Karen Dalton

Karen Dalton

Jumping belatedly on a bandwagon long driven by Bob Dylan and Nick Cave, I’m moved by the plangent voice of Karen Dalton (1937–93)—a worthy addition to my essential Playlist of songs!

For some reason I can warm to Country, but I seem to have a blind (deaf) spot about Anglo-American folk. Apart from being a tad allergic to guitar songs, it’s quite unfair of me to reduce it to a wholesome image of apple pie and right-on social activism. But Karen Dalton crashes right through all that.

She may not have approved of Dylan likening her voice to that of Billie Holiday, but it’s inevitable. Billie only rarely sang the blues—though she saved her greatest ever blues for her 1957 TV appearance.

Dalton, Dylan, Neill

Bob Dylan, Karen Dalton, and Fred Neil, early 60s.

There’s more artifice, and variety, in Billie’s voice, and in her opulent backings. Karen emerged from the Greenwich village folk scene, but there’s a rare depth of anguish in her sound, accompanying herself on twelve-string guitar or banjo. “Not interested in playing the music industry’s games in an era when musicians had little other choice”, she managed to self-destruct without going through the usual stages of celebrity and tabloid exposure. So despite her admirers, her music remained a niche taste until quite recently (see e.g. here).

Here’s a playlist for her 1969 album It’s so hard to tell who’s going to love you the best:

Though she only sang covers, she transformed them. It hurts me too had long been a popular blues standard—here’s Elmore James (1957):

and Junior Wells (1965):

But Karen’s version has a plaintive, personal quality:

While I prefer the very basic production values of It’s so hard to tell…, here’s her 1971 album In my own time, opening with Something on your mind—another Yesterday song:

Here’s Katie cruel:

This playlist has more:

Here’s a short documentary from 2009:

And a trailer for a recent documentary:

How little I know of all the cross-fertilisations of blues, Country, soul, pop, and onwards… Stop me if you’ve heard this before, but the 60s were remarkable—Coltrane, Miles; soul; Beatles, Stones… Meanwhile in the rarefied echelons of WAM, the Mahler craze was growing, and the early music movement was getting going.

Karen Dalton 2

Art Pepper

Pepper meets cover

In my post on Frank Morgan I mentioned how he managed to keep active on sax while in San Quentin by playing along with fellow inmates.

That post set forth from LA detective Harry Bosch’s good taste in jazz, and again Michael Connelly’s novels have some pertinent comments on Art Pepper (1925–82), who was one of Morgan’s jazz colleagues in jail.

Pepper 1966

Pepper was no angel either. Like Chet Baker, he was a white West-coast junkie. Here’s the classic 1957 album Art Pepper meets the rhythm section:

Connelly evokes the album in A darkness more than night (2000):

He went into the house and got two more beers out of the refrigerator. This time McCaleb was standing in the living room when he came back from the kitchen. He handed Bosch his empty bottle and Bosch wondered for a moment if he had finished it or poured the beer over the side of the deck. He took the empty into the kitchen and when he came back McCaleb was standing at the stereo studying a CD case.
“This what’s playing?” he asked. Art Pepper meets the rhythm section?”
Bosch stepped over.
“Yeah. Art Pepper and Miles’s side men. Red Garland on piano, Pau Chambers on bass, Philly Joe Jones on drums. Recorded here in LA, January 19, 1957. One day. The cork in the neck of Pepper’s sax was supposedly cracked but it didn’t matter. He had one shot with those guys. He made the most of it. One day, one shot, one classic. That’s the way to do it.”
“These guys were in Miles Davis’s band?”
“At the time.”
McCaleb nodded. Bosch leaned close to look at the CD cover in McCaleb’s hands.
“Yeah, Art Pepper,” he said. “When I was growing up I never knew who my father was. My mother, she used to have a lot of this guy’s records. She hung out at some of the jazz clubs where he’d play. Handsome devil, Art was. For a hype. Just look at that picture. Too cool to fool. I made up this whole story about how he was my old man and he wasn’t around ’cause he was always on the road and making records. Almost got to the point I believed it. Later on—I mean years later—I read a book about him. It said he was junk sick when they took that picture. He puked as soon as it was over and went back to bed.”
McCaleb studied the photograph on the CD. A handsome man leaning against a tree, his sax cradled in his right arm.
“Well, he could play,” McCaleb said.
“Yeah, he could,” Bosch agreed. “Genius with a needle in his arm.”
Bosch stepped over and turned the volume up slightly. The song was Straight life, Pepper’s signature composition.
“Do you believe that?” McCaleb asked.
“What, that he was a genius? Yeah, he was with the sax.”
“No, I mean do you think that every genius—musician, artist, even a detective—has a fatal flaw like that? The needle in the arm.”
“I think everybody’s got a fatal flaw, whether they’re a genius or not.”

The song Patricia features in The black box (2012):

Bosch had begun making his way through the Art Pepper recordings his daughter had given him for his birthday. He was on volume 3 and listening to a stunning version of Patricia recorded three decades earlier at a club in Croydon, England. It was during Pepper’s comeback period after the years of drug addiction and incarceration. On this night in 1981 he had everything working. On this one song, Bosch believed he was proving that no-one would ever play better. Harry wasn’t exactly sure what the word ethereal meant, but it was the word that came to mind. The song was perfect, the saxophone was perfect, the interplay and communication between Pepper and his three band mates was as perfect and orchestrated as the movement of four fingers on a hand. There were a lot of words used to describe jazz music. Bosch had read them over the years in the magazines and in the liner notes of records. He didn’t always understand them. He just knew what he liked, and this was it. Powerful and relentless, and sometimes sad.
He found it hard to concentrate on the computer screen as the song played, the band going on almost twenty minutes with it. He had Patricia on other records and CDs. It was one of Pepper’s signatures. But he had never heard it played with such sinewy passion. He looked at his daughter, who was lying on the couch reading a book. Another school assignment. This one was called The fault in our stars.
“This is about his daughter,” he said
Maddie looked over the book at him.
“What do you mean?”
“This song. Patricia. He wrote it for his daughter. He was away from her for long periods in her life, but he loved her and he missed her. You can hear that in it, right?”
She thought a moment and then nodded.
“I think. It almost sounds like the saxophone is crying.”

Like Frank Morgan, Art Pepper rebuilt his career after being freed from prison in 1965. Here’s a 1978 recording of Patricia:

Don McGlynn’s documentary Art Pepper: notes from a jazz survivor, filmed in 1982, his last year, also features his third wife Laurie (with Patricia discussed from 24.00):

In the LRB Terry Castle riffs brilliantly on Pepper’s 1979 autobiography Straight life.

Aside from “the music itself” (sic), while accounts of jazzers’ lives are vivid (e.g. Miles, Mingus, Chet…), it’s possible to tire of them: self-destruction is one thing, but the misogyny is hard to take. As with WAM composers, we may learn from their stories and the society in which they lived, but admiring the music doesn’t have to entail endorsing its creators. Men behaving badly yet again… (cf. Deviating from behavioural norms).

Jonny spielt auf

Jonny promo

Getty Images: Ullstein Bild.

In my post on Erich Korngold, I mentioned Richard Taruskin’s 1994 essay “The golden age of kitsch”, where he reviews CDs of Korngold’s Das wunder der Heliane and Ernst Krenek’s 1937 “jazz opera” Jonny spielt auf [Jonny goes to town, or Jonny strikes up]. So here I’ll introduce the latter.

Alex Ross (The rest is noise, Chapter 6 “City of nets: Berlin in the 20s”) provides background.

For a little while in the late 20s, Krenek acquired certifiable, almost Gershwin-like celebrity. […] Like so many young Austrians and Germans, he yearned to break out of the hothouse of Romantic and Expressionist art, to join the milling throngs in the new democratic street.

Taruskin’s typically polemical essay is worth citing at some length.

The Nazi concept of artistic degeneracy was incoherent and opportunistic, and so is Decca/London’s marketing strategy. It took very little to run afoul of the Nazis then, and it costs very little to deplore them now. Their opposition, especially when it was passively incurred, conferred no distinction, unless their approval is thought to confer distinction on the likes of Beethoven or Wagner. There are no lessons to be learned from studying the Nazi index of banned musical works, which, like the Nazi canon, contained masterpieces, ephemerae, kitsch, and trash, covering a wide stylistic and ideological range. […]

So just this once let’s forget the Nazis. They had nothing to do with Krenek’s opera or Korngold’s opera. They didn’t even ban them. They didn’t have to ban them, for both works had fallen out of the repertory by 1933. […]

What makes these first [CD] releases fascinating is not what they have to say about the Nazis but what they have to say about the artistic atmosphere of the Weimar Republic, which had a thriving operatic economy—the last truly thriving, that is, consumption-driven, economy in the history of opera. Composers wrote for a market. Their work was in demand. They strove not for eventual immortality but for immediate success. Producers could recoup their investment in new works and sometimes exceed it, so they sought out new works. Premieres were more noteworthy than revivals, and commanded the interest of the press.

Was this a degenerative ecology? Did it lead to exploitative “populist” formulas, or to weak imitation? No, it was synergistic; it led to experimentation and to emulation, with the aim of surpassing previous standards of novelty and distinction.

He goes on to note the great success of operas like Berg’s Wozzeck (for Lulu, see here). But even more popular was Krenek’s Jonny spielt auf. Still, Taruskin describes what strikes me as a common trait of WAM until the late 19th century:

Sudden eclipse was part of the bargain. An opera had its place in the sun if it managed to earn one, and then it moved out of the way.

He attributes the waning of this nurturing operatic ecology to the talkies:

The movies did not only preempt the operatic audience. At a profound level, the movies became the operas of the mid- to late 20th century, leaving the actual opera houses with a closed-off museum repertoire and a specialised audience of aficionados, rather than a a general entertainment public hungry for sensation. With the advent of the sound film, opera found its preeminence as a union of the arts compromised and its standing as the grandest of all spectacles usurped. […]

Cinematic transport to distant times and climes was instantaneous. Evocative atmosphere, exotic or realistic, could be more potently conjured up on film than on the best-equipped operatic stage, and the narrative techniques of the movies were unprecedentedly flexible and compelling. […]

But wait, isn’t there another difference, a bigger one? Opera, however, popular, remains an art, while movies, or at least Hollywood movies, are a mass-produced and mass-reproduced medium and amount only to kitsch. Or so we are told. I am not so sure.

The operatic world from which Korngold and Krenek emerged, like the wider world of art in the period following the Great War, was a bitterly divided world. The division was not simply between stylistic radicalism and conservatism, or between a liberating iconoclasm and a hidebound tradition, though that is how a stubbornly Whiggish historiography continues to represent it. Nor was it primarily a division between a senile romanticism and a new classicism, as so many artists of the time liked to say. It was, rather, a difference in the way that art was viewed in relation to the world.

Citing the early Soviet critic Boris Asafyev:

An authentic modern music would have to be “nearer to the street than to the salon, nearer to the life of public actuality than to that of philosophical seclusion”,

Taruskin goes on to contrast the operas of Korngold and Krenek:

Though they are being marketed now under a crude common rubric, they embodied antithetical values.

Jonny poster

Unlike Korngold, “the master of musical sacroporn” (an epithet that Taruskin also applies to Turangalîla!), Krenek embodied the new genre of Zeitoper, “now-opera”:

“Now-opera” was not simply a matter of contemporary action, of references to current events and American pop-genres (shimmies, tangos, blues, Negro-spiritualen) and pop-timbres (sax, banjo), though these were the grounds for Jonny’s immediate audience appeal and its subsequent (misleading) reputation as a “jazz opera”. Its main novelty was irony: the clash between the ephemeral content and the “classical” form. And this implied another, more fundamental clash: in place of the music of timeless inner feeling, its unabating fluidity of tempo dissolving chronometric reality, there was now to be a music that proceeded just as unabatingly through through busy ostinatos at what Krenek at one point labelled “schnelles Grammophon-tempo”, emphasising uniformity of physical and physiological motion and banshing psychology. It was a music of corporeal elation and spiritual nihilism, a tonic for the tired and the disillusioned, for people who felt betrayed by the lie of transcendence. It was, in short, the music not of America but of “Americanism”. And so the now-opera was not really sachlich after all but still märchenhaft, embodying not a new reality but a new fairy tale, a new allegory and, yes, a new kitsch.

In Jonny spielt auf, the first now-opera, the allegory is overt and sledge-hammer-subtle. The protagonist is not the title character—a negro band-leader vaguely modeled, it seems, on Sam Wooding, whose Chocolate Kiddies Revue swept Germany in 1925–26—but Max, a Central European composer of traditional transcendental bent.

As the glacier-like Max pursues banjo-playing operatic diva Anita (an evocation of Anna Mahler, to whom Krenek was briefly married), Jonny attempts to steal the enchanted Amati violin of Daniello, a slick, matinee-idol classical virtuoso.

A tiny leitmotif, just a descent through the interval of a fourth to a downbeat, pervades everything. (Anyone who has heard Ravel’s “jazz”-tinged L’enfant et les sortilèges of 1925 will recall this very distinctive idea as the “Maman!” motif. Did Krenek?).

Finally Max, his glacier persona melting, sets off with Anita for America, whither Krenek followed in 1938.

Here’s a playlist of excerpts:

Actually, the opera is far from the accessible populism of The threepenny opera (1928), and jazz plays a very minor role—not least because when Krenek “conceived his libretto, he had never met a Negro or an American”. What he set out to provide was “a hope-inspiring Pied Piper, or a latter-day Papageno, as alluringly Other as possible”.

The everyday, the ephemeral, and the phenomenal […] could function convincingly within the world of opera only as an exotic import. By its very presence, it was exceptional, numinous, and threatening. So now-opera was stil, opera. It could only be a special case, a subgenre; and it could not escape the fate of the genre as a whole.

Taruskin finds the opera dubious politically too:

The freedom celebrated at the end of Jonny spielt auf is only the freedom to seek new masters, to submit to a new hypnosis.

He notes the tendency to forgive both the operas of both Korngold and Krenek their cynicism.

The indulgence, it seems pretty clear, is purchased courtesy of the Nazis. Take away their seal of disapproval, and we are left not with easily dismissed “degeneracy” but with decadence, which is more real, more disquieting, and much harder to get a grip on.

This was the downside of the thriving consumer culture that, in our day, with opera a walking corpse, seems at first so enviable. But this was a culture of frisson and titillation posing as a culture of liberation and uplift.

Going rather far in imputing a moral purpose for “serious music” (“The danger of Taruskin”?!), he suggests:

However it may tickle our sense of irony to contemplate it, and even if we choose to excuse its practitioners on grounds of naïveté or sincere bad taste, it entailed a lack of moral purpose that rendered the “serious” arts defenceless against totalitarian rhetoric, and passively complicit in its triumph.

Given Krenek’s hazy acquaintance with the world he was evoking, it’s worth reminding ourselves of the Real Thing (more leads under Clarke Peters’ radio series on black music in Europe): here’s the Sam Wooding band with Shanghai shuffle in 1925 Berlin (leading us nicely to Shanghai jazz):

and the Chocolate Kiddies in 1933:

Note also the post about Jonny spielt auf on the stimulating site Black Central Europe.


* Ross also cites Slonimsky’s fine summary of Max Brand’s Machinist Hopkins (1929) (evoking Stella Gibbons’ spoof synopsis of a Britten opera):

A cuckolding libertine pushes the husband of his mistress to his death in the cogs of a monstrous machine and strangles her when he finds out she has become a promiscuous prostitute, whereupon the foreman, Machinist Hopkins, dismisses him from his job, ostensibly for inefficiency.

Frank Morgan

Morgan

A youthful Frank Morgan. Source.

In the compelling crime thrillers of Michael Connelly, I’ve already admired LA detective Harry Bosch’s good taste in jazz with my post on Tomasz Stańko.

The music of sax-player Frank Morgan (1933–­2007) features in several of Connelly’s novels. I’m reminded to pursue his work as I re-read The burning room (2014).

Morgan was yet another devotee of Charlie Parker—following whose death in 1955, and the release of his own first album (below), he too self-destructed, spending much of the next thirty years in prison; in San Quentin he managed to keep playing in the company of fellow-inmates like Art Pepper. [1] But Morgan thrived again after he was freed in 1985.

Sound of redemption

Connelly sings Morgan’s praises in a corner of his website, introducing the documentary The sound of redemption (N.C. Heikin, 2015), “from drug addict, conman, and convict to beloved elder statesman of jazz”. Here’s a trailer:

As Connelly recalls,

At the time I was putting together a character for a book I was writing. The character was a detective who was a loner and liked to listen to and draw inspiration from jazz. The character—I would name him Harry Bosch—had a particular affinity for the saxophone. Its mournful sound, like a human crying out in the night, was what he was drawn to. The detective saw the worst of humanity every day on the job. He found solace every night in the sound of the saxophone. […]

It was a perfect set up because Harry Bosch did more than simply listen to the music. He identified with the musicians. I wanted him to listen to musicians who had overcome the odds to make their music because Harry had overcome great odds himself.

Here’s Morgan’s 1955 album:

Bosch’s anthem, its minimalism reminiscent of Blue in green and Naima, is Lullaby, with pianist George Cables:

Georgia on my mind (see under Bernard Lortat-Jacob at 80):

Connelly’s The overlook (2007) opens thus:

The call came in at midnight. Harry Bosch was awake and sitting in his living room in the dark. He liked to think that he was doing this because it allowed him to hear the saxophone better. By masking one the senses he accentuated another.
But deep down he knew the truth. He was waiting.
The call was from Larry Gandle, his supervisor in Homicide Special. It was Bosch’s first call-out in the new job. And it was what he had been waiting for.
“Harry, you up?”
“I’m up.”
“Who’s that you got playing?”
Frank Morgan, live at the Jazz Standard in New York.That’s George Cables you’re hearing now on piano.”
“Sounds like All Blues.”
“You nailed it.”
“Good stuff. I hate to take you away from it.”
Bosch used the remote to turn the music off.
“What’s the call, Lieutenant?”

Here Morgan accompanies readings from the book:

From The Burning room:

On the way back to the PAB he stopped by the Blue Whale to see who was playing and who was coming later in the month, and he was pleasantly surprised to see Grace Kelly on the stage with a four-piece band. Grace was a young saxophonist with a powerful sound. She also sang. Bosch had some of her music on his phone and at times thought she was channelling the late, great Frank Morgan, one of his favourite sax men. But he had never seen her perform live, so he paid the cover, ordered another beer, and sat at the back of the room, his briefcase on the floor between his feet.

He enjoyed the set, particularly the interplay between Grace and her rhythm section. But she closed with a solo and it stabbed deeply into Bosch’s heart. The song was “Somewhere over the rainbow”, and she produced a sound from the horn that no human voice could ever touch. It was plaintive and sad but it came with an undeniable wave of underlying hope. It made Bosch think that there was still a chance for him, that he could still find what he was looking for, no matter how short his time was.

Indeed, here’s the prodigious Kelly, then 15, with Morgan in his final months:

More tracks on this playlist:

 


[1] The list of jazzers who did time in prison is long: see e.g. here, here. For San Quentin, see here; cf. the Lexington Narcotics Farm, and Ladies and gentlemen, Lenny Bruce!!. Cf. the fieldwork of the Lomaxes and Bruce Jackson in southern prisons.

Korngold at the Proms

 

Korngold and Walter 1928

A rejected casting for the mirror scene in Duck soup. Allegedly.

Among the highlights of this year’s Proms was John Wilson‘s stimulating programme with the reborn Sinfonia of London (shown on BBC4, on i-Player).

After Johann Strauss’s Die Fledermaus overture (a favourite of the incomparable Carlos Kleiber), Francesca Chiejina sang the exquisite Seven early songs (1905–08) of Alban Berg. As a polar opposite of the overture, Wilson continued with Ravel’s disturbing La valse (1920), depicting “a society spinning out of control, reeling from the horrors of the recent past towards those of the near future”, in the words of Alex Ross.

* * * 

The second half of the Prom featured the Symphony in F sharp (1952) * of Erich Korngold (1897–1957) (note the excellent Michael Haas, on his “Forbidden music” site ; see also websites, here and here; and wiki).

Korngold cartoon

As a prodigy in Vienna, Korngold was praised by Mahler, Richard Strauss, and Puccini. Making his name with the opera Die tote Stadt, he was a prominent figure in the lively theatrical scene of the 1920s, going on to collaborate with Max Reinhardt. Having commuted between Vienna and Hollywood since 1934, by the time of the Anschluss in 1938 Korngold realised that it would be impossible for him and his family to continue living in Austria. In the USA his film scores soon came to define the Hollywood sound. As Michael Haas comments,

he found himself mugged by both realities—commercial necessity and Hitler, both at the same time.

Korngold films

It’s unfortunate that Korngold himself subscribed to the notion that “serious music” could only reside in the symphonic tradition—to which he returned after retiring disillusioned from film in 1947, but still writing in a romantic style that had plummeted from fashion after the war. Even Messiaen‘s Turangalîla (1949), challenging yet sensual, was met with negative reviews; Boulez’s Le marteau sans maître was premiered in 1955. 

So pieces such as Korngold’s Violin concerto (1947) were received patronisingly. Whatever the zeitgeist was, this wasn’t it; much as we all love late romanticism, surely this was too late?! (cf. the ever-later early music).

But Korngold’s reputation has grown in recent years. As Alex Ross comments,

“That sounds like film music” is a put-down that deserves to be retired. The usual intention is to dismiss a work as splashy kitsch. Over the past century, though, enough first-rate music has been written for the movies that the charge rings false. Hollywood composers have employed so many different styles that the term “film music” has little descriptive value.

Ross gives thoughtful background in Chapter 8 (“Music for all”) of The rest is noise, under “Hollywood music” and “Exile music”. Richard Taruskin is always worth reading too: in The danger of music (§33, “The golden age of kitsch”) he thickens the plot by contrasting Korngold’s Das Wunder der Heliane with Ernst Krenek’s “jazz opera” Jonny spielt auf, both from 1927.

Perhaps the weird twin burdens among WAM aficionados of expecting both background knowledge and linear progress can be eased by imagining Korngold’s late works as composed before the war, as if he were a Rachmaninoff or a Zemlinsky. At least, it would be sad not to allow oneself to relish the symphony’s gorgeous slow movement (and in Haas’s post, do listen to Korngold playing the Adagio on the piano—as with Mahler’s piano rolls, one gets a sense of composition, improvisation).

Indeed, since Mahler was already fêted in New York by 1908 (see e.g. here and here), while it may be fruitless to speculate how his style might have evolved had he lived to the era of the 1930s’ talkies (one can hardly imagine that any more could be said after the 9th and 10th symphonies and Der Abschied), it’s intriguing to wonder whether he too would have been seduced by the lure of Hollywood…

As Haas observes, conflicts over modernity and populism were already hotly debated in 1920s’ Berlin and Vienna (cf. What is serious music?!);

The themes that resonate throughout Korngold’s life are particularly relevant today as they represent the fight for the very purpose of music. Is it elite, or is it populist? Is it high art or easy entertainment? Is it merely an application, like the use of colour in cinema, or is it l’art pour l’art—a thing of purity and a bridge between the listener and a higher state? Is music a cultural cornerstone of European civilisation or is it merely “disposable”? 

So all this makes Korngold’s work grist to John Wilson’s mill. Here’s his 2019 recording of the symphony with the Sinfonia of London:

For audience tastes since the 1970s (again based on Taruskin), see also The right kind of spirituality?.


*  Though it’s often described as “Symphony in F sharp major”, Korngold’s biographer Brendan G. Carroll notes that he was particular in casting the work in F sharp, without specifying either major or minor (cf. the story of the prison exam!). Nor should it be confused with F hashtag minor. Anyway, six sharps would be well above the legal limit on Sundays in Pennsylvania. 

China: memory, music, society

GLF

The Great Leap. Source: China Daily!

This year’s CHIME conference (details here), with the broad theme of “Chinese music and memory”, is to be held remotely from Prague in two instalments on 1st–3rd and 8th–10th September.

Among the contributors—from both within and outside China—some will address notation (generally an over-subscribed topic) and early history (a rather safe theme, although currently being subjected to the ideology of the PRC). Also featured are folk-song, the qin zither (another niche scene rarely considered in the light of the social traumas of Maoism), the music of the Cultural Revolution, and the inescapable Intangible Cultural Heritage. More promising are Zhu Chuyi’s “ ‘Mother, I am sorry I was born a girl’: sonic, somatic, and traumatic memories in Tujia bridal laments”, and Liu Chang’s “Dakou cassettes, scar literature, and the memory of a traumatic past” (the latter proposal no longer appearing).

Here I’d like to broaden the topic in ways that may appear to be outside the remit of the conference, gathering together several of my blog posts. But we might start with a reminder of aperçus by two weighty pundits:

Music! Music! Is it nothing but the sound of bells and drums?—Confucius

There is no such thing as art that is detached from or independent of politics—Mao Zedong

Soundscape is never autonomous: it’s a window on society (see posts under Society and soundscape). Yet by comparison with countries where regime change has enabled necessary commemoration of painful episodes (see e.g. Sachsenhausen), within China acknowledgement and public scrutiny of the crimes of Maoism are notably absent. For references to some fine work, see Cultural Revolutions, including Jing Jun’s The temple of memories and Erik Mueggler’s The age of wild ghosts; among much discussion (at least outside China), two works on remembering and forgetting the traumatic past are reviewed here. For the dissimulation and duplicity inculcated in the USSR, see e.g. The whisperers.

grave

Hilltop burial, Shaanbei 1999. My photo.

A major theme in people’s lives is suffering—as highlighted by Guo Yuhua in her fine ethnography of a poor Shaanbei hill village Shoukurende jiangshu 受苦人的講述 [Narratives of the sufferers], where she managed to elicit the peasants’ own painful memories of the whole Maoist era.

Particularly harrowing cases are the Anti-Rightist campaign and the Great Leap Backward, and the concurrent famines. The horrors of the Jiabiangou labour camp in Gansu have been exposed in long documentaries, Wang Bing’s Dead Souls and Ai Xiaoming’s Jiabiangou elegy.

My film Notes from the yellow earth (DVD with Ritual and music of north China, vol.2: Shaanbei) contains a lengthy sequence (§B) from a similar funeral—filmed in a village with its own traumatic memories. One might hear the playing of such shawm bands as merely “mournful”—indeed, that’s why younger urban dwellers are reluctant to hear them, associating the sound with death. And of course the style and repertoire of these bands took shape long before Maoism, based on earlier historical suffering. But we can only hear “early music” with our own modern ears.

Within the context of Dead souls the bleakness of the soundscape really hits home, suggesting how very visceral is the way that the style evokes the trauma of ruined lives and painful memory—slow, with wailing timbre and the “blue” scale of jiadiao, the two shawms in stark unison occasionally splintering into octave heterophony. Wang Bing’s scene should be compulsory viewing for anyone still struggling (despite my best efforts) to comprehend the relevance of shawm bands. Similarly, since I often note the importance of Daoist ritual in Gansu, its labour camps might form one aspect of our accounts of ritual life there.

The people shown in these documentaries are just those who anyone doing research in China will encounter—whether working on social or cultural life. This is just the kind of memory that the rosy patriotic nostalgia and reifications of the Intangible Cultural Heritage project are designed to erase.

Like the German and Russian “soul”, suffering in China isn’t timeless: it is embodied in the lives and deaths of real people in real time. People dying since I began fieldwork in the 1980s all had traumatic histories; at the grave their memories, and those of their families, are covered over merely in dry earth, ritual specialists only performing a token exorcism that doesn’t obviate the need for a deeper accommodation with the past.

Unfolding along with the Anti-Rightist campaign and the Great Leap was the great famine; under the famine tag, I’ve grouped the main posts here, noting Wu Wenguang’s remarkable Memory Project, as well as Ukraine and Kazakhstan (see also under Life behind the Iron Curtain).

Ritual studies too are often perceived as a society-free zone, retreating into early history without reference to modern tribulations. As I showed in my post Ritual studies mildly censored, anxiety over documenting the Maoist past continues. As we submitted a translation of Appendix 1 of my Daoist priests of the Li family to a Chinese publisher, one sentence proved tricky:

… religious practice since 1949—whether savagely repressed or tacitly maintained—still appears to be a sensitive issue.

Precisely by modifying it they proved my point—by feeling it’d be rash to admit that it was a sensitive issue, they revealingly confirmed that it was!

Gaoluo 1989

New Year’s rituals, Gaoluo 1989.

Thus south of Beijing in the ritual association of Gaoluo village by the 1990s, it was easy to air publicly the vocal liturgy and instrumental melodies that young recruits like Cai An had learned on the eve of the Great Leap, and during the brief revival between the famine and the Four Cleanups; but traumatic memories of the campaigns themselves remained unvoiced.

Cui JianEven for the period since the 1980s’ reforms there is plenty of folk memory for the Party-State to repress (see e.g. Tiananmen: bullets and opium). Long March veteran Wang Zhen’s classic retort to Cui Jian was inadvertently drôle: “What do you mean, you’ve got nothing to your name? You’ve got the Communist Party haven’t you?” The nuances of the indie scene are explored by Jeroen de Kloet. And in my series on Coronavirus in China, a song by a blind bard made a medium to express support for whistleblower Li Wenliang (cf. the satirical songs of Zhang Gasong).

Left: Tibetan monks laying down their arms, 1959.
Right: Rahilä Dawut.

Tibet makes another flagrant case of coercive amnesia; in this roundup of posts, note e.g. Forbidden memory, Conflicting memories, Eat the Buddha, and How *not* to describe 1950s’ Tibet. Song often helps articulate the sense of loss and grievance. In 2009 the popular Amdo singer Tashi Dondhup was sentenced to fifteen months’ imprisonment after distributing songs critical of the occupation—notably 1958–2008, evoking two terrifying periods:

And documenting the past and present of Xinjiang is ever more severely out of bounds (from the Uyghur tag, see e.g. Uyghur culture in crisis, and Soundscapes of Uyghur Islam).

Arguments for maintaining the stability of the state, avoiding “chaos”, are paltry compared to the duty to commemorate, to learn from history—for Europe, UK, the USA, all around the world. Elsewhere too we find belated recognition of the sufferings of Indigenous peoples around the world, and the legacy of colonialism and genocide.

All this may remind us how important it is to seek beyond sanitised representations of “Chinese music”, or indeed of Daoist ritual, both in China and abroad. However distressing, the stories of suffering—though ever more out of bounds within the PRC—need to be told.

Anyway, FWIW, these are the kinds of thorny issues that come to my mind as I consult the CHIME conference website—do consider taking part!

The handmaid’s tale

I can’t think why it’s taken me so long to get round to watching The Handmaid’s tale. All four seasons are currently available on Channel 4—the final episodes of Season 4 airing, by an ominous turn of fate, just as Afghan women were in dread at the Taliban takeover.

HT cover

Margaret Atwood’s dystopian novel was published in 1985. It concerns the Republic of Gilead, a religious, misogynistic military dictatorship not far in the (then) future that comes to power in a coup overthrowing the US government. The book was widely read; Atwood reflected on her intentions in 2012, before the parallel with Trumpism became inevitable:

In the UK, which had had its Oliver Cromwell moment some centuries ago and was in no mood to repeat it, the reaction was along the lines of, “Jolly good yarn”. In the US, however […] it was more likely to be: “How long have we got?” […]

Nations never build apparently radical forms of government on foundations that aren’t there already. 

So Atwood was motivated by the enduring strain of Puritanism in American culture; the three great secular dictatorships of the 20th century; modern theocratic regimes such as Iran and Afghanistan; and the atmosphere of oppression was further inspired by her visits behind the Iron Curtain (see this interview).The story adroitly combines the iniquities of all these systems.

I made a rule for myself: I would not include anything that human beings had not already done in some other place or time, or for which the technology did not already exist. I did not wish to be accused of dark, twisted inventions, or of misrepresenting the human potential for deplorable behaviour. The group-activated hangings, the tearing apart of human beings, the clothing specific to castes and classes, the forced childbearing and the appropriation of the results, the children stolen by regimes and placed for upbringing with high-ranking officials, the forbidding of literacy, the denial of property rights: all had precedents, and many were to be found not in other cultures and religions, but within western society, and within the “Christian” tradition, itself.

Even at the “benign” end of Christianity, the insidious submission of women is expressed with typical flair by Patricia Lockwood, reflecting on her relationship with the seminarians who came to stay:

What else could I do but tease them? I had no real power; it was men like these who were in charge of my life. If they decided tomorrow I had to cover my hair or wear skirts or pray separately, or be barred from reading certain books, or take certain pills and not take others, or be silent in the presence of men, I would have to do it. To have that bald dynamic of power on display in your home every day, pretending to arch over and protect you—it does something to a person. The seminarian calls women “the tabernacle of life”. The tabernacle, if you do not know, is an ornamental box that is largely important for what it holds. It is shut up and locked when the men go away, so the consecrated elements inside cannot be stolen.

Atwood describes The handmaid’s tale not as a critique of religion, but as a critique of the use of religion as a “front for tyranny”. The book also has echoes of novels such as Ira Levin, The Stepford wives (1972) and Philip Roth, The plot against America (2004). Another crucial theme is the fertility crisis amidst ecological degradation. As Seth Myers observes, even since the departure of Trump, “the core organising principle of the GOP right now is its fundamental hostility to democracy”.

The TV series
Neither the 1990 film nor the 2000 opera by Poul Ruders went as viral as Bruce Miller’s recent TV series for Hulu. While the far right was always active in the USA, and Atwood’s novel was partly inspired by the rise of the Christian right there, the threat still didn’t seem too tangible; the book appeared as a somewhat remote cautionary tale, a mere fantasy.

The first TV season was ordered in 2016, when few believed that Trump could win the presidency. His victory gave it a more immediate, disturbing relevance. If the idea of a draconian far-right state still seemed distant, the series does focus the mind on the attempted coup on 6th January this year, and on gun-toting militas—a serious challenge to liberal complacency, even since the restoration of sanity.

Bible

How to Bible.

The success of the series came at a time of ever-greater focus on women’s rights and the #MeToo movement—amidst misogyny and the anti-feminist backlash, [1] intrusive surveillance, police brutality, and attacks on the media, with states continuing to tighten bans on abortion. The handmaid uniform now “dresses protests across the world”.

Handmaid protest

While most commentators praise the TV series as a suggestive allegory (e.g. here), Cathy Young, even as a feminist, resisted the general mood, perhaps taking the message rather too literally (or assuming that viewers were doing so):

At the time, it was hailed in major publications as “timely”, “prescient”, and “alarmingly close to home”, despite bearing no resemblance to the actual alarming things happening under the Trump presidency.

As Young notes, Republicans even flaunt their promotion of jobs for women. Rather, their main targets are refugees, asylum seekers, and immigrants.

Race
Opponents of the regime are condemned to forced labour in the Colonies, parts of America contaminated by pollution and radioactive waste. In the book we gather that African Americans (the “Children of Ham”) and Asians have been relocated to “National Homelands” in the Midwest to be housed in ghost towns without access to food or water, and Native Americans have been exterminated.

Given the dominant theme of slavery, the shortcomings of the book in covering race have been much discussed (e.g. here). Ana Cottle characterises it as “white feminism”.

The Handmaid’s Tale suggests that the brutality of slavery alone is not impactful enough to serve as a universal wake-up call; instead, we’re only drawn to this “feminist” rallying point when the person enduring these heinous crimes is a college-educated white woman.

And Catherine Morse observes:

Gilead isn’t a society built on the oppression of women—it’s one built on white supremacy.

Or rather, might one say, the oppression of women is one of the major corollaries of white supremacy.

This review finds that the first series is

more concerned with the interiority of white women at the expense of people of color who recognise that Gilead isn’t a possible horrifying future, but the reality of what America has always been.

As Cathy Young comments, the series’ pretensions to current relevance give it an unpleasant subtext of victimhood appropriation on behalf of privileged women. More dubiously, she claims:

The Handmaid cult is a reminder that, as much as the Trumpian right traffics in wild conspiracy theories and demonises any disagreement with the president, the anti-Trump left has its own paranoid style.

The book’s whiteness is hardly rectified in the TV series by including some black characters; in a society based on white supremacy it may even seem incongruous, blurring the issue.

Episodes
The first season is based on the book; the next three series are sequels, developed in consultation with Atwood. The drama remains harrowing and thought-provoking throughout (synopses of the episodes here), with Elisabeth Moss a riveting presence.

The events unfold over several years, with Season 3 apparently taking place in the present. The characters of Commanders, Wives, Handmaids, Guardians, and Eyes are prominent; the role of the Marthas grows in later seasons too.

As in the book, stonings, hangings, maimings, forced criticism and confession sessions contrast with flashbacks to the “normal” life of “the time before”; in the days leading up to the coup, we see all the insidious details that prepare for dictatorship, as women are deprived of all rights. There are constant echoes of all the appalling abuses perpetuated by dictatorships around the world, and the warped loyalties based on the struggle to survive.

HT trio

Aunt Lydia, June, and Serena Joy.

The story is set in Boston; it becomes apparent (realistically?!) that Gilead’s control remains tenuous, as the republic has to cope with various armed uprisings across the territory, notably in Chicago (effectively shown in Season 4). Meanwhile the humane conditions of refugees in exile, anxious for those still trapped in Gilead, play a growing role.

In Season 1, I found the 6th episode particularly telling—the scenes with the Mexican ambassador, and Serena Joy’s backstory (also in 2/6) as advocate of “domestic feminism” (women are not even allowed to read the Bible, let alone Serena’s book A woman’s place) until she meekly accepts her new role. Gilead propaganda is reminiscent of Goebbels and Xinjiang; and when June eventually manages to tell the ambassador the truth, it is to no avail—a foretaste of murky diplomatic waters. Scrabble also plays an unlikely role.

From Season 2 the story begins to go beyond the book. We get to see the Colonies, evoking the Russian and Chinese gulags. In 2/8 Serena’s mask begins to slip, until she is cruelly beaten back into submission—a missed opportunity here to play out with Stand by your man?

With the Gilead soundscape largely devoid of music, the playout and other tracks (for season 4, see here) are well chosen, making a commentary from a sane, remote world—like Oh bondage up yours for the explosive end of 2/6, I only want to be with you in 2/8; Nappy roots’ Good day (a welcome discovery) for 3/1; Che sara sara in 3/8; the Vivaldi Gloria (glorious) for 3/10; I say a little prayer at the opening of 4/1; and for the gory dénouement of the whole series, You don’t own me.

The Season 2 finale is amazing, with Serena increasingly ambivalent, and the attack on Aunt Lydia (whose backstory emerges in 3/8).

In Season 3, as Serena becomes ever less loveable, the resistance comes into focus. 3/6 shows further horrors on a visit to Washington DC, but the season ends on a note of hope.

By Season 4 June has become a fully-fledged resistance leader. After falling once more into the hands of a vengeful Aunt Lydia, she finally reaches the safety of Canada. Even here the drama never lets up; survivors are still in anguish as they confront their trauma, and Fred and Serena, now to be brought before the International Criminal Court, desperately try to minimise their punishment. The resolution in the finale is not quite one that politicians envisage.

* * *

In 2019 Margaret Atwood published a compelling sequel, The testaments (reviewed e.g. by Anne Enright and Julie Myerson). Just when we thought we knew enough about Gilead, it provides a wealth of new material. Set around fifteen years after the events in the book, and not directly reflected in the TV series, it’s narrated by two young women brought up in the contrasting environments of Gilead and Canada, who turn out to be connected; Aunt Lydia, hitherto an archetypal Nazi female camp guard, also gives a most surprising account of her story.

Testaments

Both books end with appendices consisting of notes from the Symposium on Gileadian Studies in 2195 and 2197 respectively. Both are quasi-scholarly discussions of the authenticity of the material presented: the first, the tapes on which The Handmaid’s tale is based, the second, the three written testimonies. So academic conferences have survived, then, like cockroaches.

The whole story reminds me of Neil McGregor’s question about Nazi Germany: “What would we have done?”

The TV drama remains gripping throughout. While the whole plot hinges on the fertility crisis, sometimes I wonder if the series may portray not only the oppressors but the oppressed as sanctifying motherhood, albeit for contrasting reasons. The tiny acts of resistance are meant to inspire; instead, the only consolation is that the viewer is not in this hell. Even so, among us right now are plenty of refugees from similar regimes for whom such traumas will be distressingly familiar. The story serves both to mourn the victims of past dictatorships and to warn against future or latent ones. Neither liberal democracy nor women’s rights can be taken for granted.


[1] On wiki, see e.g.
https://en.wikipedia.org/wiki/Cult_of_Domesticity
https://en.wikipedia.org/wiki/Men_Going_Their_Own_Way
https://en.wikipedia.org/wiki/Women_in_conservatism_in_the_United_States

The ethereal theremin

Theremin 1927

Theremin demonstrating his instrument, 1927.

By a remarkable coincidence (cf. Köchel), the theremin was invented by Léon Theremin (Lev Sergeyevich Termen, 1896–1993). Given that its timbre is surely that to which singers and instrumentalists aspire, it seems sad that its profile remains largely limited to the niches of film music and “lollipops”.

Termen was drawn to experiments in physics and electrons from his teens. After World War 1 and the civil war Abram Fedorovich Ioffe recruited him to the Physical Technical Institute in Petrograd. In 1920 he invented the instrument that would become known in the USA as theremin. As a cellist, one of the early pieces he adapted was The swan (see below). In this 1954 clip he demonstrates the instrument:

Having married Katia Konstantinova in 1924, he spent time on tour in Europe before they moved to the USA in 1927. His concerts on the theremin soon became popular, and he set up a laboratory in New York, devising a range of inventions, including new electronic musical instruments. As he became the toast of New York society, he was conducting industrial espionage for the Soviet state.

Theremin and Clara

With Clara Rockmore.

Apparently irrespective of the Soviet Consulate’s demands that he should divorce his wife, Theremin proposed to emigré Lithuanian violinist Clara Rockmore (née Reisenberg, 1911–98), who became renowned as a theremin virtuoso. Instead, when Clara married an attorney, Theremin married the African-American dancer Lavinia Williams in the mid-1930s, to some controversy; with racial tensions such a thorny issue, this might have made an interesting match. But in 1938, concerned over his financial problems and the imminent global conflict—and perhaps under pressure from his Soviet minders anxious that his spying activities might be exposed—Theremin returned abruptly to the USSR, whereafter Lavinia never saw him again.

With Stalin’s great purge under way, he was promptly imprisoned. He was sent to work at a sharashka research facility in the remote Kolyma gulag, devising eavesdropping devices. After his release in 1947 he remarried. Rehabilitated in 1956 following the death of Stalin, he continued serving the KGB until 1966, also working at the Moscow Conservatoire.

In 1962 Clara took her husband for a holiday visit to her homeland, and on their visit to Moscow they managed to arrange a clandestine meeting with Theremin at his flat in Moscow. But outside Russia no-one knew if he was still alive until 1967, when Harold Schonberg published an article in the NYT about visiting him at the Conservatoire. This exposure brought his work to the attention of the Director, who declared that “electricity is not good for music; electricity is to be used for electrocution“; his instruments were thrown out, and he was dismissed.

When Lavinia visited Clara in 1974, she was glad to learn that Theremin was still alive; as she started corresponding with him, he even proposed remarriage. He was able to travel abroad only from 1989, visiting the USA in 1991—where he met Clara again.

* * *

For more, Albert Glinsky, Theremin: ether music and espionage (2005) is a fascinating study, meticulously researched. And for an imaginative fictional treatment, this tangled web makes a fine theme for the novel by Sean Michaels, Us conductors (2014). Focusing on Theremin’s relationship with Clara, the story takes in the Russian Revolution, America’s Great Depression and the celebrities of the day, Stalin’s gulag, two world wars, the cold war, and perestroika. Indeed, following the 1993 documentary Theremin: an electronic Odyssey (trailer here), the subject seems to cry out (eerily) for a movie version…

For the American episode, Michaels musters an all-star cast, including Rachmaninoff, Toscanini, Joseph Schillinger, the Marx brothers, Glenn Miller, Nicolas Slonimsky, and George Gershwin. He captures the magic of Clara’s presence:

You crouched in black on the terpsitone’s platform, as if you were praying, centred in a spotlight. Carlos, the harpist, sat beside you. In the wings, I held my breath.

You stood, slowly, staring into the room’s rapt silence. You arched your back. You were a black-barked cherry tree. You were my one true love.

With Carlos you played Bach and Gounod’s “Ave Maria”. Each note was shown in a beam of light. I had built a loudspeaker, covered it in twill, raised on a simple mount above the stage. Your music pushed like breath against the cloth. It trembled and then sang. You danced, choosing every moment, guiding the melody with a rolled shoulder and the tilt of knee. At the clubs you had not danced like this.

* * *

Theremin was interested in a role for the instrument in dance music, developing performance locations that could automatically react to dancers’ movements with varied patterns of sound and light. And the instrument was to be a gift for film soundtracks.

Clara

Among several YouTube playlists, this one features 64 tracks by the great Clara Rockmore—opening magically with The swan:

Even by the other-worldly standards of the theremin, her rendition of Vocalise is Something Else:

And here’s Theremin’s last pupil, his grand-niece Lydia Kavina playing Clair de lune:

A current star of the theremin is Carolina Eyck. Her YouTube channel includes Moon river:

For Bach, see also under The Feuchtwang Variations (Grégoire Blancwebsite and YouTube channel), and Strings and voices (Gladys Hulot (aka hYrtis), website and YouTube channel; here she also plays Only you). Suitably, both players double on the musical saw—here Blanc plays them together:

Messiaen was much taken by the ondes martenot, but some of his works adapt well to the theremin too:

And the cello movement of the Quatuor pour la fin du temps works wonderfully with the winning combo of theremin and accordion:

Now I’m imagining the theremin in dhrupad or Tibetan opera

Hergé’s Adventures of Tintin!!!

Tintin lamas

Despite our best intentions, Hergé’s Tintin books and TV animations remain compelling, both in the West and in the cultures in which he dabbled from afar (see also wiki). The sonorous declamation “Herge’s Adventures of Tintin!!!” in the 1950s’ cartoons is still highly nostalgic for early generations of naïve youth like me—who would have been unaware how we were being indoctrinated by “racial stereotypes, animal cruelty, colonialism, violence, and even fascist leanings, including ethnocentric, caricatured portrayals of non-Europeans”.

Hergé developed the series as illustrator at Le vingtième siècle, “a staunchly Roman Catholic, conservative Belgian newspaper based in Brussels, describing itself as a “Catholic Newspaper for Doctrine and Information” and disseminating a far-right, fascist viewpoint.

His first story Tintin in the land of the Soviets (1929–30) was followed by Tintin in the Congo, written “in a paternalistic style that depicted the Congolese as childlike idiots”. His fictional creation of Syldavia long predates Molvania. After the war Hergé somewhat distanced himself from such racist, paternalistic messages. The first English translations appeared in 1951, and the TV cartoons became popular.

By 2007, the UK Commission for Racial Equality called for Tintin in the Congo to be pulled from shelves, stating: “It beggars belief that in this day and age that any shop would think it acceptable to sell and display [it]” (cf. this Channel 4 report). Still, in Belgium the Centre for Equal Opportunities warned against “over-reaction and hyper political correctness”; and Claude Lévi-Strauss, no less, stated that “Tintin was the comic strip that was the most respectful of world cultures”—admittedly a low bar. A thriving discipline of Tintinology emerged, as well as parodies.

* * *

Tintin: So you see, my dear Chang, that’s how many Europeans see China!
Chang: Oh! How funny the people of your country are!

Shanghai Tintin

The Blue Lotus (1934–35; see also wiki), set in Shanghai, was inspired by Hergé’s friendship with the Chinese artist Zhang Chongren, then a student in Brussels.

with Zhang

In the story Zhang appears in the form of Chang Chong-chen, who relieves Tintin of his preconceptions.

Tintin China images

In China, pocket editions of the Tintin books were pirated from the 1980s, giving him the pleasingly economical name of Dingding 丁丁. A recent Sixth Tone article explores the reputation of The Blue Lotus there. As Alex Colville comments there, “without Zhang’s humanising influence, it is easy to imagine The Blue Lotus simply becoming a tale of Tintin foiling a group of pigtailed Chinese opium dealers.” The story scored points for its anti-Japanese stance; and moving away from imperialist stereotypes, Tintin defends the Chinese not only from Japanese aggressors but bullying Western businessmen.

Zhang Chongren returned to China in 1936. Rehabilitated after the Cultural Revolution, he met up again with Hergé in 1981 in France, where he ended his days.

Here’s a 1992 animation of The Blue Lotus:

* * *

Tintin Tibet coverThe character of Chang also features in Tintin in Tibet (1958–59, sic) (wiki; note also Séagh Kehoe here). By this time Hergé was doing more research; the story was based on his readings of works such as Fosco Maraini’s Secret Tibet, Heinrich Harrer’s Seven years in Tibet, Tsewang Pemba’s Tibet my homeland, discredited author Lobsang Rampa’s The third eye, and the books of Alexandra David-Néel.

For Hergé, Tibet might seem a Can of Worms, yet another potential candidate for the Duke of Edinburgh Gaffe of the Year award—but instead in 2006 the Dalai Lama bestowed the Light of Truth award on the book. A Chinese edition under the sneaky title Tintin in Chinese Tibet had already been retracted in 2001 after protests by the publishers and the Hergé Foundation. YAY!

Tintin lama

Sidestepping politics, there are no baddies here; it’s been seen as a story of friendship, a spiritual quest. Here’s the 1992 animation:

For all their flaws, these works may have enticed many young minds like mine to China and Tibet. Apart from innocent childish pursuits, the whole series must have inspired more anthropologists than crypto-fascists.

Undreamed shores

Undreamed shores cover

I much admired

  • Frances Larson, Undreamed shores: the hidden heroines of British anthropology (2021).

It’s just as engaging as Charles King’s book on the Boas circle in the USA, bringing to life the struggles of the unsung early generations of enterprising women intrepidly setting forth from Oxford in the early 20th century.

Writing from her own self-confessed armchair there, Larson opens by noting that by our time anthropology has no longer been limited to the study of distant shores:

One of my contemporaries decided to study local church bell-ringers; another explored the world of online video-gaming communities from the comfort of the college computer room; and I travelled into the past.

That given, she shows a remarkable empathy for the five female explorers who are the subject of her book.

Oxford was far ahead of Cambridge or the LSE in training female anthropologists. Yet before World War One, women at the university

were almost entirely invisible, frequently disdained, and usually inconsequential to the men they studied alongside. […]

Fieldwork offered these women a temporary relief from the strictures of English society, or at least it offered a new context—a new place, a new culture—in which to negotiate their own identity. […]

Larson 134

They went from the periphery into the unknown, and I doubt that any of them felt fully at home in England again. Instead, on their return, they fought for recognition in a university system ruled by men, and their professional aspirations strained their personal relationships.

Larson highlights the gender imbalance in funding; by contrast with the hoops through which the women seeking support had to jump, their male counterparts

were simply given a cheque and sent off on their travels in eager anticipation of the treasures they would undoubtedly find. They enjoyed a far freer rein and did not have to concern themselves with any references, résumés, or research plans.

And unlike the women, the men could confidently look forward to a permanent university position as reward for their explorations in the field. For all that, Larson gives due credit to the male patrons who encouraged their students—just as the movement for female suffrage was taking hold.

Katherine Routledge and the Kikuyu
Larson begins with Katherine Routledge (1866–1935) and her 1906 journey to British East Africa. It was already a bold step for her to escape the “dreary domesticity” of an affluent provincial life in Darlington by applying to read History at Oxford university in her mid-twenties.

Educating women was considered radical, subversive, even dangerous, by the many in middle-class England who thought that it risked undermining women’s true calling as wives and mothers. An education, it was argued, would render them either unwilling or unfit for their domestic duties. It might damage their feminine constitutions, which were too frail and too too irrational for the rigours of academic study. […]

To get around these prejudices, the first women’s colleges at Oxford were presented as harmless finishing schools.

After university Routledge spent a few unhappy years teaching at Darlington Training College before moving to London, where she became involved with the South African Colonisation Society. In 1905, after a trip to South Africa, she met William Scoresby, a “colonial drifter”, in London. In British East Africa, at the frontier outpost of Nyeri (a six-day trek from Nairobi), he had already begun to document the Kikuyu people—who “matched the anthropologist’s ideal of a ‘primitive culture’ perfectly”. After marrying in 1906 they resolved to make their home there. Though they were untrained, it was still unusual for anthropologists to spend a year in the field.

But by the time they returned to London in 1908, their relationship was suffering. Their book on the Kikuyu was published in 1910, with their individual contributions carefully noted. As she observed, “there is work which, if it is to be done properly, must be done by a woman”. And in a similar vein to her counterparts in the USA, she “revelled in the opportunity to disrupt British middle-class assumptions” about gender relationships.

This led to an invitation for Katherine to enrol for Oxford’s recently-established diploma in anthropology, headed by Robert Marett. She was among four women and nine men who took the course in 1911. Women were less likely than men to be concerned about their future earning potential, and anthropology was an “intrinsically egalitarian subject”.

Maria Czaplicka
Among the new students was Maria Czaplicka (1884–1921). From a poor background, with Warsaw dominated by Russian culture, in order to gain a Polish education she had attended the Flying University, an illegal underground organisation. By 1910, in her late twenties, she won a scholarship from the Mianowski Fund to come to England.

She first attended seminars at the LSE, where Bronislaw Malinowski was her fellow student. With no family outside Poland, Czaplicka soon took to Oxford life, despite the considerable effort that went into making women invisible there: after the more relaxed social life of London, she found the “sex apartheid” strange. Vera Brittain, who arrived at Somerville in 1914, wrote that Oxford was “deeply attached to its standards of scholarship and totally indifferent to ugliness and dowdiness” (and do read her Testament of youth).

As well as taking tutorials with Marett, the new intake attended lectures by Henry Balfour, curator of the Pitt Rivers Museum, and Arthur Thompson, professor of human anatomy.

Barbara Freire-Marreco and New Mexico
In 1911, for the first time, a woman gave a series of lectures for the anthropology students. Barbara Freire-Marreco (1879–1967) came from an affluent background in Woking; after studying Classics, she had taken the anthropology diploma in 1908. As she observed, there was a dangerous division of labour between “literary anthropologists” and amateur observers abroad: half the people had no first-hand experience and the other half had no training.

In 1910 Freire-Marreco had already spent eight months doing fieldwork in New Mexico, joining a camp run by the American School of Archaeology near the Rio Grande. At first she struggled

to find a suitably “savage” people to study: some were not savage enough, others were too savage, and none were particularly willing to talk.

As she learned the Tewa language, she made a base at the pueblo of Santa Clara. But

they were not about to open their hearts to an Englishwoman simply because she asked politely.

These settlements had long suffered from colonial intrusion, beset by the usurpation of their land, disease, the influx of settlers, the railroad, and assimilationist policies (see under Native American cultures).

Even as Native American culture was under assault, some settlers were engaging in a nostalgic search for the “old New Mexico”. The brief of team leader Edgar Hewett illustrated the irony:

His genuine academic interest and his desire to share information about pueblo culture also threatened to debase it. Pueblo people knew, from long and painful experience, that the only way to protect their beliefs was to keep them secret.

In leafy Woking, Freire-Marreco’s family had employed a cook, a parlourmaid, and a housemaid; in Santa Clara she now learned the pleasures of fending for herself. Still, she

did not expect her work to be so slow, or so circuitous, and she quickly experienced the fear that every anthropologists feels in the field: that she would have nothing to show for her time abroad. All the lofty theories that she had read at Oxford, about collective psychology and comparative religion and the history of political institutions, seemed reduced to nothing in this world of housework and preserving fruit. But she knew that doing things with people, and sharing their everyday lives, although slow as a research technique, was more reliable than simply asking people to describe themselves.

Larson 48

Noting the role of the paid “informant”, Larson describes the ambivalent help that Freire-Marreco received from Santiago Narenjo, a prominent local activist. He kept hidden from her the rituals that had gone underground under long-term Christian missionising; but then her casual mention of a green parrot to one of the villagers opened up a seam of enquiry. Parrot feathers were essential to the religious dances of Santa Clara, but in short supply. Freire-Marreco now sent a flurry of letters to her contacts in the USA and England requesting parrot feathers.

Describing English life to her hosts, she found herself the object of anthropological enquiry:

She knew that the limited understanding her new friends had of fox hunting, from her inadequate explanations and their unfamiliar reference points, was hardly more reliable than her understanding of their complex cultural traditions.

Much as she enjoyed the whole experience, it gave her a suitable diffidence.

Maria Czaplicka in Siberia
Larson now turns to Maria Czaplicka’s extraordinary Siberian expedition in 1914–15. Having written unsuccessfully to the Smithsonian for a job there, she was engaged by Marett on a project to work on the ethnography of Siberia, with financial help from Emily Penrose at Somerville. First, Czaplicka could interpret the plentiful Russian research on the topic; having published a preparatory survey of this literature, she was ready to gain first-hand experience.

After the usual lengthy search for further funding, she now chose to live among the nomadic reindeer herders of north-central Siberia, working with the American Henry Hall, who had also studied at the LSE; on the first leg of the journey they were also accompanied by ornithologist Maud Haviland and illustrator Dora Curtis. Via Moscow, they took a five-day trip on the Trans-Siberian Railway (completed in 1904) to Krasnoyarsk, and then embarked on a three-week voyage by steamboat north on the Yenisei river.

Larson 67

Travelling by sledge between chum family tents in this desolate landscape, they faced daunting hardships. The indigenous Evenks found Czaplicka most perplexing:

She carried so much paper around with her and yet she seemed to know so little about the workings of the world: she could not even get the marrow out of a reindeer bone to eat. Why did she ask so many questions and why did she travel in such dreadful weather, when all sensible people stayed safe inside their chum?

Again, she found herself the object of the locals’ anthropological enquiries.

In letters that reached them after several months, they learned of the imminent outbreak of war. Czaplicka was particularly anxious for her family in Poland. As she described in her book My Siberian year (1916), along the way she also met political exiles from Russia and Poland, including both professionals and “gamblers, drunkards, thieves, and degenerates”. She joked about her own “voluntary exile”. But

Siberia had a strange levelling effect on its population: gentlemen, savants, and criminals all became “peasants”.

By June 1915 they were back in the “relative metropolis” of Krasnoyarsk, collecting artefacts in the surrounding region. In July they set off for England by way of Moscow.

Katherine Routledge on Easter Island
Meanwhile Katherine Routledge and William Scoresby had embarked on a voyage to Easter Island in 1913; arriving more than a year later, they stayed until 1915. Routledge’s time there was far from the liberation that Czaplicka had experienced. The claustrophobic year-long voyage put their marriage under further strain; and they soon found that Easter Island (annexed by Chile in 1888) was no tropical paradise.

Greeted by Percy Edmunds, the English manager of the only farm Mataveri, they soon learned of the island’s troubled past: shipwrecks, persecution, uprisings, and disease.

The history of the island’s extraordinary giant stone statues had already been the subject of speculation. Routledge and Scoresby undertook a survey of the architectural heritage—while following in the tradition of plundering it. Routledge worked closely with Juan Tepano, a foreman at Mataveri, exploring oral accounts of the island’s culture.

Larson 100

But the population was still troubled, and discontent was brewing. As the female prophet Angata instigated raids on the farm, violence threatened to escalate. The explorers pinned their hopes on the arrival of the Chilean navy; but when they eventually reached the island, rather than punishing the locals they mollified them.

The crisis somehow averted, Katherine continued her survey over the following months—still wishing that the natives would be “better behaved” (cf. this comment on a young “living Buddha” in Qinghai). Leaving the island in August 1915, she reached Liverpool in February 1916.

Back in Oxford, Larson describes the city during the war. Somerville had now become a military hospital. With most able-bodied men having joined the military, women were running the city in unprecedented numbers, in shops, schools, banks, businesses, factories, agriculture, and relief work.

After her return from Siberia, Maria Czaplicka was given a full-time position as lecturer at the University Museum. She found time to provide for the War Trade Intelligence Department, and with Poland occupied by the Russians, she lectured in support of Polish nationalism. She took gladly to farm work.

Winifred Blackman and Egypt
Another woman who took the Oxford diploma was Winifred Blackman (1872–1950). Without formal education, and already in her forties, she studied while volunteering at the Pitt Rivers Museum. Her older brother was an Egyptologist, and she too gravitated towards the region.

Only in 1920, aged 48, did she take the opportunity to visit the country, but thereafter she spent at least six months living there every year for the next twenty years. Her interests soon evolved from archaeology to ethnography. As her Arabic improved, her informant Hideyb Abd el-Shafy began introducing her to the local customs of Upper Egypt, though in 1923 he was murdered by “young roughs” in a mysterious incident.

Larson 147

Egypt was volatile, with anti-British feeling running high, and blood-feuds common. But Winifred found herself in demand as a healer, and she felt more valued there than in England. Again, funding was a constant concern.

It was a far cry from sewing cushions for the church bazaar or attending lectures at the museum.

With All Due Respect, even now I find it hard to imagine an uneducated 48-year-old, female or male, embarking on a career as ethnographer of a remote society.

Larson now returns to Barbara Freire-Marreco, with her marriage at Woking in 1920—part of her gradual withdrawal from academic life. In 1912, declining an offer to do fieldwork on the Navajo, already a popular topic, she had preferred to deepen her studies of the Tewa, staying for four months with the Hano people on the plateau of the High Mesa in Arizona. Their culture varied in interesting ways from that of the people of Santa Clara whom she had studied in 1910. Again she found it hard to gain their trust, and again her relationship with her informant Leslie Agoyo prompted resentment. She paid a brief return visit to Santa Clara.

With the pull of her English family ties, she now declined an offer of a post at the American School of Archaeology for the third time. Her war work then put such thoughts aside. Another job offer from the USA came in 1919, but her marriage in 1920 spelled an end to her academic career.

The sad end of Maria Czaplicka
Maria Czaplicka had followed up her research on Siberia with a book on the Turks of Central Asia (1918). But after the war, funding was no longer available for her to keep her post at Oxford; she wrote unsuccessfully to Franz Boas at Columbia in search of work there. As she sought funding to make a return trip to Siberia, she made a three-month lecture tour of the States in 1919–20. Then, after a visit home to troubled Warsaw, she took up a post as lecturer at Bristol University. Though sad to leave Oxford, she seemed “cheerful and gay”. But in 1921, learning that her fieldwork application had been rejected, she committed suicide, still only 36 years old.

The following year her fellow-student Malinowski published his seminal (sicArgonauts of the Western Pacific.

There are poignant parallels in the lives of Czaplicka and Malinowski. Both Polish, they arrived in England in the same year to study anthropology at the LSE, and both went on to spend the war working in the field. While Czaplicka was strapping herself into a sledge in the Arctic in late 1914, Malinowski was pitching his tent on a tropical island in the Pacific. After the war, as her research gradually faded from memory, Malinowski not only became synonymous with Pacific anthropology, he put Pacific anthropology at the very heart of the discipline.

As Larson observes, Malinowski was not alone in his study of the Pacific; Gerald Wheeler, Diamond Jenness, Gunnar Landtmann, and Arthur Hocart had all done substantial work there. By this time a trend was emerging in anthropology for accounts of a single location; and ethnography was gaining ground over the mere collection of artefacts for museums.

Beatrice Blackwood and New Guinea
Beatrice Blackwood (1889–1975) had studied English at Somerville before the war, and became a student of Maria Czaplicka, whose Siberian field notes she helped organise. After the war she continued to work in Oxford, and in 1924 she spent a period doing fieldwork in the States.

In 1929, aged 40, en route for the Solomon Islands, she stopped off in Sydney to meet the lively young anthropologists who were then in town, including Margaret Mead (whom she found arrogant and patronising), Reo Fortune, and Raymond Firth—all watched over by the senior Alfred Reginald Radcliffe-Brown.

Reaching Rabaul in New Guinea, Blackwood consulted the government anthropologist Ernest Chinnery, who guided her search for a suitably safe field-site.

First she visited the American anthropologist Hortense Powdermaker in Lesu, a village of neighbouring New Ireland. She then moved on to Chinnery’s choice of Buka in the Solomon Islands.

Blackwood felt huge pressure to succeed in Melanesia, and often doubted herself. “Did he ever darn his stockings?” she once asked in good-humoured exasperation while pondering Malinowski’s masterpiece. Needles and thread did not make it into academic monographs, and neither did feelings of depression and inadequacy, or government officials and missionaries, or the myriad ways in which anthropologists, and the people they studied, depended on the colonial infrastructure. There was no truly untouched community where an anthropologist could safely work, nor was there a completely coherent, self-contained story to be told that revealed the timeless essence of a society.

Of course, such insights would later become an essential aspect of anthropology—among much discussion, see e.g. Barz and Cooley (eds.), Shadows in the field. And since the publication of Malinowski’s diary, his own methods have been much scrutinised.

Like Routledge on Easter Island, Blackwood soon saw through the idyllic appearance of the coral islet of Petats. The Methodist mission there seemed to have effectively destroyed local traditions. After two months there, resenting Chinnery’s choice, she moved on to the village of Kurtachi on Bouganville Island. There the Catholic mission teacher seemed “harmless”, and the locals were more forthcoming.

Chinnery was acting on deep-seated fears about women working alone in New Guinea, which were largely unfounded. The indigenous population was seen as innately inferior, and the menfolk were assumed to present a sexual threat to expatriate women. But Blackwood gave short shrift to such paranoia.

She began the long journey home in October 1930. Expressing another common sentiment of the fieldworker, she wrote to Arthur Thompson in Oxford,

You will ask my lots of questions I can’t answer and I shall wish I could go back again and find out.

After publishing her book Both sides of Buka passage in 1935, Blackwood returned to New Guinea the following year. Again overruling Chinnery’s counsel, she made a base among the Anga people in the mountainous jungle of the interior. They had indeed attacked several colonists in recent years, and inter-tribal warfare was common. The site she eventually settled on was something of a compromise. On reaching the village of Manki she was disappointed by the government and missionary presence: it seemed less “primitive” than she had hoped—yet another reminder that “it’s always too late”. Blackwood’s work

would always be limited by an insurmountable and eternally frustrating problem: forbidden from living in the uncontrolled areas, beyond the reach of the government administration, she was forced to work with people whose culture had been affected by contact with colonial settlers.

Of course, such acculturation was later to be a given, even a stimulus for research.

Larson 249

Blackwood found it hard to gain access to the deeper levels of their cultural life. In October she wrote

Nothing especially interesting has happened during the three months that I have been here.

A kitten called Sally, a gift at the aerodrome on her way to Manki, made a useful go-between.

In December she moved to Andarora, which more closely resembled the “Stone Age culture” she was seeking. But her presence caused tensions.

Anga aggression was the only aspect of their culture that outsiders experienced. They became known as violent, without anyone properly understanding the way violence was valued in their communities or how it shaped individuals’ identities.

They never fought while she was there, perhaps out of fear of government reprisals.

Blackwood left New Guinea in August 1937, returning to New Britain to collect artefacts for Balfour in Oxford. Though her enquiring spirit was undimmed, her constant struggles to gain permission to stay in forbidden areas sapped her energy.

She reached home early in 1938. Apart from the large collection of artefacts that she had dutifully collected for the museum, she also brought back reels of 16mm cine film. Some of this silent footage is here:

and here’s Part One of a 2011 documentary by Alison Kahn:

By 1938 Blackwood was almost fifty years old. The artefacts of the Pitt Rivers Museum where she resumed her work were in ever greater need of cataloguing. Having worked there through the war, many of her seniors died over the following years; but she re-established contact with Barbara Freire-Marecco, who was still engaged with anthropological news despite her comfortable domestic life in Hampshire. Blackwood’s work was recognised; she still dreamed of returning to New Guinea. Even after retiring in 1959, having already worked at the museum for four decades, she continued to come in there until shortly before her death in 1975.

The fate of Katherine Routledge
After returning from Easter Island to considerable acclaim in 1916, Katherine Routledge and William Scoresby took some time writing up their notes for a book. With the origins of the island’s culture still enigmatic, they were keen to visit other islands in the region for further clues. In 1920 they set off again, reaching Mangareva in the Gambler Islands in 1921, where they stayed for fourteen months.

In 1924, back in London, Katherine bought a large mansion in Hyde Park Gardens with her inherited wealth. Always abrasive, she became ever more unpredictable and delusional. In 1927 she threw her husband out of the house and changed the locks. They now became locked in a squalid battle over the house, and over her mental health.

Katherine dismissed her servants, boarded up the ground-floor windows and locked herself inside. She gave lucid interviews to journalists, bemoaning the disadvantaged legal status of women. In January 1929 she was taken away to Ticehurst House Hospital in Sussex, a private mental institution for the wealthy. Though relatively comfortable, it was a prison for her. She died there of a cerebral thrombosis in 1935.

The last days of Winifred Blackman
Winifred Blackman had continued scraping funds together for her annual stays in Upper Egypt. But after her 1927 book she only published two short papers. Even when funding finally dried up she managed to keep living in Cairo until the outbreak of World War Two. In 1940–41, in her late sixties, she endured the Liverpool Blitz. With the family home destroyed, along with the collections of Egyptian artefacts that she and her brother had collected, they moved to north Wales. But in 1950, soon after losing her sister Elsie, Winifred, suffering from dementia, was taken to the Denbigh Asylum, where she died in December.

* * *

In the final chapter Larson reminds us of the culture shock these women experienced on returning to the placid life of England. While fieldwork was extremely challenging, for the men it was more of an intellectual investment in a secure future; for the women, it offered elusive hopes of liberation from the constraints of their lives in England. 

To become anthropologists, they had to resist powerful social forces that pressed domesticity on them at every turn; the parents who wished they would stay at home or marry; the friends who quietly disapproved of women earning their own living; the professionals who objected to female anthropologists because, as one senior colleague put it, “there are things a woman ought not to know”.

Freire-Marecco observed that her time in Santa Clara had given her “scope to live and be a real person”—part of which had to be abandoned on her return.

All this enterprise took its toll. Their mental health suffered. Czaplicka killed herself at the age of 36; Routledge and Blackman ended their lives in mental hospitals. Czaplicka, Blackman, and Blackwood never married; the price of Freire-Marreco’s genteel English life after marriage was to abandon her career.

And their pioneering work remained uncelebrated; as the multidisciplinary ethos of the early 20th century became outmoded, they were largely overlooked by the later generation of anthropologists. [1]

In her vivid narration of the stories of these admirable women, Frances Larson has a great gift for encapsulating many of the major issues in anthropology and gender.

 


[1] Among much discussion of various points about fieldwork highlighted here, Nigel Barley drôlely expresses the conflict between theory and field experience; the benefits of our own flounderings in the field for interpreting the reports of others; and he outlines “veranda anthropology” under the fine heading Honi soit qui Malinowski.

On a jocular note, among my roundup of posts on The English, home and abroad is Roni Ancona‘s wry take on intrepid female explorers.

Franca Rame: The same old story

Rame cover

In 1982 I was fortunate to hear the great Franca Rame (1929–­2013) in London performing her Female parts: one-woman plays (1977, co-written with Dario Fo).

Waking up
A woman alone
The same old story
Medea

The stories, satirising the chains of Church, State, and machismo, are based on her Tutto casa, letto e chiesa; here’s her virtuosic complete 1977 live performance in Milan—using the clichéd image of femininity to further confuse her Italian audience:

And here she performs Waking up (Il risveglio) for TV that year:

The same old story, with its foul-mouthed dolly (translated by Ed Emery here; and in Stuart Hood’s booklet for the 1982 London performances), is particularly fine—Rame’s 1977 live performance above has a variant from 1.49.50. She may be a tough act to follow, but here’s Jennifer Long performing the concluding doll story in English:

So anyway, once upon a time there was a lovely little girl who had a lovely little dolly. Well, actually, the dolly wasn’t lovely at all… she was all dirty and tatty and made of rags, and she used to say terrible swear words, which the little girl learned and went round repeating.

One day her mummy asked her: “But who on earth taught you those horrible swear words?” “My dolly,” said the little girl. “Ooh, you liar! You’ve been hanging round with those horrible boys.”

“No, mummy, really, it’s my dolly. Come on, dolly, say a few swear words for mummy!”

And the dolly, who always did everything the little girl asked her to do, because she loved her so much, came out with a whole string of terrible words: “Porca puttana! Stronzo! Mi piaci un casino! Culo!” [She chants, like a slogan] “Cu-lo, cu-lo, cu-lo!” […]

“Excuse me, gnomey,” she said, “have you seen a big ginger cat with a rag dolly in his mouth, who swears all the time?”

“Er, there he is, there,” says the gnome, waving with his willy, and splosh, he squirts out a big stream of widdle, which lands right on the ginger cat, which promptly falls down dead. Because, as we know, gnomes’ widdle is terribly poisonous for cats! […]

The dénouement makes the message clear:

And the grown-up little girl takes her dolly and hugs her closely closely to her, and gradually, gradually, the little dolly disappears, right into her heart.

And now the grown-up little girl is out there all on her own, on a long, long road… She walks and walks, and she comes to a big tree. And underneath that tree there are lots of other grown-up little girls just like herself, and they make her ever so welcome, and they say: “Sit down here… with us… We’re all telling our own stories. Why don’t you start…” they say to a fair-haired girl sitting there. And the girl begins: “When I was a little girl I had a rag doll who used to say terrible swear-words…”

“Me too!”
“Me too!”
“Me too!”

And all the girls burst out laughing. And one of them says: “Well, who would ever have imagined it: Your story… my story… We’ve all got the same story…!”

You can admire more of Franca Rame’s own performances on her YouTube channel, such as her version of Mistero buffo, debunking Catholicism (Dario Fo’s full version is here, with English translation here; cf. Patricia Lockwood).

The course of feminism is not always smooth.

Carlos Kleiber

Kleiber

The conducting of Carlos Kleiber (1930–2004) was, and is, revered. The film of his astounding Brahms 2 (1991) is tucked away in my post Conducting from memory, where I have hardly managed to expand the global audience it so deserves.  The YouTube link comes and goes, but you can find it here.

Be spellbound by the coda of the 1st movement (from 12.17), with the horn solo introducing the violins playing high on the G string… and then the slow movement!!!

* * *

In Norman Lebrecht’s The maestro myth, Carlos Kleiber and his father Erich appear in the chapter “The mavericks”, along with Horenstein, Celibidache, and Tennstedt. See also e.g. Declan Kennedy on “the Kleiber myth”, referring to Carolyn Watson’s thesis, and Tom Service’s tribute.

Reclusive and mercurial, Kleiber shunned the press, and was averse to recording. Even in the rather few concerts that he took on, he often seemed to be more presiding than conducting—trusting in the musicians.

Kleiber parts

Kleiber’s use of free bowing for his 1991 Brahms 2 was unusual; generally he carefully prepared the orchestral parts in advance. From film I am lost to the world (see below), from 34.42.

However, whereas Rozhdestvensky was minimalist both in both gesture and rehearsal, I was bemused to learn that Kleiber’s apparent spontaneity on the platform was the result of fastidious preparation (see viola part above) and an inordinate amount of rehearsal. Even with continental orchestras already used to far more rehearsals than their British counterparts, he demanded up to five times more than other maestros—and for a repertoire that the musicians already knew well, to boot; [1] you’d think the band would be able to perform from memory too (cf. my note on Celibidache). Anyway, this rather explains Kleiber’s economy of gesture on stage; his micro-management in rehearsal gave him freedom in performance. As he declared,

With a good technique, you can forget technique.

Indeed, Kleiber claimed to dislike conducting. “I only conduct when I am hungry”; “I want to grow in a garden, sit in the sun, eat, drink, sleep, make love, and that’s it.” Still, he could play the prima donna.

We’re fortunate to have several films of his performances; all the petty detail of rehearsal is forgiven when we see him in concert.

Tristan at Bayreuth, c1974–76:

While Kleiber’s main projects were in the opera house (La Traviata, Rosenkavalier, Wozzeckand so on), his orchestral concerts were also sensational.

Here’s Mozart’s Linz symphony, with the Vienna Phil in 1991 (this is definitely no time for me to go all Early Music on you; and for the orchestra’s resistance to gender equality, see note here):

Beethoven 7 [2] with the Concertgebouw (1983):

Just as gorgeous as Kleiber’s Brahms 2 was his Brahms 4, which he recorded several times. Here’s a live performance with the Bayerische Staatsorchester in 1996—a rare occasion when he has a score in front of him, but don’t worry, it’s merely ornamental. Currently it appears on YouTube in instalments—here’s the opening:

(3.33 milking mice again!)—a crafty link: Die Fledermaus overture (a piece not to be sniffed at) from 1970, in rehearsal and (from 36.15) performance:

And here, split-screen shows how Kleiber conducted performances of the overture in 1986 and 1989—his different gestures deriving largely from the greater familiarity of the Vienna orchestra (on the right) with the piece:

From Johann to Richard Strauss—an audio recording of a live 1993 performance of Ein Heldenleben with the Vienna Phil: [3]

Finally, two impressive documentaries:

Traces to nowhere (Erich Schulz, 2010—click on “Watch on YouTube):

and I am lost to the world (Georg Wübbolt, 2011—the title referring to Mahler’s song):

See also The art of conducting: a roundup.

 


[1] I guess someone must have researched the history of rehearsal in WAM; certainly Bach’s musicians were used to performing unfamiliar music every week with a minimum of preparation, but it’d be interesting to learn the timeline for expanding rehearsal times, and budgets, over the 20th century (and how British orchestras rarely afforded them).

[2] Wagner’s description of the symphony as “the apotheosis of the dance” is irritatingly famous, his authority presumably resting on years as a regular on the Bayreuth clubbing scene; for a different kind of transcendence, try Moroccan ahouach, or Northern soul (cf. What is serious music?!).

[3] Strauss completed Ein Heldenleben in 1898—between Mahler’s 3rd and 4th symphonies. Dedicated to Willem Mengelberg (whose own 1928 recording is here; we can even hear Strauss himself conducting it in 1944), it continues to divide opinion. Perhaps Strauss rather shot himself in the foot by providing such an explicit programme: had he merely presented the work as an abstract symphonic poem with the usual contrasts of yin and yang (actually not value-free, as Susan McClary stresses!), it might have been free of the taint of master-race ideology—if not of this kind of criticism (another of the scurrilous reviews assembled by Nicolas Slonimsky):

The composer indulges in self-glorification of the most barefaced kind… The Hero’s antagonists are described by him with the utmost scorn as a lot of pygmies and snarling, yelping, bowwowing nincompoops… The climax of everything that is ugly, cacophonous, blatant, and erratic, the most perverse music I ever heard in all my life, is reached in the chapter “The Hero’s Battlefield”. The man who wrote this outrageously hideous music, no longer deserving of the word music, is either a lunatic, or he is rapidly approaching idiocy. (Otto Floersheim, Musical Courier 1899).

Later pundits—if not musicians and audiences—have generally concurred: Norman Lebrecht considers Heldenleben “tacky in every way, a blob of sensationalist Nietschean philosophy bound together with orchestral virtuosity and no nutritional substance”. No pleasing some people… Don’t let all this quibbling deafen you to the transcendent final movement! See also under Melody: the major 7th leap.
For more on Richard Strauss, see Metamorphosen.

Clair de lune

Debussy salon

Like many classic “lollipops” (such as the “Air on the G string“), Debussy’s Clair de lune (1905, from the Suite bergamesque) is such an ubiquitous media soundbite that I’ve always tended to switch off after the first phrase—like meeting a beautiful person with the word “CLICHÉ” scrawled in lipstick on their forehead. Nor is it helped by the sentimental renditions of glossy superstars. But at long last, overcoming my reluctance, I am properly immersing myself in its magic.

It was inspired by the poem of Paul Verlaine:

Votre âme est un paysage choisi
Que vont charmant masques et bergamasques
Jouant du luth et dansant et quasi
Tristes sous leurs déguisements fantasques.

Tout en chantant sur le mode mineur
L’amour vainqueur et la vie opportune
Ils n’ont pas l’air de croire à leur bonheur
Et leur chanson se mêle au clair de lune.

Au calme clair de lune triste et beau,
Qui fait rêver les oiseaux dans les arbres
Et sangloter d’extase les jets d’eau,
Les grands jets d’eau sveltes parmi les marbres.

Here’s the first of Debussy’s two vocal settings, from 1882:

As to the piano piece (composed with the sonority of his Bechstein upright in mind), we have a precious 1913 piano roll. Debussy did make rolls of his Children’s corner suite (see here); this one too is widely attributed to him on YouTube and elsewhere, but appears to be by Suzanne Godenne (see here, leading us to the detailed scholarship of Roy Howat). Anyway, I love the tempo (Andante!), and the rubato. While the reliability of piano rolls as sources has been much discussed, perhaps this gives an impression of the performance style of the day:

And typically, I’m a great fan of Hélène Grimaud’s rendition (on her 2018 Memory album)—again with plentiful rubato:

Some may say that Debussy already builds rubato into the notation, subverting the 9/8 metre with tuplets and syncopation, thus making further rhythmic latitude superfluous, even harmful, except in the passage where he actually specifies rubato (from 0.54 in the 1913 recording, bar 15); but I’m all for these more fluid interpretations.

CDL rubato

The piece also suits the harp, such as this (very slow!) version:

I wonder if Noor Inayat Khan played it…

It was orchestrated by the splendid André Caplet:

and arranged by Leopold Stokowski for a scene from Fantasia, later deleted:

Here’s David Oistrakh with Frida Bauer in 1962:

For a rendition on the ethereal theremin, see here.

It has inspired jazzers too, such as Kamasi Washington (2015):

On a lighter note, here’s Slim Gaillard, again in 1962:

Clair de lune is the subject of a programme in the BBC series Soul music, with salient comments by Philippe Cassard.

CDL score

For Mahler’s piano rolls (also from 1905), see here. See also under Reception history; and do explore Ravel too (starting here)!

You say tomato

penne

The apparent ambiguity of the Englischgruss (see under Mahler 4, and for Brahms, in The Annunciation in art and music) reminds me of Antonio Cesti’s spectacular opera Il pomo d’oro (1668). *

You may be disappointed to learn that the plot concerns not a tomato but the Judgment of Paris, with the prize of the Golden Apple. Still, I can’t help wondering if early performances prompted giggling (I’m like, “Hey guys, Cesti’s gone and written an opera about a tomato!”).

Pomodoro cover

The opera is mentioned in the fascinating, mouth-watering

  • David Gentilcore, Pomodoro!: a history of the tomato in Italy (2010),

whose basic culinary ingredients are liberally seasoned with wise observations on social and economic change.

The tomato’s uses were continually subject to change, from production to exchange, distribution, and production. […] The tomato is an ideal basis for examining the prevailing values, beliefs, conditions, and structures in the society of which it was a part and how they changed over several centuries.

In Chapter 1, “Strange and horrible things”, Gentilcore dates the recorded history of the tomato in Italy from 31st October 1548, when Cosimo de’ Medici presented a basketful to the excellencies of Pisa—who seem to have been bemused:

And the basket was opened and they looked at one another with much thoughtfulness.

Remarkably, it would be well over 300 years before the tomato gained widespread favour among the Italian population in the pasta sauces we now know and love, belatedly becoming a national symbol—for Italian emigrants abroad, during the Fascist period, and later. Other New World imports (such as maize, potatoes, tobacco, American beans, chillies, cocoa, vanilla) gained acceptance more quickly.

Cesti titleCesti’s opera was premiered in Vienna; the composer died the following year, and I haven’t yet seen evidence of further performances—staging it would have been a massive undertaking. So audiences in Italy may even have been denied the opportunity of a good giggle, although word must have spread. Still, in Italy, over a century after the tomato was first recorded there, one might suppose that the word pomodoro (the pomo referring generally to fruit, not to the apple) at least had become part of the vocabulary of the elite who were the audience for such spectacles. But then, they would also be familiar with the ancient story—although from the simple synopsis one might not imagine that it called for elaborate stage machinery to depict tableaus like shipwrecks and collapsing towers:

The gods ask the Trojan prince Paris to decide which of the goddesses Venus, Juno, and Pallas (Minerva) is the most beautiful and thus deserving of the Golden Apple. Paris gives the prize to Venus. The spurned goddesses try to get their revenge until Jupiter decides to end the confusion, turns to the audience and awards the golden apple to the Empress Margaret Theresa [“Typical!”].

An early Miss World contest, then, with Paris in the role of Bob Hope.

The tomato had been introduced to Europe by Cortés, reaching Italy by way of Spain, as a botanical specimen. The physician-botanist Mattioli described it in 1544, using the name pomo d’oro in his 1554 revision. But confusingly, the term also continued to denote the fruit in the ancient myth of the Hesperides.

Gentilcore notes the early association of tomato and eggplant (or aubergine, splendidly advertised by British greengrocers as OBOS). The latter, incidentally, reached Europe from Persia by way of Andalucia.

In 1628 the Paduan physician Sala regarded tomatoes as “strange and horrible things”, following

a description of locust-eating in Ethiopia, spider- and cricket-eating in Padua, and ant- and worm-eating in India.

Indeed, to eat them was still commonly regarded as harmful, even poisonous.

Yet, as both Durante and Sala inadvertently suggest, someone was eating tomatoes, regardless of the dietary advice. Costante Felice, a physician near Urbino, tells us who: “gluttons and those eager for new things”.

Left, Arcimboldo, Vertumnus, c1590; right, door frieze, Cathedral of Pisa, 1600/1601.
Artistic depictions of tomatoes were very rare before the mid-18th century; the emperor’s mouth is more likely to contain cherries than cherry tomatoes.

In Chapter 2 Gentilcore broadens the theme to consider Renaissance Europe’s apparent aversion to fruit and vegetables—based on the advice of physicians of the time (cf. Sleeper!). Consumption of vegetables increased through the 17th and 18th centuries, but an Italian culinary manual from 1590 contains not a single reference to them.

Still, health warnings were not necessarily heeded by either princes and courtiers or the common folk—as we’ve been noticing recently… Other treatises attest to a great variety of common vegetables and plants being consumed. In 1596 the English courtier Robert Dallington wrote:

Herbage is the most generall food of the Tuscan, at whose table a sallet is as ordinary as salt at ours; for being eaten of all sorts of persons, and at all times of the yeare: of the rich because they love to spare; of the poore because they cannot choose; of many Religious because of their vow, of most others because of their want. It remaineth to believe that which themselves confesse; namely, that for every horse-load of flesh eaten, there is ten cart-loads of hearbes and rootes; which also their open markets and private tables doe witnesse.

Indeed, the religious institutions made a virtue of a diet rich in vegetables. And Gentilcore notes the importance of markets; the ortolani market gardeners of Turin had their own religious confraternity. He offers an aside on what was described as the “incomprehensible predilection” in Rome for broccoli, later to become “le vainquer de macaroni“. To the consternation of English observers, salad (“the mixing of diverse and various things”) came into vogue. Olive oil was still used more for lighting lamps than for cooking.

As he comments, historians always have difficulty finding information regarding the diet of the poor. From an early-18th-century French report on the dietary habits of Naples, it’s clear that much of the population not only ate vegetables but subsisted on them—along with bread rather than pasta; and tomatoes were part of this regime.

Methods of preparation remained basic because the kitchen utensils remained basic. The peasant kitchen thus was basic, with only a few clay or wooden implements.

Pom 54

Recipe, 1705.

Chapter 3, “They are to be enjoyed”, explores the acculturation of the tomato in 18th-century Italy. By 1759 a survey of farming in Tuscany included it among the “fruits prized by men [sic: see below] as foodstuffs or as condiments for them”. Gentilcore surveys the different varieties of tomato.

Sardinia was a Spanish possession until 1720, and the Sardinians, at all social levels, may have been “the first [in ‘Italy’] to take the tomato seriously”. Disappointingly for those of us who supposed that sun-dried tomatoes were invented in 1970s’ Hampstead, they appear in a Sardinian recipe from the mid-18th century.

By the 1830s, but probably earlier too, enterprising peasant women in the Cagliari area were selling sun-dried tomatoes. This is an important reminder of the role of gender in agrarian change. Indeed, women frequently were responsible for the cultivation, preparation, and sale of foodstuffs, and tomatoes were becoming an important element of domestic production, if not consumption.

Pom 61

Recipes, 1773.

We now find tomatoes not only eaten cooked and raw, but preserved in a thick paste, and in sauces. Still, their appreciation was regional: for southern peasants they were a major ingredient of their ordinary food, but they played only an occasional role in northern cuisine—and this remains true today. **

Tomatoes were now becoming so common that people were throwing them away—or at least were throwing them. In Italy, tomatoes were the missile of choice to show disapproval of public performers, and the activity came to be known as a pomodorata.

An 1863 report refers to the poor of Naples eating something called pizza, “seasoned on the top with an abundance or oil or pork fat, with cheese, oregano, garlic, parsley, mint leaves, with tomato especially in summer, and finally sometimes even with small fresh fish”. As Gentilcore observes, tomato was not yet a basic element of pizza, but only one possibility among several.

Moreover, that report may also contain the earliest reference to pasta as a staple food accompanied by tomato sauce—the subject of Chapter 4. It coincided with the movement to unify the different states and islands into a single nation.

Indeed, the triumph of pasta was also remarkably late. Types such as lasagne, vermicelli, and maccheroni were already established by the 16th century (spaghetti was a latecomer), but pasta was eaten soft, cooked for long periods, and thus accompanied by dry condiments; it was still a side dish. The two best-known regions for production were the Ligurian coast and the Bay of Naples. 

Pom 73

By the mid-19th century the Neapolitans commonly ate pasta in taverns and as street food. It was now served slightly hard (vierd vierd: the expression al dente only became common after World War One)—a novelty that soon spread.

Making the preserve for the sauce (conserva, passata, salsa) was still largely a small-scale, local activity. Towards the end of the 19th century a French traveller in Calabria commented:

We are, in effect, in the season in which, in every Calabrian house, tomato preserve is made for use during the rest of the year. It is a solemn occasion in the popular life of these lands, a kind of festive celebration, an excuse for get-togethers and gatherings… Neighbours, and especially the neighbourhood women, get together in different houses one after the other for the making of conserva di pomi d’or, a procedure that culminates with a large meal; and they gossip as much as they can while crushing and cooking the tomatoes. It is here that for several months the locale’s chronicle of scandal is identified and commented on; it is here that those old rustic songs, which are today so avidly collected by scholars keen on folklore, are repeated from generation to generation.

By the 1880s tomato paste began to be exported to the USA. Its industrialisation was concentrated (sic, as Gentilore notes!) in Liguria, Emilia Romagna, and Campania. Tomatoes were first canned in the USA and Britain; in Italy, Parma took a leading role in both cultivation and preservation. Tomato ketchup was already becoming the national condiment of the USA.

The marriage between pasta and the tomato is usually said to have taken place in Naples around the 1830s. Pasta al pomodoro only gradually became a national stereotype from the late 19th century—just as millions of Italians started crossing the ocean to the New World, where the tomato had originated. It was to make repeated crossings.

So while I find it a challenge to imagine Botticelli and Michelangelo not tucking into a plate of penne arrabiata, such dishes would have been hardly more familiar to Verdi as they were to Monteverdi. Even as late as the 1930s when Umberto Saba met Gabriele D’Annunzio, he was more impressed by the novelty of the plate of pasta with tomato sauce (“a crimson marvel”) than by the Fascist celebrity himself.

The first acclaimed pizza was cooked for Queen Margherita in Naples in 1889; of three pizzas prepared for her, one was seasoned with tomato, mozzarella, and basil—the red, white, and green of the new national flag. In fact, its history goes back considerably earlier.

Above we saw a folk version of pizza in 1863 (for much earlier antecedents, see wiki). Pizzas were publicly made and sold in Naples by late in the 17th century. During his stay there in 1835, Alexandre Dumas described it as the staple diet of the city’s poor—with pasta eaten only on Sundays. By the middle of the century the city had over eighty pizzerie. In the 1880s Carlo Collodi, writing for a young audience, was underwhelmed:

Do you want to know what pizza is? It is a flat bread of leavened dough, toasted in the oven, with a sauce of a little bit of everything on it. The black of the toasted bread, the off-white of the garlic and anchovies, the greeny yellow of the oil and the lightly fried greens, and the red bits of the tomatoes scattered here and there give the pizza an air of messy grime very much in keeping with that of the man selling it.

The juxtaposition of hunger and gluttony is one theme of Collodi’s Pinocchio, first published in book form in 1883.

Pinocchio jumps into the sea, only to find himself in a fisherman’s net. Pinocchio explains to the fisherman that he is not a fish to be eaten, but a puppet. The fisherman replies that he has never caught a “puppet fish”, and asks how he would prefer to be cooked: “Would you like to be fried in the frying pan, or would you prefer to be stewed with tomato sauce?”

Meanwhile bread, often eaten stale, remained a basic foodstuff. In Puglia there was a popular proverb Ce mange paene e pomedaore nan ve me’ o dattaore (“He who eats bread and tomato, to the doctor will never go”).

In Chapter 5, “Authentic Italian gravy”, the scene shifts to the USA, along with successive waves of migrants. From 1876 to 1945 over nine million Italians crossed the Atlantic in search of a new life, most of them arriving between the 1890s and 1920s (cf. Accordion crimes).

Left, making tomato paste the Sicilian way, Madison WI, mid-1920s;
right, supper on the Lower East Side, NYC, 1915.

Ventura’s 1886 short story “Peppino”, set in New York, describes pasta with tomato sauce, then still a novelty. Gentilcore goes on:

Making homemade tomato paste (conserva) was, for many immigrant families, partly a symbolic link to the town left behind, partly a matter of taste preference, and partly good economic sense.

Many immigrants also resorted to canned tomato paste. At first, such preserves were imported from Italy, but local production soon competed. The discussion subsumes the varieties of tomato, and the history of additives—including coal tar and formaldehyde.

In the early 20th century, the UK was the second main importer of Italian tomato preserves; meanwhile the British took to growing their own, with the growth of the suburbs and the increasing availability of greenhouses.

Ironically, American immigrants were often unaware of how much change was taking place as they strove to maintain continuity.

As emigrants, they had left Italy because of “hunger”, but as immigrants nostalgia and longing quickly set in. This was not nostalgia for the “land of poverty”, of course, but for the festive foods and the community to which they belonged. Consequently, they reproduced the food production and consumption patterns that were more dreamed of than actual in the world left behind. The “old country” became a mythologised place, which immigrant parents described to their children as a place where poverty and hunger coexisted with food that was good and natural and where they all ate together as a family.

The ritual of the Sunday dinner signified that the family was living the American dream, and

the focus for the transmission (or, if you prefer, the inculcation) of cultural mores and aspirations from parents to children. The place of origin that parents described to their children on these occasions was not so much a real place as a place remembered, a place imagined. The immigrants gradually filled it with idealised constructions, which had a very real function [for them]: to interpret, explain, criticise, and even deny the New World present, to both themselves and their children.

An account from 1940s’ America remains true today (note the typical use of the male pronoun!):

The Italian forced to live far away from his homeland, wherever in the world he sets his table, rejects every kind of cooking in order to establish his own, the simple but tasty cooking of his native land. And more than anything else he does not give up his traditional dish of macaroni with tomato sauce.

The new hybrid of the Italian-American restaurant too became stereotypical to the point of caricature—the “red-sauce joint, with its dishes smothered in tomato sauce, its red-checked tablecloths, and its candles stuck in Chianti bottles”.

By the 1930s the clientele of such restaurants had shifted from poor single immigrant bordanti to “bohemians” in search of an “Italian experience”.

Somewhat gleefully, Gentilcore also documents the invention of canned spaghetti in tomato sauce, dating from the early 20th century.

The sight of GIs opening cans of tomato spaghetti must have been a strange one to southern Italian peasants as the allied forces made their way up the peninsula in the latter stages of World War II. […]

It is easy to look down on such products, but it was a new way of eating food. After all, both spaghetti with tomato sauce and the invention of canning began about the same time, in the mid-19th century, so why shouldn’t they be united? It is just that we attribute different meanings, different values, and a different social status to pasta al pomodoro and canned spaghetti.

Returning to Italy, Chapter 6, “The autarchical tomato”, takes the story on to the Fascist era.

The mass migration of millions of Italians across the Atlantic had a positive effect on dietary practices in Italy in the form of remittances and return migration. […] For the first time, these remittances gave many Italians a chance to put aside money or goods.

Pom 144

Thus food preservation flourished as never before. But as economic prosperity grew, expectations and aspirations continued to change.

Gentilcore continues the story of the industrialisation of tomato processing—noting a company in Felino near Parma that rejoiced in the name Società anonima di coltivatori per la produzione delle conserve di pomodoro.

Changing patterns of organised labour had been giving rise to social unrest since early in the 20th century. Despite labour laws, even in the 1940s much of the burden for cultivation was borne by women and children. After World War One strikes and riots erupted. Mussolini’s Fascist Party sought to restore order—and to make Italy self-sufficient in food.

While the campaign of the Fascist Futurist Marinetti to abolish pasta was fruitless (indeed, Neapolitans came out onto the streets in protest), he didn’t extend his proscription to the “light and adaptable” tomato. Even ketchup survived the regime, though with their aversion to foreign words, it was renamed Rubra. Much Fascist food advertising was aimed at the resourceful housewife.

After 1924, when the USA restricted immigration, the Italian regime sought to replace it with Libya as a destination; as they proclaimed autarchia, or self-sufficiency, tomato cultivation was propounded there too. None of these projects bore much fruit.

Pom 182

For Faccetta nera, see here.

Pom 166

On the eve of Italy’s fateful entry into World War Two in 1940, it was exporting virtually all of its fresh tomato crop to Germany; Gentilcore observes that Italy’s “Pact of Steel” with Nazi Germany that year might as well have been called the “tomato pact”.

Chapter 7, “The tomato conquest”, opens with a reminder of the poverty of Italy (particularly the chronically afflicted rural south) in the 1950s, as depicted in the neo-realist films of the day. But industrialisation, urbanisation, refrigerators, and the rise of supermarkets further transformed people’s eating habits. In the two decades from 1950, Italians grew in height but not in weight, despite the ever greater popularity of pasta. As stereotype and reality began to fuse, Italians could now eat spaghetti al pomodoro to their heart’s content. It was increasingly popular in Britain and the USA too, although pundits like Elizabeth David resisted the cliché, stressing the regional variety of la cucina Italiana.

Gentilcore’s material is now supplemented by feature films, such as two scenes, both from 1954—Totò’s spaghetti scene in Miseria e nobiltà (1954):

and Alberto Sordi’s scene from Un Americano a Roma (also 1954):

The recipe for spaghetti with tomato sauce included in Sophia Loren’s In cucina con amore (1971) is a tribute to the earthy recipes of her grandmother.

The disparity between north and south persisted. In his song Siamo meridionali! (1980) Mimmo Cavallo referred back to the family bathtub of southern migrants, classic receptacle for the growing of tomatoes (coltiviamo pomodori ddint’e vasche ‘e bagno):

Such migration from the south influenced the eating habits of both the migrants and the hosts.

In the Hollywood “pasta paradigm” (see e.g. this 1978 article by Daniel Golden), “the tomato sauces prepared and consumed by gangsters echo the bloody acts they commit”. One thinks of two scenes from Goodfellas (1990)—at home:

and in prison:

Pomodoro! can’t quite find a place for one of the great spaghetti-eating scenes: in Tampopo, Japanese debutantes are strictly schooled in the etiquette of eating them properly (another failed project, like Mussolini’s Fascism):

Nor does Gentilcore mention the “pizza effect” of anthropology, whereby elements of a nation or people’s culture are transformed or at least more fully embraced elsewhere, then re-imported to their culture of origin (cf. Tibetan “singing bowls”). The tomato played a role in the dubious “Mediterranean diet”.

By the 1980s, EU subsidies were further transforming the food economy, with Puglia benefitting notably. The Epilogue surveys the current tomato scene in Italy and beyond. As multinationals service our demand for year-round supply of “fresh” foodstuffs by sending them on vast, irrational journeys, Gentilcore addresses the global problem of labour slavery, organised crime, and trafficking. As immigrants began performing the tasks that Italians now shunned, the organisation and exploitation of labour by gang bosses was already featured in Pummaro’ (Michele Placido, 1989). Heavily staffed by African immigrants, and more recently eastern Europeans, the labour force is more vulnerable than the giornatori of yesteryear. Polish gang bosses exploit the Poles who work for them.

In a justly nostalgic passage which will strike a chord in Britain and elsewhere,

Nowadays, tomatoes look the same everywhere in Italy. Whereas “the real tomato has different, complicated shapes, with splits and streaks, and often pronounced baroque features, which so pleased the Neapolitan painters of the 17th century” [actually not yet, as Gentilcore points out], tomatoes today taste of nothing; they are full of water.

EU subsidies were not only unwelcome to producers in California, but hit West African countries hard. In turn, Italian growers have been hostile to Chinese imports, with the term “yellow peril” rearing its ugly head again (cf. Fu Manchu).

Gentilcore notes the Chinese term fanqie 番茄, “foreign eggplant”—the tomato was introduced there quite early by European missionaries, but still remains quite niche. BTW, it’s also known as xihongshi 西红柿 (“Western red persimmmon”), which reminds me of yet another story that I heard from Tian Qing (e.g. here, and here): during a phase of reviving Maoist “red songs” in Xi’an, some wag suggested the city might be renamed Tomato (Xihongshi 西红市 “Western red city”). I must also put in a word for the succulent tomatoes grown by Li Manshan.

This book will make you hungry—not just for knowledge.

* * *

All this is yet another instance of how things we assume to be eternal and immutable, like harmony and democracy, turn out not to be so. Another reason why I’ve cited Pomodoro! at some length is because its integrative approach, while perhaps a hallmark of most research worth its (um) salt, bears an affinity with that of ethnomusicology, including reception history—as for musicking, so for tomato-ing.

We might follow this up with Gentilcore’s 2012 book Italy and the potato, 1550–2000 (on a rather different tack, see Music and the potato). See also In the kitchen, and this sequel on risotto, with yet more links—as well as an alternative interpretation of the famous song You say potato


* Not to be confused with his long-lost Russian cousin Cestikoff, whose opera Il trasporto del pompino, regrettably not about fire-engines, was banned in St Petersburg. Allegedly.

** Cf. The Monty Python cheeseshop sketch:
Cleese: “How about Cheddar?”
Palin: “Well, we don’t get much call for it around here, Sir.”
Cleese: “Not much call—it’s the single most popular cheese in the world!”
Palin (smugly): “Not round here, Sir.

Some notes on Deutschland 89

Deutschland 89

Further to my series on the GDR (see under Life behind the Iron Curtain), some random notes on Deutschland 89, the final series. Within the stylish format of the thriller Anna Winger and Jörg Winger manage to subsume a range of thorny issues (see their reflections here and here).

The whole series is also a visual feast, with the “riot of beige and formica” that I noted at the Stasi Museum in Berlin, contrasting with the more lurid colours of expeditions in foreign locations.

Stasi office

Pic: Stasi office. Source here.

The pop soundtrack for the whole series is evocative too—there’s a good selection here. And in the first episode the Kyrie Eleison from Bach’s B minor Mass makes a fine choice to accompany original footage of the scenes of elation upon the breaching of the wall, capturing the depth of people’s emotion—however transient.

There’s much to savour in the dialogue. As the functionaries of a suddenly defunct regime seek to reinvent themselves, I like this briefing at the Stasi’s foreign intelligence service HVA, when the desperate bosses are trying to send their dour operative Schweppenstette on a mission to the Deutsche Bank, for which he is to be portrayed as a psychological anthropologist:

“A what?”
“An anthropologist. They study, analyse, and interpret societies and their behaviour. Just like us.”

This definition may come in handy for fieldworkers in China trying to explain their brief to the authorities (cf. my own run-ins with the constabulary, and Nigel Barley in Cameroon). In a meeting with the bank, Schweppenstette concocts the title of his fictional thesis: The East German political elite: attitudes towards taboos and moral failings.

And a West German businessman is unconvinced by the new invention of another GDR operative, a computer that allows users to see each other. To him it suggests he must be from the Stasi:

This thing may be normal to you, but in an open, democratic Western society, nobody will ever allow people to look into their offices and homes.

Surely there was a place on the series’ soundtrack to feature Someone to watch over me, a suitable nominatation for the GDR anthem?!

Learning of the uprising in Romania, a West German comments:

The unstoppable rise of democracy and freedom. The era of the autocrat is over once and for all

—the irony underlined by the telling final sequence (cf. Can’t get you out of my head).

The liberation of US culture

By coincidence, I began composing this blog in late 2016—just as the poor ol’ USA was descending into a deep abyss, “waters deep, fires raging”. So it’s a great relief to be able to write free of that dark shadow, as sanity makes a welcome come-back gig after a four-year vacation, and grown-up-sounding comments re-emerge from the White House. Anyway, here I break the champagne over the bows of a new USA tag in the sidebar (these tags are useful, BTW, however rough and ready! Do consult them!).

It seems suitable to start with the series that I wrote on

and among numerous posts under the jazz tag (to which I’ve only awarded the USA tag sparingly), see e.g.

Bearing in mind the scars of genocide and slavery, conflict has never been absent; but many such posts pay homage to boundless creativity and energy. Some more examples:

On film,

On music, musicology, and fieldwork:

Note also

Other posts take the story on, such as

Considering daily language, some usages are charming:

So while one always wants to rejoice in all this, somehow such posts were always blemished by the Putrid Tang emanating from the White House; but now, with the renaissance following these traumatic four years, it finally seems suitable to celebrate again—even if the battle for social justice continues.

Phonophobia and s-s-s-syncopation

Porky

Further to my discussion of Covid and plosives (a recent addition to my stammering tag), a couple more articles catch my attention.

writes in a lyrical style reminscent of French philosophy, with examples of historical discussion from Galen and Francis Bacon to Freud. Some readers may be more amenable than I am to this kind of thing:

The voice is the vehicle and the arena of this agon between dissipation and replenishment. Our celebrations of the voice are too monotonously pitched in the register of fullness, richness, clarity and penetrativeness, the privilege is too regularly accorded to the energetic out-loud and the “haute voix”. The autumnal, deciduous voice, which is heard in illness, fatigue, ague and age, is not epically shredded by passion, but rather silted with lilting circumstance.

I would love to hear a group of stammerers, or indeed anyone, trying to get their tongues around “paradoxical polyphiloprogenitiveness”.

Call me superficial (You’re superficial—Ed.), but With All Due Respect to Ancient and Modern Sages, I’m intrigued by some of the asides. Connor notes Marc Shell’s observation that when animals were given human speech in animated film, they often, like Donald Duck, or Porky Pig, suffered from speech impediments. I see that Porky shared his stutter with the voice actor who originally played him; but because he couldn’t control his stutter, recording sessions took hours and production costs became too high (cf. my own attempts at voiceover). Here’s a helpful roundup:

which features the “That’s all folks!” sign-off:

There’s even a ten-hour version (WTF). But scholars don’t seem to agree that the word “Hottentot” is an onomatopoeic mockery of stuttering that early Dutch colonists in South Africa thought they heard in the speech of the local people.  I’m keen to read Robert Arthur’s 1964 story The Mystery of the Stuttering Parrot (cf. the truth-speaking parrot of Tibetan opera).

* * *

Less fantastical is this study, supplementing my More stammering songs:

Stammering’s material culture of the past lends itself to historical analysis and therefore allows us to gauge how medical and social attitudes toward the impediment have changed.

She notes:

The impediment not only provided (pseudo) medical actors with a lucrative market for various curative objects and practices, but also propelled the (sheet-) music business. Stammerers themselves appear in this story of materialisation and market as both agents and objects. The cheap self-cures, medical manuals, sheet music and (later) recordings that were produced not only for, but also by, them, show how easily the impediment was aligned with the modern consumer’s identity and how the persona of the stammerer was, ultimately, lodged in the Western collective memory in very material ways.

Writing of the “collusion between consumerism and stammering” in the late 19th century, she observes:

The cures targeted a middle-class audience that would presumably care most about speech impediments (they were in a profession requiring fluent speech), but—more importantly—would also have the means to afford a cure. Self-help manuals seem to have targeted a similar audience: they were relatively cheaply produced, but a book on stammering would necessarily have been a “luxury” item, requiring its owner to be literate. This image of the consumer of self-help manuals dovetailed conveniently with the image of what most scientists considered to be the typical stammerer: a white middle-class man, the victim of the modern “strenuous” life, but also autonomous and capable of curing himself.

It was often claimed that stammerers were typically found in the professional classes and characterized by an extraordinary intelligence. Hoegaerts cites an 1896 paper:

“Children of weak intellect rarely stutter because their thoughts are slow, and their speech always keeps pace with their thoughts.”

And she observes:

That the stammerer was “civilised” was shown by the fluent speech of “savages”. Travelers were called upon to show that no one had ever encountered speech impediments in the uncivilised world. “All travellers, who have long resided among uncultivated nations, maintain that they never met with any savages labouring under an impediment of speech”. This was because, according to scientists like Hunt, its inhabitants were not subjected to the stress and strain of civilisation: their fluent speech was owed to “their freedom from mental anxieties and nervous debility, the usual concomitants of refinement and civilization.” Likewise, the lower classes did not appear to seek the help of therapists and were considered to be relatively free of the impediment. […]

Women, on the other hand, were not so much thought of as uncivilised, but rather as more suited to civilisation and its rhythms of speech than men. Individual cases of female stammerers occasionally surfaced, but they were thought to represent a very small percentage of stammerers. According to Richard Faulkner, women expended less energy on speaking. “We have compared subsequently the energy developed in conversing by the voice of a man and that of a woman, and have found that women are fatigued, in talking, four times less than a man”. Others had already suggested that women were naturally good at speech. What made women’s speech so fluent, these theories surmised, was that most of it was idle chatter anyway.

So

Whereas “savages” could not speak of anything beyond the concrete and women did not move beyond the trivial, the (male, middle-class) stammerer’s laborious speech betrayed his intelligence.

Hoegaerts goes on,

That a woman could appear at her most attractive and intelligent by not talking at all would easily have been accepted by therapists and gentlemen-scientists of the period.

Women came to acquire the authority in the field of speech therapy—although I note that many of the most famous therapists have been men, while women comprise a majority of the work force—Typical!

The sound of stammering
Stammering became a popular theme for Tin Pan Alley songs, further popularised by sheet music. Yet

The popular representation of stammerers in songs, at the turn of the century and up until the 20s, seems very far removed from this image of the privileged, highly intelligent modern individual.

Composers treated stammering as a poetic and commercial opportunity, rather than as an impediment. It is no coincidence that almost all stammering songs were romantic and/or humorous in their content. The impediment was, in that sense, not the subject of the song, but merely a rhythmic device, the means to emotionally engage the audience, or the set-up for a joke. Sometimes, it was all three.

Of course, the rhythmic syncopation of stammering is an extrapolation by composers: the real sound is unpredictably non-metrical, aleatoric.

Following The stuttering coon (1898),

The connection of stammering to race allowed for rhythmic license. More specifically, the halting sound of stammering allowed composers to ride on the lucrative wave of ragtime music. Most explicit in the “use” of the sound of stammering was the 1913 song Stammering Sam, in which a young black boy’s stammer is presented as the “origin” of ragtime:

Then Stammering Sam sang,
and the company sang “babababa! Babababe!”
Singing his stuttering song with glee
and that was the very first ragtime melody.

Like the stammering girls, these stammering “coons” defied scientific knowledge: their ethnicity as well as their social class should have protected them from speech impediments. Yet there they are, imaginary creatures proudly claiming syncopated speech in order to entertain.

Of course, in many ways the “stammering coons” are images of manifold oppression: their almost clownish representation derided their ethnicity, the connection arguably degraded ragtime music as it refused to take it seriously as a style, and the depiction of their accented, lower-class speech placed them firmly at the bottom of the social ladder. Being put on show, after all, also meant being subjected to the harsh gaze of the audience, to become an object of consumption. Significantly, the songs would most likely be performed by non-stammerers for other non-stammerers (although those who did stammer could, of course, hear them as well). The stammerers in the songs were mere figments of their writer’s imagination, specifically created to be “performed”, “bought”, and “used” to serve the purposes of entertainment and consumption. Whereas stammerers were approached as agents on the market in therapeutic manuals, popular music banked on the characteristic sound of stammering in order to “sell” stammerers, rather than selling something to them. […]

In an ironic reversal of the therapeutic logic, [the stammering song] turned fluent speakers into stammerers (thus perhaps proving that speech could indeed be manipulated to a great extent). […]

The culture that emerged from this “modern” consumerist world was shaped by women, down-at-heel sailors, and young black boys as well. […] One could wonder if the worlds of the privileged stammerer and the imaginary one in songs coincided at all.

It’s good to see the factors of race, gender, and class featuring in the analysis of disfluency.

Caruso: the song

I’m grateful to Sophia Loren, well, for everything—but right now, for introducing me to Lucio Dalla’s song Caruso (1986), her own favourite among her excellent Desert island discs recently.

Over a slow pulse, the text is delivered in an urgent parlando-rubato style, the intensity of the melody highlighted by a vertiginously high register, suggesting flamenco deep song:

Lucio Dalla (who actually came from Bologna) was staying at the Excelsior Vittoria Hotel in Sorrento, coincidentally in the very same room where many years earlier Enrico Caruso had stayed shortly before his death. As the owners told him about Caruso’s last days and his turbulent love life, Dalla was inspired to compose the song—the melody and lyrics of whose refrain are based on the 1930 Neapolitan song Dicitencello Vuie. (As a foil to the male gaze, the background of Naples is a fine pretext to remind ourselves of the brilliant novels of Elena Ferrante.)

While in both its theme and its style Caruso clearly invites versions by tenors like Pavarotti and Bocelli, it makes a good instance of how such music is better heard without polished artifice (here Dalla sings it with Pavarotti).

Qui dove il mare luccica,
E tira forte il vento
Su una vecchia terrazza
Davanti al golfo di Surriento
Un uomo abbraccia una ragazza,
Dopo che aveva pianto
Poi si schiarisce la voce,
E ricomincia il canto.

Te voglio bene assaje,
Ma tanto tanto bene sai
è una catena ormai,
Che scioglie il sangue dint’ ‘e ‘vvene sai.

Vide le luci in mezzo al mare,
Pensò alle notti là in America
Ma erano solo le lampare
Nella bianca scia di un’elica
Sentì il dolore nella musica,
Si alzò dal pianoforte
Ma quando vide la luna uscire da una nuvola
Gli sembrò più dolce anche la morte
Guardò negli occhi la ragazza,
Quelli occhi verdi come il mare
Poi all’improvviso uscì una lacrima,
E lui credette di affogare.

Te voglio bene assaje,
Ma tanto tanto bene sai
è una catena ormai,
Che scioglie il sangue dint’ ‘e ‘vvene sai

Potenza della lirica,
Dove ogni dramma è un falso
Che con un po’ di trucco e con la mimica
Puoi diventare un altro
Ma due occhi che ti guardano
Così vicini e veri
Ti fan scordare le parole,
Confondono i pensieri
Così diventa tutto piccolo,
Anche le notti là in America
Ti volti e vedi la tua vita
Come la scia di un’elica
Ma sì, è la vita che finisce,
Ma lui non ci pensò poi tanto
Anzi si sentiva già felice,
E ricominciò il suo canto.

Te voglio bene assaje,
Ma tanto tanto bene sai
è una catena ormai,
Che scioglie il sangue dint’ ‘e ‘vvene sai

Here Dalla sings it live, for an audience who are clearly just as enraptured as Sophia Loren:

* * *

Two women

Source here.

So returning to Sophia Loren, in her Desert Island discs she discusses her most recent project working with her son Edoardo Ponti on The life ahead. And she recalls her illustrious early career, such as the filming of Two women (La Ciociara, Vittorio de Sica, 1960)—a story about the horrors of war, based on the book by Alberto Moravia (cf. The conformist). Here’s a trailer:

In her account of working with Charlie Chaplin on A countess from Hong Kong (1967), she is more discreet than her co-star Marlon Brando about the experience. Chaplin’s inspiration for the story was his encounters with down-at-heel Russian emigré aristocrats in 1930s’ Shanghai (for his 1936 visit, and his enthusiasm for Peking opera, see here); his own theme tune (cf. Smile) later made a hit song for Petula Clark.

The film ends with Loren and Brando dancing a tango—in the words of this review:

Chaplin was a sexual revolutionary long before the sexual revolution, and here, at the age of 77, he foresaw—even unto the film’s concluding tango, half a decade before Bertolucci’s—a world in which sex would break down the doors and come out of the closets.

Though the film wasn’t a great critical success, at least it was admired by John Betjeman and Jack Nicholson—more unlikely bedfellows

Back with Desert island discs, how delightful is Sophia Loren’s final greeting—making us staid Radio 4 listeners feel even more grey and reserved:

Ciao 💋💋💋💋💋 Baci baci baci!!! Ciao tesoro ciao!!!

* * *

For Italian song, try also Crêuza de mä (featured towards the end of Italy: folk musicking), the great Enza Pagliara, and Songs of Sicily. See also Italian cinema: a golden age; and Italy tag.

Can’t get you out of my head

Curtis title

Do watch the brilliant BBC TV series

Love, power, money, ghosts of empire, conspiracies, artificial intelligence—and You

The series, in six parts over some eight hours, is broadly chronological, with an ambitious coverage of major events and recurring themes—failed political revolutions amidst a widespread distrust and resentment of elites; radical movements, and their defeat; pessimism as old power structures remain intact and kleptocracy rages; racial antagonism (with sexism revealed less explicitly); anger, insecurity, and paralysis in the age of individualism, haunted by the malignant scars of the past, lacking a vision for the future, “free but alone”; personal expression, technology, psychology, consumerism, advertising, mass electronic surveillance and algorithms. You know the kind of thing…

While countercultural discontent has long been a much-discussed theme, Curtis’s take is virtuosic. The dystopian vision of his message, juxtaposing cultures, is conveyed as much through the collage of blending images and a sinister, psychedelic soundtrack (including pop and Chinese revolutionary opera) as through graphic newsreel footage, interviews, and his own voiceover.

Funnily enough, among interviews, this—with Diane Morgan (aka Philomena Cunk), no less—is rather good.

I think I get so sucked into the stories that you choose and the people you concentrate on. They’re not boring people. Like Jiang Qing! She could’ve been from Bolton.

As Ms Cunk, herself master of the deadpan delivery, notes:

It’s partly your calm, authoritative voice. I feel like you could be a cult leader. You could tell me that bananas were invented by the Polish secret service and I’d believe you. There’s something hypnotic about it.

Here’s the fine parody of Curtis’s style mentioned in their chat (“In a landmark new documentary produced for YouTube, Adam Curtis has not examined his career and laid bare his style in the light of some confused academic papers he stumbled across on the internet”):

Themes
In the USA, bastion of individualism through the Cold War, we are introduced to Richard Hofstadter (tracing suburban anxiety, fear, and hatred right back to the pilgrims), the John Birch Society and the Illuminati conspiracy theory; the CIA’s MK-Ultra mind-control experiments; Black Power, and infiltrators.

In Britain, the loss of empire also gave rise to insecurity and xenophobia. Curtis covers Kenya and the Mau Mau; and the disillusion of new arrivals from the former empire. In the wake of the slave trade, in the USA guilt mutated into fear and anger, along with deep resentments over racism and police violence. Featured are the Yellow Peril, and the KKK; the IRA, and MI6; Blair’s Britain.

In Germany the Red Army Faction (aided by the Stasi) responded to what they saw as the mutation of Nazism—with the far right indeed growing. But revolutionary chic also emerged.

Politicians gave up being our representatives who would challenge the powerful on our behalf, and began to tell us what to do on behalf of the powerful. But we didn’t notice because we were too busy shopping.

Alongside climate change and suburban alienation, Valium (and later OxyContin) submerged people’s disillusion at the false promises offered by material comfort—at first particularly for women. The blurring of reality and illusion is illustrated by The dream of the red chamber. Curtis surveys Nixon, the Vietnam war, his visit to China, and Watergate; ever more volatile money markets; US and British involvement in the Middle East, and oil; 9/11, Iraq, Syria, ISIS; USSR dissidents and prison songs; new despair in Russia after the fall of Communism; oligarchs, corruption; the Balkan wars, and the corrosive allure of nationalism, always connected with the past.

Democracies, subordinate to financial and bureaucratic interests, often seemed to be producing the wrong results (north Africa, the Middle East)—“What if the people are stupid?”. Meanwhile humanitarian aid arose from frustration with politicians, attempting to change the world by bypassing them; but it was vulnerable to being exploited by them, as in Ethiopia.

With technocrats ever more powerful over politicians, and constant global financial crises, a conservative nostalgia for empire re-emerged. Curtis notes the magical vision of Britain’s feudal past that had been created by artists and writers from the late 19th century; passing over socialist currents within the folk music and dance revival, he suggests they were

invented to create a kind of safe dream of the nation that could hide the violence and the horrors. The dream persisted under the surface of the 20th century. But as the fears and uncertainties and the chaos of the last few years rose up, millions of people started to believe that dream. That it was real.

Part 5 ends with a particularly disturbing montage, as How beautiful they are, the lordly ones accompanies images of Isis and Morris dancing.

What had begun a long time ago as a make-believe version of England, created in the deserts of Mesopotamia as the British Empire fell apart, had now turned into a terrifying nightmare.

This has led to the similar urge in the USA and UK to recreate the dream of a lost greatness—Trump and Brexit, the inevitable dénouement that Curtis’s whole project has sought to explain.

Part 6 takes in the rapper Tupac Shakur, son of Afeni, with civil rights an ever unresolved issue; Saudi Arabia, and jihad as a remedy for nihilism; Chaos theory and Complexity theory amidst growing paranoia; the 2008 economic crash and austerity, as resentment against elites grew further; the growing power of global corporations; AI, conspiracy theories, manipulation, “a world beyond freedom and dignity”.

China dolls

In Russia, Curtis shows post-Soviet unrest, with popular protest at corruption and chaos; Putin, Pussy Riot, Navalny. The 1997 British handover of Hong Kong; capitalist consumerism in reform China, Deng Xiaoping and the limits of democratic reform; Tiananmen 1989 and the disturbing figure of Chai Ling; land grabs and corruption, the downfall of Bo Xilai’s attempt to revive collective idealism, popular grievance; mass surveillance—and Xinjiang—under Xi Jinping.

And so to Trump, Bannon, QAnon; Cummings, and Farage—with Covid now compounding inequalities. Politicians have moved from espousing reprehensible visions to having no agendas beyond power itself. With liberalism in retreat, tech companies feed off paranoia.

Characters
Largely eschewing the Usual Suspects, Curtis’s choice of personalities and interviewees is most original, with a wealth of fascinating stories to follow up, making the viewer reach for wiki—including Peter Rachman and Michael X, Ethel Boole and Maya Plisetskaya, Edgar Mittelholzer, John L. Lewis and Harry Caudill representing the miners of Appalachia; Kerry Thornley, Operation Mindfuck, and Lee Harvey Oswald; Daniel Kahneman; the Russian criminals sent (along with Solzhenitsyn) to New York in 1974 who became the Potato Bag Gang, and Eduard Limonov; Horst Mahler, Afeni Shakur.

Jiang Qing and her psychological makeup feature (perhaps too) prominently:

In her operas, Jiang Qing had gone back into China’s past. Her aim had been to rework them, to express a new kind of revolution. But in reality, she had reawakened a dark and poisonous kind of violence that had lurked under the surface of China for hundreds of years. It was driven by a resentment of the rigid hierarchies that the revolution had not really changed. Mao had not given her or anyone else guidance about what to do with the fury that she had summoned up.

Curtis’s vision will doubtless be unwelcome to entrenched elites. So while he gives the revolutionaries a poor review, and rejects being labelled as a leftie, I guess we might settle for a definition based on having an enquiring mind prepared to challenge the status quo—precisely the fear of conservatives.

Despite all the endless pressures, he ends with the possibilities that the election of Biden may offer hope for a return to a former stability, and that people will be able to imagine genuinely new kinds of futures—dependant on their regaining confidence. We may need further encouragement. Some may recall the counter-intuitive optimism of Steven Pinker over the long sweep of human history. Others might suggest that paralysis and nihilism have not conquered all; while Curtis hardly broaches the more modest (but not necessarily less radical) advances of non-violent movements for social justice (cf. Hašek’s ironic “Party for Moderate and Peaceful Progress within the Bounds of the Law”!), progressives don’t necessarily seem doomed by the demons of the past, as young grassroots activists increasingly take up noble causes, holding power to account. 

Anyway, it’s an immensely stimulating series, whether “dazzling”, “terrifying”, or “incoherent”; perhaps Hugo Rifkind’s comment is apposite:

I feel I learnt a lot. I’m just not sure what it was—

which indeed encapsulates the very confusion that Curtis evokes.

Representing Aboriginal music and dance

Harris cover

Further to Dream songs, I’ve been admiring

  • Amanda Harris, Representing Australian Aboriginal music and dance 1930–1970 (2020).

The perspective of non-Indigenous art-music composers writing for the public stage may seem niche:

From a music history or musicology perspective the music and dance events that feature would commonly be perceived as peripheral to the main story. They are not the events that have contributed to the canon of important moments in Australia’s music history, itself a minor player in the canon of (European) Western art music. In the histories of Western art music taught in Australia’s conservatoria and high school music courses, the events which feature here are not even a blip on the radar of music history.

Thus Aboriginal culture itself has been marginalised, as has Australian composition within the wider sphere of WAM; and within the latter, Aboriginal-inspired works may seem even more peripheral. However, Harris puts in focus many important issues underlying the encounter between the broad categories of “folk” and “art” musics, making a fascinating story.

The period from 1930 to 1970 was characterized by government assimilationist policies aimed at “protection” and “welfare”. The book is focused primarily on the southeast and the ways that representation of Aboriginal music and dance linked urban centres to Australia’s Top End and its Red Centre.

Many of the works described here tap into “an appetite for representations of Aboriginality devoid of Aboriginal people”:

Non-Indigenous Australians have engaged more readily with works that could be disembodied from the people who created them, than they have with living, singing, moving Aboriginal people. […]

As Linda Tuhiwai Smith reminds us, Indigenous peoples have long been appalled by the way “the West can desire, extract, and claim ownership of our ways of knowing, our imagery, the things we create and produce, and then simultaneously reject the people who created and developed those ideas and seek to deny them further opportunities to be creators of their own culture and own nations”.

Importantly, Harris listens to the accounts of Aboriginal people themselves, “disrupting” the chapters with three essays. While these commentators partly share the values of the settler majority, they are attuned to the ways of their forebears.

Australian Aboriginal people’s rich oeuvres of song and dance point to the importance of embodied and auditory modes of knowledge transmission and continuance in the same way that the West’s libraries of books and reams of paper archives reveal the dominance of the visual and the written in European epistemologies. […]

Under protection/assimilation regimes, immense pressure was exerted upon Aboriginal people to abandon culture by banning the speaking of Indigenous languages and performance of ceremony and by rewarding actions that showed Aboriginal people were adopting mainstream behaviours like residing in a single house, in a nuclear family unit. These pressures were not just notional, but rather, punitively enforced—people who grew up under this regime remember mothers, aunts and grandmothers obsessively dusting and keeping a clean house, knowing that untidiness could lead to allegations of neglect of children, and that children were routinely removed from their families and placed in institutional care, sometimes indefinitely.

Nevertheless, at moments of national nostalgia, events commemorating European settlements sought to memorialise and celebrate the lost arts that had been actively repressed.

Such events go back to the start of the century, becoming more common from the 1930s. Aboriginal people were presented to gawping non-Indigenous audiences as “noble savages”.

Chapter 1 a general introduction, opens with the 1951 Jubilee of Federation, featuring the Corroboree, a symphonic ballet composed in 1944 by John Antill with new choreography by Rex Reid.

Instead of the dozens of Aboriginal people proposed by the publicity subcommittee, Corroboree presented dozens of orchestral musicians from the symphony orchestras of each state and dancers from the National Theater Ballet Company. No Aboriginal people were involved in the production. The show was acclaimed as a landmark Australian work. […]

Non-Indigenous Australians have appropriated this language to stake a claim in Aboriginal culture and to represent Aboriginal music and dance to non-Indigenous audiences. […] But what relationship do these songs bear to those that Aboriginal people were singing?

In the Prelude that follows, D’harawal scholar Shannon Foster recalls her great-grandfather, the activist and songman Tom Foster, who spoke out on Aboriginal rights at the Day of Mourning in Sydney in 1938.

Harris 17

As she observes tellingly,

The archival research space is full of contradictions for Aboriginal people. I cannot help but feel a forging of my cultural identity when the archives unveil another piece of “evidence” of who we are and who I come from. I do not need Western research to validate who I am, though it still performs this task, whether I want it to or not. I can use the archives to tell the stories of the destruction of colonization and the violence that has been inflicted on my family, and I need people to know that it is there and not deny it. But I do not want others to misuse this information and to paint us as victims or use our damage to sell their research: to perversely and voyeuristically indulge in our pain and damage. […]

Every time I relish another crumb of information about my grandfathers, the joy is tinged with despair at not knowing or seeing this information until it is delivered to me through a white man’s colonial archive, stained with the blood and pain of our ancestors.

And

I am told by a prominent historian in the audience that they had always seen boomerangs like Tom’s as nothing more than kitsch, cultural denigration, humiliation, and damage. They had never considered (nor thought to ask) how we feel about them. It had never occurred to them that what we see is physical evidence of our existence in a world where we have been consistently erased. Tom’s boomerangs speak to us of survival, resistance, and cultural fortitude and strength.

Harris 26

This account makes a bridge to Chapter 2, on the 1930s. Though Tom Foster took part in the troubling silent film In the days of Captain Cook (1930), he was among those asserting the enduring presence of Aboriginal people in society.

As various official commemorations were staged through the 1930s, Harris describes the Aboriginal presence at the opening of the Sydney Harbor Bridge in 1932. The 1938 reenacting of the First Fleet landing was attended by historical pageants—and the Day of Mourning protests. By contrast with the quotidian limitations on their mobility, the performers were coerced into travelling to Sydney.

Harris 28

Anthropologists had long been recruited to government agencies. They now acted as cultural brokers between performers, the arts sector, and the media; under A.P. Elkin a shift occurred from protection to assimilation.

A major actor in cultural agendas and the new “Australian creative school” was the Australian Broadcasting Commission (ABC), founded in 1932. Alongside visits by Percy Grainger, composers building on European explorations in harnessing folk styles included Clive Douglas, John Antill, and Margaret Sutherland.

Chapter 3, “1940s: reclaiming an Indigenous identity”, surveys wartime performances for recruitment rallies; and after the war, the forming of groups like the radical New Theatre, whose productions included the 1946 Coming our way and the ballet White justice, with Eric and Bill Onus coming to the fore.

Ted Shawn, co-founder of the modern American dance movement, was deeply impressed by the performance culture he witnessed on a visit to an Aboriginal community in Delissaville (now Belyuen) in 1947. Still, when dancers were recalled for his trip, “many Darwin housewives found themselves without domestic labour”.

Harris 50

I note that in 1950s’ China too, under the avuncular eye of the Party, dance made a forum for modern experiments, as in the Heavenly Horses troupe in Shanghai (see Ritual life around Suzhou, under “Mao Zhongqing”).

Harris refers to the short 1949 documentary Darwin: doorway to Australia (filmed in 1946), which includes footage of a tourist corroboree in Darwin Botanic Gardens (from 6.23):

As Aboriginal activists continued to meet obstacles, the Aboriginal tenor Harold Blair was exceptional with his recital tours of the USA. Meanwhile the ABC was promoting non-Indigenous composers in “representing an Aboriginal idyll”.

Harris 55

Within this niche, John Antill and his Corroboree, with its clapstick beat persisting amidst the “modernist antics” of the orchestra, made a considerable impact, suggesting comparisons with The Rite of Spring:

New organisations supplementing the cultural work of the ABC included the Arts Council of Australia. Echoing Chinese clichés, “international cultural exchange” now “took Aboriginal music to the world”—specifically to the USA, as Australia’s ties with its imperial parent were downgraded. Ironically,

Just as Aboriginal people were increasingly steered away from maintaining their own cultural practice, non-Indigenous people turned new attention towards it.

But Aboriginal performers still met with obstacles in touring abroad.

Chapter 4 sets forth from the debates surrounding the 1951 Jubilee celebrations. The official cultural initiatives of these years were accompanied by strikes and protests. Performances took on a political dimension, with Bill Onus and Doug Nicholls taking leading roles in asserting Aboriginal rights.

As others have noted, Aboriginal visual and material arts are more readily packaged, reified, than their expressive culture. Despite their sincere aim of enhancing Aboriginal status, the Jubilee committee’s proposals for massed corroborees didn’t come to fruition, being replaced by Antill’s Corroboree. Still better received was the new dance drama Out of the dark: an Aboriginal moomba.

Linking Corroboree to the political, economic, and social exclusion suffered by the Aboriginal owners of the cultures that had inspired it, Margaret Walker of the New Theatre movement proposed her own alternative. She saw Aboriginal people as both a society of “primitive communism” and an oppressed group to be liberated through socialism. In 1951 the Unity Dance Group even toured to East Berlin. In 1958 Aboriginal soprano Nancy Ellis toured China, just as convulsive political campaigns were intensifying there.

Among arts bodies in the 1950s, the Australian Elizabethan Theatre Trust was founded in 1954—looking forward to a cultural renaissance of a type later ridiculously promised by Brexiteers. The Adult Education Boards sponsored major tours by Beth Dean and Victor Carell, whose ethnographic shows introducing song and dance from around the world gave a role to Aboriginal culture—albeit based, until their 1953 “expedition”, on reading anthropology rather than any acquaintance with the people themselves. In 1954 Dean did a new choreography of Corroboree. For events to mark newly-crowned Queen Elizabeth’s 1954 visit, Aboriginal performers again had to travel large distances to perform.

Debra Bennet McLean brings us down to earth:

We asked ourselves how many Aboriginal people could ever really contemplate, let alone afford, to attend the ballet in the era of the “colour bar”; most Aborigines could not walk freely into an Australian town without an exemption form or “dog tag” at the time of Antill’s composing Corroboree, nor could they even sit in the same milk bar or use public toilets at the time of the premiere of the ballet Corroboree.

Harris writes with such empathy about all the diverse actors in these encounters that the following Interlude is timely, refocusing on the people who were the object of all this well-meaning attention, with Tiriki Onus thoughtfully reflecting on his grandfather Bill (for whose films, see here).

In Chapter 5: 1960 to 1967, Aboriginal performers begin to take the main stage. Harris discusses opportunities for public performance and the limitations imposed by state agencies. She begins with talent quests from 1961, the North Australian Eisteddfod, and tours of northern companies in the south—notably the well-received Aboriginal theatre, presented in Sydney by Aboriginal people from north Australia in 1963. Such shows

aimed simultaneously to engage those interested in Aboriginal performance from an ethnographic and/or historical perspective and those creating and producing new works of modern dance, music, and visual art on Australian stages.

As Harris notes, a defining feature of these new contexts was the way that performers from different traditions were brought together into a scratch ensemble, or into competition with one another.

In an interview Harris draws attention to a film about the 1964 North Australian Eisteddfod:

Yet international tours remained elusive. In Australia (as in New Zealand and Canada), with Indigenous and European genres competing for resources, the authorities of settler colonies still preferred to highlight their European heritage—by contrast with countries from which British colonisers had withdrawn (Pakistan, India, Kenya, Ghana).

Expatriate Australian Dudley Glass addressed the Royal Society of Arts in 1963,

writing that though Aboriginal people had given little to music [sic!] with their monotonous music and crude instruments [sic!], the “ingenious” John Antill has given a ballet suite “the flavour of aborigine music”, portraying native dance ceremony and using different totems for different parts of the ballet.

This contradictory sentiment, in which Aboriginal music was deemed to have little value and yet non-Indigenous composers were praised as innovative for evoking it in their music, permeated decisions about how Australia should be represented overseas. […]

In representing itself to international audiences, the Australian government sought to maintain a narrative of Aboriginal people as something old and static, not modern and constantly transforming. Tangible art works were sent overseas—works standing in for the artists who had created them, but live performers were excluded from events like the Commonwealth Festival in favour of non-Indigenous composers and performers who would represent Australia as a culture in dialogue with European modernity.

Here, as often, I hear echoes of the Chinese authorities towards their folk culture.

All this leads back to an update on Antill and Dean, with their 1963 Burragorang dreamtime, using non-Indigenous performers. Harris notes the bitter irony that the people whose displacement by the settler colonists was romanticised in the ballets, and embodied by the performers, had themselves just been displaced by a dam project to supply the Sydney population.

Interestingly, Beth Dean reported on Antill attending Aboriginal theatre:

This was far different from anything Antill had seen before. It was not the rather impromptu “tourist version” by Aborigines who had not been living a tribal life for many years, sometimes generations, as they survived on the outskirts of towns. John was thrilled. One may wonder what Antill might have done if he had experienced this kind of Aboriginal music in his early days, rather than on his 60th birthday.

Chapter 6 dicusses the end of the assimilation era—from the 1967 constitutional referendum, which led quickly and decisively to a shift to Aborigines representing their own culture, to the 1970 Cook Bicentenary, marked by protests.

The referendum belatedly paved the way for full rights of Aborigines as citizens. In the performing arts, they now gained greater rights of self-determination, as groups such as the Aboriginal Theatre Foundation and Aboriginal Islander Dance Theatre were formed. Although I imagine that such developments had a tangential impact for poor dwellers of the remote Country,

Groups like the Aboriginal Theatre Foundation would be momentous in localising the performance of Aboriginal culture internationally, bringing a regional focus to owned and self-represented cultural practice, in dialogue with global contexts for performance.

In Australia’s music (1967), largely a study of contemporary art music, Roger Covell allowed some space for Aboriginal traditions—recalling the prophetic remarks of Percy Grainger in the 1930s:

What would we think of a Professor of Literature who knew nothing of Homer, the Icelandic sagas, the Japanese Heiki Monogatori [sic], Chaucer, Dante and Edgar Lee Masters? We would think him a joke. Yet we see nothing strange in a Professor of Music who knows nothing of primitive music and folk-music, and music of mediaeval Europe, and the great art-musics of Asia, and who knows next to nothing of contemporary music.

One fruit of this new mindset was the impressive 1971 Sextet for didjeridu and wind instruments, in which composer George Dreyfus collaborated with Aboriginal cultural leader George Winunguj (see cover image above):

For the Mexico Cultural Olympics in 1968, Beth Dean presented the new ballet Kukaitcha, using taped recordings from Arnhem Land, still propagating non-Indigenous representation of Aboriginal culture abroad. Harris comments:

Performing the role of the woman who had transgressed cultural law by witnessing ceremonies forbidden to her in Kukaitcha, while publicly proclaiming her ability to dance men’s dances that women should not even see, Dean seemed more enamoured of the sensationalism of these transgressive actions than of the richness and complexity of the cultures she aimed to represent.

However, new international opportunities for Aboriginal performers were arising, such as performances of the Aboriginal theatre for the 1970 Expo in Japan, amidst complex negotiations.

Harris 121

The 1770 Cook landings, and modern protests over commemoration, are much-studied topics.

Despite the involvement of Indigenous performers, Dean and Carell’s 1970 show Ballet of the South Pacific was now at variance with the prevailing mood. Corroboree was still dusted off, to ever lesser impact.

The re-enactment for the Cook bicentenary, attended by the Queen, with Aboriginal performers among the cast, were now controversial. Protests were a feature of nationwide events.

After the “Too many John Antills?” of Chapter 1, Chapter 7 considers the legacy, progressing elegantly to “Too many Peter Sculthorpes?” and pondering the failure of Australian art music to engage with Indigenous cultures, always (inevitably?) remaining at a remove from Aboriginal performances.

Harris offers a balanced assessment of the inescapable Corroboree:

Antill did not appropriate Aboriginal musical culture. He successfully represented it in a way that settler Australians continued to experience it—as a background presence, a remembered soundscape from childhood, one that was not well understood, was constant, but which would always be subject to inundation by the productivity of nation building. In evoking Aboriginal soundscapes, Corroboree may have appeared to celebrate Aboriginal culture, but the action it performed did the opposite, replacing Aboriginal performance cultures on public stages.

Considering her topic in the light of settler colonial (and post-colonial) theory, she notes that composers’ representations of Indigenous culture “aimed to tame Aboriginal Country and define its value in economic terms”.

Antill’s position as composer of a work that would found a national creative school was not just produced out of his own creative industry and good fortune, rather, it capitalised on the state agenda for representing Aboriginal culture without the messiness of engaging with Aboriginal people and their political demands and physical needs.

As Anne Thomas noted in 1987,

Public dances and performances of folk musics that had been so active in the assimilation era fell away once Aboriginal people were able to advocate for their rights in explicit ways.

Harris goes on to describe later collaborative projects that seem to resist narratives of replacement.

Yet as ethnomusicologist Catherine Ellis observed,

very few composers have taken the trouble to examine the structural intricacies of Aboriginal music. They have preferred to look at the superficialities: a descending melody, a regularly repeated stick beat, a didjeridu-like sound.”

Thus

Though the public rhetoric around these works claimed that they aimed to persuade listeners of the value of Aboriginal culture, value (through public recognition, commissions for new works, performances, and recordings) was attributed to the composers and their works rather than to the cultures that ostensibly inspired them.

Peter Sculthorpe (1929–2014) went on to become the leading figure on the WAM scene in Australia. Inspired at first by Japanese Noh drama, by the 1960s his music showed greater Australian Aboriginal influence. But as Harris comments, his works have such a unique voice that “they no longer resemble the Aboriginal music on which their performative capital is dependent.”

She also surveys recent works by composers such as didjeridu player William Barton.

Harris never loses sight of the perspective of Aboriginal people, or their maintenance of traditional ritual life under trying conditions. In a lively Coda, Aboriginal storyteller Nardi Simpson reflects further on the encounter. She makes a simple, pithy statement:

I want to do something that hasn’t been done before with the tools and knowledge that I have and who I am and where I’m from and that’s what I want to do.

* * *

This is a most thoughtful, compelling study. For a survey of the timeline, see also Harris’s Storymap site.

For the period since, one might also turn to Indigenous pop and rock music, another hybrid forum for creative representation with a more far-reaching influence, less constrained by officialdom. Meanwhile, anthropologists and ethnomusicologists have been ever more active in documenting the enduring ritual life of Aboriginal communities—and protests over Invasion Day continue.

See also Grassy Narrows, Native American cultures, First Nations: trauma and soundscape, and An Indigenous peoples’ history of the United States. For a remarkable vision, cf. Alan Marett’s 1985 Noh drama Eliza. And note What is serious music?!

Expressive cultures of the Himalayas

Musique et epopee

To complement my introduction to Tibet: the Golden Age, another volume, focusing on ritual and expressive cultures in the Himalayas and Tibet,

  • Katia Buffetrille and Isabelle Henrion-Dourcy (eds), Musique et épopée en Haute-Asie: mélanges offerts à Mireille Helffer à l’occasion de son 90e anniversaire (2017; 427 pages),

makes a fine occasion to survey the inspiration of Mireille Helffer’s pioneering studies.

Helffer

The book opens with a tribute from her long-term colleague Bernard Lortat-Jacob (another doyen of French ethnomusicology, whose own ouevre is the subject of a new volume) and a detailed overview by the editors themselves, followed by a bibliography and discography of Helffer’s work on pp.25–33 (for her audio recordings, see also under https://archives.crem-cnrs.fr).

Though C.K. Yang’s distinction between “institutional” and “diffused” religious practice has been refined, I still find it useful for Tibetan as well as Chinese cultures. While the Tibetan monastic soundscape became a major focus of Helffer’s work (see e.g. her section in the New Grove article on Tibetan music), she always paid attention to folk practice too—a focus continued by scholars in recent years. The chapters further show the relevance of her studies for iconography, historiography, and organology.

Helffer 72

Through the 1960s and 70s, when Chinese-occupied Tibetan regions were inaccessible to outsiders, the base for Helffer’s fieldwork was among the Himalayan peoples in Nepal, India, Bhutan, Ladakh. Since the 1980s her research has inspired younger scholars to address the embattled Tibetan heartland of the TAR, Amdo, and Kham (cf. Henrion-Dourcy, “Easier in exile?” and other articles in n.1 here). Here I’ll just mention some chapters that particularly arouse my interest.

Helffer 100

The essays are grouped in three main sections. The first, “Conteurs et épopée”, includes a survey by Gisèle Krauskopff of the early days of ethnology on Nepal, as Helffer’s concern for sung oral literature developed through her fieldwork on the gäine minstrel castes—who are also discussed in the following chapter by Jean Galodé. Marie Lecomte-Tilouine explores a related tradition through an interview with a damāi minstrel. In the first of several contributions addressing the Gesar epic, Roberte Hamayon sets forth from Helffer’s work on the genre to compare its form in Buryatia.

Helffer 222

The second section, “Danse, musique et théâtre”, opens with reflections by Geoffrey Samuel on Tibetan ritual and cham ritual dance, focusing on its use inside the temple. Always keen that we should have an impression of such rituals as performed, rather than mere silent immobile text, I’m glad to learn of the films Tibet: le message des Tibétains by Arnaud Desjardins from the mid-1960s (set mostly in Dharmasala), including this on Tantrism:

Turning to Kham (in the PRC), Isabelle Henrion-Dourcy reports on her 2014–15 fieldwork on Gesar dance in the Dzogchen monastery—one of three ritual dances created under the Fifth Dzogchen (1872–1935).

Helffer 209

Gesar is also the subject of “From Tibet to Bhutan” by Françoise Pommaret and Samten Yeshi. Françoise Robin contributes a translation, with commentary, of “Dream of an itinerant musician”, a novella by Pema Tseden (b.1969), based in Amdo.

The third section, “Études népalaises et tibétaines”, opens with Véronique Boullier reflecting on issues in studying the life of apparently “closed” Hindu temples in India, setting forth from Helffer’s 1995 article “Quand le terrain est un monastère bouddhique tibétain”. Following chapters discuss themes in the iconography of Tibetan Buddhism.

The volume ends with an engaging conversation between Samten G. Karmay and Katia Buffetrille (English version here), with astute reflections from Karmay on the culture clash he experienced since making an academic career in the West from 1960—covering topics such as Karmay’s childhood in Amdo, Tibetology in France, Gesar, Bön, and documenting a ritual on his return visit to his natal village in 1985.

Helffer 425

Ample references complement Isabelle Henrion-Dourcy’s bibliography for the Tibetan performing arts.

Throughout these chapters the influence of Mireille Helffer is clear. Yet again I am struck by the great vitality of Tibetan studies, and the mutual benefit of perspectives from both outside and within the PRC.

See also Recent posts on Tibet.

The death of Stalin

Death of Stalin

I’ve been watching Armando Iannucci’s 2017 film The death of Stalin just at a time of crisis for another major world power, as the departure of a capricious monster offers the hope of a more humane society (cf. this review).

A study in duplicity and terror, Iannucci’s telling script continues from In the thick of it and Veep. Far from belittling the gruesome history of Stalinism, the film’s black humour makes the macabre, chilling brutality sink home. Amidst the frantic, ludicrous power struggles of the Central Committee, the brilliant cast is headed by Simon Russell Beale as the evil Beria; besides Kruschev, Malenkov, and Zhukov, Michael Palin as Molotov has some telling scenes.

Most commentators agree that it would be churlish to cavil at the artistic licence the film takes with historical facts—indeed, it’s likely to prompt viewers to delve into the grim realities, consulting the detailed work of scholars such as Orlando Figes (cf. this brief page). In her enthusiastic review, the perceptive Sophie Pinkham (always worth reading) also explores the banning of the film in Putin’s Russia (as Iannucci remarked, “In many ways Putin did our PR for us”).

Stalin’s death not only radically altered Soviet people’s lives, but set off a chain reaction outside the USSR. In China, the population was subjected to similar terrors until the death of Mao in 1976 prompted equally momentous change.

The film’s opening and closing scenes (embroidering a story about the pianist Maria Yudina) feature Mozart’s A major piano concerto, making another indelible association for me.

Short of watching the film on other, um, portals, it’s still available for another week on BBC iPlayer.

Under Life behind the Iron Curtain: a roundup, note e.g. The first gulag, and Kolyma tales. For black humour under state socialism, see herehere, and here. And among satirical stories under the Chinese jokes tag, I’m most keen on You don’t have to be mad to work here, but…Take a flying jump, and Yet more wordplay.

Amazing Grace

Aretha

In my post Detroit 67, among several clips of the great Aretha Franklin I featured her extraordinary live sessions in January 1972 at the New Temple Missionary Baptist Church in LA. The double album Amazing Grace was released that year to huge acclaim, but the documentary had to wait right until 2018 to see the light of day. For anyone who hasn’t yet managed to do so, you have four weeks to bask in it on BBC2 (here)—otherwise, one can always buy it… [1]

BBC2 followed the film up with the documentary Respect.

Recorded over two evening sessions, the film Amazing Grace is all the more effective for showing its workings, complete with its calculated planning, technical hitches, and even piano-tuning. Yet despite the constraints of live recording, these were clearly inspired celebrations—just like many musical gatherings around the world (see What is Serious music?!, under “Serious world music”).

Between numbers, Aretha’s focus sometimes makes her look pensive, almost frail—but as she sings she becomes a spirit medium, a vessel for the Holy Spirit, possessed with all the joy and pain of Gospel.

Aretha and Rev

With the MC Reverend James Cleveland adroitly mediating sacred and secular, Aretha is backed by the Southern California Community Choir, who are also spurred on by the balletic Reverend Alexander Hamilton. Among very few white faces in the ecstatic congregation are Mick Jagger and Charlie Watts.

On both evenings the tone is set by a devotional opening song (Wholy Holy and Mary don’t weep), followed by rousing up-tempo numbers like What a friend we have in Jesus, How I got over, All go back, I’m climbing higher mountains, as well as the ensemble interactions of Precious memories (“Sacred secrets will unfold”) and Precious Lord, take my hand/You’ve got a friend in Jesus.

The way Aretha opens in slow free-tempo is always moving—her final song (from 1.12.01), I have heard of a land on the far away strand, ‘Tis the beautiful home of the soul where we shall never grow old, is a whole seven-minute alap in itself—just as inspired as Indian dhrupad.

Most miraculous of all is the title track Amazing Grace (from 37.04; for the audio version, see under Detroit 67)—a long, slow meditation (without clearly defined beat or melody!) that leaves the congregation, the choir, Rev. Cleveland, and Aretha herself in tears.

And here‘s a version on Japanese hichiriki… Do also listen to my eclectic playlist of songs


[1] Among many reviews:

https://www.rollingstone.com/music/music-news/aretha-franklin-documentary-review-amazing-grace-754911/

https://variety.com/2018/film/reviews/amazing-grace-review-aretha-franklin-1203027289/

https://www.theguardian.com/music/2019/apr/08/aretha-franklin-amazing-grace-movie-backstory

https://www.theguardian.com/film/2019/may/12/amazing-grace-film-review-aretha-franklin-sydney-pollack

Saint Bill: Black books

Coffee and books is a fad.

YAY!!! As further evidence that there’s hope yet for civilisation, I’m delighted that Bill Bailey, guided by the ever-wise Oti Mabuse, has just been canonised by winning Strictly (see this fantasy). So to supplement all the adulation:

His musical standup is brilliant (e.g. here; and Love song: The duck lies shredded in a pancake, Soaking in the hoisin of your lies…). Here’s another one, ranging from panto and military calls to the Alberti bass (“making the music go further—like cutting your blancmange with Angel Delight”), culminating in the East European version of the Match of the Day theme (“The tractor would not start”), following in the footsteps of Mahler:

Nor should we forget Black books—episodes from Saint Bill’s earlier life (Channel 4, three series 2000–2004).

Black books

All three protagonists—Bernard (Dylan Moran, also co-author with Graham Linehan), Manny (Bill Bailey), and Fran (Tamsin Greig)—are delightful, making complementary role-models. Despite Bernard’s persona as a “vile, rude, arrogant, elitist, filthy, chain-smoking alcoholic”, and, um, all the senseless cruelty and violence, the series has the charming mood of a kinder bygone age.

The first episode of Season 2 has more on learning the piano. If you already know that Bill is an accomplished musician (as one does nowadays), then you just have to suspend disbelief. This is a nice reversal of a persistent dramatic cliché:

I always wanted to learn, but my parents forced me not to. I spent hour after hour playing football, all by myself, peering in at all the other children in the neighbourhood practising their piano.

In a Baileyesque kinda way, all this might lead us to John Cage‘s Sonatas and interludes, the Persian santur, and Studying the cello.

Public health announcement!

One of the great creations of 2020, “informing, educating, and entertaining” à la BBC, is Wear a mask by Noah Lindquist and Ashley Young—the catchiest public health announcement ever, worth celebrating now that the incumbent of the White House and scientists are no longer singing from a different hymn-sheet:

It’s a parody of “Be our guest” from the late Disney movie Beauty and the beast (1991)—its melody charmingly reminiscent of a theme from the first movement of Mahler 3 (from 11.05 and 28.51 in Bernstein’s performance there). Cf. Mozart and Michel Legrand.

Apart from the musical production values (worthy of Family Guy), the lyrics are priceless—such as

Try not to be so grouchy
Have some faith in Fauci

See also Covid: ex-plosivesA shot in the arm, and Stay at home.

Chinese film classics of the early reform era

From The story of Qiu Ju.

Along with the first flush of the liberal reforms that attended the collapse of the commune system, the classic feature films of the 1980s’ “fifth generation” were part of a widespread flowering of the arts, overturning the “socialist realism” of the Maoist era.

As with the other arts, while Chinese films and documentaries have continued to adapt (see e.g. Social issues in rural Hunan), it remains worth celebrating this early body of work—made just around the time when I was becoming familiar with folk music and ritual in village China, fostering my concern to consider wider social change. For more films (mainly documentaries) on Chinese ritual and rural life, see here.

Wedding scene from Yellow earth.

There’s a wealth of academic and media coverage, but here I’ll make a little selection of some films—just the Usual Suspects, for those already in the know—that explore the lives of ordinary people (both rural and urban), including their folk music. Often set in the barren landscapes of rural Shaanbei and Shanxi, several of these works use amateur actors—always a good sign. Some are verité depictions of the early reform period itself, while others are set in the Maoist and pre-Liberation eras, but they were all important in helping revise our image of China. Of course, as fieldworkers we hope to document all three periods.

A seminal film from the early days was

  • Yellow earth (Huang tudi 黄土地, Chen Kaige, 1984). Set in the Shaanbei base area during the War against Japan, exemplifies the travails of early CCP folk-song collectors (cf. Hequ 1953) as they were confronted by the poverty of rural China, and the vast cultural gulf separating them from the peasants they were seeking to rescue from “feudal superstition”. It’s framed by the opening wedding scene, and the final rain ritual:
  • Old well (Laojing 老井, Wu Tianming, 1986, with Zhang Yimou) [1] is based on a poor village’s struggle against constant drought. One well-observed vignette (from 1.20.19) features a village story-telling session with blind musicians, and the peasants’ taste for “dirty songs” licensed by a token politically-correct speech (cf. Bards of Shaanbei, under “Old and new stories”):

Despite the 1989 Tiananmen massacre, this wave persisted into the early 1990s. A timeless, mystical story of a rural blind bard in a stunning landscape is

  • Life on a string (Bianzou bianchang 邊走邊唱, Chen Kaige, 1991):

In more verité style, filmed in rural and urban Shaanbei, is

  • The story of Qiu Ju (Qiu Ju da guansi 秋菊打官司, Zhang Yimou, 1992), surely Gong Li’s greatest and most uncharacteristic role as a sullen, aggrieved, confused peasant, a far cry from her standard fragrant image—with the street scenes particularly authentic, and a soundtrack punctuated by gutsy wanwanqiang singing by Li Shijie 李世傑 (sorry, no English subtitles here):

On the insidious pressures of urban family life under Maoism, a most moving film is

  • The blue kite (Lan fengzheng 蓝风筝, Tian Zhuangzhuang, 1993):

And in similar vein,

  • To live (Huozhe 活着, Zhang Yimou, 1994):

In these two films I find links with depictions of the lives of ordinary people under the GDR.

Among many films revising images of Tibet within the PRC (note Robbie Barnett’s chapter in Conflicting memories, and §4 of his Columbia course) is

  • The horse thief (Daoma zei 盗马贼, Tian Zhuangzhuang, 1986):

Similar themes and approaches were to be explored in the work of directors such as Jia Zhangke, set in small-town Shanxi.


[1] Not to be confused with Blind shaft (fine translation of Mangjing 盲井, Li Yang 2003), another disturbing film about mining.

Smile

Charlie Chaplin, Nat King Cole, Judy Garland

Smile was first heard as the romantic orchestral theme in Charlie Chaplin’s Modern times (1936), with Paulette Goddard as “the Gamin”.

It’s a political film critical of industrialisation, lamenting the hardships of the Great Depression. Graham Greene feared it would be seen as a Communist film, and indeed Goebbels banned it. By 1954 when the theme was arranged into a song, Chaplin was banned from the USA.

Here’s the original, purely instrumental, with its gorgeous harmonies:

So despite the smoochy strings, it’s innocent of sentimentality; rather, it’s a parody of the domestic bliss of which most people are deprived, recognising the challenges of life.

It’s said to be inspired by Puccini, but while the melody is indeed close to Ah, quegli occhi! (cf. Jeepers creepers), it was a more generic sound that Chaplin (one of a select group of left-handed violinists!) seems to have offered to his young arranger David Raksin to embellish (see here and here). If we’re playing the melodic similarities game (always a vexed issue; see also Unpromising chromaticisms), its contour is echoed in the opening of Glenn Miller’s Moonlight serenade:

Modern times is also famed for its nonsense song (cf. Doubletalk):

Talkies had already replaced silent films, but Chaplin persisted; the song is the only time in the Little Tramp films that his voice is heard—ironically, singing gibberish.

* * *

One doesn’t have to know Chaplin’s film to relish the 1954 vocal version by Nat King Cole (one of rather few male pop singers I find expressive):

The bland lyrics may appear to give it a more explicitly sentimental message—the trite concept of being cheery in the face of adversity later satirised in Always look on the bright side of life. But here the effect is still bitter-sweet, transcending the lyrics (like Stand by your [lying, cheating, alcoholic] man.

So with all its further heart-rending harmonic shifts and inspired touches of orchestration, it’s still a sad song. Its mood also reminds me of Michel Legrand’s exquisite You must believe in spring, with its more sophisticated lyrics.

Judy Garland’s 1963 version has a special poignancy:

The Soul music programme on Smile is here.

Of course, smiling is a cultural issue: for smiling in China, see here.

Iranian lives

In reportage, a cartoon book, and feature films

I’ve been seeking to glean a few basic perspectives on Iranian society beyond its (seemingly “autonomous”) chamber music—note Laudan Nooshin’s useful Songlines introduction to the sound spectrum in Iran.

  • Ramita Navai, City of lies: love, sex, death, and the search for truth in Tehran (2014)

makes a compelling read, an effective blend of interviews, observation, and research. The eight vignettes read like a novel—in “Sources” she explains how she compiles each account, giving further references. In a final note she summarises her own story: based in London from young, returning to Iran as a journalist since 2004, engaging with the poor of south Tehran. Her website also includes her excellent films for Channel 4 from around the world.

With the long avenue of Vali Asr as a thread linking bourgeois north Tehran and the gritty south of the city, the characters (both male and female) encompass all the contradictions of changing modern life there—regime supporters, mullahs and judges, party-goers and dissidents, morality police and mobsters; fashion, nose jobs, and rap; opium, crystal meth, and heroin.

Among all the waves of repression and executions since the 1979 revolution, the protests of 2009 loom large, as well as the constant lure of refuge in the diaspora—including the murky Iranian underworld in Japan.

The book opens with the tale of an MEK hit-man returning to Tehran for a botched assassination attempt. Other characters include Somayah, a devout girl who still falls foul of the regime’s moral strictures, reveals the society’s misogyny; Amir, unable to forgive a repentant judge for sentencing his parents to death; Leyla, whose divorce leads to her to sex work and the thriving porn scene, exploited by hypocritical police and judges; Morteza, an abused young member of a basiji militia who finally manages to have a sex-change operation (a chapter that opens with a vignette on ritual self-mortification); and Farideh, a widow from an affluent family fallen on hard times, who, having learned that swinging 60s’ London was uptight and “backward”, finally decides to make a home there, but returns to Tehran after only two months.

While the contrast between tradition and modernity is a staple cliché of travel writing, here Navai brings real insight to these life stories, always nuanced, conflicted.

Even in large cities, the soundscape is among ways in which such conflicts are evident—in this case, not just the contrast between rap and the call to prayer, but the duality of the art music of the radif and more gritty sounds like festive shawm bands. As Morteza observes the incantations, sobs, and drum-beats of ritual self-flagellants in trance, he notes that they appear strangely like the north Tehran ravers they abhor (cf. Soundscapes of Uyghur Islam).

To varying degrees, duplicity is perhaps a universal in societies, “the consequence of surviving in an oppressive regime”. While it has been noted as a characteristic of socialist societies (e.g. The whisperers), Alan Bennett also regards hypocrisy as a defining trait of the English. More basic is the imposition of power through intimidation, exercised both by political regimes and by traditional values—often reminiscent of China.

* * *

I was reminded of the educative cartoon book

  • Marjane Satrapi, Persepolis (2000­–2003; complete English edition 2007),

another fine introduction to the modern urban society of Iran.

At 343 pages it’s a substantial autobiography, whose innovative format belies its serious message. Under headings such as “The veil”, “The party”, and “The croissant”, it evokes her early experiences after the 1979 revolution, her troubled teenage years in Vienna from 1983, and her return, feeling defeated, four years later to Iran—where she gets married and divorced before leaving again for good. Since 1993 she has been based in France.

Here’s a trailer for the 2007 film version:

* * *

One of Ramita Navai’s characters approves of the film A separation (Asghar Farhadi, 2011), by contrast with the “overrated and pretentious” Iranian films, with their heavy-handed symbolism, that beguile the Western media—a suspicion that is widely common within societies, again as in China.

Still, the new wave films of Iran have a distinguished history, the “second wave” led by Abbas Kiarostami (1940–2016) such as the Koker trilogy—here’s a trailer for Where is the friend’s home? (1987):

As to the “third wave”, Samira Makhmalbaf (b.1980), following the path of her father Mohsen (b.1957; family website here) directed her first film The apple (1998) at the age of 17, a moving story of a Tehran family in difficulty (reenacted by the family themselves) that again blurs the line between documentary and fiction.

By contrast, Blackboards (2001) depicts the plight of Kurdish refugees in desolate countryside, against the backdrop of the chemical bombing of Halabja, only revealed at the devastating greyed-out ending. As an itinerant teacher struggles stoically to convince poor villagers of the remote benefits of literacy, he creatively puts his blackboard to more practical uses:

All this just to remind myself again that music is never autonomous… Cf. Three women of Herat.

Tibet: conflicting memories

Coming soon after the English edition of Woeser’s Forbidden memory, another fine contribution to our understanding of modern Tibetan history is the magnum opus

  • Robert Barnett, Benno Weiner, and Françoise Robin (eds), Conflicting memories: Tibetan history under Mao retold (2020, xxix + 681 pp.!).

Covering the periods since the Chinese occupation in 1950 and the death of Mao in 1976, it presents a wealth of original material in the form of memoirs and oral narratives, histories and official sources, fiction and film, dovetailing perceptive essays and primary documents. Besides the Tibetan Autonomous Region (TAR), Amdo and Kham are especially well represented.

As Robert Barnett explains in yet another of his exemplary introductions, the book presents the candid narratives of a range of Tibetan and Chinese writers—by contrast with the historiography of the Chinese state, with its “logic of legitimization”. Before the reform era since 1980, the main periods, in an escalating sequence of violence, were the early years of occupation; the crises of 1956–59; and the Cultural Revolution (notably 1966–69).

Oral accounts and memoirs—from Tibetan and Chinese officials, some early Tibetan Communists and progressives, and ordinary and elite Tibetans—“seek to make nuanced, sometimes almost imperceptible, adjustments to official narratives about China’s recent record in Tibetan regions”. While they don’t go so far as to challenge CCP rule over Tibet, they are “historical retellings in which the state has been removed or reduced to an inanimate or malignant force, and in which Tibetan agency has been restored, but only as a question of endurance and at an individual, local level.” In all such accounts, we need to “read between the lines”—just as for material on Han Chinese regions (see e.g. here, and here).

Part One, “Official retellings and revisualisations of the ‘Liberation of Tibet’ ”, opens with chapters by Benno Weiner (whose recent book The Chinese revolution on the Tibetan frontier is another important contribution to our knowledge of the modern history of Amdo) and Alice Travers, exploring changing agendas in the published “cultural and historical materials” (wenshi ziliao)—also a revealing source for Han Chinese areas (cf. here).

Compared to the extreme violence that was to come, Western, Chinese, and Tibetan authors have tended to portray the early years of occupation as relatively genteel. But Bianca Horlemann’s scrutiny of an account by the Chinese leader of a “Work Group” for the pastoralist Golog region in south Amdo adds to a growing body of evidence that “liberation” was far from smooth.

And Robert Barnett’s own chapter describes in detail the change of emphasis in mainstream Chinese “Tibet-encounter” films and TV dramas from the Maoist era to the reforms (cf. his Columbia course). Setting forth from the beguiling voyeuristic notion (Western as much as Chinese) of Tibet as “mysterious” and “exotic”, he notes a shift from tales of socialist military valour to commercially attractive stories of romance and self-discovery.

He suggests that the rationale for the early films was

in large part to explain and justify to the wider nation the abrupt and large-scale interaction then occurring between Chinese forces and Tibetans. That contact was, after all, on an unprecedented scale and involved entirely different and unfamiliar cultures, languages and social systems. Chinese citizens who were sent to Tibet were being asked not just to risk their lives fighting Tibetan troops and rebels in deeply unfamiliar and difficult terrain, but also in many cases to dedicate decades of their lives as cadres, teachers, doctors, road-builders, labourers, and so forth in order to administer and colonise an area which, unlike other minority areas within China, had had its own government, military and ruling institutions for centuries and where few Chinese had ever lived or worked before.

Throughout the various periods, many films portray Tibetans as grateful allies of the Party; and they dwell on the exploitation of the masses at the hands of the old ruling classes.

At its simplest, films in the Mao era vilified Tibetan culture and the Tibetan social system, while those produced in the reform period beautified Tibetans, their environment, and, increasingly, their bodies.

TV series Love song of Kangding, 2004.

Ever attentive to gender issues, Barnett notes the trope of the “orphan–heroine”. And while Chinese characters have come to be explored in more depth, there remain no credible portrayals of the Tibetan side of the story.

In Part Two, “Rereading the past: stories told by documents”, Alex Raymond again reinterprets the initial “liberation” of Tibet, showing that any “gradualism” in Chinese policy was a matter of expediency and logistics. Chung Tsering assesses a variety of accounts of the ambiguous political career of Ngaphö Ngawang Jigme (1910–2009); Document 4 translates his 1989 speech. And Document 5 is an important addition to work on the Tenth Panchen Lama—a hitherto unpublished speech also from 1989, a critique not just of the Cultural Revolution but of the whole three decades of occupation.

Part Three, “Speaking the past: oral remembering” addresses the uprisings in Amdo from 1958, and the Cultural Revolution there. Dáša Mortensen unpacks ongoing historical amnesia through public and private accounts of the 1966 destruction of Gandan Sumtsenling, the main Tibetan monastery of Gyalthang in Yunnan province, showing how “the politics of memory and forgetting are shaped by both official and individual agendas, competing to produce an acceptable memory at a time when grievances are still deeply entrenched and inconvenient for any side to air”.

Charlene Makley, with two pseudonymised contributors, unpacks an oral account of the years following 1958 by a senior Tibetan village leader (“G.” below) in Rebgong (southeast Qinghai)—using a detailed system of transcription to evoke the subtle messages of his language and his interactions with the participants, which rarely emerge in interview transcripts. A sample (asterisks denoting Chinese loanwords):

T: How many years were you in the *labour camp*?
G: Four and a half years.
T: For four and half years? Oh so that means ’58, ’59, ’60 and ’61?
[11:38 G explains how central Party officials came to investigate Qinghai during the post-famine rectification process. Here he goes into the most detail so far. T had never heard this; T and CM are entranced.]
G: [until] ’62… ’62… that’s how long I had to stay. Not just for 1958, but for ’59, ’60, ’61 and ‘62. – T: Oooh. – Until August of 1962, in *September I returned. – CM/T: Mmm/Oooh – The one who reported [the situation] to *central leaders* was … Wang Zhao came, Wang Zhao, the *deputy head* of the *Central Management Department* (Ch.: Guanlibu). – CM/T: Oooh. – So Qinghai *province *sent a delegation down*, and the *Management Department* officials accompanied them. When they came, they *investigated everything. They disbanded the *cafeterias. All those sent to the *labour camp* were released. Wang Zhao said a few words: “Just as for the People’s Militias, keep the *‘group leaders’* (Ch.: banzhang) imprisoned, and release the ‘militia members’.” He used that kind of metaphor, he didn’t say more than that … What did he mean by a *‘group leader’*? He meant the traditional Tibetan leaders, of course. By *‘group leader’,* he meant Tibetan *landlords, or lamas or lay leaders. [Wang] ordered everyone but them to be released. But *half [of those leaders] had already died, They died! They all died! That region was harsh because of the high altitude!

The same period is discussed in an excerpt from a remarkably frank book by Rinchen Zangpo (Shamdo Rinzang).

Shamdo Rinzang (left).

Documents 7–10 are excerpts from the 2016 Living and dying in modern Tibet­, an important collection of oral memoirs from the 1930s to the 1970s for northern Kham.

 Part Four describes “Literary retellings”—the short stories, novels, literary memoirs, and fiction from the reform era that served as a necessary, not optional, forum for Tibetan critiques of the terrors following 1958. Françoise Robin discusses literature recalling the period in Amdo:

Fiction and literature confirm their use by Tibetans to counter official memory and circumvent the hegemonic memory engineering that has been going on for over fifty years. Still facing too many risks to offer directly a revised account of lost events, these works of fiction not so much mark what has been forgotten as delineate the history of state erasure of that past, and its silencing of the generation that experienced it.

Xénia de Heering introduces Nagtshang Nulo’s autobiography Joys and Sorrows of the Nagtshang Boy, set in Machu county, Kanlho, interspersing official documents.

Part Five, “Religious remembering” focuses on history recollected through the lens of faith. Nicole Willock, Maria Turek, and Geoffrey Barstow describe accounts by lamas, Buddhist scholars, hermits, and a religious artisan. Even those who accommodated with the new regime suffered terribly, but they continued to view their role as guardians of Tibetan culture and religion, recalling ultra-leftist violence merely in terms of obstacles to spiritual development.

The volume is further enriched by extensive references, detailed maps, glossary, photos, and an exhaustive index. Hefty as it is, I still wonder how Brill still manages to charge such astronomical prices for their fine books, mitigating against the wide readership they deserve.

Again I marvel at the enterprise, energy, and nuance of recent scholarship on Tibet, so very far from the simplistic, polarised work of the 1980s. But the emergence of a certain space for alternative versions of this traumatic history can be of little consolation for Tibetan people amidst their current plight, as Chinese state control continues to intensify.

See also Recent posts on Tibet; and Tibet and Uyghur tags.

More crime fiction

Weimar Berlin—Stasi—Russia—Hungary

Berlin Alex

From Fassbinder’s Berlin Alexanderplatz.

In my post on the Navajo novels of Tony Hillerman I admired the necessary social and personal texture that rarely informs more scholarly accounts. And in another review I featured crime fiction from East Asia and the GDR—as well as Philip Kerr’s Bernie Gunther series, mostly concerning the rise of Hitler, World War Two, and the Cold War aftermath.

MetropolisIn Metropolis (which turned out to be Kerr’s last book in the series, published posthumously in 2019) he returned to Bernie’s early career during the Weimar period. As ever, historical personages (such as Arthur Nebe and George Grosz) are woven into the plot, as well as early performances of The threepenny opera.

Often such novels come from outsiders to the culture portrayed. But German authors have long explored the Weimar era—a genre enshrined in

  • Alfred Döblin, Berlin Alexanderplatz (1929),

a complex, sprawling assembly of underworld degradation through turbulent times. The author’s own summary gives an impression of his distinctive, disorienting literary style:

Doblin summary

Michael Hoffmann has risen to the daunting challenge of translating Döblin’s quirky Berlinisch prose—do read his Afterword, and this review. Cf. Hoffmann’s version of Hans Fallada’s Alone in Berlin.

Here’s a trailer for the 15-hour TV adaptation by the visionary Fassbinder (1980):

Babylon BerlinAs to more recent recreation of the Weimar era,

  • Volker Kutscher, Babylon Berlin (2007)

is the first in a series featuring the detective Gereon Rath, with his beguiling protégée Charlotte Ritter. It recasts the decadence of the roaring 20s and the rise of fascism, with vivid period detail on exiled Russians and paramilitary forces. Yet again, the novels form the stimulus for a highly popular TV series:

Meanwhile David Young continues exploring the murky history of the GDR in Stasi winter (2020) through the struggles of detective Karin Müller, against a backdrop of escape attempts amidst a desolate, frozen northern landscape.

For Russia, I’ve been catching up on the Arkady Renko novels by Martin Cruz Smith. Gorky Park was published as early as 1981, a gripping tale of KGB and CIA espionage, ikon smuggling—and a sinister fabrication to quell dissidents:

It is the finding of the institute that criminals suffer from a psychological disturbance that we term pathoheterodoxy. There is theoretical as well as clinical backing for this discovery. In an unjust society a man may violate laws for valid social or economic reasons. In a just society there are no valid reasons except for mental illness. Recognising this fact protects the violator as well as the society whose law he attacks. It affords the violator and opportunity to be quarantined until his illness can be expertly treated.

Later in the series, Stalin’s ghost (2007) moves on to the Putin era, still haunted by the delusions of the USSR, as well as the Chechen war and mass graves.

For Hungary, the “Danube Blues” novels of Adam LeBor, himself an investigative journalist, are compelling. Starring the Roma detective Balthazar Kovacs, the themes of District VIII (2017) and Kossuth square (2019) are highly topical—including corruption, press freedom under authoritarian rule, and the plight of refugees.

Balthazar is the first in the family to progress to higher education. With his brother a leading figure in the Budapest underworld, he has torn loyalties. At university he meets Sarah, a Jewish student. He starts a PhD on the Roma Holocaust, but

after a couple of years he realised he had had enough of libraries and archives and extermination. He also realised he had no desire to be a disczigany, a decorative, token Gypsy.

To the horror of both his family and the “uber-liberal” Sarah, Balthazar decides to join the police force. Meanwhile Sarah, with whom he now has a son, rises in the field of gender studies. Even after they separate, she still depends on his introductions to the Roma world.

Evoking the ethnic mix of new immigrants (southern Slavs, Arabs, Africans, Russians, Chinese) alongside the gentrification of Budapest, LeBor adroitly interposes lessons on Hungarian history in imperial times and the Arrow Cross militia during World War Two.

* * *

Like Hillerman’s Leaphorn and Chee series, all these novels are not just engaging in themselves, with their suspenseful plot twists, but they document the whole texture of the society, drawing us towards history and people’s lives.

Musicology: igneous rocks and window-smashing

What’s up Doc? (Peter Bogdanovich, 1972) must be the musicologist’s favourite movie, Withstanding the Test of Time.

Dr Howard Banister (Ryan O’Neal), earnest scholar of the musical attributes of ancient igneous rocks at the Iowa Conservatory of Music (whither I hope the film has drawn numerous students), is at loggerheads with unscrupulous Yugoslavian musicologist Hugh Simon (Kenneth Mars) as they compete for a major grant from the suave yet impressionable Frederick Larabee (Austin Pendleton). In the gendered dichotomy of its time, Howard is distracted from his straight-laced fiancée Eunice (the magnificent Madeleine Kahn) by the trouble-magnet Judy Maxwell (Barbra Streisand).

I’m not exactly saying that these characters bear any precise resemblance to real participants at musicological conferences. However, the film may strike an (igneous) chord.

The dénouement of the final chase is the most elegantly-wrought silent slapstick:

Amdo rituals: early and recent films

While my own focus is on the local ritual cultures of the Han Chinese, I’ve recently found myself trying to get a basic grasp of some of the fine research on ritual and musicking among the ethnic minorities within the PRC—such as the Uyghurs, Tibetans, and the peoples of Yunnan.

My Chinese colleagues and I like to cite the dictum attributed to Confucius (“already”!), “when the rites are lost, seek throughout the countryside“—which may mean villages just an hour’s drive from Beijing, but is even more apposite for regions more remote from centres of Han Chinese culture.

I’ve already featured some remarkable 1930s’ film footage from Fujian in southeast China; now, alerted by Gerald Roche, intrepid anthropologist specialising in both ritual and the politics of language endangerment and revitalisation, I’ve been admiring footage of similar vintage from northwest China (“northeast Tibet”!), at the far opposite corner of the empire.

The Chinese provinces of Gansu and Qinghai (including the Tibetan region of Amdo) are home to a patchwork of ethnic groups (for some basic resources on the region, see here).

Carter D. Holton (1901–73) was a missionary who worked with his wife Lora in northwest China from 1923 until 1949. His footage on the “two” films online (click here) is identical. It contains material from around Hezhou (now Linxia) in 1940–41, including scenes from Labrang, showing the daily life and rituals of Tibetans, Mangghuer (“Tu”), Muslims, and Han Chinese—during a period of ethnic and political unrest.

The footage itself is (alas) silent, with a basic voiceover recorded in 1995 by Robert Carlson (1928–2019), himself son of missionary parents active in the region at the time. And while the scenes of daily life are suggestive (transport, food, clothing, and so on), the clips of ritual are tantalisingly short (here I refer to timecodes in the “first” film):

  • 11.48 Daoist priests, directing a spirit medium, and
  • 12.45 burial procession (part of same sequence?)
  • 16.26 Muslim observances
  • 25.55 Prostrations and circumambulation at Labrang?
  • 33.10 burial procession
  • 34.04 someone should be able to give more detail than Carlson or I on this sequence, mostly (all?) at Labrang, with female dancers, Bön priests, cham masked dances, processions, and at the end a brief glimpse of Apa Alo with Marion Griebenow (Makley, The violence of liberation, pp.50–52, cf. Nietupski, Labrang: A Tibetan Buddhist monastery at the crossroads of four civilizations, ch.4).

* * *

In many ways one may regard this footage as evoking a bygone age; but after the Communist revolution, notwithstanding convulsive social transformation, the style of rituals shown was not erased until 1958, and revived strongly upon the 1980s’ reforms. As ever, I’m also keen to learn of any tenuous connecting threads that persisted through the 60s and 70s.

If Holton’s footage from the 1940s offers slim pickings for those concerned with ritual, far more substantial are recent scenes filmed by Gerald Roche and Wen Xiangcheng, in the YouTube playlist “Rituals and ritual practitioners of the northeastern Tibetan plateau“. Roche’s work has focused on nadun rituals of Mangghuer communities for the summer harvest. [1]

One element in the ritual practice in the region is self-mortification. Roche and Wen’s film “The gods incarnate: the huala of China’s Sanchuan region” shows Mangghuer trance mediums piercing themselves with skewers. While other ritual activities also suffer from 21st-century pressures, they seem to remain lively; but Roche notes that such mediums are now becoming less common.

Huala trance mediums:
left, mid-1930s (reproduced here, from the remarkable archive of Zhang Xueben);
right: from The gods incarnate, 2009; cf. Roche’s extensive galleries of images from fieldwork.

The lengthiest sequence, filmed by Wen Xiangcheng (clips 6 and 7, 109 minutes in total, with Chinese introduction) shows the grand four-day consecration of a temple in Jishishan county, Gansu, in 2009, with local household Daoists presiding, featuring much ritual dancing with fan drums, and the parading of a god palanquin:

Alongside all the ritual activity of local ethnic groups, Gansu is one of the major regions for household Daoists, as I keep saying; for Daoist ritual elsewhere in the province, see here, and here. For the changing fortunes of a Confucian temple in Gansu, click here.


[1] Among many articles by Roche assembled here, for the modernizing agenda, and more on Mao worship (cf. Gansu, Henan), see

On early historical change, see Roche’s

See also e.g.

For more on the huala mediums, see e.g.

  • Kevin Stuart and Hu Jun, “Tu fala: trance mediums of northwest China”, Shaman’s drum 23 (1991),

and for some sources on self-mortifying at the Klu-rol festival in Rebkong, see n. here.

The genius of Sergei Parajanov

Pomegranates 2

The films of Sergei Parajanov (1924–90) are utterly spellbinding (wiki here, or this succinct introduction by the splendid Elif Batuman; for photos, see here). I’ve already featured The colour of pomegranates in a tribute to my much-missed friend Natasha, but Parajanov’s other surreal fantasies on the folk cultures of the Caucasus also deserve a tribute.

An Armenian brought up in Georgia, he was inspired by Tarkovsky. His surreal, mystical, sumptuous, austere vision was utterly at odds with Soviet orthodoxy, at a time when people had little choice but to retreat into private worlds (cf. The whisperers).

Shadows of forgotten ancestors (1964) was filmed in the Ukrainian Carpathians (it appears intermittently on YouTube, if this link no longer works):

The colour of pomegranates (1969) is his Armenian film. While you may just wish to let the images wash over you (cf. the merits of analysing Beatles songs), a useful companion is The world is a window:

including insights into the creation of the musical soundtrack (from 46.55). Indeed, apart from the sumptuous visuals, Parajanov’s films are a treasury of folk vocal and instrumental music, which had been so thoroughly repressed under Stalin.

Pomegranates

The tableaus, not quite static, almost recall Messiaen.

The Soviet authorities had regularly persecuted Parajanov ever since 1948. But released from prison in the wake of glasnost, he was able to make two more masterpieces:

The Legend of Suram Fortress (1984), celebrating Georgian folk culture:

and Ashik Kerib (1988), his last completed film, exploring the folk culture of Azerbaijan:

including the singing of Alim Qasimov (for Uyghur mendicants, cf. the ethnographic film Ashiq: the last troubadour).

Sure, Parajanov was hounded and imprisoned under the Soviet system; but somehow he managed to make these priceless, visionary films. Such creative imagination couldn’t find an expression in Maoist China.

Parajanov Vysotsky 1979

With Vladimir Vysotsky, Tbilisi 1979.

Daoist non-action

Han Feizi, Liezi, Martin Gabel, Walt Disney—but not quite Miles Davis

Don’t just do something, stand there!

Ancient Chinese thought is replete with the virtues of Daoist non-action (wuwei 無為)—both personal and political (cf. Confucius and Laozi, as well as Liezi).

However, it took a long time to enter the language of Western, um, philosophy. Thanks to the intrepid researchers of quoteinvestigator.com, we have a drôle list of candidates for the popular expression “Don’t just do something, stand there!”. I might have guessed Miles Davis, whose minimal style prompted him to dispense sage advice like “Don’t play what’s there, play what’s not there“.

But rather, the site adduces Martin Gabel (1945), Adlai Stevenson citing Dwight D. Eisenhower (1956), Elvis Presley, and Clint Eastwood. A likely vehicle for the popularising of the phrase may have been the White Rabbit in Walt Disney’s Alice in wonderland (1951):

I’ve already cited Disney as a Zen-like source of wisdom (see note here).

As to the ancient Chinese political extension of wuwei, in the words of the wiki page, Han Feizi’s ideal “enlightened ruler strikes terror into his ministers by doing nothing”. Pace Tweety McTangerine, dismantling the entire apparatus of humane democratic government in order to maintain the brute power of an evil kleptocracy really doesn’t count.

See also How to bibleAncient Chinese humour, and The Tao of Pooh.

Exotic travels

Crashing

Some more English irony.

Talking of exotic adventures in far-flung climes, * besides Fleabag and Killing Eve Phoebe Waller-Bridge shows a sure ear for dialogue in Channel 4’s Crashing (2016)—such as this exchange, where two cool students are catching up:

I left town, did a bit of travelling…

What? Where did you go?

Mainly the Midlands, but, er, I spent a bit of time in Bristol, which was really intense…

 

* Such as

See also The English, home and abroad.

Philharmonia: a kitsch-off

Philharmonie

As you may have noticed, I’m a sucker for TV thrillers with subtitles (Scandi noir, Spiral, even Montalbano). But the recent French drama Philharmonia, from the normally dependable Walter Presents on Channel 4, is compelling for different reasons.

Like Stuart Jeffries in this brilliant review (“Acorn Antiques with subtitles”), I love it for all the wrong reasons. His review largely relieves me of the burden of slagging off this piece of posh Eurotrash, but hey.

OK, I am very hard to please when it comes to feature films about WAM—possibly because they’re all rubbish, falling for every single deluded romantic cliché going (or long gone) about Artists. I make an exception for the films of Ken Russell, redeemed by excess.

This flaw applies to films about sport too (Wimbledon, football…). What is it about culture that film-makers get so wrong—why can’t they just stick to the grimy underworld? Sure, career criminals doubtless watch cop dramas with similar disdain—“FFS, no-one’s cut an ear off like that since the 1960s”—but at least we also have conscious spoofs there. I guess people who work in offices felt like this about The office. Not to mention medical soaps…

In the first episode Marie-Sophie Ferdane approaches her role gamely as conductor Hélen Barizet struggling against sexists unreconstructed since about the 1950s zzzzz while she pouts in heels. As Stuart Jeffries wrote, “Imagine a musician as brilliant and scary as Nadia Boulanger, but with a pearl-handled Beretta in her top drawer.”

Sure enough, her fit husband is a composer; naturally, she’s had a 1950 Erard grand put in her hotel room, As You Do; and inevitably, as he plays his latest composition for her (which by hallowed film decree must be in the retro style of Richard Clayderman), she straddles him at the piano. Of course she does. Just excuse me while I throw up. The only upside of her keeping him busy between the sheets and on top of the Erard is that he may never get to finish his piece (cf. Schubert). Oh no—she’s announced that she’s going to premiere it with the orchestra! Later, when he’s suffering from that good ol’ composer’s block, she inspires him to finish it—if she hasn’t committed other crimes, she should be locked up for this, at least. And YAY—there’s a family curse!

With the orchestra she’s a new broom sweeping clean, to the players’ outrage—OK, so far, so realistic, until the melodramatic script hams it up. But she wins them over rather quickly. At least she, like her enigmatic young protégée, really does play the violin, although they both have magic instruments that never need tuning up (cf. the muso’s old excuse “It was in tune when I bought it”). And why do all these films never synchronise the image of the conductor’s beat with the musical sound?

It’s not just her unfaithful cad of a husband—they’re all at it comme des lapins. And so we become voyeurs of this imagined posh, capricious, temperamental world.

The script offers every musical cliché in the book, with sexist clichés liberally thrown in. The gags come as thick and fast as in Airplane—only inadvertently. I couldn’t resist watching the whole series, a divertissement from weightier matters.

However, as the series wears on, I confess that I did find myself becoming more involved in the whodunit of the drama—if you can leave the orchestral flapdoodle out of it, it’s quite involving, my quibbles just making an entertaining diversion. Rather like enjoying Titanic while blanking out the whole ship/sea scenario.

* * *

Appassionata

Philharmonia makes a worthy Gallic companion with Appassionata by Jilly Cooper, “queen of the bonkbuster”—which is at least tongue-in-cheek. Here’s another gleeful review.

The blurb alone is hilarious (particular credit to the names!):

Abigail Rosen, nicknamed Appassionata, was the sexiest, most flamboyant violinist in classical music, but she was also the loneliest and the most exploited girl in the world. When a dramatic suicide attempt destroyed her violin career, she set her sights on the male-dominated heights of the conductor’s rostrum.

Given the chance to take over the Rutminster Symphony Orchestra, Abby is ecstatic, not realising the RSO is in hock up to its neck and is composed of the wildest bunch of musicians ever to blow a horn or caress a fiddle. Abby finds it increasingly difficult to control her undisciplined rabble and pretend she is not madly attracted to the fatally glamorous horn player, Viking O’Neill, who claims droit du seigneur over every pretty woman joining the orchestra. And then Rannaldini, arch-fiend and international maestro, rolls up with Machiavellian plans of his own to sabotage the RSO. Effervescent as champagne, Jilly Cooper’s novel brings back old favourites like Rupert and Taggie Campbell-Black, but also ends triumphantly with a rampageous orchestral tour of Spain and the high drama of an international piano competition.

YAY, YAY, and thrice YAY! Gimme Mozart in the jungle any day.

Among many gifted, real, female conductors, see Barbara Hannigan and Oxana Thaili here.

 

Normal people

Now that the initial frenzy over Normal people has subsided a little, I must say that I’m overwhelmed by both Sally Rooney’s book and the TV series.

For all the general critical excitement, I’m perturbed to see that that many people, of all ages, don’t get it (e.g. here). Having already read the book, I found myself watching an episode and then going back to the relevant chapters; they complement each other (for the differences, see here). So FWIW, both film and book move me immeasurably.

Daisy Edgar Jones and Paul Mescal as Marianne and Connell are astounding—as well as Sarah Greene playing Connell’s wonderful mum. The story is informed by a great playlist too, I might add.

Now, I’m not saying that Great Art is Universal!, but the Irish setting is finely observed, transcending time and place, like Romeo and Juliet… The S&M subplot (“Fifty shades of Sligo”) is precisely that—a subplot; Marianne may be damaged, but both she and Connell are vulnerable, fragile. It’s sobering to learn of Irish conservatives’ view that the “sex scenes” “promote fornication”—interviews with Daisy and Paul should dispel such medieval nonsense:

Tellingly described by Sally Rooney as “just another form of dialogue”, those scenes, with all their integrity (see e.g. here and here), are surely the most wonderful since the previously unmatched Julie Christie and Donald Sutherland in Don’t look now.

All this serves to underline the sheer intensity of Marianne and Connell’s bond as soulmates—their understated expressions and tiny phrases, as their relationship is constantly derailed by agonising misunderstandings. Now I can hardly bear to watch a single scene.

Verboten: GDR film, 1965

Left, Karla; right, Hands up or I’ll shoot!

My acquaintance with alternative culture behind the Iron Curtain was once largely limited to the flowering of Czech films during the Prague Spring (see also Life behind the Iron Curtain: a roundup). But now, having broached various subversive expressions under the GDR regime (e.g. here), I’m glad to learn of challenges to state orthodoxy in 1960s’ films there too, courtesy of the DEFA archive—which, along with eastgermancinema.com, has copious information on films for the whole period.

As this introduction comments,

These films were planned and legally produced with the authorisation of the German Democratic Republic, but banned shortly before or after being released. One may wonder: why didn’t this censorship occur earlier in the production process?

GDR DVDs

A DVD box set contains ten films from the period:

  • The rabbit is me (1965), made to encourage discussion of the democratisation of East German society
  • Just don’t think I’ll cry (1965): high-school senior Peter gets suspended for writing an essay that his teachers consider to be a challenge to the state
  • Spring takes time (1965): the non-party engineer Heinz Solter is suddenly arrested and accused of approving a defective pipeline
  • The lost angel (1966): August 24, 1937—a day in the life of expressionist sculptor and author Ernst Barlach
  • Karla (1965): romance about a non-conformist young school teacher and a disenchanted journalist turned fisherman.
  • When you grow up, dear Adam (1990): Adam receives a flashlight with special powers: every liar it shines on flies into the air.
  • Trace of stones (1966): a film about living and working conditions in 1960s’ GDR.
  • Hands up or I’ll shoot (1966): living in a small town, Investigator Holms is stuck looking for a stolen pet rabbit even as he dreams of cracking a big case
  • Born in ’45 (1966), telling the story of Al and Li, a married couple living in the Prenzlauer Berg district of Berlin, who have decided to get a divorce
  • Berlin through our eyes (1965): skilled workers confront hostile older colleagues who value experience over education.

Comments from the censors are revealing, such as:

  • spreads skepticism
  • questions young people’s socialist education and character
  • the buildings look sad, inhospitable, dirty, and unkempt [Tripadvisor review for Tory Britain?—Ed.]
  • propagates false ideals
  • provides a distorted picture of our socialist reality
  • anti-socialist, harmfully critical attitude.

Here’s a trailer for The rabbit is me:

And a clip from Born in ’45:

Here I suggested some parallels between depictions “after the event” of life under Chinese Maoism and the GDR.

 

Native American cultures 2: the Navajo

Was advised to stay in the car.

—David McAllester, 22nd September 1950.

Squaw dance

The Squaw dance: undated early photo by Joseph Howard McGibbeny (1891–1970).

With Bruno Nettl’s wise reflections on Native American musical cultures in mind, among the many groups that he and others have studied, I’ve been trying to get a basic grasp of the ceremonies of the Navajo (Diné) [1]—most populous among the indigenous peoples in the southwestern USA (Hopi, Pueblo, Apache, Yuma, Pima, and so on).

Again, apart from the intrinsic merits of such research, the topic suggests fruitful perspectives for our studies of Chinese folk ritual and the sacred–secular continuum.

Here’s a basic map:

map SW

and a map of the Navajo territories:

map

From Titon (ed.), Worlds of music.

Modern Navajo history is just as troubled as that of other indigenous peoples—savage army repression from the 1840s leading to the Long Walk of 1864, followed by containment on reservations, assimilation in boarding schools, and the relocations and environmental degradation wrought by the mining industry since the 1960s. Yet their ceremonial life has remained lively. The Navajo language is still widely spoken (note this fine riposte); the wartime code talkers make an absorbing theme.

First I’ll give an outline of Navajo ceremonies, and then get to grips with a classic study of the Enemy Way, its soundscape and cultural values. Last But Not Least, for those of us unable to attend such rituals in person, I’ll offer a few audio and visual materials, which make an essential complement to silent, immobile text!

Ritual
While many general themes in ritual are widespread (see e.g. Catherine Bell and Frits Staal), societies around the world slice their ritual pies in different ways. Many rituals, or segments, are multi-purpose (on a jocular note, do enjoy Stewart Lee’s youthful illustration of ritual redundancy).

In China, beyond the ancient binary classification of Daoist rituals as zhai Fasts and jiao Offerings, later we find yin and yang rituals for the dead and the living (more broadly, red rituals for the living, white for the dead), or a tripartite taxonomy such as funerary, earth, and temple scriptures, and so on (see In search of the folk Daoists of north China, pp.15–20). Even a list of different types of jiao Offering is extensive. And scholars may adopt their own categories, such as exorcism, healing, pestilence rituals, rites of affliction, and rituals for domestic blessing.

Kinaalda

Kinaalda ceremony. Source here.

Navajo ceremonies may last for up to nine days and nights. Among several sites, the focus of healing rituals is the circular log hogan (by the mid-20th century, often a specially-constructed edifice rather than an everyday dwelling), inside which the medicine man (the Navajo term hatali “singer” isn’t gender-specific, though most are indeed male) deploys his jish bundle and depicts sand paintings [2] (see films below). Altars are also constructed outside the hogan.

Again the ritual taxonomy is complex. Among a wide range of Navajo ceremonies (Night Chant Way, Mountain Chant Way, and so on), some have become obsolete—their ritual activities have long been changing, albeit more subtly than other areas of their life such as material culture. But the Blessing Way (Hózhójí), the core ritual, is frequently held; it may be performed for expectant mothers shortly before birth, for young men leaving for the armed forces, and for kinaalda puberty rituals for girls (for which, see films below); moreover, parts of the Blessing Way feature within most other Navajo ceremonies. [3]

The Enemy Way
On the Enemy Way (Anaa’jí), a ceremony for countering the harmful effects of ghosts, I gladly turn to a monograph that Nettl cites often—an early classic of ethnomusicology:

(cf. later influential classics of ethnomusicology relating musicking to culture, such as Neuman, The life of music in north India, and accessible books like Lortat-Jacob, Sardinian chonicles, and indeed Proulx, Accordion crimes).

Navajo cover

McAllester’s study is based on fieldwork in the Rimrock area of Arizona over four and a half months from 1950 to 1951. Utilising an already substantial body of anthropological studies, in a mere 96 densely-packed pages—many of which are devoted to transcriptions and musical analysis—he manages to provide a wealth of information on the relation of sound to ritual culture and aesthetic values.

Apart from making formal recordings, McAllester lists the public Enemy Way ceremonies that he attended in September 1950—including one of my favourite fieldwork tips ever, which heads this post (cf. More fieldwork tips).

diary 1

diary 2As Nettl went on to observe, the very term for “music” is far from universal—an issue that McAllester addresses in his Introduction. Distinguishing existential and normative values, he notes:

There was no general word for “musical instrument” or even for “music”. A face-finding question such as “What kinds of musical instruments do you use?” (really intended to start the informant thinking and talking about music) had to be phrased, “Some people beat a drum when they sing; what other things are used like that?”. A “fact” in the Navajo [4] universe is that music is not a general category of activity but has to be divided into specific aspects of kinds of music. I learned, moreover, that beating a drum to accompany oneself in song was not a matter of esthetic choice but a rigid requirement for a particular ceremony, and a discussion of musical instruments was not an esthetic discussion for the Navajos but was, by definition, a discussion of ceremonial esoterica.

Similarly, the question “How do you feel when you hear a drum?” was intended to evoke an esthetic response. But the Navajo “fact” is that a drum accompaniment is rarely heard except with the public songs of the Enemy Way, and if you feel queer, especially dizzy, at the ceremonial, it is a clear indication that you, too, need to be a patient at this particular kind of “sing”. What I took to be a somewhat general esthetic question was, for the Navajos, a most specific ceremonial question and was interpreted by the average informant as an enquiry into his state of health.

At the beginning of my work I intended to limit my investigation to secular music, reserving any considerable study in the tremendous field of Navajo religious music for a later time. I soon discovered the Navajo “fact” that all music is religious and that the most nearly secular songs in melody, in textual content, and in the attitudes of the performers were derived from the Enemy Way chant mentioned above, a religious ceremony designed to protect the Navajos from the influence of the ghosts of slain outsiders. The dancing which accompanies certain parts of this rite is widely known as the Navajo Squaw Dance, and it is the singing which accompanies this dance, together with certain other kinds of public songs of the Enemy Way, to which I refer.

It was possible, eventually, to construct a hierarchy of different kinds of music according to the degree of secular emphasis. In the value-orientations of the Navajos I could find no music that was believed to be purely secular, but the public Enemy Way songs and certain songs of the Blessing Way were secular as well as religious and could be used in secular contexts.

It was necessary, of course, to try to ascertain, for music, the Navajo definition of “religious”. Questioning revealed little or no native preoccupation with a differentiation between that which is religious and that which is secular. The Navajo has not compartmentalised his life in this respect. […]

When a traditional Navajo is asked how he likes a song, he does not consider the question “How does it sound?” but “What is it for?”. […]

The social aspect of Navajo singing is another important part of the desired. Here too, a change from traditional values is taking place, and a conflict between younger and older generations may be seen. The question, “What do we want?” is in a state of flux, and the question, “What ought we to want?” has come very much to the fore. Sex roles and age roles emerge as important factors in Navajo normative values as regards music. Here too, significant changes are taking place due to the encroachment of white American culture and new religious ideas.

Thus it may take one a while to grasp McAllester’s distinction between “sacred” and “secular” forms—an etic problem that he created for himself. He explains his focus on the public songs, but (as often) our binary concepts may obstruct understanding.

Uses and functions
As we saw above, ritual taxonomy is complex. The Enemy Way is remarkably versatile, its purposes diverse. While it has “martial” origins in alluding to the two great wars in Navajo mythology, its formal intention is

to protect the Navajos from the influence of the ghost of an outsider; that of a white man or some other other non-Navajo such as a European, an Asiatic, or a member of some other Asian tribe.

And though McAllester claims that

most of the Enemy Ways performed in the last few years for young men have been directed against the ghosts of enemies slain in World War Two,

he goes on:

But numerous situations in everyday life may expose one to the attentions of an “enemy” ghost: being too near the scene of a fatal automobile accident was cited by one informant. Intimate contact with a non-Navajo who may have died subsequently is another possibility. Women as well as men may be pursued by these ghosts and require the performance of the Enemy Way.

Another instance is when girls coming into contact with white men’s clothes at school. And an Enemy Way may also be performed for someone returning home after a stay in hospital, where they will inevitably have been exposed to the spirits of non-Navajo who have died there. So the ceremony subsumes all kinds of healing.

The ways in which one can tell when the ceremony is needed range from the general, such as a vague feeling that it would be a good thing, to the highly specific, such as a dream that recalled an encounter with the body of a dead outsider. It is frequently used as a last resort when other ceremonies have failed.[…]

One sure symptom is a feeling of faintness or dizziness when one attends an Enemy Way which is being held for someone else.

This was a common occurrence, requiring a further Enemy Way ceremony.

McAllester also notes more mundane underlying motives, such as “the urge to keep up with the neighbours […] and the feeling among poorer families that wealthy families should provide more than the average number of these entertainments” (a rare suggestion of social stratification among the Navajo, generally downplayed); as in Chinese ritual, public reputation matters. Another important function is the “bringing out” of young girls who have reached marriageable age.

The ritual sequence
McAllester goes on to outline the ritual sequence over three days and nights (pp.8–14):

  • the decision: preparatory stages—including the construction of a hogan and cooking arbour, and seeking materials such as herbs, yarn for the rattle [stick], an enemy trophy (scalp or bone) and so on
  • duties of the stick receiver, possessed with some esoteric knowledge
  • ritual preparation of the drum, with singing
  • the journey to stick receiver’s camp, and facial decoration of the patient
  • first night of public singing and dancing, at the patient’s camp
  • gift singing before the stick receiver’s camp (early morning of the second day)
  • return of the patient’s party
  • the moving of the stick receiver’s camp
  • second night of public singing and dancing, at the new camp
  • the move to the patient’s camp soon after dawn, with a sham battle on arrival
  • the return gift singing, after breakfast
  • the Enemy Way rites, to treat the patient, whose face and body are decorated, led by the medicine man. The enemy ghost is slain by strewing ashes on the trophy.
  • third night of public singing, with circle dancing, and walking songs from the stick receiver’s camp to that of the patient, followed by sway songs
  • conclusion, at dawn, with more ceremonial songs and prayers.

Here McAllester notes (cf. the flawed Chinese funeral that I describe here):

When the ceremony had been concluded on the second and third nights of the Pine Valley Enemy Way, September 27 and 28, there were long announcements made by very drunk Navajos. The burden was similar to those of the other announcements mentioned but also included reproaches for the diminished energy of the singing group as the night wore on and for the drinking that had taken place. […] A group of Salcedanos […] said that they used to enjoy coming to the Squaw Dances for the social occasion, the refreshments, and the girls, and they used to feel that it helped to bring rain. Now, they said, they did not enjoy it and they did not feel that the occasion had been holy. They added that their governors (one of whom was present) did not get drunk, and they were sorry to see the Navajo leaders set such a bad example for their young men. The announcer translated this, and the Navajos seemed to take the reproach seriously.

The adverse effects of alcohol features in several of McAllester’s vignettes. In a section on the dangers of misuse, he observes exceptions to the generally muted quality of Navajo public gatherings (p.66),

when formally organized singing takes place, as at Yeibichai Dances, Squaw Dances, or when there has been a great deal of drinking. When fights begin to break out there may be some shouting, but even this is very different from drunken brawling in white-American culture. Much of the kicking and punching is done with silent intensity. The shouting is not prolonged or repetitive, but consists of a few short cries that seem to be forced out. Even in this extreme situation, there is very little sustained noise, nor do the onlooker shout censure or encouragement.

And on p.77 he comments:

Open expressions of hostility are a commonplace at Navajo gatherings if any considerable drinking has gone on.

McAllester suggests in particular that inhibitions may be released in the public singing of the Enemy Way, which provides an outlet for “self-expression, teasing, competition, and even aggression”.

“Music”
As he explains at the outset,

Of all the arts, perhaps music has seemed the hardest to study as social behaviour. Aside from the accompanying poetry in the song texts, the actual substance of the music appears forbiddingly abstract. Melodic line and phrasing, metre, pitch, and scale have been reserved for highly trained musicologists, few of whom have been interested in cultural applications. The unfortunate result of this specialisation and the feeling that one must have “talent” to study music has been a general abdication from this field by social scientists, even to the extent that the most elementary questions about attitudes towards music have remained unasked.

While musicologists soon learned to incorporate culture into their sphere, the social scientists rarely reciprocated; we still find the same “abdication” among scholars of Daoist ritual, for instance. As McAllester wrote, even very modest attention to performance and performers will bear fruit. This applies both to social matters (How are you fed during the ritual? How do you get paid? Where do you find reed to make your oboe mouthpieces?) and to registering basic features of sound (Is this text sung slow or fast? Loud? In unison? What percussion instruments accompany?); even a little more detail is easily learned (Is the text sung with melisma? Is the melody pentatonic? Do you always sing it the same? Did your granddad sing it like that?).

For the musical aspect of his fieldwork, McAllester appends a questionnaire (pp.91–2)—which, as he explains, should be used sensitively (cf. Jackson, Schimmelpenninck):Qs 1Qs 2Transcriptions may look forbidding to the outsider, but audio samples of such songs might be a good test for scholars who disclaim musical expertise: they too should be able to make such simple and useful observations.

Having outlined the overall ceremony, he goes on to focus on the “secular” songs; but he opens this section by discussing songs more generally, listing them in more or less chronological sequence—and again it transpires that most of them (apart from the “secular” items marked with asterisks) are “sacred” (p.15):

  • Bear and snake songs (for protection against danger)
  • Songs used in preparation of the drum
  • Songs used in preparation of the rattle stick
  • The Coyote songs (sung by the medicine man to inaugurate each night of public singing)
  • The Sway songs*
  • The Dance songs* (trotting, skipping, signal for end of dancing)
  • The Gift songs* [the following four items are for the patient:]
  • Emetic songs
  • Unraveling songs
  • Medicine songs (for medicine in gourd, for application of pollen)
  • Blackening songs (referring to the enemy’s country, and to the Navajo country)
  • Circle dance songs* (as the evening of the third day approaches)
  • Walking songs (secret songs sung on the ceremonial walk to the patient’s hogan)
  • Songs to the patient
  • Concluding songs of the ceremonial (Blessing Way songs sung to the patient at dawn, Coyote songs)
  • Songs for depositing the rattle stick (including Twelve-word Blessing Way song),

as well as additional sequences for the longer version of the ceremony (songs of the Tail Dancers and the Black Dancers, songs at the meal of the no-cedar mush).

Ritual events around the world commonly display a sacred–secular continuum. While such an “etic” distinction appears questionable among the Navajo, we should pay just as much attention to the “highly formalized chant-like music of the sacred healing ceremonies”, containing “magical phrases and long, full repetitive lists of Holy People, sacred places, and parts of the body or of plants”—mostly performed solo by the medicine man, I gather, sometimes supported by a group of men. McAllester naturally recognised the importance of studying this art, but postponed it—though his work on the Navajo, later enhanced by his student Charlotte Frisbie, continued (see n.3 below). Anyway, here his focus on melody tends to detract somewhat from the more esoteric, even central, aspect of Navajo ritual (see also under “Changing values” below).

Again, this reminds me of issues in studying Chinese ritual. McAllester’s choice of the secular songs rather resembles that of most Chinese musicologists, who have focused too narrowly on the melodic instrumental component of Daoist and Buddhist ritual. By contrast, scholars of “classical” religion are drawn to the esoteric parts of the ritual (secret formulas, mudras, talismans, and so on), neglecting a more normative ethnography of everything that is going on during the event.

The secular songs
Anyway, it is these secular, public songs (collectively known as Squaw Dance) that McAllester analyses: the sway songs, dance songs, gift songs, and circle dance songs. They are more readily subjected to musical analysis, and “less freighted with the overtones of magic”.

For sonic material he practises the fieldworker’s typical combination of observing ritual performance and recording on request, noting the differences (“Once when I asked an informant why he was not singing ‘naturally’ (loud and high), he replied that he was afraid that my recording machine could not stand it”). He gives brief sketches of his main informants (pp.25–6).

The recording situation was almost always a stimulus to discussions of various aspects of music in Navajo life, and those in turn led to talk in many other fields, particularly that of religion.

So their comments on the songs that he discusses are interesting, such as:

Enemyway 27

I found this approach useful in working on Daoist hymns with Li Manshan too.

score 1

Sway songs (cf. comments above).

 

score

Circle dance songs sung to vocables—showing exceptional triple metre, with some irregular beats.

Along with his transcriptions of the songs, McAllester analyses each genre—adopting etic concepts while bearing in mind the Navajos’ own ethos, under the headings of

  • texts: meaningful, and vocables (the gift and circle dance songs are usually sung to vocables only)
  • vocal style: “nasal, high, with a wide vibrato and an ornamental use of the falsetto”
  • metre (and rhythm): mostly duple and in even rhythms, with occasional extra beats (largely attributable to the requirements of textual phrasing)—with some exceptions such as frequent triple metre in circle dance songs—e.g. §2 and 16 on the playlist below
  • tempo (quite fast!)
  • pitch
  • melodic line
  • phrasing
  • scales and tonality (mostly pentatonic, to which we should now add “anhemitonic”—as in China and much of the world…).

He concludes this section with a useful summary of musical features of all the public song genres (pp.55–9).

One basic feature of the group songs (not mentioned by McAllester) is that they are monophonic, and sung in unison. Of course, where (as often) his transcriptions are of recordings made with a solo singer on demand, rather than during a live ceremony, naturally the songs look monophonic; one needs to listen attentively to recordings of group singing to try and characterise what McAllester describes as its free, loose nature. Yet the recordings I’ve heard do indeed sound quite close to unison.

For a well-annotated audio survey of global singing styles, see Voices of the world. It might make a good exercise to listen to the dance songs among Paul Bowles’s recordings in Morocco, comparing all these musical parameters.

As fieldworkers know well, by contrast with the individual songs that they have to present on disc, rituals often string them together in lengthy song cycles (cf. Allan Marett’s analyses of Australian Aboriginal dream songs; see also Analysing world music).

Changing values
Part Two, “Values in the study of music as social behaviour”, opens with a discussion of the nature of taboo. Here McAllester has more to say on the sacred songs:

On my first day of recording Navajo songs, I learned that some may be sung by anybody and discussed freely, but that others may be sung only with circumspection, with the right preparation, at the right time, and by the right people. Indeed, some of the latter songs may not be heard except by those who have been properly protected by initiation.

For the dangers of doing fieldwork on Navajo magic, note the disturbing articles of Barre Toelken. [5] McAllester discovers a kind of “scale of danger”. Still, he reminds us:

It is hard to discuss with a Navajo what music is “holy” and what music is not. The first reaction of nearly all of my informants was that all of their songs were sacred. Nor did they respond with categories to such questions as “Are some songs more holy than others?” [cf. Nigel Barley!].

No such hierarchies seem to exist ready-made in the Navajo scheme of values. But when asked directly, nearly every Navajo feels that songs from the great ceremonial chants are more sacred than gambling songs such as those sung with the Gambling Game. The parts of the Night Chant and the Enemy Way Chant which are chanted by the ceremonial practitioner are recognised by everyone as being more sacred than the Yeibichai songs of the masked dancers in the former and the Squaw Dance songs performed in the latter.

He continues by compiling his own list of songs along the “scale of danger”:

  • Prayer ceremonials
  • Songs used in witchcraft, and deer hunting songs
  • Songs from non-Navajo ceremonials. I know that Peyote songs are considered highly dangerous and believe that this may be true for some of the other ceremonials performed by other Indian groups
  • The longer chants: Night Way, Shooting Way, etc. The Evil Way chants are considered more dangerous than the Holy Way chants
  • Chanted parts of the Enemy Way: the four starting songs, the walking songs, the blackening songs, etc., are all very secret
  • Moccasin Game, and perhaps Stick Dance songs, which must be used only in the right season of the year
  • Work songs such as weaving, spinning, and corn grinding songs. Much more needs to be known about these songs. They do not seem to be particularly taboo but they have, nevertheless, become extremely rare
  • Circle dance songs from the Enemy Way
  • Yeibichai songs from Night Way, should only be sung in the winter
  • Dawn songs and other songs from the latter part of the Blessing Way may be used in some social contexts, but still with religious overtones of bringing good luck
  • Sway songs, gift songs, and dance songs from the Enemy Way can be sung at any time.

McAllester continues with a section on the dangers of misuse and forms of protection: through initiation, through timing, and training for a particular singing event, by running hard, fasting, and purification by vomiting—one informant explained the declining quality of the songs of young men by their reluctance to make such preparations. Young men also found the old ceremonial chants “too hard” to learn; yet (again echoing China) while the diminution of expertise that McAllester noted has continued (e.g. this interview with a medicine man—with a comment on treating soldiers returning from Vietnam with PTSD), scholars commonly note that ceremonies are still thriving.

So while McAllester and others were interested in uncovering archaic layers, he was far from merely seeking “living fossils”; and while the Navajo were quite insistent on performing “correctly”, they frequently offered instructive comments on change.

The following section, “Religions from outside”, outlines the Peyote cult and the Galilean mission. The Navajos seem to have learned the Peyote cult, a new religion, from the Utes. They even remained faithful to the less nasal singing style of the latter. But like other outside influences, the cult was considered dangerous. McAllester notes a marked preponderance of women in the Galilean congregation—including the singers—by contrast with their more passive role in Navajo ceremonies.

Under Esthetic values, he reminds us that the Navajos consider music inseparable from function—though again he finds a shift in the values of some younger men. Two contrasting illustrations that he managed to elicit:

I like it better when it goes along level, then I know it’s a holy song. (Helen Chamiso)

Yes, they sing more fancy now. If you use only one tone it sounds kind of plain. (Nat Nez)

This generation gap applies both to choice of songs and to vocal technique.

McAllester ends this section with a brief extrapolation of musical esthetics: tonality, voice production, group singing, rhythm, tempo, and melodic line. He notes the tendency of some singers to cup a hand over their ear—just like Sardinian tenores.

Under “Other cultural values” he outlines features such as competition, self-expression, “Navajo quiet” (a promising theme), the prestige of musical knowledge (which, again, will be in flux); and he notes humour in the songs (punning, an unusual grammatical usage, ribaldry, and so on). In a brief section on the role of women in religion he notes their general exclusion—though here, as other scholars have gone on to observe, they surely play a greater part than the general taboo would suggest (cf. China).

He illustrates individualism, provincialism (the Navajos were “very curious to hear ‘foreign’ music”—of other Indian tribes, Mexican music, “white” music brought home by returning soldiers, and so on—though they were soon forgotten), and formalism; and he ends (with what I consider a *** passage à la Stella Gibbons) by discussing music as an aid to rapport in fieldwork:

There seems to be something more acceptable about a stranger who wants to learn songs than about one who wants to know how long babies are nursed. Among the Navajos, I was accused, jokingly, of wanting to become a ceremonial practitioner, the usual goal of learning songs. [cf. Wei Guoliang at Houshan (here, under “The local ritual network)!]

It seemed to work in my favour that I was there to learn, that I respected an aspect of Navajo life usually ignored or laughed at, and was willing to teach songs in return. […]

From a discussion of music one can move by easy stages into almost any area of cultural investigation. Almost any area of human behaviour is crossed at some point by music. With the Navajos, such seemingly remote subjects as attitudes towards property, propagation of livestock, and the nature of taboo came to the fore in connection with music; sometimes I found informants who were so reserved that it seemed as though no interview at all were going to take place, but who became interested and accessible when the topic was music.

Music has been made unnecessarily a specialist’s field in ethnology. A few songs from almost any culture can be learned by the ethnologist even if he is not a musician [sic]; even very imperfect renderings of native music can do much in establishing rapport.

The monograph ends with a succinct summary of existential and normative values.

* * *

Audio recordings
It’s a shame we can’t follow the songs that McAllester transcribed with specific sound examples, but the stylistic features he analyses can be perceived in many other early recordings.

Following on from the incomprehension of the Navajo themselves that there is something called “music” that can be extracted from ritual (or indeed life), audio compilations of short songs, valuable as they may be to us, may seem incongruous. As scholar-recordists would be the first to recognise, such songs aren’t mere reified sound objects: they can hardly suggest, let alone capture, the living experience of ritual. Yet at the same time it is useful to be able to focus on their sound with McAllester’s guides in mind. Film is not living ritual either, but is a major advance over audio recordings—let alone silent, dry texts (my constant refrain: see e.g. here, §6).

My examples below may seem to suggest nostalgia, but the transformation effected by modern life has long been an important theme: as with Chinese ritual, we should seek to document both early tradition and more visible contemporary manifestations.

A wealth of recordings has been released on disc, such as:

Recorded by Laura Boulton:

  • Navajo Songs, recorded in 1933 and 1940, annotated by Charlotte J. Frisbie and David McAllester (1992)
  • Indian music of the southwest (1957)

And Willard Rhodes issued ten LPs of the recordings that he had made from 1940 to 1952, such as

  • Music of the Sioux and the Navajo (1949)  (liner notes here)
  • Music of the American Indians of the southwest (1951)
  • Music of the American Indian: Sioux (1954) (liner notes here)

Here’s a good introductory playlist, with tracks from the 1992 Navajo Songs album with Laura Boulton’s early recordings, as well as excerpts from 1975 recordings by Charlotte Heth (more here, including liner notes) and from a Canyon Records album recorded 1952–1963 (for whose own notes, see here, on the useful drumhop site):

Here’s Music of the American Indians of the southwest (for notes, see drumhop again).:

Among the Navajo tracks is a highly distinctive falsetto night chant/Yeibichai dance:

On film
Again I’ll start with early footage. Valuable as it is, many scenes are clearly posed; voiceovers are often patronising and mendacious (“visitors are always welcome”; the paeans to residential schools; copious Injun cultural clichés); and dodgy musical soundtracks evoke Hollywood Westerns. For all these fatal flaws, and more, see e.g. Jacquelyn Kilpatrick, Celluloid Indians: Native Americans and film (1999)—note also the BTL comments that appear when you click on “YouTube” for the pages below. Bearing all that in mind…

This quaintly-choreographed short film from 1939 includes a public dance and “wedding ceremony” (from 5.39):

In this 1945 film (from 32.24) a medicine man presides over a healing ritual, including the creation of a sand painting in the hogan, with ritual paraphernalia such as the rattle stick and trophy bundle (and for all the limitations of these films, they do feature the sacred chanting style that McAllester outlines, not heard on the audio recordings above):

Navajo night dances (1957), from the nine-day Mountain Chant Way:

Also from the 1950s (with a kinaalda ceremony from 11.31, including more sand painting—and yet another classic use of the incongruous Hollywoodesque soundtrack!):

A more recent introduction to kinaalda:

And an excerpt from Kinaalda: a Navajo rite of passage (Lena Carr, 2000):

Starting again, here’s Between two worlds (1958)—shamelessly whitewashing the impact of government intrusion:

But breaking the mold of happy smiling natives grateful to be admitted to the benefits of civilisation is the documentary Broken rainbow (Maria Florio and Victoria Mudd, 1985)—though not without its critics, it soberingly relates the plight of both Navajo and Hopi, subjected to forced relocation and environmental pollution (cf. Grassy Narrows):

Lastly, following successive historical epidemics visited on Native American peoples by white contact, the Navajo are suffering severely from Coronavirus (yet another danger from outside—see e.g. herehere, here, and here)—here’s a song from quarantine:

* * *

While taking modern change into account, the complex ritual sequences and symbolism of the Navajo remain deeply impressive. And I now see why ethnomusicologists recognise McAllester’s monograph as an important pioneer of the concern to integrate music and culture. As he observes, the public dance songs that are his subject here are only a small part of the overall ceremonial performance, but he makes a compelling case for including their soundscape in ethnographies of ritual.

Of course, change has continued to escalate since the 1950s, inviting both continuing fieldwork and further study of earlier periods. At last I understand why scholars find such rich inspiration in Native American cultures.

My third post in this series is on the Ghost Dance. See also the Leaphorn and Chee novels of Tony Hillerman. And here’s a roundup of all the related posts.


[1] The anthropology of the Navajo began early, and continues to be a vast field. On Navajo history, see e.g. Peter Iverson and Monty Roessel, Diné: a history of the Navajos (2002); or for a simpler overview, wiki.
In an engaging recent introduction to all kinds of Native American musicking, the Navajo feature prominently in Chapter 2 of Worlds of music: an introduction to the music of the world’s peoples (see here, n.1); again, the wiki entry for Navajo music makes a succinct hors d’ouevre.

[2] Cf. Tibetan and Han-Chinese mandalas (e.g. Shanghai, Hunyuan); and for various ways of consecrating the sacred space, click here.

[3] On the Blessing Way, see e.g. Leland C. Wyman, Blessingway (1970); and note Charlotte Frisbie and David McAllester (eds), Navajo Blessingway singer: the autobiography of Frank Mitchell, 1881–1967 (1st edition 1978, updated paperback 2003), complemented by the story of his wife: Rose Mitchell, Tall woman: the life story of Rose Mitchell, a Navajo woman, c1874–1977 (2001)—both works voluminous, with many useful further references. Indeed, life stories make an illuminating approach—see Nettl, The study of ethnomusicology: thirty-three discussions, ch.13, and for China, e.g. Helen Rees (ed.), Lives in Chinese music (2009) and my work on the Li family Daoists.

For kinaalda, see e.g. Charlotte Frisbie, Kinaalda: a study of the Navaho girl’s puberty ceremony (1967/1993), and Joanne McCloskey, Living through the generations: continuity and change in Navajo women’s lives (2007). Female puberty ceremonies are widely performed by Native American groups: see e.g. Carol A. Markstrom, Empowerment of North American Indian girls: ritual expressions at puberty (2008). Here’s an Apache version:

For the major role of Navajo women during the pandemic, see here.

[4] McAllester uses the spelling “Navaho”; in direct quotes within this post I convert it to the form Navajo, which has since come to predominate—rather as I convert American to English spellings throughout my site.

[5] Notably “Life and death in the Navajo Coyote tales”, in Brian Swann and Arnold Krupat (eds), Recovering the word: essays on Native American literature (1987), and “From entertainment to realization in Navajo fieldwork”, in Bruce Jackson and Edward D. Ives (eds), The world observed: reflections on the fieldwork process (1996).

Resumé of Daoist film!

Left: Li Manshan doing ritual paperwork for the Lower Liangyuan temple fair, 2003
Right: Li Qing leading the Pardon ritual, funeral 1991.

Just a reminder:

I trust this trailer for my documentary Li Manshan: portrait of a folk Daoist will entice you to watch the whole film (click here!):

While you watch it—as you MUST!—do consult my drôle Franglais resumé A French letter (“Poseur? Moi? Je ne regrette rien!”). While meant as a jeu d’esprit for a screening in Paris (“île sacrée of Daoist studies”), I’ve added handy links to posts on particular themes.

 

Bon appetit!

My work on the Li family Daoists (including the book, complementing the film) was the whole initial raison d’être for this increasingly diverse blog, and I continue to add updates and vignettes. The sidebar category Li family being so very voluminous even with subheads, I compiled a more manageable roundup of some major posts here.

Social issues in rural Hunan

mine

Though my main focus is north China (see under Local ritual), I’ve introduced work on expressive culture in Hunan province, as well as Daoism and famine there.

Meanwhile the society of Hunan has seen constant change. The bleak documentary

  • Miners, the horsekeeper, and pneumoconiosis 矿民, 马夫, 尘肺病 by independent director Jiang Nengjie 蒋能杰 (b.1985)

has caused a sensation, with free viewing online in China and on YouTube—further evidence of the resilience of the independent cinema movement since its 1990s’ heyday:

Among interviews, see e.g. herehere, and (in Chinese) here. [1]

The documentary was filmed from 2010 to 2018 in the mountains of Hunan, where Jiang’s own family suffered from the dangers of the privately-run illegal mining industry. Under conditions that are anyway destructive to health, with lung disease rife, unauthorised explosives and mining disasters are routine. Despite local government attempts to control such mines, official corruption is chronic; and for all the general progress since the 1980s, such rural dwellers take a cynical view of the state poverty-alleviation project.

Zhao Pinfeng

The film ends movingly with the funeral of former miner Zhao Pinfeng (1968–2018), with a band of blowers-and-drummers (and a brass band for the burial procession) but no Daoists. It makes a stark reminder of the human cost at stake in what ethnographers and sinologists do as they affirm the ancient grandeur of tradition—cf. my comments on a similar scene from Gansu in Wang Bing’s Dead souls, with the wailing shawm band reflecting the anguish of the kin.

* * *

Jiang Nengjie had already made a series of documentaries on the left-behind children in his native region—including The road, Children at a village school, The ninth grade, Jiayi, and Junior Three, mostly available on Vimeo. For broader approaches to documenting the left-behind children, see e.g. here, and wiki.

It’s hard to reconcile harsh social realities like mining and migration with research on the continuing “vibrancy” of Daoist ritual in Hunan (cf. my query here about young people being keen to become household Daoists). As I’ve noted, the study of Daoist ritual may seem like an autonomous zone fated to remain adrift from wider fields of enquiry.

Since the 1980s the great majority of adult villagers in Hunan have left for migrant labour in Guangdong, and those that remain are vulnerable—surely all this should feature prominently in our discussions? The defence of sinologists might be that they focus on the culture of the pre-modern period; yet in addition to library work on ancient texts, it is precisely their own fieldwork in this changing society that has enriched the topic so greatly. Hence the shift of ethnographers like the great Guo Yuhua towards the plight of the “sufferers”. This is not to suggest that we should all become social activists: rather, as I suggested in Epidemics in a Chinese county, that cultural studies should bear social issues in mind.

[1] Mining is a theme in the feature films of Jia Zhangke set in central Shanxi, such as Platform—from a contract: “Life and death are a matter of fate, prosperity depends on Heaven. I am willing to work in Gaojiazhuang mine. Management accepts no blame for accidents.” Even nearer to my base in north Shanxi are the mines around Shuozhou—and Datong, subject of a recent article, with links including this documentary. See also Blind shaft (Mangjing 盲井, Li Yang 2003).

Just west of Beijing, ritual groups in the Mentougou district, within the ambit of the Miaofengshan pilgrimage, have traditionally served mining communities, which have suffered from recent closures. Meanwhile, with typical neglect of the gritty realities of changing society, village ritual groups there (such as Qianjuntai 千军台) have been conscripted into the Intangible Cultural Heritage shtick. Further to studies by Bao Shixuan 包世轩, Han Tongchun 韩同春 and others, I look forward to a detailed forthcoming book by the splendid Ju Xi 鞠熙, fully addressing the mining context—meanwhile, see this brief notice.

Fanyue

Source here.

One might compare the fate of brass bands in the north of England as representatives of local culture since the mine closures under Thatcher.

The Celibidache mystique

Celi

Celibidache with the Berlin Phil, 4th December 1945.

Following on from my posts on conductors, and their fortunes under Nazism, another conductor who contributed greatly to the “maestro myth” was Sergiu Celibidache (1912–96; see herewiki, and many articles, e.g. here).

In his chapter on “The mavericks” in Norman Lebrecht’s stimulating book The maestro myth, he compares Celibidache—revered as “an idiosyncratic idealist, almost a musical saint”—somewhat unfavourably with Karlos Kleiber and Klaus Tennstedt. While some of my own comments here may seem less than reverent, the intensity of Celibidache’s vision made a welcome antidote to the blandness of many identikit maestros.

A Romanian, he trained in Berlin under the Reich from 1936. After the defeat of Germany, the Berlin Phil (“never a Nazi orchestra”—see this detailed article, on a useful site), struggled to revive in a city devastated by the war. Leo Borchard was temporarily appointed as chief conductor; but when he was accidentally shot dead by an American sentry at a checkpoint on 23rd August 1945, and with other local conductors tainted by their links with the Nazi regime, the young, inexperienced Celibidache, as an “untainted neutral citizen”, was soon chosen to take charge.

From 1947, when the great Furtwängler was deemed sufficiently de-Nazified to return to the stage, they worked harmoniously together, although Celibidache’s efforts to remould the orchestra met with resistance.

His last concert with them was the Brahms Requiem on 29th November 1954—the day before Furtwängler died. Karajan, a streamlined corporate prospect (cf. Stravinsky’s reported comment on his Rite of Spring) despite his well-attested links with Nazism, was chosen to take over as chief conductor, whereupon Celibidache flounced off in a 38-year huff. He went on to work with several orchestras, notably the Munich Phil from 1979—a fruitful relationship marred by the ignoble episode of his dismissal of the trombonist Abbie Conant.

The Celibidache myth was cunningly burnished by his refusal to make commercial recordings after 1950 (“listening to a recording is like going to bed with a photograph of Brigitte Bardot”. Discuss)—though a lot of his performances have since surfaced. Lebrecht’s conclusion is typically reserved:

He is a showman, pure and simple, with an eccentric, though effective, mode of self-projection.

* * *

From 1939, in the unlikely context of the Nazi regime, Celibidache had learned about Zen under the influence of his guru Martin Steinke (Daojun 道峻)—cf. other early Western Zen devotees such as R.H. Blyth, Eugen Herrigel (the latter a genuine Nazi supporter), and J.D. Salinger, and later worthies like Gary Snyder and Alan Watts. Perhaps pundits made more of Celibidache’s interest in Zen than he did.

Celi with monk

Apparently in Japan, 1980s? Source here—anyone know more about this image?

Celibidache was among several fine conductors who performed from memory. Here he is with the Munich Phil in Brahms St Anthony variations—a wonderful piece:

and while we’re about it, here’s Furtwängler’s version with the Berlin Phil in 1954, shortly before he died:

Passing over Celibidache’s rare excursions into the baroque, such as Bach’s 2nd orchestral suite (here) and the opening of the B minor mass (here), he favoured slow tempi for the romantic repertoire too—his rendition of the first movement of Tchaik 6 lasts no less than 25 minutes:

Bruckner 7 was perfect for him (cf. this article by Tom Service, as well as my post Trauma, including Furtwängler conducting the Adagio in 1942 and my own memories of playing it in the NYO under Rudolf Schwarz). Along with many treasures such as the Rattle–Sellars–Padmore staged Matthew Passion, another boon of the Digital Concert Hall site (currently offering free access for a month) is Celibidache performing the symphony in 1992 on his return to the Berlin Phil after an absence of 38 years.

Bruckner 7 score

Coda of the Adagio, with magical pizzicato in the bass.

On the same site, do watch this documentaryfeaturing interesting comments from the musicians on Celibidache’s relationship with the orchestra following the war—with archive footage such as Menuhin rehearsing the Brahms concerto in 1946 (more here). But the core of the film is Celi’s detailed rehearsing of Bruckner 7 for the 1992 concert; in extreme contrast to the great Rozhdestvensky (and, you might suppose, to Zen), he demanded a lot of rehearsal time. *

The concert is also here:

And here’s a live performance with the Munich Phil in 1990:

Call Me Old-Fashioned, but Celibidache’s laborious approach to achieving a “transcendent experience” made a novel take on Zen and the Art of Rehearsal that the Tang masters would hardly have recognised. S-Simon Rattle, the orchestra’s chief conductor from 2002, adopted a very different style of working with musicians; click here for their Bruckner 7 at a 2014 concert in memory of his predecessor the great Claudio Abbado.


* OK, now I’m going to don my Jaded London Muso hat (indeed, here it is )—German musicians may be more accustomed to lengthy rehearsals than we Brits (Celi’s relationship with the LSO was not always smooth, a possible source for one of musos’ favourite maestro-baiting stories). Still, in the Bruckner rehearsal, as he goes over and over the opening few bars of the symphony, one can almost see them muttering to each other, “FFS, at this rate it’s gonna take us another 38 years just to get to the end of the movement…” (cf. this story).

Celibidache’s interminable instructions (sometimes evocative, sometimes less so) are just the kind of thing that orchestral players resent, helpless captives of a monologue. With a London orchestra such verbosity may lead to passive resistance. Small and Nettl have likened orchestras to factories or plantations in their unquestioning submission to an all-powerful boss in the service of a Higher Cause.

As conducting has come to be considered a less dictatorial, more collegiate task, nowadays many conductors try to work out how to achieve the result they envisage by relying more on their own gestures rather than on words; when the whole object is to achieve rapport, didactic cajoling can be alienating. It’s as if some conductors keep having to stop to tell musos how to play because they can’t manage to express it by conducting effectively. It doesn’t seem like a good way for a conductor to endear himself to them—

or maybe Celibidache was just exacting his revenge on them for having chosen Karajan instead of him

Still, it’s good that he made an effort to get them to control their vibrato (film, from 25.08). And the concert sounds great—the orchestra must have been so relieved that they could finally just get through the whole piece without constant interruptions from the maestro.

Fassbinder’s bitter tears

Bitter tears

Tears feature in several of my posts, such as the Evangelist in the Bach Passions, Nina Hagen’s Naturtränethe Uyghur ashiq, and Yesterday (cf. the traumas expressed in flamenco cante jondo; see also What is serious music?!).

Yet another of those great arthouse films that captivated me in my youth (even if I could hardly have understood it) is The bitter tears of Petra von Kant (Rainer Werner Fassbinder, 1972). Here’s a trailer:

With an all-female cast led by Margit Carstensen and Hanna Schygulla, the atmosphere is unrelentingly claustrophobic. The soundtrack includes the Walker Brothers, Jo Green Guiseppe Verdi, and The Platters—here’s the Smoke gets in your eyes scene:

While we’re on The Platters, here’s the wonderful Only you (1955)—I’m not sure how deliberate this vignette of the diners was in laying bare the hierarchical racial structure of American society:

And I can never resist the theremin:

Often described as a successor to Fassbinder is Pedro Almodóvar. And for a bonus, almost as perfect in its simplicity as Härlig Är Jorden is Orlando Gibbons’ Drop, drop slow tears (1623):

Another Uyghur film-maker

*For more, see my roundup of posts on Uyghur culture*

In Xinjiang, the Uyghur people, and their whole culture, remain under severe repression. Still no news emerges of the great anthropologist Rahilä Dawut.

The Uyghur dancer, film-maker, and anthropologist Mukaddas Mijit, based in France since 2003, has a creative engagement with the beleaguered culture of her homeland. Do consult her website, and her YouTube channel,

Among her short films, I note this documentary on the Centre for Muqam Transmission in Qumul, inaugurated in 2009 with UNESCO support, some years before the clampdown. The Centre, like others of its kind, makes a classic instance of staged commodification, a world away from Uyghur folk culture—showing how the Chinese state attempts to sanitise it through reification, under the insidious banner of “safeguarding”:

One senses the reservations of the senior muqam masters recruited to the Centre. What has become of such flagships for Uyghur culture amidst the current genocide?

It’s not that an autonomous Uyghur nation wouldn’t be capable of such reification. Such initiatives have long been common among independent nations in Central Asia and elsewhere.

Here’s Mukaddas Mijit’s artistic tribute to her parents’ hometown of Ghulja—long among the flashpoints for ethnic tension in the region, and the site of a 1997 massacre:

She also pays attention to Uyghur rock music—here’s the band Qetig, recorded in Urumqi:

Meanwhile the fate of Uyghur culture at the grassroots—life-cycle observances, pilgrimages, and village celebrations like the mäshräp—looks bleak.

For a recent conference at SOAS on “Surveillance and repression of Muslim minorities: Xinjiang and beyond”, click here.

The struggle against Mussolini

Rossellis

Amelia with her sons Carlo r(ight) and Nello Rosselli.

As a necessary reminder that Italy is more than gorgeous paintings and picturesque piazzas, I’ve been reading

Moorehead

  • Caroline Moorehead, A bold and dangerous family: the Rossellis and the fight against Mussolini (2017).

The book is framed by crucial murders: of Giacomo Matteotti in 1924, and of the brothers Carlo and Nello Rosselli in 1937.

The rise of fascism in Italy is amply studied by scholars such as Richard Bosworth. Yet the focused, personal angle of biography makes an engaging perspective on the political upheavals of the 20th century—as we find for China (e.g. here; see also under Cultural Revolutions, including my work on the Li family Daoists).

The present physical and mental landscape of Europe is shaped by the events of the past century (for fascism—Italy 1922–45, Portugal 1933–74, Germany 1933–45, Spain 1939–75—see this wiki article). I’ve outlined the rise of fascism in Spain and Portugal in the context of their singing cultures. And as in China, it can be tempting to retreat into nostalgia for early cultural grandeur.

Amelia: the early years
While the fate of the brothers is the main story of the book, their lives shouldn’t overshadow that of their mother, Amelia Pincherle Rosselli (1870­–1954), Jewish feminist, playwright, and translator.

Reminding us that Italy was only unified in 1870, Moorehead evokes Amelia’s early life in Venice; alongside its splendour, she notes its decaying, sinister feel (D.H. Lawrence: “abhorrent, green, slippery”). She was excited by the launch of the first vaporetto in 1881. Her father died when she was 14, whereupon she moved to Rome. She came to share the ideals of Giuseppe Mazzini, a family friend who spent much of his exile in London. His

patriotism, his hatred of xenophobia and imperialism, his honesty and moral clarity, were all crucial to the Rossellis’ view of themselves and the world they lived in.

Amelia young

Amelia at the time of her marriage.

After her wedding in 1892, the couple took a honeymoon of nearly three months, visiting Naples, Nice, Monte Carlo, Spain, Portugal, North Africa, France, and England. In Vienna Amelia became more politicised, absorbing feminist ideas; becoming multi-lingual, she soon gained a reputation for her challenging plays. After returning to Rome, she gave birth to three sons. But as the couple grew apart, Amelia took them off to live in Florence in 1903, a rather benign separation. There, as Moorehead notes with perspective on modern architectural vandalism, in the last fifteen years alone,

one of the most famous city centres in the world had been stripped down—26 old streets destroyed, along with 40 piazzas—in the name of modernity and hygiene.

Florence (also with a lively expat English community) now made a lively venue for Amelia’s creative talents. Her plays in Venetian dialect were well received. She took part in the evolving feminist movement. Politics played a growing role; as anarchists fostered strikes among the many poor city-dwellers, later battle lines were drawn between reformers and reactionaries. Gaetano Salvemini (1873–1957), an inspiration for the Rossellis, was among the most long-lived anti-fascist historians.

While thinkers were keen to free Italy from the passatismo cult of the past, some futurists also extolled war, like Filippo Tommaso Marinetti; it was important, he wrote, to liberate Italy from

its smelly gangrene of professors, archeologists, Ciceroni and antiquarians. We mean to free her from the numberless museums that cover her like so many graveyards. […] We will glorify war, the world’s only hygiene […] and scorn women.

Hmm—just when it was going so well…

Amidst the cataclysm of World War One (Moorhead notes that as many as half of the Italian soldiers were illiterate), the death of Amelia’s oldest son Aldo in the Dolomites was devastating.*

The rise of Mussolini, and the resistance
The unhealed scars of hatred from the war led to the rise of Mussolini. Major strikes of workers from 1920 to 1922 were countered by “punitive expeditions” against “subversives” by fascist squadristi, egged on by the police, army, and judiciary.

Carlo became part of a committed anti-fascist circle that included Filipo Turati, Giacomo Matteotti, and the young Piero Gobetti. Through Salvemini he met the Englishwoman Marion Cave, who would become his wife. In 1923, after a trip to Paris, he got to know the Italian community in London, busy with its own political tensions.

The first Italians, pedlars, organ-grinders, and jugglers had arrived in London early in the 18th century, and settled in Clerkenwell, turning its narrow, modest streets into a little Italy, where few of the women spoke English. England had been welcoming to these exiles, as it was to the artisans, barbers, asphalters, carpenters, tool-makers, cooks, and ice-cream makers who travelled up through France and across the Channel all through the 19th century. Arriving in Clerkenwell, they felt at home among the flowering window boxes and the sheets hanging from the windows. Some sold ice from the back of a cart. Others opened boarding houses. Pasta was made at home, then hung from the washing line to dry.**

Among the more affluent Italian community in London many were sympathetic to the fascist cause, including groups like the splendidly-named Ice Cream and Temperance Refreshment Federation. But others lampooned the fascists.

After taking part in a Fabian gathering in genteel Hindhead, Carlo visited Birmingham and the Midlands, “the real England, smoky, dirty, industrial, ugly, productive”—though he found no redeeming features in English food of whatever social level.

After a brief period of ambivalence towards women’s rights, by 1923 Mussolini went on the attack against feminism. Soon

magazine articles showed pictures of comely peasant women in national dress. And sturdy peasant men “mirthful”, yet “sober in their habits”, enjoying “health” and “praiseworthy” pastimes. Private dance halls were closed “for reasons of morality”. People were urged to become lean, willowy, sinewy. “I have no pity,” declared Mussolini, “for the fat”. The new Italian was to be “Herculean”, potent, granite-like, made of steel.

Italian youth were indoctrinated in the Balilla movement (not to be confused with the Barilla pasta company, latterly unlikely sponsors of the wonderful Coco Gauff). Mussolini sent a mission to England to sudy Baden Powell’s Boy Scouts.

Matteotti

The last photo of Matteotti (centre), shortly before his murder.

The murder of Matteotti in 1924 was a decisive moment, shocking the younger dissidents into political action. It was now clear that Mussolini could not be defeated by legal means.

As repression intensified in Italy, Carlo visited London again to observe guild socialism and the new Labour government. Back in Florence, fascist squadri were ever more active. In Monteleone a sculpture was erected of a Madonna and child brandishing a club, La Madonna del manganello. Salvemini was forced into exile.

Confino
After managing to help Turati flee to Paris, Carlo was thrown into prison. Though the sentencing of the defendants to a mere ten months at the “trial of the professors” in 1927 seemed like some kind of victory against fascism, Mussolini still sent them off for five years’ confino on a succession of remote island penal colonies. Meanwhile Nello married Maria Todesco; but he too was soon sentenced to confino.

Banishment to penal colonies was a common method of dealing with opponents of the fascist regimes in Europe (for Portugal, see here; cf. The first gulag), and had a long history as far back as ancient Rome. As elsewhere, in recent years these islands—Ustica, Favignana, Lipari, Ponza, Pantelleria, Lampedusa, Le Tremiti—have become tourist destinations, their painful histories often ignored. In recent years they have also become staging posts for desperate migrants on the route to Europe.

Though conditions were spartan, the islands had a certain rustic charm, and compared to many other such camps conditions were relatively benign. Those with sufficient funds were able to find their own dwellings; they received basic supplies from relatives, and educated themselves—and the locals. The Rossellis’ wives and children, and Amelia, were permitted to join them. Early in 1928, Nello was released from Ustica, though he remained under surveillance.

Meanwhile Carlo was on Lipari. Again the confinati kept busy, selling doughnuts, organizing deliveries of Parmesan, giving talks on Dante.

Left: Nello’s house on Ustica, with a crowd of confinati.
Right: Carlo, with Nitti and Lussu, escaping from Lipari on their way to freedom.

Fleeing from such islands was considered impossible; yet in 1929, after several attempts, Carlo managed to escape with two other confinati by boat to Tunisia, eventually reaching Paris, where he joined a lively community of anti-facist exiles; soon Marion and their young children arrived. Nello was soon returned to Ustica before being moved on to Ponza, but he was released again by November.

The struggle continues
Though Mussolini’s network of spies was active in Paris, Carlo and his comrades still managed to stage demonstrations in Italy against fascist power, dropping leaflets by plane over Milan. Such resistance may seem largely ineffectual, but it was significant.

In 1930 Nello spent time in England, meeting up with Salvemini and English supporters of the cause. Amelia joined him. Her nephew Alberto Moravia also arrived; though he was now fêted for his novel Gli indifferenti, Amelia and Nello were disturbed by his cool cynicism. Stopping off in Paris on his way back to Italy, Moravia met up with Carlo, who asked him to post a letter in Rome for an anarchist friend, which he did reluctantly.

This passage may sound familiar:

The Italians were fed inconsistencies, falsehoods, contradictions, differing interpretations, all designed to mystify and confuse, many of it [sic] couched in stentorian, martial tones over the radio. It was forbidden to mention failures.

As the indoctrination of youth continued, we can imagine Amelia’s reaction:

As for girls, who had to be protected from the “unnatural desires of English suffragettes” and the frivolity and worldliness of “French coquettes”, they were made to dance, garden, iron, and knit, and given “doll drills”, in which they were taught how to hold babies the correct way. When, in the early summer of 1928, thousands of girls between the ages of 16 and 18 were brought to Rome for the first gymnastic-athletic competition, they were told to discipline their muscles and take part in rifle practice, while at the same time to study “good mothering”, in order to become “neither feeble… nor gloomy”. (Pope Pius XI protested about the rifles: if girls raised their arms, it should “be always and only in prayer and charitable actions”.)

Marinetti continued to propound his wild vision: he

wanted to “fascistise” all culture, do away with classical architecture and fill Italy’s squares with electric trams and overhead wires. He wanted to industrialise Venice and ban everything foreign—films, food, orchestras, and even languages—within “our virile, proud, dynamic pensinula”.

Being antipassatista involved being anti-pasta:

And since the new man had to be futuristic inside as well as out, he launched a campaign against pasta, saying that it had made Italians gross, lazy, complacent, and stupid, and led to pessimism and prostitution. “Until now men have fed themselves like ants, rats, cats, and oxen,” he declared in an article on Futuristic cooking. The new man would do better to eat black olives, fennel hearts, and kumquats, and as he ate, stroke sandpaper and velvet, enjoying the contrast in taste and texture, while a waiter sprayed carnation-scented water on to the back of his neck and from the kitchen were relayed the roars of aeroplane motors. At the Holy Palate, his proposed Futuristic restaurant in Turin, diners would be given a boiled chicken accompanied by ball bearings in whipped cream, served by a “woman of the future”, bald and wearing spectacles. Compared to the remorseless severity and humourlessness of most fascist dictators, Marinetti’s crazy fantasies had a certain innocent charm.

Though Marinetti’s vision may have had little long-term impact, Mussolini did indeed wage war on pasta. His remark to Bocchini, head of his secret police, has a more contemporary ring:

We want to create a kind of magical eye which keeps Italians under control and can at any moment provide me with a complete, up-to-date picture of everything being said and done in the whole of Italy. Men … with the craftiness of a fox and the speed of a serpent, they need to learn the difficult art of provocation, how to insinuate themselves into a crowd, how to fit into every situation and every social circle.

In Florence

a “moral cleansing” was launched, with campaigns against swearing, pornography, immoral plays, and indecent fashions. “Eroticism” was done away with, wherever it occurred. Girls were enjoined not to dance the Charleston, and to wear thick stockings and blouses with long sleeves. Dance halls were closed down. There were calls to ostracise “Northern habits”, such as Christmas trees.

Amelia resigned from the Lyceum, once a lively forum for ideas.

The anti-fascists continued their work. In October 1931 leaflets were dropped over Rome. But the secret police were ever-vigilant.

Turati, whom Carlo described as the moral leader of Italy, died in Paris in 1932. With the aid of Sylvia Pankhurst (but not the British government), Carlo attempted to help Matteotti’s widow leave Italy for Paris.

After Hitler came to power in Germany, he came to Venice in 1934 to meet Mussolini for the first time—neither was enamoured.

In 1935 the remaining members of the anti-fascist network in Turin were arrested—including Carlo Levi, whose months of exile in a southern village prompted him to write Christ stopped at Eboli.

Full of bellicose imperial ambitions, Mussolini launched a brutal campaign in Abyssinia. The reproaches of the British government prompted another tirade from the ever-reliable Martinetti, decrying British snobismo, alcoholism, degeneracy, lack of genius, and above all their “sexual abnormalities”.

Carlo was now recognized as leader of the Paris exiles, and, for the spies watching him, the main threat. In Italy, Moravia had just published Le ambizioni sbagliate, but he rebuffed Carlo’s attempt to recruit him to the cause.

Spain, and the assassination
In 1936 the Spanish civil war broke out, with Franco supported by Mussolini. As the anti-fascists sought to redeem their past failures, Carlo set off for the front with a band of volunteers. But with the resistance soon riven by dissent, Carlo returned to Paris in January 1937. That year too, Antonio Gramsci, leader of the Italian Communist Party, died after eleven years in prison.

In Florence anti-semitism was ever more flagrant. Just as a cell of French Cagoulards, with the blessing of Mussolini, was plotting to have Carlo eliminated, Nello, fatefully, resolved to meet his brother in Normandy. In June 1937, after a happy reunion, they were ambushed and murdered as they drove through the woods—Carlo was the target, Nello an unfortunate collateral victim.

The truth emerged only gradually; Pablo Picasso and André Breton were among a group of intellectuals who wrote that if the death of Matteotti had signalled the death of liberty in Italy, that of the Rosselli brothers has signed its death warrant in the whole of Europe.

From Alberto Moravia, Amelia’s much loved nephew, there was total silence. No telephone calls, no letters, no flowers. She did not take it well.

Amelia, broken, left Italy with Maria to Switzerland; soon Marion joined them. Seeking wider horizons, in 1939 they moved to an English village. In 1940 the Germans invaded France; the family now felt it wise to emigrate again to the USA. In New York too, politics were divisive. They met up with like-minded exiles, including the senior Salvemini, who had taken up a teaching post at Harvard in 1934 after going into exile in Paris in 1925.

In a household of women, the matriarch Amelia was now in her seventies; more than either of her daughters-in-law, she approached the New World with curiosity and openness.

Mussolini was ousted from power in the summer of 1943 before he was executed in April 1945. From afar, the Rossellis learned of the liberation of Florence and Rome. Trials were now held for the murders of Carlo and Nello. The family returned to Italy in June 1946, learning how their friends and acquaintances had collaborated with the fascists. In 1951 the bodies of Carlo and Nello were moved from Père Lachaise cemetery to Florence.

Moravia
In 1945 Alberto Moravia had at last written to his aunt Amelia trying to explain his inability at the time, under surveillance, to express his condolences for the murder of Carlo and Nello; but she considered him to have acted “out of opportunism, or, at its most charitable, out of weakness”.

Moravia (1907–90) comes poorly out of this whole story. His novel The conformist (1951), which Bertolucci made into a wonderful film (see this post), reads as a telling denunciation of fascism, and is based on the lives and deaths of the Rossellis. The story of Marcello, the damaged protagonist falling prey to the fascist cause in his vain search for “normality”, contrasts with the principled, life-affirming exiles in Paris; his betrayal of Professor Quadri leads to the horrifying assassination of him and his wife in the woods. Yet Moravia remained distant from the Rosselli family. Was his novel a plea for absolution? Of course, not everyone could be as brave as the Rossellis: at the time, and for many years to come, people had to make uncomfortable moral choices throughout Europe (e.g. the GDR), Russia, and China.

Conformist

From the film The conformist.

Carlo’s widow Marion died in 1949, and “the Rosselli heroes left sad legacies of depression and troubled minds”. Amelia, ever strong, died at the age of 84 on Boxing Day 1954. Melina, daughter of Carlo and Marion, became a successful poet, but committed suicide in 1996 on the anniversary of the death of Sylvia Plath, whose work she had translated.

* * *

As this review notes, Moorehead makes use of contrasting sources: not only the family archive of letters, shot through with love and shared political passions, but also the huge stash of documents, inspired by suspicion and hostility, from the network of spies who documented their every move.

Now I look forward to reading her account of the resistance around Turin, A house in the mountains: the women who liberated Italy from fascism (2019). And then onto all the murky politics of later Italian politics, and the continuing threat of fascism.

Why didn’t I know, or care, about all this through my youth? Alas, my interests were so abstruse. It’s also a world away from the concerns of the Burlesque-only generation; yet the scars remain, and as fascism turns out not to have been erased, it seems ever more relevant. Like Neil MacGregor, I also wonder,

What would we have done?

* In England such trauma was to be movingly evoked by Vera Brittain, who lost her brother Edward in the same region.

** For a fascinating account of Italian folk musicians in England playing zampogna bagpipes and other folk instruments, see here. The zampogna was still heard in 1960s’ New York. Moorehead might also have mentioned more reputable early Italian migrants to England like performers of WAM.

Self-mortification: dervishes of Kurdistan

with a note on Tibetan spirit mediums in Amdo

dervish

Leading on from my post on Yazidi culture, here I consider a distinctive kind of ritual activity among the Kurds—mainly through a fine documentary from 1973.

Suffering in the quest for union with God is a universal theme, such as among the Uyghur ashiq, or indeed the Bach Passions. An extreme instance is the controversial yet widespread practice of tatbir ritual self-mortification by such acts as flagellation and skewering the body. Practised quite widely through the Islamic world, mortification of the flesh is a theme in other ritual cultures too, including Christianity: it was practised by Lutherans and Methodists, and among Catholics, rituals continue in Spain and Italy. It seems rare in China, though spirit mediums perform self-mortification at extreme northwest and southeast regions: Tibetans in Amdo, and Hokkien in south Fujian and Taiwan. [1] As ritual performers in the public domain, they are male (see here).

As to Kurdistan, dervishes—broadly members of a Sufi tariqa lodge/order/fraternity, sometimes also religious mendicants—perform dhikr (zikr) ecstatic devotional acts, commonly in the form of litanies, but also in rituals of self-mortification. Of course, as in other cultures, this is only one among many manifestations of faith. Beyond sensationalist voyeurism, one hopes for a more sober ethnographic approach—like the documentary

  • Kurdistan: the mysterious dervishes (André Singer and Ali Bulookbashi, 1973, in the series Disappearing world).

It shows the daily lives and religious practices of a dervish community in the Kurdish village of Baiveh on the border between Iran and Iraq, at a time when the two countries had cut diplomatic ties. Many were refugees from Kurdish areas of Iraq; a major source of their economy was contraband. They were dervishes of the ecstatic, mystical Qadiri cult. The film explores the spiritual and temporal power wielded by their leader Sheikh Hussein. By serving him the dervishes consider that they are also serving God. He presides over rituals in which they have the power to carry out acts which would normally be harmful, such as having electricity passed through their bodies, eating glass, and skewering their faces.

It is the less privileged members of the community who seek to enhance their status through performing such acts of subservience—demonstrations of loyalty, as much to the Sheikh as to God. The film also includes explores the tensions with the local mullah, representative of orthodox Islam; but it is the complex of modern secular values that pose a greater challenge to the ways of the dervish, and to the Sheikh’s feudal power.

Here’s the film—not at all for the faint-hearted:

A restudy would be interesting.

This more recent French documentary also features extreme scenes:

The resilience of tradition in troubled modern times is also shown in the revival of ritual pilgrimages, again often featuring tatbir (on the revival since the fall of ISIS, see e.g. here). The ancient battle of Karbala is commemorated in the Arba’een pilgrimage to Karbala that marks the end of the Ashura festival.

As ever, the commodified urban dervish performances for tourists that are often featured in the media—invariably cast as “whirling”—are a world away from local rituals—though they too are a proper subject for ethnographers.

Tongren 1

Qinghai 2

Tibetan self-mortification, Rebkong: source here.

[1] For trance mediums in Amdo, see here. For the 6th-moon Klu-rol festival of Tibetans in Rebkong (Tongren), Qinghai, note
Charlene Makley, “Rebgong’s Klu rol and the politics of presence: methodological considerations” (2013), perceptively situating the event within the changing politics of the area as it has become a tourist attraction since 2001 (as you can see from online videos). And now she has published The battle for fortune: state-led development, personhood, and power among Tibetans in China (2018).
Among several other articles, see e.g.
Kevin Stuart, Banmadorji, and Huangchojia, “Mountain gods and trance mediums: a Qinghai Tibetan summer festival”, Asian folklore studies 54 (1995);
Cao Benye 曹本冶 and Xue Yibing 薛艺兵, “Renshen gongwu: Qinghai Tongren liuyuehui jishen yuewude diaocha yanjiu” 人神共舞: 青海同仁六月会祭神乐舞的调查研究, in Cao Benye (ed.), Zhongguo chuantong minjian yishi yinyue yanjiu, Xibei juan 中国传统民间仪式音乐研究, 西北卷 (2003, with DVD);
and Katia Buffetrille’s chapter in a special volume on Mediums and shamans in Central Asia.
For more, see Isabelle Henrion’s extensive Western-language bibliography on the Tibetan performing arts, §10.

For self-mortifying mediums in south Fujian, note Ken Dean’s fine film Bored in heaven; for Taiwan, see Donald Sutton, Steps of perfection (2003), Margaret Chan, Ritual is theatre, theatre is ritual; tang-ki: Chinese spirit medium worship (2006), and Patrice Fava’s 1995 film Mazu la déeese de la mer, réalité d’une légende.

For a broader treatment of self-inflicted violence in the imperial history of Chinese religion, see Jimmy Yu, Sanctity and self-inflicted violence (2012).

Punk in Madrid

None of them looked like good Catholics.

Madrid punk

Source here.

For all the pervasive global influence of Anglo-American popular culture, its distinctive regional variants around the world are always worth bearing in mind.

In my rash coverage of punk, I’ve expanded to the GDR and China. Now I’m grateful to a recent Guardian article for opening my ears to La Movida Madrileña punk movement in Madrid, also broadening my Iberian horizons beyond flamenco and fado (here, and this sequel)—for more on Spanish punk, click here; for punk in Portugal, see e.g. here.

Franco had been dead for a while before those he repressed in Spain felt brave enough to celebrate in public. The dictator’s four-decade rule did not neatly expire in 1975, when he died. The country was still being effectively run by soldiers and priests when a ragged lineup of young punks staged a free concert at Madrid Polytechnic on 9 February 1980. Forty years later, that night is remembered as the event that launched La Movida Madrileña, a countercultural eruption in the city during the country’s volatile “transition” to democracy.

In Spain the Sex Pistols’ “fascist regime” had a more visceral connotation. As punk pioneer Servando Carballar recalls,

people forget just how long the practices of church-sanctioned military rule persisted after Franco. Homosexuality was only decriminalised in 1979. Spanish women, including Carballar’s bandmate and future wife Marta Cervera (aka Arcoiris), had long been subject to a patrician curfew, which made most streets and bars an entirely male domain by 9pm. The country’s Civil Guard could still break up any gathering of more than three people, and detain anyone whose clothes, hair, or face gave them the flimsiest pretext under the prevailing law of “dangerousness and social rehabilitation”.

Notable bands included Aviador Dro and His Specialised Workers, Los Secretos, La Banda Trapera del Río, and Parálisis Permanente. Here’s the all-female band Vulpes, reminiscent of The Slits, with their soon-to-be-banned Me gusta ser una zorra (“I like being a slut”), a cover of The Stooges’ I wanna be your dog (1969!):

Another female singer was Alaska—who appears as lesbian rocker Bom in Pedro Almodóvar’s debut film Pepi, Luci, Bom y otras chicas del montón (1980). Here’s a trailer:

Today, Madrid is run by a rightwing coalition who refer to that period, if at all, as a brief spell of leftist decadence.

To complement my post on French slang, I also learn of Spanish cheli, which adopts words from the underworld—such as cutre, “seedy in a good way”, perhaps “edgy”.

 

Coronavirus 2: songs from Gansu, and blind bards

ZGS vid

To follow blind bard Liu Hongquan’s song mourning Li Wenliang, thanks to Alex Davey and others on Twitter I note some great new satirical songs about Coronavirus by the enterprising Gansu folk-singer Zhang Gasong 张尕怂 (b.1989).

His own song about Li Wenliang appeared only very briefly on Weibo (see his regular posts there at weibo.com/zhangdabenshi). Another one, criticising a range of responses to the crisis, with incisive visuals, was also soon deleted from Chinese social media. Here’s a playlist:

And he created this song to cheer up his granny by satirising his unexpectedly lengthy sojourn upon returning home for New Year —a common predicament:

Musically the gutsy style, with funky sanxian lute, is reminiscent of the blind bards of Shaanbei—like Liu Hongquan’s song, the “northwest wind” makes an incisive medium.

On Zhang Gasong there’s a lengthy article in Chinese, with a clip from the documentary Huanghe gayao 黄河尕谣. What’s more, I find that he’s a fellow-stammerer (among posts under the stammering tag, note Great Chinese stammerers)! Here’s a documentary by Zhang Nan:

Brought up in a poor village of Baiyin municipality beset by frequent drought, he relished the huar song festivals at temple fairs; he managed to attend college, but found himself drawn back to his local culture, becoming a collector as he studied with noted folk performers.

Zhang Gasong studying Liangzhou xianxiao with Zang Shande (left) and blind female singer Feng Lanfang (right).

A busy touring schedule has brought him celebrity—though he finds the idea of “touring” (xunyan 巡演) poncey: “it’s pretty much like being an itinerant singer”. As his horizons have expanded, he’s absorbed new pop styles; yet he’s aware of the dangers of losing himself in the urban jungle, and as he astutely comments, he doesn’t like to be forced into representing a contrast between rural and urban China.

Here’s his song “Tell the truth”:


Appendix

Zhang Gasong’s work in collecting the local song cultures of Gansu, with its complex ethnic tapestry, is part of a long tradition dating back to the Maoist era. As ever, it’s worth consulting the folk-song and narrative-singing volumes of the Anthology:

  • Zhongguo minjian gequ jicheng, Gansu juan 中国民间歌曲集成, 甘肃卷 (1994)
  • Zhongguo quyi yinyue jicheng, Gansu juan 中国曲艺音乐集成, 甘肃卷 (1998).

Feng Lanfang

Feng Lanfang (centre).

Just one instance: Zhang Gasong visited Wang Yue 王月 (b. c1936; see also here), Zang Shande 臧善德 (b.1945), and female performer Feng Lanfang 冯兰芳 (b.1965) to study melodies from the Liangzhou xianxiao 凉州贤孝 (“virtuous and filial songs of Liangzhou”) genre, popular around the region of Wuwei. Belonging under the wide umbrella of morality songs “exhorting virtue“ quanshan 劝善, widespread in China, its history and structure are outlined in the Gansu narrative-singing volume. [1] Like so many genres around China (such as Zuoquan in Shanxi), it is mainly performed by itinerant blind singers for life-cycle and calendrical observances.

Research was carried out under Maoism, with official attempts to reform “superstitious” content of limited effect. Activity resumed more openly in the 1980s, coinciding with the Anthology fieldwork. In recent years Liangzhou xianxiao has been espoused by the Intangible Cultural Heritage project, with considerable media coverage—while (here I go again) substituting reified festivals on urban stages for serious ethnographic fieldwork on its life in a changing society.

Some of the great perfomers whom Zhang Gasong visited may be found in online videos; here’s Feng Lanfang, incorporating topical themes into her morality tales (cf. Bards of Shaanbei, under “Old and new stories”): [2]

Still in Gansu, for a fine film on shadow-puppetry, see here; and for Daoist ritual, here. For some archive recordings of huar songs and narrative-singing from the northwest, note the CDs here; and for a recent project from Naxos, Folk music of China, vol. 1: folk songs of Qinghai and Gansu. Yet more instances of the remarkable resilience of Chinese tradition through successive modern crises…

[1] Zhongguo quyi yinyue jicheng, Gansu juan: introduction pp.636–40, transcriptions 641–92, biographies 693–4. More recently, see e.g. Li Wulian 李武莲 ed., Liangzhou xianxiao jingxuan 凉州贤孝精选 (2011).

[2] As I’m sure you’ll notice, the final instrumental melody (from 16.54) was mistakenly uploaded at high speed!

Bruce Jackson on fieldwork

Right: Bruce Jackson with Diane Christian.

Among all the numerous tomes on fieldwork (and numerous posts under said category), I keep recommending

(e.g. here, and recently in this post on Doing fieldwork in China), so I thought I should re-read it, and give a little introduction. Purely incidentally, I’m very keen on one-word titles—for a less succinct citation, see here, under Jarring.

Part One: Human matters opens with a chapter on ways of doing fieldwork. He wonders:

What did Alan A. Lomax do when his informants sang songs he didn’t like? What did he say and do when they interspersed in their folksy repertoires songs they learned from the radio or the jukebox?

To be fair, fieldworkers do now tend, consciously, to include such material. But folklorists, unlike scientists, rarely report on their failed experiments—Jackson cites Charles Keil on the Tiv; we might add Nigel Barley in Cameroon, and even my 2018 trip in search of Chinese village temples. As Jackson was writing, the literature also rarely betrayed personal opinions of the fieldworker. While noting exceptions like James Agee’s Let us now praise famous men, Jackson cites John M. Johnson:

It is impossible to review the literature about methods in the social sciences without reaching the conclusion that “having feelings” is like an incest taboo in sociological research.

Again, more recent work has partially rectified this tendency (e.g. Kulick and Willson, eds, Taboo: sex, identity and erotic subjectivity in anthropological fieldwork, or Barz and Cooley eds, Shadows in the field, or indeed Barley). By the way, I also like Barley’s comment on how fieldwork enables one to assess the monographs of others:

Henceforth […] I would be able to feel which passages were deliberately vague, evasive, forced, where data were inadequate or irrelevant in a way that had been impossible before Dowayoland.

Jackson takes us through the various conceptual and mechanical stages of planning. As to the work of collecting “in the field”, he notes the move from acquiring disembodied texts towards documenting their whole social context. In his early days he collected variants of the song “John Henry” as if they had some kind of autonomous existence, but he soon became wary of lofty context-free academic discourses on “meaning”. He gives a nice list of questions, that would be useful for collectors of Chinese folk-song:

  • Where and when and from whom did you get that song?
  • Did you change it? If so, how?
  • Are there other versions you like less or more? What and whose are they and why do you feel the way you do about them?
  • What’s the song about?
  • What else is it about?
  • What do you think about that story?
  • Do you think about that story?
  • When would you sing it?
  • When do you sing it now?
  • If you don’t perform the song, do you know it? If you know it, why don’t you perform it?

He cites worthy early advocates of such an approach, from Ben Botkin (1938) to Peter Bartis (1979) and the archaeologist William Sturtevant (1977), noting the difference between formal interviews and informal observation:

You can often learn more from what happens to be said and done in your presence than you can from what’s said and done in response to your questions or requests.

Still more succinctly, he summarises:

What sorts of things do people do? What sort of sense do they make do the people doing them?

Discussing salvage folklore, he reflects wisely on the age-old sense of urgency about “rescuing” traditions:

It’s always too late to capture such things. Aspects of culture being changed can never be seen by the visitor for or as what they were. We can learn things of value by trying to discover what’s been lost, but the knowledge is never more than partial—exactly as all historical enquiries can never give us knowledge that is more than partial. The world of our forebears will never be ours. […]
Salvage folkore can be valuable, but only if the collector understands the place the information collected plays in the lives of the people supplying the information.

He goes on:

The heart of the salvage folklore operation is to rescue from oblivion some art or artefact or piece of knowledge. That’s a perfectly legitimate reason for doing fieldwork: those songs or stories or legends or folkways or folk arts are part of our heritage, part of what makes our world what it’s become, and they should be preserved for exactly the same reasons works of literature or sculpture or letters of prominent persons or old city maps should be preserved. Knowing such facts helps us understand cultural adaptation and change. The reason few folklorists do salvage folklore nowadays isn’t because they’ve all decided such preservation is useless; rather it’s because the definitions of folklore and the folk process have expanded in ways that permit folkorists to deal with modern life and with traditions, processes, and styles that are very much alive.

By now the ideology of salvage may have been widely downgraded, but it remains common in China today, both among Chinese and foreign scholars: such issues of context hardly feature in the accounts of scholars in search of Daoist ritual manuals or seeking to record “ancient music”.

Jackson discusses the multiple ways of finding “informants” (a term to which he resigns himself more readily than I do). Indeed, in China I’ve noted that rather than making platitudinous visits to the county Bureau of Culture, more useful sources of local information might come from chatting with the boss of a funeral shop, or stopping to chat to an old melon-seller by the roadside. For the broad range of my own mentors in Yanggao, click here.

Jackson reflects on more and less successful field trips. He reminds us that the “facts” of our data collection, and indeed the way we use the mechanical equipment we bring to the field, are subjective.

MYL played

I take part in the New Year’s rituals on yunluo gong-frame, Gaoluo 1998.

In Part Two: Doing it, Johnson clarifies the notion of “participant observation” (which again is less common among Chinese fieldworkers):

Participant observation means you’re somehow involved in the events going on, you’re inside them. You might, like Bruce Nickerson (1983), study factory work by taking a job in a factory; or, like William Foot Whyte (1943), you might take up residence within the community you want to study. You might go drinking or fishing or picnicking or campaigning with the people whose folklore concerns you.

He notes the ethical questions that this poses:

Each variation of the participant-observer role requires some measure of trust—in exchange for which the fieldworker has responsibilities more complex than those of the complete outsider.

More recently Sudhir Venkatesh‘s work with Chicago street gangs provides a particularly troubling instance of the dilemma. Jackson cites Edgerton and Langness (1974):

Complete involvement is incompatible with the anthropologist’s primary goals, but complete detachment is incompatible with fieldwork. Successful fieldwork requires a balance between the two, a balancing act which is every bit as difficult as it sounds.

He notes that with folklorists now working more often in industrial societies than among those whose life cycle is based on the agricultural calendar, they are more flexible in options than anthropologists, and more ranging in concern than oral historians. For China, while a year-long stay is routine among Western-trained anthropologists such as Liu Xin or Adam Yuet Chau, scholars more commonly make shorter visits over a long period.

Fieldworkers are always working in contexts of their own devising, whether as hidden observers or asking individuals to perform. There is […] nothing wrong with this, so long as the fieldworker understands the nature of the devised context, knows how it limits the information provided and how it infuences the behaviours of the informants. Fieldworkers deal with real people in real situations, and they must, therefore, understand the ways their presence influences what’s going on. They must be sensitive to the kinds of relationships they develop with the people who may agree to perform for them, and they must understand that the rhetorical form called “the interview” is different from ordinary discourse in critical ways.

Gaoluo: left, my famous haircut, 1993;
right, maestro Cai An introduces Wu Fan to the wonders of singing the gongche notation in preparation to realize it on the shengguan ensemble, 2003.

This leads to Chapter 6, where Jackson discusses the crucial issue of rapport. Mentioning “stranger value”, he discusses “why people talk to you”, and the pros and cons of payment. He recommends Jean Malaurie’s The last kings of Thule, and cites Charles Keil’s Tiv song; he tells stories about working with Pete Seeger at a black convict prison in Texas in 1966 (see below), and later at an Arkansas prison; and he tells how his mother defused a threatening incident while working as a nurse in a mental hospital. At a tangent, you may enjoy this post on my own run-ins with the local constabulary in China.

In Chapters 7 and 8 he discusses interviewing and ordinary talk in turn.

Having a conversation about a part of life and interviewing someone about a part of life are not the same kinds of event; they’re not even the same kinds of discourse. […]
The best interviewers somehow make the difference between conversation and interview as unobtrusive as possible.

We all adapt constantly, “code-switching” naturally:

I automatically adopt different styles and levels of discourse when talking to one of my classes, to a police officer who insists I was exceeding the speed limit, to an auditorium full of strangers, to my family at home, to my mother, to someon who owes me money, to someone I owe money. You do the same thing. None of these styles is necessarily dishonest or phony; most of them are what seems appropriate for the situations in which they emerge.

Listening to tapes of his interviews Jackson learns that he talks too much. And he finds that one can’t always record everything on tape: sometime it may interfere with the occasion.

Have a good time. Tell yourself to remember as much as you can and be sure to take notes later. Sometimes it’s okay just to be a person.

He describes his experiences in compiling A thief’s primer (1969), based on interviews, and chats, with a Texan check-forger and safecracker called Sam, as well as his search for supporting material from others.

More useful advice:

Many times slight rephrasing of a question puts it in a form that demands a discussion rather than a word. Instead of “Did you like what he said” ask “What did you think about what he said?” Instead of “Did you always want to be a potter?” ask “How did you become a potter?”Instead of “Have you heard other versions of this song? ask “What other versions of this song have you heard?” […] Putting the question in a way that elicits discussion rather than a single word gives the subject a chance to talk, and it indicates that you value the response. […]
Part of the task is being sensitive to the rhythms of utterance. Native New Yorkers, for example, rarely have notable pauses in their conversations; when pauses occur, other speakers usually leap in. Native Americans frequently have pauses; leaping in is rude. […]
Often the most interesting responses are produced by follow-up questions—questions you ask after you get the first answer. The follow-up question interrogates the response itself; someone tells you what was done, the follow-up asks why it was done, or why it was done that way, or when and how often and by whom it was done; someone tells a story, the follow-up asks what the teller thinks the story was about, and whether the teller believes it, and whether the teller heard it any other time.

Moving on to “ordinary talk”, Jackson notes the usefulness of listening to people talking among themselves.

The lengthy Part Three: Mechanical matters largely concerns technical guidance on the equipment that one takes to the field, and the production of related outputs. Though, strangely, this was Jackson’s main original purpose in writing the book, such advice (also a regular feature of ethnomusicological handbooks) is inevitably ephemeral. Still, this section is interspersed with useful, more enduring comments on our own role and interaction with our subjects.

These insights feature prominently in the opening chapter, “Minds and machines” . Here he first ponders “what machines do for you and to you”. He recommends a sharp eye and a good memory, along with pen and paper. As he notes, the latter are unsatisfactory for interviews, detracting from engaging fully with one’s subject. But using recording equipment has similar flaws, such as “field amnesia”. Jackson discusses teamwork and division of labour, noting that the fewer outsiders intrude, the better.

My fieldwork colleague Xue Yibing chats with an elderly former Daoist in an old-people’s home, and with a young ritual recruit, early 1990s.

Even I began to take Jackson’s points on board with my work on Gaoluo village, and later on the Li family Daoists. In Gaoluo I worked with one, sometimes two, Chinese colleagues, with them taking notes affably while I thought of irritating etic questions and distributed cigarettes (the latter deserving a major chapter in any fieldwork guide to China). By contrast, with the Li family Daoists since 2011 I’ve mostly managed on my own. Jackson suggests taking only as much equipment as you really need. Given that I rarely care to make audio recordings of my chats, I’ve had to develop a way of maintaining engagement while taking notes; sometimes while engaging fully, with my notebook to one side, I sheepishly go, “Hang on a mo, I gotta get this down!”

53 GN and WM amused cropped

Relaxing in the scripture hall between rituals, Daoists Golden Noble and Wu Mei amused by my notebook. I know I use this photo a lot (e.g. here), but I really like it!

In detailed chapters (much of whose fine technical detail has inevitably become obsolete), Jackson then discusses recording sound, microphones, photography, and video (useful tips here). He notes the different purpose of such work (as art, and as diary), as well as the subjectivity of the eye and ear. In Chapter 15 “Records” he discusses the work of documenting one’s material in logs—along with fieldnotes, an important supplement to fragile memory.

Part Four: Ethics, consists of the chapter “Being fair”—“the most important thing of all”. Jackson covers the role of the fieldworker both in the field and later, publication in various formats, and the thorny issue of ownership, rights, and payment, much discussed since, as “communal ownership” of folklore material came to be questioned. He cites the case of the Lomaxes’ recordings of Lead Belly—who was among the first convicts they recorded in Louisiana State Penitentiary in 1933, long before Alan Lomax went on to work with Jackson.

Cummins

Inside the wire: Cummins, Arkansas.

In the Appendix on Death Row Jackson ponders issues surrounding his major work with Diane Christian in prisons in Texas and Arkansas. Here’s a trailer for the 1979 documentary Death Row (1979):

Jackson explains his initial fear of being voyeuristic, and the complex issues of gaining a degree of trust.

Some men talked because they wanted people to know what the place was like. Some talked because we gave them a chance to vent their grievances against the criminal justice system or the prison administration or other inmates of the row. Some talked because they thought the film might do some real good.

And he quotes Rosalie Wax:

It would be gross self-deception not to admit that many informants talked to me because there was nothing more interesting to do.

As he observes, there is no such thing as a neutral observer. And

all reconstructive discourse—a statement by a murdere waiting in a tiny cell in Texas, the autobiography of Henry Kissinger, the letter of a lover to a lover who is presently angry—is craft.

Following Jackson’s book Wake up dead man (1972), here’s an excerpt from his 1994 CD of recordings of Texas convict worksongs:

And this site has useful links to his work with the Seegers at Huntsville prison in 1966. In Chapter 6 he tells how Pete Seeger overruled Jackson’s doubts about the value of him playing for the inmates, resulting in “one of the best concerts I ever heard or saw”—and substantial gains in trust. I pause to reflect how hard is to imagine a similar fieldwork project for Chinese or Russian prisons. Meanwhile Johnny Cash was also finding how popular his prison concerts were.

* * *

While music plays a quite minor part in Jackson’s book, he came to folklore through an early interest in folk-song. Among the tasks that George List gave him in the Archive of Folk and Primitive [sic] Music at Indiana University was preparing the master tape for the 1964 Folkways LP of Caspar Cronk’s recordings in Nepal—mainly of Tibetan songs.

* * *

Many of Jackson’s approaches have since become standard; some of his comments might seem obvious, but they’re always right on the nail. And as with Bruno Nettl, it’s his engaging style that appeals to me; just as he stresses human rapport in fieldwork, he seeks to communicate in his style of writing—not always an academic priority, to put it mildly. The reader can tell that he really cares about both the work and the people he consults, and that he finds such projects important and inspiring.

Reviving culture: the Yazidis

Lalesh April 2019

Lalish, April 2019.

Among all those who suffered under ISIS, the Yazidi people, and particularly its women, endured most appalling traumas. [1]

Yazidi 1920s

Sinjar, 1920s.

With most Yazidi populations living in north Iraq, they are ethnically Kurdish, speaking Kurmanji dialect; major locations include the pilgrimage site of Lalish and Mount Sinjar to the west.

map

While the fate of the Yazidis under ISIS is shocking, they have long been persecuted, with massacres during the Ottoman empire and tribulations under Saddam. For social and religious change over recent decades, suggesting the region’s troubled history and complex economic and political context, do watch this documentary by Eszter Spät, filmed on the eve of the genocide, about the ritual tour of the sacred peacock standard—with the hymns of the qewwal ritual specialists accompanied by frame-drums and flutes:

For the oral tradition, see e.g. here, and for a detailed textual study,

  • Khanna Omarkhali, The Yezidi religious textual tradition: from oral to written (with CD-ROM, 2017).

Under the ISIS regime the Yazidis were executed, abducted, enslaved, raped. With many survivors now in displacement camps, refugee communities are also quite widespread, such as in Germany and Nebraska.

In extremis, culture may lie dormant (cf. Blind minstrels of Ukraine, and the ongoing onslaught on the Uyghurs), or adopt exceptional forms (cf. the Cultural Revolution in Tibet). Now a project from the AMAR Foundation is working with Yazidis to support and document their musical culture, and earlier this month they brought a group of male qewwals and female singers to England to perform for select audiences in Oxford and London (see e.g. here and here).

While media coverage tends towards clickbait headings like “rescuing ancient music”, suggesting an unspoilt, pristine culture destroyed by a single apocalypse (cf. China), the Yazidis’ fate under ISIS is but the latest and most extreme instance of their persecution.

And music is not a thing, it’s what people do. So as AMAR recognizes, the whole maintenance of Yazidi culture is part of a complex long-term endeavour, depending on the rebuilding of communities with a modicum of stability that require ceremonial and entertainment activities and have scope to practise them. Cultural foundations may play a certain role, but most of what such societies need is beyond their powers. The task is not to become the latest flavour-of-the-month on the world music bandwagon; foreign tours can help promote their international profile, but the regeneration of Yazidi culture depends on their’ own efforts in their homeland, and in the camps where they have been relocated. This was filmed in July 2019 at Khanke displacement camp, Duhok:

As Bruce Jackson observes about “salvage” fieldwork, it’s always too late. The fate of the Yazidis may be an extreme case, but much of this applies to the cultures of the diverse ethnic groups and communities throughout the war zone. For instance, what will become of the rich musical and ritual culture of Aleppo, whose fall is so movingly documented in For Sama? And alongside traditional music, popular genes (rap, hip-hop, and so on) are a major part of the identities of such ethnic and political groups.

For Kurdish ritual culture, see here.

 

[1] On wiki, see here, and for Yazidi religion, here. Apart from the outstanding journalism of Channel 4, I also admire the sincerity of reports by Stacey Dooley; in this programme she spent time with an all-female Yazidi battalion. Among numerous media articles from before and since the 2014 genocide, see e.g.
https://www.nytimes.com/2003/01/03/world/bashiqa-journal-a-sect-shuns-lettuce-and-gives-the-devil-his-due.html
https://www.bbc.co.uk/news/blogs-magazine-monitor-28686607 https://www.theguardian.com/world/2014/aug/07/who-yazidi-isis-iraq-religion-ethnicity-mountains
https://www.pri.org/stories/2017-09-12/photos-yazidi-women-undergo-rebirth-ceremony-after-isis-enslavement