Smiling in China

jingtang

Relaxing in the scripture hall between rituals, Yanggao. From my film.

A brief introduction to the origins and history of smiling by Antony Manstead leads me to ponder China. As even a glance at wiki tells us, it turns out to be just as complicated as all others kinds of human behaviour. Here are some preliminary, random notes, awaiting a more thorough study.

Manstead concludes:

Turning points in social practices over time, such as the emergence of dentistry in 18th-century France, the rise of the advertising industry in 20th-century America, changes in social norms regarding the appropriateness of emotional displays and changes in immigration have all contributed to observable differences in how and when we smile.

Another report comments:

One common Russian proverb translates as “smiling with no reason is a sign of stupidity”, while a government leaflet on working in Norway warns that you’ve been in the country too long if you assume smiling strangers are drunk, insane, or American.

Smiles have been classified under many headings, such as fearful, miserable, dampened, embarrassed, qualified, compliance, coordination response, listener response, contempt, angry-enjoyment, fake, flirtatious, and the famous Duchenne smile.

Laughter may seem like a more spontaneous reaction, but it too may be classified under a variety of headings (etiquette, nervous, cruel, and so on). Laughing from amusement is not the same as smiling as a habitual social lubricant, a sign of good will.

Bill Bryson notes how humour is basic to social interaction in Britain. In a passage of Notes from a small island from which I’ve already cited, he observes:

Watch any two Britons in conversation and see how long it is before they smile or laugh over some joke or pleasantry. I once shared a railway compartment between Dunkirk and Brussels with two French-speaking businessmen who were obviously old friends or colleagues. They talked genially the whole journey, but not once in over two hours did I see either of them raise a flicker of a smile. You could imagine the same thing with Germans or Swiss or Spaniards or even Italians, but with Britons—never.

This may be a pertinent comment on the British bourgeoisie, but it will only take us a moment to realize that their habits are anything but universal. We need to unpack different contexts and moments in social interaction—degrees of acquaintance, between friends and within the family; initial greetings and sustained conversation, formal situations, propaganda, and so on.

Bryson’s typical British scenario will not only involve friendly smiles upon meeting, but the whole opening exchange too is likely to take a jocular form. However, the voluntary “social” smile—a form of social signalling—is variable across cultures. Age, class, and economics are clearly important factors: even in Britain, teenagers and poor people don’t feel such a need to express friendliness thus. Smiling is by no means a simple indicator of happiness, but in much of the world—poor societies and war zones, for instance—there’s not much to be happy about. Under state socialism, propaganda only blurs the issue; it’d be interesting to explore how the experience transformed personal interaction. For the USSR, the work of Orlando Figes provides material. None of this maps precisely onto the global happiness index…

China
Like Bryson in Britain, among friends in China I often marvel at their humour; but even observing their social life as a fly on the wall rather than in my exchanges with them, I find much less smiling as social lubricant. Still, again, this is no simple matter.

One would seek to consider diverse social groups, both urban and rural—for the latter, peasants, cadres, entrepreneurs, teachers, traders, vagrants, and so on (for some instances from my own fieldwork, see here).

So here I’m more interested in the incidence of smiling within social groups. However, while outsiders in urban contexts may be able to observe social interaction without intruding on the scene, in smaller rural communities they—whether foreign or Chinese—may not make reliable observers. The arrival of a stranger in such a setting may cause anxiety; but even long-term acquaintance doesn’t bestow insider status. I also think of this wonderful story from Liu Xin. Maybe rural insiders like Mobo Gao would have pertinent remarks.

It will be even harder to document historical change. I look forward to an erudite tome on smiling in the late Tang dynasty. Even analyzing smiles through the 1930s, 1950s, and 1990s may prove difficult, with much of the material based on images rather than ethnography. Under Maoism, as in the Soviet bloc, humour was commonly expressed in the form of bitter jokes (e.g. here, with links; many more instances under Chinese jokes).

For rural China I noted the lack of terms like hello, thankyou, please, and sorry (Daoist priests of the Li family, pp.23–4, cf. here). By contrast with the British jocular small-talk about the weather, a common rural Chinese greeting is: “Have you eaten?”—suggesting a historical anxiety about famine.

Meanwhile the sullen, automatic, negative response “Meiyou” from shop assistants, still standard in the 1980s, began to give way to more friendly exchanges by the 1990s.

As has been well documented, smiling for portraits developed only quite recently even in the West. In China, putting on your best face for the camera has rarely been perceived as requiring a happy smile; posed photos there still typically show serious, unsmiling subjects. This used to bemuse me. While I try to take informal photos, we have also taken many posed group pictures of ritual specialists (see posts under Local ritual), which rarely show anyone smiling.

Qiao family 1962

The Qiao family, Yulin city 1962, in a lull between major social traumas. Showing a range of expressions, it hardly contributes to the discussion—I just love the image.

Photos from the Maoist era (and indeed since), showing workers and peasants smiling or engaged in their work, with no hint of conflict or coercion, are clearly flawed evidence (see e.g. this chapter by Covell Myskens). Most flagrant are images of ethnic minorities singing and dancing—not least the shameful recent CCP propaganda of Uyghurs singing “If you’re happy and you know it”, worthy of Terezin.

Happy Uyghurs

More recently photographers sometimes encourage a smile with the Chinese version of “Cheese!”: “Qiezi!” (aubergine).

Since we’re discussing social interaction here, film footage should be a major database, though again the degree of intrusion of the outsider on the scene will be an element. Apart from documentary, verité feature films are worth considering, such as The blue kite, The story of Qiuju or the work of Jia Zhangke.

Besides class, we should consider gender. Rural women tend not to interact in public, still less with men. Outside the family, smiling may be perceived as indecorous, and their behaviour is highly reserved. Again, one seeks to document their daily interactions among each other. At the same time, social media and the selfie have produced new poses.

As I said, these are just a few preliminary thoughts. Anyway, we obviously have to guard against taking traits that are familiar within the narrow confines of our own society as some kind of benchmark. As I write, the All Black haka shows a distinctive form of social greeting…

 

 

 

Uyghur drum-and-shawm

ordam 1

From Rahile Dawut and Aynur Kadir, Music of the Ordam shrine festival.

To follow my posts on shawms in south Asia and Lorestan, travelling northeast (if one could, via Afghanistan), one reaches Xinjiang, where shawm bands are also common.

The Uyghur tag in the sidebar includes my review of the film Ashiq: the last troubadour, and a post on mazar shrine festivals and the disappearance of the scholar Rahilä Dawut. Deplorably, since 2016 much of the rich culture of the Uyghurs seems to have become a historical subject.

The muqam suites are mainly sung and danced to the accompaniment of plucked and bowed strings, but they are also part of the repertoire of naghra-sunay bands with paired kettle-drums and shawm. As elsewhere, these bands perform mainly for life-cycle events (notably weddings), calendrical rituals, and shop openings. The CD

contains brief tracks (#1 and #12), as well as a lengthier excerpt from the Charigah muqam as played in Turpan (#8)—including a “limping” metre of 17 beats divided 7+6+6.

Incidentally, here’s an excerpt from Charigah muqam as performed in Khotan by Chistiyya Sufis (for more, see here):

Here’s a 2006 clip of a naghra-sunay group in Kashgar playing Shadiyana to accompany sama dance at the Heyitgah mosque (longer audio here):

For more, see the “Sounding Islam China” channel on YouTube.

As always, studying such music soon leads us to consider the wider ritual culture—not least the great pilgrimages to mazar Sufi shrine festivals, at which bakhshi ritual healers who attend the mazar also play naghra-sunay. Again, we are drawn to the fine work of the anthropologist and film-maker Rahilä Dawut—and her outrageous detention. 

ordam 2

It’s not just the religious life of Xinjiang that is being destroyed, it’s the whole culture.

 

Shrine festivals of the Uyghurs

Dawut

Rahilä Dawut.

I note two conspicuous, inevitable absences from the recent Shanghai festival of films on music ethnography.

One is the work of Liu Xiangchen, a Han-Chinese director who has long documented the cultures of ethnic minorities in Xinjiang. Only three years ago, the Centre for Ritual Music at Shanghai was able to hold an event at which his film Ashiq: the last troubadour was screened in full; and in 2017 he attended a screening at SOAS. Yet in this short time the climate has changed radically.

Infinitely more distressing is the case of the distinguished Uyghur anthropologist and film-maker Rahilä Dawut, who (along with countless others in Xinjiang) was “disappeared” in 2017 amidst the excalation of the tragic, all-pervading war now being waged on Uyghur culture; her whereabouts remain unknown.

As with most if not all other detained academics and artists, this is not a question of engaging in some kind of “subversive” activity: as Darren Byler notes in his fine tribute, Dawut’s work has long been celebrated within the Chinese academic and political system.

Here’s a compelling appeal from her daughter:

Among her writings in English are:

  • Rachel Harris and Rahilä Dawut, Mazar festivals of the Uyghurs: music, Islam and the Chinese state”, British Journal of Ethnomusicology 11.1 (Red ritual: ritual music and Communism, 2002)
  • Rahile Dawut, Lisa Ross, Beth R. Citron and Alexander Papas, Living shrines of Uyghur China (2013)
  • Rahile Dawut, “Ordam mazar: a meeting place for different practices and belief systems in culturally diverse Xinjiang” [sic], in Ildikó Bellér-Hann, Birgit N. Schlyter and Jun Sugawara (eds) Kashgar revisited: Uyghur studies in memory of Ambassador Gunnar Jarring (2016)
  • Rahile Dawut, “Mazar pilgrimage among the Uyghurs”, in Rahile Dawut and Jun Sugawara (eds), Mazar: studies on Islamic sacred sites in Central Eurasia (2016).
  • Rahile Dawut and Aynur Kadir, “Music of the Ordam shrine festival” (here, part of a useful site).

See also

  • Rian Thum, The sacred routes of Uyghur history (2014).
ordam 2

From Rahile Dawut and Aynur Kadir, “Music of the ordam shrine festival”.

In her conscientious research, Dawut documented at least two hundred local Sufi mazar festivals throughout Xinjiang. As in festivals everywhere (see also Calendrical rituals), a diverse cast of performers attends the mazar: alongside dastan story‐telling, muqam, and zikr rituals (with separate groups of male and büwi female ritual specialists), bakhshi ritual healers also play naghra-sunay drums and shawm

“Mazar and political authority”, the final section of Mazar festivals of the Uyghurs” (2002), now looks both prophetic and dated. The authors note that state authorities have long taken a suspicious attitude to such cults, but under the PRC they were rarely a target of systematic attack until recently.

The uneven situation across Xinjiang suggests that local decisions, rather than consistent state intervention, control the mazar. […]

In contexts less visible to the outside world, particularly in the case of the large-scale mazar festivals, policy has become more hard-line in recent years. The Ordam festival was first banned under the PRC in 1958 following the national Anti-Rightist campaign, a time when traditional cultural activities across the country but especially in Xinjiang began to be strongly circumscribed. The festival was revived after the end of the Cultural Revolution in the early 1980s, and at its high point in the mid-1980s it was attracting some 20,000 people each day. However, as Xinjiang’s political situation became increasingly tense during the 1990s, policy towards the mazar festivals became caught up in fears of the spread of Islamic fundamentalism and Uyghur separatism, which are regularly equated in government terminology with violence and terrorism. This problem was undoubtedly instrumental in the new ban on the Ordam imposed in 1997.

In other parts of Xinjiang local authorities have preferred to implement policies of regulation and support, ensuring a degree of government control over the festivals.

Discussing official opposition to the mazar, they write:

It is less any real political threat that the mazar festivals may pose, and more the “disorderly” nature of their sights and sounds, which prove so alarming to the authorities. A few Uyghur scholars have recently dared to suggest that the banning of the mazar festivals fuels popular resentment against the authorities and have called for a redrawing of the line between “illegal religious activities” and the “folk customs” of the Uyghurs. There is currently little space for debate of such issues in Xinjiang and, sadly, it appears increasingly likely in the international climate at the time of writing, following America’s declaration of a “global war against terrorism”, that the space for such debate will become yet more limited.

Despite this sensitive background, the mazar pilgrimages, and Uyghur culture generally, managed to continued activity over the following years, and scholars like Rahilä Dawut were still able to pursue their researchHere, for instance, you can find a series of videos of dastan story-tellers that she and her students filmed in 2009 and 2010. The Imam Asim shrine was still attracting pilgrims too, but it was among many shrines and mosques razed since 2016, and as the brutal recent clampdown has intensified the fate of Uyghur culture—and Uyghurs who study it—looks bleak.

shrine 2010

Imam Asim shrine festival, 2010. Photo: Rian Thum.

See also Uyghur drum-and-shawm, and Uyghur tag.

 

Update on Uyghur culture

camps

While I am tarred by the brush of studying Han Chinese cultures—themselves long accustomed to state brutality—the traditions of the Uyghurs in Xinjiang also feature in several of my posts, collected under this tag. Now painfully aware that my review of the film Ashiq: the last troubadour already needs revisiting in the light of the recent cultural genocide in Xinjiang—reminiscent of Stalin’s nationalist purges yet much more efficiently hi-tech and far-reaching—I’ve just done a distressing update to that post, with some further links.

Yet again this illustrates the vacuous, duplicitous claims of heritage pundits (note this post), whose reified presentations (for the Han Chinese too, if less fragrantly destructive) serve mainly to consolidate the ideological agenda of the modern state. But such polite, subtle manipulations are now rendered brutally obsolete.

Other posts under the Uyghur theme should also be read with this picture in mind.

Taco taco taco burrito

Rite

Wondering how to get to grips with additive metres?
Awed by the complexities of flamenco palmas?
Despair not, help is at hand!

As a prelude to aksak “limping” metres, we might start with quintuple metres, which go far back, even in WAM. By the baroque period there are niche examples by composers such as Schmelzer, and they feature in 19th-century Russian music—a most popular instance being the “limping waltz” of Tchaikovsky’s Pathétique symphony (2+3) (which, like the 2nd movement of Berlioz’s Symphonie fantastique (for which see also here and here), is a kaleidoscopic WAM subversion of the waltz, before Ravel‘s disturbing vision).

Quintuplets, of course, are something else altogether; as are the creative use of additive rhythms in minimalism (see also examples from Reich and Meredith).

From Tchaikovsky we might graduate to

  • the Pearl and Dean theme (which we may hear as two groups each of 3+3+2; or for a Bulgarian, perhaps two fast groups of 3+3+3+3+2+2)
  • Un homme et une femme (after the three upbeats, 3+3+2+2: the first two 3s, in the original “Dabadabada, badabadaba”, were later remembered as “Chabadabada“, a word that entered the language to denote alternating male and female candidates in electoral lists!)
  • and Lalo Schifrin’s theme to Mission impossible (5/4, with a duplet over the first 2 beats).

If you can hum along to such easy examples, then that’s a good start in mastering the intricacies of so-called aksak metres around east Europe and the Middle East…

Indeed, Take five was inspired by hearing Turkish musicians. Rather more challenging is the opening section of Blue Rondo à la Turk (2+2+2+3):

Note the helpful BTL comment there (only without the punctuation!):

Taco, taco, taco, burrito. Taco, taco, taco, burrito. Taco, taco, taco, burrito.
[SJ: not to be confused with potato, potato]

Still, that’s a rather crude, mechanical usage, the melody merely marking out the metre in regular quavers—whereas further east, melodic rhythms are infinitely varied within the basic metre.

Admittedly, the additive patterns of the Rite of spring have been transcribed in 4/4—was it really Boulez who had this drôle idea?! Cf. Slonimsky‘s help for Koussevitzky, here). Indeed, the scores for both the Pearl and Dean and Un homme et une femme tunes were written in duple metres.

And Max Richter’s welcome recomposition of the Four Seasons mixes in some great limping 7/8 bars (2+2+3—just the two tacos before the burrito today, thanks waiter) (from 1.14):

An intriguing instance is I say a little prayer, with its quirky insertion of a triple-time bar in the chorus—which no-one apparently even has to think about.

* * *

But all this is mere child’s play compared to folk music. Though such metres are quite widespread, Bartók, Brailiou et al. coined the term “Bulgarian rhythm”.

aksak

Some instances of “Bulgarian rhythm”, found here.

See also here.

A classic essay is

  • Constantin Brăiloiu, “Aksak rhythm” (in Brăiloiu, Problems of ethnomusicology, 133–67, based on a 1951 lecture),

which contains far more detailed schemata. His work followed that of

  • Bela Bartók, “The so-called Bulgarian rhythm” (1938).

A transcription by Bartók of a Turkish zurna–davul shawm band shows how, over the basic metre, melodic and percussion rhythms seriously thicken the plot:

aksak 2

The whole repertoire of players like Ivo Papazov is based on aksak metres:

I don’t think I’m quite ready for Sedi donka (Plovdivsko horo), a 25-beat pattern divided

    7             7                 11
3+2+2 | 3+2+2  | 2+2+3+2+2

For more on the diverse musical cultures of Bulgaria and environs, see here. And for a wide-ranging discussion, see

  • John Blacking, “Irregular rhythms: movement, dance, music, and ritual”, ch.3 of A common-sense view of all music (1987).

Back with Merrie England, there’s a fascinating article:

* * *

Further east, an example from the muqam of the beleaguered Uyghurs of Xinjiang is sadly topical (see this useful site). A common metre consists of one long beat divided into two equal stresses, followed by two regular beats—which we might notate cumbersomely as

aksak

with the initial duplet over a notional 3/8 unit:

Some sections add another duple unit, like this dastan from Chebiyat muqam (actually a duplet over 3/8,  followed by 3/4):

QB

And some muqam have still more metrically complex segments to explore.

As with many world genres, the Uyghurs have no tradition of notation, and seem to have no terminology for such metres (though see Rachel Harris’s chapter in Harris and Stokes (eds.), Theory and Practice in the Music of the Islamic World). As with flamenco, this kind of thing is only an issue for those (like me) hampered by a visual classical education. The trick is to internalize it in the body—and to dispense with notation. Let’s remember that much of this music accompanies dance.

Uyghur musical traditions are part of a rich culture that is currently being systematically erased in Xinjiang.

 

 

Taming the Uyghur “heritage”

I’ve ranted in many posts about the iniquities of “heritage“, particularly (though not only) for China. As if the commodification, reification, and secularization of local Han Chinese cultures isn’t bad enough, it’s still worse for minority traditions such as those of the Tibetans and Uyghurs, for whom the political agenda to sinicize and tame is even clearer.

On the cultural aspect of the repression of the Uyghurs (muqam, meshrep and so on), I’ve just added a link to an excellent detailed recent report on the Intangible Cultural Heritage in Xinjiang, both under my main theoretical discussion Edible, Intangible, dodgy and in my film review Ashiq: the last troubadour.

 

A brief guide to Chinese fiddles

Further to the delights of Indian and world fiddles, I write this partly as a reminder to myself, while I enjoy an unlikely renaissance in my playing of the “mellifluous” erhu fiddle (see also here).

For Chinese instrumental music, I’ve showed how the conservatoire solos are merely the tip of the iceberg. The great majority of instruments are played not solo but as part of ensembles, not on the concert platform but as part of social life. Bowed strings mainly accompany vocal music—the ritual genres that I study in north China are dominated by wind and percussion ensembles (the playlist in the sidebar, with commentary here, making a useful introduction).

So ironically, the four solo instruments (pipa, zheng, qin, and erhu) that dominate the popular image of “national music” are rather rare in the countryside. But even if it’s bowed fiddles (“friction chordophones”, ha) you’re after, don’t limit yourselves to the erhu. Much as I love fine renditions like this, there’s a wide range, to rank alongside all the variety of world fiddles.

One guide, mainly useful for historical sources on early fiddles (huqin, xiqin, and so on), is the 1999 book

  • Xiang Yang 项阳, Zhongguo gongxian yueqi shi 中国弓弦乐器史 [A history of Chinese bowed string instruments].

For illustrated introductions, see e.g. Zhongguo yueqi tujian 中国乐器图鉴, pp.236–73. For folk practice in modern times one should look to field reports on local traditions, setting forth from the Anthology of folk music of the Chinese peoples (for leads, see my book Folk music of China).

Suzhou Daoist Zhou Zufu on tiqin and banhu fiddles, UK 1994.

On a journey south, passing the tiqin of Kunqu and Daoist groups of south Jiangsu, regional traditions along the southeast coast have several types. The nanyin of south Fujian and the ensembles of Chaozhou (areas that are nearby yet culturally very different) use distinct fiddles (both written as erxian 二弦).

Wang Axin 1990

Nanyin ensemble, Wang Axin on erxian. Quanzhou 1990.

The exquisite Hokkien tradition of nanyin (nanguan) of south Fujian and Taiwan uses a core chamber ensemble of pipa and sanxian plucked lutes, xiao, end-blown flute, and erxian fiddle—all regionally distinctive versions. The large repertoire of long slow sustained ballads somewhat resembles the last page of Mahler 9 elevated into a whole genre. The pipa and xiao are focal to the group, but the erxian is also amazing, demanding extraordinary bow control, full of inflection. For an introduction to expressive cultures around Fujian, see here.

Putian 1990

Fiddles in Shiyin 十音 ensemble. Puxi village, Quanzhou 1990.

Chaozhou blind

Blind instrument-maker Cai Qiuzong (b.1947) on touxian, Dahao town, Shantou 1990.

Guangdong province has several other fiddle types, such as the yehu, and the Cantonese gaohu.

If strings are better known in south China, note that wind and percussion ensembles are just as common there. But northern fiddles are also varied, such as the banhu, huhu (some played with metal rings on the left finger, as in the photos below) and sihu, the Beijing-opera fiddle jinghu, and zhuihu and ruyigou in Henan and Shandong. What most of these fiddles have in common is a gritty timbre, quite far from the suave polished ideal of the conservatoire erhu.

WWQ 2001

yingxian 硬弦 fiddle from Xi’an puppet ensemble: Huang Yuying (b.1932), Xi’an 2001.

XJY 2003

Fiddles accompanying opera, Xujiayuan temple fair, Yanggao 2003. Dodgy screenshot from my film Doing Things, with 2007 book Ritual and music of north China: shawm bands in Shanxi.

An honorable mention too for bowed zithers (zhaqin and so on) played in various traditions north and south. Not to mention all the diverse fiddles among the ethnic minorities— Mongolian morin khuur, Uyghur satar and ghijak, and so on.

Of course, one may end up specializing, but musicians are versatile: they pick up various instruments in order to learn how to take part in the social activity of musicking. The repertoires of such regional traditions took shape long before the modern standardizations of “national music”.

Indeed, outside the conservatoires and apart from the children of the urban bourgeoisie, the only bowed fiddle that’s not at all popular is the erhu! It has commonly been added to ensembles accompanying regional vocal genres since around the 1920s, but remains subsidiary. As always, we should rejoice in regional diversity.

Zooming out, see here for an introduction to the sidebar tag fiddles.