to focus on discursive, logocentric expressions (cf. Adam Yuet Chau‘s comments).

The most determined of practitioners, the ones who walked so rapidly that they passed everyone else many times, were those who had ritual obligations or jawa given them by a lama, most often a trulku with a particularly close relationship to their households, whom they had approached for help with a particular problem, usually physical ailments, but also household difficulties.

The new state policies of development and consumption were seen to reflect the interests of the state. Highways in the region were primarily built to facilitate the continuing exploitation and control of the frontier, not to expedite local travel; by the early 1990s, 80% of villages were not accessible by car, and half the townships did not have paved roads. Moreover,

Dengist modernisation policies has disastrous effects on state-sponsored secular education in rural Tibetan regions, because the return to a “quality” approach to education (versus a “quantity” approach that emphasised providing basic education to the masses) channeled basic resources away from rural and primary levels toward urban and higher-education schools.

Thus

the concentration of resources on Labrang monastery supported what many locals came to see as the only good, prestigious, useful education in the region for those sons who could be spared.

But just as crucial was what Makley calls the “contesting entrepreneurships” of Tibetan masculinity.

The dream here would seem to be, in the absence of state support for secular education, to harness the taming power of Tibetan monasteries in order to recruit and sedentarise young Tibetan monks as a loyal (patrifilial) and aspiring labour force for national capitalist advance.

Yet now, by contrast with the Maoist era, young Tibetan men

could experience their communal private consumption and daily movements as appropriately (heroically) “Tibetan”, in that they allowed for a powerful sense of resistance to or transcendence of state discipline.

Meanwhile “images of Tibetan feminine cyclicity pervaded the writings, art, videos, and music of foreigners, Han, and Tibetan alike”, stressing their role as mothers and nurturers. And as in China and other societies, Tibetans still subscribed to a timeless notion distinguishing women occupying domestic spaces “inside” the household from men “outside” it, with their prestigious ritual and political affairs.

Since the 1980s, there were two competing centres at opposite ends of the valley—at one end, the rapidly revitalizing monastery, which had the highest concentration of lama-scholars in the Amdo region and was attracting hundreds of young monastics and lay worshippers from afar, and at the other, the headquarters of the Party and government of Xiahe county, whose buildings by the 1990s were rivalled in size only by the large new tourist hotels that had been erected between them and the monastery.

Makley notes the tensions in the juxtaposition of celibate monasticism and the lay communities on which it depends, with life in the town increasingly “chaotic”.

In a trend that further intensified the processes of increasing population densities, sedentarisation, and ethnic heterogeneity in the frontier zone since the founding of the monastery, Labrang by the 1990s had become a vital node in a regional movement to urbanity, a gathering place for young aspiring Tibetan men and women. Such rapid demographic shifts associated with state violence in locals’ living memory contributed to the strong sense many Lhade residents had that their valley was under siege by unprecedented numbers of non-Tibetan outsiders. […]

Like young men, young Tibetan women were increasingly drawn to the expanded horizons promised by Deng’s call to modernizing progress and agentive consumption, yet their aspirations could confront them with particularly painful dilemmas.

These themes are pursued in Chapter 4, “Consuming women: consumption, sexual politics, and the dangers of mixing”. Labrang now offered “unique opportunities for secular and monastic education, wage work, and contacts with cosmopolitan Others”, becoming “a gathering place not only for young monks and nuns but also for unmarried and ambitious young Tibetan laywomen and laymen” from surrounding rural areas and even other provinces. As in other urban centres,

a new form of commodified sexuality worked to sell not only bodies and products but also the sparkling future visions of a capitalist modernity.

Again, Makley’s discussion subsumes the periods before the Chinese occupation and under Maoism. She qualifies some common misconceptions. Monks had commonly engaged in commercial activities long before the reform era. Makley refines the contrasting images of “the transcendent power of celibate lamas in the monastery and relatively open sexuality in town”. She notes the enduring Tibetan taste for discretion, and the role of sexuality in tantrism; she cites Goldstein’s observation that the very ethic of “mass monasticism” meant that only a small minority of monks approximated the monkly ideal.

Most ordinary monks differed little from nuns except in the relative prestige attached to the various occupations they undertook to bring in income—most stopped at the novice level of vows and achieved only basic literacy.

Referring to the revival of the early 1980s, she notes one distinction:

All the monks I spoke to who entered monkhood at that time did so either on their parents’ initiative or with their enthusiastic support, and all of them were younger brothers with many (between four and nine) siblings. In contrast to nuns I interviewed, many fewer monks fled home to enter monastic life. Twelve out of eighteen nuns I spoke to who were ordained after the reforms fled home to enter the monastic life, while only two out of eighteen monks I interviewed who were ordained after the reforms had done so.

And

Most monks did not remain sequestered in monasteries; instead, they moved frequently between natal homes and monasteries (especially those who joined monastic communities close to home), growing up playing with lay boys, and in adulthood travelling often between monasteries on pilgrimage, monastic business, or trading missions.

Makley adduces the courtship themes of layi folk-songs, performed in ritualised contexts—and now also in bars and dance halls as prelude to commercial sexual encounters.

Again, while Tibetans seemed to subscribe to media and state laments about the apparent “chaotic” breakdown of sexual morality, they too were agents, negotiating modernities on their own terms—albeit enduringly androcentric.

The presence in the valley of foreign and urban Han women tourists, as well as of rural Tibetan laywomen and nuns, exhibited an unprecedented translocal mobility of female bodies. This had dangerously sexualised and desacralized public spaces in and outside the monastery. It had thus become paramount for local women to distinguish themselves from the unrestrained sexuality associated with tourist women, nuns, and prostitutes—even though many young laywomen in town who sought to distance themselves from commercial sex their own aspirations for independent social mobility and their desire to postpone the disproportionate burdens of marriage were precisely the motivations that were increasingly leading young women of every stripe to accept money for sex, not only in Labrang, but across the country.

Tibetan men vigorously pursued possible “modern” futures and lifestyles held out for them in the globalizing media. And

communal masculine consumption—of alcohol, food, travel funds, and cigarettes—was considered to be an essential means for building and reproducing the vital masculine networks across generations and regions that in post-Mao China provided any opportunities for social mobility or participation in commercial entrepreneurship.

In an aspect of such consumption, young men and monks frequented video halls by night—lured by the newly available soft-porn images (at first mainly of Western women, later of Chinese and other Asian models) displayed as pin-ups, on playing cards, and even on the covers of scholarly journals. Young women, including nuns, who ventured out at night risked harassment and violence.

In “the new eroticism of the frontier”, “state and local gazes converged on Tibetan women’s bodies as commodified objects both of sexual desire and efforts to contain it”.

In Chapter 5, “Monks are men too: domesticating monastic subjects”, Makley delves further into the new tensions in the claim of Gelug monkhood to transcend the polluting attachments of one’s sexual-karmic inheritance, and “the performative claim of the monastic community to have tamed lay masculinity in the service of Buddhism”.

The inherent gap between between the monk ideal and actual monk behaviour that fall far short of it was not necessarily experienced as “paradoxical” or “contradictory” for Tibetans. […]

Monkhood did not necessarily represent a “sharp division” of the male population either before or after Communist intervention.tangkha 1949

Attending the spectacular Great Prayer Festival in 1996 (for recent images, uncomplicated by reflection, see e.g. here)—just as news of the dispute over the recognition of the new Panchen Lama was circulating—Makley elicits the conflicting messages of the event for a wide range of participants, with tourists and state cadres alongside monks and lay pilgrims. The unfurling of the massive thangka became “the ritual frame for a culmination of interethnic and state-local hostilities played out in legitimized masculine violence”.

She tells the story of a committed young graduate student from rural Qinghai who had grown up hearing stories of the brave resistance to PLA military campaigns and Cultural Revolution struggle sessions. He was now struggling to find a career in which he could benefit ordinary Tibetan people.

“Heroic masculinities” are enshrined in the Gesar epic—the object of much attention from the heritage industry that hardly broaches its social life. [2] In Amdo the focus on such ritual exchanges was also evident in popular VCDs featuring mountain deities, threatening “to configure masculine loyalties and inspirations outside the disciplinary purviews of both monastery and state”. Chinese and Tibetan cadres were still frustrated by the enduring power of trulkus to mediate in feuds between tribesmen.

Amidst considerable historical latitude in monkly behaviour, even “hypermasculine” warrior monks known as dapdop could flourish, serving as a kind of monastic police force.

But despite the return to mass monasticism, Tibetans had to adapt to the emasculating power of the state. Official regulations persisted in distinguishing dutiful, “patriotic” religious activities from “superstition”:

[The monastery] must absolutely forbid such people as mediums and diviners from carrying out such activities inside Buddhist monasteries as calling deities or demons, curing illness by taming demons, or reading signs or letters, or divining in any way.

As in Han Chinese regions, prohibitions like this may alert us to the continuing activities of such folk ritual specialists.

Apart from the entrepreneurial activities of the monastery, lay offerings—in the form of money, goods, livestock, and donated labour—also constituted a vast income. Such unregulated movements of capital, and the enduring charisma of leading trulkus, represented a danger to the state.

Yet older Tibetans were disturbed to find the younger generation of men, with their new mobility, becoming lazy, selfish, and undisciplined; loitering around town, with a propensity for violence.

As Makley recognises, monks and nuns commonly claimed to be motivated by the exalted study of Buddhism. But they too were part of an increasingly venal society. And since those monks who were more devoted to their studies tended not to perform ritual services for wages, locals often requested such services from the ranks of those not within assemblies. But to wear a monk’s robes no longer conferred automatic respect.

* * *

So we can ignore neither the vast revival since the 1980s nor the ongoing tensions. As a particularly visible, accessible site, Labrang is not “typical”. But all these stories reveal not a simple conflict between pious lamas and a cruel state, but conflicts, and agency, at all levels of a diverse society amidst constant change. Indeed, as I noted in my first post on Labrang, unrest has intensified since 2008. [1]

We may now bear in mind Makley’s perspectives to assess online representations, such as this clip of the cham ritual dance in 2015:

 

[1] Here I mainly cite descriptive passages, homing in on the ethnographic detail rather than the densely-argued theoretical sections. The latter are anyway hard to encapsulate, but it’s also my personal choice. It’s always a challenge to balance narrative and theory (cf. my review of Emily Ng’s book on spirit mediums in Henan). I don’t always find this an issue: for instance, Jing Jun manages to incorporate theoretical discussion readably (see also A forfeit for theorists). So here I’m not so much criticising Makley’s style as querying the wider anthropological discipline to which she belongs—in which jargon, compounded by lengthy in-text references, may seem to exert a new kind of, um, hegemony, substituting another alien vocabulary for that of the CCP. All this can make the text rather heavy going to negotiate, particularly early on. This concerns me since it’s such an astute analysis of a great topic, deserving a wider readership.

[2] For Western-language sources on Gesar, see §6 of Isabelle Henrion-Dourcy’s bibliography, and more recently the work of Timothy Thurston, such as this. Within the PRC, Gesar studies have long been popular, expanding into a major field since the 1980s; yet as Sangye Dhondup suggests in his review of Tibetan and Chinese sources, the important dimension of ritual performance in society has still received little attention.

Some recent headlines

Sisters

Irony is far from dead (and hasn’t even been resting)—as two striking recent headlines from the Guardian confirm:

Boris Johnson to warn public to “act responsibly”

Few will welcome this any more than his parenting advice (here, along with “common sense”, another stick with which to beat the plebs). Meanwhile Priti Patel still won’t move on from the fatuous, damaging clichés of “the brightest and best” and “taking back control“.

Further afield,

Critics say Russian vote that could allow Putin to rule until 2036 was rigged

Well who’d have thought it? See also “Vote for us and you’ll never have to vote again“.

And for China, a tag from Sixth Tone (actually an interesting article):

At best, Sisters reminds viewers that just because a woman’s turned 30
doesn’t mean her life is over.

 There’s an embarras de richesse in the headlines tag; see also under China Daily.

Ancient Chinese humour—with a moral

rabbit

In The joys of indexing I essayed a rough classification of the many Chinese jokes on this blog; with this one I can now add the subhead “ancient”.

The man of Song (a kingdom during the Warring States era, equivalent to modern Henan) is a niche early butt of many stories, recalling similar jokes around the world targetting out-groups such as the Irish.

A story from chapter 49 of the Hanfeizi tells how a man of Song, tilling his fields, sees a rabbit hurtle into a tree-stump and break its neck; whereupon he gives up farming and waits for more rabbits to suffer a similar fate. LOL 😀

With this early experiment in the “Man walks into a bar” trope, it’s no wonder that Hanfeizi was in such demand as a standup on the Warring States Comedy Club circuit. Of course, audience response varied by kingdom, as Ken Dodd later found:

You can tell a joke in Liverpool and they won’t laugh in London… they can’t hear it.

But wait, there’s more! Hanfeizi’s story has a moral, à la Stewart Lee: it’s a metaphor for “those who attempt to rule people of the current era with the governance of previous kings”:

宋人有耕者。田中有株,兔走觸株,折頸而死。因釋其耒而守株,冀复得兔。兔不可复得,而身为宋國笑。今欲以先王之政,治當世之民,皆守株之類也。

Jacob Rees-Mogg (“Minister for the 18th century”) take note.

The story gave rise to the popular proverb

shouzhu daitu 守株待兔
guarding the stump, waiting for rabbits

Chinese kids’ cartoons are so cute (cf. No silver here, a rather similar theme):

See also A feminist Chinese proverb. For more from Hanfeizi, click here.

 

Native American cultures 3: the Ghost Dance

Ghost dance image

To follow Bruno Nettl’s overview of Native American musical cultures, and studies of Navajo ceremonies, here I explore the Ghost Dance religious movement of 1890 among the tribes of the western USA; and again I consider Chinese parallels.

Alongside the wealth of academic research, I remind myself of the background by re-reading the accessible

  • Dee Brown, Bury my heart at Wounded Knee: an Indian history of the American West (1970).

map

The book was original for being based on the stories of tribal leaders, showing the agonising choices confronting them as their peoples were decimated. While citing their own accounts, often documented at treaty councils, Brown assesses the conditions in which they were recorded. [1]

If an eloquent Indian had a poor interpreter, his words might be transformed to flat prose, but a good interpreter could make a poor speaker sound poetic.

treaty

Even military leaders were often impressed by their demeanour, harking back to Columbus’s appraisal of the Tainos of San Salvador:

Their manners are decorous and praiseworthy.

Brown catalogues the betrayals and atrocities of the white invaders, as tribal land was progressively usurped amidst ethnic cleansing, massacres, disease, and famine. The settlers were bolstered by the overwhelming force of troops, and flimsy “treaties”. Long before the disasters of the 1960s, the destruction of the natural environment, along with its indigenous custodians, was routine.

Already the once sweet-watered streams, most of which bore Indian names, were clouded with silt and the wastes of man; the very earth was being ravaged and squandered. To the Indians it seemed that these Europeans hated everything in nature—the living forests and their birds and beasts, the grassy glades, the water, the soil, and the air itself.

chronicle

The chapters—each prefaced by bulletins for the relevant years recalling the wider picture of the March of Progress—detail major flashpoints, such as the 1864 “Long Walk” of the Navajo; the Santee Sioux in Minnesota (cf. the Ojibwa), and Little Crow; the Cheyenne and Arapaho, and the Sand Creek massacre; Red Cloud, and the Fetterman massacre; the careers of Sitting Bull and General Custer, and the background to the notorious epithet “The only good Indian is a dead Indian”; the rise and fall of Donehogewa, Commissioner of Indian Affairs; Cochise and the Apache wars; the forced relocations of the Nez Piercés, Cheyenne, Poncas, and Utes; and Geronimo, the last Apache chief, who, demonised by the press for his raids, lived until 1909 in submission after his surrender.

The final two chapters cover the 1890 Ghost Dance and the Wounded Knee massacre. By this time major resistance had largely been crushed, for the descendants of those who survived to be subjected to other insidious forms of suppression.

The Ghost Dance
All the time that the tribes were under attack, the need to perform their own ceremonies to ward off danger was all the more urgent, attracting little outside attention.

But the Ghost Dance movement of 1890 was a Messianic Christian cult inspired by Wovoka (renamed Jack Wilson), “the Paiute Messiah” in Nevada, who preached a message of universal love. It was based on the circle dance and singing, with the goal of entering into trance.

Indians

The cult soon spread widely through the American West.

While many European Americans were alarmed by the Ghost Dance and saw it as a militant and warlike movement, it was quite the opposite—an emergence of a peaceful resistance movement based on Indian beliefs. It was also a movement of desperation .

Not all tribespeople were convinced by the Ghost Dance. Indeed, Sitting Bull (a recurring figure in Brown’s story) was sceptical—but he was considered a dangerous figurehead, and he was killed in a struggle as troops tried to arrest him. Brown suggests that it was the sustaining force of the Ghost Dance that discouraged his followers from retaliating.

Nor did it become popular among the Navajo: their leaders described it as “worthless words” in 1890, though a brief 1944 article gives a more nuanced interpretation. [2] The movement was thoroughly studied in the early 1890s by the anthropologist James Mooney in

  • The Ghost-Dance religion and Wounded Knee (1896, 452 pp.!),

based on fieldwork over twenty-two months among some twenty tribes, as well as extensive archive material.

Mooney intro 1Mooney intro 2
Here’s the documentary Like grass before the sickle:

The songs
In 1894 Mooney made recordings of the Ghost Dance songs of several tribes; click here for a fine introduction, with audio here. Though he sung them himself (!), solo, however flawed his renditions may have been (and I wonder what Native Americans made of them then, or now: cf. cautionary tales by Barre Toelken, n.5 here), one has to admire his attempt—even a century later so few ethnographers considered participant observation. Note also

  • Natalie Curtis, The Indians’ book (1907).

The songs were later analysed by

  • George Herzog, “Plains Ghost Dance and Great Basin music” (1935), augmented by
  • Judith Vander, “The creative power and style of Ghost Dance songs”, in Tara Browner (ed.), Music of the First Nations: tradition and innovation in Native North America (2009).

Herzog found consistency in style, even among tribes whose songs were otherwise quite different.

The aftermath
After the Wounded Knee massacre the dance went underground. It is said to be still practised by the southeastern Caddo people. Most Native American have “martial” ceremonies (though the Ghost Dance wasn’t among them); but they have been subsumed into more general healing rituals, such as the Enemy Way of the Navajo. See also here.

The Ghost Dance movement was a helpless response to a particularly severe crisis at a point when the worst damage had already been done.

By then the Native Americans were already becoming branded as exotic “savages” for the smug entertainment of the colonisers, soon moving from travelling Wild West shows (Sitting Bull did a stint with Buffalo Bill’s Wild West Show in 1885) to film and TV.

As to intertribal ceremonies, the later Powwow dance was of a more secular nature.

* * *

We might see the Ghost Dance as the ultimate failed ritual (cf. Clifford Geertz’s famous instances from Indonesia, and for China, A flawed funeral), powerless to halt the genocide.

Ghost Dance cover

For more ghost shirts, see here.

The Ghost Dance movement has similarities and differences with the Boxer uprising of 1900 in north China (see e.g. Ritual groups of Langfang, Catholics of Gaoluo). Both were millenarian, seeking magical aid; and both rashly claimed invulnerability to swords and bullets. However, by contrast with the peaceful Ghost Dancers, the Boxer movement was one of armed resistance, at first to foreign incursions and then to the Qing state. As Joseph Esherick commented in The origins of the Boxer uprising (19):

The Ghost Dance is interesting to us because it entailed both trances and invulnerability rituals, and it clearly expressed a longing among the North American Indians for a world once again free of the much-hated white man. There is, accordingly, much of the movement that is quite reminiscent of the Boxer Uprising itself.  It can serve to remind us that the peasants of north China were not the only ones who wished for a world free of Caucasian intrusion, and hoped that their invulnerability rituals would help bring that world about.

Indeed, such movements evoke the Taiping rebellion of 1850–64 and later Chinese millenarian unrest—and even, on a far smaller scale, the Nyemo uprising in Tibet during the Cultural Revolution. For astute parallels over a broader area, see Jeffrey Wasserstrom’s 2014 LARB article.

Buffalo Bill Boxers

In his 1901 Wild West Show, Buffalo Bill even celebrated the routing of the Boxers as yet another triumph of civilisation over savagery, in the tableau “The rescue at Pekin”, as discussed in the fascinating article

  • John R. Haddad, The Wild West turns East: audience, ritual, and regeneration in Buffalo Bill’s Boxer uprising”, American studies 49.3/4 (2008).

The Sioux Indians already appearing in the show now doubled as Boxers, donning blue cotton uniforms and long braids—as one reporter observed, they were “used to dying” on stage.

The Boxers were becoming the new Indians—a bold yet unfortunate group that dared to use violence to resist the inexorable march of civilisation. […] Substantial evidence suggests that Americans understood the Boxers by ascribing to them the stereotypical traits once reserved for defiant Indians: cruelty, savagery, and blodd-thirstiness.

Jingoistic American audiences received the show with wild, bellicose acclaim.

* * *

The history of the Americas has been described as “framed by the dual tragedies of genocide and slavery”. The whole painful process of the Native Americans’ subjugation still endures in their ancestral memory; Brown comments,

If the readers of this book should ever chance to see the poverty, the hopelessness, and the squalor of a modern Indian reservation, they may find it possible to truly understand the reason why [cf. Grassy Narrows].

And it makes a disturbing background to the modern “values” of the conquerors, based on the great myths of the American West—as Brown comments,

an almost reverential attitude toward the ideal of personal freedom for those who already had it.

Indeed, for those bent on denying it to others.

To outsiders—and one might say, to rational people—much of this will remain mystifying, such as gun culture (unpacked by Gary Younge): recently, the surge in gun purchases during Coronavirus, and the armed occupation of the Michigan statehouse in protest against lockdown. And now, as Native Americans are among minorities suffering particularly from the virus, the Baby-in-Chief has used the sacred lands of the Sioux to divide people further.

 

[1] Here’s an instance of a common meme (cf. the scene in Bananas; there’s a closer analogy in another visit of Prince Sihanouk to China, which I’ll refrain from telling here). In 1883 Sitting Bull was chosen to deliver a speech to celebrate the opening of the transcontinental railroad, working with a young army officer who would translate it for the assembled white dignitaries:

He arose and began delivering his speech in Sioux. The young officer listened in dismay. Sitting Bull had changed the flowery text of welcome. “I hate all the white people,” he was saying. “You are thieves and liars. You have taken away our land and made us outcasts.” Knowing that only the Army officer could understand what he was saying, Sitting Bull paused occasionally for applause; he bowed, smiled, and then uttered a few more insults. At last he sat down, and the bewildered interpreter took his place. The officer had only a short translation written out, a few friendly phrases, but by adding several well-worn Indian metaphors, he brought the audience to its feet with a standing ovation for Sitting Bull. The Hunkpapa chief was so popular that the railroad officials took him to St Paul for another ceremony.

[2] W.W. Hill, “The Navaho Indians and the Ghost Dance of 1890”, American anthropologist 46.4.

[3] See also the brief introduction in Worlds of music (6th edition), Chapter 2.

Forbidden memory: Tibet during the Cultural Revolution

Woeser cover

This is an extraordinary book:

  • Tsering Woeser, Forbidden memory: Tibet during the Cultural Revolution (2020).

It’s a thoughtfully-revised version of the Chinese edition, first published in Taiwan in 2006 (Weise 唯色, Shajie 杀劫). The English text results from the effective team work of Woeser, editor Robert Barnett, and translator Susan T. Chen.

Forbidden memory contains some three hundred images, mostly photos taken by Woeser’s father Tsering Dorje at the height of the Cultural Revolution from 1966­–68, complemented by her own illuminating comments and detailed essays. While the focus is on the first two years of extreme violence, the book is not merely the record of a brief aberration: it contains rich detail both on the previous period and the situation since the end of the Cultural Revolution, as Woeser pursues the story right through to the 21st century. Using her father’s old camera, she went on take photos of the same locations in Lhasa in 2012. Some of the material also appears on the High Peaks Pure Earth website (links here and here).

Tsering Dorje (1937–91) was born in Kham to a Chinese father and a Tibetan mother. In 1950, aged 13, he was recruited to the PLA on their push towards Lhasa. By the outbreak of the Cultural Revolution he was a mid-ranking PLA officer, working in a military propaganda unit as a photographer. [1] In 1970 he was purged, transferred to a post in the People’s Armed Forces Department in Tawu county in his native Kham, 600 miles east of Lhasa. He returned to Lhasa in 1990, serving as a deputy commander of the Lhasa Military Subdistrict under the Tibet Military District, but died there the following year, still only in his mid-fifties.

His daughter Woeser was born in Lhasa in 1966; while her first language as a child was Tibetan, she received a Chinese education, and writes in Chinese. Having graduated from university in Chengdu, she worked as a reporter and editor while writing poetry. Through the 1990s she became increasingly sensitive to the plight of the Tibetan people, and though working under severe limitations, she has managed to keep publishing. [2] As the book’s Introduction comments, while she is openly critical of China’s policies in Tibet,

many of the issues that she raises, at least in this book, are criticisms of China’s cultural policies in Tibet rather than its claim to sovereignty.

Most of the book’s images come from Lhasa—which, of course, doesn’t represent the wider fate of Tibetans in the “Tibetan Autonomous Region” (TAR), Amdo, and Kham (covering large areas of the Chinese provinces of Gansu and Qinghai, Sichuan and Yunnan respectively), all deeply scarred by the Chinese takeover.

Introduction
After a Foreword by Wang Lixiong, Robert Barnett, most lucid and forensic of scholars on modern Tibet, provides a substantial introduction.

The “grotesque forms of humiliation and violence” presented in the book are a forbidden memory indeed. Explaining the importance of the images in the book, Barnett notes that most of the information previously available was based on the accounts of “new arrivals” into exile since the 1980s, some of whom published accounts of their experiences during the Cultural Revolution—

Yet most of these writers had been in prison throughout the Cultural Revolution years and so had seen little of what took place on streets or in homes beyond the prison walls, events which in certain ways were worse outside the prison than in. And no one outside Tibet had seen photographs of revolutionary violence and destruction there.

For China as for Tibet, several scholars note that it’s misleading to take the Cultural Revolution as a shorthand for the whole troubled three decades of Maoism—as if those years of extreme violence were a momentary aberration in an otherwise tranquil period. Barnett gives a useful historical summary of China’s involvement with Tibet—before the 1950 invasion, succinctly exposing the flaws in the Chinese claim for sovereignty since ancient times; the relatively benign early 1950s, and the escalating destruction from the late 50s, culminating in the 1959 escape of the Dalai Lama; widespread hardship, and the 1966 Cultural Revolution; the liberal reforms since the early 1980s, and recurrent outbreaks of unrest since. [3]

Tsering Dorje’s photos

stand as artworks in their own right and as exceptional sources or provocateurs of knowledge. That is, they tell us not only information about the images they contain, but, like any work of art, point to moral and philosophical questions that go to the heart of the Chinese socialist attempt to construct or reconstruct Tibetan history and modernity. Woeser points to many of these issues in her comments—Which of these pictures were posed for the photographer? What were the participants really thinking but could not show? And, necessarily of special urgency for her, what did her father really feel about the often brutal and unprecedented events he was capturing with his camera?

So why did Woeser’s father take these photos? She wonders if it was to resist forgetting. It was clearly not to expose abuses; nor merely because he was a keen photographer. Barnett is always attuned to visual images and their messages (and we should all learn from his former courses at Columbia, here and here; see also §§11 and 12 of Isabelle Henrion-Dourcy’s fine bibliography on the performing arts in Tibet). He points to two images (figs.9 and 21) where we see individuals who appear disengaged from the central action.

The aesthetic precision of these photographs itself provokes the question as to what is outside the borders of the image. For example, where are the Chinese? […] Were they just outside the frame, did they inform and shape those actions in some way from afar, had Tibetan activists by that time learnt to initiate and run these actions without them, or had Tibetan culture changed so as to incorporate and naturalize such actions? […]

All of Tsering Dorje’s photographs have this bivocal quality, telling two stories at the same time, and leaving Woeser unable to resolve her fundamental question about how her father viewed the events that he turned into lyrical images of socialist achievement. [4]

Barnett makes another important point:

She is clearly an engaged and committed writer, but, read carefully, she appears to be arguing almost the opposite of the conventional advocate for Tibet or the typical opponent of the socialist project. Clearly, she is appalled at what was done in the name of that creed, both to the individuals involved and to the nation and the culture that were its targets. But she is unusually careful to avoid saying that Tibetans had no responsibility for the atrocities that occurred. She does not remove the moral burden from their new rulers or avoid the unstated but obvious implication that Chinese rule involved unusually oppressive domination. But neither does she lift the moral burden from Tibetan participants or depict them, as is done in much of the writing on this topic by foreigners and exiles, as victims only: they are participants in the events that she describes, involved in very complex situations, which might or might not be in some way of their own making. Indeed, at least twice she makes the point that in certain issues during this period (such as adherence to one or other faction) ethnicity was not a factor. This already distances her from more simplistic polemics on this topic.

But she goes further than that: she also declines to say that Tibetans shown as happy in these photographs were always faking that emotion. She has no reluctance in stating that in many cases, particularly at the outset of the Chinese arrival in Tibet, ordinary Tibetans welcomed reforms and social changes at that time. As far as one can tell, she is not criticizing socialism as such, or even land reform and radical social redistribution. Her criticism is of the barbarities—cultural, historic, and cognitive as well as physical—that occurred as the socialist project in Tibet progressed. She presents a strongly critical perspective toward China’s record in Tibet and its social experimentation there, but much of her effort is not so much the chronicling of abuse as an attempt to understand what led people to become involved in their perpetration. “Why,” Woeser asks of the unknown woman hacking golden finials on the roof of the Jokhang temple, “did she seemingly believe that turning the past to ruins would give birth to a bright new world?”. The question remains unanswered, but, like so many of these photographs and their captions, it challenges us to try to understand the ideological constructions of the time that made such actions seem natural and even necessary to so many participants, both the rulers and the ruled.

These distinctions, undeclared though they are, are important ones, because we can imagine that they could have offered some common ground between her and her father, the search for which is clearly the underlying project of Forbidden Memory. In that sense, Woeser’s work is not just about exploring through the criticism of excess the possibilities for reconciliation between herself and her father, but also about searching for a shared space between herself, a person brought up as Chinese, and China, a nation that has chosen to forget much of what was excessive and abusive in its past and its treatment of Tibetans. As such, Woeser’s appeal to remember a painful history can also be seen as an unstated suggestion that the acknowledgement of previous abuse and suffering could offer a route toward potential reconciliation between the Tibetan people and the state of which they are now a part. Her father’s photographs cannot in themselves change political history or reshape the future, but, her work seems to suggest, they can open up a discussion and perhaps even a healing of the underlying wounds and pain that have marked Tibet’s calamitous encounter with China since the 1950s.

The galleries
The images are presented in eleven galleries under five headings. In describing the scenes, Woeser’s own illuminating comments amount to a detailed chronicle of the whole period. Far from an impersonal panorama of suffering, she attempts to identify the people shown in the photos, both victims and their tormentors, often seeking them out many years later. And she refers to the succession of incidents since the reform era.

The first group of galleries is headed “Smash the old Tibet! The Cultural Revolution arrives”. The first photos are from 1964, five years after the Dalai Lama fled Tibet. In these images

traditional ways of life are still evident—we see monks, former aristocrats, and religious ceremonies that appear to be functioning normally. Their focus, however, is on the excitement of socialist construction.

  • Gallery 1, “On the eve of the storm”
fig.6

Fig.6: A debating session during the Monlam Chenmo festival, 1964.

  • Gallery 2, “The sacking of the Jokhang”. Wondering “Who is to be blamed?”, Woeser later interviewed several participants and eyewitnesses, going on to pursue the later history of the Jokhang..

According to one source, over 2,700 monasteries were active in TAR [NB] before 1959, 550 by 1966; by 1976 only eight were still standing.

fig.35

Fig.35: The Great Courtyard in the Jokhang immediately after the “revolutionary action” of August 24, 1966.

Woeser’s text:

The courtyard had traditionally been used for monks attending the annual Monlam Chenmo. Those from Drepung Monastery would sit in the middle while those from other monasteries would sit in the cloisters and in the gallery. The Dalai Lama would come down from the Sun Chamber, the viewing chamber that looked down on the courtyard from the upper floor, to take part in the prayer gathering, seated on a golden throne on the left side of the courtyard.

It was in this courtyard that armed police beat and arrested scores of monks during the Monlam Chenmo of 1988. Long queues still form there during religious festivals when pilgrims come to the temple from all over Tibet, but increasing restrictions by the authorities mean the privately sponsored ceremonies once held there now rarely if ever occur.

  • Gallery 3 “Denouncing the ox-demon-snake-spirits”. We now move on to the human targets of the destruction. As Woeser comments:

Some were religious figures, statesmen, or military officers of the Tibetan government prior to the 1950s; others were merchants, landlords who owned rural estates, or managers working for those landlords. They were denounced and humiliated in mass assemblies, struggle parades, and smaller struggle sessions organized by various Neighborhood Committees. […]

The outcomes for some of those in these photographs were insanity, illness, or death. Some of them died back then, others passed away in the years after the Cultural Revolution was over. Not many of them are still around. Among the survivors, some have gone abroad, while those who have stayed put have been awarded new roles: they became “United Front personages,” with paid positions in the TAR Political Consultative Conference, the People’s Congress, or the local branch of the Buddhist Association. Once appointed, for the sake of self-protection, they all have to serve as décor for the state and as mouthpieces for its policies.

As ever, Woeser goes to great lengths to identify the people in the photos.

fig.58

Fig.58: the Tenth Demo Rinpoche paraded with his wife. From a major lineage of reincarnated lamas, he was also the first photographer in Tibet—the camera slung around his neck was meant as “criminal evidence” of his foreign connections and his nature as a reactionary element.

In fig.66, a former aristocrat-official has been made to carry a case of gleaming knives and forks, probably to show “that he was a member of the exploiting class, living a life of luxury and corruption”, and perhaps that the family was close to Westerners—evidence of treason.

A series of images (figs.67­–75) show the parading of Dorje Phagmo, best-known of the female trulku reincarnate lamas in Tibet.

fig.68

Fig.68: Dorje Phagmo, flanked by her parents.

She had been hailed across China as a “patriot,” having returned to Tibet soon after following the Dalai Lama into exile in 1959; she had even been received by Mao in Beijing, and back in Lhasa was granted high official positions. And after the end of the Cultural Revolution she was again given government posts, often appearing in TV reports of official meetings.

In Fig.85 the involvement of Woeser’s father in the events becomes even more disturbing:

The photograph captures a moment when Pelshi Po-la, staring without expression at the camera lens, must have momentarily exchanged eye contact with the PLA official behind the view finder of the camera: my father.

The reflections prompted by such images almost recall representations of the Crucifixion.

This gallery concludes with fine essays on “ox-demons-snake-spirits”; the diversification of activists as they manufactured “class struggle”:

a considerable number of activists pivoted dramatically to religion after the Cultural Revolution was over. […] It was often said that these people’s passion in embracing religion was as intense as the zeal they had previously displayed in destroying it.

and “Rule by intimidation: life under the neighbourhood committees”.

  • Gallery 4, “Changing names”—streets, stores, villages, people. As Woeser’s mother explained to her:

Back then [in my work unit], we were all required to change our names, we were told that our Tibetan names were tainted by feudal superstition and were therefore signs of the Four Olds. So we were to change both our given names and our family names. For me and my coworkers in the [school of the] TAR Public Security Bureau, when we handed in our applications for our names to be changed, they were all processed within the Bureau. You could choose which name you wanted to change to, but it had to be approved by the Bureau’s Political Affairs Office. Usually everyone chose Mao or Lin as their new family name. Or some chose to be named Gao Yuanhong, which meant “Red Plateau.” My first choice was Mao Weihua, meaning “one from a Mao family who protects China,” but that name had already been taken by someone else in the Bureau. So then I thought that since Yudrön sounds similar to the Chinese name Yuzhen, maybe I could be called Lin Yuzhen, and that would mean I could have the same family name as Marshal Lin.

We were all told to use our new names. But except for those times when representatives from the Military Region did the head count before each military drill session held in the Bureau, no one actually used these names. Many people forgot their Chinese names. One of my colleagues, Little Dawa, was also Gao Yuanhong. But every time the name Gao Yuanhong was called during the head count, she missed it. We had to poke her—“Dawa-la, they’re calling you”—and then she’d shout out, “I’m here, I’m here, I’m here!” in a rush. Now when I think of it, it was really funny.

The second group of galleries has the theme “Civil War among the Rebels:
 ‘whom to trust—the faction decides!’ ”

  • Gallery 5. Here the theme is the violent civil war broke out between the two main rebel factions Gyenlog and Nyamdrel in 1967, with the military playing a disturbing role. “Although the two groups were bitterly opposed to each other, their aims and methods were almost indistinguishable.”

Violence continued into 1969 throughout most of the TAR—including the Nyemo uprising, on which Woeser provides further material.

The following galleries move away from Lhasa. The third group is headed “The dragon takes charge: the People’s Liberation Army in Tibet”:

  • Gallery 6: the PLA in Tibet
    Woeser’s father was a deputy regimental officer in the Tibet Military Region during the early phase of the Cultural Revolution; after the Tibet Military Control Commission was established, he was assigned to its propaganda team. As Woeser’s mother explains, he was a firm supporter of the Nyamdrel faction. He was purged in 1970, transferred to a post in Tawu county in Kham.
  • Gallery 7: the Tibetan militia.
    In Tawu, Woeser’s father was responsible for training the militia. As Woeser notes, his photos were now staged rather than shots of action taken in real time, lacking the immediacy and authenticity of his earlier Lhasa photographs. By now the images come more often from other sources.

The fourth group, “Mao’s new Tibet”, includes

  • Gallery 8: the Revolutionary committees from 1968. As ever, Woeser gives detailed accounts. Violence and destruction continued, including the destruction of Ganden monastery. But religious activities resumed from 1972, gradually and discreetly.
  • Gallery 9, “The people’s communes”. Here Woeser describes the adverse effects of the establishment of people’s communes with yet another fine essay. The communes were only set up in TAR from 1965, much later than in mainland China. Woeser notes again that her father’s photos did not capture the heavy repercussions of communalisation in many of the farming and nomadic areas of Tibet.

After he had witnessed and documented those terrible scenes of monasteries being wrecked, statues of the Buddha being destroyed, and Buddhist texts being burned in their thousands, did he really believe in the new era of Tibetan rural happiness that he tried to capture with his camera? I still struggle with this question.

  • Gallery 10, “Installing a new god”, Chairman Mao—again mainly illustrated with sanitised propaganda images.

The final group, “Coda: the wheel turns”:

  • Gallery 11: the karmic cycle. This brief section on the reform era is based on the experiences of Jampa Rinchen (see below).

Those who had been ox-demon-snake-spirits in the previous cycle were now wheeled out once again into the political arena, this time in their function as “political flower vases” […] Ordinary Tibetans picked up their rosaries and prayer wheels and reentered the shells of ruined and half-restored temples to resume the worship of the Buddha.

Postscript
46 years later, Woeser used her father’s old camera in 2012–13 to revisit some of the scenes in his photos, now mostly using colour film. At yet another sensitive moment, following the 2008 protests and as self-immolations spread to TAR, she was under surveillance.

Trying to retrace his footsteps in Lhasa so many years later was anyway confusing and difficult. There was almost nothing that I could see in front of me that was shown in the photographs he had taken. It was as if that which should be remembered had all been removed.

Chinese tourists have replaced Red Guards, but security cameras, metal detectors, and police booths are now very much in evidence—as well as new propaganda. In the book Woeser sometimes contrasts old and new images. Still, she managed to find many traces of the past.

I tried to adopt the same camera angles, focal length, and exposure that my father had used, and to imagine what he might have felt, but the attempt to make his camera work again taught me what the more advanced technology could not replace: the immediate realities his camera captured, the changes that have happened since then, and the complexities rooted in human intention. […]

fig.285An Appendix reproduces from Tibet remembers the testimony of Jampa Rinchen, whose recollections have featured in various episodes of the book. A former monk at Drepung Monastery, he had become a Red Guard, and then a member of the militia and the Gyenlog faction. In 1986 he volunteered to serve as a cleaner at the Jokhang temple (right: helping monks at the Jokhang fashion sculptures out of tsampa and butter to be offered to the Buddhas and bodhisattvas). As he reflected sadly to Woeser in 2003,

I destroyed a stupa. It’s no longer proper for me to wear monks’ robes.

But on the night he died,

all the monks from the Jokhang chanted for him. They prayed for him again in the evening when his body was sent for sky burial. These can be said to be the best arrangements that could have been made for him. Yet he had been unable to wear the robes again that had meant so much to him, that had symbolized for him the purity of monastic life, and that had marked the greatest loss in his life.

* * *

Again, it’s worth reminding ourselves that Lhasa and TAR don’t represent the whole story for Tibetan peoples; our studies should also include Amdo and Kham. Amdo in particular has been the focus of several fine recent works by scholars such as Charlene Makley and Benno Weiner. Alongside the recent escalation in the repression of the Uyghurs in Xinjiang, we should never forget the Tibetans. And meanwhile in China, academic freedom is increasingly constricted.

Less melodramatic than many Chinese memoirs of the Cultural Revolution, this distressing, nuanced book makes a template not just for Tibet, and China, but (as Yu Jie observes in this review) for many regions of the world where victims and persecutors have to come to terms with a traumatic past.

 

[1] Tsering Dorje had been sent to take photos during the Sino-Indian War in 1962; and as early as 1956, to document the Lhoba people, perhaps the smallest of the many ethnic minorities in the region—images I’d love to see. En passant, you can hear some audio recordings of Lhoba folk-songs on CD 6 of Mao Jizeng’s anthology Xizang yinyue jishi 西藏音樂紀實 (Wind records, 1994).

[2] For Ian Johnson’s 2014 interviews with Woeser and Wang Lixiong, see here and here; cf. Woeser on the recent wave of self-immolations.

[3] Tsering Shakya, The dragon in the land of snows (1999) is a masterly, balanced single-volume history of modern Tibet, besides the ongoing multi-volume work of Melvyn Goldstein.

[4] Within the much larger image database for the Cultural Revolution in China, note Li Zhensheng’s photos from Heilongjiang, Red-color news soldier: a Chinese photographer’s odyssey through the Cultural Revolution (2003).

Updates on Chinese music

The latest newsletter from ACMR (the Association for Chinese Music Research), vol. 25.1, is now available for downloading here, along with past bulletins.

It includes news of recent publications on folk-song, opera, the qin zither, soundscapes of imperial history and the Cultural Revolution, pop music—and responses to Coronavirus, including my own posts

 

Spirit mediums in Henan

Ng cover

The grassroots ubiquity of spirit mediums (often female) in Chinese religious life is increasingly recognised (see here, with many links). I often plea for them to be recognised as among the most important practitioners “doing religion” in China—and now, as if in divine response to my entreaties, a welcome addition to our knowledge is

  • Emily Ng, A time of lost gods: mediumship, madness, and the ghost after Mao (2020),

on spirit mediums in a county of central Henan province. [1] Here’s the blurb:

Traversing visible and invisible realms, A time of lost gods attends
to profound re-readings of politics, religion, and madness in the
cosmic accounts of spirit mediumship. Drawing on research across a
temple, a psychiatric unit, and the home altars of spirit mediums in a
rural county of China’s Central Plain, it asks: What ghostly forms
emerge after the death of Mao and the so-called end of history?
The story of religion in China since the market reforms of the late
1970s is often told through its destruction under Mao and relative
flourishing thereafter. Here, those who engage in mediumship offer a
different history of the present. They approach Mao’s reign not simply
as an earthly secular rule, but an exceptional interval of divine
sovereignty, after which the cosmos collapsed into chaos. Caught
between a fading era and an ever-receding horizon, those “left behind”
by labour outmigration refigure the evacuated hometown as an
ethical-spiritual centre to come, amidst a proliferation of
madness-inducing spirits. Following pronouncements of China’s rise,
and in the wake of what Chinese intellectuals termed semicolonialism,
the stories here tell of spirit mediums, patients, and psychiatrists
caught in a shared dilemma, in a time when gods have lost their way.

Ng begins by reflecting on her initial confrontational encounter with the medium Zheng Yulan, who soon moved from indifference towards her guest to rejecting any further engagement, a telling story that rings true—the perceived dangers of transmitting messages “across what the mediums deem enemy lines”. [2]

Henan [3] 
Ng notes the “demonising” of Henan, in Ma Shuo’s term “a symbolic place of stagnation”:

Now, in place of a civilisational centre, Henan is more potent in the national imaginary as a land of poverty, backwardness, charlatans, and thieves, evocative of the famines of the 1940s and 1950s under Nationalist and Maoist rule, and of the HIV scandal of the 1990s, when villagers contracted the virus from blood plasma sales for cash.

Indeed, Henan suffered particularly grievously from the famine during the drive to communisation in the late 1950s. Citing Ann Anagnost on the “spectralisation of the rural” since the reform era, Ng evokes a society in which “ghostly presences swirl amid the hollow of an emptied centre”.

Mediums and vocabulary
Rather like Henan itself, mediums have been written out of the official history. They themselves have an alternative view of the Maoist and reform eras:

The purportedly antireligious campaigns of the socialist state, for the mediums, constitute cryptic acts of divine intervention—acts inaugurated by otherworldy forces that allowed the earthly state to misrecognise itself as secular.

Ng unpacks the local vocabulary for mediums and possession. The verb kan 看 is used, which she translates as “see”, as in kanxiangde 看香的 “one who sees incense”; as with the kanrizi “determining the date” among household Daoists, I’d suggest the more active rendition “looking with incense”, with the further implication of “taking care of through incense”. Mediums are also described as “those who walk/run/stand guard for spiritual power” (zougongde 走功的, paogongde 跑功的, shougongde 守功的). [4] Ng defines mediums broadly, as “those who regularly receive supplicants at an altar and those who regularly undergo possession at temples without necessarily receiving supplicants”, “lending their bodies” to spirits—as opposed to (usually male) diviners and fortune-tellers. Again like household Daoists, their domains are the yin and yang realms. The common term for the deities who possess mediums is xian 仙 “immortal”—who may also be ghosts.

Ng’s host quips with her by using the standard term shenpo 神婆 “witch”,

a term […] that I had brought to the scene, one intelligible to her while marking my externality to local articulations. It was a phrase more common with urban friends with less familiarity with such matters and carried a slight air of modern accusation. The term is rarely used in Hexian without either a note of disdain from those who denounce so-called superstitions or a knowing emphasis from those who do engage with such practices.

The aftermath of Maoism
Ng notes how the Cultural Revolution (and indeed, its first two years) often stands misleadingly as a condensed image of the Maoist era in its entirety. At a certain remove from Jing Jun’s study of the revival of a Confucian temple in Gansu, Ng approaches evocations of culture in a shifting moral landscape “not as a straightforward continuation but as painful enunciations and wounded reworkings after the cultural as such has been rendered petrified and petrifying”.

Despite variations on divine details, spirit mediums who frequented Fuxi temple in Hexian agreed: it was upon Chairman Mao’s death that the ghosts returned to haunt. Just across the road, in the psychiatric unit of the People’s Hospital,  patients lament accursed lives, tracing etiological paths through tales of dispossession, kinship, and betrayal. South from the hospital, a Sinopec gas station sits atop what was once known as the “ten-thousand-man pit” (wanrenkeng), where bodies of the poor and treacherous were flung, throughout decades of famine and revolution.

Ng describes “a set of tensions, between a reconstituted rurality and an ambivalent urbanity, a mournful psychiatry and a shaken cosmology.” She evokes “culture as aftermath”: “the time when Chairman Mao reigned” (dangjia 当家, “in charge”, an ubiquitous term for both secular and sacred leaders, as we heard constantly in rural Hebei) is recalled as an interval of divine sovereignty, after which the cosmos collapsed into chaos.

Recognising a painful rupture to traditions of thought, in this sense, is not antithetical to taking seriously ongoing engagements with a cultural repertoire, as the cultural is loosened from assumptions of its qualities as an immobile, unbroken, closed system, and fragmentation is no longer assumed to be characteristic only of the modern or postmodern. Instead, attention to the aftermath of culture allows us to address how “culture” in the historical present  is not simply an anachronistic concept but seethes in its simultaneous transmission of efficacious potential and tormenting attacks—from within and without.

At the temple square
Chapter 2 opens at the gate of the Fuxi temple in the county-town, as a man recites a Mao poem in a voice “from above”. For many mediums the journey consists in “walking Chairman Mao’s path”, and this is the focus of Ng’s study. But almost in passing she makes an important qualification:

Not all [mediums] centre their practices on Mao. They might be chosen by a number of tutelary deities from Buddhist, Daoist, and local pantheons to join their spiritual family and work in their service, or they might simply be vulnerable to possession by ghosts and spirits without an allocation of a divine task. But those who walk Chairman Mao’s path have a continual and notable presence at the temple square, on and beyond common ritual days, and even those who dedicate their ritual labour to other deities acknowledge Mao’s position in the cosmology.

So Ng surveys work on the Mao cult in the religious sphere—the study of Mao worship has become something of an industry (cf. this post on Gansu). As she notes, while commentators such as Geremie Barmé have described the “new Mao cult” as offering an implicit counterpoint to official portrayals, almost entirely divested of its original class, ethical, and political dimensions, her own work in Henan shows Mao still serving as ethopolitical and even cosmological figure.

In an inversion of the state’s ritual displacement of popular religion, the potency produced through Maoist-era political rituals is reactivated in post-Mao mediumship. Sharing a symbolic repertoire with the earthly state, the spectral polity speaks to the sense of a morally hollowed present and a revolution incomplete.

At the square she observes the scene acutely:

The air is dense with anticipation. Those who do not otherwise frequent the temple rush toward the gate, jostling their way through the crowds to burn the last batch of incense for the year. Making my way across the square, I am drawn toward a rumbling drum beat, steady and declarative, in sets of three. A large circle of onlookers gather around six women and two men, middle aged, as they prepare for ritual. They don matching and seemingly brand-new green Mao-era army coats, topped with brown Soviet-style fur hats, a single red star at the centre. One woman at the inner edge of the crowd holds a tall pole, topped with a large yellow flag with the word ling (lit. “command, order, or decree”; in this context meaning “divine command”) etched in red.

Ayahao!” Another woman, in a red parka and a red embroidered dress reminiscent of old Shanghai, traces the edges of the encirclement with her steps, passing at its northernmost point. Facing the heavens, hands outstretched, her arms slowly lift toward the sky. She is receiving not only lingqi from above but also divine command for the opening of the ritual. “Ayahao!” she cries again—an interjection confirming an otherworldly presence or signal, often one’s own possession or infusion by spiritual personae or airs. “Ayahao! Ayahao! Ayahao!” echo several spectators in the crowd—a signal that they too acknowledge and experience the presence and signals of the spirits. While some rituals on the square involve particular appeals to the powers above, rituals such as this are often considered a mode of acknowledgement and oblation for the gods as well as a means of gathering spiritual force.

Inside the circle eighteen sheets of yellow fabric—used commonly in local rituals and often considered, on the temple square, the colour of the emperor—have been laid out in the shape of a fan, flanked by a head of cabbage and two large stalks of scallions. Agricultural goods are often incorporated into ritual spreads at the temple square, sealing within them symbolic meanings and forces both shared and esoteric. […] North of this more yellow fabric, this time in a row of five, every other sheet topped with a bamboo platter […] is covered by paper cutting of four concentric red stars, one embedded in another, the emblem of the Communist Party.

On the central bamboo platter, three cigarettes point northward, an offering to the gods, I am told. A common offering in Hexian in ritual and mediumship, cigarettes are often smoked by mediums and at times are burned in an upright position in place of or in conjunction with incense on the temple square. Some say the use of cigarettes was a carryover from the Cultural Revolution, when incense sales were banned and visits to mediums were held covertly behind closed doors in the night. Above the cigarettes four sticks of incense burn in a golden urn—three for humans, four for ghosts, as the saying went—aside a row of plastic-wrapped sausages, “because gods like to eat too”.

At the very top, farthest north, thus of highest position in the cosmic-symbolic geography, is a large poster of Mao in a red-collared shirt, seated and flanked by his generals in blue uniform. Placed on the poster are three mandarin oranges and three slices of metallic-gold ritual paper—two covered in looping spirit writing, the third with the words “Through virtue, one gains all under heaven” (de de tianxia).

Fifty or so onlookers have gathered around by now; men smoking, women bundled in scarves, several in their teens and twenties peering on, gawking, giggling. A man, perhaps in his late thirties, cigarette dangling from his lips, begins swinging a three-feet-long necklace of Buddhist beads above his head. After a minute or so, he meticulously lowers the necklace atop the poster of Mao and the generals. The two men in Maoist army coats begin striking a gong and cymbals, tracing deliberate steps across the spread of ritual offerings. Others—mostly those I have seen frequenting the square before—join to walk the perimeter of the encirclement, some singing, some dancing, some plucking offerings off the spread, brandishing them toward the heavens. The percussion gains speed. The cries intensify. “Ayahao! Ayahao! Ayahao!”A woman walks to the centre of the circle and closes her eyes. Another twirls, palms up highto collect spiritual airs from above. A voice bellows amid the drum and song.

“Wansui! Wansui! Mao zhuxi wansui!” Ten thousand years! Ten thousand years! Ten thousand years for Chairman Mao! A woman, standing beneath the yellow flag of divine command, howls at the top of her lungs. “Wansui! Wansui!” she calls out again and again, until her voice grows hoarse. In an adjacent ritual circle, the drumming also reaches its peak. “Shenglile! Victory! Dajia shenglile! Victory to all! Shijie dapingle! The world has reached supreme peace! Zhongguo shenglile! China has reached victory! “Wansui! Wansui! Wanwansuiiiii!” Ten thousand years! Ten thousand years! Tens of thousands of years!

Probably out of discretion, the book only includes two photos:

Left: drawing of Mao on yellow fabric, with characters on watermelon reading junling “military [divine] command”. Right: “Cartography of loss”, showing stitching with neon yellow thread on red fabric, with character zhong “middle” in centre.

Ng points out that while corruption is a common lament, it is deeply embedded at all levels of society. She adduces the common issue of exorbitant entrance fees to temples (cf. Houshan). With the world of deities also tainted, the image of Chairman Mao has remained virtuous; many associate him, and the campaigns he led, with a kind of spiritual rectification.

In what is a widespread karmic trope, Ng notes that several Red Guards who took part in destroying the temple artefacts fell prey to strange illnesses or died bad deaths.

Acutely aware of fakery throughout reform-era society, local people struggle to distinguish fake mediums, and indeed fake deities who may possess them.

With the Chairman’s withdrawal back to the heavens postreform, an epidemic of brazen charlatanism and greed was unleashed across human and spiritual worlds.

So even if the “Mao shamans” are only one part of the picture, Ng contributes nuance to the discussion.

Consulting a medium at home
By contrast with the more performative public spectacle at the square, in Chapter 3, “Spectral collision”, Ng accompanies her host Cai Huiqing as she takes the bus to consult a medium at her village house, noting its unobtrusive “minimalist” nature, in Adam Yuet Chau’s term. As was common at the houses of mediums whom Ng visited, her altar had its own dedicated wing in the house complex, with its own entrance.

At the altar we take a seat across from Zheng Yulan on the west side of the square ritual table—the spiritually and symbolically less powerful side of the arrangement, in contrast to the east. In front of the altar, sitting between Zheng Yulan and us, is a large metal wash bin filled with incense from previous sessions. North of us all, thus at the top of the cosmic hierarchy, is the altar lined with several icons flanked by guardian lions, with Queen Mother of the West (Xiwang mu) at the centre. Cai Huiqing places a five renminbi note on the table as incense money (xiangqian)—a gesture that initiates the ritual exchange. *

* (Ng’s note:) In Hexian incense money is always laid on the table before a session begins. The amount given is usually volunteered rather than specified and often ranges from 10 to 50 renminbi at the village home altar session I saw. Compensation in gratitude for the completion of ritual assistance (huanyuan) is more likely to be specified and is higher than the initial incense money, ranging from the low to high hundreds of renminbi. More elaborate rituals or ones that require a medium to visit one’s home may reach into the thousands.

Zheng Yulan unwraps a a new batch of rusty-gold incense, lighting it slowly, attentively, squinting to determine whether the batch was properly lit before finally planting it into the large metal bin. […]

Zheng Yulan closes her eyes and begins yawning. In Hexian, as in many regions of China, yawning is a sign that the spirits had arrived and were entering the medium’s body, given the airy, pneumatic quality of other-worldly presences. “What is the name?” she asks.

Cai Huiqing responds with [her husband] Li Hanwei’s name, on whose behalf she is consulting the deities. As is often the case, the main supplicant of a session is not assumed to be the person who arrived at the altar; consultations are often initiated for others in the family. The reading of one’s own cosmic circumstances is not uncommonly left until last, after having inquired for others.

Zheng Yulan asks of Li Hanwei’s whereabouts. In an era of rural outmigration, family members are not always assumed to reside locally. Cai Huiqing replies that he is away, on the road, driving a large truck, delivering goods.

“Where does he drive?”

“From here to other counties, at times much farther, via the highway, to make deliveries.” Zheng Yulan contemplates this; then her right hand begins shaking as she whispers rapidly under her breath, conversing with her tutelary spirit. Another yawn hits her, and her eyes snap open. “He hit someone while he was driving.”

When it transpires that it was not a mortal but a xian ghost whom he had hit,

After enquiring about Li Hanwei’s local truck route, Zheng Yulan chuckles knowingly. “That corner—don’t you know it’s the ten-thousand-man pit, the wanrenkeng?” She is speaking of a major intersection, which for decades prior to the reform era was known locally as the site of a mass grave. During the famines of the 1940s and 1950s, it is said that those who simply collapsed of cold and hunger and died in the street or those whose families did not have the land to bury them in were simply tossed into the pit. Later, during the Cultural Revolution, it also served as resting place to those accused of political dissent—they were killed point-blank at the edge, I was told.

Now the ten-thousand-man pit lies beneath a Sinopec gas station. It is no longer so actively feared as it once was yet still houses countless hungry, wandering ghosts from decades past. […]

The ten-thousand-man pit is but one among many sites for spectral collisions in Hexian. Ghosts are also said to be common at intersections where their souls had been released during mortuary ritual; their personal gravesites; homes of women who recently miscarried; sites of past wrongs, reminiscences, and ghostly sociality […]; and simply arbitrary places along their driftings.

Ng goes on to illustrate such collisions through the history of the ten-thousand-man pit, and the famine of the 1940s and 50s. While she mentions in passing the terrible famine that followed the 1958 Great Leap Backward, I wonder if this is also a common theme of spectral encounters; rather,

in Hexian recollections of the pre-Maoist Old Society, transmitted through oral accounts and corroborated in national media, together with the sense of precarity and moral collapse in the post-Mao present, heightened the sense of safety and exceptionality of Maoist times.

As the consultation continues, Cai Huiqing rushes to the kneeling mat south of the altar and begins to kowtow northward, but the gesture seems insufficient. “Seeing with incense”, the medium gives a spoken exegesis, instructing Cai to burn six hundred ingots folded from gold spirit money to placate the ghost and ten reams of yellow spirit money to show gratitude to the deities. She correctly foretells that her client will have revealing dreams, which she describes on their next visit some days later. As Zheng Yulan requests clarifications, she concludes that a ghost is trapped and choked beneath “ a certain arc-shaped object, stuck beneath Cai Huiqing’s home, in the southwest corner”.

On her return, Cai indeed excavates an old, rusted pipe clamp from her yard, which she must get rid of. Such concealed artefacts may indeed be deemed malignant: in my book on a Hebei village I noted a story of villagers consulting a medium to locate a trowel accidentally buried in a wall as they were building a house.

Even if her husband and children disparage her recourse to mediums as a superstitious squandering of time and money, Cai Huiqing regards it as a way of mitigating danger for her family.

Ng notes that such spectral collisions may overlap with the potential natal calamity of one’s horoscope.

On the psychiatric ward
With striking, cinematic abruptness, Chapter 4, “A soul adrift”, transports us to the psychiatric unit of the county People’s Hospital, which indeed is across the road from the Fuxi temple—there’s even an advertisement for it on the big screen in the temple square.

In a highly original and insightful juxtaposition, Ng spends time with several patients whose crises seem to call for such a modern form of intervention, considering medical anthropology, madness, and the divided self, and again drawing on much research. She had already worked among psychiatric patients in Shenzhen, where she found that “the post-Mao generation increasingly individualised and psychologised their illness, with a heavy sense of self-blame, in contrast to the political, sociomoral, and situational accounts from those who came of age in the Maoist era”. Indeed, this perspective first came to my attention with an article on psychiatric patients in Hebei (n.2 here).

Ng also refers to Arthur Kleinman’s study of neurasthenia, which he found to provide a somatised, medically legitimised, and politically tolerable idiom through which to articulate otherwise punishable laments during the Cultural Revolution.

Many of the problems that people experienced stemmed from the pressures created since 2005 by the state’s New Socialist Countryside project (the object of several trenchant critiques by fine scholars such as Guo Yuhua)—people’s precarious economic prospects associated with migration and return, and familial tensions. At the same time,

many patients and families speak of the illness for which they come to seek treatment in terms of possession, soul loss, and ghost encounters or as the blurred boundary between madness and otherworldly happenings.

For some, social disintegration and crisis in filial relations are a manifestation of cosmic chaos.

The hospital might serve, modestly, as a “tentative site of retreat” from such pressures.

Save weddings, birth celebrations, and funerals, hospitalisation—psychiatric or otherwise—seems to be one of the few occasions in Hexian that draws local extended family and immediate family near and far, along with select friends and neighbours, into a circuit of visitations.

Ng meets a withdrawn, wandering mother, whose few utterances often reference the commune era; her crises have not been mediated by spirit mediums. Her worried daughters take turns attending to her, returning from Beijing.

Next Ng meets a female student, disturbed by the pressures of education and her impasse with her migrant father, who only thinks about money yet whom she describes critically as an “honest” (laoshi 老实) type. She reflects well on that common yet ambivalent term:

Until the early 1980s honesty connoted a good person, hardworking and trustworthy, the ideal marriage partner, particularly when describing men. With the turn toward market competition and growing disparity in the reform era, the same term began morphing in connotation, pointing to a naÏveté vulnerable to exploitation and duping, which would not fare well in the new moment and risks falling short of supporting a family amid the social games of the privatised world. Honesty also came to mark a caricature of the rural, of peasants too simpleminded for complicated times. As Yunxiang Yan writes of young women he encountered in rural Heilongjiang in the 1990s, “a number of them maintained that that [honest] young men had difficulty expressing themselves emotionally, and lacked attractive manners”. By contrast, articulate speech, emotional expression, ambition, and a capacity for advancing one’s social and economic position had come to be valued, reversing the previous connotations of similar traits as unsavoury signs of empty words, lasciviousness, and aggression.

I’m sure this is right, though I haven’t picked up so much on it. Often when I’ve heard the term used, I’ve felt that it was not only an implied rebuke to the widespread current avarice and duplicity, but also a tribute to those who had managed to maintain a moral core under Maoism, resisting fickle political pressures—like the much-admired Li Jin in Yanggao.

The patient’s mother has visited various “superstitious” guides on her behalf, both mediums and fortune tellers—“those who ask for directions for you” (gei ni wenwenlu nazhong, another formulation likely to serve fieldworkers better than alien, judgmental terms like shenpo “witch”). Like Ng’s host, the mother engages with the spirit world on behalf of her kin, “in search of otherworldly forces shaping the predicaments of the present”. While the student herself seems indifferent to all this, she doesn’t think the various drugs she has been prescribed (olanzapine, alprazolam, paroxetine) will suffice to help her, though she feels comforted by the IV drip. She places greater faith in counselling, but it’s available only in the major cities.

Next comes an injured former miner diagnosed with acute psychosis. Ng gains background from his wife. His frustration at his loss of earning power and, again, tensions with his father clearly play a role in his disorder. A female relative had consulted a medium on his behalf, who again diagnosed a spectral collision, but a “soul-calling” session was unsuccessful.

Here Ng reflects on what Yan Yunxiang described as the crisis of filial piety, “a deep shift in notions of intergenerational reciprocity”.

Across my conversations with patients and families, the language of psychiatry is present but, to some extent, sidelined. For most the psychiatric ward is one stop in a broader search for healing, and psychopharmaceutical cures are one hope among many.

Chapter 5 goes on to describe another patient, Xu Liying, herself a medium “summoned to the revolution” eighteen years previously by a vision of Chairman Mao and the Ten Great Marshals, struggling against evil spirits—a mission that torments her.

Brought to the ward by her husband and son, she is the only patient there diagnosed with “culture-bound syndrome”, but remains devoted to her divine task. Several fellow mediums come to visit her, trying in vain to convince the doctors to release her so that she can continue her work.

Again, much of Xu Liying’s task consists in discriminating fakery and corruption. Her cosmos depends heavily on the ledgers of the courts of hell. Among her few trusted deities is none other than the Eternal Mother (Wusheng laomu), the central figure of “White Lotus” eschatology. For her and other mediums in Hexian,

the historical arrival of Mao is at times linked with the arrival of the Maitreya Buddha, in a moment when China had reached the brink of ruin and calamity.

Ng notes that

The spatial face-off of the temple and the hospital follows a series of encounters between health and religiosity throughout the 20th century.

She makes another important qualification:

To be sure, psychiatry and mediumship do not always overlap in Hexian. Plenty of those in Hexian who have experienced possession by deities or ghosts do not wind up at the psychiatric ward, and many at the ward do not describe their ailment in terms of the invisible yin world. At the same time languages of madness pervade contemporary mediumship, and talk of possession is very much familiar to psychiatrists and patients at the ward.

In the Coda Ng observes

The mediums, having been written out of modern religious and medical legitimacy, continue to address madness in their consultations and ritual repertoires. Symptoms, for the mediums, are not merely representations of biological truth or psychiatric reason but signs of cosmopolitical disarray. Possessed bodies and disturbed dreams link the present with its hauntings, reinvesting the most local of geographies with significance across national, world-historical, and cosmic scales.

The mediums of China today are not those of the imagined past.

* * *

Now I’d like to read more about other local temples, further sessions, the role of gender (Ng notes that more women than men become mediums, but doesn’t go into detail), economic aspects, and the part mediums may play in any sectarian activity. I also find Xiao Mei’s diary of a busy medium in Guangxi makes an instructive template. Mediums have domestic altars, but Ng doesn’t mention any painted pantheons such as we find in parts of Shanxi and Shaanbei. As to performance, her comments don’t go much beyond “the song and drums reverberating from the proliferation of ritual across the temple square”. I wonder if the Hexian mediums perform group sessions in domestic settings as well as in the temple square. In some regions (such as Yanggao), they may speak and sing in dialects of which they have no knowledge in their mundane life.

XLY mediums

Mediums at temple fair, Yanggao 2011. My photo.

Ng does both descriptive ethnographic detail and broader theory very well, but I often found the former getting buried beneath her impressive array of theoretical citations and reflections. We can always consult Foucault and Derrida, but the grassroots detail of ritual life in rural China need to be evoked. Since Ng met many mediums, I kept wanting more thick descriptions of what they actually do.

It’s often a challenge to balance ethnography and theory, but to my taste I’d sacrifice some of the latter for more of the former. Still, A time of lost gods is a most original portrait of an important topic, sympathetic and non-judgmental.

 

[1] Ng uses pseudonyms both for the location and for personal names.

[2] For Navajo ceremonies for protection against baleful ghosts amidst modern traumas, see here—including Barre Toelken’s cautionary tales (n.5 there), evoking Ng’s initial encounter in Henan.

[3] For Henan, Peter Seybolt, Throwing the emperor from his horse (1996), a biography of a village leader through three eras, remains useful. Note also sectarian groups such as Eastern Lightning (see e.g. Ian Johnson, The souls of China, chapter 25). I really should get a grasp on ritual life and expressive culture in Henan—perhaps setting forth from the relevant volumes of the Anthology.

[4] Among many local terms for mediums, see e.g. HebeiShaanbei (Chau, Miraculous response, pp.54–8, Religion in China, pp.117–21, and forthcoming), and south Jiangsu. For educated and local vocabularies more generally, click here.

Some pupils of Nadia Boulanger—real and alleged

Boulanger with Stravinsky

With Igor Stravinsky (“Gran visits York“), 1937.

Just in time before it was deleted, I viewed a suggestive wiki page listing well over two hundred distinguished pupils of the great pedagogue Nadia Boulanger (1887–1979; cf. my post on her sister Lili). The wiki editors may have decided it would be shorter to compile a list of musicians who didn’t study with her.

Sure, one might suspect that some of them just popped in for a pot of tea and a macaroon, à la Alan Bennett. The allure of Paris may have played a certain role in Mademoiselle’s popularity—dare I surmise that her wisdom might not have been in quite such demand had she been based in Scunthorpe.

Prominent in the populous Boulangerie were renowned WAM composers and performers—such as Walter Piston, Aaron Copland, Elliott Carter, Virgil Thomson, Roy Harris, Philip Glass (cf. Ned Rorem, “Am I the only living expatriate American composer who never studied with Nadia Boulanger?”); Darius Milhaud, Jean Françaix; Thea Musgrave, Lennox Berkeley; Shanghai composer Ding Shande; [1] Igor Markevitch, Dinu Lipatti, Idil Biret, Joseph Horovitz, Daniel Barenboim, Clifford Curzon, Kenneth Gilbert, John Kirkpatrick, Kathleen Ferrier…

As would be the case later (see here, under “Performance practice”), new composition and early music went hand in hand. Boulanger’s performances of Monteverdi and Bach were legendary—At A Time When It Was Neither Profitable Nor Popular. In the later HIP scene, she was a formative influence on performers such as John Eliot Gardiner and Robert Levin.

I like this story from Philip Glass’s memoirs:

After proffering his 20-page manuscript, Mademoiselle (as she was known) placed it on the piano’s music rack and cast her eyes over the densely written pages. At a certain point she paused, drew breath and enquired after his health.

“Not sick, no headache, no problems at home?”

“No, Mlle Boulanger, I am really fine.”

“Would you like to see a physician or a psychiatrist? It can be arranged very confidentially.”

“No, Mlle Boulanger.”

She wheeled her chair around and screamed “Then how do you explain this?”

She had found “hidden fifths” between an alto and bass part—a heinous crime, if ever there were one. After upbraiding him for his slackness and lack of commitment he was dismissed and the lesson was over.

Boulanger with Piazzolla 1955

With Astor Piazzolla, 1955.

Intriguing too are those names outside the world of WAM, notably jazzers—Donald Byrd, Quincy Jones, Astor Piazzolla, Michel Legrand, and so on. Most poignantly, Noor Inayat Khan and her siblings—on whom, do please read this moving post.

Here’s a precious 1977 film by Bruno Monsaingeon (cf. his films on Rozhdestvensky), showing evocative vignettes from her salon:

* * *

Descending into fantasy, I only began to wonder about some of these names when I switched on Football focus to hear Wayne Rooney claiming to be a disciple:

Emm… yeah Gary, me legendary hunger for the ball round the edge of the box—that’s all down to Mademoiselle, like… She taught me everything I know about Renaissance polyphony—[2] mind you, I taught ‘er everything she knows about dribbling, fair dos like. [3]

Perhaps it goes back to the popularity of a CV-writing manual that states “most importantly, always claim to be a pupil of Nadia Boulanger”.

This trend has also influenced historians, such as recent biographers of Genghis Khan (“under her tutelage, he became almost docile”) and Jane Austen—citing a recently-discovered early draft of Pride and Prejudice:

But I was not to be deterred by Mademoiselle’s stern rebukes pertaining to the supposed clumsiness of my chordal voicing on the pianoforte.

(Seriously though folks, do read this interesting article on music and class in Austen’s works).

YAY! Wayne Rooney, Genghis Khan, and Jane Austen—now there’s another great guest-list for a fantasy dinner-party. For some unlikely reviews of my own ouevre, click here.

Left, 1910; right, 1925.

 

[1] Meanwhile, other students were beating a path to the door of Olivier Messiaen, including the great Chinese composer Chen Qigang.

[2] See his little-known thesis: Wayne Mark Rooney, The art of counterpoint in the late Masses of Josquin des Prez, with special reference to penalty-taking, like (PhD, Université Paris-Sorbonne/Birkenhead Polytechnic, nd).
Note also the (real!) Improvisation for Michael Owen on the qin zither.

[3] Cf. the Harry and Paul spoof interview with S-Simon Rattle, introducing a fascinating (and otherwise earnest) post on Conducting from memory.

Whistled languages, mundane and transcendental

whistle

Among the many endangered languages of the world, whistled languages have long been remarkably widespread (see the impressive wiki page).

Used mainly by pastoralists for long-distance communication, their vocabularies remained tied to rural tasks, and so they became more rare with the decline of agriculture, migration, and the advent of the telephone (a cue for “tweeting” jokes in the media). Inevitably, they have come to the attention of UNESCO “safeguarding” projects.

The wiki page gives a comprehensive list of locations around the world, Whistled languages are (were?) common in West Africa; in South America and Mexico; and they’ve been reported among the Taos Pueblo of New Mexico, the Yupik people of St Lawrence island west of mainland Alaska, and the Hmong in Vietnam; in India and Nepal, and New Guinea.

The videos I’ve been watching come from Europe and Turkey:

  • The silbo of La Gomera in the Canary Islands can be found online, such as this documentary by Francesca Phillips. It may also be used in the local bajadas religious processions—though this clip (see also here) doesn’t feature silbo, I can never resist a calendrical ritual:

  • In the village of Aas in the French Pyrenees it is largely defunct:

  • The sfyria of Antia on the Greek island of Evia:
  • The village of Kuşköy in Turkey is another focus of media attention:

Musical whistling is quite another topic, but I can’t resist featuring Tamás Hacki:

* * *

China: transcendental whistling
At a tangent from the mundane communication of whistled languages, one aid to Daoist transcendence in ancient China was what Victor Mair has called “transcendental whistling”—see the detailed wiki article, and a paper by Su-rui Lung, using research by Sawada Mizuho and Li Fengmao.

ZLQX

The Seven Sages of the Bamboo Grove. Source: wiki.

Having previously been used to summon the soul, whistling became a means to summon animals, communicate with supernatural beings, and control weather phenomena—and indeed to “express disdain for the vulgar world”. Using the power of qi “breath”, it was all the rage in the 3rd-century CE—noted exponents including Ruan Ji and Xi Kang, [1] qin-zither-playing frontmen of the iconoclastic early punk band Seven Sages of the Bamboo Grove 竹林七賢 [Behave yourself, Dr Jones—Ed.]. Su-rui Lung comments:

Xiao [whistling] seems to have permeated all strata of Six Dynasties society, and practitioners included persons from almost all walks of life: recluses, hermit-scholars, generals, Buddhist monks, non-Chinese foreigners, women, high society elite, and Daoist priests. In general, poets, hermits, and people of all types in the Six Dynasties utilised whistling to express a sense of untrammeled individual freedom, or an attitude of disobedience to authority or traditional ceremony, or to dispel suppressed feelings and indignation.

Chenggong Sui 成公綏 (231–73; ha, another compound surname!) composed a wonderful Rhapsody on whistling (Xiaofu 嘯賦), which the devotee of early Daoist mysticism will find rewarding (without seeking a reward, of course). As translated by Douglas White (1996), it opens:

The secluded gentleman
In sympathy with the extraordinary
And in love with the strange
Scorns the world and is unmindful of prestige
He breaks away from human endeavour and leaves it behind
He gazes up at the lofty, longing for the days of old
He ponders lengthily, his thoughts wandering afar
He would Climb Mount Chi, in order to maintain his moral integrity
Or float on the blue sea to wander with his ambition
So he invites his trusted friends
Gathering about himself a group of like-minded
He gets at the essence of the ultimate secret of life
He researches the subtle mysteries of Tao and Te
He regrets that the common people are not yet enlightened
He alone, transcending all, has prior awakening
He finds constraining the narrow road of the world
He gazes up at the concourse of heaven, and treads the high vastness
Distancing himself from the exquisite and the common, he abandons his personal concerns
Then, filled with noble emotion, he gives a long-drawn whistle

At this point even I can see that a perky rendition of Always look on the bright side of life (“When you’re chewing on life’s gristle, Don’t grumble—give a whistle”) may not be quite suitable. While that song doesn’t necessarily encapsulate the spiritual values of the modern West, it does at least make a nice contrast with those of ancient China.

Wiki cites further classics such as Ge Hong’s Shenxian zhuan 神仙傳, as well as the 5th-century Shishuo xinyu 世說新語, referring to Ruan Ji’s meeting with the aged hermit Sun Deng 孫登—a story taken up in the 1990s by avant-garde novelist Ge Fei. Whistling is a common topos in Tang poetry, and is described in some technical detail in the 8th-century Xiaozhi 嘯旨; but thereafter it seems to have gone rather quiet, at least in literary representation—does anyone know if it has persisted as a secret mystical technique down to today?

And all this is a far cry, or whistle, from the more mundane communicative functions that mainly concerned us above. An online mention of the Bai minority in Yunnan is elusive—I don’t want to tempt fate, but can it be that the Chinese Intangible Cultural Heritage juggernaut is missing a trick here?

With thanks to Alan Kagan for putting me up to this

 

[1] For Xi Kang, note the great Robert van Gulik’s Hsi K’ang and his poetical essay on the lute (1941). Note also François Picard, “Chine: le xiao, ou souffle sonorisé”, Cahiers d’ethnomusicologie 4 (1991)—thickening the plot by considering the xiao 蕭 end-blown flute, which remains almost the only instrument deemed suitable to play with the qin.

Glimpses of Hunan

map

The route of Yang Yinliu’s survey in summer 1956.

This series of posts suggests varying perspectives on changing society and expressive culture in Hunan province:

The extensive field survey led by the great Yang Yinliu over summer 1956:

Hunan 1

Major fieldwork since the 1980s on local Daoist ritual:

Migration and cultural responses to the famine that followed the Great Leap Backward:

mine

The documentaries of Jiang Nengjie on left-behind children and the perils of mining:

As ever, I’d love to see all these perspectives integrated.

How to bible

I don’t wanna get into specifics

—Jacques Derrida, oh no wait, it was none other than Tweety McTangerine

Bible

From Twitter.

Struggling to meet the challenge of identifying particular texts that you consider to encapsulate the deepest Ancient Wisdom of the Daoist and Buddhist canons? Well, doughty sinologists can just take their lead from the Orange Baby-in-Chief (for the brilliant Sarah Cooper, see note here):

I note that the attempt in the late Qing dynasty to condense the cavernous Ming Daoist Canon into the Daozang jiyao, a snappy version containing a mere 218 volumes, was even less succinct than the Bolton Choral Society’s failed fugal contribution to the Summarise Proust competition.

Returning neatly to our opening theme, a fugue well worth practising together is the splendid Handelian pastiche Donald Trump is a wanker.

Native American cultures 2: the Navajo

Was advised to stay in the car.

—David McAllester, 22nd September 1950.

Squaw dance

The Squaw dance: undated early photo by Joseph Howard McGibbeny (1891–1970).

With Bruno Nettl’s wise reflections on Native American musical cultures in mind, among the many groups that he and others have studied, I’ve been trying to get a basic grasp of the ceremonies of the Navajo (Diné) [1]—most populous among the indigenous peoples in the southwestern USA (Hopi, Pueblo, Apache, Yuma, Pima, and so on).

Again, apart from the intrinsic merits of such research, the topic suggests fruitful perspectives for our studies of Chinese folk ritual and the sacred–secular continuum.

Here’s a basic map:

map SW

and a map of the Navajo territories:

map

From Titon (ed.), Worlds of music.

Modern Navajo history is just as troubled as that of other indigenous peoples—savage army repression from the 1840s leading to the Long Walk of 1864, followed by containment on reservations, assimilation in boarding schools, and the relocations and environmental degradation wrought by the mining industry since the 1960s. Yet their ceremonial life has remained lively. The Navajo language is still widely spoken (note this fine riposte); the wartime code talkers make an absorbing theme.

First I’ll give an outline of Navajo ceremonies, and then get to grips with a classic study of the Enemy Way, its soundscape and cultural values. Last But Not Least, for those of us unable to attend such rituals in person, I’ll offer a few audio and visual materials, which make an essential complement to silent, immobile text!

Ritual
While many general themes in ritual are widespread (see e.g. Catherine Bell and Frits Staal), societies around the world slice their ritual pies in different ways. Many rituals, or segments, are multi-purpose (on a jocular note, do enjoy Stewart Lee’s youthful illustration of ritual redundancy).

In China, beyond the ancient binary classification of Daoist rituals as zhai Fasts and jiao Offerings, later we find yin and yang rituals for the dead and the living (more broadly, red rituals for the living, white for the dead), or a tripartite taxonomy such as funerary, earth, and temple scriptures, and so on (see In search of the folk Daoists of north China, pp.15–20). Even a list of different types of jiao Offering is extensive. And scholars may adopt their own categories, such as exorcism, healing, pestilence rituals, rites of affliction, and rituals for domestic blessing.

Kinaalda

Kinaalda ceremony. Source here.

Navajo ceremonies may last for up to nine days and nights. Among several sites, the focus of healing rituals is the circular log hogan (by the mid-20th century, often a specially-constructed edifice rather than an everyday dwelling), inside which the medicine man (the Navajo term hatali “singer” isn’t gender-specific, though most are indeed male) deploys his jish bundle and depicts sand paintings [2] (see films below). Altars are also constructed outside the hogan.

Again the ritual taxonomy is complex. Among a wide range of Navajo ceremonies (Night Chant Way, Mountain Chant Way, and so on), some have become obsolete—their ritual activities have long been changing, albeit more subtly than other areas of their life such as material culture. But the Blessing Way (Hózhójí), the core ritual, is frequently held; it may be performed for expectant mothers shortly before birth, for young men leaving for the armed forces, and for kinaalda puberty rituals for girls (for which, see films below); moreover, parts of the Blessing Way feature within most other Navajo ceremonies. [3]

The Enemy Way
On the Enemy Way (Anaa’jí), a ceremony for countering the harmful effects of ghosts, I gladly turn to a monograph that Nettl cites often—an early classic of ethnomusicology:

(cf. later influential classics of ethnomusicology relating musicking to culture, such as Neuman, The life of music in north India, and accessible books like Lortat-Jacob, Sardinian chonicles, and indeed Proulx, Accordion crimes).

Navajo cover

McAllester’s study is based on fieldwork in the Rimrock area of Arizona over four and a half months from 1950 to 1951. Utilising an already substantial body of anthropological studies, in a mere 96 densely-packed pages—many of which are devoted to transcriptions and musical analysis—he manages to provide a wealth of information on the relation of sound to ritual culture and aesthetic values.

Apart from making formal recordings, McAllester lists the public Enemy Way ceremonies that he attended in September 1950—including one of my favourite fieldwork tips ever, which heads this post (cf. More fieldwork tips).

diary 1

diary 2As Nettl went on to observe, the very term for “music” is far from universal—an issue that McAllester addresses in his Introduction. Distinguishing existential and normative values, he notes:

There was no general word for “musical instrument” or even for “music”. A face-finding question such as “What kinds of musical instruments do you use?” (really intended to start the informant thinking and talking about music) had to be phrased, “Some people beat a drum when they sing; what other things are used like that?”. A “fact” in the Navajo [4] universe is that music is not a general category of activity but has to be divided into specific aspects of kinds of music. I learned, moreover, that beating a drum to accompany oneself in song was not a matter of esthetic choice but a rigid requirement for a particular ceremony, and a discussion of musical instruments was not an esthetic discussion for the Navajos but was, by definition, a discussion of ceremonial esoterica.

Similarly, the question “How do you feel when you hear a drum?” was intended to evoke an esthetic response. But the Navajo “fact” is that a drum accompaniment is rarely heard except with the public songs of the Enemy Way, and if you feel queer, especially dizzy, at the ceremonial, it is a clear indication that you, too, need to be a patient at this particular kind of “sing”. What I took to be a somewhat general esthetic question was, for the Navajos, a most specific ceremonial question and was interpreted by the average informant as an enquiry into his state of health.

At the beginning of my work I intended to limit my investigation to secular music, reserving any considerable study in the tremendous field of Navajo religious music for a later time. I soon discovered the Navajo “fact” that all music is religious and that the most nearly secular songs in melody, in textual content, and in the attitudes of the performers were derived from the Enemy Way chant mentioned above, a religious ceremony designed to protect the Navajos from the influence of the ghosts of slain outsiders. The dancing which accompanies certain parts of this rite is widely known as the Navajo Squaw Dance, and it is the singing which accompanies this dance, together with certain other kinds of public songs of the Enemy Way, to which I refer.

It was possible, eventually, to construct a hierarchy of different kinds of music according to the degree of secular emphasis. In the value-orientations of the Navajos I could find no music that was believed to be purely secular, but the public Enemy Way songs and certain songs of the Blessing Way were secular as well as religious and could be used in secular contexts.

It was necessary, of course, to try to ascertain, for music, the Navajo definition of “religious”. Questioning revealed little or no native preoccupation with a differentiation between that which is religious and that which is secular. The Navajo has not compartmentalised his life in this respect. […]

When a traditional Navajo is asked how he likes a song, he does not consider the question “How does it sound?” but “What is it for?”. […]

The social aspect of Navajo singing is another important part of the desired. Here too, a change from traditional values is taking place, and a conflict between younger and older generations may be seen. The question, “What do we want?” is in a state of flux, and the question, “What ought we to want?” has come very much to the fore. Sex roles and age roles emerge as important factors in Navajo normative values as regards music. Here too, significant changes are taking place due to the encroachment of white American culture and new religious ideas.

Thus it may take one a while to grasp McAllester’s distinction between “sacred” and “secular” forms—an etic problem that he created for himself. He explains his focus on the public songs, but (as often) our binary concepts may obstruct understanding.

Uses and functions
As we saw above, ritual taxonomy is complex. The Enemy Way is remarkably versatile, its purposes diverse. While it has “martial” origins in alluding to the two great wars in Navajo mythology, its formal intention is

to protect the Navajos from the influence of the ghost of an outsider; that of a white man or some other other non-Navajo such as a European, an Asiatic, or a member of some other Asian tribe.

And though McAllester claims that

most of the Enemy Ways performed in the last few years for young men have been directed against the ghosts of enemies slain in World War Two,

he goes on:

But numerous situations in everyday life may expose one to the attentions of an “enemy” ghost: being too near the scene of a fatal automobile accident was cited by one informant. Intimate contact with a non-Navajo who may have died subsequently is another possibility. Women as well as men may be pursued by these ghosts and require the performance of the Enemy Way.

Another instance is when girls coming into contact with white men’s clothes at school. And an Enemy Way may also be performed for someone returning home after a stay in hospital, where they will inevitably have been exposed to the spirits of non-Navajo who have died there. So the ceremony subsumes all kinds of healing.

The ways in which one can tell when the ceremony is needed range from the general, such as a vague feeling that it would be a good thing, to the highly specific, such as a dream that recalled an encounter with the body of a dead outsider. It is frequently used as a last resort when other ceremonies have failed.[…]

One sure symptom is a feeling of faintness or dizziness when one attends an Enemy Way which is being held for someone else.

This was a common occurrence, requiring a further Enemy Way ceremony.

McAllester also notes more mundane underlying motives, such as “the urge to keep up with the neighbours […] and the feeling among poorer families that wealthy families should provide more than the average number of these entertainments” (a rare suggestion of social stratification among the Navajo, generally downplayed); as in Chinese ritual, public reputation matters. Another important function is the “bringing out” of young girls who have reached marriageable age.

The ritual sequence
McAllester goes on to outline the ritual sequence over three days and nights (pp.8–14):

  • the decision: preparatory stages—including the construction of a hogan and cooking arbour, and seeking materials such as herbs, yarn for the rattle [stick], an enemy trophy (scalp or bone) and so on
  • duties of the stick receiver, possessed with some esoteric knowledge
  • ritual preparation of the drum, with singing
  • the journey to stick receiver’s camp, and facial decoration of the patient
  • first night of public singing and dancing, at the patient’s camp
  • gift singing before the stick receiver’s camp (early morning of the second day)
  • return of the patient’s party
  • the moving of the stick receiver’s camp
  • second night of public singing and dancing, at the new camp
  • the move to the patient’s camp soon after dawn, with a sham battle on arrival
  • the return gift singing, after breakfast
  • the Enemy Way rites, to treat the patient, whose face and body are decorated, led by the medicine man. The enemy ghost is slain by strewing ashes on the trophy.
  • third night of public singing, with circle dancing, and walking songs from the stick receiver’s camp to that of the patient, followed by sway songs
  • conclusion, at dawn, with more ceremonial songs and prayers.

Here McAllester notes (cf. the flawed Chinese funeral that I describe here):

When the ceremony had been concluded on the second and third nights of the Pine Valley Enemy Way, September 27 and 28, there were long announcements made by very drunk Navajos. The burden was similar to those of the other announcements mentioned but also included reproaches for the diminished energy of the singing group as the night wore on and for the drinking that had taken place. […] A group of Salcedanos […] said that they used to enjoy coming to the Squaw Dances for the social occasion, the refreshments, and the girls, and they used to feel that it helped to bring rain. Now, they said, they did not enjoy it and they did not feel that the occasion had been holy. They added that their governors (one of whom was present) did not get drunk, and they were sorry to see the Navajo leaders set such a bad example for their young men. The announcer translated this, and the Navajos seemed to take the reproach seriously.

The adverse effects of alcohol features in several of McAllester’s vignettes. In a section on the dangers of misuse, he observes exceptions to the generally muted quality of Navajo public gatherings (p.66),

when formally organized singing takes place, as at Yeibichai Dances, Squaw Dances, or when there has been a great deal of drinking. When fights begin to break out there may be some shouting, but even this is very different from drunken brawling in white-American culture. Much of the kicking and punching is done with silent intensity. The shouting is not prolonged or repetitive, but consists of a few short cries that seem to be forced out. Even in this extreme situation, there is very little sustained noise, nor do the onlooker shout censure or encouragement.

And on p.77 he comments:

Open expressions of hostility are a commonplace at Navajo gatherings if any considerable drinking has gone on.

McAllester suggests in particular that inhibitions may be released in the public singing of the Enemy Way, which provides an outlet for “self-expression, teasing, competition, and even aggression”.

“Music”
As he explains at the outset,

Of all the arts, perhaps music has seemed the hardest to study as social behaviour. Aside from the accompanying poetry in the song texts, the actual substance of the music appears forbiddingly abstract. Melodic line and phrasing, metre, pitch, and scale have been reserved for highly trained musicologists, few of whom have been interested in cultural applications. The unfortunate result of this specialisation and the feeling that one must have “talent” to study music has been a general abdication from this field by social scientists, even to the extent that the most elementary questions about attitudes towards music have remained unasked.

While musicologists soon learned to incorporate culture into their sphere, the social scientists rarely reciprocated; we still find the same “abdication” among scholars of Daoist ritual, for instance. As McAllester wrote, even very modest attention to performance and performers will bear fruit. This applies both to social matters (How are you fed during the ritual? How do you get paid? Where do you find reed to make your oboe mouthpieces?) and to registering basic features of sound (Is this text sung slow or fast? Loud? In unison? What percussion instruments accompany?); even a little more detail is easily learned (Is the text sung with melisma? Is the melody pentatonic? Do you always sing it the same? Did your granddad sing it like that?).

For the musical aspect of his fieldwork, McAllester appends a questionnaire (pp.91–2)—which, as he explains, should be used sensitively (cf. Jackson, Schimmelpenninck):Qs 1Qs 2Transcriptions may look forbidding to the outsider, but audio samples of such songs might be a good test for scholars who disclaim musical expertise: they too should be able to make such simple and useful observations.

Having outlined the overall ceremony, he goes on to focus on the “secular” songs; but he opens this section by discussing songs more generally, listing them in more or less chronological sequence—and again it transpires that most of them (apart from the “secular” items marked with asterisks) are “sacred” (p.15):

  • Bear and snake songs (for protection against danger)
  • Songs used in preparation of the drum
  • Songs used in preparation of the rattle stick
  • The Coyote songs (sung by the medicine man to inaugurate each night of public singing)
  • The Sway songs*
  • The Dance songs* (trotting, skipping, signal for end of dancing)
  • The Gift songs* [the following four items are for the patient:]
  • Emetic songs
  • Unraveling songs
  • Medicine songs (for medicine in gourd, for application of pollen)
  • Blackening songs (referring to the enemy’s country, and to the Navajo country)
  • Circle dance songs* (as the evening of the third day approaches)
  • Walking songs (secret songs sung on the ceremonial walk to the patient’s hogan)
  • Songs to the patient
  • Concluding songs of the ceremonial (Blessing Way songs sung to the patient at dawn, Coyote songs)
  • Songs for depositing the rattle stick (including Twelve-word Blessing Way song),

as well as additional sequences for the longer version of the ceremony (songs of the Tail Dancers and the Black Dancers, songs at the meal of the no-cedar mush).

Ritual events around the world commonly display a sacred–secular continuum. While such an “etic” distinction appears questionable among the Navajo, we should pay just as much attention to the “highly formalized chant-like music of the sacred healing ceremonies”, containing “magical phrases and long, full repetitive lists of Holy People, sacred places, and parts of the body or of plants”—mostly performed solo by the medicine man, I gather, sometimes supported by a group of men. McAllester naturally recognised the importance of studying this art, but postponed it—though his work on the Navajo, later enhanced by his student Charlotte Frisbie, continued (see n.3 below). Anyway, here his focus on melody tends to detract somewhat from the more esoteric, even central, aspect of Navajo ritual (see also under “Changing values” below).

Again, this reminds me of issues in studying Chinese ritual. McAllester’s choice of the secular songs rather resembles that of most Chinese musicologists, who have focused too narrowly on the melodic instrumental component of Daoist and Buddhist ritual. By contrast, scholars of “classical” religion are drawn to the esoteric parts of the ritual (secret formulas, mudras, talismans, and so on), neglecting a more normative ethnography of everything that is going on during the event.

The secular songs
Anyway, it is these secular, public songs (collectively known as Squaw Dance) that McAllester analyses: the sway songs, dance songs, gift songs, and circle dance songs. They are more readily subjected to musical analysis, and “less freighted with the overtones of magic”.

For sonic material he practises the fieldworker’s typical combination of observing ritual performance and recording on request, noting the differences (“Once when I asked an informant why he was not singing ‘naturally’ (loud and high), he replied that he was afraid that my recording machine could not stand it”). He gives brief sketches of his main informants (pp.25–6).

The recording situation was almost always a stimulus to discussions of various aspects of music in Navajo life, and those in turn led to talk in many other fields, particularly that of religion.

So their comments on the songs that he discusses are interesting, such as:

Enemyway 27

I found this approach useful in working on Daoist hymns with Li Manshan too.

score 1

Sway songs (cf. comments above).

score

Circle dance songs sung to vocables—showing exceptional triple metre, with some irregular beats.

Along with his transcriptions of the songs, McAllester analyses each genre—adopting etic concepts while bearing in mind the Navajos’ own ethos, under the headings of

  • texts: meaningful, and vocables (the gift and circle dance songs are usually sung to vocables only)
  • vocal style: “nasal, high, with a wide vibrato and an ornamental use of the falsetto”
  • metre (and rhythm): mostly duple and in even rhythms, with occasional extra beats (largely attributable to the requirements of textual phrasing)—with some exceptions such as frequent triple metre in circle dance songs—e.g. §2 and 16 on the playlist below
  • tempo (quite fast!)
  • pitch
  • melodic line
  • phrasing
  • scales and tonality (mostly pentatonic, to which we should now add “anhemitonic”—as in China and much of the world…).

He concludes this section with a useful summary of musical features of all the public song genres (pp.55–9).

One basic feature of the group songs (not mentioned by McAllester) is that they are monophonic, and sung in unison. Of course, where (as often) his transcriptions are of recordings made with a solo singer on demand, rather than during a live ceremony, naturally the songs look monophonic; one needs to listen attentively to recordings of group singing to try and characterise what McAllester describes as its free, loose nature. Yet the recordings I’ve heard do indeed sound quite close to unison.

For a well-annotated audio survey of global singing styles, see Voices of the world. It might make a good exercise to listen to the dance songs among Paul Bowles’s recordings in Morocco, comparing all these musical parameters.

As fieldworkers know well, by contrast with the individual songs that they have to present on disc, rituals often string them together in lengthy song cycles (cf. Allan Marett’s analyses of Australian Aboriginal dream songs; see also Analysing world music).

Changing values
Part Two, “Values in the study of music as social behaviour”, opens with a discussion of the nature of taboo. Here McAllester has more to say on the sacred songs:

On my first day of recording Navajo songs, I learned that some may be sung by anybody and discussed freely, but that others may be sung only with circumspection, with the right preparation, at the right time, and by the right people. Indeed, some of the latter songs may not be heard except by those who have been properly protected by initiation.

For the dangers of doing fieldwork on Navajo magic, note the disturbing articles of Barre Toelken. [5] McAllester discovers a kind of “scale of danger”. Still, he reminds us:

It is hard to discuss with a Navajo what music is “holy” and what music is not. The first reaction of nearly all of my informants was that all of their songs were sacred. Nor did they respond with categories to such questions as “Are some songs more holy than others?” [cf. Nigel Barley!].

No such hierarchies seem to exist ready-made in the Navajo scheme of values. But when asked directly, nearly every Navajo feels that songs from the great ceremonial chants are more sacred than gambling songs such as those sung with the Gambling Game. The parts of the Night Chant and the Enemy Way Chant which are chanted by the ceremonial practitioner are recognised by everyone as being more sacred than the Yeibichai songs of the masked dancers in the former and the Squaw Dance songs performed in the latter.

He continues by compiling his own list of songs along the “scale of danger”:

  • Prayer ceremonials
  • Songs used in witchcraft, and deer hunting songs
  • Songs from non-Navajo ceremonials. I know that Peyote songs are considered highly dangerous and believe that this may be true for some of the other ceremonials performed by other Indian groups
  • The longer chants: Night Way, Shooting Way, etc. The Evil Way chants are considered more dangerous than the Holy Way chants
  • Chanted parts of the Enemy Way: the four starting songs, the walking songs, the blackening songs, etc., are all very secret
  • Moccasin Game, and perhaps Stick Dance songs, which must be used only in the right season of the year
  • Work songs such as weaving, spinning, and corn grinding songs. Much more needs to be known about these songs. They do not seem to be particularly taboo but they have, nevertheless, become extremely rare
  • Circle dance songs from the Enemy Way
  • Yeibichai songs from Night Way, should only be sung in the winter
  • Dawn songs and other songs from the latter part of the Blessing Way may be used in some social contexts, but still with religious overtones of bringing good luck
  • Sway songs, gift songs, and dance songs from the Enemy Way can be sung at any time.

McAllester continues with a section on the dangers of misuse and forms of protection: through initiation, through timing, and training for a particular singing event, by running hard, fasting, and purification by vomiting—one informant explained the declining quality of the songs of young men by their reluctance to make such preparations. Young men also found the old ceremonial chants “too hard” to learn; yet (again echoing China) while the diminution of expertise that McAllester noted has continued (e.g. this interview with a medicine man—with a comment on treating soldiers returning from Vietnam with PTSD), scholars commonly note that ceremonies are still thriving.

So while McAllester and others were interested in uncovering archaic layers, he was far from merely seeking “living fossils”; and while the Navajo were quite insistent on performing “correctly”, they frequently offered instructive comments on change.

The following section, “Religions from outside”, outlines the Peyote cult and the Galilean mission. The Navajos seem to have learned the Peyote cult, a new religion, from the Utes. They even remained faithful to the less nasal singing style of the latter. But like other outside influences, the cult was considered dangerous. McAllester notes a marked preponderance of women in the Galilean congregation—including the singers—by contrast with their more passive role in Navajo ceremonies.

Under Esthetic values, he reminds us that the Navajos consider music inseparable from function—though again he finds a shift in the values of some younger men. Two contrasting illustrations that he managed to elicit:

I like it better when it goes along level, then I know it’s a holy song. (Helen Chamiso)

Yes, they sing more fancy now. If you use only one tone it sounds kind of plain. (Nat Nez)

This generation gap applies both to choice of songs and to vocal technique.

McAllester ends this section with a brief extrapolation of musical esthetics: tonality, voice production, group singing, rhythm, tempo, and melodic line. He notes the tendency of some singers to cup a hand over their ear—just like Sardinian tenores.

Under “Other cultural values” he outlines features such as competition, self-expression, “Navajo quiet” (a promising theme), the prestige of musical knowledge (which, again, will be in flux); and he notes humour in the songs (punning, an unusual grammatical usage, ribaldry, and so on). In a brief section on the role of women in religion he notes their general exclusion—though here, as other scholars have gone on to observe, they surely play a greater part than the general taboo would suggest (cf. China).

He illustrates individualism, provincialism (the Navajos were “very curious to hear ‘foreign’ music”—of other Indian tribes, Mexican music, “white” music brought home by returning soldiers, and so on—though they were soon forgotten), and formalism; and he ends (with what I consider a *** passage à la Stella Gibbons) by discussing music as an aid to rapport in fieldwork:

There seems to be something more acceptable about a stranger who wants to learn songs than about one who wants to know how long babies are nursed. Among the Navajos, I was accused, jokingly, of wanting to become a ceremonial practitioner, the usual goal of learning songs. [cf. Wei Guoliang at Houshan (here, under “The local ritual network)!]

It seemed to work in my favour that I was there to learn, that I respected an aspect of Navajo life usually ignored or laughed at, and was willing to teach songs in return. […]

From a discussion of music one can move by easy stages into almost any area of cultural investigation. Almost any area of human behaviour is crossed at some point by music. With the Navajos, such seemingly remote subjects as attitudes towards property, propagation of livestock, and the nature of taboo came to the fore in connection with music; sometimes I found informants who were so reserved that it seemed as though no interview at all were going to take place, but who became interested and accessible when the topic was music.

Music has been made unnecessarily a specialist’s field in ethnology. A few songs from almost any culture can be learned by the ethnologist even if he is not a musician [sic]; even very imperfect renderings of native music can do much in establishing rapport.

The monograph ends with a succinct summary of existential and normative values.

* * *

Audio recordings
It’s a shame we can’t follow the songs that McAllester transcribed with specific sound examples, but the stylistic features he analyses can be perceived in many other early recordings.

Following on from the incomprehension of the Navajo themselves that there is something called “music” that can be extracted from ritual (or indeed life), audio compilations of short songs, valuable as they may be to us, may seem incongruous. As scholar-recordists would be the first to recognise, such songs aren’t mere reified sound objects: they can hardly suggest, let alone capture, the living experience of ritual. Yet at the same time it is useful to be able to focus on their sound with McAllester’s guides in mind. Film is not living ritual either, but is a major advance over audio recordings—let alone silent, dry texts (my constant refrain: see e.g. here, §6).

My examples below may seem to suggest nostalgia, but the transformation effected by modern life has long been an important theme: as with Chinese ritual, we should seek to document both early tradition and more visible contemporary manifestations.

A wealth of recordings has been released on disc, such as:

Recorded by Laura Boulton:

  • Navajo Songs, recorded in 1933 and 1940, annotated by Charlotte J. Frisbie and David McAllester (1992)
  • Indian music of the southwest (1957)

And Willard Rhodes issued ten LPs of the recordings that he had made from 1940 to 1952, such as

  • Music of the Sioux and the Navajo (1949)  (liner notes here)
  • Music of the American Indians of the southwest (1951)
  • Music of the American Indian: Sioux (1954) (liner notes here)

Here’s a good introductory playlist, with tracks from the 1992 Navajo Songs album with Laura Boulton’s early recordings, as well as excerpts from 1975 recordings by Charlotte Heth (more here, including liner notes) and from a Canyon Records album recorded 1952–1963 (for whose own notes, see here, on the useful drumhop site):

Here’s Music of the American Indians of the southwest (for notes, see drumhop again).:

Among the Navajo tracks is a highly distinctive falsetto night chant/Yeibichai dance:

On film
Again I’ll start with early footage. Valuable as it is, many scenes are clearly posed; voiceovers are often patronising and mendacious (“visitors are always welcome”; the paeans to residential schools; copious Injun cultural clichés); and dodgy musical soundtracks evoke Hollywood Westerns. For all these fatal flaws, and more, see e.g. Jacquelyn Kilpatrick, Celluloid Indians: Native Americans and film (1999)—note also the BTL comments that appear when you click on “YouTube” for the pages below. Bearing all that in mind…

This quaintly-choreographed short film from 1939 includes a public dance and “wedding ceremony” (from 5.39):

In this 1945 film (from 32.24) a medicine man presides over a healing ritual, including the creation of a sand painting in the hogan, with ritual paraphernalia such as the rattle stick and trophy bundle (and for all the limitations of these films, they do feature the sacred chanting style that McAllester outlines, not heard on the audio recordings above):

Navajo night dances (1957), from the nine-day Mountain Chant Way:

Also from the 1950s (with a kinaalda ceremony from 11.31, including more sand painting—and yet another classic use of the incongruous Hollywoodesque soundtrack!):

A more recent introduction to kinaalda:

And an excerpt from Kinaalda: a Navajo rite of passage (Lena Carr, 2000):

Starting again, here’s Between two worlds (1958)—shamelessly whitewashing the impact of government intrusion:

But breaking the mold of happy smiling natives grateful to be admitted to the benefits of civilisation is the documentary Broken rainbow (Maria Florio and Victoria Mudd, 1985)—though not without its critics, it soberingly relates the plight of both Navajo and Hopi, subjected to forced relocation and environmental pollution (cf. Grassy Narrows):

Lastly, following successive historical epidemics visited on Native American peoples by white contact, the Navajo are suffering severely from Coronavirus (yet another danger from outside—see e.g. herehere, here, and here)—here’s a song from quarantine:

* * *

While taking modern change into account, the complex ritual sequences and symbolism of the Navajo remain deeply impressive. And I now see why ethnomusicologists recognise McAllester’s monograph as an important pioneer of the concern to integrate music and culture. As he observes, the public dance songs that are his subject here are only a small part of the overall ceremonial performance, but he makes a compelling case for including their soundscape in ethnographies of ritual.

Of course, change has continued to escalate since the 1950s, inviting both continuing fieldwork and further study of earlier periods. At last I understand why scholars find such rich inspiration in Native American cultures.

My third post in this series is on the Ghost Dance.

 

[1] The anthropology of the Navajo began early, and continues to be a vast field. On Navajo history, see e.g. Peter Iverson and Monty Roessel, Diné: a history of the Navajos (2002); or for a simpler overview, wiki.
In an engaging recent introduction to all kinds of Native American musicking, the Navajo feature prominently in Chapter 2 of Worlds of music: an introduction to the music of the world’s peoples (see here, n.1); again, the wiki entry for Navajo music makes a succinct hors d’ouevre.

[2] Cf. Tibetan and Han-Chinese mandalas (e.g. Shanghai, Hunyuan); and for various ways of consecrating the sacred space, click here.

[3] On the Blessing Way, see e.g. Leland C. Wyman, Blessingway (1970); and note Charlotte Frisbie and David McAllester (eds), Navajo Blessingway singer: the autobiography of Frank Mitchell, 1881–1967 (1st edition 1978, updated paperback 2003), complemented by the story of his wife: Rose Mitchell, Tall woman: the life story of Rose Mitchell, a Navajo woman, c1874–1977 (2001)—both works voluminous, with many useful further references. Indeed, life stories make an illuminating approach—see Nettl, The study of ethnomusicology: thirty-three discussions, ch.13, and for China, e.g. Helen Rees (ed.), Lives in Chinese music (2009) and my work on the Li family Daoists.

For kinaalda, see e.g. Charlotte Frisbie, Kinaalda: a study of the Navaho girl’s puberty ceremony (1967/1993), and Joanne McCloskey, Living through the generations: continuity and change in Navajo women’s lives (2007). Female puberty ceremonies are widely performed by Native American groups: see e.g. Carol A. Markstrom, Empowerment of North American Indian girls: ritual expressions at puberty (2008). Here’s an Apache version:

[4] McAllester uses the spelling “Navaho”; in direct quotes within this post I convert it to the form Navajo, which has since come to predominate—rather as I convert American to English spellings throughout my site.

[5] Notably “Life and death in the Navajo Coyote tales”, in Brian Swann and Arnold Krupat (eds), Recovering the word: essays on Native American literature (1987), and “From entertainment to realization in Navajo fieldwork”, in Bruce Jackson and Edward D. Ives (eds), The world observed: reflections on the fieldwork process (1996).

Resumé of Daoist film!

Just a reminder:

As you watch my film Li Manshan: portrait of a folk Daoist—as you MUST!—do consult this drôle Franglais resumé (“Poseur? Moi? Je ne regrette rien!”). While meant as a jeu d’esprit for a screening in Paris (“île sacrée of Daoist studies”), I’ve added handy links to posts on particular themes. Click here:

A French letter

Bon appetit!

My work on the Li family Daoists (including the book, complementing the film) was the whole initial raison d’être for this increasingly diverse blog, and I continue to add updates and vignettes. The sidebar category Li family being so very voluminous even with subheads, I compiled a more manageable roundup of some major posts here.

Gender in changing Chinese religious life

In my second post on Women of Yanggao I gave a brief introduction to studies of gender in Chinese religious life. Within this ever-growing scholarly field, here I’d like to introduce two substantial recent discussions, by Kang Xiaofei and Elena Valussi.

Focusing on prescriptive tracts by educated commentators, both authors highlight the “double blindness” between women’s studies and religious studies, revisiting the elite dichotomy between religious reformists and “superstition” in the first half of the 20th century, the influence of Christianity, the May Fourth movement, and Communist rhetoric. Kang further pursues the story into the Maoist and reform eras.

Throughout Chinese history until the 1950s, the vast majority of women were illiterate; the reliance of our portrayals on elite perspectives is an unfortunate limitation in historical scholarship generally, all the more so when we consider gender. While much research focuses on the discursive aspect of religion (canonical texts, and so on), among the fruits of fieldwork since the 1980s is that it reveals the importance of women’s religious activities—a view that appears only dimly for earlier periods.

* * *

As she observes:

Until quite recently, histories of the May Fourth movement (1919) and of the Republican period (1912–1949) generally did not include women/gender issues. More recent histories which include a gender perspective do not discuss religion. There has been substantial research on the birth of feminism in China, on the rise of a female collective consciousness and of the “new woman” and discussion of the methodological hurdles in integrating a gender perspective into the study of the Republican period. However, scholarship about women and modernity does not generally include the powerful connection between women and religion, and certainly not the connection between women and superstition.

Thus

Religion in 20th-century China was reorganised according to new, modern, and scientific paradigms; in this novel definition, which excluded many communal experiences deemed superstitious, religion came to be identified more with personal practice and individual beliefs, understood as self-strengthening and self-improvement, and was to be one of the responses against Western Imperialism and Japanese occupation. Women had always been seen as closely involved with religious practices, but at this time they were identified as intrinsically and powerfully superstitious, and their religiosity was used as a necessary site of symbolic transformation for the nation. Numerous examples of the deleterious effect of superstition on women, their children, the family, and society were described, and modern and scientific education was seen as the antidote to this seemingly intractable problem.

The noble, elusive goal of reformists was to eliminate male Confucian power over women as part of a general attack on religion. Valussi introduces The Woman’s Bell (Nüjie zhong 女界鐘, 1903), an early “feminist manifesto” by the male author Jin Tianhe 金天翮advocating the liberation of women by eliminating “the four great obstructions” for women: foot-binding, decorative clothing, superstition, and restrictions on movement.

But such pundits often gendered “religion” as male and “superstition” as female. As Jin Tianhe commented:

Superstition is an inauspicious thing. Nuns, witches, geomancers, and astrologers are inauspicious people.

Indeed, more generally one finds a similar dilemma facing pundits writing about the reform of (mostly male) folk musical groups: while admiring their music, they fretted that their performing contexts were inseparable from “superstition”.

Valussi goes on to cite newspapers, magazines, gazetteers, and novels from the Republican era—such as Hu Ruilan 胡瑞蘭, a writer from the Gansu female teachers’ academy:

Gentlemen have refined their bodies and corrected their minds, they are intelligent and honest, and cannot be deluded by ghosts and spirits [Yeah, right—SJ]. My female compatriots are ignorant folk. They should strive to be like gentlemen, respect morals, be upright in character and diligent in self-cultivation, establish their hearts on behalf of heaven and earth, set their destiny in service of people and things. (In this way) they would not be deluded by evil talk that would make them lose their true nature.

As Valussi observes:

Younger and more educated women, seeing themselves as part of a modern collective identity, are urging older, rural, and uneducated women to also join this “imagined sisterhood.” Narratives imply or state clearly that peasant/uneducated women are more likely to be superstitious and in need of rescuing. […] However, we do not often hear the voices of the older and rural women, we only see their actions described.

So such lofty exhortations effectively penalised women’s behaviour.

Canons, liturgy, and hierarchical structures, described by Katz as acceptable and non-superstitious elements of religion, as well as Confucian philosophy, also acceptable if not linked to oppressive and restrictive practices, were typically the purview of males. […]

What is progress, modernity, and a secular religiosity is often attached to male behaviours, and what is excluded from it, superstition, often is more directly and strongly attached to women’s own nature, beliefs, spaces, and practices.

But as Chau suggests, this speaks to the dominance of elite perspectives in the discourse, not to the situation on the ground.

Valussi discusses women’s activities in temples (including burning incense, and the harmful economic costs of women’s religious practices), in the family, and in urban and rural religious organisations. Female spirit mediums, often described as tricksters swindling other women, are particular objects of criticism from the reformists. Now, since male and female mediums coexist in some regions (cf. the self-mortifying male mediums of south Fujian and Amdo), while one gender predominates in others, I’d like to learn more about how they are treated differently, then and now—in the literature, by the authorities, and by their local clientele.

In her Conclusion Valussi comments astutely:

But is there an actual shift in the position and role of women? A question that arose in the context of critically engaging with these sources was: are we actually talking about women here? Or rather, are women’s religious practices used, in popular newspapers, as a foil that stands in for the inability of the government and of intellectuals to eradicate practices deemed backwards? Are women, perceived as particularly superstitious because of their lack of education and access to the outside world, only a symbol of the inability of China to rid itself of these practices? A symbol of China’s backwardness and inability to move forward? There is a remarkable continuity in the period that goes from the early to mid-twentieth century in terms of the calls against female superstition. However, nothing much seems to change, except a certain heightened force and violence in the message, inspired by the increase in the forcefulness of the anti-superstition campaigns in general. […]

The calls for change, often from young educated women, could be seen as a genuine attempt at changing women’s lives. On a more metaphorical level, however, we see both male and female educated intellectuals inveighing against practices that mar China’s very essence and its ability to move forward.

While Valussi only takes the story as far as the eve of the Communist revolution, even during the Maoist era the manifestations of “superstition” (both male and female) that had so concerned intellectuals became muted, but were not erased. And from the perspective of women since the 1980s’ reforms, modern education and “superstition” don’t entirely seem mutually exclusive. For both men and women, opportunities are always greater in urban areas; for both, religious (and superstitious) activities remain popular in the countryside. Of course such discourses are never gender-neutral; but while we should detail all the kinds of religious behaviour of both men and women, and refrain from belittling female activity, the rhetoric of idealistic pundits, as Valussi observes, doesn’t tally with grass-roots practice.

* * *

Among the extensive literature that Valussi cites is

which further pursues the story after 1949. Kang’s nine sections examine the challenges and changes brought by the arrival of Christianity the May Fourth movement; rural and urban women, and the early role of left-wing feminists; political uses of religion, women, and gender in the Communist revolution; women and religion in the religious revival since the collapse of Maoism; and thoughts on further integrating women, gender, and religion in a globalizing era.

Like Valussi, Kang notes that

intrinsic elements of Chinese religious practices and rituals, such as incense burning, paper offerings, communal worship, ghost pacification, demon exorcism, fortune-telling and spirit possession, were all denounced as “superstition” and hence a hindrance to modernity.

But as she explains, rejection and suppression don’t tell the whole story.

The century-long mass mobilisation for gender equality and women’s liberation has also brought women out of domestic confinement and empowered women in various realms, including that of religion. Since Republican times, women have participated in public religious life and have assumed leadership in different religious organisations. At times they have also used religion to defy officially-prescribed gender roles, to negotiate with state authorities, and to create social spaces of their own.

Still, the participation of women that we can now find through fieldwork can’t be attributed solely to such official “mobilisation”; rather, it may seem like a belated revelation of a longer-term involvement that was previously hidden to us.

Female mediums https://stephenjones.blog/2018/10/06/lives-of-female-mediums/

Female mediums, Guangxi. Photo: Xiao Mei.

Kang pays attention to women’s role in both institutional and folk religious activity, including the ubiquitous spirit mediums—on whom, apart from the sources that Kang cites (notably, for the Hakka, Xu Xiaoying 徐霄鹰, Gechang yu jingshen 歌唱与敬神, 2006), I’d also mention fine ethnographers such as Xiao Mei and Mayfair Yang.

Indeed, the very informality of the status of such women may have helped them to keep practising under Maoism, as Kang suggests:

First, compared to the male dominated textual and institutional traditions of religion, women’s religious practices are more personal, oral, and informal. This lack of institutional and doctrinal attachment has been a main reason that women’s religious activities have often been condemned as superstition, but it has also made them less threatening targets and more resilient in the Maoist campaigns against religion. “A few old women” here and there kept religions and ritual traditions alive in one way or another during the oppressive years of the Cultural Revolution. Second, the revolution’s advocacy of economic contribution to society has had the effect of bringing women out of domestic confinement. As women’s employment outside the home in both urban and rural settings has become widely accepted, women face much less constraint and prejudice than their late imperial counterparts did when venturing into the public space of religion. […]Third, the revolution has also effectively destroyed the traditional power structure in local society and eliminated the Confucian gentry elite who once collaborated with state officials and monopolised the ritual life of local communities.

Discussing the age-range of religious women, she observes:

Either as lay believers or spirit mediums, the middle aged and elder women are neither victims of superstition nor obstacles to modernity. For many, religious practices are not simply to revive the pre-revolutionary past. They ingeniously construct female religiosity with the traditional and modern resources—including Maoist teachings—at their disposal. They are well aware of the social and political stigma [risks, I might say] of conducting “superstitious” activities, and they adopt different strategies to legitimise their activities.

Their religious authority is defined by “social skills, marketing strategies, moral qualities, and in certain cases female charisma”.

* * *

Plunging into rural fieldwork as I did in the 1980s without being conditioned by elite discourses, I found the simple public–private dichotomy in religious activity revealed in the male domination among public performers such as ritual specialists and shawm bands; yet I came to realise that while women rarely occupy such formal roles, they do play a major part in religious life—notably as mediums and sectarians. The background provided by Valussi and Kang makes valuable preparation for fieldworkers.

FWIW, among my own sketches of the lives of rural women, see Women of Gaoluo; nuns of rural Hebei; and my series on Women of Yanggao, starting here. In my survey of ethnographic films I cite the documentary Under goddesses’ shelter, about a Hakka nun. These, along with some of my other posts on gender in China and elsewhere, are listed here.

Lastly, a bold, nay revolutionary, idea: I wonder how long it might take for us to totally reverse our perspectives on “doing religion” in China—privileging oral, largely non-literate practices and relegating elite discourse (including the whole vast repository of early canonical texts) and temple-dwelling clerics to a subsidiary place?! Notwithstanding the role of women in the latter manifestations, such a reversal would also entail a far greater recognition of their fundamental importance in Chinese religious life. One can but dream…

For an important book on mediums in Henan, see here.

 

Guest post: Handing over the Ming baton

From Wang Shixiang to Craig Clunas

BM1

Photo (as below): Kossen Ho.

Having featured both Ming Maestros in my tribute to Wang Shixiang’s wife Yuan Quanyou, here’s Craig with a charming reminiscence:

Random Gatherings of the Era of Lockdown 鎖閉野獲 , or

Collected Discourses from the Potato-Planting Studio 種薯齋叢說: An Extract

BM2In 1983 I organised a visit to London by the great art historian and Chinese furniture scholar Wang Shixiang 王世襄 (1914–2009); I had translated a piece by him. and we had first met in Beijing in the early 1980s. The trip was done on a shoestring, and it pains me to think how spartan was the Imperial College London student hostel I booked him into, though he would never have complained—he had after all done years and years in cadre school. One of the grandest of London’s dealers in Chinese art took us to a posh lunch; it was a measure of Mr Wang’s cosmopolitan youth that he ordered cheese for afters. He ate half, and asked the waiter to wrap the rest (presumably for his breakfast, which I had not provided). As the beginnings of a sneer formed on the waiter’s face, it being that kind of restaurant, one of the grandest of London’s dealers in Chinese art gave him a very ferocious look that eloquently said, “This gentleman is my guest. I eat here often. Wrap his cheese”.

One night Mr Wang came for supper to our North London house, where our extremely skittish and semi-feral cat Lexham went straight towards him (Lexham usually shunned strangers) and settled purring in his lap; that was when I learned that “to purr” in Chinese is nianjing 念经, literally “recite the sutras”. Mr Wang also took me with him one Sunday afternoon to visit Ling Shuhua 凌叔华 (1904–90), by then an elderly lady; my memory is of a very small flat, perhaps even a basement, in somewhere like Swiss Cottage. They practised calligraphy together, and I still have the bucolic poem he wrote for me on that occasion, one of a set of verses on pig-rearing he had composed in the cadre school; it has subsequently been to Beijing and back for an exhibition of his much-admired hand. I quite failed to realise at the time just how significant a figure in modern Chinese culture Ling Shuhua was—”modernist writer and painter”, lover of Julian Bell (1908–37), correspondent of Virginia Woolf (1882–1941).

I have many things to thank Mr Wang for, including my name. We were never—unlike many people I know who studied elsewhere—given “proper” Chinese names by our teachers at the Cambridge Faculty of Oriental Studies. At Beijing Languages Institute in 1974–5 I had been Keliege (可列格 , occasionally 克列格) a simple attempt at a phonologically Chinese transcription of “Craig”. Returning to Cambridge I made myself into Ke Liege 柯列格, substituting a character that was at least a viable Chinese surname. When Wang Shixiang saw this, he said “Huh, Too ugly!” (嗯! 太难看!) and made me into Ke Lüge 柯律格, which is who I have been ever since, and what it says on the covers of the Chinese translations of my books. I can invoke Mr Wang’s authority when people query it. (It was Steve Jones who once pointed out to me that one plausible implication of the meaning of Lüge 律格 was “Tight-arsed”, which we both agreed was about right.) [1]

 

[1] Note from SJ: see here for the diverse ramifications of my own Chinese name. For our time at Cambridge, and Craig’s early studies in China, click here. In 2014, he worked on the splendid British Museum exhibition “Ming: 50 years that changed China” (see his co-authored catalogue, and the conference proceedings), giving us the pretext to invite the musicians of the Zhihua temple for the first of two visits.

Craig’s embarrassment about the spartan conditions deemed acceptable by British hosts may strike a chord with other academics. I recall with chagrin the visit of two eminent colleagues from the Beijing Music Research Institute to the National Sound Archive in 1993 on a project to copy the precious early recordings by Yang Yinliu that they had managed to bring with them.

Like Wang Shixiang, my Chinese friends were billeted in a meagre student hostel; but surely our first lunch on this illustrious International Cultural Exchange required some kind of banquet. Instead our hosts sent out for miserable supermarket sandwiches (one each), which we munched absent-mindedly as we continued working. Again, my Chinese colleagues took such privations in good part, as I joked shamefacedly about the “waters deep, fire raging” (shuishen huore 水深火热) of the capitalist world.

 

 

 

A sporting medley: ritual and gender

After all these sacrifices (see note here), it transpires that what the plucky Brits really care about is not so much creating a fairer society, but playing golf and visiting garden centres. FFS. I give up. As Ian Rush is said to have commented about, um, living in Italy, it’s “like living in a foreign country”.

Anyway, following the recent moratorium (welcome to many, no doubt), as sport furtively reappears like a cockroach from behind the fridge, here’s a little roundup of some highlights from the sport tag—not least, connections with ritual, and with feminism.

Snooker—starting with 5’20” of inspired fluency from the great Ronnie:

Football: among many posts,

Rugby:

Tennis:

Not forgetting

 

Precious scrolls: another new volume

baojuan cover

Research on the sectarian “precious scrolls” (baojuan 宝卷) continues apace. I look forward to reading

  • Pu Wenqi 濮文起 and Li Yongping 李永平 (eds), Baojuan yanjiu 宝卷研究 (2019; contents here).

For other related recent volumes, see the work of Cao Xinyu (e.g. here), and a collection edited by Hou Chong. Also on this blog, see under Houshan and Houtu ( for Yixian and Laishui counties in Hebei), and Ritual groups in Jinghai, Tianjin.

The new collection of articles (most of which already published elsewhere) is based both on textual studies and fieldwork (ndeed, many sectarian scriptures continue to be discovered in the course of fieldwork), and also considers performance practice. While it includes reports from south China—south Jiangsu ( cf. here, n.1) south Jiangxi, and chapters on the Luo sect—the earlier sectarian precious scrolls are mainly found in north China. Hence we find chapters on Hebei (Yin Hubin 尹虎彬), Jiexiu in Shanxi (Sun Hongliang  孙鸿亮), Gansu (Li Guisheng 李贵生 and Wang Mingbo 王明博; Cheng Guojun 程国君; Liu Yonghong 刘永红)—and more.

Shanxi sect

Shanxi sect reciting baojuan, 2003. My photo.

I’m glad to learn of the research of Liang Jingzhi 梁景之, furthering studies of the Way of Yellow Heaven (Huangtian dao 黃天道) sect in Hebei and Shanxi, which began with Li Shiyu in the 1940s and have continued with Cao Xinyu (for my own brief encounters, see under Tianzhen, Yanggao, and Xinzhou in Shanxi). Here’s another article by Liang, and his discovery of related temple murals is also fascinating (several links here; cf. the sites of Hannibal Taubes).

The new volume also includes useful overviews of the history of baojuan studies.

 

Social issues in rural Hunan

mine

Though my main focus is north China (see under Local ritual), I’ve introduced work on expressive culture in Hunan province, as well as Daoism and famine there.

Meanwhile the society of Hunan has seen constant change. The bleak documentary

  • Miners, the horsekeeper, and pneumoconiosis 矿民, 马夫, 尘肺病 by independent director Jiang Nengjie 蒋能杰 (b.1985)

has caused a sensation, with free viewing online in China and on YouTube—further evidence of the resilience of the independent cinema movement since its 1990s’ heyday:

Among interviews, see e.g. herehere, and (in Chinese) here. [1]

The documentary was filmed from 2010 to 2018 in the mountains of Hunan, where Jiang’s own family suffered from the dangers of the privately-run illegal mining industry. Under conditions that are anyway destructive to health, with lung disease rife, unauthorised explosives and mining disasters are routine. Despite local government attempts to control such mines, official corruption is chronic; and for all the general progress since the 1980s, such rural dwellers take a cynical view of the state poverty-alleviation project.

Zhao Pinfeng

The film ends movingly with the funeral of former miner Zhao Pinfeng (1968–2018), with a band of blowers and drummers (and a brass band for the burial procession) but no Daoists. It makes a stark reminder of the human cost at stake in what ethnographers and sinologists do as they affirm the ancient grandeur of tradition—cf. my comments on a similar scene from Gansu in Wang Bing’s Dead souls, with the wailing shawm band reflecting the anguish of the kin.

* * *

Jiang Nengjie had already made a series of documentaries on the left-behind children in his native region—including The road, Children at a village school, The ninth grade, Jiayi, and Junior Three, mostly available on Vimeo. For broader approaches to documenting the left-behind children, see e.g. here, and wiki.

It’s hard to reconcile harsh social realities like mining and migration with research on the continuing “vibrancy” of Daoist ritual in Hunan (cf. my query here about young people being keen to become household Daoists). As I’ve noted, the study of Daoist ritual may seem like an autonomous zone fated to remain adrift from wider fields of enquiry.

Since the 1980s the great majority of adult villagers in Hunan have left for migrant labour in Guangdong, and those that remain are vulnerable—surely all this should feature prominently in our discussions? The defence of sinologists might be that they focus on the culture of the pre-modern period; yet in addition to library work on ancient texts, it is precisely their own fieldwork in this changing society that has enriched the topic so greatly. Hence the shift of ethnographers like the great Guo Yuhua towards the plight of the “sufferers”. This is not to suggest that we should all become social activists: rather, as I suggested in Epidemics in a Chinese county, that cultural studies should bear social issues in mind.

 

[1] Mining is a theme in the feature films of Jia Zhangke set in central Shanxi, such as Platform—from a contract: “Life and death are a matter of fate, prosperity depends on Heaven. I am willing to work in Gaojiazhuang mine. Management accepts no blame for accidents.” Even nearer to my base in north Shanxi are the mines around Shuozhou—and Datong, subject of a recent article, with links including this documentary.

Just west of Beijing, ritual groups in the Mentougou district, within the ambit of the Miaofengshan pilgrimage, have traditionally served mining communities, which have suffered from recent closures. Meanwhile, with typical neglect of the gritty realities of changing society, village ritual groups there (such as Qianjuntai 千军台) have been conscripted into the Intangible Cultural Heritage shtick. Further to studies by Bao Shixuan 包世轩, Han Tongchun 韩同春 and others, I look forward to a detailed forthcoming book by the splendid Ju Xi 鞠熙, fully addressing the mining context—meanwhile, see this brief notice.

Fanyue

Source here.

One might compare the fate of brass bands in the north of England as representatives of local culture since the mine closures under Thatcher.

 

 

 

Epidemics in a Chinese county

Yizhan deng

Hymn A Lantern (Yizhan deng), a meditation on the impermanence of life,
sung before the coffin: see my film, from 27.07, and book, pp.264–6. Cf. the Shunzhi emperor’s poem, also part of the Li family Daoists’ repertoire.

When documenting a local ritual tradition, we need not only to home in on the detail of changing performance practice, but to spread our net quite widely—viewing our particular object of study as part of a system of other nearby ritual groups, as well as considering it within all kinds of social contexts. Changing material conditions tend to feature little in field reports on Daoist ritual (cf. Social issues in rural Hunan.).

In my work on the Li family Daoists in north Shanxi, I have found useful background on local history and culture in the accounts of the 1993 Yanggao county gazetteer (Yanggao xianzhi)—whose details on the Maoist era are far from the bland official depictions of many works of the period (see e.g. here, under “Famine in China”).

Weisheng

Having described the Li family Daoists’ continuing activity during the Coronavirus lockdown, I’m prompted to consult the gazetteer’s section on epidemic control in its chapter on Hygiene.

These villages are the catchment area of household Daoists groups like the Li family. Until the 1950s they performed for temple fairs and domestic rituals of blessing as well as providing all kinds of mortuary services; now they almost exclusively perform the latter. But all three types were responses to the fragility of human life, and it’s worth homing in on the painful progress of disease control through the 20th century. As I read, I think of Li Qing and his colleagues, catering to the ritual needs of their vulnerable village clients.

As we can see from the gazetteer’s chronology of “Major events”, epidemics—along with natural disasters and droughts—are a constant theme throughout imperial history, with high rates of mortality and low life expectancy. From 1884 rapacious wolves and rats caused a plague in the county. (For an ongoing bibliography on epidemics in late imperial China, click here; see also Vincent Goossaert, “Épidémies et religions chinoises”, Éphéméride, July 2020.)

Stores selling Chinese medicine were common in the county-town and rural townships from the Republican era, as folk healers did the rounds of the villages; attempts were made to register them from 1935. On 4th moon 28th household Daoists and opera troupes performed for the temple fairs of the Medicine King deity (for Hebei, see under Bazhou, Xiongxian, and Baiyangdian). Before modern healthcare—and still now, where it still remains unaffordable or unavailable, or is considered only a partial remedy—curing illness has long been a major domain of spirit mediums.

Under Maoism
The story of disease control accompanies that of political campaigns. In chronically poor rural counties like Yanggao, given the extreme poverty inherited by the PRC, progress under Maoism was significant (see e.g. Mobo Gao on his home village in Jiangxi, and, by contrast, Erik Mueggler’s The age of wild ghosts—both cited here). Still, rural dwellers remained terribly vulnerable even after the collapse of the commune system, as illustrated in Liu Hongqing’s harrowing book on blind singers in another Shanxi county.

After Liberation, a system of state-supervised clinics expanded from 1952. But despite their best efforts, the county medical authorities were still desperately short of supplies. Most diseases were identified by the late 1950s, with attempts to bring them under control continuing through the Cultural Revolution (when the system of barefoot doctors pervaded the countryside); but as long as the commune system locked the population into poverty, it was only by the 1980s that such measures became more effective.

Smallpox was attacked after Liberation, but an outbreak occurred in 1963 in Anjiazao village. In 1965, amidst the Four Cleanups campaign, smallpox was reported in the village of Yang Pagoda, whither household Daoist Li Peisen had prudently retreated in the late 1940s in order to avoid political scrutiny. The village was sealed off and houses disinfected.

Measles, a common cause of child mortality, was gradually eradicated. Typhoid had also disappeared by the 1960s, though outbreaks occurred in 1980 and 1983. Hepatitis, tuberculosis, and meningitis, long major causes of mortality, were targets of the medical authorities after Liberation, with campaigns still being waged in the 1980s.

Brucellosis, also affecting livestock, was first identified in a village west of the county-town in 1957. By 1958 over 60 people were afflicted, and by 1959 it had spread to other nearby villages. As it continued to spread, attempts to control it continued from the early 1960s into the Cultural Revolution.

Graves’ disease was also identified in Yanggao in 1958, only declining in the 1980s. The county authorities only began seriously addressing the widespread dental ailment fluorosis in the 1980s. There was a deadly outbreak of cholera in Anjiazao in 1932. A county-wide vaccination programe was initiated in 1952; though it had basically disappeared by the 1970s, it resurfaced in 1983 in Baideng district, home of the Li family Daoists.

* * *

Turning to my other main fieldsite of Gaoluo village south of Beijing, I also consulted the briefer account of epidemic control in the Laishui county gazetteer (2000).

Again, before Liberation, diseases such as smallpox, measles, cholera, malaria, and typhoid were common. In August 1946 an outbreak of cholera struck; among 273 deaths in the county, 99 people died in the village of Kongcun alone—home of a ritual association that we visited in 1993 (see here, under “Other local ritual groups”). Smallpox was eradicated by the 1960s. After an outbreak of measles in 1954, there were further cases in 1962, 1963 (just as village ritual associations were reviving briefly after the famine), 1965, and 1970. Even during our fieldwork in Hebei through the 1990s both I and my colleagues from Beijing were frequently distressed by the vulnerability of peasants to illness.

While the county gazetteers vary in quality, there’s much more to explore in these sections. Such accounts are based on official depictions, and village-by-village fieldwork might still elicit more detailed stories; but all this provides useful background on cultural life before and since Liberation.

For me, incidentally, it makes good practice to expand my Chinese vocabulary; and just as I noted the importance of learning local folk terms for ritual and music, we find a similar popular lexicon for diseases—such as measles (standard mazhen 麻疹), locally known as hongbu 红布 or chai 差.

 

Navigation: local ritual

To help those interested in ritual to navigate around this labyrinthine site:

apart from the numerous posts (under MY BLOG), the menu at the top also contains pages, of which I’d like to draw attention to the many detailed field reports on local ritual under the Themes menu:

Local ritual menu

and there’s more if you keep scrolling down that sub-menu!

Most of them refer to household ritual groups in particular counties of Shanxi and Hebei, with further notes from elsewhere around north China—outlining their histories, artefacts, and ritual sequences for funerals and temple fairs. You can also explore the sidebar for the various categories (albeit voluminous) and tags. But these field reports under local ritual are a basic resource.

North Xinzhuang 1959

Ritual performers, North Xinzhuang 1959.

Posts on south China, collected under the south China tag (in addition to the south China subhead of the ritual category!), are more diverse.

Also in the menu is the Playlist—with commentary on the tracks contained in the Music player as you scroll down in the sidebar beneath the categories. The other pages to the right of the menu are worth exploring too, like the other material under Themes, and the Other publications and WAM sub-menus. And then, in the sidebar, there’s always the searchbox…

Compiled without regard to expense or the feelings of the public

Flann O’Brien

 

Photo gallery: updates

Now and then I add images to the Gallery that appears as you scroll wa-ay down in the sidebar. While selective, it serves partly to lead you to some of the posts and pages that I found interesting to write, supplementing the *MUST READ!* category.

Gallery 1

They’re very loosely grouped by theme, with the Li family Daoists and Hebei ritual associations at the top, followed by European cultures and politics; WAM, world music, and gender; and more personal posts further down.

Gallery 2

So as you click on the images, do follow up by reading the posts to which they’re linked! Anyway, it’s another way of browsing,

A new handbook on religion in China

cover

In recent years several overviews of the diverse manifestations of religious activity in changing modern China have been published, such as those of Goossaert and Palmer (The religious question in modern China), Adam Yuet Chau, and Ian Johnson. Now we have a substantial collection of essays,

As Feuchtwang observes in his thoughtful introduction, the many expectations raised by the word “religion” are misleading. While there are indeed institutions and “churches”, most religious life takes place in the context of folk life-cycle and calendrical events (“diffused”, by C.K. Yang’s definition), not conforming to any doctrine or any one textual tradition.

Feuchtwang considers the role of religion under the secular state of the PRC:

we have as everywhere to understand how religions and ritual practices and associations have been adapted to the growth of capitalist economy, participation in commercial enterprise, to dwelling in cities, and to different nationalisms, secular governments, and systems of mass schooling and the teaching of history, geography, and mathematized empirical sciences. All entail the new temporality of national narratives and the project of modernization.

Reflecting on rising prosperity and urbanization since the 1980s, he notes:

Urban planning and development, including the urbanization of villages, has transformed most dwellings into apartments, with less space for domestic altars and banquets, and turned most neighbourhood temples into dust under property developments of housing, headquarters, industrial and commercial districts. Banquets for life passage ritual occasions have become more widespread, but in professional catering establishments. Diviners, some using statues of seities, provide services independently. The bigger Daoist or Buddhist temples and their monks and nuns look after lamps for the souls of the dead; churches and mosques outside Xinjiang perform services for their dead. Most ritual services are performed in homes and they have been shortened as the tastes of the young have changed. But the disciplines of self-cultivation brought into the present through transmission of the various ritual traditions in China have flourished, have become global in their reach, alongside academic interest in them, and have been nurtured by new masters.

The nineteen essays are arranged in four sections:

  • State policies, civic society and cultural revival
  • Revitalized and modernizing traditions
  • Daoism, Buddhism, Tibet, the Naxi
  • Islam and Christianity.

Thus the survey deserves to be widely read. It’s designed to be accessible, like the surveys of Johnson and Chau. But whereas the latter volumes appear in affordable paperback editions,  the new handbook’s price of £155 will deter not just individuals but cash-strapped libraries too: one might reasonably expect its 472 pages to be illuminated in gold (cf. The Golden-Character Scripture, a staple of north Chinese ritual ensembles). And it doesn’t even include any photos. Still, it’s another useful introduction to a complex topic.

 

Narrative singing in the Pearl River delta

Bell with Dou Wun

Blind singer Dou Wun (right) with Bell Yung, c1975.

I rarely presume to cover south China, but further to my series on blind performers such as bards, a counterpart to the fine work of Bell Yung 榮鴻曾 on the elite qin zither is his study of folk narrative-singing from the Hong Kong region—notably naamyam 南音, [1] as well as the related styles of baan’ngaan 板眼, lungzau 龍舟, and yue’ou 粵謳.

Bell Yung has produced eight CD sets of naamyam songs, mainly his 1975 recordings of the blind singer Dou Wun 杜煥 (1910-1979) accompanying himself on zheng zither. Each set includes a booklet of essays and the complete song texts.

Here’s the first CD set, recording live in 1975 at the Fu Long teahouse in Hong Kong:

The second set, Blind Dou Wun remembers his past: 50 years of singing naamyam in Hong Kong, is remarkable for consisting of a six-hour autobiographical song created at Bell Yung’s request. As he comments, it is both ordinary in its story of “displacement, alienation, trials, and triumphs” and extraordinary in that he was the last surviving professional singer of an important genre; and it gives a folk perspective on a turbulent period of Hong Kong’s history.

CD 5 The Blind Musician Dou Wun Offers Auspicious Songs for Festive Occasions contains songs from old Hong Kong, Macau, and Guangzhou, sung for calendrical festivals, opening of a business, and private family celebrations such as birthdays and weddings—including The Eight Immortals’ Birthday Greeting and The Heavenly Official Bestows Blessings.

CD-set 6 The Birth of Guanyin, Goddess of Mercy, with three discs, contains songs that Dou Wun sang for Guanyin’s birthday celebrations on 3rd moon 19th.

For more, the instructive article

has thoughtful reflections on the history and cultural identity of Hong Kong, as well as Bell’s own early background growing up there after the family fled from the Communists in 1948, still largely estranged from Cantonese culture. As Dou Wun’s stories seemed increasingly out of step with the glossy skyscrapers, pop music, and the modern educational system, he was discovered by intellectuals who realised his art was precious but did not quite understand it, and his performing venues moved from opium dens, brothels, and teahouses to concert stages and colleges.

In 2004 Bell also issued a fine documentary, A blind singer’s story: 50 years of life and work in Hong Kong.

For the Cantonese diaspora, note

  • Bell Yung, Uncle Ng Comes to America: Chinese narrative songs of immigration and love (2013),

a translation of six Toisan (Taishan) muk’yu 木魚 songs sung by Uncle Ng (Ng Sheung Chi, 1910–2002), with four introductory essays, audio recordings, and a documentary. (For fine recordings of Italian immigrants in 1960s’ America, including zampogna and ciaramella in New York, click here! Cf. Accordion crimes).

Bell introduces the folk music and local culture of Hong Kong in this lecture:

In Chinese, for the sheer variety of local narrative-singing traditions all around China, a good starting point is the vast Anthology of folk music of the Chinese peoples 中国民族民间音乐集成, province by province, under the separate headings of Zhongguo quyi zhi 中国曲艺志 and Zhongguo quyi yinyue jicheng 中国曲艺音乐集成.

 

[1] Not to be confused with the Hokkien nanyin in south Fujian, or other genres around south China that use the term!

Coronavirus in China: four posts

LWL

To date I’ve published four posts on Coronavirus in China—two featuring songs critical of the official response, and two on local ritual activity. How strange it now seems to reflect that when I wrote these, the virus seemed like a distant problem.

  • Here I feature a song by blind bard Liu Hongquan in Shanxi, mourning whistleblower Li Wenliang—also including a harrowing account of rural poverty
  • and this post has some fine songs by Gansu singer Zhang Gasong, with a note on the traditional morality tales he studied with senior blind bards.

I made a digested version of these two posts into an article for the stimulating online magazine First of the Month, and an edited Italian version appears in the journal Sinosfere, also worth consulting.

  • Moving on to ritual life, here I explore temple activity behind closed doors in Sichuan
  • and this post details the uninterrupted activity of individual household Daoists in north Shanxi, “serving the people” as they meet the constant demand for routine burial services. In a recent update, I note that the full ritual sequence, with the whole Daoist group performing funeral liturgy, has now been restored.

See also under Navajo ritual and musical culture.

 

Chinese-Russian Muslims: the Dungan people

 

Dungan 2

Source: wiki.

Among the many ethnic minorities of the former Soviet Union (see e.g. Cheremis, Chuvash, and Kazakhs), the Dungan people are Chinese Hui Muslims who fled in waves from Shaanxi and Gansu in northwest China by way of Xinjiang, following the uprisings of the 1870s. Mainly living in Kazakhstan and Kyrgystan, by 2003 they numbered around 100,000. Along with their traditional customs they preserved their original Chinese dialects, using Cyrillic instead of Chinese characters.

* * *

In the West, knowledge of the Dungan people sets forth from the work of the remarkable Svetlana Rimsky-Korsakoff Dyer, great-granddaughter of the composer.* The following is adapted from this post. I do hope she’s been writing her memoirs.

Her father Nicolai Rimsky-Korsakoff, a high-ranking officer in the Czarist army, had fled to China after the 1917 Revolution. After the fall of St Petersburg he joined the Russian community in Harbin in northeast China, where Svetlana was born in 1931.

Later the family moved to the capital Peking, where the young Svetlana received a mixed Russian–Chinese education. During the Japanese occupation of Peking the family took refuge in the southwestern province of Yunnan, where they were eventually granted Chinese citizenship.

In 1945, after the retreat of the Japanese, the family returned to Peking. Svetlana’s second father, the last governor of Kamchatka under Czarist rule, took up a professorship of history at Tsinghua University. Svetlana enrolled at the Catholic Fu Jen University in Peking and became one of the rare foreigners studying and living among the local Chinese students, witnessing violent clashes between Communist and Nationalist troops. She was present during the siege of the campus by Communist troops, and was forced to attend anti-foreigner and anti-missionary campaigns under Mao Zedong.

Following the 1949 Communist revolution, the Rimsky-Korsakoffs were stripped of their Chinese nationality. A period of economic and psychological hardship began for the family. The father was forced to quit his professorship of history for ideological reasons, and to teach Russian instead. In the 1950s the family fled China by boat, along with the last missionaries expelled from China. Svetlana was now stateless, a plight that would only end many years later when she received Australian citizenship.

In 1960 she enrolled in the master’s programme for Asian languages at Georgetown University, Washington. Hoping to study Chinese proverbs, she sought the advice of Fr Paul Serruys, professor of Chinese philology at the university. But once he learned of Svetlana’s mixed Russian-Chinese background, Serruys promptly steered her to work on the language of the Dungan minority. In 1965 Svetlana submitted her master’s dissertation The Dungan dialect: introduction and morphology—the first scholarly work on the Dungans in the West. Virtually no other written materials on them were available in the West, and no fieldwork had yet been done among the Dungans themselves.

SvetlanaAfter Georgetown, Svetlana began teaching Chinese at Australian National University (Canberra) as she worked on a PhD. While still engaged in projects on early Chinese literature, her fascination with the Dungans remained.

In 1977, she embarked on the first of several stays with the Dungans, who were then living in kolkhoz collectives in the Kyrghyz and Kazakh republics. Svetlana shared their daily life, attending their weddings and funerals and recording their language. In the 1980s she also worked with the “national Dungan poet” Iasyr Shivaza.

Among her publications on the Dungans are

  • Soviet Dungan kolkhozes in the Kirghiz S.S.R. and the Kazakh S.S.R., Oriental monograph series, 25, Canberra (1980)
  • “Soviet Dungan nationalism: a few comments on their origin and language”, Monumenta Serica 33 (1977–8).
  • Karakunuz : An Early Settlement of the Chinese Muslims in Russia“, Asian folklore studies 51 (1992), citing impressive early Russian ethnographies as well as later fieldwork under the USSR, with an Appendix on her own visits in 1977, 1985, and 1991.

Dungan 1

Karakunuz (renamed Masanchin in 1965), Kazakhstan, 1991, from Dyer, ibid.
Much as I’d like to offer a photo of the Dungans during the Soviet period, media images revolve predictably around weddings and cuisine.

More recently the Dungans feature in the work of scholars of the Hui Muslims, such as Dru Gladney, Jonathan Lipman, and Ha Guangtian. Inside the PRC, while the Uyghurs bear the brunt of recent persecutions, the Hui Muslims are not exempt.

On the cultural front, Vibeke Børdahl kindly alerts me to the work of the Russian sinologist Boris Riftin (1932–2012) on Dungan folktales, notably

  • Li Fuqing 李福清 [Boris Riftin], Donggan minjian gushi chuanshuo ji 東干民間故事傳說集 [Collection of Dungan folktales and legends] (2011, translated from original 1977 Russian edition), reviewed in CHINOPERL 31 (2012), along with the tribute
  • Rostislav Berezkin, “Academician Boris L’vovich Riftin (1932–2012): the extraordinary life of a brilliant scholar”.

Riftin first visited the Dungans in 1950, going on to work as a volunteer there in 1953—a period when ethnography of the changing times would have been instructive, yet impossible.

As ever, what interests me in particular here is the lives of people, and their culture, through the turbulent, distressing period of Stalin’s regime (cf. The Ukraine famineThe whisperers, Svetlana Alexievich, and again the Kazakh famine); I’d like to read details of the early years of the revolution, the Great Purge, the Great Patriotic War and the aftermath. But it seems that such stories for the Dungans remain elusive.

Even in 2020 a violent ethnic clash occurred that resulted in more cross-border flight:

 

With thanks to Beth McKillop.

 

* For a superfluous yet wonderful link, do listen to my violin teacher Hugh Maguire’s 1964 recording of Scheherazade with Pierre Monteux and the LSO.

 

 

Precious recordings from imperial China

Laufer

Berthold Laufer (left), Hankou c1904. Source here.

Wonderfully, the Indiana Archives of Traditional Music has now made available the Berthold Laufer China Collection of 385 wax cylinder recordings that Laufer made in Shanghai and Beijing in 1901 and 1902—in the wake of the Boxer uprising, as the collapse of the Qing dynasty was bringing two millennia of imperial rule to an end.

To explore the recordings, click here
(the link may take some time to respond)

The anthropologist Berthold Laufer (1874–1934) led the 1901–1904 Jacob H. Schiff expedition to China, also making a comprehensive ethnographic collection of objects used in daily life, agriculture, folk religion, medicine, crafts, and puppetry, including costumes and musical instruments.

The first 211 tracks in the collection were recorded in Shanghai (including many arias from Beijing opera, in chamber qingchang 清唱 form), tracks 212–385 in Beijing—the latter including drum singing such as Xihe dagu, Meihua dagu, and danxian. For more, see

  • Hartmut Walravens, “Popular Chinese music a century ago: Berthold Laufer’s legacy”, Fontes Artis Musicae 47.4 (2000)
  • articles by Laurel Kendall.

Of course, Laufer’s precious recordings are far from a general survey of musicking in late imperial China. Still, it would be most churlish of me to lament that he didn’t record other soundscapes such as temple and folk ritual…

For posts on Qing court music, click here; for rare moving images of religious life in 1930s’ Fujian, here; for archive recordings from before and since the Cultural Revolution, here.

Punk: a roundup

slits

I may be an unlikely chronicler of punk, but it seems an important theme. Here’s a selection from the punk tag—starting with the great Viv Albertine:

moving on to

and by way of Nina Hagen, I explore punk under state socialism:

as well as

Madrid punk

The temple of memories

Jing Jun cover

Along with my common themes of religion, Maoism, and famine, I plead for more studies of ritual life in Gansu (see e.g. Maoist worship in Gansu, and Chinese shadows). So I’ve been re-reading the ethnographic classic

  • Jun JING, The temple of memories: history, power, and morality in a Chinese village (1996).

The opening of the book is compelling:

The Kongs of Dachuan cannot forget that winter, more than three decades ago, when their village was effaced and life as they had known it had ended. For much of 1960 they had ignored, then resisted, the government’s declaration that their homes lay in the path of one of the more ambitious projects of the Great Leap Forward, and that by autumn’s end they would have to make way for a hydroelectric dam and reservoir. […]

So months lapsed, the deadline passed, and still the Kongs stayed on. And then, on a chill December night, the militia entered, shock troops of eviction, targeting first households without strong young men. Old women screamed and clung to their beds, refusing to leave. They were carried out bodily. The supporting pillars of the houses were roped to mules and pulled down. As dawn broke, the frightened villagers began dismantling their own houses in a scramble to salvage what they could to build shelter elsewhere. They hastily dug up the graves of immediate ancestors and close relatives, and, in violation of all tradition, unceremoniously threw bones in cement sacks or whatever other containers they could find for reburial on higher ground. “It was no time for being proper about such things,” an elderly villager recalled years later. Nor did they have the physical strength to save older graves; the trauma of dislocation was exacerbated by a debilitating famine, the worst in modern Chinese history.

While still a student in the Sociology department of Peking University, Jing Jun began fieldwork in Dachuan in 1989, prudently absenting himself from the tense atmosphere of the capital in the aftermath of the 4th June massacre (cf. Liao Yiwu). He is among several fine Chinese anthropologists and folklorists such as Guo Yuhua, Wang Mingming, Yue Yongyi, and Ju Xi.

Apart from fieldwork with villagers, he also unearthed material by consulting the county archives.

* * *

For some scholars such a topic might be a disembodied paean to the resilience of imperial grandeur, but for an ethnographer like Jing Jun it makes a telling prism on the traumas of the Maoist era. Noting the background of serious poverty, he goes on to detail the fate of the “community of suffering” (cf. Guo Yuhua) after the 1949 revolution.

Jing’s study makes a worthy complement to detailed accounts of turbulent events in individual villages under MaoismHe explores two main themes: suffering (both individual and communal), and means of recovery from political persecution, economic deprivation, and cultural disruption. Amidst state attempts to dictate and manipulate remembrance and forgetting, he focuses on the politics of social memory, suggesting three main topics: collective, official, and popular memory.

Stylistically, whereas obligatory academic citations of broader theoretical perspectives may be formulaic, Jing Jun has a rare gift for making such comparisons revealing.

* * *

In Dachuan village in Yongjing county southwest of the provincial capital Lanzhou, 85% of the villagers belonged to the Kong lineage, considering themselves to be descended from Confucius. Dachuan was the centre for an ancestral cult of many villages in the county.

The earlier history of the temple was not untroubled: it had been destroyed in 1785, rebuilt in 1792, looted and burned during the major Muslim rebellion in 1864, but only restored in 1934—it seems curious if the cult remained inactive over this long period. It was just at this time that the Kongs of Dachuan contributed to the compilation of a major genealogy documenting the nationwide lineage; Confucius and the major ritual site for his worship at Qufu in Shandong play a major role in villagers’ historical imaginations (cf. the fate of the Confucian ritual in Hunan).

After “Liberation”

The destruction of their village was the central event in a long procession of tragedies for the Kongs under the new Communist regime.

Following the Communist takeover in 1948, the prelude to a long period of state-organised violence was the siege of Dachuan by the PLA in December 1950 in response to reports that a rebellion was being organised by “secret societies” led by the Kongs.

All exits from the village were sealed off as soldiers went from one compound to the next, searching for weapons. After a full cartload of daggers, spears, swords, hunting guns, and old muskets were hauled away, a mass rally was staged and about fifty local people were paraded onto an improvised stage. These villagers, whom the government accused of being affiliated with “reactionary religious associations” (fandong hui dao men), were warned by military and government officials that any misconduct on their part would meet with severe penalties. Three Kongs, key members of a semi-religious and highly militant group known as the Big Sword Society (da dao hui), were escorted out of Dachuan, and beheaded.

The search for weapons and the executions at Dachuan heralded the new government’s crackdown on religious societies. Five months later, an “investigation-and-registration” campaign identified more than 11,500 people in Yongjing county as members of “reactionary religious associations”.

The divisive land reform campaign was implemented from 1951 to 1953. Under the commune system the system of lineage elders was destroyed. Even as the Kong lineage was being persecuted, they continued to provide the village leadership.

In the early years of Communist rule, many of those not targeted

engaged in clandestine activities in smaller religious groups attached to temples honouring various deities and community patron gods. […]
Geomancy and shamanistic healing were still secretly practised until at least the early 1960s.

But during the 1958 Great Leap Backward, police and militia forces rounded up 855 people in Yongjing county; temples were dismantled, and religious implements destroyed. The Confucius temple at Dachuan was sealed off. In August an armed uprising was quelled in nearby Dongxiang county. As famine escalated from late 1959, the villagers were relocated in 1960, as the temple lay decrepit and abandoned.

Large-scale hydraulic projects were a major part of the state’s efforts to generate electricity by creating reservoirs, despite the great suffering they caused—and their social disruption continues to concern anthropologists. On 31st March 1961, as the floodgate of the Yanguoxia dam was lowered, Dachuan was among many villages flooded. Though there was considerable resistance, most villagers were forcibly relocated, while some remained on higher ground there. One of the most traumatic violations of tradition was the loss of gravelands.

Such stories are also submerged under the “master narrative” of rosy state propaganda, seeking to legitimise painful experiences.

The remains of the temple, empty and waterlogged, were still standing until 1974, when it was destroyed in the anti-Lin Biao and Confucius campaign.

The 1980s’ revival
Such a history of Maoism at the grassroots needs telling anyway, but it’s also essential background to the revival since the 1980s after the collapse of the commune system. Jing Jun observes:

These ideas and practices are not mechanically retrieved from the past; they are blended with cultural inventions, shaped by the local experience of Maoism, and permeated with contemporary concerns.

In a similar pattern to that taking place throughout China, as the villagers began to retrieve what had survived of the temple artefacts, rituals were held at a provisional ancestral shrine from 1984. The Confucius temple was rebuilt in 1991.

Dachuan 1

Jing explores the backgrounds and moral authority of the new temple leaders, and reflects on the whole process of cultural invention.

In a situation in which the administrative power of Dachuan’s village cares was rapidly shrinking, leadership in ancestral worship could be a key step toward winning respect, popularity, and even trust.

But power structures were in flux, as grievances from the Maoist era became public, with petition drives and demonstrations common.

Since the surviving lisheng ritual performers had only distant memories of how to perform the ceremony, they gradually recreated its liturgical structure, actions, and vocal style, culminating with the compilation of a ritual handbook in 1991 (this is not quite a typical case, I’d say: in many regions of China under Maoism, household ritual specialists had managed to transmit a more substantial corpus of their ritual expertise.) As Jing notes, there were certain models for the literary style of the written texts in the fragments of wider religious life. And I might suggest that even the rhythms and high-pitched style of the chanted elegies were not recreated in a vacuum: the traditional soundscapes of folk-song, local opera and shadow-puppetry, and so on—which had persisted to some extent under Maoism (for Hunan, see e.g. here)—might offer piecemeal clues.

Jing addresses the complex issues in studying genealogies, again focusing on social memory.

Dachuan 2

In 1992 the nearby village of Xiaochuan restablished its own Confucian temple. From 1958 it had suffered a similar fate to that of Dachuan. In both villages the ceremonies were now opened to outsiders beyond the immediate lineage. Jing distinguishes “dominant” and “variant” ritual structures.

In the latter, women played a major role (again, this is typical of temple fairs more generally)—including a spirit medium who brought over thirty female followers from her nearby village. Women were particularly devout in making vows, burning paper offerings, and singing songs of lamentation.

An older woman whose vivid renditions of songs from qinqiang, or Shaanxi opera, attracted a thick circle of spectators was led away by men in charge of the festival’s security. Another circle formed around a middle-aged woman whose body jerked spasmodically and who mubled what sounded like poems as if in a trance. She was carried away by the security guards, who were young men from Xiaochuan. After these women clamed down, they were sternly lectured by the festival organisers for having performed “superstitious” acts that could draw unwelcome attention from the local government to Xiaochuan’s festival.

Jing notes hierarchies among those attending the festival, and in the food provided. He goes on,

The woman’s eviction displeased some visitors, since singing is perfectly acceptable at many temple activities. This incident thus indicates a clash between two different perceptions of the festival.

While the Kongs were as fond as anyone of combining the singing of local opera with the worship of local deities, they rejected it as a proper form during a service for ancestor worship. Jing suggests that their antipathy went back to an incident in the early 1940s, when community leaders had objected to the staging of an opera inside the Xiaochuan temple to celebrate a bumper harvest—their resentments partly based on a rich man treating the occasion as a self-serving display of wealth and generosity. But as he says, few would have been aware of that. Such incidents mainly illustrate multivocal interpretations:

Such negotations were precipitated by variations in historical experience, personal memory, understanding of religious symbols, and concepts of ritual propriety.

Jing opens the impressive final chapter, “Finding memories in Gansu”, by encapsulating the tension between ethnography and history:

In an ethnography of the Kongs, one could take a synchronic approach, a type of analysis typical of the structural functionalists and French structuralists, that treats a society as if it were “outside of time”, that is, without reference to historical context.

Indeed, as I have noted, it’s more complex: in many field reports on local Chinese ritual, the fieldwork makes a pretext for timeless depictions that are dominated by early historical context while glossing over the current social picture.

Anyway, Jing gives ample reasons for placing the Dachuan rituals in their modern setting. He goes on to give instances of accounts of the memory of suffering in other societies, including Alan Mintz and Lucette Valensi on the Holocaust, and Anastasia Shkinlyk’s devastating study of the despair and agony of a relocated Ojibwa community (see here). He also cites Arthur Kleinman’s work on illness narratives among Chinese patients. And we can now add Stephan Feuchtwang’s study After the event (cf. China: commemorating trauma, including Wu Wenguang’s memory project).

He is right to note the official conformity of depictions in county gazetteers compiled since the 1980s—although in the accounts of Maoist campaigns and famine for some counties like Yanggao in north Shanxi (see e.g. my Daoist priests of the Li family, pp.122–3) one may discern a subtle resistance to state propaganda. He also sets forth from Frances Yates’s 1966 The art of memory to explore the historical memory embodied in religious artefacts.

As Jing Jun observes, the reinstated worship of Confucius in the Dachuan area is not an isolated case of religious revival in a rather remote part of China. He places it in the broad context of the religious revival in China, if not in Yongjing county. Thus while we find vignettes on other forms of religious expression (mediums, sectarian groups), his coverage might have benefitted from an outline of the broader fortunes of ritual life in the area through the 1950s, such as the fate of other temples in Dachuan and nearby, funerals and temple fairs, and the activities of household Daoists and bards. The story of the Dachuan temple make a particular but revealing case. [1]

 

 

[1] Though focusing on ritual life before and since the Maoist era rather than on state initiatives under Maoism, a project on cults in Shaanxi and Shanxi led by Christian Lamouroux and Marianne Bujard, with Qin Jianming, Dong Xiaoping, and Patrice Fava, is also relevant. See e.g.

  • Marianne Bujard, with Dong Xiaoping, “Hydraulique et société en Chine du Nord: une coopération franco-chinoise en sciences sociales”, BEFEO 2001, notably the Yaoshan shengmu cult in Pucheng, Shaanxi:
  • Qin Jianming 秦建明 and Lü Min吕敏 [Marianne Bujard], Yaoshan shengmu miao yu shenshe 堯山聖母廟與神社 [The sacred mother temple and holy parishes of Yaoshan] (Beijing: Zhonghua shuju, 2003).

 

Frozen brass

Wind bands, and brass bands, continue to play a major role in the soundscape of many cultures around the world (cf. trumpet tag; for early wind bands in Europe, see here).

A splendid project by Rob Boonzajer Flaes, with Fred Gales, Ernst Heins, and Miranda van der Spek, resulted in 2 CDs issued on Pan records in 1993:

  • Frozen brass: Anthology of brass band music, #1: Asia
  • Frozen brass: Anthology of brass band music, #2: Africa and Latin America.

They’re magnificently ear-scouring. Both are on Spotify, and the Asia tracks are on a YouTube playlist:

The liner notes give perspectives:

In the times of colonialism, when European soldiers, traders,and missionaries set out to occupy large parts of other continents, they were accompanied by brass bands. The brass band stood for more than just instruments, uniforms, and songs. The martial appearance, the loudness of the instruments, the discipline of the musicians, and its mobility made it a proper symbol of the culture of the conquerors. Technological developments, strict training, rationality, and standardization had produced this ensemble: a band that could play anything in the temperate scale, everywhere, and always in time; a multi-functional ensemble suitable for emperors and military campaigns, enlightening the masses and evoking edifying religious feelings.

The brass band conquered the world as a well-devised formula, as a musical weapon, and a thunderous proof of Western military and religious superiority. Western habits and customs were forced upon the colonized; traditional music, dances, and instruments were forbidden; and local musicians were trained on brass instruments to perform in church, in school or at public events such as national holidays, royal birthdays, and visits of dignitaries. But of course sooner or later, someone discovered that a brass band could do more than merely reproduce Western classics, and enterprising musicians started to use the instruments to music a local audience would listen to, dance to, and—even more important—pay for.

The rigid and uniform colonial brass band came to terms with local music, leading to a wide variety of popular band traditions. Musical hybrids developed, not as part of any grand cultural tradition, but as an ingredient of local popular culture. Nowadays in many countries brass bands (or brass band derivatives) have become indispensable for weddings, circumcisions, processions, funerals, and even for communicating with spirits and inducing trance-like states.

Similar musical hybrids, for example the Bleh music from the Balkansklezmer from the Jewish communities of Eastern Europe, and—most famous of all—the development of jazz in New Orleans attracted the attention of the recording and writing industry. Outside Europe and North America, however, brass bands are only locally known.

The African, Asian, and Latin American brass bands are in many ways different from their western counterparts: the instruments may be worn out, or replaced by replicas; traditional drums may be added; and the uniforms can be anything from the local postman’s cast-offs to the most elaborate pieces of art. Marches and hymns are replaced by local tunes, mesmerizing rhythms, or decorous funeral music: tokens of the creativity of thousands of nameless plodders who made the brass band formula their musical way of living.

CD 1 contains tracks from Nepal, India, Indonesia (Sumatra, Java, the Moluccas, Sulawesi), and the Philippines; CD 2 has examples from Ghana, Surinam, Bolivia, and Peru. The notes give useful introduction to genres and bands.

For a taste, how about this Batak hymn from Sumatra, for the second day of a 1992 Protestant funeral:

Such tracks are not mere curiosities, but a window onto the soundscape of social life. Of course, audio recordings can only hint at the “red-hot sociality” of people interacting for communal activities—indeed, at the moment one misses social interaction altogether.

* * *

CWZ big band

Chang Wenzhou’s big band plays for village funeral, Shaanbei 2001.

Brass bands also became common in major Chinese cities from the 1880s, introduced by such Westerners such as Robert Hart, and in the Republican era warlords used them for their own armies. Since the 1980s they have developed out of folk shawm bands (my many posts on which start here), such as in Shaanbei (see my Ritual and music of north China, volume 2: Shaanbei, ch.9, and DVD).

Left: funeral procession, Quanzhou 1990;
Right: Catholic band, Gaoluo village, New Year 1995.

As a bonus, here’s a wind band on ice in Tuva—opening with a Tsam masked ritual procession, to boot:

This rather pre-empts my plan to stage the Matthew Passion On Ice.

Another Uyghur film-maker

 

In Xinjiang, the Uyghur people, and their whole culture, remain under severe repression. Still no news emerges of the great anthropologist Rahilä Dawut (see also Uyghur tag, notably Ashiq: the last troubadour, Uyghur culture in crisis, and Uyghur drum-and-shawm).

The Uyghur dancer, film-maker, and anthropologist Mukaddas Mijit, based in France since 2003, has a creative engagement with the beleaguered culture of her homeland. Do consult her website, and her YouTube channel,

Among her short films, I note this documentary on the Centre for Muqam Transmission in Qumul, inaugurated in 2009 with UNESCO support, some years before the clampdown. The Centre, like others of its kind, makes a classic instance of staged commodification, a world away from Uyghur folk culture—showing how the Chinese state attempts to sanitise it through reification, under the insidious banner of “safeguarding”:

One senses the reservations of the senior muqam masters recruited to the Centre. What has become of such flagships for Uyghur culture amidst the current genocide?

It’s not that an autonomous Uyghur nation wouldn’t be capable of such reification. Such initiatives have long been common among independent nations in Central Asia and elsewhere.

Here’s Mukaddas Mijit’s artistic tribute to her parents’ hometown of Ghulja—long among the flashpoints for ethnic tension in the region, and the site of a 1997 massacre:

She also pays attention to Uyghur rock music—here’s the band Qetig, recorded in Urumqi:

Meanwhile the fate of Uyghur culture at the grassroots—life-cycle observances, pilgrimages, and village celebrations like the mäshräp—looks bleak.

For a recent conference at SOAS on “Surveillance and repression of Muslim minorities: Xinjiang and beyond”, click here.

 

 

 

 

 

 

Blind musicians in China and elsewhere

Blind musicians have long been major transmitters of traditional culture: do click away on this list of some posts featuring them.

For China—mainly shawm players and bards (passing quickly over the “usual suspects”, the ancient Master Kuang and the ubiquitous Abing):

as well as my first two posts on Coronavirus:

For blind musicians elsewhere:

—indeed, one could greatly augment the list for many other cultures around the world. Here’s the celebrated blind musician Ajo Namgyal (1894–1942) in pre-occupation Tibet (courtesy Pitt Rivers Museum, via the fascinating article Jamyang Norbu, “The Lhasa Ripper“):

Ajo Namgyal

 

Self-mortification: dervishes of Kurdistan

with a note on Tibetan spirit mediums in Amdo

dervish

Leading on from my post on Yazidi culture, here I consider a distinctive kind of ritual activity among the Kurds—mainly through a fine documentary from 1973.

Suffering in the quest for union with God is a universal theme, such as among the Uyghur ashiq, or indeed the Bach Passions. An extreme instance is the controversial yet widespread practice of tatbir ritual self-mortification by such acts as flagellation and skewering the body. Practised quite widely through the Islamic world, mortification of the flesh is a theme in other ritual cultures too, including Christianity: it was practised by Lutherans and Methodists, and among Catholics, rituals continue in Spain and Italy. It seems rare in China, though spirit mediums perform self-mortification at extreme northwest and southeast regions: Tibetans in Amdo, and Hokkien in south Fujian and Taiwan. [1] As ritual performers in the public domain, they are male (see here).

As to Kurdistan, dervishes—broadly members of a Sufi tariqa lodge/order/fraternity, sometimes also religious mendicants—perform dhikr (zikr) ecstatic devotional acts, commonly in the form of litanies, but also in rituals of self-mortification. Of course, as in other cultures, this is only one among many manifestations of faith. Beyond sensationalist voyeurism, one hopes for a more sober ethnographic approach—like the documentary

  • Kurdistan: the mysterious dervishes (André Singer and Ali Bulookbashi, 1973, in the series Disappearing world).

It shows the daily lives and religious practices of a dervish community in the Kurdish village of Baiveh on the border between Iran and Iraq, at a time when the two countries had cut diplomatic ties. Many were refugees from Kurdish areas of Iraq; a major source of their economy was contraband. They were dervishes of the ecstatic, mystical Qadiri cult. The film explores the spiritual and temporal power wielded by their leader Sheikh Hussein. By serving him the dervishes consider that they are also serving God. He presides over rituals in which they have the power to carry out acts which would normally be harmful, such as having electricity passed through their bodies, eating glass, and skewering their faces.

It is the less privileged members of the community who seek to enhance their status through performing such acts of subservience—demonstrations of loyalty, as much to the Sheikh as to God. The film also includes explores the tensions with the local mullah, representative of orthodox Islam; but it is the complex of modern secular values that pose a greater challenge to the ways of the dervish, and to the Sheikh’s feudal power.

Here’s the film—not at all for the faint-hearted:

A restudy would be interesting.

This more recent French documentary also features extreme scenes:

The resilience of tradition in troubled modern times is also shown in the revival of ritual pilgrimages, again often featuring tatbir (on the revival since the fall of ISIS, see e.g. here). The ancient battle of Karbala is commemorated in the Arba’een pilgrimage to Karbala that marks the end of the Ashura festival.

As ever, the commodified urban dervish performances for tourists that are often featured in the media—invariably cast as “whirling”—are a world away from local rituals—though they too are a proper subject for ethnographers.

 

Tongren 1

Qinghai 2

Tibetan self-mortification, Rebkong: source here.

[1] For the 6th-moon Klu-rol festival of Tibetans in Rebkong (Tongren), Qinghai, note
Charlene Makley, “Rebgong’s Klu rol and the politics of presence: methodological considerations” (2013), perceptively situating the event within the changing politics of the area as it has become a tourist attraction since 2001 (as you can see from online videos). Among several other articles, see e.g.
Kevin Stuart, Banmadorji, and Huangchojia, “Mountain gods and trance mediums: a Qinghai Tibetan summer festival”, Asian folklore studies 54 (1995);
Cao Benye 曹本冶 and Xue Yibing 薛艺兵, “Renshen gongwu: Qinghai Tongren liuyuehui jishen yuewude diaocha yanjiu” 人神共舞: 青海同仁六月会祭神乐舞的调查研究, in Cao Benye (ed.), Zhongguo chuantong minjian yishi yinyue yanjiu, Xibei juan 中国传统民间仪式音乐研究, 西北卷 (2003, with DVD).
For more, see Isabelle Henrion’s extensive Western-language bibliography on the Tibetan performing arts, §10.

For self-mortifying mediums in south Fujian, note Ken Dean’s fine film Bored in heaven; for Taiwan, see Donald Sutton, Steps of perfection (2003), Margaret Chan, Ritual is theatre, theatre is ritual; tang-ki: Chinese spirit medium worship (2006), and Patrice Fava’s 1995 film Mazu la déeese de la mer, réalité d’une légende.

For a broader treatment of self-inflicted violence in the imperial history of Chinese religion, see Jimmy Yu, Sanctity and self-inflicted violence (2012).

 

Studying “old customs” in 1950s’ Wenzhou

Left: Mei Lengsheng, 1950s;
right, yankou ritual, Baiyun guan temple, Wenzhou, 2015.

Further to research under Maoism on ritual life in China, I appreciate

The work of local scholars in China striving over this difficult period to legitimize their religious cultures continues to impress me.* Katz’s article astutely discusses the

  • Wenzhou jiusu shiliao 溫州舊俗史料 [Historical materials on Wenzhou’s old customs]

on ritual life in the late Qing and Republican periods, a report of over 100,000 words compiled in 1960.

Katz traces the identities of the elites who composed the monograph, as well as their agendas in doing so (such as the new dichotomies promoted since the late 19th century, particularly that of “religion” and “superstition”).

Among the main compilers of the 1960 study was Mei Lengsheng (1895–1976), whose fortunes Katz describes. He notes study sessions apparently linked to the 1956 Hundred Flowers Movement, euphemistically known as “immortals’ gatherings” (shenxianhui ), when elders and other elites were encouraged to reminisce freely about the past, including local culture and customs—information that often ended up being used against them during the following “anti-rightist”movements, and then the Cultural Revolution, when Mei and others were punished. Still,

China’s elites did what they could to create at least some room for creative accommodation in which they could preserve valued facets of local culture. Intellectuals and other elites strove to the utmost to survive in this tricky environment; including (like Mei) performing acts of self criticism when necessary, but also relying on personal connections while attempting to use state rhetoric to their own advantage.

Noting that such works exploited CCP rhetoric against local customs to serve the cause of preserving them, Katz reads between the lines of the Preface. The main contents that follow are subdivided thus:

  • 1) Annual ritual calendar (suishi 歲 )
  • 2) Peasant proverbs (nongyan )
  • 3) Birth (shengzi )
  • 4) Marriage (hunjia 婚嫁)
  • 5) Birthdays, anniversaries (shengri, zhushi he zhushou )
  • 6) Mortuary rituals (sangzang )
  • 7) Prayers (qidao 祈禱)
  • 8) Miscellany (zazu 俎),

with temples and their festivals included in categories 1 and 7. Indeed, the “prayers” rubric subsumes rituals performed by Daoist and other ritual specialists, such as rituals for rain and to repay vows. Katz goes on to discuss some of these in detail, such as the plague expulsion rituals of Marshal Wen (on which he has written extensively), noting the continuity of the compilers’ disparaging language (however obligatory) with that of their elite imperial forebears as shown in county gazetteers.

But what we can hardly expect of such material under Maoism is a detailed account of religious life at the time of writing. Though the work is inevitably framed as “historical”, with current practices downplayed, Katz considers change over the period, outlining the relatively laissez-faire approach of the Communist authorities towards folk religious life from 1949 until the 1958 Great Leap Backward; and he cites a 1957 survey by the Rui’an county [1] Buddhist Studies Association of some 340 temples, and ritual specialists, there.

As he notes, while some of these traditions have disappeared, many others have revived since the liberalisations of the late 1970s—one starting point might be the Anthology for Zhejiang province, notably the lengthy section on “religious music” in the instrumental music volumes. [2] Katz concludes by suggesting that the delicate accommodation since the late 1970s with the power of the state may partly be traced back to such writings from the 1950s.

 

* I’ve always been most partial to such research—see my Folk music of China, pp.52–4; for more, see e.g.

A further perspective is that of fictional films like The blue kiteevoking the personal stories behind the tensions of the era.

For Katz’s work on ritual in Hunan, see here; and for his article on temple fairs in Taiwan in a recent book on doing fieldwork in China, here.

 

[1] On Rui’an county, I look forward to reading Xiaoxuan Wang, Maoism and grassroots religion: the Communist revolution and the reinvention of religious life in China (2020).

[2] Further to Mayfair Yang’s article “Shamanism & Spirit Possession in Chinese Modernity”, I also look forward to reading her Re-enchanting modernity (2020).

 

Towers and wells—and a ferocious quadruped

San Gim

San Gimignano.

From 1979, in that youthful idyll that one somehow took for granted, I delighted in taking part in the summer music festivals of Montepulciano (Mahler 10!!!),* Batignano (Mozart’s Zaide!!!), Pesaro (Rossini’s Mi manca la voce!!!), and the Arena di Verona. Meanwhile I avidly began exploring the whole region—Florence, Siena, Perugia, Urbino, Pisa, Orvieto, Arezzo, and so on (see also The rake’s progress).

S Fina
Apart from phrase-books, impressionistically-translated guidebooks can provide much Harmless Fun for All the Family. Among the favourites in my collection is one that I found in the medieval hill-town of San Gimignano, “the Manhattan of Tuscany” (cf. Suzhou, Venice of the East, Balham, gateway to the South, and “palm trees are nothing to us—we’re from Torquay”).

Here’s St Fina (1238–53, sic), patron saint of the town, clasping a model of it (or possibly a birthday cake), as depicted in a series of scenes from her legend on a reliquary tabernacle (1401–2) by Lorenzo di Niccolò Gerini.

Some of these guidebooks are impressively erudite. In English, estimable research like that of Enzo Raffa in San Gimignano by the beautiful towers has been pleasantly garbled, supplementing education with giggles—always a winning combo. It opens with evocative images:

Seen in the distance, it seems an inaccessible town. Going up from the Poggibonsi way, which is the most common, the towers lose their prospective and get down** till disappearing among olive trees. The brown silver color of leaves increases the silence around red bricks of walls. From the Certaldo way, the town is more braggart. Towers are as straight as halberds be they wet by the rain or burnt by the sun, they always keep the very same color and maintain the same soleliness of the black and closed cypresses of these places.

He then goes all Zen on us:

And here, in the space enlarging at a bell’s touch, a strange sensation of surety embraces our soul.

As he takes us through the usual catalogue of medieval strife, some elements in the social picture are timeless:

A few families, the richest ones, try to impose their sovereignty through the joke of reincharges.

With Italy currently a major centre for Coronavirus, some recent articles have made parallels with historical disasters such as the 1629 outbreak in Florence. Still earlier, as Raffa relates, San Gimignano was stricken by the Black Death pandemic:

Where the interior struggles could not get, the pest arrived. The great pest of 1348, the one killing the sweet Laura of Petrarca poet, along with a great number of persons.

And he’s aware of other modern parallels:

For a town like San Gimignano, the destruction of walls would have been equal to the taking off of a suit at the open air in a rigid winter day. […] San Gimignano is refusing.

Once upon a time it was said that San Gimignano had 72 beautiful towers. Only 25 were standing up in 1580. Today there are 14, others may be numbered but they are either included in buildings or docked to a great extent. Their architecture is a speaking sign of the mentality made of surety, of offense and of pride.

As the author explains:

The holes we can still see on the facades were used for the quick building of bridges which could be used either for reaching friend families’ towers or to attach enemy families’ towers.

I’m sure he’s right, but I wonder if anyone spotted a design flaw there.

well

Piazza della Cisterna.

Elsewhere I read that a common, if one-off, pastime in San Gimignano was to commit suicide by throwing oneself off a high tower. But another popular way of ending it all, in Italy as in China, was by throwing oneself down a deep well. The most elegant method, I surmise, would be to throw oneself off a high tower into a deep well, as Freud and Jung might have suggested—one possible target for the ambitious acrobatic depressive might be the well in Piazza della Cisterna.

Well (sic) might one exclaim, like a duty roster for the Wigan emergency services as read in the voice of Alan Bennett:

Sick transit, Gloria, Monday

Cf. A Bach mondegreen, and Jan ‘n’ Dia—L.A. den “Bhabi!”.

From Assisi, home of Saint Francis, I moved on to Gubbio, enjoying the miracle of the saint taming a wolf that terrorized the town until it meekly offered its paw to him. Actually, it was a peace deal:

“As thou art willing to make this peace, I promise thee that thou shalt be fed every day by the inhabitants of this land so long as thou shalt live among them; thou shalt no longer suffer hunger, as it is hunger which has made thee do so much evil; but if I obtain all this for thee, thou must promise, on thy side, never again to attack any animal or any human being; dost thou make this promise?”

“Giving in to terrorism”, as it might now be called.

Sassetta

The wolf of Gubbio is one of many panels that Sassetta painted from 1437 to 1444 for an altarpiece in San Francesco at Borgo San Sepolcro near Arezzo. And now I can go and admire it, alongside some gorgeous Duccio panels, at Room 52 of the National Gallery in London!

Describing the wolf, my Italian guidebook to Gubbio contained the delightful phrase quadrupede feroce—an expression that later my Italian partner and I always tried, on the flimsiest of pretexts, to shoehorn into our conversations revolving around cuddly domestic pets.

The troubled background of such picturesque old towns can now be neatly packed away under cultural history; and they are not mere cultural playgrounds for tourists—real people have to make a living there through changing times (cf. Venice daily life in a theme park). Still, basking in these guidebooks now, with their lavish illustrations of exquisite medieval archecture and painting, I find it intriguing that only a few years later I graduated to traipsing around grimy dilapidated towns in north China, where little trace has survived of any material culture predating the 1950s (see also Molvania).

Suide 2001

Suide county-town, Shaanbei, 2001. My photo.

And the villages are hardly more idyillic: among decrepit single-storey dwellings from the Maoist era, the alleys are strewn with litter. The great compensation, of course, is the expressive culture of rural China.

See also Italy: folk musickingOn visual culture; and The struggle against Mussolini.

 

* Exclamation marks courtesy of Mahler himself.

** Cf. “get down baby” in Bo Dudley’s Mama’s got a brand new bag.

 

 

 

Coronavirus 4: household Daoists in Shanxi

 

Li Bin’s first funeral shop in town.

Li Bin’s funeral shop in Yanggao town.

To follow my earlier posts on Coronavirus (1, 2, 3), I’ve been catching up, remotely, with the household Daoists of the Li family in Yanggao county of north Shanxi, 300 km west of Beijing on the way to the city of Datong—in normal times, ever more accessible. Whereas my previous posts on the crisis have concerned responses online and behind the closed doors of temples, here we find how ritual activity is still being maintained for routine burials.

In recent years, as the wonderful Li Manshan has begun to take things easier in his eighth decade, his son Li Bin, working since 2007 from the base of his funeral shop in the county-town, has been worked off his feet (for their busy diaries, see here and here; and for the tough life of the household Daoist, here). Not only does he book and lead a band to perform funeral rituals throughout the villages, but he has to organise every stage of the mortuary procedure from death to burial—as well as making routine individual consultations to “determine the date” for weddings, health, journeys, selecting auspicious sites for new buildings, and so on.

Since the Coronavirus scare, strict measures have been in place in north Shanxi, though no cases seem to have been reported there. Many neighbourhoods in Datong city were sealed; in Yanggao town the gated communities monitored all activity. Restaurants and schools have been closed. For a change, there are no traffic jams at the crossroads just north of Li Bin’s funeral shop (my film, from 4.17).

Wedding festivities are on hold, and bereaved families are not currently allowed to invite Daoists or shawm bands to perform group funeral rituals (known as “opening the drum” kaigu 开鼓), as is normally de rigueur. So regular members of the Daoist sextet like Wu Mei and Li Sheng, normally busy reciting the scriptures with wind and percussion for the sequence of rituals they perform for funerals over two (sometimes three) days, now find themselves temporarily unemployed. Golden Noble, another core member of the band who leads the vocal liturgy, can perform the solo mortuary procedures like determining the date, siting graves, and supervising the burial, so he has picked up a bit of work in the immediate vicinity of his home township Houying.

One accomplished Daoist who has only rarely been able to appear with the ritual group since seeking work as a migrant labourer in 2004 is Li Qing’s nephew Erqing. Whereas the other Daoists are active over a small radius, his work has taken him over a large area of north and south China. He has been an important member of our foreign tours. Like Gansu singer Zhang Gasong and countless others, since returning home for New Year he has found himself exiled there.

Erqing and WM

Erqing (right) with Wu Mei, funeral 2009.

Despite the crisis, Yanggao didn’t go into total lockdown. Remarkably, Li Bin is still in considerable demand, individually, to meet people’s routine needs for mortuary procedures; indeed, he is just as busy as ever—the boss continuing to prosper as the workers are laid off?! Few customers have been venturing out to his funeral shop, but he fields constant messages on his smartphone. So he is still called out constantly, driving throughout the countryside but now having to pass through a laborious series of checkpoints on the main roads and at the entrance to every village, where temperatures are taken and all movements registered. Li Bin’s work is considered a legitimate cause for such journeys.

Checkpoints in Yanggao, February 2020. Photos: Li Bin.

In these poor villages that are depleted yearly by urban migration, with the population ageing, conditions of hygiene may have improved since around 2000, but remain far from ideal (for earlier epidemics in Yanggao, see here). Routine burials still need to be held—though currently by the immediate family alone, with one single Daoist carrying out the necessary procedures (see my Daoist priests of the Li family, pp.185–200).

After a death, the immediate task is to summon Li Bin to use his almanacs to determine the date for the burial—which may vary, as usual, from around five days to over a month. Then he has to write the placard announcing the death (yangzhuang 殃狀), supervise the encoffinment, and provide mourning clothes for the kin as well as the paper artefacts (which he and his wife make at their shop) to be displayed and eventually burned at the grave; he has to decorate the coffin, write the tomb tile, depict talismans to be pasted up at the house of the deceased, and choose an auspicious fengshui site for the grave, using his luopan compass to determine its position and alignment. All these tasks are shown in my film, and even over this stressful period Li Bin still continues to perform them constantly.

Left: reverse side of tomb tile; right, talismans. My photos, 2011.

Even in normal times some very poor families, unable to afford the elaborate funerary rituals of the full band, have long requested a single Daoist to preside over a simplified burial ritual (known as “settling the burial” anzang 安葬). During the current crisis this has become routine. Mostly it only takes an hour or two, though even now some families expect a rather longer ritual.

Li Manshan: decorating a coffin (2015), and exorcising the house (2013).

Just before the coffin is raised out of the central room of the deceased’s home (my film, from 1.16.31), the Daoist—now wearing a face-mask in addition to his red costume (fayi 法衣) and yinyang hat (riyue guan 日月冠)—exorcises the rooms (qiyang 起殃) by wielding a sheaf of gaoliang stalks and a cleaver, knocking them against the lintels and silently reciting the mantra Qiyang zhou 起殃咒. Then, as the coffin-bearers raise the coffin out of the house, the Daoist uses his cleaver to smash a food-bowl on the floor at the entrance to the room, marking the end of the son’s duties to feed his parent; indeed, “smashing the bowl” (dawan 打碗, more graphically “decapitating the bowl” zhanwan 斬碗) is the term commonly used to describe the whole simplified burial ritual. As he does so, the Daoist silently recites another mantra, the Zhanpen zhou 斩盆咒. These two mantras for dangerous liminal moments serve to protect the Daoist himself.*

Li Bin then accompanies the coffin through the fields to the grave he has chosen, and fine-tunes its alignment in the grave. After returning to the house he performs a further brief exorcism there. He then hurries off to other villages help more bereaved families.

Again, I note the adaptability of the “old rules”; in times of crisis, rituals can be simplified, yet a proper commemoration of grief is still needed. In Li Bin’s notebook he keeps a careful record of all his daily work, noting the precise date and time of death, details of the birth dates of the deceased and their sons and grandsons, the location of the grave, and the date that he determined for the burial.

Li Bin’s father Li Manshan too has to respond to the requests of his local clients, zooming round on his motorbike to determine the date, choose burial plots, and smash bowls. Sure, all this is their livelihood; but like their forebears right back to the 18th century, they are like parish priests, “serving the people”—a cliché now commonly used with a rather satirical edge, but in this case true. Meanwhile elsewhere in Yanggao, in neighbouring counties (see my other posts on Shanxi under local ritual), and doubtless further afield, other Daoists too will be continuing to meet the needs of their rural clients.

By 23rd February, with no new cases of the virus reported in Yanggao, roadside checks were easing and officials were only monitoring travellers’ temperatures, not registering their details. I wonder how long it will take for the more elaborate funeral rituals to be restored, with the other Daoists joining Li Bin in performing the full sequence of vocal liturgy, accompanied by wind and percussion.

Update
Indeed, since late February the full ritual sequence has been restored, with Li Bin booking the whole Daoist band to perform funerals; but since he has still been busy doing all the solo mortuary tasks, only on 5th April could he lead his group for the first time since the lockdown, “opening the drum” at a funeral in Upper Liangyuan.

 

silent mantras

 

* Though the texts of these two silent mantras don’t appear in any of the Li family’s surviving ritual manuals, Li Manshan eventually found them for me in his little blue pocket-book, which he copied in the 1980s from a similar notebook of his late great father Li Qing (for whom, see e.g. here, and, for his ritual manuals, here).

Seeking instruction with Li Manshan one day, I joked that I had learned them, “reciting” them for him, lips firmly closed—providing us with another creative topos (e.g. in France).

 

 

 

Coronavirus 3: temples, Sichuan

sdr

Daoist temple ritual, Sichuan, lunar New Year’s Eve, 2020. Photo: Volker Olles.

To follow my first two posts featuring songs commenting on the Coronavirus outbreak (here and here), I now consider how local ritual life has been adapting to the crisis at the grassroots.

* * *

Reflecting the age-old adaptability of ritual practice, much activity has moved to a virtual life on WeChat. I’m grateful to Volker Olles, based at Chengdu in Sichuan for his project on Daoist ritual traditions there, for this vignette. As he wrote on 17th February:

All temples are still locked down, but Daoist clerics in the sanctuaries will occasionally perform rituals or offer incense and candles in the name of adherents (thanks to WeChat!). ​So the temples are still working—behind closed doors. Through Wechat, people can even participate in rituals by having their names added in ritual documents. In this regard, WeChat is a real blessing, allowing communication, payment of liturgical fees (fajin 法金), and feedback by means of video sequences of the rituals posted by the clerics.

I spent the Spring Festival in a remote Quanzhen Daoist temple in Chongzhou, west of Chengdu, just when the lockdown started. The liturgies at Chinese New Year’s Eve and the welcoming of the God of Wealth were properly performed by the Daoists, burning masses of ritual documents (shuwen 疏文), with the help of lay adherents—who were partly stuck at the temple and unable to return home on time. ​

All religious institutions are closed and closely monitored by the authorities. I also had to register with the local government and the Bureau of Religious Affairs. However, I’m back in Chengdu now, and we all hope that spring (in the best sense) finally will arrive.

notice

Public notice [my translation—SJ]

Owing to the severity of the current Coronavirus outbreak, for the health and safety of everyone to pass a secure, auspicious, and blessed New Year, the temple Management Committee has decided after investigation:

From 8am on 24th January 2020 the temple is temporarily closed to outsiders. All activities seeking blessing to greet the New Year will be managed according to the law by the temple priests. Please do your best not to visit the temple, in order not to come into mutual contact, and to prevent the contagion of the virus. All prayers for blessing and the elimination of calamity are to be liased via WeChat. We request the great masses and the faithful to share [this information].

During the current initiative to restore traditional Chinese rites, when you meet, please clasp your hands in greeting and avoid shaking hands!*

Xizhu Daoist Temple Management Committee, Chongzhou
24th January 2020​

Huolei
Note also Ian Johnson’s article on the response to the outbreak from temples, mosques, and churches, covering charitable donations and rituals from all over China—including a Purifying the Land ritual at the Changchun Daoist temple in Wuhan; as well as a new Daoist song Huolei jiangmo lu 火雷降魔錄 by Sichuan dramatist Zhang Shuzhi.

 

In my next post on Coronavirus I report on the busy schedule of the household Daoists of the Li family in Shanxi, even through the crisis, as they continue to meet the needs of their rural clients for routine burials.

 

* I now also see that as the virus spreads around the world, churches in Italy are issuing directives on ritual hygiene and online worship.

Coronavirus 2: songs from Gansu, and blind bards

 

ZGS vid

To follow blind bard Liu Hongquan’s song mourning Li Wenliang, thanks to Alex Davey and others on Twitter I note some great new satirical songs about Coronavirus by the enterprising Gansu folk-singer Zhang Gasong 张尕怂 (b.1989).

His own song about Li Wenliang appeared only very briefly on Weibo (see his regular posts there at weibo.com/zhangdabenshi). Another one, criticising a range of responses to the crisis, with incisive visuals, was also soon deleted from Chinese social media:

And he created this song to cheer up his granny by satirising his unexpectedly lengthy sojourn upon returning home for New Year —a common predicament:

Musically the gutsy style, with funky sanxian lute, is reminiscent of the blind bards of Shaanbei—like Liu Hongquan’s song, the “northwest wind” makes an incisive medium.

On Zhang Gasong there’s a lengthy article in Chinese, with a clip from the documentary Huanghe gayao 黄河尕谣. What’s more, I find that he’s a fellow-stammerer (among posts under the stammering tag, note Great Chinese stammerers)!

Brought up in a poor village of Baiyin municipality beset by frequent drought, he relished the huar song festivals at temple fairs; he managed to attend college, but found himself drawn back to his local culture, becoming a collector as he studied with noted folk performers.

Zhang Gasong studying Liangzhou xianxiao with Zang Shande (left) and blind female singer Feng Lanfang (right).

A busy touring schedule has brought him celebrity—though he finds the idea of “touring” (xunyan 巡演) poncey: “it’s pretty much like being an itinerant singer”. As his horizons have expanded, he’s absorbed new pop styles; yet he’s aware of the dangers of losing himself in the urban jungle, and as he astutely comments, he doesn’t like to be forced into representing a contrast between rural and urban China.

Here’s his song “Tell the truth”:


Appendix

Zhang Gasong’s work in collecting the local song cultures of Gansu, with its complex ethnic tapestry, is part of a long tradition dating back to the Maoist era. As ever, it’s worth consulting the folk-song and narrative-singing volumes of the Anthology:

  • Zhongguo minjian gequ jicheng, Gansu juan 中国民间歌曲集成, 甘肃卷 (1994)
  • Zhongguo quyi yinyue jicheng, Gansu juan 中国曲艺音乐集成, 甘肃卷 (1998).
Feng Lanfang

Feng Lanfang (centre).

Just one instance: Zhang Gasong visited Wang Yue 王月 (b. c1936; see also here), Zang Shande 臧善德 (b.1945), and female performer Feng Lanfang 冯兰芳 (b.1965) to study melodies from the Liangzhou xianxiao 凉州贤孝 (“virtuous and filial songs of Liangzhou”) genre, popular around the region of Wuwei. Belonging under the wide umbrella of morality songs “exhorting virtue“ quanshan 劝善, widespread in China, its history and structure are outlined in the Gansu narrative-singing volume. [1] Like so many genres around China (such as Zuoquan in Shanxi), it is mainly performed by itinerant blind singers for life-cycle and calendrical observances.

Research was carried out under Maoism, with official attempts to reform “superstitious” content of limited effect. Activity resumed more openly in the 1980s, coinciding with the Anthology fieldwork. In recent years Liangzhou xianxiao has been espoused by the Intangible Cultural Heritage project, with considerable media coverage—while (here I go again) substituting reified festivals on urban stages for serious ethnographic fieldwork on its life in a changing society.

Some of the great perfomers whom Zhang Gasong visited may be found in online videos; here’s Feng Lanfang, incorporating topical themes into her morality tales (cf. Bards of Shaanbei, under “Old and new stories”): [2]

Still in Gansu, for a fine film on shadow-puppetry, see here; and for Daoist ritual, here. For some archive recordings of huar songs and narrative-singing from the northwest, note the CDs here; and for a recent project from Naxos, Folk music of China, vol. 1: folk songs of Qinghai and Gansu. Yet more instances of the remarkable resilience of Chinese tradition through successive modern crises…

 

[1] Zhongguo quyi yinyue jicheng, Gansu juan: introduction pp.636–40, transcriptions 641–92, biographies 693–4. More recently, see e.g. Li Wulian 李武莲 ed., Liangzhou xianxiao jingxuan 凉州贤孝精选 (2011).

[2] As I’m sure you’ll notice, the final instrumental melody (from 16.54) was mistakenly uploaded at high speed!

Buddhist ritual of Chengde

*For main page, click here!*
(in Main menu > Themes > Local ritual)

As part of my extensive series on local ritual, I’ve just added a page about an early salvage project on the shengguan wind ensemble of Buddhist temples in Chengde in northeast Hebei, summer retreat of the Qing emperors—where I made a little fieldtrip in 1987, with comments inspired by a passage from Bruce Jackson’s wonderful book Fieldwork.

Chengde 4

 

 

Bruce Jackson on fieldwork

Right: Bruce Jackson with Diane Christian.

Among all the numerous tomes on fieldwork, I keep recommending

(e.g. here, and recently in this post on Doing fieldwork in China), so I thought I should re-read it, and give a little introduction. Purely incidentally, I’m very keen on one-word titles—for a less succinct citation, see here, under Jarring.

Part One: Human matters opens with a chapter on ways of doing fieldwork. He wonders:

What did Alan A. Lomax do when his informants sang songs he didn’t like? What did he say and do when they interspersed in their folksy repertoires songs they learned from the radio or the jukebox?

To be fair, fieldworkers do now tend, consciously, to include such material. But folklorists, unlike scientists, rarely report on their failed experiments—Jackson cites Charles Keil on the Tiv; we might add Nigel Barley in Cameroon, and even my 2018 trip in search of Chinese village temples. As Jackson was writing, the literature also rarely betrayed personal opinions of the fieldworker. While noting exceptions like James Agee’s Let us now praise famous men, Jackson cites John M. Johnson:

It is impossible to review the literature about methods in the social sciences without reaching the conclusion that “having feelings” is like an incest taboo in sociological research.

Again, more recent work has partially rectified this tendency (e.g. Kulick and Willson, eds, Taboo: sex, identity and erotic subjectivity in anthropological fieldwork, or Barz and Cooley eds, Shadows in the field, or indeed Barley). By the way, I also like Barley’s comment on how fieldwork enables one to assess the monographs of others:

Henceforth […] I would be able to feel which passages were deliberately vague, evasive, forced, where data were inadequate or irrelevant in a way that had been impossible before Dowayoland.

Jackson takes us through the various conceptual and mechanical stages of planning. As to the work of collecting “in the field”, he notes the move from acquiring disembodied texts towards documenting their whole social context. In his early days he collected variants of the song “John Henry” as if they had some kind of autonomous existence, but he soon became wary of lofty context-free academic discourses on “meaning”. He gives a nice list of questions, that would be useful for collectors of Chinese folk-song:

  • Where and when and from whom did you get that song?
  • Did you change it? If so, how?
  • Are there other versions you like less or more? What and whose are they and why do you feel the way you do about them?
  • What’s the song about?
  • What else is it about?
  • What do you think about that story?
  • Do you think about that story?
  • When would you sing it?
  • When do you sing it now?
  • If you don’t perform the song, do you know it? If you know it, why don’t you perform it?

He cites worthy early advocates of such an approach, from Ben Botkin (1938) to Peter Bartis (1979) and the archaeologist William Sturtevant (1977), noting the difference between formal interviews and informal observation:

You can often learn more from what happens to be said and done in your presence than you can from what’s said and done in response to your questions or requests.

Still more succinctly, he summarises:

What sorts of things do people do? What sort of sense do they make do the people doing them?

Discussing salvage folklore, he reflects wisely on the age-old sense of urgency about “rescuing” traditions:

It’s always too late to capture such things. Aspects of culture being changed can never be seen by the visitor for or as what they were. We can learn things of value by trying to discover what’s been lost, but the knowledge is never more than partial—exactly as all historical enquiries can never give us knowledge that is more than partial. The world of our forebears will never be ours. […]
Salvage folkore can be valuable, but only if the collector understands the place the information collected plays in the lives of the people supplying the information.

He goes on:

The heart of the salvage folklore operation is to rescue from oblivion some art or artefact or piece of knowledge. That’s a perfectly legitimate reason for doing fieldwork: those songs or stories or legends or folkways or folk arts are part of our heritage, part of what makes our world what it’s become, and they should be preserved for exactly the same reasons works of literature or sculpture or letters of prominent persons or old city maps should be preserved. Knowing such facts helps us understand cultural adaptation and change. The reason few folklorists do salvage folklore nowadays isn’t because they’ve all decided such preservation is useless; rather it’s because the definitions of folklore and the folk process have expanded in ways that permit folkorists to deal with modern life and with traditions, processes, and styles that are very much alive.

By now the ideology of salvage may have been widely downgraded, but it remains common in China today, both among Chinese and foreign scholars: such issues of context hardly feature in the accounts of scholars in search of Daoist ritual manuals or seeking to record “ancient music”.

Jackson discusses the multiple ways of finding “informants” (a term to which he resigns himself more readily than I do). Indeed, in China I’ve noted that rather than making platitudinous visits to the county Bureau of Culture, more useful sources of local information might come from chatting with the boss of a funeral shop, or stopping to chat to an old melon-seller by the roadside. For the broad range of my own mentors in Yanggao, click here.

Jackson reflects on more and less successful field trips. He reminds us that the “facts” of our data collection, and indeed the way we use the mechanical equipment we bring to the field, are subjective.

MYL played

I take part in the New Year’s rituals on yunluo gong-frame, Gaoluo 1998.

In Part Two: Doing it, Johnson clarifies the notion of “participant observation” (which again is less common among Chinese fieldworkers):

Participant observation means you’re somehow involved in the events going on, you’re inside them. You might, like Bruce Nickerson (1983), study factory work by taking a job in a factory; or, like William Foot Whyte (1943), you might take up residence within the community you want to study. You might go drinking or fishing or picnicking or campaigning with the people whose folklore concerns you.

He notes the ethical questions that this poses:

Each variation of the participant-observer role requires some measure of trust—in exchange for which the fieldworker has responsibilities more complex than those of the complete outsider.

More recently Sudhir Venkatesh‘s work with Chicago street gangs provides a particularly troubling instance of the dilemma. Jackson cites Edgerton and Langness (1974):

Complete involvement is incompatible with the anthropologist’s primary goals, but complete detachment is incompatible with fieldwork. Successful fieldwork requires a balance between the two, a balancing act which is every bit as difficult as it sounds.

He notes that with folklorists now working more often in industrial societies than among those whose life cycle is based on the agricultural calendar, they are more flexible in options than anthropologists, and more ranging in concern than oral historians. For China, while a year-long stay is routine among Western-trained anthropologists such as Liu Xin or Adam Yuet Chau, scholars more commonly make shorter visits over a long period.

Fieldworkers are always working in contexts of their own devising, whether as hidden observers or asking individuals to perform. There is […] nothing wrong with this, so long as the fieldworker understands the nature of the devised context, knows how it limits the information provided and how it infuences the behaviours of the informants. Fieldworkers deal with real people in real situations, and they must, therefore, understand the ways their presence influences what’s going on. They must be sensitive to the kinds of relationships they develop with the people who may agree to perform for them, and they must understand that the rhetorical form called “the interview” is different from ordinary discourse in critical ways.

Gaoluo: left, my famous haircut, 1993;
right, maestro Cai An introduces Wu Fan to the wonders of singing the gongche notation in preparation to realize it on the shengguan ensemble, 2003.

This leads to Chapter 6, where Jackson discusses the crucial issue of rapport. Mentioning “stranger value”, he discusses “why people talk to you”, and the pros and cons of payment. He recommends Jean Malaurie’s The last kings of Thule, and cites Charles Keil’s Tiv song; he tells stories about working with Pete Seeger at a black convict prison in Texas in 1966 (see below), and later at an Arkansas prison; and he tells how his mother defused a threatening incident while working as a nurse in a mental hospital. At a tangent, you may enjoy this post on my own run-ins with the local constabulary in China.

In Chapters 7 and 8 he discusses interviewing and ordinary talk in turn.

Having a conversation about a part of life and interviewing someone about a part of life are not the same kinds of event; they’re not even the same kinds of discourse. […]
The best interviewers somehow make the difference between conversation and interview as unobtrusive as possible.

We all adapt constantly, “code-switching” naturally:

I automatically adopt different styles and levels of discourse when talking to one of my classes, to a police officer who insists I was exceeding the speed limit, to an auditorium full of strangers, to my family at home, to my mother, to someon who owes me money, to someone I owe money. You do the same thing. None of these styles is necessarily dishonest or phony; most of them are what seems appropriate for the situations in which they emerge.

Listening to tapes of his interviews Jackson learns that he talks too much. And he finds that one can’t always record everything on tape: sometime it may interfere with the occasion.

Have a good time. Tell yourself to remember as much as you can and be sure to take notes later. Sometimes it’s okay just to be a person.

He describes his experiences in compiling A thief’s primer (1969), based on interviews, and chats, with a Texan check-forger and safecracker called Sam, as well as his search for supporting material from others.

More useful advice:

Many times slight rephrasing of a question puts it in a form that demands a discussion rather than a word. Instead of “Did you like what he said” ask “What did you think about what he said?” Instead of “Did you always want to be a potter?” ask “How did you become a potter?”Instead of “Have you heard other versions of this song? ask “What other versions of this song have you heard?” […] Putting the question in a way that elicits discussion rather than a single word gives the subject a chance to talk, and it indicates that you value the response. […]
Part of the task is being sensitive to the rhythms of utterance. Native New Yorkers, for example, rarely have notable pauses in their conversations; when pauses occur, other speakers usually leap in. Native Americans frequently have pauses; leaping in is rude. […]
Often the most interesting responses are produced by follow-up questions—questions you ask after you get the first answer. The follow-up question interrogates the response itself; someone tells you what was done, the follow-up asks why it was done, or why it was done that way, or when and how often and by whom it was done; someone tells a story, the follow-up asks what the teller thinks the story was about, and whether the teller believes it, and whether the teller heard it any other time.

Moving on to “ordinary talk”, Jackson notes the usefulness of listening to people talking among themselves.

The lengthy Part Three: Mechanical matters largely concerns technical guidance on the equipment that one takes to the field, and the production of related outputs. Though, strangely, this was Jackson’s main original purpose in writing the book, such advice (also a regular feature of ethnomusicological handbooks) is inevitably ephemeral. Still, this section is interspersed with useful, more enduring comments on our own role and interaction with our subjects.

These insights feature prominently in the opening chapter, “Minds and machines” . Here he first ponders “what machines do for you and to you”. He recommends a sharp eye and a good memory, along with pen and paper. As he notes, the latter are unsatisfactory for interviews, detracting from engaging fully with one’s subject. But using recording equipment has similar flaws, such as “field amnesia”. Jackson discusses teamwork and division of labour, noting that the fewer outsiders intrude, the better.

My fieldwork colleague Xue Yibing chats with an elderly former Daoist in an old-people’s home, and with a young ritual recruit, early 1990s.

Even I began to take Jackson’s points on board with my work on Gaoluo village, and later on the Li family Daoists. In Gaoluo I worked with one, sometimes two, Chinese colleagues, with them taking notes affably while I thought of irritating etic questions and distributed cigarettes (the latter deserving a major chapter in any fieldwork guide to China). By contrast, with the Li family Daoists since 2011 I’ve mostly managed on my own. Jackson suggests taking only as much equipment as you really need. Given that I rarely care to make audio recordings of my chats, I’ve had to develop a way of maintaining engagement while taking notes; sometimes while engaging fully, with my notebook to one side, I sheepishly go, “Hang on a mo, I gotta get this down!”

53 GN and WM amused cropped

Relaxing in the scripture hall between rituals, Daoists Golden Noble and Wu Mei amused by my notebook. I know I use this photo a lot (e.g. here), but I really like it!

In detailed chapters (much of whose fine technical detail has inevitably become obsolete), Jackson then discusses recording sound, microphones, photography, and video (useful tips here). He notes the different purpose of such work (as art, and as diary), as well as the subjectivity of the eye and ear. In Chapter 15 “Records” he discusses the work of documenting one’s material in logs—along with fieldnotes, an important supplement to fragile memory.

Part Four: Ethics, consists of the chapter “Being fair”—“the most important thing of all”. Jackson covers the role of the fieldworker both in the field and later, publication in various formats, and the thorny issue of ownership, rights, and payment, much discussed since, as “communal ownership” of folklore material came to be questioned. He cites the case of the Lomaxes’ recordings of Lead Belly—who was among the first convicts they recorded in Louisiana State Penitentiary in 1933, long before Alan Lomax went on to work with Jackson.

Cummins

Inside the wire: Cummins, Arkansas.

In the Appendix on Death Row Jackson ponders issues surrounding his major work with Diane Christian in prisons in Texas and Arkansas. Here’s a trailer for the 1979 documentary Death Row (1979):

Jackson explains his initial fear of being voyeuristic, and the complex issues of gaining a degree of trust.

Some men talked because they wanted people to know what the place was like. Some talked because we gave them a chance to vent their grievances against the criminal justice system or the prison administration or other inmates of the row. Some talked because they thought the film might do some real good.

And he quotes Rosalie Wax:

It would be gross self-deception not to admit that many informants talked to me because there was nothing more interesting to do.

As he observes, there is no such thing as a neutral observer. And

all reconstructive discourse—a statement by a murdere waiting in a tiny cell in Texas, the autobiography of Henry Kissinger, the letter of a lover to a lover who is presently angry—is craft.

Following Jackson’s book Wake up dead man (1972), here’s an excerpt from his 1994 CD of recordings of Texas convict worksongs:

And this site has useful links to his work with the Seegers at Huntsville prison in 1966. In Chapter 6 he tells how Pete Seeger overruled Jackson’s doubts about the value of him playing for the inmates, resulting in “one of the best concerts I ever heard or saw”—and substantial gains in trust. I pause to reflect how hard is to imagine a similar fieldwork project for Chinese or Russian prisons. Meanwhile Johnny Cash was also finding how popular his prison concerts were.

* * *

While music plays a quite minor part in Jackson’s book, he came to folklore through an early interest in folk-song. Among the tasks that George List gave him in the Archive of Folk and Primitive [sic] Music at Indiana University was preparing the master tape for the 1964 Folkways LP of Caspar Cronk’s recordings in Nepal—mainly of Tibetan songs.

* * *

Many of Jackson’s approaches have since become standard; some of his comments might seem obvious, but they’re always right on the nail. And as with Bruno Nettl, it’s his engaging style that appeals to me; just as he stresses human rapport in fieldwork, he seeks to communicate in his style of writing—not always an academic priority, to put it mildly. The reader can tell that he really cares about both the work and the people he consults, and that he finds such projects important and inspiring.

 

 

 

 

 

 

 

Coronavirus: mourning Li Wenliang, and blind bards

LWL

WeChat: “In this world there are no heroes descended from heaven, there are only ordinary people who come forward”.

Among the many areas of life in China that are suffering under the lockdown prompted by the Coronavirus outbreak are collective events such as life-cycle and calendrical ceremonies among rural communities.

SGL guiwang

Ghost king, South Gaoluo.

The grand New Year’s rituals from the 12th to the 16th of the 1st moon that take place throughout villages in north China, such as those of Gaoluo village in Laishui county south of Beijing, have had to be cancelled—though their purpose is precisely to “destroy the hundred diseases” (dui baibing 丢百病).

It reminds me of a story that villagers told me about the New Year’s rituals in 1997 (Plucking the winds, pp.317–18: passages below modestly edited). After thefts of the association’s ritual paintings the previous year, the New Year’s rituals now made a focus for a cultural fight-back. In preparation they managed to retrieve some of the paintings handed over the Baoding museum during the Cultural Revolution, and had handsome new donors’ lists (also stolen) rewritten and repainted from my photos, ready to display in the lantern tent.

But just as everyone was preparing for an ostentatious New Year, the death of Premier Deng Xiaoping threatened to disrupt it. A typical bit of mental juggling was now required in order for the village rituals to continue undisturbed. Deng died on the 11th day of the 1st moon in 1997, with remarkable, if uncharacteristic, attention to the rural calendar. When his death was announced, just before the major rituals around the 15th, the “commune” (as they still call the district authorities) dutifully ordered that New Year’s celebrations should be cancelled, and the village brigade had to tell the ritual association not to perform. As one musician confided, “I turns it over in my head: when someone dies in the village, we play for them, so didn’t we oughta be able to play when Deng Xiaoping dies too? So I reckons, how about writing a motto ‘In mourning for Deng Xiaoping’, pasting it up outside the lantern tent, and playing as usual?” The village’s “southern” ritual association followed suit, and the New Year’s rituals went ahead.

I love this story: in order to make sure that Premier Deng’s death will not get in the way of their customary entertainment, they profess respect by pointing out the traditional use of ritual to venerate the dead. As with all the best scams, its sincerity is unassailable. Things had changed a lot in the two decades since Chairman Mao’s death in 1976. Then the ritual association had virtually ceased to exist, and villagers had obeyed central orders without question out of genuine, indeed almost “superstitious”, belief in the Great Helmsman. Since 1978 villagers doubtless had a lot to thank Deng for, but there were ironies. It was thanks to Deng’s liberalizations that the association had been able to revive, but it was threatened by new pressures; it was also thanks to him that people no longer placed blind faith in leadership, and were now disinclined to let his death take priority over their local culture.

Villagers regarded the 1997 New Year as the most lively in living memory, perhaps partly by necessity, to legitimize the association’s new leadership and fight back against the theft of the paintings.

In many regions “rites of affliction” have long been an important part of the repertoire of ritual specialists—serving a symbolic rather than medical function. In the current crisis, however, such large-scale gatherings are unthinkable.

1965 poster campaign combining public hygiene and eliminating superstition: “Incense ash cannot cure disease” and “Human diseases are not an offence of the gods and ghosts”—another reminder (see e.g. here, under “Expressive culture”) that even at such a revolutionary time, plenty of people still thought so.
Source: https://chineseposters.net.

Elaborate funeral rituals, for which among the many locals attending are kin returning from distant parts of the country, have also been put on hold. Still, in Yanggao county in Shanxi, far from both the source of the outbreak in Wuhan and major urban centres like Beijing, the Li family Daoists, individually, are still in demand to provide routine burial services, as I describe here.

On local government websites (e.g. those of Laishui and Yanggao counties) I haven’t yet found any explicit bans on collective ritual activities—only bland, formulaic warnings proclaiming the state’s resolute response to the crisis. But morbidly creative slogans everywhere hammer out the message:

slogan

No visits for New Year this year
Those who come to visit you are enemies
Don’t open the door for enemies.

For the response in Tibetan regions, see e.g. here; and for concerns over Xinjiang, here.

* * *

 Even if folk musical activities are suspended, there are signs that local performers are reflecting the outbreak, in what Confucius would have called “popular feelings” (minqing 民情). First, some background.

I’ve already written at some length about blind bards and shawm players. The blindmens’ propaganda troupe of Zuoquan county in the Taihang mountains of east-central Shanxi has a history dating back to 1938, under Japanese occupation. One of the most illuminating and harrowing books on rural life in north China is

  • Liu Hongqing 刘红庆, Xiangtian er ge: Taihang mangyirende gushi 向天而歌: 太行盲艺人的故事 [Singing to the heavens: stories of blind performers of the Taihang mountains] (2004, with VCD, and abundant photos by Wang Jingchun).

LHQ book

One of innumerable such groups throughout the countryside, the Zuoquan troupe has always adapted to the changing times, from the warfare of the 1940s through Maoism to the reform era. In the latter period they began to perform stories criticising corruption.

The book’s author Liu Hongqing (see e.g. this interview) is the older brother of blind performer Liu Hongquan, whose life features prominently. Though Hongqing escaped the rural life to become a journalist, he kept in regular contact with his family, providing vivid stories of the troupe’s itinerant lifestyle (cf. Li Qing’s stint in the Datong Arts-Work Troupe from 1958 to 1962) and writing with great empathy about the lives of poor peasants.

ZQ pic

Liu Hongqing also pays great attention to the wretched fate of women in a rural area that remained chronically poor under Maoism. Two twins in the troupe had an older sister, four of whose five children were born blind. After she died in 1963 the burden of caring for the whole family fell upon the oldest daughter Chen Xizi, then 15 sui. She too was ill-fated. Her first daughter died at the age of 11 sui after going dumb the previous year; her son, born in 1968, was blind, dumb, and disabled; a second daughter died at the age of 7 sui; and a third daughter was herself left with three daughters at the age of 32 sui after her husband died. But amazingly, Chen Xizi’s youngest son endured great tribulations to become a researcher at Shanghai Communications University—the family’s only hope in an ocean of misery. Chen Xizi’s older brother Xizhao, a fine shawm player who died at the age of 55 sui in 1998, “bought” four wives, all mentally disabled.

After the death of another blind performer in the troupe, his widow had moved in with his younger brother, a common expedient (xuqin 续亲) in poor communities where early deaths were common and widows vulnerable.

Such stories, all too common in rural China (note e.g. Guo Yuhua’s ethnography of a Shaanbei village), make an important corrective to rosy state propaganda, putting into perspective scholarly accounts of machinations within the central leadership; and the fierce, anguished singing and playing of groups like this are utterly remote from the bland, cheery ditties of official troupes.

The Zuoquan performers are instrumentalists too—Liu Hongquan is a fine shawm player (for thoughts on the way shawm-band music reflects suffering, see here). Like others in the troupe, he has taken several adopted sons, forming a network of well-wishers throughout the villages where they perform. Like blind performers in north Shanxi, they had their own secret language (p.69), based on the ancient qiezi 切字 phonetic system.

TQ

Tian Qing (left, in white) with the blind performers of Zuooquan.

The group was soon promoted by eminent cultural pundit Tian Qing (see e.g. here, and this video). Following his visit to Zuoquan they gave their first Beijing performance in 2003. From 2007 the popular TV presenter and director Yani took them to heart, engaging with their lives in a documentary filmed over ten years.

Since being enrolled under the aegis of the Intangible Cultural Heritage, while continuing their itinerant lifestyle performing for rural ceremonial, they have become media celebrities, promoted in regular TV appearances.

But even once absorbed into the state apparatus, such folk groups are not always mere mouthpieces for state propaganda. We may tend to think of folk-songs as commemorating events in the distant past—even when describing traumas such as famine, they tend to refer to early famines before the 1949 revolution. Itinerant performers like blind bards are occasionally enlisted to explain state policies among the folk, but they may also express resistance. With such topical songs hardly appearing in the collections of Chinese fieldworkers, it’s hard to judge how common they are. In Bards of Shaanbei (under “Old and new stories”) I explored the themes of AIDS, SARS, and Mo Yan’s fictional portrayal of a bard protesting at unjust local government requisitions, also linking to a protest song by Beijing blindman Zhou Yunpeng.

* * *

And so to Coronavirus and the debate over freedom of speech. The Wuhan ophthalmologist Li Wenliang was among the first whistleblowers (among a multitude of tributes, see e.g. here and here). Before his death on 6th February at the age of 34 he was punished for “spreading false rumours”. Though the central Party later backtracked on criticising him (and by April he was officially deemed a martyr), the widespread tributes on Chinese social media mourning his death were largely an outpouring of popular resentment against the state’s irredeemably secretive policies in reaction to the outbreak—at a time when popular resistance to state power (notably in Xinjiang and Hong Kong) is otherwise muted. But online discussions continue to be censored.

A tribute to Li Wenliang, posted on WeChat on 8th February and only deleted by the 13th, featured a folk-song movingly performed by none other than Zuoquan blindman Liu Hongquan (contrast his rosy forecast here). Do listen to the song, since you can no longer hear it on WeChat:

The lyrics were written by Peking University economist Zhang Weiying, a native of Shaanbei who in 2019 composed, and sang, a Xintianyou folk-song in defence of dissident law professor Xu Zhangrun (see this article in a lengthy series by Geremie Barmé; for his translation of Xu’s essay on the virus, see here, and here; cf. this article in Chinese by Zhang Qianfan, another righteous scholar). Zhang Weiying’s lyrics for the new song commemorating Li Wenliang adopt the distinctive idiom of Shaanbei folk-song language, hard to render in translation:

At dead of night appeared a star
The whole world weeping in unison, Oh brother, for you

Snowflakes flurrying over three thousand leagues
Sleepless for the first time, Oh brother, and who’s it for?

Semi-translucent like lighting eggshell lanterns
First they sealed your lips, Oh brother, then they sealed the city

All over the world people’s feelings are bitter
When has it become to hard to tell the truth, Oh brother, about one’s feelings?

When you blew the whistle in the twelfth moon no-one listened
Amidst the bustle of the first moon, Oh brother, the sound of your song was silenced

Lighting lanterns at New Year to see you off
But throughout the land, Oh brother, it’s like observing the Feast of the Dead

Bright blue skies of Sovereign heaven
Now that the whole nation has awakened, Oh brother, you are already far away

Now that the whole nation was awakened, Oh brother, you are already far away.

LWL lyrics

The Party has also recruited performers to play a more orthodox role in promoting public health, such as this epic singer from Inner Mongolia:

(more here) and this song in the style of Huadengxi opera in Guizhou, filmed to promote awareness of the crisis.

For more songs from north China on the virus, see here; for temple ritual in Sichuan, here; and for continuing activity of household Daoists in Shanxi, here.

Amidst the widespread publicity on the global ramifications of the virus, it’s worth considering its effects on poor rural communities in China and their collective observances. Perhaps some of you have further instances of how folk culture is suffering, responding, resisting?


Appendix

A beguiling online post from Duyi Han shows murals purporting to come from a Hubei church, paying homage to Coronavirus medical workers. On reflection it’s clearly a virtual creation, but it makes an impressive and ingenious artistic tribute:

church murals

One has to read carefully to interpret this sentence as implying that it’s a virtual project:

The project sees the walls and ceilings of a historic church in Hubei province transformed into a large mural depicting figures dressed in white decontamination suits.

It’s clarified in this interview, but if one took that literally, some doubts might soon spring to mind—I append mine below merely to show you how gullible I was initially, how little I know about logistics of life in Hubei over these weeks—and how careful we have to be about what we find online, “nowadays”:

  • Where is this chapel, and how many Chinese churches have such classical architectural features?
  • Did the congregation not demur at the loss of their original Christian images?
  • Who is the artist, and if working alone (?), however could the murals be completed so quickly?  Supposing Hubei churches have been closed since the outbreak, OK I guess the artist could get a key.
  • We have to imagine them somehow finding a vast amount of paint (assuming there’s a well-stocked shop that’s open over this period), and putting up scaffolding…
  • And how about all the stages of painting murals, and drying times in winter?

Still, it’s easy to take at face value. Incidentally, apart from the major Daoist temple complex of Wudangshan, I haven’t sought material on folk ritual life around Hubei (as ever, we might start with the “instrumental music” volumes of the Anthology for Hubei), though the scene is (or was, before the virus struck) doubtless more active than this report may suggest.

 

Compound surnames in Chinese and English

Left: Sima Qian; right: Zhuge Liang.

For China, besides my post on alternating single and double given names by generation, there are also some intriguing double surnames, often deriving from northern ethnic minorities.

Of the many that were used in early history, some have fallen out of use, with clans often adopting single surnames—a process that took place over a long period, unlike the rapidly changing fashions in given names. Double surnames still quite common are Ouyang 歐陽, Shangguan 上官, Sima 司馬 and Situ 司徒; less so are Zhuge 諸葛, Xiahou 夏侯, Huangfu 皇甫, Huyan 呼延, and Zhongli 鍾離. Oh, and Chenggong 成公.

Left: Ouyang Xiu; right: Zhongli Quan.

Among ethnic minorities, longer compound surnames are still common, adapted to Chinese style, such as the Manchu Qing imperial clan Aisin Gioro. But with the Han chauvinism of the current CCP this is changing too—for Uyghur names under the current clampdown in Xinjiang, see e.g. this article.

* * *

For the Han Chinese double-barrelled surnames I can’t discern potential for satire, as we class-conscious English like to do for Posh Upper-Class Twits—whether fictional characters like Gussie Fink-Nottle and Sir Arthur Streeb-Greebling, and Monty Python’s Vivian Smith-Smythe-Smith, Simon Zinc-Trumpet-Harris, Nigel Incubator-Jones, Gervaise Brook-Hamster, and Oliver St. John-Mollusc:

or real people who really should be fictional, like Jacob Rees-Mogg. There is latitude in the use of the hyphen. Indeed, why stop at two surnames? This wiki article also considers international naming practices, including Germany and Iberia. As Silly Names go, it’s hard to beat Leone Sextus Denys Oswolf Fraudatifilius Tollemache-Tollemache de Orellana Plantagenet Tollemache-Tollemache, British captain who died in World War One. 

Now the Riff-Raff [sic] are getting in on the act too, with young sporting luminaries such as Alex Oxlade-Chamberlain, Trent Alexander-Arnold, and the wonderful Katarina Johnson-Thompson, who soars high above the recumbent Tree-Frog.

In a rather different category is the litany of middle names for Boris Piccaninny Watermelon Letterbox Johnson as documented by Stewart Lee, which grows almost weekly.

See here for more on How to be English.

 

 

The Kazakh famine

Trauma and memory

famine

The famine in Ukraine of the early 1930s (see posts under Life behind the Iron curtain: a roundup) was publicised abroad by early journalists like Gareth Jones, and later through the work of the Ukrainian diaspora and scholars like Robert Conquest and Anne Applebaum.

But from 1931 to 1934 there was widespread dearth throughout the Soviet Union; the Ukraine holodomor has largely eclipsed other devastating famines in the North Caucasus and the Volga, and notably further east in Kazakhstan—a vast territory the size of continental Europe. It makes an important piece of the grisly jigsaw filling in the troubled histories of Russia, Xinjiang, and China (see e.g. here); and it also relates to the commemoration and recognition of guilt in Germany (see e.g. here).

Conquest had already addressed the topic in chapter 9 of his 1986 book The harvest of sorrow (1986), “Central Asia and the Kazakh tragedy”. Now we have two major books to help supplement the picture: [1]

  • Robert Kindler, Stalin’s nomads: power and famine in Kazakhstan (translated by Cynthia Klohr, 2018; German original, 2014)
  • Sarah Cameron, The hungry steppe: famine, violence, and the making of Soviet Kazakhstan (2018)

It is no easy task to unravel the threads of forced collectivization, famine, and all the social changes that they entailed. In Central Asia, the state’s attempts to implement socialism were further complicated by their mission to permanently sedentarise nomads. While I look forward to reading Cameron’s book, here I’ll discuss that of Kindler.

Central Asia since the 1990s

Central Asia since the 1990s.

In his Introduction Kindler summarizes the main themes.

More than a third of all Kazakhs died, or a fourth of Kazakhstan’s entire population. People died of hunger or disease, were shot, or slain. Hundreds of thousands were displaced; some turned to begging or banditry. Social nets fell apart. As the nomads’ herds were confiscated and depleted, the economy of the steppe collapsed. […]

Clans were replaced by kolkhozes, brigades, and other collectives that produced and distributed indispensable resources. People became dependent on the institutions of the Soviet state. […] It was Sovietization by hunger.

These initiatives “threw the region into chaos, causing mass flight, civil war, and an unprecedented shortage of food”.

As Kindler observes, Soviet modernity made no provision for pastoralists. Nomads were difficult to tax and difficult to supervise, thwarting the “dictatorship of the proletariat”. Citing James Scott, he notes that

the probability of catastrophe grows when authoritarian leaders use such methods on societies that are unable to ward off radical change. […] But the road from theoretical sedentism to real permanent settlement was long, arduous, and paved with suffering.

For the competing groups within Kazakh society,

collectivization and sedentarization gave them opportunities to advocate their own particular interests. […] Different levels of loyalty [to the Soviet state] were often difficult to distinguish.

While the whole system was built on confusion and terror, violence, omnipresent throughout the USSR under Stalin, was not a simple two-sided war between the state and the people. As later in China,

The Soviet project to rebuild society rested on the generation of perceived differences. […] Stalin pitted various institutions against each other to keep them under control.

Kindler unpacks the inadequacies of analyses of famine:

Students of the Soviet famine of 1932–33 have often focused on the social, political, and economic causes of famine and its demographic consequences. Much of this research has suggested that under the circumstances of food shortage, frustrated people had no influence on the events dictated to them. People affected by famine were mostly depicted as vague, passive, helpless victims with almost no agency. What happens to people who starve, how they behave when threatened with death, and what it means to survive a food shortage have seldom been described. Rarely do we read that people confronted with starvation become self-centered and asocial. Post-Soviet historiography in particular has cultivated the myth that peasants and nomads formed mutually supportive groups to master the crisis collectively, but that, unfortunately, they failed.

It takes time for food shortages to wreak devastation. Citing Amartya Sen on “food entitlement decline”, Kindler suggests a broader approach going beyond economic analyses. Strategies to cope with vulnerability; even in extremis, when a crisis becomes so great that it can no longer be met with the instruments normally employed in such situations, people are not merely victims. Still, by the early 1930s the Kazakhs had lost much of their capacity to resist external threats. Hunger may not have been premeditated, but it broke the nomads’ resistance.

Kindler disputes the popular theory of deliberate genocide that has become common for Ukraine. He notes the inevitable bias of the text-based, largely Soviet and Russian, sources; naturally we have few written accounts from the largely oral, illiterate culture of the nomads themselves. Even major sources that he utilises in the Kazakh archives still only contain the nomads’ own views as mediated by others.

Chapter 1, “Kazakh nomads and Russian colonial power”, shows that in the hierarchical traditional Kazakh society, the term kulak was no more relevant than for other cultures in the Soviet Union. Waves of state sedentarising policies predated the revolution but escalated. In 1916 the conflict between peasant settlers and nomads erupted in a major uprising, with hundreds of thousands of Kazakhs fleeing to China. Civil war soon followed, bringing anarchy and starvation.

In Chapter 2, “Soviet rule in the steppe”, Kindler shows how the Communists gradually expanded their power by destroying the old clans, at the cost of deeply alienating the people. But as later in rural China, there were severe obstacles to the reach of the state:

Many party members were technically and politically illiterate: they could neither read nor write. When documents could not be translated into Kazakh, the most rational solution for aul leaders was simply to gather, acknowledge, and then ignore them.

Alliances between indigenous leaders and the Communists were fragile.

Kindler goes on to explore the process of sedentarization. As later with the Chinese peasantry, the thorny issue of “raising the cultural level” of the nomads loomed; the Bolsheviks considered them “backward”, their whole culture “inferior”. But their efforts to transform the nomads’ customs by addressing issues in hygiene, and the status of women, were largely fruitless.

Source: Central State Archive of Video and Photo Documents of the Republic of Kazakhstan (courtesy of Zhanbolat Mamay), via Sarah Cameron.

The leadership only briefly countenanced the warnings of experts that nomadism was the only form of productivity on the steppe, and that to transform it would be to destroy the economy. State power depended on limiting mobility.

As the conflict between nomads and settlers intensified, Russian farmers also suffered. With land reform, many were forcibly deported in a reign of terror led by Georgii Safarov. Resistance in 1920 was crushed: as one report commented, “These evacuees are almost exclusively women and children. There are no men among them; the men have almost all been executed”. The Kazakhs saw land reform as an opportunity for revenge for the massacre of 1916.

Land reform came to a halt soon after Safarov was demoted in 1922. Meanwhile unyielding grain procurements led to another famine in 1921–22, when conservative estimates suggest that over 400,000 died. As the pendulum swung again, a fragile peace obtained. Kazakhs were given preferential treatment over settlers migrating to the region, but the latter put up a fight, and with Party leaders unable to reconcile the disparate interests, by 1928 settler migration was once again condoned.

In 1925, as Filipp Goloschekin was installed as the first Party Secretary of the region, conflict, repression, and purges escalated. Kindler goes on to unpack the complex competing networks among clans and within the Party leadership. Kazakhs within the Party were often marginalized, as mere figureheads—a pattern later all too common among the minority regions of the PRC.

Chapter 3, “Collectivization and sedentarization”, shows how central policies continued to impact on the regional picture. In the wake of the national Great Terror of 1927–28, the Great Turn of 1929, implemented with violence, initiated the destruction of the private sector. Confiscations and requisitions of grain and livestock from pastoralists soon led to destitution. Many fled across the border to Xinjiang, as they had often done before. But “collectivization was not only a war of the state against the people, it was also a war of the folk against itself”.

Both peasants and nomads had to pay. In the winter of 1929–30 hell broke loose in Soviet villages, with brutal raids. The task of the young activists sent by the central leadership to implement the brutal decree, often with no experience of either rural or nomadic life, was also unenviable:

Emissaries from the Soviet regime were threatened, beaten, tortured, and murdered when they collected tributes or tried to force people to join the kolkhozes.

1929 ganbu

While many of them had been successfully educated to believe in their task, not all were crusaders for the cause.

Numerous reports of the men’s enormous consumption of alcohol and their excessive carousing perhaps indicate that many suffered emotionally from the strain of their duties.

In March 1930 Stalin briefly put a brake on coercive collectivization—immediately prompting mass defections as well as further agricultural ravages. But even while 20,000 “kulak” families were deported from Kazakhstan, the region had to accommodate 30,000 “kulak” households from elsewhere in the Soviet Union. As the catastrophe escalated, herds were destroyed: by 1933 over 90% of all livestock had been lost. “Sedentarization through expropriation turned nomads into refugees and beggars.” Settlements were decreed on land unsuitable for cultivation; lack of materials made building work fruitless. Chaotic measures took a terrible toll.

Nomads would also have to make way for the vast network of labour camps for victims of repression from elsewhere, that was being planned from 1930.

In Chapter 4, “Civil war and flight”, Kindler shows the tenuity of Bolshevik rule if Kazakhs could manage to mobilize in resistance. By 1930 the long hostility of both nomads and peasants to state policies escalated into a fragmented civil war—Kindler again unpacking diverse motives for popular violence. Some Muslim groups waged holy war and sought to establish sharia law. Brutal revolts were brutally suppressed; after September 1931 serious uprisings ceased.

flight

Amidst the vast coercive displacements of the whole Soviet people, the indigenous Kazakh population was inundated with outsiders, including many inmates from labour camps. While nomads always depended on mobility, they now resorted to more radical migration across borders, with a vast exodus of refugees. While state policies eased somewhat after 1935, with nomadism tacitly condoned again, the pattern of cross-border migration would continue over a long period—and in both directions.

Warfare was intense in the Sino-Soviet borderland. Many Kazakhs fled by arduous routes to the Chinese-held province of Xinjiang; but there too, complex power struggles were under way, with smugglers, spies, and bandits among the population. [2] Nomads were accustomed to moving between borders, and there had been major flights in 1916 and 1928. Soviet forces carried out several massacres. For those Kazakhs who managed to reach Xinjiang, starvation was a danger there too.

Within the Soviet borders many Kazakhs also fled to Turkmen and Uzbek territory, as well as western Siberia. Unwelcome in such regions that Soviet policies had also reduced to desperation, they often became beggars.

Chapter 5, “Famine”, most lengthy and harrowing of all, opens starkly:

Between 1930 and 1934 at least a quarter of Kazakhstan’s total population perished.

Famine was widespread throughout the Soviet Union, not just in Kazakhstan and Ukraine but in North Caucasus and the Volga region. Other ethnic minorities within these regions also starved. But relief was secondary to the central goals of procurement and collectivization: the crisis reached its peak following the introductions of measures contrived to reduce it.

The catastrophe had unfolded gradually, but in the midst of armed struggles and mass migration, reports of famine multiplied from 1930. As solidarity and social cohesion dwindled, no-one could escape violence and its consequences. Children were orphaned or abandoned. Kindler cites documents describing cannibalism, and tellingly discusses the very countenance of starvation:

Going hungry radically changes people. They do not suddenly become recognizable victims. Over a longer period of time their figures, facial features, and ultimately their natures begin to change. Death by starvation is not sudden and unexpected. It announces itself gradually over days, weeks, even months. […] The hungry lose weight and look haggard and boney. Their skin loses suppleness and becomes pale. Muscles atrophy and warp posture. The starving often become apathetic and passive toward their environment. Finally they lose interest in anything except food. Starvation blocks out all other emotions and and induces a condition in which people tend to develop extreme forms of what, under other circumstances, they would consider their “normal” behaviour.

The faces of the starving frighten and horrify others. Their countenances speak of imminent death. Others may feel as if the radical change in facial expression comes from a loss of individuality and personality.

He cites the shocked reports of officials on the disaster.

But after experiencing the initial horror most people became complacent and callous. No-one could handle such constant confrontation with misery. […] The majority gradually became accustomed to the starving around them and resigned to accepting it. The longer they were confronted with hungry people, the less it bothered them. […]

Rejection of the starving often enough turned into overt hostility. […] The starving formed society’s lowest stratum. They were chased off, threatened, and often killed. They were strangers and beggars. Refugees were part of an undifferentiated gray mass with no future and a past that interested no-one.

As with the later Chinese famine,

It is no coincidence and it was not for a lack of camera equipment that there are few photographs of starving people in Kazakhstan. The catastrophe had no countenance and it was to be given none.

The food distribution points set up by the authorities were sites to which the starving were banished and left to die, reflecting “what characterized the Soviet Union as a whole: the conviction that useless people must be cleared away and disposed of as waste”. Violent ethnic tensions increased further. Officials too were vulnerable, concerned only for their own survival in a fragile pecking order. For the Soviet leadership the famine was an opportunity to subordinate the Kazakh nomads and peasants once and for all.

By late 1933 minor policy adjustments gradually led to the end of the worst sufferings. Despite resistance from both the Kazakh leadership and refugees, refugees began to be repatriated. Even people who had fled to Xinjiang, itself in the grip of civil war, planned to return. Still, with provisions for returnees quite inadequate, the death count continued to rise in 1934. A repressive system of internal passports was introduced. Those who had somehow survived now had to resign themselves to the kolkhoz.

In Chapter 6, “Soviet nomadism”, Kindler describes the aftermath. While plans for sedentarization continued, nomadism was now partially tolerated; the size of herds gradually increased, although only a minority would now be under the control of the kolkhozes. The leadership even began to accept national customs and folklore, at least in commodified form—as ever, I’m keen to see local reports on any such grassroots revival. Conditions on Kazakh-run kolkhozes were yet worse than those managed by Russians, and their performances poorer. Kolkhozes often became fictitious entities, lacking permanent buildings.

This standoff continued until the chaos unleashed by the Great Terror of 1937–38. In Kazakhstan regaining control over livestock breeding became a focus, resulting in further expropriations. And the region now became one of the major destinations for mass deportation:

Entire ethnic groups like Armenians, Koreans, and later Germans and Chechens populated the “special settlements” and the Kazakh branches of the Gulag, including above all the gigantic Karlag.

As the plan to “make the steppe arable” was left to prisoners and slave-labourers, the gulag came to form the backbone of Soviet power in central Kazakhstan (see e.g. here and here), a major part of the fatally warped economy. In One day in the life of Ivan Denisovich Solzhenitsyn describes his time in Kazakh gulags in the early 1950s. Between 1931 and 1959 over one million “enemies of the people” laboured in the Karlag.

The war that erupted when Nazi Germany invaded the Soviet Union in 1941 caused grievous losses throughout the bloodlands of the western regions. It also marked a renaissance for Kazakh nomadism, although many livestock froze or starved to death. After the Great Victory, agronomists and ethnologists gave attention to ways of making migratory animal husbandry serve the interests of the socialist economy. “Soviet status was no longer bound to a sedentary way of life”.

In the brief but important final Chapter 7, “Legacy”, Kindler reflects:

Kazakhstan’s present multi-ethnic society is largely a product of Stalinism, forged by the nomads who managed to survive the famine and by the victims of Stalin’s mass deportations who were settled there.

As he explains,

Moral behaviour became perilous during the famine. Many people had no choice but to abet the corrupt system. The distinction between victim and perpetrator was blurred and, even in retrospect, we cannot clearly separate one from the other. A society that deemed the individual worthless and made the collective the greatest good stamped a verdict of guilty on anyone who valued his own life. […]

The crisis did not erode Soviet structures, it strengthened them by making individual survival almost completely dependent on Soviet mechanisms of order and distribution. Whoever survived the famine did so by the grace of the state that had caused it in the first place.

This resulted in complex processes of adaptation and psychological repression. […] Many Soviet citizens who had survived hunger, terror, and war, went on to live under the strain and stress of the Soviet system. They learned to cope with the tension and bury the dark sides of their past. […]

Victory in the Great Patriotic War blocked the tragedy of famine out of the collective memory of Kazakh society.

After the death of Stalin, in the mid-1950s many migrants poured into the steppe in response to Kruschev’s Virgin Lands Campaign—which though an economic failure and an ecological disaster, further integrated Kazakhstan into the Soviet Union.

Meanwhile I note that after the 1949 Communist victory in China, many Kazakhs and Uyghurs fled to the Soviet Union, particularly in the wake of the disastrous Great Leap Backward: a major exodus took place in 1962. And in Xinjiang today, while the Uyghurs bear the brunt of the brutal clampdown as their whole culture is assaulted, Kazakhs and other “minority” peoples are also suffering in a pervasive new gulag network.

Kindler explains the partial reclaiming of Kazakhstan’s history in recent decades:

After decades, it was finally perestroika that enabled the mention of famine in Kazakhstan. […] But due to the challenges of life under ongoing social transformation the topic was soon abandoned. After a short phase of public commemoration and rehabilitation between 1988 and 1993, coming to terms with the past once again became the domain of historians whose findings were barely noticed outside the small world of academic research.

This suited the new national narrative of independent Kazakhstan (for the current human rights situation, see here). A monument to victims of the famine, set up in 1992, was only completed in 2017. Commemorations finally increased from 2012. But with the example of Ukraine in mind, the authorities have remained wary:

The oasis of stability that the leaders of Kazakhstan like to present may then soon prove to be fictitious.

By now the urban–rural divide between Russian and Kazakh was even clearer. Kindler shows how the narrative of Kazakh victims impedes the study of the famine, downplaying the role of Kazakhs themselves in the disaster and silencing those who suffered. However, Kindler suggests that the interests of rulers and ruled might in some ways coincide:

Where no-one spoke about dying and suffering, no-one asked about personal responsibility and guilt. Silence held people together. When no-one spoke out, it was not only for fear of the regime. It also suppressed awareness of one’s own involvement. Excluding the victims meant including everyone else and doing so far beyond the end of the famine itself.

As in China (see this post on commemorating the abuses of Maoism), “forced trust” bound Soviet leaders and citizens together. People continued carefully to observe taboos: “the rules prescribed not only what was said, but what was not said as well.” Meanwhile in Germany the recognition of trauma took place more openly. Finally Kindler refrains from suggesting answers:

In light of Kazakh society’s instability, was it a rational strategy for coming to terms with the past to ignore the problematic aspects of the country’s own history? Does it suffice to label the famine a “national tragedy”, like a natural disaster, and leave it at that? Or is it time for Kazakhstan to explore its own responsibility for the outbreak of famine?

Note this recent documentary by Zhanbolat Mamay, Zulmat: mass hunger in Kazakhstan:

Now I look forward to reading Sarah Cameron’s book too.

For both nomadic and sedentary populations, Soviet policies led to extreme suffering. The whole period was a nightmare. With my focus on China I find it all the more tragic that some twenty-five years later, the CCP allowed this same disaster, with similar causes and consequences, to befall over forty million Chinese people. Wherever we do fieldwork, people still have to live with the memory of such traumas.

For the destruction of a First Nation community in Canada, see here.

 

[1] Both works are reviewed here; Cameron’s work here and here, as well as this substantial lecture. See also here and here; and note Alun Thomas, Nomads and Soviet rule: Central Asia under Lenin and Stalin (2018). For further comparative studies, see Famine: Ukraine and China, under “Comparisons, figures”.

[2] For the perspective of Uyghur culture, see Rachel Harris, The making of a musical canon in Central Asia, pp.29–33.

Doing fieldwork in China: a new book

The purpose of fieldwork is not simply to answer questions that have been incubated elsewhere. By learning what is important to people, fieldwork can be the source of the questions themselves. Talking to people, visiting a site, or experiencing a ritual are all irreplaceable ways of personally and viscerally understanding the processes that others have described in texts.

Fieldwork

The new volume

contains a wealth of stimulating articles on doing fieldwork in China—covering both urban and rural sites, with synchronic and diachronic approaches, and encompassing unofficial, oral history and local archives.

The editors provide a thoughtful preface, citing many further sources. As they observe, the articles have in common

first, a belief that ordinary people and distinct local cultures are worth understanding, both for their own sake, and as representing an important important perspective on sweeping trends of historical change; and second, a research method that prizes deep familiarity with a place, its physical contours, remnants from the past, and most notably its people, who often preserve not only memories, but also textual scripts, material objects, and oral and performative traditions.

While some chapters discuss issues of rapport and eliciting stories of people’s lives, for broad perspectives I’d still recommend Bruce Jackson’s Fieldwork (cf. this post). 

The twenty-four chapters are grouped under four sections:

History and fieldwork in historical perspective
This section includes

  • David Faure on the field research of Chinese intellectuals in the 1920s and 1930s, setting forth from their early work on the Miaofengshan temple fair, showing the problems they faced—and created;
  • Linda Grove on the rich 1940s’ Japanese field material on China (an important source for later studies of religious life in rural Hebei); and
  • Myron L. Cohen with pertinent thoughts on historical anthropology, focusing on the “traditionalist” phase in fieldwork on Taiwan from 1960 to 1980.

Left: route of 1956 fieldtrip to Hunan; right: fieldworkers in Hequ, Shanxi, 1953. For a roundup of posts on fieldwork on local ritual traditions under Maoism, see here.

Work reflections: fieldwork in the mirror,
Contributors here are

  • Michael Szonyi with lucid reflections on the importance of fieldwork for Ming historians;
  • Guan Yuxia on conducting fieldwork as a “local” in the multi-ethnic society of Hulunbuir, Inner Mongolia;
  • Kang Xiaofei, also pondering the complex tensions between emic and etic perspectives as she explores gender and ethnicity in the Sino-Tibetan borderland (“Who are they, and who am I?”);
  • Ma Jianxiong crosses disciplinary borders with fieldwork among the Lahu in Yunnan;
  • and in my own chapter I reflect on working with the ritual association of Gaoluo and the Li family Daoists, with vignettes that will be familiar to readers of this blog.

left: Guo Yuhua chatting with senior villager, Shaanbei;
right: household Daoists, amused by my notebook, relax between rituals.

Walking the ground, talking to people.
The first group of chapters here mainly concerns religion and ritual:

  • John Lagerwey on basic questions for fieldwork on pre-1949 Chinese society;
  • Paul R. Katz with a social-historical perspective on festivals in Taiwan;
  • Vincent Goossaert on doing historical-anthropological fieldwork in Jiangnan (“gazetteers, newspapers, and real life”); and
  • Ken Dean on incorporating historical GIS in fieldwork on the ritual culture of the Putian diaspora.

This section continues with

  • Ching May Bo and Liu Zhiwei taking an engaging walk through urban Guangzhou to reflect on doing historical anthropology;
  • He Xi on contextualizing ethnic classification among the Li of Hainan;
  • Micah S. Muscolino on the 1950s’ social and environmental history of conservation in a Shaanxi county;
  • Fang Xiaoping on medicine, health, and disease among the barefoot doctors of Hangzhou;
  • Dong Guoqiang on discovering the Cultural Revolution through oral history in Jiangsu; and
  • Thomas DuBois with an interdisciplinary approach to the “history of things”—production, commerce, and consumption.

Finding and working with grassroots documents.
While I focus on contemporary fieldwork, participant observation, and personal oral history, I’m always keen to find local written sources too. So I find these chapters insightful, showing the potential for delving in local archives. This section includes

  • Du Zhengzhen on legal archives of Longquan (Zhejiang) for the late Qing and early Republican eras;
  • Liu Yonghua on account books as sources for the local history of Huizhou;
  • Huang Sujuan on land and property deeds and urban studies for Guangzhou;
  • Rao Weixin on genealogies and revolution in the Jiangxi Soviet;
  • Liu Shigu on using local and Public Security Bureau archives for a Jiangxi county in the 1950s; and
  • Jan Kiely exploring the limitations and potential of an Intangible Cultural Heritage archive from a county in north Jiangsu. 

In all, the contributors to this new volume offer thoughtful reflections on diverse approaches to doing fieldwork in China.

 

 

 

Religious life in 1930s’ Fujian

The film footage of Harry Caldwell

Fujian province in southeast China remains one of the most vibrant regions for folk religious activity (see this introduction).

Harry Caldwell (1876–1970), a Methodist missionary from the Appalachian mountains of Tennessee, first travelled to China in 1900, inspired by his brother’s missionary work there, making a base in Fujian with his family until 1944. An avid hunter and naturalist, in his book Blue tiger (1924) he showed how hunting with the locals for man-killing tigers paved the way for effective missionary work [file under fieldwork techniques—SJ], and he discussed the delicate diplomacy required to negotiate peace between soldiers and bandits in his attempts to spare villagers caught amidst the fighting (cf. the Italian Catholic mission in Gaoluo).

Apart from filming agricultural, military, and daily scenes in Fujian, he also paid extensive attention to local religious life there—and now, in an enterprising project (click here) by the Department of Religious Studies of the University of Tennessee at Knoxville (UTK) under the direction of Megan Bryson, ten clips on religious ritual that Caldwell filmed in the 1930s have been restored and made available online, with extensive annotations by UTK students.

The evocative clips (alas silent!) comprise:

  • an opulent deity procession
  • a divination session, with a Buddhist monk presiding
  • a fertility ritual, with Daoist masters wielding ritual swords and horns at an elaborate altar
  • a Daoist healing ritual to protect children (cf. Crossing the Passes, e.g. Gansu and Shaanxi), with exuberant ritual dancing and the burning of a paper boat
  • an apotropaic ritual: pasting a talisman, a fishing net, and cacti at the family lintel
  • a Bathing the Buddha procession, and women offering at small shrines
  • Methodist church activities—including the distribution of baby chicks to the congregation
  • “Hell puppets”
  • plague-dispelling rituals, with paper boats sent off
  • a grand Buddhist funeral at the Yongquan si temple in Gushan.

Watching such footage, one always wonders what became of all these people over the turbulent decades to come. While the project offers precious glimpses of ritual life in Fujian before the 1949 revolution, all such practices still thrive in the region; with the addition of colour and sound, one might almost suppose many of these clips to come from Ken Dean’s wonderful 2010 film Bored in heaven (among many films listed here). I hope to see comments on Caldwell’s footage from scholars working on ritual life in Fujian—perhaps providing some more precise locations.

For Daoist ritual in Fujian and elsewhere in south China, see here.

Ritual artisans in 1950s’ Beijing

huapencun

Mural, Lord Guan Hall, Huapen village, Yanqing district, Beijing, c1809.

Quite beyond my area of expertise, I was inspired by reading the brief yet suggestive article

  • Liu Lingcang 劉淩滄, [1] “Minjian bihuade zhizuo fangfa” 民間壁畫的製作方法 [Techniques of making folk murals], Yishu yanjiu 1958.2, pp.52–6.

As Hannibal Taubes divined when he sent it to me, slight as it is, it links up nicely with my taste for scholarship under Maoism documenting the customs of old Beijing just as they were being dismantled. It’s not so much the quality of the research that attracts me here—rather, the delicate nature of studying the topic just as collectivisation was escalating, painfully evoked in films like The blue kite. As ever, we need to read between the lines. Moreover, we can always learn from accounts of the nuts and bolts of creativity.

I’ve already introduced the work of the great Yang Yinliu at the helm of the Music Research Institute, along with the ritual traditions of old Beijing represented by the Zhihua temple. For more on old Beijing, see also Li Wenru, Wang ShixiangChang Renchun, and narrative-singing (here and here)—and in recent years a major project on the social history of imperial and Republican Beijing temples through epigraphy and oral sources.

* * *

From November 1955 to the autumn of 1956, the Central Academy of Fine Arts carried out a project documenting the work of ritual painters in Beijing. Rather than Liu’s gloss huagong 画工, the common folk term was huajiang 画匠 “artisan painter”, as in Yanggao, referring to artisans working for what had always been largely a ritual market—part of the whole network of ritual service providers upon whom Chang Renchun‘s work opens a window. They were apprenticed from young, often within the family.

Themes of their murals and paintings included the Seventy-two Courts (qisier si 七十二司) (cf. here, under “Buddhist-transmitted groups”) and the Ten Kings of the Underworld, depictions of Guanyin, the life of the Buddha, Yaowang Medicine King, and Water and Land rituals; and scenes from popular fiction such as the Three Kingdoms and the Water Margin. The article also hints at the market in the surrounding countryside for New Year’s lanterns and diaogua hangings, such as our own team found in Hebei (cf. the story of itinerant Qi Youzhi and his forebears, maintaining sheng mouth-organs for temples and village ritual associations). The themes of such hangings were closely related to historical subjects embodied in opera and story-telling.

Diaogua hangings adorning the alleys of Gaoluo village, 1989. My photos.

Just as our understanding of ritual is enriched by zooming in on the nuts and bolts of its vocal and instrumental soundscape, we can learn much by unpacking the techniques and vocabulary of religious painting. [2] In the end, ritual performers and ritual artisans are closely related.

The whole process of creating murals consisted of three stages (yixiu erluo sancheng 一朽二落三成):

  • xiu “draft”, known as tanhuo 擹活, creating a draft outline, drawn in charcoal
  • luo (lao, perhaps), “setting down”, known as laomo 落墨 “setting down the ink”
  • cheng “completion” (cheng guanhuo 成管活).

As with Renaissance artists in Europe, the laborious final stages depended on a division of labour, with the assistance of disciples.

Liu goes on to discuss elements in turn, with details on materials and tools, including this marvellous summary of the technicalities of preparing Water and Land paintings:

Shuilu details

Citing examples as far back as the Tang dynasty to illustrate techniques still in use, Liu goes on to discuss applying ground layers to the wall, templates (fenben 粉本), traditional methods of mixing and adjusting mineral pigments, the use of glues and alum, creating 3-D effects, and colour gradation. For pigments, while Liu notes the incursion of Western materials since the 1920s, among the team’s informants for traditional painting techniques was none other than Guan Pinghu, master of the qin zither! And in a detailed section on depicting gold, Liu consulted Wang Dingli 王定理 and Shen Yucheng 申玉成, working on the statuary of Tibetan temples in Beijing, as the best artisans then working in the medium.

An intriguing part of the final stages of mural painting is the addition of colours according to the master craftsman’s indications in charcoal, such as gong 工 for red and ba 八 for yellow—economical versions of the characters hong 红 and huang 黄, or liu 六, whose pronunciation stood for  绿 green. They even found such indications visible in the Ming-dynasty murals of the Dahui si 大慧寺 temple in Beijing. Liu notes that the custom was already dying out in Beijing, [3] but the shorthand reminds me, not quite gratuitously, of the secret language of blind shawm players in north Shanxi, and (less directly) the characters of gongche notation, which persisted.

Though again the ancient tradition of oral formulas (koujue 口诀) was dying out (at least in Beijing), Liu lists those that they could recover—just the kind of vocabulary that we seek from ritual performers, going beyond airy doctrinal theorising to gain insights into the practical and aesthetic world of folk society:

koujue

Just as the ritual soundscape still heard throughout the countryside in the 1950s (and today) contrasted starkly with the official diet of revolutionary songs, these traditions occupy an utterly different world from our image of propaganda posters of the time.

But—not unlike all the 1950s’ fieldwork on regional musical traditions (links here)— what the article could hardly broach was how the lives and livelihoods of such ritual service providers were progressively impoverished after Liberation, as their whole market came under assault and temples were demolished or left to fall into ruin. Even in the previous decade, through the Japanese occupation and civil war, the maintenance of temples can hardly have been a priority; new creation of murals was clearly on hold, and one wonders how much, if any, maintenance and restoration these artisans were still doing when Liu’s team visited them. Some of the artisans were doubtless already seeking alternative employment such as factory work or petty trade. We get but rare glimpses of this story, such as Zha Fuxi’s 1952 frank letter to the former monks of the Zhihua temple tradition. Later in the 1950s some official documents inadvertently provide further material on the period.

Of course, irrespective of their current circumstances, asking people to recall their previous practices is always an aspect of fieldwork, while one seeks to clarify the time-frame of their observations.

 

[1] Liu LingcangBy this time Liu Lingcang (1908–89) was already a distinguished artist and educator; but his early life qualified him well for the project discussed here. A native of a poor village in Gu’an county, Hebei, as a teenager he worked as an apprentice folk ritual artisan in nearby Bazhou before finding work as a restorer of temple murals in Beijing—so the 1955–6 project was based on his own former experience as a participant. Becoming a member of the Research Association for Chinese Painting in 1926, he went on to study at the Beiping National School of Art (precursor of the Central Academy of Fine Arts), taking up senior official posts after the 1949 Liberation. Some of his later paintings addressed religious themes: like Yang Yinliu over at the Music Research Institute, he clearly remained attached to his early background, despite his elevation. Again I think of Craig Clunas’s comment “The published curricula vitae of Chinese scholars often give a false idea of the continuity of their employment, and conceal the long periods of frustrating idleness caused by periodic political campaigning.”

[2] Craig Clunas kindly offers some further leads to “technical art history” in China, such as John Winter, East Asian paintings (2008), and (for the medieval period, notably for Dunhuang) Sarah Fraser, Performing the visual: the practice of Buddhist wall painting in China and Central Asia, 618-960 (2004). For technical details in the world of literati painting (such as mounting), see Robert van Gulik, Chinese pictorial art as viewed by the connoisseur (1981).

[3] As Hannibal tells me, a variant of this system is still used by folk ritual artisans in rural Shaanbei. For the anthropology of folk ritual art there he also directs us to a wealth of research, notably the insightful work of Huyan Sheng 呼延胜, such as his PhD on Water and Land paintings (Shaanbei tudishangde shuilu yishu 陕北土地上的水陆画艺术), and the article “Yishu renleixue shiyexiade Shaanbei minjian simiao huihua he kaiguang yishi” 艺术人类学视域下的陕北民间寺庙绘画和开光仪式, Minyi 民艺 2019.3; as well as a detailed article on painter-artisans in nearby Gansu by Niu Le 牛乐, “Duoyuan wenhuade yinxing chuancheng celue yu wenhua luoji” 多元文化的隐性传承策略与文化逻辑, Qinghai minzu yanjiu 2018.3.

Gosh—for such remarkable continuity in Chinese culture, despite all its tribulations, yet another reminder that “when the rites are lost, seek throughout the countryside”, and that “a starved camel is bigger than a fat horse”.

Temple murals: a new website

HT site

For aficionados of Chinese art and religion, to complement the fine website of Hannibal Taubes on north Chinese temple murals http://twosmall.ipower.com/blog/ (see my post here), we now have a related (and still evolving) site Temple Trash—the drôle title taken from the description of the murals by an unnamed professor! http://twosmall.ipower.com/murals/

Both websites are vast, and still only a selection from the archive deriving from his fieldwork. It’s a Herculean (or in this case Hannibalesque) task, that invites us to reassess the whole history of religious art—commonly assumed to have entered terminal decline since the Ming dynasty. Unlike the many glossy compendia of early temple murals and architecture protected by the state, these murals come mainly from minor village temples, and often suffer from neglect and pillage. And given the southern focus of religious studies, the focus on north China (mainly for Hebei, Shanxi, and Shaanbei), is itself original.

Categories

The wealth of images is meticulously documented. As Hannibal explains, the image scroll on the main page is in chronological order from c1500 to the present day, top to bottom. Click on the little squares to see the galleries. You can browse the images according to type by clicking on the “Categories” menu at the upper left—select the dropdown menu for a quick-list of categories (deities, genres and topics, locations, venues, periods, and so on, all extensively subdivided), or scroll down for more info. The murals are shown in context, with details of temple architecture and village topography.

To give a few examples of the wealth of the new site: apart from the temple focus, some interesting galleries show images depicted since the 1949 founding of the PRC. Some living traditions of ritual paintings are also included (cf. my modest contributions on this blog under Ritual paintings), such as pantheon scrolls for spirit mediums (Shaanbei, and Wutai in Shanxi). Among many topics, the theme of Women in murals supplements the Goddesses listed under the Deity category.

Of course (as I would say), like ritual manuals, material culture is both silent and immobile: temples are not mere repositories of artefacts, but sites for social activity. All such documentation should complement studies on religious life in north China; and (as I would say) funerals too have remained vibrant occasions for ritual life.

Exploring these sites is an edifying, eye-opening pleasure.

A 2019 retrospective

For my sake as much as yours, I’m rounding up some themes from the last year (cf. my post for 2018)—do click on the links, both below and in the posts themselves! There’s plenty more to explore under the monthly archives as you scroll down in the sidebar.

I continue to add vignettes on the Li family Daoists (always bearing in mind my film and book!):

and I augment my post Walking Shrill with

On my other main fieldsite of Gaoluo (summary here),

Bearing on both the Li family and Gaoluo is

And under the main menu, it’s always worth exploring the many fieldnotes under Local ritual, and the various pages under the Themes sub-menu.

Among many posts on the great Yang Yinliu are

For links to ritual life around south Jiangsu, see

and for the rich cultures of Fujian,

Note also

For more on China, see

The plight of the Uyghurs is a pressing concern (see also Uyghur tag):

Note also

Further afield, see

The category of “world music“, or rather musicking in societies around the world, continues to grow. For salient perspectives on musical cultures worldwide (notably the brilliant, accessible work of Bruno Nettl), see

For diverse regional genres, see e.g.

For the musics of Iran, see