The Hall of Myriad Harmonies

WHTThe Wanhe tang:
Above left: scores; above right (indirectly related): Juntian miaoyue score, 1799.
Middle: remaining performers assembled in 1993. Below: trunks with instruments.
Source: Zhongguo minzu minjian qiyuequ jicheng, Jiangsu juan.

I often sing qualified praises of the monumental Anthology of folk music of the Chinese peoples (starting here). Most of my posts on local ritual derive from my own studies in the field, but I also sometimes give surveys based on the Anthology—as here. The main lesson from this post is to illustrate the pitfalls of trying to interpret its material without more detailed fieldwork.

Having mentioned the illustrious Tianyun she society in Wuxi, I should also introduce the Wanhe tang 萬和堂 (“Hall of Myriad Harmonies”) in Huangdai town in Wuxian county north of Suzhou. This leads me to consider the whole rich culture of tangming ban 堂名班 groups (some sources give the form 堂鳴) before the 1949 Liberation, amongst whom there were many Daoist ritual specialists; their repertoire included both Kunqu vocal music and the Shifan instrumental ensembles that accompanied rituals (cf. my Folk music of China, pp.252–69).

I began by consulting the Anthology volumes for instrumental music in Jiangsu province:

  • Zhongguo minzu minjian qiyuequ jicheng, Jiangsu juan 中国民族民间器乐曲集成, 江苏卷, pp.1777–79, and p.102.

The Wanhe tang was founded by Cai Jinxiu 蔡錦綉 in the second half of the 19th century, when he was 20 sui. He was himself the third generation of Kunqu amateurs in his family; and he was an accomplished performer of Shifan. The hall he founded was now occupational. They were active performing for temple fairs and celebratory occasions for the local gentry around Suzhou, Wuxi, Changshu, and Kunshan.

By the 1920s Cai Jinxiu had handed over the leadership to his oldest son Cai Meiqing 蔡梅卿; his second and third sons Cai Zhuqing 蔡竹卿 and Cai Chengqing 蔡成卿 went on to lead the group. In the late 1920s there was such demand that they split into northern and southern halls. The main figures of the latter were the three Cai brothers and Cai Zhuqing’s son Cai Huiquan 蔡惠泉, as well as Wang Borong 王伯榮. Leading lights in the northern branch were Xu Jinru 許錦如, Xu Junru 許均如, Gu Yewan 顧葉萬, and Gu Yusheng 顧鈺生. The two groups often combined, but also competed at the same events.

They also absorbed elements from the popular tanhuang vocal style. By the 1930s and 1940s they had a close relationship with temples like the Xuanmiao guan in Suzhou. Other tangming groups formed under their influence included the Xuanhe tang 宣和堂, Chunhe tang 春和堂, Hehe tang 合和堂, Wenhe tang 文和堂, Honghe tang 鴻和堂, and the Lesser Wanhe tang 小萬和堂.

These groups had to cease activity on the eve of Liberation, “as a result of warfare, and so on”. But there was no revival in the early 1950s, and the scores, instruments, trunks, and equipment of the Wanhe tang were gradually “lost”.

Many of its members were now recruited to the new regional state opera troupes. Of Cai Meiqing’s sons, the oldest Cai Rongbing 蔡榮炳 had accompanied the great Peking opera singer Zhou Xinfang before Liberation, and went on to take up a post in the Shanghai Peking Opera Troupe. The second son Cai Rongbiao 蔡榮標 was chosen for the Yangzhou Peking Opera Troupe. Another member of the Cai family became deputy director of the provincial Daoist Association.

The biographical sketch of Cai Zhuqing’s son Cai Huiquan 蔡惠泉 (b.1925) in the Anthology (pp.1775–76) is no more enlightening. Again, it’s a story of two halves. He began studying at private school at the age of 5 sui, and learned Kunqu with his father from 7 sui. By the age of 16 sui he was an accomplished member of the Wanhe tang.

After Liberation, with his traditional livelihood apparently curtailed rather abruptly, Cai Huiquan took part in an official festival at the Xuanmiao guan temple in November 1951, for which tangming performers were assembled to perform. In the audience was Peng Xiuwen, director of the Central Chinese Broadcasting Orchestra in Beijing, who invited him to join them as percussionist in 1954. Cai now became a model member of the state troupe, arranging several pieces of his traditional repertoire to the demands of the new style, and over the next thirty years he created many compositions based on other regional genres. From 1958 he adapted a new paigu set of tuned drums, which was soon widely adopted by state troupes.

This trajectory was not uncommon. Throughout China, outstanding instrumentalists among local ritual groups, including many Daoists, were often recruited to the new state troupes. At least Cai found long-term employment—unlike household Daoist Li Qing in Shanxi, who was among many folk artists whose recruitment to state troupes was curtailed by the cuts of the early 1960s. However, the Anthology account doesn’t begin to describe the fates of those performers who remained in local society amidst campaigns and collectivization.

All this looks like a thriving scene abruptly erased after Liberation. In official accounts the troubled conditions of the 1940s make a convenient scapegoat. But there’s a lot here that isn’t spelled out. How severely did the Japanese occupation and civil war disrupt ceremonial life in the region? When many ritual groups elsewhere in China (both occupational and devotional) remained active in the early 1950s and still later, were these groups really unable to perform? Elements to unpack here include the class status of the performers and their patrons, and the state’s escalating war on traditional contexts.

So in the case of the Wanhe tang, the enticing Anthology photos above are misleading: they merely show the brief reunion of nine senior performers in 1993. Still, it’s clear that not all their scores and instruments had been lost. And while this group was long defunct, as ritual life revived strongly from the 1980s, perhaps the many Daoist groups and chuida bands around the region are the modern heirs to the tradition.

Other tangming groups
The Wanhe tang was just one among a dazzling array of tangming groups throughout the wider region before Liberation. The Anthology introduction to chuida wind-and-percussion bands provides further leads (pp.97–105). Such sources provide considerable material for the Qing dynasty, but here I’ll focus on the transition from the Republican era to Maoism.

Locals distinguished shenjia chuida 神家吹打 and daojia chuida 道家吹打 groups. The shenjia (“holy”) chuida groups performed for life-cycle and calendrical observances, with Kunqu and other vocal music a major part of their repertoire. Before 1949, apart from the Wanhe tang, there were around 150 groups in the Suzhou region alone.

In the city, major groups included the Duofu tang 多福堂, Ronghe tang 榮和堂, Baohe tang 保和堂, Fugui tang 富貴堂, Yonghe tang 永和堂, and Juhe tang 聚和堂. Similar groups around the region included the Hehe tang 合和堂, Hongru tang 鴻如堂, and Shide tang 世德堂 in Wuxian county; in Changshu, the Chunhe tang 春和堂, Quanfu tang 全福堂, Zhonghe tang 中和堂, and Hongfu tang 洪福堂; in Taicang, the Qingxiu tang 慶修堂, Yuqing tang 餘慶堂, Duanhe tang 端和堂, Duanai tang 端靄堂, and Yongle tang 永樂堂; in Wujiang, the Jinyu tang 金玉堂, Dayue tang 大樂堂, and Daxi tang 大喜堂; in Tangkou, Wuxi, the Xinji Wanhe tang 新記萬和堂 and Dongting yaji 動亭雅集; and in Kunshan, the Yongni tang 永霓堂.

Daoist ritual specialists were often core members of the tangming groups, and the daojia chuida groups mainly accompanied Daoist ritual (for a major ritual in 1956 Suzhou, see here). The great Yang Yinliu was brought up in the environment of Kunqu and the tangming, studying the Wuxi Daoists and their Shifan repertoires from the 1930s. Here’s a reminder of the distinctions between local Daoists that he astutely observed (Sunan chuidaqu 蘇南吹打曲, with Cao Anhe, 1957 edition, pp.11–13):

A minority of abbots possessed ritual titles of the Zhang Heavenly Masters, like “Master who Guard the Way” (daoweishi) or “Ritual Master” (fashi), and mostly owned land. They didn’t take part in production. They interacted with landlords and the bourgeoisie in the cities and villages, taking ritual work and contacting and hiring the common village Daoists to take part in major rituals (daochang fashi).

These common Daoists mostly took part in agricultural production, being hired ad hoc: performing for rituals was an auxiliary occupation for them. In both agriculture and Daoism, they were an exploited class. These common Daoists—even the indispensable drummers and flute players, with their excellent musical technique—only got a tiny wage for a whole day’s work.

Conversely, the “Masters who Guard the Way” and “Ritual Masters”, having only taken responsibility for quite brief ritual segments of a few hours like Issuing the Talismans (fafu), Reporting the Memorial (zoubiao), and Flaming Mouth (yankou), claimed a reward many times higher than that of the others. Those who played music were mostly the common semi-peasant Daoists; very few of the “Masters who Guard the Way” and “Ritual Masters” could do so.

For tangming bands around Jiading and Chuansha counties near Shanghai,

  • Zhu Jianming 朱建明, Tan Jingde 谈敬德, and Chen Zhengsheng 陈正生,Shanghai jiaoqu daojiao jiqi yinyue yanjiu 上海郊区道教及其音乐研究 [Daoism and its music in the Shanghai suburbs] (2001)

provides further material in a useful section (pp.29–48). The authors list bands like the Chunhe tang 春和堂, Hexing tang 合興堂, Sanqing tang 三興堂, Xinxi tang 新喜堂, Xianjing tang 仙經堂, Quanfu tang 全福堂, Minle tang 民樂堂, Hehe tang 合和堂, and Hongqing tang 鴻慶堂. They suggest that activity resumed after the disruption of the Japanese occupation, with over thirty bands active in Jiading alone.

For the period after Liberation, the Anthology morphs disingenuously into an account of research, drawing a veil over what became of this rich culture. While even an official survey from 1953 lists 28 tangming groups with 272 performers around Jiading county, the culture was severely reduced after Liberation. As Qi Kun also suggests, major factors in the decline were the disappearance of former elite patrons, and campaigns against religion. Since the reforms, though the term tangming is no longer used, the tradition continues in various genres such as Daoist and qingyin groups, and shawm bands.

* * *

For “folk artists” Chinese sources always find it easier to list exceptional instances of official fame than to document the complexities of grassroots activities. In the case of many performers like Cai Huiquan, recruitment to state troupes was indeed an abrupt metamorphosis. Still, few would have been reluctant to take up such employment. They had to work out how to survive under the new regime; such posts offered them a reliable “food-bowl” and seemed to promise them a certain protection from accusations of “feudal superstition”, blunting the stigma of any dubious class background.

But many others “left behind” had to struggle to adapt to the new society. I have refined the official image in my work on north China, and Qi Kun has provided similar nuance for the Shanghai suburbs. Commonly across China in the early 1950s, ordinary people filled the gap in patronage left by the now-discredited—and impoverished—former elite by inviting such bands for their own more more modest rituals. But as collectivization intensified, many folk performers would have had to change trades, eking out a living from the land or taking up factory jobs.

Here I can’t broach the riches of Daoist ritual activity around Suzhou before Liberation or its changing later fortunes; but the Anthology biographies for Jiangsu also feature several of the most eminent “Daoist musicians”—a misnomer with which I often take issue. This reveals a further issue with the Anthology coverage, which I hope to explore soon.

Meditation: update with translation!

LMS

Hardly had I published this series of links to posts on the Shunzhi emperor’s Buddhist meditation on impermanence, and what it’s doing in the ritual manuals of the Li family Daoists, when I realized that I would be churlish not to provide a rough translation, for those readers less than fluent in classical Chinese—of whom I hope there are many!

So I’ve now added it under the original post, here. Help welcome…

A meditation on impermanence

 

In several posts I refer to the beautiful Buddhist meditation on impermanence Kangxi yun 康熙云, actually composed not by the Kangxi emperor but by his father the Shunzhi emperor (1638–61).

A variant of the poem forms part of the hymn volume of the Li family Daoists, the very first ritual manual that Li Qing recopied in 1980. This volume is not for one specific ritual segment, but a general-purpose collection of funerary texts—I explain in some detail the process of recopying the manuals in this post (for the hymn volume, see under “Manuals and ritual practice”).

LMS

Here I noted Li Manshan’s attachment to the text of the Kangxi yun (with a very rough translation), and began to wonder what it is doing in the hymn volume. And on my stay with Li Manshan last year (see my diary, under “Pacing the Void”) we sought further clues, speculating about how, and when, the text might have entered the Li family manuals.

But ritual manuals are never merely silent texts; it’s also important to document the function of such texts in ritual performance. The Li family Daoists no longer perform the Kangxi yun, but as Li Manshan explains, it was one of several long texts grouped together in the hymn volume that could be recited in the shuowen solo introit style used for funerary segments like shanggong 上供 Presenting Offerings—discussed here.

shanggong

From my film: a shuowen introit from the shanggong ritual.

Summary: update to Other publications

 

FWIW, in my post Other publications I’ve just appended a very brief outline of the, um, progression of my work on China. Do take a look!

From 1986, as I converted from Tang music to fieldwork on living traditions of local ritual—groups serving life-cycle and calendrical rituals, I focused first on amateur ritual associations in Hebei villages (notably Gaoluo) and then (after an interlude on shawm bands), on hereditary occupational groups of household Daoists around north China (notably the Li family Daoists in Shanxi).

All this accompanied a shift from studying reified “music” to the ethnography of changing ritual practice in local communities, and documenting the vicissitudes of people’s lives—before, during, and since the decades of Maoism.

Lives in Stalin’s Russia

cover

Hand-in-hand with my focus on ritual and expressive culture, I have long been concerned to document life-stories—of ordinary people, artists, and scholars, both in China (cf. my detailed work on the Gaoluo villagers and the Li family Daoists) and Europe.

Under the Iron curtain tag (see also roundup here) I’ve broached life-stories under state socialism in the GDR (here and here), Czechoslovakia, and Ukraine (blind minstrels, and the famine)—and tribulations under the Soviet regime were the context for this post on ethnic minorities there. But now, reading

  • Orlando Figes, The whisperers: private lives in Stalin’s Russia (2007)

makes an accessible single-volume study to begin shedding light on my ignorance of ordinary lives in the Soviet Union. Apart from the importance of the topic in itself, I muse (as ever) on the similarities and differences with Maoist—and post-Maoist—China.

Many books describe the externals of the Terror—the arrests and trials, enslavements and killings of the Gulag—but The whisperers is the first to explore in depth its influence on personal and family life.

The oral history of family memory makes a counterweight to the official narrative (notes also Soviet lives at war). Figes interrogates the issues in interpreting such sources. His website, following on from his oral history project, is a treasury of related material. For significant caveats on the book, see here (with further links).

As the regime sought to erase the distinction between public and private life, Figes describes both the effectiveness of the Soviet indoctrination of children and the internal conflict with messages they gleaned from their families. The system taught dissimulation, producing duplicity and lifelong fear. As a survival strategy, people learned to wear a mask, going into “internal emigration”, leading double lives; they had to adjust to the system merely in order to survive. They learned not to talk: “whisperers” were both those who whispered out of fear of being overheard, and those who informed.

Figes details the effects of successive waves of repression, before, during, and after the Stalin regime from 1928 to 1953, interweaving many family histories throughout the book. The case of its central figure Konstantin Simonov, who “embodied all the moral conflicts and dilemmas of his generation”, though revealing in its complexity, is exceptional in his high profile as cultural cadre. The index, and the website, can be used to follow the stories of individual families throughout the book. The cast includes both cadres and the catch-all of “kulaks”, but seems more urban than rural—whereas China was more predominantly rural as late as the 1970s. Even early images of “kulaks” being expelled, and photos from the gulag (however manufactured), suggest that China was still more backward—and repressed—in the 1950s than Russia in the 1920s.

Exiles gulag Siberia 1933 101Exiles in a “special settlement” in western Siberia, 1933.

For Maoist China too, diverse sources can be assembled to modify and counter the official narrative, including memoirs, family photos and documents, local archives, and so on—note Sebastian Veg, Popular memories of the Mao eraMemoirs and biographical accounts have proliferated since the liberalizations of the 1980s. In film, recent projects such as laogai documentaries and Wu Wenguang’s Caochangdi Work Station are impressive. Also revealing are fictional portrayals—not just laogai novelists like Zhang Xianliang and Yan Lianke, but films such as The blue kite that suggest the everyday tribulations of ordinary families. But while there may be a comparable wealth of material for China, it’s hard to envisage such an accessible, personal, wide-ranging and diachronic account as The whisperers.

Illuminating his sources perceptively, Figes identifies clear periods in people’s fates under the Soviet regime. The repression took place over a longer period than that of Maoism, and may seem to have been even more terrifying. The gulag—among the extensive literature on which, see e.g. Anne Applebaum, Gulag: a history (2003)—looms larger in the public (and private) image of the USSR than the laogai system in China, although the latter has also become the subject of brave research. Executions, and the all-pervading NKVD, also seem to play a more common role in Soviet history.

Below I can only list some of the main themes of the book, rather than citing the many personal life-stories that illustrate them—which is actually its outstanding strength.

* * *

Figes opens with Children of 1917, on the early years of the revolution, and the beginnings of state indoctrination and the war on religion. In 1926 the peasantry represented 82% of the Soviet population—cf. China, where the rural population peaked at 84% in 1963. But urban populations grew rapidly. Families were dislocated; millions of children were abandoned, having to fend for themselves. Figes describes life at the camps. Some “kulaks” managed to flee from the camps, living on the run.

Young people renounced their relatives, for various motives.

As millions of people left their homes, changed their jobs, or moved around the country, it was relatively easy to change or reinvent one’s social class. People learned to fashion for themselves a class identity that would help them advance. They became clever at concealing or disguising impure social origins, and at dressing up their own biographies to make them seem more “proletarian”.

But they were haunted by the constant threat of exposure—many concealed their secrets right until the 1990s.

In The great break (1928–32) Figes describes the temporary relaxation in the assault against religion between 1924 and 1928:

On 2 August 1930, the villagers of Obukhovo celebrated Ilin Day, an old religious holiday to mark the end of the high summer when Russian peasants held a feast and said their prayers for a good harvest. After a service in the church, the villagers assembled at the Golovins, the biggest family in Obukhovo, where they were given home-made pies and beer inside the house while their children played outside. As evening approached, the village dance (gulian’e) began. Led by a band of balalaika players and accordionists, two separate rows of boys and girls, dressed in festive cottons, set off from the house, singing as they danced down the village street.

Thereafter, while clandestine belief may have persisted, I find rather few clues to any public religious (or even customary) activity—by contrast with Maoist China, where it kept resurfacing despite constant campaigns. Am I wrong to see local Chinese populations as more resilient in maintaining their expressive culture under Maoism? Still in Obukhovo:

That year the holiday was overshadowed by violent arguments. The villagers were bitterly divided about whether they should form a collective farm (kolkhoz), as they had been ordered by the Soviet government. […] There were terrifying tales of soldiers forcing peasants into the kolkhoz, of mass arrests and deportations, of houses being burned and people killed, and of peasants fleeing from their villages and slaughtering their cattle to avoid collectivization.

Kulaks exiled 1930s 89“Kulaks” exiled from the village of Udachne, Khryshyne (Ukraine), early 1930s.

As Figes explains:

During just the first two months of 1930, half the Soviet peasantry (about 60 million people in over 100,000 villages) was herded into the collective farms. […] Peasants who spoke out against collectivization were beaten, tortured, threatened, and harassed, until they agreed to join the collective farm. Many were expelled as “kulaks” from their homes and driven out of the village. The herding of the peasants into the collective farms was accompanied by a violent assault against the Church, the focal point of the old way of life of the village, which was regarded by the Bolsheviks as a source of potential opposition to collectivization. Thousands of priests were arrested and churches were looted and destroyed, forcing millions of believers to maintain their faith in the secrecy of their own homes. […]
There was surprisingly little peasant opposition to the persecution of the “kulaks”. […] The majority of the peasantry reacted to the sudden disappearance of their fellow villagers with passive resignation born of fear.

Golovins 1940s 78Yevdokiia and Nikolai with their son Aleksei Golovin (1940s).

In Obukhovo the Golovins were deported on 4th May 1930:

I recall the faces of the people standing there. They were our friends and neighbours—the people I had grown up with. No-one approached us. No-one said farewell. They stood there silently, like soldiers in a line. They were afraid.

Still,

There was widespread resistance to collectivization, even though most villagers acquiesced in the repression of “kulaks”. In 1929–30, the police registered 44,779 “serious disturbances”. Communists and rural activists were killed in their hundreds, and thousands more attacked. There were peasant demonstrations and riots, assaults against Soviet institutions, acts of arson and attacks on kolkhoz property, protests against closures of churches.

Figes unpacks the motives of those responsible for enforcing the brutal war against the peasantry.

Under The pursuit of happiness (1932–36), while observing brief concessions to consumer culture (promoting perfume, cosmetics, fun), he evokes urban projects like the construction of the Moscow metro from 1932, using peasant immigrants and gulag prisoners:

The splendour of these proletarian palaces, which stood in such stark contrast to the cramped and squalid private spaces in which the majority of people lived, played an important moral role (not unlike the role played by the Church in earlier states).

But popular unrest continued. The rise of a new bureaucratic elite also caused discontent:

In 1932, a manager at Transmashtekh, a vast industrial conglomerate, wrote to the Soviet President Mikhail Kalinin:

The problem with Soviet power is the fact that it gives rise to the vilest type of official—one that scrupulously carries out the general designs of the supreme authority… This official never tells the truth, because he doesn’t want to distress the leadership. He gloats about famine and pestilence in the district or ward controlled by his rival. He won’t lift a finger to help his neighbour… All I see around me is loathsome politicizing, dirty tricks, and people being destroyed for slips of the tongue. There’s no end to the denunciations. You can’t spit without hitting some revolting denouncer or liar. What have we come to? It’s impossible to breathe. The less gifted a bastard, the meaner his slander. Of course the purge of your Party is none of my business, but I think that as a result of it, decent elements still remaining will be cleaned out.

Figes notes the “hierarchy of poverty”. And meanwhile the lives of women failed to improve:

For women nothing changed in the 1930s—they worked long hours at a factory and then did a second shift at home, cooking, cleaning, caring for the children on average for five hours every night—whereas men were liberated from most of their traditional domestic duties (chopping wood, carrying water, preparing the stove) by the modernization of workers’ housing, which increased the provision of running water, gas, and electricity, leaving them more time for cultural pursuits and politics.

Trotsky had trenchant views on sexual politics:

One of the dramatic chapters in the great book of the Soviets will be the tale of the disintegration and breaking up of those Soviet families where the husband as a Party member, trade unionist, military commander or administrator, grew and developed and acquired new tastes in life, and the wife, crushed by the family, remained on the old level. The road of the two generations of Soviet bureaucracy is sown thick with the tragedies of wives rejected and left behind. The same phenomenon is now to be observed in the new generation. The greatest of all crudities and cruelties are to be met perhaps in the very heights of the bureaucracy, where a very large percentage are parvenus of little culture, who consider that everything is permitted to them. Archives and memoirs will some day expose downright crimes in relation to wives, and to women in general, on the part of those evangelists of family morals and the compulsory “joys of motherhood”, who are, owing to their position, immune from prosecution.

Figes documents the constrained domestic spaces of urban dwellers, and the tensions caused by lack of privacy, with some fine room plans.

Above, left: Khaneyevsky household, Moscow; right: Reifshnieders’ room, Moscow.
Below, left: Nikitin and Turkin apartments, Perm; right: Bushuev “corner” room, Perm.

In later years many people felt a rose-tinted nostalgia for the pre-war years, when

Everybody helped one another, and there were no arguments. No-one was stingy with their money—they spent their wages as soon as they were paid. It was fun to live then. Not like after the war, when people kept their money to themselves, and closed their doors.

But, as in China (where many peasants felt an equally perplexing nostalgia for the commune system), there’s ample evidence for the contrary view of communal life:

It was a different feeling of repression from arrest, imprisonment, and exile, which I’ve also experienced, but in some ways it was worse. In exile one preserved a sense of one’s self, but the repression I felt in the communal apartment was the repression of my inner freedom and individuality. I felt this repression, this need for self-control, every time I went into the kitchen, where I was always scrutinized by the little crowd that gathered there. It was impossible to be oneself.

Still, millions of people were taught to believe that

hard work today would be rewarded tomorrow, when the “good life” would be enjoyed by all.

Though the mid-1930s have been regarded as the calm before the storm,

for millions of people whose families were scattered in the Gulag’s labour camps and colonies, these years were as bad as any other.

Kondratiev 1938 226Nikolai Kondratiev’s last letter to his daughter, 1938.

In The great fear (1937–38), Figes explains that the Terror was not a routine wave of mass arrest, but a calculated policy of mass murder. Among the complex reasons prompting Stalin’s purge was the imminent threat of war. Not just the direct “offenders” but also their kin were hunted down. The motives of the informers, often themselves under extreme pressure, were also complex.

In 1938, the NKVD chief Yezhov was deposed. “The real reason for Yezhov’s fall was Stalin’s growing sense that mass arrests were no longer a workable strategy. At the rate the arrests were going, it would not be long before the entire Soviet population was in jail.” Under his successor Beria the purge was scaled down.

Fear brought out the worst in people. Yet there was also acts of extraordinary kindness by colleagues, friends, and neighbours, sometimes even strangers, who took enormous risks to help the families of “enemies of the people”. […]
The disappearance of a father and a husband placed enormous strain on families. Wives renounced husbands who had been arrested, not necessarily because they thought their spouses might be “enemies of the people”, although they may have had that thought, but because it made survival easier and gave protection to their families (many husbands for this reason advised wives to renounce them). […] It took extraordinary resilience, and not a little bravery, for women to resist these pressures and stand by their husbands.

There is scant consolation in Remnants of terror (1938–41) on the eve of the German invasion. Figes praises the untold acts of heroism of grandmothers striving to keep together the scattered remains of repressed families.

Lebeva 1940 322Elena Lebedeva with her granddaughters, Natalia (left) and Elena Konstantinova,
Ak-Bulak, 1940.

But many children ended up in orphanages, roamed the streets begging, joined street gangs, or were themselves sent to children’s labour colonies.

Meanwhile, in a Nazi–Soviet pact that alarmed faithful Communists, both Germany and the Red Army invaded Poland, and the USSR pressurized the Baltic states to accept pacts of “defence and mutual assistance”, extending the reach of their reign of terror.

The theme of Wait for me (1941–45) is the social consequences of the sudden German invasion of the USSR in 1941. Apart from its global significance, it was also crucial for the maintenance of the Soviet regime. Stalin now had no choice but to call for unity, setting aside class struggle and ideology. Many saw that the whole climate of the Terror had played a major role in the USSR’s initial inability to resist the invasion; criticism became open (some even welcomed the prospect of a German victory), and arrests continued.

But the desperate need for self-defence did indeed foster a spirit of national unity. The horrors of war against a brutal external enemy helped people forget, for now, the misery of their situation during “peacetime”. Patriotic morale even produced a new merging of the public sphere and the intimate world of personal relationships.

As the tide turned, the Red Army chased the Germans back. Convinced by the courageous determination of the Soviet forces, Figes seeks to explain it. Terror and coercion played a role, but

Appeals to the patriotism of the Soviet people were more successful. The vast majority of Soviet soldiers were peasant sons; their loyalty was not to Stalin or the Party, which had brought ruin to the countryside, but to their homes and families, to their own vision of the “motherland”.

The image of Mother Russia was promoted; controls over religion were temporarily relaxed. Hatred of the enemy was also an important element. But most significant, Figes suggests, was the cult of personal sacrifice:

As Simonov remarked, the people were prepared for the privations of the war—the sharp decline in living standards, the breaking up of families, the disruption of ordinary life—because they had already been through much the same in the name of the Five Year Plans.

Still,

Contrary to the Soviet myth of wartime national unity, Soviet society was more fractured during the war than at any previous time since the Civil War. Ethnic divisions had been exacerbated by the Soviet state, which scapegoated certain national minorities, such as the Crimean Tatars, the Chechens, and the Volga Germans, and exiled them to regions where they were not welcomed by the local populace. Anti-Semitism, which had been largely dormant in Soviet society before the war, now became widespread. It flourished especially in areas occupied by Hitler’s troops, where a large section of the Soviet population was directly influenced by the Nazis’ racist propaganda, but similar ideas were imported to places as remote as Kazakhstan, Central Asia, and Siberia by Soviet soldiers and evacuees from the western regions near the front.

Even so, people united for the defence of their local communities. And soldiers found camaraderie:

Veterans recall the intimacy of these wartime friendships with idealism and nostalgia. They claim that people then had “bigger hearts” and “acted from the soul”, and that they themselves were somehow “better human beings”, as if the comradeship of the small collective unit was a cleaner sphere of ethical relationships and principles than the Communist system, with all its compromises and contingencies. They often talk as if they found in the collectivism of these groups of fellow soldiers a type of “family” that was missing from the lives before the war (and would be missing afterwards).

Zinaida 1942 357Left: Zinaida Bushueva with her brothers, 1936.
Right: Zinaida (centre) in ALZhIR, 1942. A rare private photograph of Gulag prisoners, it was taken to send to relatives. The three women were photographed together to reduce the costs.

During the war the exploitation of the Gulag labour force intensified—in 1942 one in four Gulag workers died.

As Pasternak would write in the epilogue of Doctor Zhivago (1957), “When the war broke out, its menace of real death, were a blessing compared to the inhuman power of the lie, a relief because it broke the spell of the dead letter.” The relief was palpable. People were allowed to act in ways that would have been unthinkable before the war. By necessity, they were thrown back on their own initiative—they spoke to one another and helped each other without thinking of the political dangers to themselves, and from this spontaneous activity a new sense of nationhood emerged. The war years, for this reason, would come to be recalled with nostalgia.

The years 1941 to 1943 were described as a period of “spontaneous de-Stalinization”. People were empowered to think critically; a new freedom of expression even included political debate. The revival of religious activity continued through to 1948. Still, over the whole period cultural and religious life at a distance from urban centres remains somewhat obscure.

All this marked the beginning of a fundamental change of values. Towards the end of the war, as the Red Army entered Europe, their encounter with conditions there—clearly superior even amidst its desperately ravaged state, to which indeed they contributed further—also allowed them to question Soviet propaganda. And like the British, their experiences gave them ideals of building a better society—in their case, dismantling the collective farms, establishing democracy and religious freedoms. “Party leaders were understandably anxious about the return of all these men with their reformist ideas.” Such liberal notions were anyway spreading among civilians, not least as a result of the alliance with Britain and the USA.

As Ilia Ehrenburg wrote,

Everybody expected that once victory had been won, people would know real happiness. We realized, of course, that the country had been devastated, impoverished, that we would have to work hard, and we did not have fantasies about mountains of gold. But we believed that victory would bring justice, that human dignity would triumph.

Their hopes were soon dashed.

The ending of the war coincided with the first mass release of prisoners from the Gulag. […] Families began to piece themselves together again. Women took the lead in this recovery, sometimes travelling across the country in search of husbands and children. There were tight restrictions on where former prisoners could live. Most of them were banned from residing in the major towns. So families who wanted to be together often had to move to remote corners of the Soviet Union. Sometimes the only place they could find to settle was in the Gulag zone.

But the Gulag population actually expanded in the years after the war, with forced labour making a significant element in the economy.

People were damaged; fear, and silence, still reigned. All this also makes even more remarkable the widespread telling of political jokes, throughout the whole period.

The post-war period is the subject of Ordinary Stalinists (1945–53).

No other country suffered more from the Second World War than the Soviet Union. According to the most reliable estimates, 26 million Soviet citizens lost their lives (two-thirds of them civilians) […] and 4 million disappeared between 1941 and 1945. […] The demographic consequences of the war were catastrophic. Soviet agriculture never really recovered from this demographic loss. The kolkhoz became a place for women, children, and old men.

The material devastation was grievous too. Another famine occurred from 1946 to 1948. The brief improvement in the supply of consumer goods before the war was a distant memory. With people no longer afraid to express their discontent, strikes and demonstrations broke out. But as the new threat posed by the Cold War developed, Stalin moved promptly to purge the army and Party leadership, and to rule out any idea of political reform. Censorship was tightened; the new wave of dissent had to continue underground.

Left: Inna Gaister (aged 13) with her sisters Valeriia (3) and Natalia (8), Moscow, 1939. The photograph was taken to send to their mother in the Akmolinsk labour camp (ALZhIR).
Right: Inna Gaister (centre) with two friends at Moscow University, 1947.

But a new type of middle class now emerged, better educated and less ideological in outlook—though they had to conform, at least outwardly, to the demands of the regime, perfecting the art of wearing masks. Figes gives more stories of informants. Valentina Kropotina made her whole career by informing. With her “kulak” background,

I was basically a street-child, dressed in rags, barefoot… All my childhood memories are dominated by the feeling of hunger… I was afraid of hunger, and even more, of poverty. And I was corrupted by this fear.

She felt no remorse for what she did. Still,

The “little terror” of the post-war years was very different from the Great Terror of 1937–8. It took place, not against the backdrop of apocalypse, when frightened people agreed to betrayals and denunciations in the desperate struggle to save their lives and families, but against the background of a relatively mundane and stable existence, when fear no longer deprived people of their moral sensibility.

Anti-Semitism, always latent, escalated along with the “anti-cosmopolitan” campaign. When Stalin died in 1953, even some victims of the Terror felt genuine sorrow, but

The mourning ceremonies in Krasnodar were more like a holiday. They put on a mournful face, but there was a sparkle in their eyes, the hint of a smile beneath their greeting, that made it clear that they were pleased.

Even so, there was still no release from fear—indeed, people were anxious for the future. Beria played a role in allaying such fears, though he was soon executed in a Kremlin coup organized by Kruschev. Hopes were high among Gulag inmates; new demonstrations broke out, which helped bring about the abolition of the system. About 40% of the gulag population were released in an amnesty on 27th March 1953—though they returned to their families physically and mentally broken. The climate in the Soviet Union also led to the serious demonstrations that erupted in the GDR.

The story continues in Return (1953–56).

The family emerged from the years of terror as the one stable institution in a society where virtually all the mainstays of human existence—the neighbourhood community, the village and the church—had been weakened or destroyed. For many people the family represented the only relationship they could trust, the only place they felt a sense of belonging, and they went to extraordinary lengths to reunite with relatives.

But former prisoners found it hard to build relationships, to find jobs and places to live. They still had to confront those who had betrayed them, although they also understood the extreme pressures that had led them to do so. The process of rehabilitation was laborious. And millions never returned from the camps.

Kruschev’s denunciation of Stalin in 1956 made a decisive break, the beginnings of the reformist thaw. Still, Stalin, rather than the whole system, was the scapegoat. But it also had consequences for the countries of east Europe, notably with the Hungarian uprising that year.

And just as the worst was over in the USSR, China systematically repeated its deadly mistakes. Dikötter outlines many of the same features of life under Maoism, but his treatment is less personal.

As Figes describes in the final chapter, Memory (1956–2006), even after 1956, the vast majority of ordinary people were still too cowed and frightened by the memory of the Stalinist regime to speak out openly. The thaw ended when Brezhnev replaced Kruschev in 1964; as dissidents were persecuted, people again suppressed their traumatic memories. Stoicism and passivity became enduring social norms.

But nostalgia for the war persisted, even overriding other assessments of the system. Viacheslav Kondratiev recalled:

For our generation the war was the most important event in our lives, the most important. This is what we think today. So we are not prepared to belittle in any way the great achievement of our people in those terrifying, difficult, and unforgettable years. The memory of our fallen soldiers is too sacred, our patriotic feelings are too pure and deep for that.

Eventually more candid memories of the war surfaced, such as the 1975 film A soldier went. A whole Gulag literature emerged.

Unlike the victims of the Nazi war against the Jews, for whom there could be no redeeming narrative, the victims of Stalinist repression had two main collective narratives in which to place their own life-stories and find some sort of meaning for their ordeals: the survival narrative, as told in the memoir literature of former Gulag prisoners, in which their suffering was transcended by the human spirit of the survivor; and the Soviet narrative, in which that suffering was redeemed by the Communist ideal, the winning of the Great Patriotic War, or the achievements of the Soviet Union.

Figes reflects on the startling paradox in the later myth of Norilsk,

a large industrial city built and populated by Gulag prisoners, whose civic pride is rooted in their own slave labour for the Stalinist regime,

as well as the popular nostalgia for Stalin (and again we might compare the Chinese nostalgia for Mao—see also here), which

reflects the uncertainty of their lives as pensioners, particularly since the collapse of the Soviet regime in 1991; the rising prices that put many good beyond their means; the destruction of their savings by inflation; and the rampant criminality that frightened old people in their homes.

However,

nostalgia notwithstanding, the ruinous legacies of the Stalinist regime continued to be felt by the descendants of Stalin’s victims many decades after the dictator’s death. It was not only a question of lost relationships, damaged lives and families, but of traumas passed from one generation to the next. […]
Even in the last years of the Soviet regime, in the liberal climate of glasnost, the vast majority of Soviet families did not talk about their histories, or pass down stories of repression to their children. […] Fifteen years after the collapse of the regime, there are still people in the provinces who are afraid to talk about their past, even to their own children.

Again, the Chinese parallel is interesting: whereas the Soviet “liberation” occurred after over seventy years of repression, in China “reform and opening” not only happened earlier, following the collapse of Maoism in the late 1970s, but came after a mere thirty years of state repression. Both Russia and China suffered grievously under invasion and warfare; and for both, the hard-earned victory came to form a cornerstone of the national image. But whereas in China the war set the scene for the Communist takeover and the people finally “standing up”, in Russia it made an interlude within a system in which repression was already deeply entrenched; it seemed to offer hopes for reform, which were soon thwarted. In China too the lid on popular expression of trauma remained quite tightly sealed, though as Sebastian Veg notes, “after a period of post-traumatic outpour, followed by commodified nostalgia, popular memory in recent years has shown signs of moving towards more critical discussions.” But both Chinese and Russian regimes continue to devise new forms of repression.

* * *

In my post on Bloodlands (n.2) I mentioned attempts to compare death tolls under Hitler, Stalin, and Mao—in ascending order, it seems. As Timothy Snyder wrote,

it turns out that, with the exception of the war years, a very large majority of people who entered the Gulag left alive. Judging from the Soviet records we now have, the number of people who died in the Gulag between 1933 and 1945, while both Stalin and Hitler were in power, was on the order of a million, perhaps a bit more. The total figure for the entire Stalinist period is likely between two million and three million. The Great Terror and other shooting actions killed no more than a million people, probably a bit fewer. The largest human catastrophe of Stalinism was the famine of 1930–1933, in which more than five million people died.

But appalling are the death tolls, they are far from the whole story. Now that I read Figes’s account, it seems callous and irrelevant to dwell on such statistics.

With my classical, mystical background, it took me a long time to appreciate the importance of all this—and it may still elude younger people in the UK, Russia, and China. But having long focused on the life-stories of Chinese ritual specialists and their patrons, I continue to find such accounts an illuminating perspective on modern history, for China and elsewhere.

Popular culture in early modern Europe

Burke

We often study Chinese culture (both expressive and material) rather in isolation, but many parallels are suggested in

  • Peter Burke, Popular culture in early modern Europe (1978, thoughtfully updated in 2009 edition),

a lucidly-written single-volume work on the period 1500 to 1800. Of course it’s a vast field, but Burke’s broad coverage is enriched by illuminating detail.

Think away television, radio, and cinema, which have standardized the vernaculars of Europe within living memory, not to mention changes which are less obvious but may be more profound. Think away the railways, which probably did even more than conscription and government propaganda to erode the culture peculiar to each province and to turn regions into nations. Think away universal education and literacy, class consciousness and nationalism. Think away the modern confidence (however shaken) in progress, science, and technology, and the secular modes in which hopes and fears are expressed.

Indeed, many in Europe had little access to these features well into the 20th century—and many Chinese still later. So the historical coverage not only makes a useful perspective on popular traditions enduring today (e.g. Italy or east Europe), but is also full of lessons for our studies of popular culture in modern China.

Many (not least in China) tend to visualize Europe as a monolithic, reified, “developed” (and largely secular) modern bourgeois society, whose music (for instance) is represented by the “classical” canon. In the wake of the industrial revolution, change in the popular cultures of Europe was already a complex issue by the early 1900s, when study began to take off in earnest; but in China, for all its own revolution, many of Burke’s perspectives still seem relevant in the late 20th century. So it may be easier to see the parallels here than it would be with a study of modern Europe.

In Chapter 1 he discusses “The discovery of the people” by early-19th-century intellectuals, just as traditional culture seemed threatened—of which he gives some fine examples, long predating 20th-century concerns. Already before the industrial revolution, with the growth of towns, the improvement of roads, and the spread of literacy, the centre was invading the periphery.

Burke adduces early collections of folk-songs from Germany, Russia, Sweden, Serbia, Hungary, and Finland. The intellectuals also discovered popular religion and festivals (cf. Zhao Shiyu‘s work on Chinese temple fairs), along with folk music. Burke discusses aesthetic, intellectual, and political reasons for this interest. Along with the reaction against the Enlightenment, and the growth of nationalism,

the discovery of the people was part of a movement of cultural primitivism in which the ancient, the distant, and the popular were all equated.

In Chinese discourse on folk culture, terms like “simple” and “primitive” were still common in the late 20th century.

At the same time, Burke unpacks problems with studying the subject through the work of early European folklorists: distortion, creative bias, and the notion of “improvement”. Just like the CCP in China,

it is all to easy to continue to see popular culture through the romantic, nationalist spectacles of the intellectuals of the early 19th century.

On “restoration” he observes:

To read the text of a ballad, a folktale, or even a tune in a collection of this period is much like looking at a Gothic church which was “restored” at much the same time. One cannot be sure whether one is looking at what was originally there, at what the restorer thought was originally there, at what he thought ought to have been there, or at what he thought should be there now. Not only texts and buildings were subject to “restoration”, but even festivals.

Burke criticizes the notions of primitivism, communalism, and purism, stressing that “popular culture does have a history”.

In Chapter 2, “Unity and variety in popular culture”, Burke notes pockets where there was still a shared culture on the lines of the (dodgy) model of tribal societies, but observes that the broad picture was not monolithic or homogeneous: social stratification was widespread. He refines the model of interdependent great and little traditions, both urban and rural, that Robert Redfield suggested in the 1930s:

There were two cultural traditions in early modern Europe, but they did not correspond symmetrically to the two main social groups, the elite and the common people. The elite participated in the little traditions, but the common people did not participate in the great tradition. The great tradition was transmitted formally at grammar schools and at universities. It was a closed tradition in the sense that people who had not attended such institutions, which were not open to all, were excluded. […] The little tradition, on the other hand, was transmitted informally. It was open to all, like the church and the market-place, where so many of the performances occurred.

So in the early period the elite, the nobility, local literati, and the clergy had access to and participated in both cultures.

In the Cracow area about 1565, more than 80% of the poor nobles were illiterate. The style of life of some rural nobles and parish priests was not so different from that of the peasants around them.
[…]
But this situation did not remain static throughout the period. The upper classes gradually withdrew from participation in the little tradition in the course of the 17th and 18th centuries.

Following Kodály and Gramsci, Burke also notes that “the people” were not a homogeneous group. As in 20th-century China, the peasants formed 80–90% of the population. But apart from peasants and craftsmen, women, children, shepherds, sailors, beggars, and so on, all had important sub-cultures. The diversity of occupations makes a useful reminder for China, both in imperial and modern times; the peasantry was itself stratified, as the CCP would observe. Burke cites Kodaly again:

Many traditional folksongs are appropriate only for one social group, like the Scandinavian drängvisor, or farm-hands’ song, and the pigvisor, the “complaints” of ill–treated maidservants.

He notes ecological differences:

Leaping dances seem to be associated with mountainous regions, in the Basque country, in Norway, in the highlands of Bavaria, Poland, and Scotland, because this was an old form of dance which did not survive in the plains.

In the countryside farmers, herdsmen, and shepherds also had different cultures, as did blacksmiths, carpenters, woodsmen, miners, and bandits. Similar stratification was notable in the towns: guilds, craftsmen (weavers, tailors, shoemakers, journeymen, apprentices, and so on), and shopkeepers.

Burke notes religion and ethnic minorities as markers of cultural difference—not only Catholics and Protestants, but Jews and Muslims. And he discusses the male category of “wanderers”—soldiers, sailors, beggars, and thieves. He notes variation by gender and region, coexisting with other types of variation. Excluded from most of the categories, “women’s culture is to popular culture what popular culture is to culture as a whole.” Other potential elements in a cultural geography of Europe would include architecture, literacy, and topography. He observes interaction between great and little traditions, finding traffic in both directions, with creative transformations.

In Chapter 3, “An elusive quarry”, Burke interrogates the sources, their literati bias and unreliability:

We want to know about performances, but what have survived are texts; we want to see these performances through the eyes of the craftsmen and peasants themselves, but we are forced to see them through the eyes of literate outsiders.

The attitudes and values of craftsmen and peasants

were expressed in activities and performances, but these activities and performances were only documented when the literate upper classes took an interest in them.

And when, as often, festivities were described by foreign visitors, they

are likely to miss all sorts of local or topical allusions and may misunderstand what the festivities mean to the participants.

Or (as in China) popular activities may be recorded simply because the authorities were trying to suppress them. And of course

A text cannot record a performance adequately, whether it is a clown’s or a preacher’s. The tone of voice is missing, so are the facial expressions, the gestures, the acrobatics.

Further, Burke notes that printed texts (including sermons) are likely to vary from the texts performed. Print not only recorded popular culture but undermined it. He lists six kinds of mediator, and explores oblique approaches to popular culture, adducing witch trials and “iconology”. And he notes the useful perspective of rebellion, also fruitful for China.

Discussing folk-songs and epics “collected” in the 20th century, he comments:

Historians whose sources consist of fragmentary texts have a lot to learn from folklorists whose sources are living people, who can be observed at work and even questioned. What I am advocating is a rather more indirect use of the modern material, to criticize or interpret the documentary sources.

To avoid misunderstanding, let me say at once what the regressive method is not. It does not consist of relatively recent situations and cheerfully assuming that they apply equally well to earlier periods.

He notes the potential for historians to learn from anthropologists.

Part Two, “Structures of popular culture”, opens with Chapter 4, “The transmission of popular culture”, focusing on the “active bearers of culture”. While observing that

Shepherds made their own bagpipes as well as playing them. The men of the household made the furniture, and the women made the clothes. […] Anyone who fell ill or had an accident would be treated at home,

he stresses that

Neither the household nor the village was culturally autonomous.

Semi-professional healers, traveling pedlars, and wandering minstrels [a term, I note, encrusted with romantic flapdoodle] were also part of the picture. He unpacks the notion of “popular artist” (one who works mainly for a public of craftsmen and peasants), and the spectrum of professionals and amateurs. I like his list of occupational performers for England:

Ballad-singers, bear-wards, buffoons, charlatans, clowns, comedians, fencers, fools, hocus-pocus men, jugglers, merry-andrews, minstrels, mountebanks, players, puppet-masters, quacks, rope-dancers, showmen, tooth-drawers and tumblers. [1]

(For instances of the evocative use of lists, see Last night’s fun and Accordion crimes.)

But again there were gradations, as with shawm bands in China today. Like tinkers and pedlars, many performing groups were itinerant. The Russian skomorokhi (interestingly seen as antecedents of Pussy Riot here) travelled in bands of up to one hundred men. Burke’s description of “strolling players” in 18th-century England reminds me of Chinese opera troupes today:

Two actors would be sent ahead of the rest to get permission to play in the towns and villages on their route. Their properties and costumes would be secondhand, even dilapidated, and they would perform in inns or barns.

la Tour

Georges La Tour, The hurdy-gurdy man. Cf. the lirniky of modern Ukraine.

Several more features suggest China. Solo bards were also common—as in Spain, France, Serbia, and Russia. Whether solo or in a group, they were often equated with beggars; and many “vagabond-entertainers” were blind. Itinerant preachers were also widespread. Besides human opera, ritual puppet plays may remind us of groups still performing in regions like Fujian and Gansu.

Less well documented were the amateur performers, and semi-professionals (as in China), “part-time specialists who had another occupation but might derive a supplementary income from their singing, playing, or healing.” Performers of plays and other festivities were often organized into guilds. Funeral wailers were hired, as in Britain, Italy, and Russia. Popular healers and diviners are listed for England, Sweden, Poland, Spain.

Burke explores the physical setting, noting that it is easier to document public performances (church, tavern, market-place) than domestic occasions. He outlines the balance of folk tradition and individual innovation, refuting the “collective creation” myth.

Chapter 5, “Traditional forms”, explores genres, discussing the variety of dance and song forms; themes and variations; and the process of composition—all recurring issues in ethnomusicology. He includes preaching and material culture, seeking not only formulas and motifs but structures.

Chapter 6, “Heroes, villains, and fools” goes on to look at stock characters, probing the attitudes and values of craftsmen and peasants. In popular culture the images of rulers, the clergy and saints, the nobility and knights, the middle class and officials, are sometimes ambivalent, but the lower classes seem “conservative”, accepting them and structuring their world through the models provided by the dominant group. Conversely, craftsmen and peasants also saw society in terms not of harmony but of conflict, complaining of poverty and injustice. Here Burke lists five points along a spectrum of responses: fatalist, moralist, traditionalist, radical, and millenarian.

The Chinese peasantry since the 1940s have also clung to such heroic figures from the imperial past, remaining quite resistant to the cultural values of the CCP while absorbing new elements (like the PLA soldier in the medium’s pantheon here).

Under “ordinary people”, Burke notes that craftsmens’ image of the peasant was unflattering. Nor, in the male-dominated sources, do women emerge well:

Most popular heroines were objects, admired not so much for what they did but what they suffered. For women, martyrdom was virtually the only route to sanctity.

More common are images of deceitful and malicious women.

Under “outsiders”, outlaws (another popular theme in China) are usually, though not always, portrayed as heroic, “enabling ordinary people to take imaginative revenge on the authorities to whom they were usually obedient in real life”. Negative instances are those of the Turk and the Jew (both “scarcely human”), as well as the witch; and the stereotypes of Catholics and Protestants about each other.

Hatred of outsiders was so common as to make one wonder whether most ordinary people of the period were not what psychologists sometimes call “authoritarian personalities”, combining submissiveness to authority with aggressiveness towards people outside their group.

Breughel

Breughel, The combat between Carnival and Lent.

in Chapter 7, “The world of Carnival”, Burke pursues the theme of relieving tensions, putting myths and rituals in the physical context of festivals, both Carnival itself and “carnivalesque” activities. Here he explores ritual—always a prominent theme—in greater detail, and ritual reversal, “the world upside down”. Carnival was both a holiday, a game, and a time of ecstasy and liberation, with food, sex, and violence. He subsumes public executions and mocking ceremonies like the charivari, and explores the tensions between social control and social protest. He cites Victor Turner:

By making the low high and the high low, they reaffirm the hierarchical principle.

But the “safety-valve” of ritual was not always able to contain popular dissent. Riots and rebellions made more direct forms of action. Popular rebellions, of course, are a major theme in Chinese history—studied selectively in the PRC.

The concern of the upper classes that popular festivals might pose a threat to the status quo leads to Chapter 8, “The triumph of Lent: the reform of popular culture”. Always alert to change, Burke describes the attempts of the educated (“the reformers, or the godly”), notably the clergy, to “improve” popular mores, on both theological and moral grounds. Again (as in imperial and modern China) folk religion was a principle target—miracle and mystery plays, popular sermons, and religious festivals such as saints’ days and pilgrimages.

He suggest two main periods, the first until around 1650 led by the clergy, the second in which the laity took the initiative, adding secular arguments. He outlines the “culture of the godly” that they hoped would replace the old pagan ways (more echoes of modern China). Battles were waged not only over rituals but over images and texts. One important weapon was the dissemination of vernacular Bibles. Burke is sensitive to changes in the meaning of words, such as the ever-thorny “superstition”.

One major result of this reformist zeal, unevenly achieved, was the widening of the gulf between great and little traditions, discussed in the final Chapter 9, “Popular culture and social change”. Over the whole period popular culture changed in ways that no-one could have foreseen. Burke lists population growth and urbanization, the rise of “commercial capitalism” with increasing division of labour, and the communications revolution. Though he warns against exaggerating the impact of such changes, by the 18th century the peasantry were coming to own more material objects, and better ones—although east Europe remained relatively poor. A gradual shift was under way “from the more spontaneous and participatory forms of entertainment towards more formally-organised and commercialized spectator sports.” Although he also shows that it was often in the outlying regions that traditional culture was best maintained,

In the larger towns, the process of social change seems to have enriched popular culture. In the countryside, particularly in outlying regions, the same process led to cultural impoverishment.

This topical comment from the Highlands of Scotland comes from the late 18th century:

The noblest virtues have been ruined, or driven into exile, since the love of money has crept in among us; and since deceit and hypocrisy have carried mercenary policy and slavish, sordid avarice into our land.

Under “the uses of literacy” Burke stresses the influence of the printed book, and then the press. He explains methods for assessing literacy rates around Europe, with partial evidence suggesting that “more people could read in 1800 than in 1500, that craftsmen were generally much more literate than peasants, men than women, Protestants than Catholics, and Western European than Eastern Europeans”.

Whereas some secular reformers feared that popular literacy would make the poor discontented with their lot, the godly saw it as a step to salvation. Again Burke unpacks the idea of “access” to books, with some fine examples under physical, economic, and linguistic access. He takes a nuanced approach to how all this affected popular performances, although “the book was both a dangerous competitor and a treacherous ally”.

The spread of literacy and the decline of the epic occurred together in Western Europe, while illiteracy and the epic survived together in Sicily, in Bosnia, in Russia.

I note that even the lowest literacy rates around Europe surpassed those of China in the mid-20th century; and even in the early 1990s I found few books in peasant homes there.

Burke cites the work of a sociologist working on the modern Middle East, where print is among factors said to engender “a high capacity for empathy, a willingness to accept change, to move from one place to another, or to express their own opinions about society; in a word, modernity.” However, in early modern Europe such changes were less spectacular. Old themes did not go out, but new themes did come in: as in modern China, cultural changes were not so much “substitutive” as “additive”.

He moves on to unpack the concepts of secularisation and politicisation:

Hopes and fears which had traditionally been expressed in religious terms now needed another mode of expression and increasingly found it in the political.

Despite the problems in assessing piecemeal material, and always sensitive to differing social strata, he finds an increasing sense of involvement with politics, at least in Western Europe.

Craftsmen and peasants had good reason to be more aware of the state by the end of the 18th century than they had been three hundred years before.

Burke notes the gradual withdrawal of the upper classes from the popular culture that they had previously shared—as in China. But as ever he asks probing questions:

Who withdrew? From what did they withdraw? In what parts of Europe? And why? The clergy, the nobility, and the bourgeoisie had their own reasons for abandoning popular culture.

In many regions the upper classes literally spoke a different language from ordinary people. But—at different times in different parts of Europe—they came to reject their whole culture.

And it was this gap that led to “discovery”: only when folk traditions became “alien” to the elite did they provoke curiosity, leading to the rise of folklore studies.

Looking back over the whole period,

The change in the attitudes of educated men seems truly remarkable. In 1500, they despised the common people, but shared their culture. By 1800 their descendants had ceased to participate spontaneously in popular culture, but they were in the process of rediscovering it as something exotic and therefore interesting. They were even beginning to admire “the people” from whom this alien culture had sprung.

After 1800 factors like urbanization, education, printing, and railway transport were to transform culture still more radically.

* * *

Houshan 1995

Medicine-pouch vendor, Houshan temple fair 1995.

While Burke’s study is based on the period before 1800, and has been amply supplemented since, it offers thoughtful perspectives on the diverse little traditions that still persist today, and were even more widespread alongside the great traditions of Renaissance and baroque. Relevant to our studies of imperial and modern China are not only the many commonalities they share—recurring themes like ritual, reform, and so on—but ways of studying and unpacking the sources. I do recommend the book, not least to Chinese students: here’s a Chinese edition.

China–Italy: International Cultural Exchange zzzzz

In Yet more Chinese wordplay, retelling some splendid subversive jokes from the commune era (cf. Hammer and Tickle, and the Chinese jokes tag), I explained the pleasure of creatively misinterpreting phrases that use the innocent postfix xing 性 (“sex”). Among them is the tired Chinese cliché “International Cultural Exchange“—Grist to Flann O’Brien‘s Mill.

So now here’s a party game that I devised as a spinoff from both my Catechism of Chinese cliché and Italian folk musicking—a kind of Snakes and Ladders:

The Silk Road
hours of harmless fun for all the family!

©SJ 2019

Players can advance along the caravan route by naming cultural features that Italy shares with China (and I couldn’t write the clichés better than this article). Go right back to square one for any mention of:

Left: spirit mediums, Guangxi. Right: taranta exorcism, Salento.

But make progress by scoring points for

(leap forward 1,000 leagues:)

(advance 500 leagues:)

(advance 200 leagues:)

As usual, the winner will be awarded a small pocket aquarium.

For more party games, see the Oxford comma and Fantasy Daoist ritual; and for another enterprise, here. For more Chinese clichés, see here, and here. And for the 2002 Smithsonian Festival of the Silk Road, click here.

Italy: folk musicking

Italy map

With our common image of Italy dominated by elite culture, it may seem to make a less obvious fieldsite for folk traditions than east Europe. But as I observed in my jottings from Lisbon (and in my posts on flamenco in Spain, starting here), there’s far more to musicking than opera houses and symphony orchestras. Even the court musical cultures of Italy were regional—there was no “Italy” until 1860, and regional consciousness still persists. As in China, where the “conservatoire style” dominates the media, the image of the iceberg is useful.

Local folk traditions are a major part of people’s social experience today, as throughout earlier history—alongside more elite productions such as the painting and sculpture, art music and opera that dominate our image of Italian culture (for early modern Europe, see here). Some regions show little or no influence from art music, others more. But we should adjust from our image of Barbara Strozzi and Artemisia Gentileschi [PC gone mad—Ed.] [What you gonna do about it? SJ], Verdi and Monteverdi, La Scala, and so on.

In Italy—whose population of around 60 million is comparable with a single province of China!—we find the usual interplay between general surveys “gazing at flowers from horseback” and detailed studies of one particular community. As ever, we may start with The New Grove dictionary of music and musicians, and The Garland encyclopedia of world music. Alessio Surian’s article for The Rough Guide to world music pays attention to the more recent roots scene, and Italy features regularly in Songlines.

I’ve already outlined some issues in the taxonomy of expressive culture in China (e.g. here). In her Grove article on Italian folk music, Tullia Magrini essayed a broad classification by style and structure rather than by region or context:

  • Narrative-singing (ballad, broadside ballad, storia, Sicilian orbi, and so on)
  • Lyrical singing
  • Others: including children’s songs and lullabies, work songs, polyphonic songs for entertainment (cf. Voices of the world).

After reverting to context in her penultimate category:

  • Ritual music—always among the most interesting rubrics, including life-cycle and calendrical rituals (the latter including carnival and Passion).

she concluded by outlining

  • dances and instruments—the latter including not only piffero and ciaramella shawms (for links to posts on shawms around the world—China, Tibet, south Asia, the Middle East, north Africa, Europe—click here) with bagpipe (piva) and the distinctive Sardinian launeddas, but also northern violin traditions.

* * *

The fascist era discouraged meaningful study of folk traditions, so serious research began in the 1950s, as society continued to change. Gramsci’s contrast between subaltern and hegemonic cultures inspired the ground-breaking collaborations of Diego Carpitella with Ernesto De Martino and Alan Lomax.

Carpitella’s work with De Martino features in my post on taranta, which includes both their footage of taranta in Salento (1959) and funeral laments in Basilicata (1952). See also Healing with violin in the heel of Italy.

Lucania

Meanwhile—just as Chinese fieldworkers were busy documenting their own regional traditions—Carpitella was also working with Alan Lomax (who said the 1950s were boring?!). Their 1954–56 audio recordings were published in 1958 as Folk music and song of Italy, and reissued (notes here). Many of the tracks are remarkable—such as Alla campagnola, a polyphonic love song sung by women of Ferroletto in Calabria while working in the fields, with both harmonies and unison cadential pitches taking one by surprise:

Moving north, the album also includes stornelli from Tuscany, a bagpipe saltarello from Citta Realle in Lazio, and a dance song from Val di Resia in Friuli.

For a review of more albums in the Lomax collection, see here. Italy was among the fields where he developed his ambitious Cantometrics project, exploring the links between styles of singing and social structures (see also Voices of the world). For his work with Zora Neale Hurston in the American South, see here. And for his remarkable archive, click here.

The pioneering work of Lomax and Carpitella inspired many impressive series of audio recordings on labels like Folkways, Dischi del sole, Albatros, I suoni (Fonit Cetra), and Ethnica. Meanwhile Carpitella edited the important journal Culture musicali (and I’m keen to read his analysis of The Rite of Spring!).

Following in their footsteps, among luminaries in Italian ethnomusicology were Roberto Leydi and Tullia Magrini, under whom such studies took root in Bologna. And as a welcome change from all those gondolas, Venice has become a lively centre for the promotion of folk cultures of Italy and further afield, with the Fondazione Cini, and ethnomusicologists Giovanni Giuriati and Giovanni de Zorzi (for an instance of the latter’s explorations, see here).

Despite all the “cultural homogenisation” epitomised by the vacuous inanities of Burlesque-only TV, RAI has played a role in promoting regional cultures.

The south
The Mediterranean south has remained poor—Puglia, Basilicata, Calabria, as well as Campania, all have deep local traditions (for pizzica, see herehere, and here).

Again, Lomax and Carpitella made some fine recordings in Campania:

And apart from Sardinia (which I introduced here), Sicily is a rich field, introduced in early work by Giulio Fara and much studied since (see also Songs of Sicily). Further east, see Musics of Crete.

Central Italy and the north
The poor south, attractive by virtue of its “otherness”, attracts a wealth of documentation; but the more affluent north also has significant pockets of folk activity. Roberto Leydi and others erased the old bias that considered the northern regions “corrupted” by economic and social development.

Fieldworkers have found distinctive traditions around Lazio, Abruzzo, Tuscany, Umbria, Le Marche, and Emilia. Tullia Magrini made a special study of the Maggio drammatico (cf. Morris dancing in England!). Note also her edited volume Music and gender: perspectives from the Mediterranean (2003).

All along the northern border of Italy, local traditions have been documented around Piedmont, Liguria, Lombardy, Veneto, Trentino, and Friuli. Again, we can consult the recordings of Lomax and Carpitella, with this 1972 LP from Piedmont, Emilia, and Lombardy:

In Ponte Caffaro, Brescia, fiddle bands accompany carnival:

The films of Renato Morelli are also impressive—see this trailer for Voci alte, on the festival of Premana in Lombardy.

In the 1990s, as another perk of my touring life, during interludes from playing Mozart opera in Parma and Ferrara I visited cultural offices there for a taste of their work documenting local folk traditions—somewhat evoking my exploratory visits to their counterparts in China. While doing gigs in Genova I also found trallalero choirs:

In the northeast, traditions are related to Slavic culture, with dances accompanied by violins or the piva bagpipe. Here’s a 1983 clip from Val di Resia in Friuli:

Collectors have also worked with emigrant communities (cf. Accordion crimes). Alan Lomax and Carla Bianco issued a fascinating album of their 1963–64 recordings in New York and Chicago (liner notes here), with a sequel recorded by his daughter Anna in New York, New Jersey, and Rhode Island (playlist here)—from the latter, here’s a duet with piffero and ciaramella:

This may not immediately spring to mind when thinking of the soundscape of 60s’ New York.

And having long been a land of emigration, and internal migration (from rural south to industrial north), Italy is now also a vexed site for immigration, which will further enrich the picture.

While I’m not venturing into the roots scene here, it seems obligatory to cite Fabrizio De André’s wildly popular Crêuza de mä (1984), sung in Genovese dialect (here with Italian subtitles):

See also Bella ciao.

* * *

All the energy in making audio recordings was admirable, helping us focus on the remarkable variety of regional soundscapes: both vocal and instrumental tracks are stunning. But it tended to entrench an image of disembodied, reified sound documents; the later shift towards visual anthropology places a greater stress on musicking in society. At LEAV in Milan Nicola Scaldaferri leads splendid collaborative projects, such as Musica Lucana and the Maggio in Accettura. And here’s a trailer for Rossella Scillacci’s fine 2007 ethnographic film Pratica e maestria on the zampogna in Basilicata:

* * *

Here, as often, I can only “gaze at flowers from horseback”, but all this is a reminder that as in China, England, and everywhere, popular regional traditions persist alongside more elite cultures, changing along with society and encouraging us to revise a narrow concept of “culture”.

Fujian, 1961 and onwards

LQM shiban

Shiban ensemble, west Fujian 1962.

I’ve already introduced important early fieldwork projects after “Liberation” under the auspices of the Music Research Institute in Beijing, led by the great Yang Yinliu. Such work continued even after the chaos caused by the Great Leap Backward.

In late 1961, soon after the publication of Yang’s major survey for Hunan (and as the Morris dancing revival continued in England!) Li Quanmin 李佺民 (1924–83), who had already taken part in the 1953 survey of folk-song in northwest Shanxi, was dispatched to the far south on a trip to Fujian province, whose vibrant folk cultures were still quite unknown to Beijing scholars. [1]

  • Fujian minjian yinyue: caifang baogao 福建民间音乐采: 访报告 [Folk music of Fujian: field report] (Zhongyang yinyuexueyuan Zhongguo yinyue yanjiusuo, 1963, mimeograph, 155 pp.)

LQM cover

Yang Yinliu’s 1956 work in Hunan had utilised both his own team from Beijing and regional cadres, considering a broad range of genres, pervaded by ritual. But Li Quanmin arrived alone in Fujian, and travelled only in the company of the young regional music scholars Liu Chunshu 刘春曙 and Wang Yaohua 王耀华 (who went on to become leading authorities on the musics of Fujian), so this project was less ambitious. In their survey from 12th November 1961 to 28th January 1962 they conducted both overviews for particular counties and interviews on specific genres. Their fieldnotes are reproduced more or less as they were taken at the time.

Even today, outsiders’ impressions of the musical cultures of Fujian may largely be based on the glorious nanyin chamber ensembles of Hokkien communities around Quanzhou and Xiamen, but the report was the first to provide a window on the huge variety of expressive cultures throughout the province. Indeed, while the history, music, language, and ethnography of nanyin alone are a topic for several lifetimes, the 1986 survey Fujian minjian yinyue jianlun can only spare 22 of its 611 pages for the topic!

The cultures of Fujian may profitably be studied alongside those of the diaspora (notably Taiwan); while these have preserved many traditional features that were under attack on the mainland, the resilience of tradition in the PRC is remarkable.

They began by meeting representatives of official state troupes in cultural offices, noting studies by local scholars, and going on to assemble performers to make recordings. They focused on vocal and instrumental chamber ensembles; while, as everywhere, such groups mainly served life-cycle and calendrical rituals, the social contexts receive limited attention. The team got glimpses of the riches of local opera, but merely noted the researches of regional scholars—who, indeed, had been busy collecting material ever since the 1949 Liberation.

Though ritual connections are constantly apparent, the report gives only brief mentions of temple and household ritual specialists. The activities of household Daoists are only mentioned in passing; only since the 1980s have detailed monographs shown what a major feature of life they are throughout the region—indeed, this was the first region that scholars began to study once they were able to expand their studies from Taiwan to the mainland across the strait.

I’ve already noted the need to oscillate between wider generic surveys for a whole province or region (“gazing at flowers from horseback” 走马观花) and more detailed reports on one county, village, or family (see also under Local ritual).

As yet more political campaigns unfolded after the brief lull following the disasters of the Leap, this was to be among one of the last fieldwork projects until work resumed in earnest from the late 1970s.

Part One of Li Quanmin’s report contains reports from the southeast coastal region of the province. In Xiamen they visited the great nanyin expert Ji Jingmou 纪经畝 (1899–1986, or 1901–87), [2] recording him leading the Jinfeng group 金風南樂團.

Just west in Zhangzhou, after gaining brief introductions to jin’ge 錦歌 and shiba yin 十八音 (cf. the shiyin bayue 十音八樂 of Putian), they give a rather more detailed account of nanci 南詞 and the related instrumental shiquan qiang 十全腔. The occupational groups performing nanci were known as tangban 堂班, performing items like The Heavenly Officer Bestows Blessings (Tianguan cifu 天官賜福) before a painting of Heavenly Master Zhang; the genre seems to have spread from Jiangxi.

For the wider Longxi region around Zhangzhou, Liu Chunshu gave them an overview of various genres, including Songs to Wash the Gods (xifo ge 洗佛歌), presented as a superstitious genre from “the past”, sung during the first five moons by itinerant duos, one with a god image on his back; [3] dragon-boat songs in praise of Qu Yuan, noting ritual connections; and musics deriving from Chaozhou just south.

In Quanzhou they gained a further outline of nanyin (on which there was already a substantial amount of local research), as well as briefer impressions of shiyin (for a photo from my 1990 trip see here); they mention the Assault on the Citadel ritual drama (dacheng xi 打城戲) [4] and itinerant sijin ban 四錦班 bands of blind female singers. They also studied the venerable “casket winds” (longchui) shawm bands (on which more below)—I’ve now added one of Li Quanmin’s 1961 recordings to the playlist in the sidebar (#15), with commentary here.

casket

The longchui casket, Tianhou gong temple, Quanzhou 1990. My photo.

In Quanzhou they also talked with the Buddhist monk Miaolian 妙蓮 (see below), making notes on his master the renowned Hongyi 弘一 (Li Shutong李叔同, 1880–1942), an authority on ritual music, and visiting the Kaiyuan si temple.

In Putian and Xianyou—another highly distinctive cultural sub-region—they learned of shiyin bayue 十音八樂, related to the local opera—itself a rich ancient tradition most worthy of study. Folk-song genres included shan’ge 山歌, itinerant lige 俚歌, and “singing the nine lotuses” (jiulian chang 九蓮唱). Li Quanmin reproduces a local draft for the new Putian county gazetteer, which includes a section on “ritual music” (fashi yinyue), outlining Buddhist and Daoist groups.

A clue now led them to make a detour to the poor Badu region of Ningde, north of Fuzhou, to record the two-part folk-songs of the She 畲 minority there—just one of the regions where they dwell through Fujian and adjoining provinces. Li Quanmin lent his recordings of the songs to the provincial Broadcasting Station in Fuzhou for copying—who promptly lost them.

The whole of Part Two is dedicated to the largely Hakka cultures of southwest Fujian further inland. Even their studies around this region involved lengthy journeys. Incidentally, this is yet another region where household Daoists still have impressive traditions.

Here the team focused on the shiban 十班 (in some areas known as shifan 十番) and jingban 靜班 groups. They soon discovered the complexities of local terminology. Mostly amateur groups, with a core of stringed instruments, they are often based on local drama; but usually there is also a strong link with occupational shawm bands and percussion groups.

In the Longyan region the jingban were related to Raoping chui 饒平吹 shawm bands, named after the region further south in Guangdong. Moving west from the regional seat, in Shanghang they noted the effects of historical migrations. In Liancheng they learned from Luo Xuehong, head of the county song-and-dance opera troupe, an erstwhile accompanist of Buddhist and Daoist ritual specialists and marionette bands—reminding us that state troupes were then full of such experienced “old artists”.

They continued their studies of the jingban in Changting—where they also gain a tantalizing clue to the furen jiao 夫人教 (or “singing Haiqing” 唱海青) exorcistic ritual performed by household Daoists to protect children (cf. guoguan). In north China Haiqing 海青 is a common subject of ritual shengguan wind ensemble pieces, but it has been assumed to be a bird of prey; however, material from Fujian shows that he is a deity there: Thunder Haiqing (Lei Haiqing) is a manifestation of Tiandu yuanshuai 天都元帥.

Still in Changting, they gained further material on shiban groups, visiting Dapu 大浦commune to learn of the temple fair to the Great God of the Five Valleys (Wugu dashen 五谷大神). Returning to Longyan they continued to explore the relation between the jingban and shiban groups. Hearing of the lively scene in Kanshi town in Yongding, based on its temple fairs, they moved on there. Back in Longyan again, they ended their trip with a visit to a jingban group in Dongxiao commune.

Throughout the trip, in addition to occupational performers, they met amateurs— factory and manual workers, traders, and peasants—whose livelihoods had been in flux for several decades. But alas, what we can’t expect from such sources is discussion of the changing society (though see here, and for more revealing official sources, here). Fujian was far from immune from the famine, [5] with migrants fleeing in all directions—though the report discreetly refrains some such topics. A desultory sentence on the itinerant singers of lige claims:

Before Liberation most people weren’t keen on singing it [?!], but after the Great Leap Forward in 1958 the government esteemed it and [sic] used it for propaganda.

But in contrast to propaganda, this is just the kind of folk activity that was reviving among migrants in the desperation following the disasters of the Leap.

Since the 1980s
While Li Quanmin’s survey is less impressive than Yang Yinliu’s earlier report on Hunan, it laid a groundwork for later studies of Fujian. After the interruption through the Cultural Revolution, the liberalisations of the late 1970s allowed fieldwork to resume on a large scale, largely under the auspices of the national Anthology project—for whose fruits in documenting instrumental ensembles and “religious music”, click here.

Even before the publication of the Anthology, a single-volume survey appeared by two provincial scholars who had accompanied Li Quanmin in 1961–62:

  • Liu Chunshu 刘春曙 and Wang Yaohua 王耀华, Fujian minjian yinyue jianlun 福建民间音乐简论 (1986).

FJ book

Its 611 pages not only give more informed accounts of the genres introduced in the 1963 survey, but provide more extensive coverage of a wider range of regional genres, including the lesser-known north of the province. The volume adopts the overall classification that had been developed from the 1950s, now enshrined in the Anthology—and as ever, most of them are strongly interconnected:

  • folk-song (with a wider coverage of the She minority, pp.199–­229)
  • narrative-singing (nanyin appears here, alongside genres such as jin’ge, nanci, and beiguan)
  • opera, including Minju, Gezai xi, Pu–Xian xi, Liyuan xi, Gaojia xi, marionettes, and shadow puppets
  • instrumental music: various shifan and shiban genres, longchui, and so on.
Liu and Wang shiban route

A helpful map of the transmission of shiban.

There is no separate section for “religious music” [sic], but some “religious songs” are briefly introduced (pp.144–63), and ritual genres pervade all the categories.

On a very different note, Wang and Liu end with an introduction to the Fujian tradition of the qin zither, which had also formed part of Zha Fuxi’s national survey in 1956.

Fieldtrips, 1986 and 1990
On my first stay in China in 1986, after exploratory trips to Wutaishan, Xi’an, and Shanghai, I visited Fujian, gaining a preliminary glimpse of nanguan and learning much from Ken Dean, then based in Xiamen. Ken was among the first scholars to cross the strait from Taiwan to the mainland to study local Daoist ritual traditions, and his detailed early field reports are most inspiring (see here; cf. Daoist ritual in north Taiwan):

  • “Two Taoist jiao observed in Zhangzhou”, Cahiers d’Extrême-Asie 2 (1986), pp.191–209
  • “Funerals in Fujian”, Cahiers d’Extrême-Asie 4 (1988), pp.19–78
  • “Taoism in southern Fujian: field notes, fall, 1985”, in Tsao Ben-yeh and Daniel Law (eds.), Taoist rituals and music of today (1989), pp.74–87.

Ken’s fieldwork led to major monographs:

  • Taoist ritual and popular cults of southeast China (1993)
  • Ritual alliances of the Putian plain (2 volumes, 2009)

and most illuminating of all, his vivid 2010 film

  • Bored in heaven, on ritual activity in Putian (for differences between his approach and more text-based Daoist scholarship, click here).

With Ken I attended a nocturnal ritual in a Quanzhou temple, with marionettes (on which, note Robin Ruizendaal’s wonderful 2006 book Marionette theatre in Quanzhou—with rare coverage of the fortunes of such groups under Maoism):

Marionettes for nocturnal ritual, Quanzhou 1986. Photos in this section are all by me.

And I visited the beautiful county of Hui’an on the coast:

Hui’an 1986: left, nuns; right, the distinctively-clothed women of Hui’an.

After my first serious survey of ritual associations on the Hebei plain in 1989 with my trusty colleague Xue Yibing, he accompanied me on my return to Fujian in early 1990, moving north from fieldwork around Guangdong on a reccy for what became chapters 14 and 15 of Folk music of China. Xue Yibing’s careful notes were as precious as ever. Like Li Quanmin, we often began by visiting local experts; but we also sought out local ritual practice, such as temple fairs—and by contrast with most regions of north China, such activity was ubiquitous despite all the traumas of the intervening twenty-eight years.

In Quanzhou city we spent wonderful time with nanyin groups, and learned more about longchui, still magnificent, with the versatile ritual accompanist Wang Wenqin 王文钦 (then 66 sui) and shawm master Huang Tiancong 黃天從 (67 sui, son of Huang Qingquan who led the 1961 recording) as our guides. In Puxi village nearby we found shiyin (see photo here), and in Hui’an we visited one of many groups performing beiguan—a major genre in Taiwan.

As always, folk ritual is the engine for expressive culture, and a variety of such groups assemble for a wealth of temple fairs. In many communities around Fujian the extraordinary ritual revival was stimulated by funding from the overseas diaspora.

At the Tianhou gong 天后宮 temple in Quanzhou city we attended a vibrant Dotting the Eyes (dianyan 點眼) inauguration ritual for the goddess Mazu—with pilgrim groups from all around the surrounding area as well as Taiwan (including palanquins holding god statuettes, shiyin bands and a Gezai xi drama group), a Daoist presiding, ritual marionettes inside and outside the temple, along with magnificent nanyin and longchui.

Above: (left) ritual marionettes; (right) a Daoist officiates.
Below: longchui led by Wang Wenqin on foot-drum and Zhuang Yongchang on shawm.

Later the longchui performers invited us to a gongde funeral at which they alternated with three household Daoists performing a Bloody Bowl (xuepen 血盆) ritual, as well as a lively Western brass band. And the distinguished marionette troupe performed moving excerpts from Mulian 目連 ritual drama for us: [6]

puppet at grave

puppets group

Having recently found the sheng-tuner Qi Youzhi in a town south of Beijing thanks to Yang Yinliu’s precious 1953 clue, we now visited the Buddhist monk Miaolian, whom Li Quanmin had visited in 1961. Now 78 sui, he was still at the Kaiyuan si temple; indeed, he had even remained there throughout the Cultural Revolution, when he was among a staff of over twenty resident monks.

Miaolian and XYB

Miaolian with Xue Yibing, 1990.

We ended our visit in Fuzhou, gaining further clues to the chanhe 禪和 (doutang 斗堂) style of folk ritual (see Zhongguo minzu minjian qiyuequ jicheng, Fujian juan, pp.2086–2243).

As for Li Quanmin previously, the trip merely allowed us to gasp at the enormity of the expressive cultures of Fujian. As I began focusing on north China, I was increasingly aware that local ritual activity must be a major topic there too.

Meanwhile the anthropologist Wang Mingming was doing detailed work on the history and ethnography of the culture of the Quanzhou region.

The Anthology
And meanwhile the monumental Anthology was being compiled, with volumes for folk-song, narrative-singing, opera, instrumental music, and dance each weighing in at between one and two thousand pages—and as usual, the published material is only a small part of that collected. To be sure, much of this consists of transcriptions (which anyway are of limited use if we can’t hear the recordings), but even the textual introductions (as well as the vocal texts, often orally transmitted) offer valuable leads.

Coverage of nanyin, the subject of a vast wealth of separate research, is distributed through the volumes on narrative-singing, instrumental music, and indeed opera. The Fujian folk-song volumes are among the most impressive in that category; the songs of the She minority are covered at some length (pp.1240–1412).

JC shawms

Shawm bands of Changtai county, and (lower left) of Putian county.

In the instrumental music volumes, besides the string ensembles much of the coverage yet again describes shawm and percussion bands. As ever, we find leads to genres that are still largely unknown outside their vicinity. And of course any single county has several hundred villages, all with their ritual and entertainment performance traditions. In 1986, for instance, at least 139 village nanguan societies were active in the single county of Nan’an.

beiguan JC

Beiguan, Hui’an county.

While the coverage of “sacrificial” and “religious” musics (pp.1757–2683) has now been eclipsed by the detailed projects on household Daoists led by scholars based in Taiwan and Hong Kong, the Anthology offers some leads. After a very brief introduction, we find transcriptions of items from the rituals of household Daoists in Putian, Xianyou, and Nan’an counties (pp.1757–1836, 2448–2683). Also introduced are xianghua 香花  household Buddhists of Fuzhou and Putian (pp.2086–2423); and the She minority feature again (pp.1836–93).

For all its flaws, the Anthology is a remarkable and unprecedented achievement.

* * *

Although field research since the 1980s has taken the study of the diverse sub-cultures of Fujian to a new level, it’s important to note the energy of the years before the Cultural Revolution. Indeed, apart from the riches of its performance traditions, Fujian has long had a deep tradition of local scholarship.

Of course, in the context of the pre-Cultural Revolution period, brief visits inevitably focused on reified “genres” rather than on documenting social activity. And “hit-and-run” trips by fieldworkers from Beijing or London can never compare to the long-term immersion of local scholars, like Wu Shizhong for nanyin, or Ye Mingsheng for Daoist ritual. Ye’s account of one single ritual performed by one group of Lüshan Daoists (even while hardly addressing their lives or ritual vicissitudes since the 1940s) occupies a hefty 1,418 pages!

As always, expressive culture—based on ritual—makes an important prism on the changing social lives of local communities.

See also Religious life in 1930s’ Fujian.


[1] See my Folk music of China, ch.14, with extensive refs. up to the mid-1990s; to attempt an update would be a major task. I have fallen back on pinyin, rather than attempting to render terms in local languages.

[2] See Zhongguo minzu minjian qiyuequ jicheng, Fujian juan 中国民族民间器乐曲集成,福建卷, pp.2703–4.

[3] Cf. Fujian minjian yinyue jianlun, pp.130–­36.

[4] For some refs., see my Folk music of China, p.293 n.17.

[5] For the Quanzhou region, see e.g. Stephan Feuchtwang, After the event: the transmission of grievous loss in Germany, China and Taiwan (2011), ch.4.

[6] Among a wealth of research on Mulian drama, see David Johnson (ed.), Ritual opera, operatic ritual: “Mulian rescues his mother” in Chinese popular culture (1989).

Grave charts

fenpu

For the Li family Daoists in Yanggao, north Shanxi, in addition to my film and book I’ve rounded up posts here.

Over the days following a death in Yanggao, among the many solo tasks of household Daoists like Li Manshan and his son Li Bin (along with determining the date for the funeral, writing the yangzhuang placard, supervising the encoffinment, decorating the coffin, and so on) is to determining a suitable site and alignment for the grave in the fields outside the village (see my film, from 16.21).

To help the Daoist in this task, some lineages still preserve grave charts (fenpu 墳譜). Only lineages that were relatively well-to-do before Liberation had them made, and rather few have survived the ravages of Maoism.

My main energies are devoted to the ritual performance of the Daoist band for the funeral proper—including my attempt to understand the texts that the Daoists perform then, with the help of their ritual manuals. From my notes:

As my frame of reference gradually expands—from the instrumental music to the ritual to local history to the wider activities of the Daoists—I am often out of my depth, but Li Manshan has developed a fine sense of where the borders of my research might lie. One day, as I query some abstruse comment of his on the correct timing for the burial in accord with the calendrical indications, he says with a twinkle in his eye, “Hey Steve, you don’t have to understand everything!”

So, like Li Manshan’s many almanacs to help him determine the date, the grave charts are way beyond my competence; but in a society where so much has been lost, they offer a glimpse of former geomantic knowledge in the area.

This vignette accompanies the scene in the film (Daoist priests of the Li family, p.190):

We have just had supper at Li Manshan’s house after an unusually rainy day. Around 7pm he gets a call. A rich entrepreneur in town is to collect him to go to a grave siting (kanfen) outside Lower Liangyuan for his mother. Li Bin has already determined the date. The entrepreneur, in mourning weeds, arrives in one of the poshest cars I have ever seen, and we keenly set about getting it all muddy. Collecting two grave-digger types in the village, we reach the sodden fields as it gets dark. It’s like Glastonbury, only without the irritating music. While I film with night-shot, Li Manshan takes out his luopan compass from its bag, and conscientiously checks the alignment with the compass and some string, consulting the family’s old grave chart.

By the time they finally finish it’s pitch dark. Oblivious of my presence, they blithely stride off with their torches, leaving me stumbling over grave mounds into puddles. At least I finally seem to have achieved that chimera of the fieldworker, becoming a fly on the wall. They come back to rescue me with their torches, and we all clamber back into the posh car and set to work making it all muddy again.

In some cases, such as when the old ancestors are buried elsewhere, Li Manshan really has to look for an appropriate site in the fields before using his compass for the specifics. On one such morning we spend considerable time seeking a suitable spot, driving round, getting out, studying the lie of the land. Me, I’m just looking for an Italian coffee bar.

Some of the grave charts look to have been written from memory since the 1980s, but on Li Bin’s travels through the countryside to assist funeral families he is sometimes shown some older ones. Here are a couple of photos he took from a chart made by a lineage in Xujiayuan north of the county-town, dated 1937:

And Li Bin recently came across one in nearby Yangyuan county, also apparently from before Liberation—here are three of its seven pages:

YY fenpu 3

Online you can find further images of grave charts, and general introductions in Chinese like this and this. For a sequel, see here.

Ethnography at home: Morris dancing

female dancers

Esperance dancers. Source: EFDSS, via https://frootsmag.com/hoyden-morris.

Why bother traipsing halfway around the world, I hear you ask, when our very own Sceptered Isle offers such potential for pursuing the local ethnography of seasonal ritual?

Our folk culture may be a rich and ever-evolving topic, but Morris dancing has long been a national joke. Here I’ve churlishly suggested it as a suitably disturbing English riposte to the magnificent All-Black haka. I suddenly understand why some Chinese people may initially be reluctant to engage with their folk culture (see e.g. here and here).

Morris dancing comes round every so often as a drôle topic for media coverage—this article by A.A. Gill may not impress academics, but it’s brilliant, evocative, and strangely respectful writing.

I’m reminded of the topic again by a recent BBC4 programme, engagingly titled For folk’s sake.

One could almost mistake the May procession, with its bowery palanquin,
for a rain ritual in Shaanbei.

Now, I take a keen interest in calendrical rituals—indeed, as Easter week approaches, Bach is in store, and it’s a busy season for ritual in China too. But I’m not alone in tending to consign Morris dancing, with its incongruous juxtaposition of hankies, bells, and silly hats with beards and beer, to a long list of embarrassing genteel eccentricities of the English, along with The Archers. But like any social activity performed by Real People it deserves serious study, in the context of social change in England since the Industrial Revolution, and even a preliminary exploration is fascinating. [1]

The wiki entry makes a useful starting point. Whatever the etymological connection between Morris and Moorish, it does seem, Like Life (cf. Stewart Lee), to have come from abroad. It’s part of a group of genres that includes mummers’ plays, sword and stick dances, and so on.

Gender and class
Though there is evidence of female Morris dancers as early as the 16th century, male groups predominated. I’d like to learn more about the 19th-century decline; anyway, by the early 20th century the women who soon became the driving force of Morris learned from surviving male performers. From wiki:

Towards the end of the 19th century, the Lancashire tradition was taken up by sides associated with mills and nonconformist chapels, usually composed of young girls. These lasted until the First World War, after which many mutated into “jazz dancers” [note the cryptic quotes].

Mary NealAfter severe losses in World War One (when some entire village sides were killed) the female dominance increased, with women now teaching men.

In 1895 Mary Neal (1860–1944; website here; see also Lucy Neal’s project and this nice article) founded the Espérance Club, a dressmaking co-operative and club to enrich the lives of young working-class girls in London:

No words can express the passionate longing which I have to bring some of the beautiful things of life within easy reach of the girls who earn their living by the sweat of their brow… If these Clubs are up to the ideal which we have in view, they will be living schools for working women, who will be instrumental in the near future, in altering the conditions of the class they represent.

Cecil Sharp (1859–1924) first experienced Morris at Headington Quarry in 1899. Mary Neal began working with him in 1905, but their outlooks conflicted, and she soon joined the WSPU (for the Espérance’s modern reincarnation, see here). Vic Gammon encapsulates the conflict in his review of Georgina Boyes’s The imagined village culture:

Mary Neal, middle-class reformer, socialist, and suffragette who sees the possibility of reviving folk dance among working-class girls in north London, is defeated by Cecil Sharp, professional musician, Fabian, and misogynist who spread the activity of folk dancing among the young genteel, making vernacular arts fit bourgeois aesthetics.

These clips from 1912 feature the sisters Maud and Helen Karpeles, co-founders of the English Folk Dance and Song Society, as well as Cecil Sharp, and George Butterworth, who died in the Battle of the Somme:

But as in the world of work, male groups soon came to dominate again. The all-male Morris Ring was founded by six revival sides in 1934. And between the wars, for John Eliot Gardiner’s father Rolf “mysticism, misogyny, and Morris dancing formed a coherent whole in which nostalgia was a spur to action”. Whether he would have approved of The Haunted Pencil, with his AfD comrades, I couldn’t possibly comment.

Meanwhile Stella Gibbons and Elisabeth Lutyens took a more cynical view of genteel “folky-wolky” representations of English folk culture (note also Em creeps in with a pie).

Following World War Two, and particularly in the 1960s, there was an explosion of new dance teams, with some women’s or mixed sides. A heated debate emerged over the propriety and even legitimacy of women dancing the Morris; and mainly on the left, critics disputed the method of Sharp’s work as they pondered the perilous concept of “tradition” (as they do). But as in most walks of life, despite bastions of male conservatism, the creative participation of women is again becoming a major driving force, as you can see in this fine article by Elizabeth Kinder.

Boss Morris

Click here for a short clip from Berkhamstead in 1950, with pipe and tabor sadly mute. And this was filmed in Thaxted (“hub of the universe”), c1958—just as collectivization was leading to calamitous famine in China:

All this may seem quaint at any period, but all the more so in the Swinging Sixties. For folk’s sake shows glimpses of a 1966 festival at Thaxted—just as revolution (not least the Cultural Revolution) was in the air, alongside jazz, soul, the Beatles… The Saddleworth rushcart festival features in For folk’s sake—here’s a clip from 2014:

And as with folk traditions in China and worldwide, Morris survives alongside newer genres like punk (for punk in Beijing, see here).

holm

Source: David Holm, Art and ideology in revolutionary China (1991).

Indeed, a survey of the many English villages with teams somewhat resembles our documentation of ritual groups in particular counties of China—or the rich local dance traditions like yangge (among several genres using handkerchiefs and sticks!), Boat on Dry Land, Bamboo Horses, and so on, with their common ritual connections—covered at length in the provincial volumes of the Anthology for dance:

  • Zhongguo minjian wudao jicheng 中国民间舞蹈集成,

with over 30,000 pages there alone, besides all the related material in the volumes for folk-song, narrative-singing, opera, and instrumental music.

Among the main regional Morris traditions are Cotswold, Northwest, Border, and Plough Monday groups in Yorkshire and the east Midlands (all the sides have instructive websites)—and as in China, their styles are often distinctive to individual villages. Four teams claim a continuous tradition predating the revival: Abingdon, Bampton, Headington Quarry, and Chipping Campden. In the 1930s at the important centre of Thaxted, the sinologist Joseph Needham championed Molly dancing.

Only now do I recall that my granddad took me to watch mummers in Wiltshire (at Colerne? Marshfield?). Indeed, his home village of Potterne still has a group. It’s a very blurred childhood memory, by which I seem to have been underwhelmed; but did it sow a seed?

Nutters

The Britannia Coco-nut [2] Dancers of Bacup (“Nutters”; see e.g. this article) have a venerable history that inevitably attracts controversy (no less inevitably, one of the transmitters is called Dick Shufflebottom, who celebrated fifty years of service in 2006). A.A. Gill’s description of the Nutters is classic:

They are small, nervous men. And so they might be, for they are wearing white cotton night bonnets of the sort sported by Victorian maids, decorated with sparse ribbons. Then black polo-neck sweaters, like the Milk Tray man, with a white sash, black knee-breeches, white stockings and black clogs. As if this weren’t enough, someone at some point has said: “What this outfit really needs is a red-and-white-hooped miniskirt.” “Are you sure?” the dancers must have replied. And he was. But it doesn’t finish there. They have black faces, out of which their little bright eyes shine anxiously. On their hands are strapped single castanets. A single castanet is the definition of uselessness. The corresponding castanet is worn on the knee. To say you couldn’t make up the Coco-nutters would be to deny the evidence of your astonished eyes.

The dance begins with each Nutter cocking a hand to his ear to listen to something we human folk can’t catch. They then wag a finger at each other, and they’re off, stamping and circling, occasionally holding bent wands covered with red, white, and blue rosettes that they weave into simple patterns. It’s not pretty and it’s not clever. It is, simply, awe-inspiringly, astonishingly other. Morris men from southern troupes come and watch in slack-jawed silence. Nothing in the civilised world is quite as elementally bizarre and awkwardly compelling as the Coco-nutters of Bacup. What are they for? What were they thinking of? Why do they do these strange, misbegotten, dark little incantations? It’s said that they might have originally been Barbary corsairs who worked in Cornish tin mines and travelled to Lancashire, and that the dance is about listening underground, a sign language of miners. And then there’s all the usual guff about harvest and spring and fecundity, but that doesn’t begin to describe the strangeness of this troupe from the nether folk world.

Do watch the Nutters on YouTube.

Again as in China, the Morris vocabulary is suggestive, with teams, sides, squires, bagmen, fools, beasts. At least England hasn’t yet fallen for the Intangible Cultural Heritage flapdoodle (we have our pride). Still, even without it, contentious arguments about “authenticity” continue to fester. And even now there’s still considerable opposition to admitting women. FFS.

I might be tempted to make the music share the blame. Of course, it is what it is, irrespective of the impertinent tastes of outsiders; but it often seems to endow the proceedings with a twee comfy feel that conflicts with the edgy (“pagan”?!) atmosphere of the dance itself. Once mainly accompanied by pipe and tabor, fiddles and melodeons became more common. The gritty new sounds of great musos like Jon Boden don’t seem so relevant to most Morris sides—though again, see Elizabeth Kinder’s article. I’d love to hear a Bulgarian version—accompanied with suitably complex metres by zurna and davul, relatives of early English pipe and tabor.

For the BBC2 documentary Tribes, predators and me, it was a cute idea to show footage of Morris dancing to tribespeople (click here).

* * *

Of course I’m merely dabbling here. But is this the kind of thing that urban educated Chinese people think I’m doing in their country?

In a way, it is: cultures change, in China as in England. The brief of the ethnographer is the same: to document the whole history, down to today, of local traditions amidst ongoing challenges to community cohesion through social and political change. We both have blind spots about our own cultures, further muddied by patriotic posturing and our reactions against it. It’s not that I can’t see the “value” of Morris, just that I’ve inherited negative associations. While plenty of English writers have debunked the myth of an unspoilt Victorian Merrie England, in China the “living fossils” nostalgia, referring to a Golden Age of much greater antiquity that bears even less relation to rural life there, is still touted by heritage pundits. For the awful cliché of “international cultural exchange”, see here.

And whereas in China I’m keenly aware of major dates in the rural calendar when temple fairs may be held, I’m not alone in being completely estranged from the seasonal rhythms of English life; only Bach cantatas manage to educate me.

This may be a particular issue for the English. In Hungary the táncház revival has become popular; and it would seem natural enough for an American studying old-time music in Appalachia to find continuity when working on China.

The world of Morris and English folk-song culture, like that of Newcastle punks, is no more “home” to me than are the rituals of the Fujian countryside for an educated Chinese from Beijing. But whereas local ritual in China still seems to me an intrinsic component of local life, Morris dancing has long seemed a quaint byway in my whole experience of England. Of course, when pressed, I can quite see this is wrong. OK Guys, I’ll take my culture seriously if you take yours…

Anyway, just think, as you board a rickety bus to a poor Hunan village in search of household Daoist rituals, you could be sitting in a sunny Oxfordshire pub courtyard nursing your pint as you take notes on the magnificent ritual spectacle unfolding before you—complete with its “feudal superstitious colourings” 封建迷信色彩.

See also my haiku on Morris dancing. Click here for English folk-song; and for posts on Irish music, here. For a roundup of posts on the English at home and abroad, see here; and for more on Heritage movements, here.


[1] Useful background includes the research of Vic Gammon; Georgina Boyes, The imagined village culture: culture, ideology and the English folk revival (1993/2010); Trish Winter and Simon Keegan-Phipps, Performing Englishness: identity and politics in a contemporary folk resurgence (2013); numerous publications from the English Folk Dance and Song Society, e.g. here; Theresa Buckland, ” ‘Th’owd pagan dance’: ritual, enchantment, and an enduring intellectual paradigm” (2002). On class, gender, and national identity, see also this (cf. Stewart Lee!). For innovative performance-based studies of clog dancing, see the work of Caroline Radcliffe. For an accessible introduction to the English folk scene, see The Rough Guide to world music: Europe, Asia, and Pacific, “England: folk, roots”, and regular features in Songlines and fRoots.

For further refs. on the wider context, see Helen Myers, “Great Britain”, in Ethnomusicology: historical and regional studies (The New Grove handbooks in music, 1993), pp.129–48. Among many fine compilations of British folk music, note the extensive Topic Records series The voice of the people (here on Spotify).

[2] Pedants’ corner (or is it Pedant’s corner?): the form “coconut” seems more common (as on their own website)—I can’t find a ruling on the hyphen, but it seems suitably eccentric (but was it eccentric then? That’s the perennial question!).

A taxonomy of taxonomies

Lee

One of the challenges of maintaining this blog is to overhaul all the categories and tags in the sidebar, although they remain rough and ready. After all, Life Itself is about classifying, organizing—plastic toys, musical instruments (indeed both), bookshelves, shopping lists, concepts, and so on. Here are a few headings:

Indexing is an under-estimated pleasure:

On slicing the pie of music, and religion:

Scholars’ attempts to classify expressive culture in China illustrate how we need a fluid concept of genres, constantly intersecting and crossing borders, as I outlined in my review of the great Anthology. Ethnography is the key.

Organology is a fascinating topic, with the endlessly fascinating Sachs–Hornbostel system:

Meanwhile, frisbee throws are impressively categorised…

And, definitively, an early Stewart Lee sketch clearing up a flawed interpretation of the Lord’s Creation:

Far from validating narrow discrimination, all this demands a nuanced, flexible view of human culture…

You might also care to consult A roundup of roundups!.

The Confucian ritual in Hunan

LY JC

Source: Zhongguo minzu minjian qiyuequ jicheng, Hunan juan.

One subject of Yang Yinliu‘s 1956 ambitious survey of the diverse performing genres in Hunan province was the large-scale Confucian ritual sacrifice of Liuyang, east of Changsha. Appendix 2 of his report,

  • Kongfu dingji yinyue 孔府丁祭音乐 (1958, 78 pp.)

was discreetly tucked away in a separate mimeograph; I haven’t yet tracked down the original, but its material is included in the 2011 reprint of Yang’s Hunan volume, and cited in the Anthology section. [1]

Perspectives
There are all kinds of themes to unpack here. First, a confession: my own reluctance to study the topic is flawed. Cultures routinely exclude certain soundscapes from their concept of “music”, but ethnomusicology counsels a far more inclusive view. Indeed, for China I’m keen to include the songs of spirit mediums, work hollers, and vocal liturgy within our brief. I have no argument with studying elite culture, even if in most societies, including China (both historically and today), it only represents a tiny tip of the iceberg (for imperial culture, see here; and for similar reservations about the qin zither, here).

I keep stressing that our focus shouldn’t be some reified concept of “music”, but expressive culture within society; and the topic of the Confucian rituals may lead all too easily to the glorification of some notional Golden Age of Ancient Sages. So I’m wary of “recreations” claiming to preserve or salvage such glories. Such a mindset may even distract us from other forms of musicking that are far more deeply embedded in social life.

Still, like the performance of modern CCP propaganda, the Confucian sacrifice is a political subject, which of course we have to study. So it may be irrelevant that it seems to exclude most features that I (or the Chinese) can perceive as “musical”, and that (unlike folk ritual) it seems remote from the lives of ordinary people. Ritual often seems austere—we might adduce the hymns or the fast chanted scriptures of household Daoists like the Li family—but expertise, human energy, social interaction, are usually evident in performance.

The origins of the Confucian sacrifices are in the numinous ancient music of Shao, whose wonders made Confucius himself oblivious to the taste of meat, if only for three months. But I’m going to start with the Tang—not because I wish to recreate its glories, but precisely because I don’t.

Now I don’t applaud the xenophobia and moralistic snobbery of the Tang poets Bai Juyi and his friend Yuan Zhen, as society struggled to recover from the cataclysm of the An Lushan rebellion (see here, n.2). Bai’s poems like “The Standing Orchestra” and “Chime-stones from Huayuan” (which I might rename “Just Can’t Get the Staff, Nowadays”) rest on a flawed nostalgic idealization of the Wisdom of the Ancient Sages; but, with ethnographic candour, they also reveal the ineptitude of the yayue Confucian ceremonial performers of his day.

Several studies have been made of these poems, but they were a theme that my teacher the great Tang scholar Denis Twitchett approached with relish (as you may see from our irreverent correspondence on the faqu, here and here; see also my own spoof Tang poems). So below I’ve adapted his (apparently unpublished) translations from a draft that he sent me, retaining the sometimes E.J. Thribb-like character of Bai Juyi’s original, and refraining from adding the Teutonic footnotes that every phrase invites (as parodied by Flann O’Brien’s commentaries on de Selby):

The Standing Orchestra
Drums and fifes of the Standing Orchestra blare out
Dancers perform the two-bladed sword-dance, jugglers toss the seven balls
Slender maidens walk the tightrope, quivering with long pole
Among the orchestras of the Court of Sacrifices is a rigid hierarchy
Those in the upper hall sit, those in the lower hall stand
In the upper hall the mouth-organ songs of the Seated Orchestra are pure
In the lower hall the drum and fife of the Standing Orchestra resound
At the sound of a single note from the mouth-organ songs, everyone inclines their ears
But if drum and fife were to play ten thousand pieces, no-one would listen
The Standing Orchestra is base, the Seated Orchestra noble
Once rejected, a member of the Seated Orchestra joins the Standing Orchestra
Playing drum and mouth-organ to accompany circus acts
But once a member of the Standing Orchestra is rejected, where can he find a job?
First he is sent to the suspended bells and chimes to play the ritual music
The ritual music has fallen so far out of fashion
That incapable dolts like you are ordered to perform the gong and zhi modes
When at the urban sacrifice we pray to the Earth Lord at the circular altar
The claim takes this music to move the spirits of Heaven and Earth!
Hoping to make the Phoenix come and the hundred beasts dance
Is just like driving your carriage north, hoping to arrive in Chu!*
The musicians are all incompetent fools—how can I adequately describe them?
And you, the Three Ministers of the Court of Sacrifice, whatever sort of men are you?

Chime-stones from Huayuan
Chime-stones from Huayuan, chime-stones from Huayuan
Men of old didn’t listen, but men of today listen
Sonorous stones from the banks of the Si river, sonorous stones from the banks of the Si river
Men of today don’t play them, but men of old played them
How is it that men of old and men of today are so different?
Which instruments are used and which rejected depends on the musicians
Although the musicians have ears like a wall, if they’re unable to distinguish Pure from Muddy sounds then they might as well be deaf!
When the pupils of the Pear Garden adjust the temperament
They only know the new sounds, they are ignorant of the old
Of old it was said of the fouqing chime-stones from the banks of the Si
That their sound moved the listener to thoughts of those serving and risking their lives in distant places
But when once the sound of the Huayuan chime-stones had been heard at the palace
The prince’s heart straightaway forgot his subjects guarding the frontiers
And sure enough, when the barbarian brigand rose up from Yan
Few of the generals were willing to die in defence of the borders
If once one understands how music and the state of government are intertwined
How can one simply listen to the clashing and clanging of these instruments?
“Xiang, the player of the stone-chimes, withdrew to his island in the sea”, leaving never to return
And now kids from the Chang’an market-place have become Master Musicians!
Who is there to truly understand the difference between Pure and Muddy sounds
Between the chime-stones from Huayuan and the sonorous stones from the banks of the Si?

So Bai Juyi is contrasting the expertise of the Seated Orchestra with the ineptitude of the ritual musicians, but “It’s Complicated”. The two genres serve entirely separate functions, with different demands. Technical virtuosity doesn’t correlate with efficacity: a lullaby serves its purpose perfectly, whereas the years of discipline that go into mastering a Paganini Caprice hardly go beyond mere technique. And some of the finest musicians in the world come from the “market-place”… Of course, recruiting practices may have changed from Tang to Ming, but I doubt if evidence is available to suggest that later ritual musicians were of a higher standard—they hardly needed to be. Bai Juyi’s argument doesn’t invalidate the performance, but it does rather, um, chime with my own reservations about studying it.

“But that’s enough about me”. Yang Yinliu, with his historical erudition and concern for “literati music”, “palace music”, and indeed “feudal superstition” and the culture of the “exploiting classes”, was doubtless more interested in the Confucian ritual than I am. Whereas I can see the “value” of exploring the topic but prefer to focus elsewhere, for Yang and his colleagues it formed part of the rich topic of archaeology and early historical sources on which they also worked tirelessly.

The wider context
A useful introduction, for the Ming, is

  • Joseph Lam, State sacrifices and music in Ming China: orthodoxy, creativity, and expressiveness (1998).

He stresses those features, even if the latter two may seem rather remote from many people’s understanding of the topic. For dance, see also

The stimulating article

  • Sébastien Billioud and Joël Thoraval, “Lijiao: The return of ceremonies honouring Confucius in mainland China”, China perspectives 2009.4.

mainly concerns Qufu in Shandong (birthplace of Confucius, and site of the most renowned rituals) and the rehabilitation of Confucius since the 1980s.

Confucian sacrifices were performed widely throughout the empire until the collapse of the imperial system in 1911. They are not only documented in the national dynastic histories but also (at the expense of folk traditions!) often occupy an unreasonable amount of space in imperial county gazetteers, compiled according to a template. The topic, burdened by abstruse theory and false nostalgia, may seem largely to belong to the rarefied confines of early sinology. However, as always, it is no timeless “living fossil”, but was constantly remoulded and re-invented throughout the imperial era right down to today.

Through the Republican era the rituals declined. After the 1949 Communist victory they were promoted by the Nationalist regime on Taiwan, but on the mainland they fell silent—apart from a few initiatives from cultural authorities.

In late imperial times the rituals must have been common elsewhere in Hunan too (the Anthology mentions mid-19th-century accounts in the Yongzhou and Jiahe county gazetteers), but it is those of Liuyang that came to achieve national celebrity. So here I’d like to introduce the fortunes of the rituals there over their life-span of a century, from the 1840s to the 1940s.

Liuyang [2]
Confucian sacrifices may have been performed in Liuyang since ancient times, but we only find firm evidence from 1829, when the local jiansheng 監生 official Qiu Zhilu 邱之稑 (1781–1839) was commissioned to begin a lengthy investigation of how to perform the rituals, with funding to establish a Bureau for Rites and Music (Liyue ju 禮樂局). His research was based not only on early compendia (including Han sources and the Qing Lülü zhengyi) but also on a visit to Qufu.

Qiu Zhilu then had to decide on the pitch standard (itself a thorny historical issue); choose the vast instrumentarium and repertoire (indeed, he is credited with incorporating folk elements, revising the system of one note per beat, and expanding the scale); and rehearse the singers, instrumentalists, and dancers. He documented the results of his research in a series of volumes.

Though Qiu Zhilu died in 1839, the rituals he had designed were first performed in the early 1840s. Every three years over sixty youths over the age of 12 sui within the town—“from decent families” shenjia qingbai 身家清白, an assessment that would have been abruptly reversed after the 1949 Liberation!) [3]—were recruited, training for a month before the 2nd- and 8th-moon rituals.

(An aside: I can’t help comparing this to the hereditary training of shawm-band musicians in Hunan and throughout China, who would begin playing percussion in the family band from around 6 sui, moving on to shawm in their early teens, and learning daily through constant participation in life-cycle and calendrical rituals. And that is where real creativity is to be found: for more on elite and folk cultures, with a detailed analysis of a qin piece and a shawm-band suite, see here. But as in the Tang, the efficacity of the Confucian ritual depended not on the performers but on the “arrangers”…)

The Qing statesman Zeng Guofan (1811–72), himself a native of Hunan, sent envoys to Liuyang to attend the ritual, recommending it to the emperor. After the collapse of the imperial system in 1911, the Bureau was still maintained, though only the 8th-moon sacrifice was now held. Wannabe emperor Yuan Shikai (1859–1916) sent envoys, who reported it to be superior to the Qufu ritual; envoys from there and other regions of the country (including Heilongjiang, Yunnan, and Xinjiang) came to study. Apparently the genre even appeared in a feature film made in the early Republican era.

Liuyang 2
Liuyang 1

These photos of the Liuyang performers appear quite widely online, but I can’t find dates—can anyone provide them? The first seems to date from before Liberation; I surmise that the second was taken when Yang Yinliu took them to record in Changsha in 1956. [4]

As ever, I’m struck by both how much has survived and how much has been destroyed, and by the maxim “when the rites are lost, seek throughout the countryside”.

The 8th-moon ritual was held in 1937 with an ever-dwindling personnel. After Liuyang was occupied by the Japanese, activity was interrupted in 1944. [5] After Japan was defeated, the temple grounds were taken over by the Nationalist administration and a local newspaper. By the time of an October 1945 performance in the temporary provincial capital Leiyang, following social upheavals, instruments had been damaged and the (recent) tradition much reduced. In 1946 the senior Liu Puxian 劉蒲仙 led a ritual with over a hundred performers, still only a pale reflection of the previous quorum. The last ritual performance took place on 28th September 1948.

After the Communist victory, in 1951 the Liuyang Bureau of Culture retrieved the entire collection of over 350 instruments as well as the textual material, holding an exhibition; from 1953 they were stored in the Hunan provincial museum in Changsha, and some newly-reproduced instruments were made.

Such was the backdrop to Yang Yinliu’s 1956 visit. He now assembled a dozen of the senior performers to go to Changsha, recording some of the main hymns with a motley assemblage of instruments whose pitches no longer matched (a topic that he explored eruditely in his monograph). The Anthology reprints Yang’s own transcriptions of these recordings.

LY JC score

Zhaohe (Zhaoping) hymn to welcome the gods (opening), documented by Yang Yinliu. Source: Anthology.

Hunan was hit by the famine that followed the Great Leap Backward, but in 1962, in a brief lull between campaigns, the Hunan cultural authorities organized another project on the ritual. The instruments were even briefly returned to Liuyang; new performers were trained, and further recordings made. Ever since then the instruments have been kept at the Changsha museum. Meanwhile similar research was ongoing in Qufu.

From the 1980s, the resumption of research (now for the monumental Anthology) coincided with a progressive rehabilitation of Confucius and Confucianism. Indeed, Yang Yinliu’s 1956 work in Liuyang formed an important basis for the glitzy 1980s’ recreation of the most renowned Confucian ritual at Qufu, with which it had long-standing links. In recent years—inevitably—the Liuyang cult has been taken up by the Intangible Cultural Heritage (see here), although, as with many such projects, any tradition has long disappeared. The only remaining source was Qiu Shaoqiu 邱少求 (b. 1931), who had spent nearly ten years performing intermittently after training from the age of 9.

LY JC diagram

Reconstructed diagram showing deployment of instruments. Source: Anthology.

* * *

So once again, we have to unpack the thorny question “What is music?”. As Confucius himself observed,

Music! Music! Is it nothing but the sound of bells and drums?

Always remote from the lives of ordinary people, and performed only intermittently, the Liuyang ritual was a very minor aspect of musicking in Hunan; but it’s one that may attract sinological historians. To be sure, like folk musicking, it was in a constant process of change; and a certain creativity was involved—though far from the kind universal to most expressive culture in China and elsewhere.

With Chinese and foreign scholars alike still keen to imagine “living fossils”, such as the ritual traditions of Beijing, Xi’an, and south Fujian, reification is a dangerous theme throughout traditional culture.

Irrespective of my own ambivalence about the topic, Yang Yinliu’s work, even amidst pressure to downplay elite culture, shows his dedication to all aspects of performance and the historical background. At the same time, he wasn’t alone in studying the Liuyang ritual: the Hunan cultural authorities made efforts to document it throughout the first fifteen years after Liberation.

 

* Satnav on the blink again—Ed.

 

[1] Zhongguo minzu minjian qiyuequ jicheng, Hunan juan 中国民族民间器乐曲集成, 湖南卷, pp.2049–57, 2137, 2141, 2179–80, transcriptions 2060–85. See also Yang’s 1958 article “Kongmiao dingji yinyuede chubu yanjiu“, reprinted in Yang Yinliu yinyue lunwen xuanji 杨荫浏音乐论文选集 (1986), pp.276–97.

[2] For Liuyang, online sources I have consulted include http://blog.sina.com.cn/s/blog_95b86dd70102xhke.html
http://blog.sina.com.cn/s/blog_95b86dd70102xhqr.html
http://www.feiyicheng.com/cms/index.php?act=article&op=article_detail&article_id=2186
http://www.hnmuseum.com/zh-hans/zuixintuijie/浏阳古乐编吕钟
http://www.lyyzedu.com/Item/6021.aspx
In the Anthology, note the biography of Qiu Zhilu (p.2137) and the item on the Bureau of Rites and Music (p.2141).
See also Yu Yizhi 喻意志 and Zhang Yu 章瑜, “Liuyang jikong yinyue chutan” 浏阳祭孔音乐初探, Tianjin yinyuexueyuan xuebao 2008.2. As ever, several details remain to be clarified.
In English, an early mention of Yang Yinliu’s work on the Liuyang rituals is Rulan Chao Pian, Sonq dynasty musical sources and their interpretation (1967), pp.94–6.

[3] Having observed that many of the CCP leaders came from Hunan, I note that Liuyang was the birthplace of Hu Yaobang (1915–89), who would not have made a suitable recruit…

[4] This site, with 52 pages, contains a rich archive of visual images from Hunan, and leads to further sources showing the depth of both literati and popular culture there.

[5] An instance of my problems interpreting the material: I surmise that it continued until then even under Japanese occupation. One would like more detail on the whole period from 1937 to 1949—but please, if you go to Hunan, do look beyond the Confucian ritual!

 

 

Two recent themes

*UPDATED!*

Two images from the 1950s.

Recently I wrote a mini-series of posts on the fortunes of ritual and expressive culture through the first fifteen years of the PRC, and the intrepid scholars who documented it—worth reading along with my tribute to the great Yang Yinliu:

And further posts followed:

Also relevant is

For a salient critique of a Chinese fieldworker in 1956 Lhasa, see

This happens to be an important period for the relationship of politics and culture—the Maoist decades are a crucial bridge from the “old society” to the current reform era—but that’s not the only reason for studying it. One always seeks to gain a picture of change over the lifetimes of informants; if we had visited in the 1880s, or indeed the 880s, we would also have asked them how their social and cultural life had before the cataclysms of the Taiping uprising and the An Lushan rebellion respectively. While I’m critical of reified studies that are limited to the “salvage” of an idealized past, a diachronic approach is always valuable. For a recent volume on doing fieldwork in China, see here.

* * *

I followed up that series with Great Female Singers Week (cf. A playlist of songs):

Again, these are part of larger series, in this case on gender (for a roundup, see here), jazz, and Mediterranean culture—to which you’ll find links in the above posts.

Expressive culture (both popular and elite) always makes a revealing prism through which to view social change—whether for China, Puglia, New York, or Vienna.

New tag: Yang Yinliu!

Yang Yinliu 1950

I’ve just added a new tag in the sidebar for the great Yang Yinliu (1899–1984), whose encyclopedic work on Chinese music encompassed elite and folk traditions, historical sources and fieldwork.

The starting point is this tribute, describing his early background in Kunqu, qin, and Daoist circles, and reflecting on his constant determination to document the whole heritage—notably ritual—despite the strictures of Maoism. It leads to further posts on his discovery of Beijing temple musics, his 1956 fieldwork in Hunan (here, and here), and much more.

Famine and expressive culture

Glimpses of the early 1960s’ cultural revival in response to desperation

Liu Shaoqi visits Hunan, 1961.

The disastrous consequences of the Great Leap Backward have been documented by several scholars. But between 1961 and 1965, as the CCP retreated briefly from extreme policies in a brief lull before the Four Cleanups campaign, traditional (incuding ritual) culture revived significantly throughout the countryside. I’ve documented this fleeting revival for my main fieldsites in Hebei (Plucking the winds, ch.5) and Shanxi (Daoist priests of the Li family, ch.5), and it often features in my accounts of local ritual—note also the Maoism tag.

Apart from talking with people who can recall the period, documents by the provincial Bureaus of Culture from the late 1950s–early 1960s make an unlikely but fruitful source. While they are prescriptive decrees calling for further suppression of a gamut of “superstitious” activities, they thereby show how prevalent such practices were becoming—precisely in response to the desperation of the Leap.

Hunan
Here I’ll focus on the province of Hunan, to complement my post on Yang Yinliu’s 1956 survey. [1]

Mao Zedong, Peng Dehuai, and Liu Shaoqi were all natives of Hunan. On 11th May 1959 Liu wrote to Chairman Mao after spending a month investigating the region of his birth:

According to comrades from the provincial Party committee, 40% of all houses in Hunan have been destroyed. Besides this there is also a portion that has been appropriated by state organs, enterprises, communes, and brigades.

On a visit to Mao’s home village in Shaoshan before the fateful Lushan conference of summer 1959, the Chairman himself had hinted at a partial retreat from the more radical policies of the Leap. Peng Dehuai went on to confront him at the fateful Lushan conference of summer 1959:

When Peng had gone back to his home in Xiangtan, he found abuse and suffering everywhere, from farmers forced to practice close cropping to cadres tearing down houses in the iron and steel campaign. Visiting a retirement home and a kindergarten, he saw nothing but misery, the children in rags and the elderly crouched on bamboo mats in the freezing winter. Even after his visit he continued receiving letters from his home town about widespread starvation.

Becker notes that in the anti-Peng hysteria that followed the conference, Hua Guofeng personally supervised the brutal persecution of Peng’s family who lived in the Xiangtan region. Provincial leader Zhou Xiaozhou, who had tried to blunt the impact of extreme leftist policies, was purged, and the madness only escalated.

Dikötter observes:

The number of people per room in Hunan doubled during the years of the Great Leap Forward, as entire families crowded into a single room the size of a wardrobe—despite the space created by the loss of several million to starvation.

Ambitious yet misguided irrigation and land reclamation projects further depleted the environment. People were beaten to death in 82 out of 86 counties and cities. As investigating teams dispatched to the countryside reported:

In Daoxian county many thousands perished in 1960, but only 90% of the deaths could be attributed to disease and starvation. […] Having reviewed all the evidence, the team concluded that 10% had been buried alive, clubbed to death or otherwise killed by Party members or militia. In Shimen county, some 13,500 died in 1960, of whom 12% were “beaten or driven to their deaths”.

Dikötter cites reports from 1961:

In Yuanling county, testicles were beaten, soles of feet were branded, and noses were stuffed with hot peppers. Ears were nailed against the wall. In the Liuyang region, iron wires were used to chain farmers.

Liu Shaoqi returned to Hunan in 1961 in a widely-reported trip (online, see e.g. here):

Determined to avoid the large retinue of bodyguards and local officials that inevitably came with every visit from a top dignitary, Liu set off on 2nd April 1961 from Changsha, travelling in two jeeps in the company of his wife and a few close assistants, bowl and chopsticks tucked away in light luggage, ready for a Spartan regime in the countryside. Soon the convoy came across a sign announcing a giant pig farm. On closer inspection, it turned out that the farm consisted of no more than a dozen scrawny hogs foraging in the mud. Liu decided to spend the night in the fodder store, and his assistants combed the place in vain for some rice straw to soften the plank beds. Liu noted that even the human excrement piled up for fertilizer consisted of nothing but rough fibre, another telltale sign of widespread want. Nearby a few children in rags were digging for wild herbs.

Liu Shaoqi’s fears were confirmed over the following weeks, however difficult it was to get wary farmers to tell the truth. In one village where he stopped on his way home, he found that the number of deaths had been covered up by local leaders, while an official report drew a picture of everyday life which had nothing to do with the destitution Liu saw on the ground. He clashed with the local boss, who tried to steer the team away from speaking with villagers. He tracked down a cadre who had been dismissed as a rightist in 1959: Duan Shicheng spoke up, explaining how the brigade had earned a red flag during the Great Leap Forward. To protect their privileged status, Duan explained, local leaders had systematically persecuted anybody who dared to voice a dissenting view. In 1960 a meager crop of 360 tonnes of grain was talked up to 600 tonnes. After requisitions villagers were left with a paltry 180 kilos, out of which seed and fodder had to be taken, leaving a handful of rice a day.

In his home village Tanzichong, friends and relatives were less reluctant to speak out. They denied that there had been a drought the year before, blaming cadres instead for the food shortages. “Man-made disasters are the main reason, not natural calamities.” In the canteen cooking utensils, dirty bowls and chopsticks were tossed in a pile on the floor. A few asparagus leaves were the only vegetable available, to be prepared without cooking oil. Liu was shaken by what he saw. A few days later, he apologized to his fellow villagers in a mass meeting: “I haven’t returned home for nearly forty years. I really wanted to come home for a visit. Now I have seen how bitter your lives are. We have not done our jobs well, and we beg for your pardon.” That very evening the canteen was dissolved on Liu’s orders.

A committed party man, Liu Shaoqi was genuinely shocked by the disastrous state in which he found his home village. He had dedicated his every waking moment to the party, only to find that it had brought widespread abuse, destitution, and starvation to the people he was meant to serve.

Becker also describes Liu Shaoqi’s visit to Hunan:

In the Hengyang district “nearly an entire production team had died of hunger, and there was no one left with the strength to bury the bodies. These were still lying scattered about in the fields from which they had been trying to pull enough to stay alive.” Yet when Liu Shaoqi and his wife, Wang Guangmei, visited Hunan to see for themselves, local leaders went to extraordinary lengths to try and deceive them. Along the road leading to Liu’s home town of Ningxiang, starving peasants had torn the bark off the trees to eat, so officials plastered the tree trunks with mud and straw to conceal the scars. […] Liu only managed to discover the truth in the village where he had been born, Ku Mu Chong, when some villagers dared to tell him that twenty of their number had starved to death, including a nephew of Liu’s, and that a dozen more had fled.

Expressive culture
With all this in mind, it may seem almost perverse to turn our attention to expressive culture. Doubtless in some areas upon the 1949 Liberation, traditional culture was virtually stamped out, quite abruptly, only reviving after the collapse of the commune system from the late 1970s. Even where traditional genres survived relatively unscathed in the early 1950s (in 1956 Yang Yinliu’s team found rich material on his fine fieldtrip to Hunan, and his report contains no hint of the impending disaster), one might suppose that they would have declined further as collectivization intensified. We might doubt the ability of performance genres to survive through the famine following the 1958 Leap. Indeed, in many regions, irrespective of any official prohibitions, it may seem inconceivable that people could even have the strength to observe traditional cultural practices (see e.g. here, under “Religion and culture”).

On the contrary, it seems that it was precisely the desperation of the times that prompted (on the economic front) a revival of folk performing groups and (in the sphere of belief) a renewed emphasis on traditional ritual. With no food or shelter in their home villages, people resorted to extreme measures. Migration was a traditional response to adversity; Hunan peasants often crossed the border into Hubei (cf. the flight of Yanggao dwellers to Inner Mongolia: Daoist priests of the Li family, pp.120–21).

For the condition of folk performance activity in the early 1960s, apart from talking with people who recall the period, official documents in the Appendices of several of the provincial volumes of the monographs on opera and narrative-singing in the Anthology make an unlikely but revealing source, containing documents from imperial, Republican, and Maoist times, often relating to prohibitions (for all three periods!). [2] Often they inadvertently reveal “negative material” in discussing the desperate revival of folk and ritual groups from the late 1950s, reminding us that even through all the traumas of campaigns and collectivization, traditional genres “obstinately“, however tenuously, kept active.

A series of detailed documents from the Hunan Bureau of Culture between 1957 and 1965 gives a remarkably frank impression of a far-from-stable socialist society. [3]

A document from September 1961 innocuously prescribes a systematic project on the province’s rich heritage of local opera, specifically calling for impartial documentation irrespective of “feudal” and “superstitious” elements. Doubtless they benefitted from the model established by Yang Yinliu on his 1956 fieldwork. A lengthier document from March 1962 explicitly includes the diverse genres of narrative-singing in the project.

By October the Bureau of Culture was discussing the registration of “folk professional scattered artists” (minjian zhiye lingsan yiren 民间职业零散艺人) that they had initiated in 1957. They note the recent growth of such performers along with state cutbacks and the arrival of migrant groups; some belonged to the “five black categories”, performing “unhealthy” items.

With new campaigns for Socialist Education, the tide was turning: by April 1963, prompted by a central decree from Beijing, the Bureau of Culture issued a ban on the performance of “ghost operas”, which had grown “in the last couple of years”. For rural and urban Hunan they describe an increase of funeral elegies and rituals, offering incense and worshipping the Buddha, constructing temples, and inviting opera groups for rituals to invite the gods and redeem vows, [4] all encouraging the spread of anti-revolutionary elements and reactionary sects (fandong huidaomen).

A draft discussion from 1964 elaborates further on how to register folk performers, mentioning over 12,000 rural scattered semi-professional artists (performing opera, shadow-puppetry, marionettes, and narrative-singing), some of whose groups “have become hiding places for class enemies, their programmes mostly spreading feudal superstition and capitalism.”

Despite (or because of) the rising tide of political campaigns, a lengthy supplement from August 1965 reveals continuing issues:

wenjian 1
wenjian 2
wenjian 3
wenjian 4

Under “Severe situation” (pp.622–3), problems are listed under five headings, all with detailed examples:

  • Performing bad [feudalistic, superstitious, capitalistic] programmes, long prohibited but still rife, “poisoning people’s thinking”. This was a problem among the state troupes as well as folk groups: from the founding in November 1963 of the No.2 Marionette Troupe in Xinshao county to September 1964, 84 of their 103 performances were deemed “superstitious”.
  • People abandoning production to take up itinerant performance. Of 96 shadow-puppet artists in one district, 21 took it up before Liberation, 17 from Liberation to 1958, but 58 since 1958—and those taking it up since Liberation were mostly strong young men, badly needed to help agriculture recover from the disasters of the years of hardship. In Lixian county, [5] the senior yugu performer Cheng Dengyun’s oldest son (33) was a production-team chief, his second son (28) team accountant, his third son a strong worker, but from 1961 they all took up yugu and abandoned production.

Left: daoqing/yugu performers in Hengyang municipality, 1956.
Right: yugu, undated photo from Zhongguo quyi zhi, Hunan juan.

Yugu 渔鼓, related to daoqing 道情 and shadow-puppetry, is one of the most widespread genres of narrative-singing around Hunan and nearby provinces, using a distinctive drum made from a bamboo tube. The separate Anthology item on the genre introduces the early and later history of yugu, giving useful leads for the various regional styles. [6] But the 1964 document valuably supplements the largely official picture of yugu modernizing under the avuncular guidance of the Party. Online, besides more glossy official versions, you can find some excerpts from recent funerary performances, like this from Qidong county.

  • Exorbitant charges. In a case from 1963, two shadow-puppeteers from a commune in Hengnan county performed an opera to redeem a vow; apart from a ticket price [??] of 6 yuan, they also demanded a dou of “holy rice” and 2 jin of oil; at the end they gave a commune cadre a statue of the deity Guanyin and demanded a further 2 yuan as a donation.
  • Taking disciples, exploitative hiring practices—again showing the persistence of pre-revolutionary traditions.
  • Harbouring bad elements and carrying out anti-revolutionary activities; examples are given of puppeteers performing anti-Communist propaganda.

For local religious life over the Maoist era I haven’t yet sought documents from the Bureau of Religious Affairs, or indeed the archives of the Public Security Bureau, but one might expect revealing results there too.

Such coverage may be exceptional: for instance, the Monographs for Gansu are less revealing (see here, and here).

* * *

Having endured yet more traumas in the Cultural Revolution, such genres, mostly based on ritual practice, revived spectacularly after the collapse of the commune system in the late 1970s. But we can now see that the revival was not some miraculous atavistic re-imagining after three decades of silence: it took up a thread that had never been erased. Indeed, there was even a certain very limited activity through the Cultural Revolution decade. Equally, the wealth of research since the 1980s didn’t spring from a vacuum: it built on the brave work of scholars under Maoism.

Studies of expressive culture under Maoism are often narrowly based on central policy towards “the arts”. Candid documents like those discussed here reveal not only regional policy but—more interestingly—the real situation on the ground, even if they were seeking to “correct” it. Thus the Party refutes its own simplistic narrative that “feudal superstition” was abruptly suppressed after Liberation—a claim that is rarely challenged even by scholars outside China .

So the study of Maoism, expressive culture, and people’s lives should go hand in hand.

For more recent social issues in rural Hunan, click here; for famines in China and Ukraine, here. Cf. Gansu: connecting social trauma and expressive culture.


[1] The material here is based on Jasper Becker, Hungry ghosts and Dikötter, Mao’s great famine, consulting the indexes under Hunan. The famine in some provinces, notably Henan, was considerably worse: I won’t attempt to summarize the abundant material here, but again it is described by Becker, Dikötter, et al. For refs. to Henan folk opera troupes begging during the famine, see Zhongguo quyi zhi, Henan juan, pp.735–40. For the great famines of Ukraine and China, see here.

[2] Zhongguo xiqu zhi 中国戏曲志 and Zhongguo quyi zhi 中国曲艺志; cf. pp.329–30 of my “Reading between the lines: reflections on the massive Anthology of folk music of the Chinese peoples”, Ethnomusicology 47.3 (2003). For a recent discussion of sources on Maoism, see Sebastian Veg (ed.), Popular memories of the Mao era: from critical debate to reassessing history (2019).

[3] For all the rich material on local household Daoist ritual in Hunan, I would love to read more accounts of their activities under Maoism.

[4] Zhongguo quyi zhi, Hunan juan, pp.614–25.

[5] Confession: in “Reading between the lines” I miswrote this place-name—I have no culture!

[6] Zhongguo quyi zhi, Hunan juan, pp. 67–74; for its music, see pp.275–300, and Zhongguo quyi yinyue jicheng, Hunan juan.

An American musician in 1920s’ China

The great Yang Yinliu (1899–1984) (whose work is essential for an understanding of Chinese culture!) was brought up in the city of Wuxi amidst an environment of Kunqu, qin, and Daoist ritual.

In August 1921, the composer and violinist Henry Eichheim (爱希汉, 1870–1942), with his wife and daughter, made a journey to Wuxi to visit the great Wu Wanqing 吴畹卿 (1847–1927), leader of the prestigious Tianyun she 天韻社 Kunqu society, which dated back to the late Ming. Wu now arranged a series of seven private evening concerts for Eichheim. [1]

Apart from the main programme of unstaged Kunqu, the hosts performed solos for qin and pipa, “silk-and-bamboo” ensemble pieces—and Shifan gu and Shifan luogu, staple instrumental components of the local Daoists’ ritual repertoire, which Yang Yinliu was later to document in two definitive monographs. (Note how I avoided the dangerous term “Daoist music” there!) [2]

Shifan gu and Shifan luogu under the more monitored conditions of Maoism.

The concerts ended with Eichheim himself playing a selection of WAM violin pieces accompanied by his wife on piano—I can’t find a list of items, but I like to imagine that they included Kreisler’s Tambourin chinois (1910).

YYL

Yang Yinliu, undated early photo. Source: Yang Yinliu jinian wenji.

Among the musicians that Wu Wanqing assembled was his pupil Yang Yinliu, still only 22. Already a pupil of the American missionary Louise Strong Hammond, he now served as translator for Eichheim.

After trips to Japan, Korea, and India, Eichheim returned alone to a snowy Wuxi in December that year to hear more Shifan luogu. As Yang recalled,

I asked why he wanted to hear shi-fan-luo-gu again. He said that in the intervening months he had travelled to many countries, but this is the music that impressed him the most.

They played from 2 to 7.30pm, before Yang took Eichheim to the train station to rejoin his wife and daughter in India.

Later he also made trips to Indonesia. He was among many composers inspired by the soundscape of the Mystic East, including Ravel and Colin McPhee (but not Berlioz; see also Java to jazz)—though the influence of gamelan in his works, such as his symphonic variations Bali (1931), is not always audible.

Eichheim’s instrument collection is now housed at USCB. I wonder if any further records, such as photographs, survive of his visits to Wuxi. If only there were recordings! Perhaps it would be too much to expect Yang Yinliu to have taken him to film the rituals of the Daoists…

For Eichheim in Japan, click here.


[1] See my Folk music of China, p.248 (amidst an introduction to the Shifan genres, pp.252–69), and Peter Micic, “Gathering a nation’s music”, p.96, both based on Yang Yinliu, Shifan luogu (1980), pp.233–4. In my post on Yang I cited his earlier volume with Cao Anhe on Shifan gu. For the Tianyun she, see also Zhongguo xiqu zhi, Jiangsu juan 中国戏曲志, 江苏卷 p.726. Note also my lengthy review “Images of Abing”, British Journal of Ethnomusicology 6 (1997). For more on Eichheim, see Anthony Sheppard, Extreme exoticism: Japan in the American musical imagination (2019), ch.3.

[2] Despite my aversion to the term “Daoist music”, two volumes by Qian Tieming 錢鐵明 et al., Wuxi daojiao keyi yinyue yanjiu 無錫道教科儀音樂研究 (Taipei: Xinwenfeng, 1999) are substantial. Still, there is a wealth of research on Daoist ritual around the Jiangnan region that doesn’t pluck soundscape out of its ritual context—notably in recent years from Tao Jin 陶金 in Suzhou, Shanghai, and so on: note Roundup of posts on south Jiangsu.

A 1956 fieldtrip to Hunan

zuo getang

Wedding laments “seated in the song hall”, Jiahe county, Hunan 1956.

Over seventy-four days in the summer of 1956, less than three years after the fieldtrip to Hequ in Shanxi, the great Yang Yinliu led a team of eighteen colleagues from the Chinese Music Research Institute to south China on an ambitious survey of the diverse performance genres throughout the Hunan countryside, aided by members of the provincial Bureau of Culture and its local branches. This resulted in the remarkable book

  • Hunan yinyue pucha baogao 湖南音乐普查报告 [Report on a survey of the musics of Hunan] (Beijing: Yinyue chubanshe, 1960, 618 pp.).

cover

The original is none too easy to find—my own precious copy was presented by my splendid mentor Tian Qing. A 2011 reprint appears to be substantially re-edited, with some more recent material from the 1980s’ Anthology.

Meanwhile the Music Research Institute was working on the Minzu yinyue gailun [Survey of Chinese music, published in 1964], establishing a classification of genres and sub-genres that has endured since, with minor variants. But despite some studies on individual topics, never before in Chinese history had the sheer variety of folk genres in a given region been documented; such projects laid the groundwork for the Anthology.

If it’s impressive that the team undertook such fieldwork in 1956—even as collectivization was becoming ever more coercive, and on the eve of the 1957 rectification campaign—it’s just as remarkable that the volume was published in the desperate times of 1960, just as tens of million Chinese were starving to death.

The chapters are each subdivided by Han Chinese and “brotherly” [sic] ethnic minorities (Miao, Yao, Dong, Tujia, and so on), somewhat diluting the coverage of the latter.

map

Of course the volume bears the mark of its time; but “reading between the lines”, the material is precious. The collectors sometime mentions institutional changes since Liberation, but despite occasional outbursts of PC language, it’s abundantly clear that what they were seeking was traditional—and ritual—practice, and they always seek historical clues.

Though they didn’t often coincide with folk performance events, they visited a wide range of groups, making audio recordings and providing a wealth of vocal texts and transcriptions. Indeed, the published volume is only a selection from the material collected. Yang Yinliu introduced the project and its methods in a 1957 article, reprinted in Yang Yinliu yinyue lunwen xuanji 杨荫浏音乐论文选集, pp.262–75.

Even the texture of the paper evokes the character of the times!

The chapter on song opens unpromisingly with revolutionary songs—an inevitable nod to the political context (for more, see Hequ 1953). More accurately, the theme here is not just the Communist revolution but earlier social disturbances, notably the Taiping rebellion which had devastated the whole region. As to the revolutionary songs, of course they were, and are, part of the soundscape, and need to be documented—sadly, it is now hard to do the same for the anti-revolutionary songs that were also part of the “heritage”.

kids

Children’s songs.

Having paid lip-service to PC, the collectors go on to document “work songs“, “mountain songs”, “little ditties”, and the songs of women and children. Some of their precious recordings of work songs are included in the 2-CD set Tudi yu ge 土地与歌 [English title Songs of the land in China: labor songs and love songs], ed. Qiao Jianzhong (Taipei: Wind Records, 1996).

zan tudi

Singing the god of the soil, Han Chinese performer in Dong minority region of Xinhuang, west Hunan.

Customary (fengsu) musics are classified under calendrical and non-calendrical subheads. Many have ritual components: the former include songs to the god of the soil, pilgrimage songs, rain rituals, and 7th-moon rituals to the orphan souls. The non-calendrical items were mainly performed for weddings and funerals; texts of laments for both are provided—among the rich material here is extensive coverage of female ritual specialists “seated in the song hall” (zuo getang, see photo above), with dancing.

zhuma

Bamboo-horse, Yizhang county, south Hunan.

The seemingly unpromising rubric of song-and-dance is again based in ritual, with local variants of “flower-drum” (huagu), “flower lantern” (huadeng), and “bamboo horse” (zhuma) groups. A brief item on the zanggu 藏鼓 of Cili county, already rare by the 1940s, opens a window on the redemption of vows in conjunction with spirit mediums.

sixian, Wugang county, 1956 and 1980s.

For narrative-singing, apart from various regional types of yugu, daoqing, tanci, pingshu, lianhualao, and sixian, the team also unearthed interesting genres like the widely-distributed public declamations of the Sacred Edict (sheng yu 聖諭: cf. here, under Gegezhuang; cf. Zhongguo quyi zhi, Hunan juan, p.101).

The team could only provide a brief overview of the riches of regional opera, such as huagu xi (brief excerpts on CD2 of Jinye lai changxi [The beauty of Chinese opera], Taipei: Wind Records), marionettes and shadow-puppets, and nuoxi masked ritual drama.

Under instrumental music, after an introduction to individual instruments, the main topics (as in most regions of China) are shawm bands (xiangfang 響房, gufang 鼓房) and percussion groups—again serving life-cycle and calendrical rituals.

Ritual
Though ritual pervades all the sections, in view of the political climate separate coverage of more explicitly religious and ritual music is relegated to appendices—with an obligatory defence on the “significance” of studying the topic.

Here Yang Yinliu outlines Buddhist and Daoist temple and household groups (the latter under the heading of yingjiao 應教); the songs of spirit mediums (shijiao 師教, wujiao 巫教)—who, he notes, were ubiquitous; and folk Confucian practices.

zhou

Zhou incantations sung by Yinlian.

Under Buddhist temple music Yang considers the daily services and the major Flaming Mouth (yankou) and Water and Land (shuilu) rituals. For the latter, he already mimeographed a separate report after his return to Beijing in 1956. It’s based on the style of the Tianning si temple in Changzhou as learned by Yinlian 隱蓮 (then 52 sui)—a northern monk who after widespread “cloud roaming” was then working as a Chinese doctor in a lay Buddhist community in Shuangfeng county of Hunan.

A second Appendix, on the Confucian sacrifice at Liuyang, was mimeographed separately, and I discuss it in another post.

The whole volume attests to Yang Yinliu’s awareness of the importance of all kinds of ritual practice. As I’ve been writing this, I’ve updated my tribute to him, to reflect his studies of the ritual soundscape in a bit more detail.

The 1980s: ambitious new projects
Once political conditions allowed, a huge revival of traditional culture took place across Hunan, as throughout China, and fieldwork resumed uner the auspices of the monumental Anthology. Some of the genres uncovered by the 1956 fieldwork may have been unable to revive, but (as with all the provincial volumes) the editors could now elaborate on the genres that Yang and his colleagues had only been able to outline, with each broad genre (folk-song, narrative-singing, opera, instrumental music, dance) covering a couple of thousand pages. Apart from all the coverage of ritual genres under other volumes, in the instrumental music volumes the sections on “religious music” alone cover over 400 pages.

JC1

Folk ritual groups, Hunan.

In another post I’ve discussed the complementary tasks of making regional surveys and in-depth studies of a particular locale (for which, apart from my work on Gaoluo village and the Li family Daoists, see e.g. my reports under local ritual). Of course, all of the individual genres under these broad headings merit detailed studies—indeed, some of them have been the subject of monographs since the 1990s.

Despite Yang Yinliu’s background studying with the Daoists of his home city Wuxi, at the time he could only devote very limited attention to Daoist ritual in Hunan. Only after the 1980s’ liberalizations did it become possible to initiate major projects on local household “altars” of Daoist ritual in Hunan and elsewhere in south China. Though they mainly stress “salvage” rather than the changing fortunes of local ritual life since the 1930s, they provide a level of detail that most Chinese musicologists can hardly imagine.

JC2

Whereas the 1956 survey was partly documenting the riches of local culture on the eve of Liberation, the Anthology was seeking to record both the 1980s’ revival and earlier history, without quite spelling out the diachronic story. More recently, reification has only become more severe with the Intangible Cultural Heritage project.

* * *

Traditional local cultures may have begun a long decline soon after Liberation—indeed, even before, in wartorn regions under CCP control. But even after collectivization intensified from 1956, ritual and other genres somehow kept active—I take the story onto the mid-60s here. It’s yet another reminder that “a starved camel is bigger than a fat horse”, to cite The dream of the red chamber.

I can’t help thinking that under the CCP, for all that local traditions were attenuated and scholarship circumscribed, both somehow persisted more “obstinately” than in the Soviet bloc. Of course, surveys like the Hunan volume are far from the cultural ethnography of a changing society; still, the point is not to reify tradition but to read scholarship, of any period, within the context of its own time.

Meanwhile Yang’s colleague Zha Fuxi was making a survey of qin zither players around the country—a tiny but much-studied elite. And in the winter of 1961–62 Li Quanmin led a similar trip to Fujian province. Beijing scholars embarked on many such trips in the fifteen years between Liberation and the Four Cleanups, laying the groundwork for more ambitious projects after the 1980s’ liberalizations.

So to repeat my reminder: Chinese culture doesn’t reside merely in silent immobile old books in libraries… See also Social issues in rural Hunan.

Hequ 1953: collecting folk-song

Hequ

The fieldwork team sets off into the Hequ countryside, 1953.

After the Russian revolution, the work of ethnographers in the Soviet Union and their satellites was severely hampered right until the 1990s (see also here). So turning to China, I remain deeply impressed by the energy of fieldworkers documenting folk culture in the first fifteen years after the 1949 “Liberation”, for all its limitations.

In autumn 1953, in one of the first major field projects of the Music Research Institute in Beijing, Yang Yinliu and Li Yuanqing dispatched a team to spend three months collecting folk-song in rural Hequ (“river bend”) county in Shanxi. On the banks of the Yellow River at the borders of Inner Mongolia and Shaanxi, this large isolated area in the far northwest corner of the province connects the Datong region and the much-studied Shaanbei (see also here).

The results of the project were published in the 244-page

  • Hequ minjian gequ 河曲民間歌曲 [Folk-songs in Hequ], ed. Zhongyang yinyuexueyuan Zhongguo yinyue yanjiusuo (Beijing: Yinyue chubanshe, 1956, reprinted 1962).

Hequ cover

The team of eight was led by Xiao Xing 晓星, and included Li Quanmin 李佺民 and Jian Qihua 简其华, who went on to do significant field research further afield.

Meanwhile back in Beijing, a Czech couple were documenting narrative-singing, while Yang Yinliu and Zha Fuxi were discovering the shengguan wind ensemble of the Zhihua temple. Whereas the study of temple music was rather bold, folk-song—the creation of the labouring masses—seemed to make an acceptable topic.

But despite the experience gained in the Yan’an base area in the 1940s, where collecting folk-song was already a pillar of CCP cultural policy (as shown in the 1984 film Yellow earth; see also here), the editors reveal a certain resistance among local cadres to the idea, and go to some lengths to justify it. With the social changes upon Liberation, they hint that it was already to some extent a salvage project: “people don’t sing shanqu nearly as much as before”.

Hequ singer

Here one can hardly expect candid ethnographic coverage of the Japanese occupation, civil war, and the early years of Liberation (cf. Hinton‘s detailed, but also ideologically-driven, accounts for the land reform and later campaigns in a village in southeast Shanxi). And sadly, the volume includes only a few very brief biographical accounts of the singers. This 1953 photo of Guan Ermao was reproduced in the Anthology.

As in Shaanbei, the repertoires are dominated by “mountain songs” (shanqu), “Walking the Western Pass” (zou xikou), and errentai genres. Through the zou xikou songs the collectors paid attention to seasonal migration, and songs about love and marriage prompted them to explore the lowly status of women—in the “old society”. They documented work hollers (including those of boatmen), and the songs of miners. Apart from lyrics and transcriptions, the introduction (5–41), and the substantial report (107–224) are inevitably pervaded with the language of the day—”feudalism”, “working masses”, and so on; the authors’ attempt to explore the relation of the songs with people’s lives is constrained by ideology. Still, there’s rich material here.

For a definitive 2-CD set with archive recordings of Chinese folk-song, note

  • Tudi yu ge 土地与歌 [English title Songs of the land in China: labor songs and love songs], ed. Qiao Jianzhong (Taipei: Wind Records, 1996).

Hequ map

Field sites in Hequ county, 1953.

The bleak Hequ landscape later formed the backdrop for Chen Kaige’s 1991 film Life on a string. By the way, I’m curious to learn of any household Daoist activity in this little-studied region.

* * *

After the Cultural Revolution disrupted research, and lives, the collapse of the rigid commune system from the late 1970s soon allowed the task of documenting expressive culture to resume—now with the monumental Anthology project. The folk-song volume for Shanxi

  • Zhongguo minjian gequ jicheng, Shanxi juan 中國民間歌曲集成, 山西卷 (942 pp.)

was published in 1990. For Hequ, indeed, it includes some transcriptions from the 1956 volume.

I touched on folk-song collecting in

  • “Reading between the lines: reflections on the massive Anthology of folk music of the Chinese peoples”, Ethnomusicology 47.3 (2003), pp.287–337.

Clearly, as William Noll also observes, we always have to interpret texts in the context of their time; learning to read between the lines is a basic task in studying both early and modern Chinese scholarship. Yang Yinliu and others had to learn to use the rhetorical language of communism to handle ideological pressure. However obligatory his language of class struggle, he documented both folk and élite traditions with great insight.

Still, explicit or implicit ideological frameworks will inevitably affect the work of collection and presentation. An obvious case is the former Maoist highlighting of “revolutionary songs”.

It is a tribute to the advances of Chinese musicology since the 1980s that Yang Mu’s comments (“Academic ignorance or political taboo? Some issues in China’s study of its folk song culture”, Ethnomusicology 38.2 [1994]), based mainly on his experiences in China in the 1980s, now look dated. Yang caustically describes the limitations of Chinese folk-song collection, questioning the “authenticity, representativeness, and reliability” of the early Anthology folk-song volumes. He observes the narrowly political nature of fieldwork in China: that “the arts must serve proletarian politics”, and that collection often served as material for new composition. Yet this criticism again seems to fail to distinguish slogans from genuine intent or actions.

Yang Mu reasonably finds such collections misleading, with revolutionary songs being given space far above love songs. Yang points out that revolutionary songs are not representative of actual folk-song activity, as they were not popular, being performed only for government-sponsored events—at least by the 1980s, and quite probably through the Maoist era too, I might add. Such songs may be academically significant as reflections of the Party’s artistic policies, but as Yang Mu says,

after asking the local singers to sing all types of their local folk songs, and having listened to them singing for many hours, I never heard a single song that could be considered “revolutionary”.

Singers may know a few such songs, but they are not part of their customary repertory. Yang Mu claims the scholars arguing against political control lost the battle, but revolutionary songs take a more modest place in most of the published volumes, so quickly has Chinese thinking shaken off Maoism. Whereas until the 1980s revolutionary songs compulsorily opened most collections, in the Anthology they take their chance along with other songs.

in the Anthology the list of themes at the end of each volume (with minor variations), however subjective, is as useful as any rough-and-ready system. Political songs are included under the headings “social struggle” and sometimes also “revolutionary struggle”, both with sub-categories; a category called suku, “speaking bitterness” or lamenting hardship, may be included under either heading. In many volumes these songs occupy around 10% of the total, which one may still find “unrepresentative”, though by no means as dominant as Yang Mu suggests. I gave a couple of examples:

table 3

table 4

Yang Mu also criticizes the excessive selection of “texts describing or complaining about the bitter life, suffering, and distress of the laboring class people before they were liberated by the CCP”. But such songs are not always clearly about the old days, and even if they are (such as deploring a cruel landlord), songs lamenting the bitter life of olden times are rather common in many societies, and motivations for singing them may be quite complex; they may embody a kind of historical memory, and might even be seen as a subtle criticism or expiation of current woes. Many songs I have consulted in this category seem, like the blues, to be simply lamenting hardship or separation, with no clear time-frame. So I would be less keen to assume political bias here.

Still, if songs praising the CCP are no longer dominant, songs criticising it are entirely absent, which may or may not reflect reality! Songs with “negative” (e.g., feudal, religious, or sexual) texts may have been censored, both by singers and collectors.

In the Anthology love songs and work songs are in a majority. The ritual and religious soundscape has been allowed a certain presence throughout; but if the collectors and editors have significantly reversed any revolutionary bias, a secular bias may remain. How may one assess their relative importance? Short of fly-on-the-wall recording of folk-song life over a long period, singers may indeed censor songs they see fit to sing for outsiders, long before collectors and then editors make their own selections.

By contrast with Yang Mu’s criticisms, I’ve already discussed the choice of one local cultural cadre collecting the repertoires of blind itinerant male bards in 1980s’ Shaanbei (see here, under “Research and images”):

“When I recorded them, I chose anything about Heaven, Earth and Man, and rejected everything about the Party, Chairman Mao, and Socialism!”

For more on folk-song collection, click here.

* * *

For Shanxi, neither in the 1956 report nor in the Anthology folk-song volume do the collectors give revolutionary songs pride of place; but they hardly fulfil their aspiration to evoke people’s lives. And while the 1980s’ Anthology fieldwork now looks impressive by comparison with the later superficial reifications of the Intangible Cultural Heritage project, it too falls short in ethnographic detail.

All the same, I’m full of admiration for the team that spent those months “among the people” in 1953. And how one wants detailed accounts of the fortunes of their peasant hosts as collectivisation and campaigns got under way.

The Cultural Revolution in Tibet

book cover

With my focus on Han Chinese culture, I rarely presume to venture into modern Tibetan history. But amidst the recent escalation in the plight of the Uyghurs, we should keep in mind the chronic tribulations of the Tibetans within the PRC. This was one of my early posts on Tibet; my attempts at gaining a basic education on the topic has since expanded into a series of reviews.]

Social and political change is a major element in studying the travails of expressive culture and religious activity—not least under authoritarian regimes, including the Han Chinese and ethnic minorities. So work on the Maoist era is particularly important, with local studies such as Chen village, the work of Friedman, Pickowicz, and Selden, Mueggler’s The age of wild ghosts, my study of Gaoluo (Plucking the winds)—and, devastatingly, Guo Yuhua‘s study of a Shaanbei village.

For Han Chinese regions, accounts of factional fighting, armed warfare, and massacres are common for the Cultural Revolution—largely pertaining to the years 1966–68. Since the tension between religious practice and politics is one of my major themes, this disturbingly riveting book makes an extraordinary case-study for a rural Tibetan county near Lhasa: [1]

  • Melvyn C. Goldstein, Ben Jiao, and Tanzen Lhundrup, On the Cultural Revolution in Tibet: The Nyemo incident of 1969 (2009).

It’s the fruit of collaboration between Goldstein, leading scholar of modern Tibetan history, with Ben Jiao (Tibet Academy of Social Sciences, Lhasa) and Tanzen Lhundrup of the China Tibetology Centre in Beijing. Yet another instance of the vast amount of material that Goldstein has managed to unearth over a long period, the book prompts us to reflect not only on society, politics, and religion, but on the multiple viewpoints afforded by interpreting fieldwork material.

Context
Since the 1980s, Tibetan studies have emerged impressively from an uncritical reified nostalgia for an idealized old culture, when few (either under Chinese rule or in the diaspora) were able or willing to document modernity and a changing society—a view that still tinges scholarship on Han Chinese culture, not least Daoist ritual

Besides Goldstein’s own ongoing history of modern Tibet (the first three volumes of which take us up to 1957), the definitive single-volume study, from 1999, is

  • Tsering Shakya, The dragon in the land of snows: a history of  modern Tibet since 1947.

Chapter 12 makes a useful introduction to the Cultural Revolution. Note also this site; and vivid personal accounts of the period are found in the writings of Tsering Woeser, based on her father’s photos[2] Also most authoritative on modern Tibetan society is the voluminous work of Robbie Barnett, going back to the early days of the ground-breaking Tibet Information Network. [3] He introduces the field in this 2014 interview.

Throughout the Tibetan populations—not just in the “Tibetan Autonomous Region” (TAR) but also in Amdo and Kham—unrest has been constant under Chinese rule. Serious armed conflicts broke out from 1956 (note the 10th Panchen Lama’s 1962 report to Chairman Mao, detailing severe sufferings among Tibetan communities); [4] and since the partial liberalisations after 1980, the disturbances of 1987–9 and 2008. Such friction is still ongoing today (see e.g. Eat the Buddha).

By the early 1960s the CCP leadership, including TAR Party boss Zhang Guohua, were anxious. Through much of the 50s they had sought for the “stability” of a “gradualist” approach for Tibet: collective farming was postponed after the rebellions of the late 50s, and when the Cultural Revolution erupted they made a case for controlling its volatility. But warfare inevitably broke out between the rival Gyenlo and Nyamdre factions, spreading out from Lhasa. The army sided with Nyamdre. In June 1968 a major battle took place at the Jokhang temple.

By summer 1969—by which time the major violence in inland China had been pacified—serious unrest had broken out in a quarter of the rural counties of TAR, in which ordinary Tibetans participated as much as Chinese-led revolutionary groups. On the Cultural Revolution in Tibet focuses on Nyemo county in Lhasa municipality, but outlines other disturbances in at least eighteen counties; most of the five for which the authors give brief accounts involved a religious element.

The book
Using far more detailed material than previously available, the authors analyse the violence in Nyemo, which came to be led by the former nun Trinley Chödrön. Unlike the 1959 Khamba uprising, the authors argue, this was not explicitly a revolt against the Chinese occupiers. Assessing the balance of nationalist and economic elements, they find the latter more significant:

The Nyemo disturbance was not a spontaneous Tibetan nationalistic uprising against the Chinese “oppressor”, nor was it a revolt aimed at creating an independent Tibet. To the contrary, it was the outgrowth of a careful strategy orchestrated by a Maoist revolutionary faction to seize control of its county from a rival revolutionary organisation.

The power-struggle, they comment,

clearly had nothing to do with the now famous nun called Trinley Chödrön. Gyenlo’s move to wrest power from Nyamdre started well before the nun from Nyemo was involved, and it certainly would have continued with or without her presence. Moreover, at this time, Gyenlo’s strategy was not about religion or nationalism; it was about Gyenlo defeating its rival revolutionary faction with the support of village masses who were willing to join in this venture because Gyenlo was promising them that they would benefit by being allowed to keep more grain, by ridding themselves of officials they saw as corrupt and avaricious, and by stopping implementation of the collective system.

The authors seek to refute previous views of the revolt:

Rather than a simple dichotomy, angry Tibetans spontaneously organizing and striking back at hated Chinese or Tibetans rising to fight only for their material interests, there were multiple levels and multiple actors, Tibetan and Chinese, with different motives, using and manipulating each other for different end goals.

Some may have stood to gain following the “Democratic Reforms” implemented in Tibet after 1959, but the common people were soon hit by exactions, leading to food shortages (from which the Han peoples across inland China were also suffering terribly). The Gyenlo faction promised to postpone the threatened imposition of collective farming. But while the authors find economic factors more urgent causes of popular discontent, the widely-resented assault on religion was a further factor:

Notwithstanding the suppression of organized religion (monasteries and nunneries) after 1959, individuals had still been permitted to practice religion on a private basis. That freedom ended with the onset of the Cultural Revolution in 1966.

Indeed, a work-team sent from Lhasa in 1987 (just as further waves of unrest were looming) reported on the negative consequences of the Party’s assaults on religion:

We used to talk too much but do too little to help people with their religious beliefs. Especially during the Great Cultural Revolution, religious beliefs were labelled as one of the “four olds”, and nobody was allowed to practise any religion. People did not like our policies, and once something tempting about religion appeared, the masses were easily fooled.

This is the tightrope from which the regime constantly falls.

The problematic figure of Trinley Chödrön
Among Tibetans and Westerners it may be tempting to view the nun who came to lead the violence as a heroic freedom fighter, a kind of Joan of Arc. The authors go to some lengths to describe her background and the development of her spiritual powers. Her family and fellow villagers themselves described her as having mental problems—which were doubtless exacerbated by the 1959 measures and the new campaign to destroy the “four olds”.

As she developed the powers of a trance-medium, claiming possession by deities, the book describes how she went (in 1968!) with her younger brother to a local lama called Chamba Tenzin for the tsago che initiation ritual. This briefly caused her to become more stable, and she herself applied to join the Gyenlo faction. It was now, as her trances became more frequent, that she gained a following. Still, when she claimed to be possessed by Jowo Rimpoche (the Sakyamuni Buddha whose statue in the Jokhang chapel in Lhasa was the most sacred in Tibet), orthodox lamas were sceptical, not least since trance-mediums channel local territorial deities, not Buddhas.

Of course, in local society mediums were by no means perceived as unbalanced; and  a system was in place to distinguish fake mediums. The authors note how her claims to possession diverged from the those of mediums in traditional society; and it was not just atheist cadres who regarded her as a crazy charlatan.

Still, the authors claim, it was precisely because she was considered insane that she was given latitude to perform religious activities at this unlikely time; but gradually locals came to trust in her powers of healing. The most powerful god by whom she claimed to be possessed was to be Ani Gongmey Gyemo, aunt and adviser of the legendary King Gesar—although how she acquired this allegiance is unclear, since the Gesar story was not popular in Nyemo, and this seems to be a unique case. Anyway, as the authors note, Ani Gongmey Gyemo and Gesar

were not some mythical figures in folktales, nor were they simply local mountain deities; they were real and powerful deities famous for fighting for Buddhism in Tibet.

While Trinley Chödrön’s claim to be a medium for a figure connected to King Gesar was at the core of previous scholars’ understanding of her as primarily a religious or ethno-nationalist figure, the authors note that she now also began to praise the Thoughts of Chairman Mao in public. The pragmatic Gyenlo leaders, while themselves secular in mentality, now saw the value of utilizing her as a channel for the religious faith of local people, to earn them more support in their factional struggle. Still, they themselves described her as “the crazy one”, an assessment they shared with more devout Tibetans; and they were preparing to kill her once they had won victory.

Her following was consolidated with the formation of a group of adherents known as warrior-heroes (badü), who also went into trance in what the authors call a kind of “Gesar hysteria”. With the faction now known informally as Gyenlo’s Army of the Gods, she became crucial to their cause, and soon a series of brutal killings began.

The authors give a nuanced categorization of the “enemies” killed and mutilated, including not just Chinese and Tibetan cadres but those who had ridiculed Trinley Chödrön’s religious authenticity and other hapless victims of her personal vendettas. But still the Gyenlo leaders refrained from intervening to have her detained:

“It is not necessary to arrest the nun. She is just a common lunatic. We’ll have trouble if we take her to the Public Security Bureau. So don’t bother her. She is useful to us. We need to protect her.”

At last the PLA arrived, putting themselves in the firing line. Just like the Boxers in 1900, Trinley Chödrön’s adherents rashly claimed immunity from bullets. Locals, while disillusioned, were fearful of her powers. But eventually in June 1969 she was captured, her followers surrendering. Early in 1970, along with the other warrior-heroes and her lama, she was executed at the sand dune area below the Sera monastery near Lhasa. Gyenlo leaders managed to exculpate themselves until 1970, blaming the massacres on the very “religious reactionaries” whom they had exploited. Investigations continued in 1971; though in 1972 the Gyenlo faction was punished, revised assessments in the 1980s reduced the verdicts.

150156

As the authors observe, the Nyemo disturbances would not have been possible without the state-sanctioned chaos that Mao unleashed with the Cultural Revolution. Yet disturbances of one kind or another have erupted constantly ever since the Chinese occupied Tibet.

It was, of course, very unorthodox for a revolutionary organization of the masses to ask a Tibetan religious medium to dress in costume, go into a trance, and summon a god to motivate them to undertake revolutionary work for Chairman Mao, but Gyenlo in Nyemo was pragmatic to the core, and the leaders found it easy to rationalize the temporary utilization of “superstition” (religion) as an acceptable price to pay for achieving their consuming goal of deposing Nyamdre and taking control of the county.

Though the authors are to some extent proposing an alternative explanation of the Nyemo revolt to those of previous scholars like Tsering Shakya, they conclude:

However, we should not minimize what clearly fuelled this incident: the anger many rural Tibetans felt at the direction party policies had taken, not only in the realms of taxation and economic freedom, but also towards religion and culture.

And to me this doesn’t look so far from Shakya’s own view (The dragon in the land of snows, pp.346–7):

The revolt of 1969 was inspired by the Tibetans’ desire to regain some measure of social, psychological, and cultural freedom. It was not, however, a conscious nationalist uprising, but a cultural response to the chaos of the Cultural Revolution.
[…]
A nationalistic interpretation of the events in Nyemo tends to stress the Tibetanness of the revolt and view it as an anti-Chinese uprising. However, at this stage we do not know how far the events in Nyemo can be separated from the turmoil of the Cultural Revolution, and it has to be remembered that it was the Chinese authorities who highlighted the revolt as a nationalist and separatist movement.

Critiques
On first reading, Goldstein’s analysis seems perfectly convincing. But we can also learn from critical reviews by three scholars who have themselves made notable progress in documenting the travails of modern Tibet: Charlene MakleyRonald Schwartz, and Benno Weiner. What they dispute is the balance of economic/materialist and cultural/nationalist explanations; the role of religion; and the very interpretation of local accounts.

Beginning with the latter, lessons from the book are not just in the extraordinary detail, but in the constant dilemma of assessing fieldwork material. As the authors observe, “We investigate the past not to deduce practical political lessons, but to find out what really happened.” In the years following the violence several investigation teams descended on Nyemo—reminding me of the 1974 visit to Gaoluo of a team seeking material on the Boxer uprising of 1900 (see my Plucking the winds, pp.37–42 and n.42).

TOHAPThe authors seek to assure the reliability of interviews by collating a wide range of accounts (including but not limited to interrogations and confessions), from victims and perpetrators, members of both factions, ordinary people caught up in the events, officials and soldiers. [5] So they claim:

“in the end we feel confident that we are able to represent the different attitudes and experiences in Nyemo accurately.”

Alas, multiple interpretations are always likely to emerge, depending on people’s experience of the society in question and their whole worldview.

Thus Makley argues:

Despite the complex and copious data which they present, the authors’ overwhelmingly statist perspective and the bluntness of their analytic tools obscure their conclusions and leave us with little against which to assess them. In the end, they echo the findings of the state teams charged with re-investigating and re-labeling the Nyemo events in the mid-80s. They refer throughout to “the Nyemo incident”, the term which the 1980s team used to re-categorise the events as isolated local conflicts rather than fundamentally ethnic “rebellion” against Chinese rule.

So she is

unconvinced by the authors’ easy assertions that they controlled for “bias” in their “private” interviews and were able to get at participants’ actual experiences during the violence.

Of course, she isn’t suggesting we should dismiss all the local accounts of the nun’s disturbed mental state as statements made under duress, as propaganda for which the authors have fallen—that might almost amount to questioning the validity of any field discussions within the PRC. After all, such accounts note both Trinley Chödrön’s instability and the faith that local people came to have in her.

I can’t presume to assess Makley’s criticisms, but they are worth citing at some length. She finds that Goldstein’s

preference for the clear contours of the social over the messy indeterminacies of the cultural—especially since the rise of the modern Chinese state critically depended on categorising and disciplining “ethnic minorities” as premodern Others mired in alien cultural worlds—subtly negates Tibetan concerns.

Although to me the book’s variety of views seem suitably messy, and not oblivious to the cultural, Makley comments that Goldstein is brought

face to face with the quintessential premodern Other: Trinley Chödrön, a young Buddhist nun turned deity medium who led brutal attacks, murders and maimings in the name of resistance to Chinese-led “democratic reforms”.

As she explains,

the authors aim to refute idealised or simplistic views that the nun was primarily an ethnic nationalist leading a Tibetan uprising against Chinese rule, arguing instead that she accepted the administrative contours of the “new society” under Mao, only seeking to restore “religion” within it.

But she counters:

Their statist view from the outside gives us no real sense of Trinley Chödrön and her followers’ own, very Tibetan cosmologies and notions of personhood, agency, and power. There is no cultural history of Nyemo here as a specifically Tibetan locale, only testimonies gathered by successive waves of statist outsiders. Thus, despite a perfunctory nod to the basic features of deity possession as a “cultural script” among Tibetans, Trinley Chödrön ultimately figures as the marginal premodern Other par excellence. We come to view the defrocked nun’s unconventional mediumship, claiming possession by Gongmai Gyemo, the divine aunt of the great Tibetan epic hero Gesar, and ordering brutal attacks against her “Gyenlo” enemies, as the repulsive workings of a cult (as in Jim Jones, or Waco).

Of course, “the exoticized premodern Other” was precisely how Tibetan clerics were portrayed before the growth of serious scholarship. And there may indeed be scope for a more sympathetic portrayal. But surely it wasn’t just “statist” Chinese and Tibetan cadres, but ordinary villagers and lamas too, who described her as “crazy”; those whose limbs were hacked off might be reluctant to entertain a cultural defence. Perhaps one might say that Trinley Chödrön’s mental instability reflected that of Tibetan society traumatised under Chinese occupation.

The fate of Tibetan religion under Chinese rule has become a major field, with many detailed and sensitive case-studies. Goldstein may tend to favour economic explanations, but he is quite aware of the major role of religion (e.g. his 1998 co-edited book with Matthew Kapstein, Buddhism in contemporary Tibet: religious revival and cultural identity). Of course, Makley is not suggesting a return to the outmoded idealisation of Tibetan religion; critical ethnographies, such as her own, are to be encouraged.

She further unpacks the authors’ language:

Trinley Chödrön is “the nun” (never the god!) and, unlike other Tibetan youth who were “barely affected”, she is bitterly angry and thus “mentally disturbed” and “unbalanced” at the loss of Buddhist monastic life enforced with the Democratic Reforms. Faction leaders are “firmly committed” to their factions, treating each other as kin; Trinley Chödrön and her followers are “fanatically committed” to the gods, “immersed in imagined worlds”, or subject to “Gesar hysteria”. In essence, this is a stratigraphic approach to history; the Nyemo events unfold on “two planes”, the Tibetan cultural world of protector gods inhabited by Trinley Chödrön layered over the primary world of economic concerns and realpolitik inhabited by faction leaders and most other Tibetans. Culture never infects the faction leaders’ motives. Their brutality is understandable; Trinley Chödrön’s is an aberration.

Schwartz’s critique largely tallies with Makley’s. He finds the authors “at a loss to explain the syncretic and millenarian elements of Trinley Chödrön’s religious vision.” And

The testimony of the participants collected by the researchers through interviews also declares the mediums to be frauds. But the pressure to reconstruct the Nyemo incident in line with the officially acceptable narrative—in both the interrogations documented by Chinese investigators immediately after the incident and in the recollections of participants many years later—is difficult to ignore.

Schwartz continues:

The authors gloss over the extent to which cultural practices suppressed by the new state reappeared overnight and quickly became widespread once it became clear that they were permitted—burning incense, prayers, the exchange of katas. But the same thing happened after 1980 following the post-Mao reforms and continues right up to the present whenever policies on religious practice are relaxed. The underlying memory of religious practice has never disappeared, and whatever its sources, it is deeply rooted in Tibetan culture and society. The revival of religion defies a strictly economic explanation—it recurs during periods of prosperity as well as during periods of deprivation.

Goldstein and his co-authors’ efforts to temper the overwhelming focus among Westerners on ethnicity and nationalism in the Sino–Tibetan conflict is laudable, but their own profoundly statist and modernist perspective forces them to swing the pendulum too far the other way. The particularly Tibetan violence of Trinley Chödrön and her followers in 1969 is just too great a challenge for them. Their efforts to cordon off Trinley Chödrön from the other characters whom they recognise as modern and rational leads to no clear sense of her character and motives: she is mentally ill, she is a hapless puppet, she is a cunning manipulator. In the end, we are left with no real means to assess the authors’ core claim that Trinley Chödrön accepted the “new society” under Mao, because they give us no systematic sense of local Tibetans’ own views and experiences of “the state” or of the Maoist factions. Only a decade after the trauma of the Democratic Reforms, we cannot assume with the authors that Tibetans had entirely assimilated the grounding premises and administrative geographies of the modern Chinese state. A clue comes when the authors comment incredulously at Trinley Chödrön’s “bizarre” statement that Mao is the incarnation of Manjuśri. Yet for centuries Tibetans across the plateau have recognised emperors as incarnations of the bodhisattva of wisdom; Trinley Chödrön here recognizes Mao as a commensurate imperial agent—far away and benign, yet under the jurisdiction of Buddhism.

This is a good instance of how carefully we have to read Goldstein’s text. The relevant passage from his p.81:

At the same time, the nun also said bizarre things like “I am the right shoulder [hand] of Chairman Mao” and “Chairman Mao will not treat us badly, since he is the incarnation of Manjuśri. It is the internal [local] people who are the worst.” Such claims and comments reinforced many people’s belief in her mental instability…

So whereas lamas and common people do seem to have been taken aback by her initial claim to be possessed by Jowo Rimpoche, and indeed by her mental problems, in this case the authors haven’t given a source to show that locals doubted the Manjuśri–Mao equation. Schwartz goes on:

The unfortunate, unintended effect of the authors’ modernist ttake on Trinley Chödrön is that it individualizes, pathologizes, and dehumanizes Tibetans’ shock, grief, and anger at the physical and cultural violence of CCP intervention in 1959. Trinley Chödrön as the emblematic premodern Other stands in for any misguidedly ethnic Tibetan left behind in the sweep of Chinese-led modernization. Indeed, throughout the book, although the devastating trauma of the 1959 Democratic Reforms is referred to, it is not considered as a major causal factor behind the Nyemo events ten years later during the Cultural Revolution. Such violence could only happen in the absence of the state. Cordoning off Trinley Chödrön as the aberrant premodern allows the authors to retain the ultimate value in the book: the modern, rational State that returns, legitimately, to restore Order.

* * *

Both the book and its reviews overturn the simplistic stories once told on both sides of the fence. As a mere onlooker, I take the reviewers’ points, but I like to think that the seemingly conflicting “materialist” and “cultural” interpretations can be mutually beneficial.

For me, branching out from the often reified realm of Daoist ritual studies, the intrusion of the Real World is most welcome—even if its interpretation is controversial. However lurid and “messy” the story may be, all this serves as a reminder of the importance of Tibetan studies. Both the book and the responses to it indicate the acumen that is now being brought to bear on the plight of the Tibetans, from which scholars of Han Chinese society and culture can learn.

As to the embattled condition of Tibetan expressive culture—particularly the traditions of ritual and soundscape that have somehow continued to evolve against all the odds—again there is a far more complex story to be told than the reified portrayals on both sides of the PRC–exile divide. It would be rash of me to attempt an overview, “reading between the lines” of research by Tibetan and Chinese scholars within the PRC. But here’s a preliminary attempt for Labrang.

With many thanks to Robbie Barnett


[1] For remarkable fieldwork on household ritual practitioners in Nyemo, see the work of Nicolas Sihlé, e.g. here.

[2] See also interviews by Ian Johnson (here and here, as well as Woeser’s 2013 book (with Wang Lixiong) Voices from Tibet. Indeed, following the initial lively debate between Tsering Shakya and Wang Lixiong, the latter has come much closer to Shakya’s viewpoint.

[3] See e.g. Robert Barnett and Ronald Schwartz (eds.), Tibetan modernities: notes from the field on cultural and social change (2008). Among recent volumes, note Conflicting memories.

[4] See A poisoned arrow: the secret report of the 10th Panchen Lama (TIN, 1998).

[5] See the Tibet oral history archive; cf. Wu Wenguang’s archive for the famine.

Seven samurai

Kyuzo

I was first spellbound by Seven samurai (Akira Kurosawa, 1954) at Cambridge in the early 1970s, among many other formative film experiences there. Here’s a trailer:

Of the samurai, I was most captivated by the master-swordsman Kyūzō (a character inspired by the “sword-saint” Miyamoto Musashi), akin to the Zen archers and mystics who were then inspiring me.

While my fellow-students were attracted to contemporary China, I was still mired in silent immobile ancient texts; but though the film’s drama is set in 16th-century Japan, it must somehow have sown the seed for my later studies of Chinese peasant life…

Among several homages, never mind The magnificent seven: most subtle and perceptive is Tampopo. See also Kurosawa’s early noir movie Drunken angel.

Update on Hebei ritual

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Petitions burned for Hailstone Association ritual, Greater Yidian, Gu’an 2016.

As village ritual associations throughout the Hebei plain south of Beijing perform their rituals for 1st moon 15th, I’ve just been taking another cursory glance at recent online material from the team led by Qi Yi 齐易 doing fieldwork since 2015 around our old hunting ground (see this substantial general introduction; also here, a whole series of detailed articles under Local ritual, and the Gaoluo and Hebei tags). They have revisited many of the village ritual associations that our own team documented in the 1990s.

You can find links on both chuansong.me and qq.com (don’t blame me for the adverts), with a search under 土地与歌 or specific names of counties. I won’t try and give individual links to all this material, but I have updated a few of my articles accordingly. As I mentioned in my general introduction to the Hebei ritual associations, the project shares the flaws of the Intangible Cultural Heritage project, but it still provides some useful supplementary material.

Following their earlier focus on the ritual yinyuehui, the recent studies branch out into other genres in the region (including chaozi hui 吵子会, shifan 十番, and vocal genres), also potentially interesting.

Despite the rapid encroachment of urbanization and the whole heritage flapdoodle, from the videos of lively recent rituals (I’ve added links for Shixinzhuang in Gaobeidian, and the Hailstone Association of Greater Yidian in Gu’an) we can see that such assocations remain far from secularized.

The whole topic still offers much scope for scholars of local folk religion!

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3rd-moon Houtu festival, Shixinzhuang 2015.

Ritual groups of Liaoning

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(posted in the main Menu under “Elsewhere”)

Qianshan

This is among my more superficial introductions to changing ritual life over a wide region, the northeastern province of Liaoning.

I set forth from Ling Qizhen’s 1958 study of “Buddhist music” (shengguan wind ensemble) in Shenyang, moving on to the 1980s’ Anthology accounts of Buddhist and Daoist (largely temple) activity, and Li Runzhong’s fine detailed “salvage” ethnography from Panjin municipality.

Change is constant, not only in the vast social upheavals since the early 20th century but in the adoption of the “southern” style of vocal liturgy and the decline of the shengguan wind ensemble. But here it does appear that the ritual practice of household ritual specialists was much impoverished by the 1950s, and any folk activity today remains elusive.

So as with some of my other reports, this is a mere introduction to tempt people to continue such fieldwork.

New wave of temple demolition

Fangshan

Amongst considerable media coverage, the Bitter winter website reports regularly on the current wave of measures to demolish temples and expel clerics—contrasting starkly with the Party’s claim to protect religious sites and worship.

Of course Islamic and Christian groups have every reason to be deeply anxious; for the Han Chinese too, I’ve already given some instances of the Party’s insensitivity to local values, such as in Shandong and Gansu.

Unlike the instances above (directed specifically at ritual practice), the pretext for temple demolition is often a failure to conform to planning and registration directives. It can be hard to discern the balance of the authorities’ concern to control both popular worship and finances; pecuniary factors seem uppermost, though they may accompany ideological extremism. We need a clearer understanding of local factors, but what is clear is that these measures are coercive, entailing serious conflict with villagers. Grand ancient temples that have long been converted to mere tourist attractions are not an object of attack; but material like this (for Shaanxi, Hebei, and Liaoning) makes a salient contrast with the glossy images of picturesque ancient temples paraded in the Chinese media.

Among further links on the Bitter winter site, this report also comes from Shaanxi. And for recent reports from Weihui and Shaogang municipalities in Henan, see here. Most of these reports come from north China, but the south is not immune.

Naturally, what such important single-issue sites are not concerned to document is that religious activity has somehow persisted throughout China since the 1940s. Today, when household Daoist groups perform funerals, or a temple holds a grand jiao Offering ritual; when spirit mediums hold healing sessions, or sectarian groups meet to chant scriptures for domestic blessing—none of this attracts such media attention. “Temples demolished” always makes a more eye-catching headline than “Temple fair lively as usual”.

We might be better at balancing these conflicting parts of the current equation if we did so for the three decades of the Maoist era—but there again (and again understandably) the negatives have dominated, with the troubled maintenance of ritual life little studied.

So far for the Han Chinese, repressive measures seem exceptional rather than systematic—but the growing number of cases is indeed worrying. We need more in-depth studies of religious activity at local level—both when it manages to function (as it has, painfully, since the 1940s), and when it prompts repression.

None of these observations constitute a defence of irrational state power.

Gaoluo: New Year’s rituals

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vendor

Eating ice-cream in winter always reminds me of my stays in Gaoluo village over New Year, between rituals in the lantern tent, the opera outside, and imposing processions. As Chinese New Year approaches, I’ve just added a page on the rituals around 1st moon 15th, based on my book Plucking the winds and part of a revamped series on Gaoluo (see here).

fdz

Looking back now, I was most fortunate to be privy to this ever-changing microhistory—reinvention, conflicts and all, as social dynamics evolved constantly in the wake of successive thefts of ritual paintings, with a change of leadership, and the rise of rival groups.

Indeed, conflict was a regular feature of the village’s history, from the animosity between the ritual association and the Catholics which led to the 1900 Boxer massacre, to the social dislocation of Maoism. Such a detailed and frank account contrasts with both the sparse imperial records and recent heritage propaganda—conflict, another core socialist theory, biting the dust…

Gaoluo: the decline of spirit mediums

liang deshan 95

Liang Deshan, 1995.

This a kind of footnote to my series on the enduring activities of spirit mediums.

On the Hebei plain in the 1990s, alongside the folk religion derived from Buddhism and Daoism practised by the ritual associations, spirit mediums, claiming to heal illness by means of divine possession or assistance, were also quite common in the Laishui–Yixian area, and throughout rural China.

Having encountered many local mediums on the Houshan mountain during the 3rd-moon pilgrimage (see here, and here), I thought there might be some in Gaoluo, but they seems to have become rare in this village since Liberation.

Sun Xiang, who died in the late 1950s, father of opera singer Sun Bowen, was a medium and folk healer, who used to perform exorcisms. He acted alone, not as part of any association or sect, and he never sang while doing exorcisms; he drew talismans and wielded the “seven-star precious sword”. Such was Sun Xiang’s reputation for averting evil and guaranteeing well-being that several parents used to ask him to be godfather (ganye) to their young children; he was even godfather to the eminently rational village historian Shan Fuyi. The mother of ritual performer Cai Futong was also a medium, but since her death in the early 1960s the village itself had no other mediums.

Nonetheless, some Gaoluo dwellers still had recourse to other locally respected shamans when there was a problem. Soon after the 1980s’ reforms, villagers planning to build on the site of the old opera stage had consulted a medium, who advised them not to do so—but they had ignored the advice.

In 1992 a whole tractor-load of sick people went to consult a medium from a village in nearby Dingxing. In 1993 some villagers again enlisted her help when they were building a house and accidentally buried a trowel in the wall—a taboo. By lighting incense she was able to reveal where it was buried (cf. Henan). Since then she had been arrested by the police, which had itself given rise to a new story in praise of her psychic gifts: there were long queues outside her door, but she said “I can’t cure you all today, the police are coming to arrest me!”, and sure enough ten minutes later there they were.

Elderly He Yi recalled that the ritual specialists of the ritual association used to recite scriptures for exorcisms, but they had to stop after the arrival of the 8th Route Army in the 1940s. Indeed, exorcisms are still performed by ritual associations in some nearby villages; healing illness, however, is more often the domain of more explicitly sectarian groups, as in Xiongxian.

In this region mediums are called by names like mingren, xiangxiang, or tiaodashenr, rather than the official and derogatory shenpo, wupo, and shenhan. For male exorcists like Sun Xiang, Gaoluo villagers used the term wushi 巫师, like “wizard”, but more commonly they spoke of zhuoyaode 捉妖的 “demon-catcher” or namo xiansheng 南無先生 “namo master”. Domestic exorcisms were called Pacifying the Dwelling (anzhai 安宅 or jingzhai 净宅), for when the “black turtle disturbs the dwelling” (wugui naozhai 乌龟闹宅).

Elsewhere, as you can see from my post on Yanggao, and from Adam Chau’s work in Shaanbei, mediums were by no means stamped out after 1949, even during the Cultural Revolution, though their activities were doubtless furtive; and they revived strongly in the 1980s.

In 1995 I visited Liang Deshan (b. c1915) in a village in nearby Yixian county. He turned out to be a close colleague of Older Sister Kang, whom we had met on Houshan: they were fellow devotees of the goddess Houtu. He too knew the story of Houtu rescuing a battalion during the Korean War.

A “rich peasant”, he had attended sishu private school. He knew all about the three yang kalpas and the sectarian creator goddess Wusheng laomu, and had copied several scriptures, including “precious scrolls” and a Longhua juan. But I suspect his interest in sectarian religion dated only since the reforms, and he seemed to operate alone. In 1993 he had copied a Baiyang baojuan 白陽寶卷, “revealed” to him by the Baiyang god (Baiyang fo). At my request he donned his ritual costume and posed with his “precious sword” and “five-god hat” (wufo guan). As ever, it would have taken more time with him to learn more about his ritual life, but it made a slender clue to the enduring activities of mediums in the area.

* * *

I can’t perceive why in many regions (including north Shanxi, notably the remarkable ever-thriving scene around Wutai county; Shaanbei; and even quite near Gaoluo) mediums are a major engine of local temple activity, but here they declined. Nor can we quite recreate an earlier picture when they might have played a more prominent role in ritual life. I now wonder if mediums are less common in villages that have active ritual associations, though I doubt if they are clear-cut alternatives.

Update on Uyghur culture

camps

While I am tarred by the brush of studying Han Chinese cultures—themselves long accustomed to state brutality—the traditions of the Uyghurs in Xinjiang also feature in several of my posts, collected under this tag. Now painfully aware that my review of the film Ashiq: the last troubadour already needs revisiting in the light of the recent cultural genocide in Xinjiang—reminiscent of Stalin’s nationalist purges yet much more efficiently hi-tech and far-reaching—I’ve just done a distressing update to that post, with some further links.

Yet again this illustrates the vacuous, duplicitous claims of heritage pundits (note this post), whose reified presentations (for the Han Chinese too, if less fragrantly destructive) serve mainly to consolidate the ideological agenda of the modern state. But such polite, subtle manipulations are now rendered brutally obsolete.

Other posts under the Uyghur theme should also be read with this picture in mind.

A Daoist serves a state troupe

17 troupe 1959

North Shanxi Arts Work Troupe, Datong 1959. Li Qing front row, far right.

My post on the folk–conservatoire gulf reminds me of the brief sojourn of the great household Daoist Li Qing in the grimy coal city of Datong as a state-employed musician. Indeed throughout China, many “folk artists” were recruited to such troupes, like wind players Hu Tianquan and Wang Tiechui. Daoists were also enlisted (see e.g. Ritual life around Suzhou, §5); Daoist priest Yang Yuanheng even served as professor at the Central Conservatoire in Beijing until his death in 1959.

But under Maoism the “food-bowl” of the state troupes was short-lived; most employees were soon laid off. And while in the troupes, performers’ lives were no picnic: the whole society was poor, all the more so during the Years of Hardship while Li Qing was employed.

The following is adapted from ch.5 of my Daoist priests of the Li family.

In the early years after the 1949 Liberation, religious ritual in Yanggao had persisted despite sporadic campaigns and the nominally atheist stance of the new Communist leadership. But by 1954, as collectivization began to be enforced ever more rigidly (see here, under “Famine in China”), creating ever-larger units which made it hard to protect local interests, and with ambitious new mobilizations taking up more and more time, it was becoming increasingly hard to “do religion.” The main thrust of campaigns may have been economic, as household enterprises were forced into inactivity; but “eliminating superstition” was never forgotten, and was to be one explicit slogan of the 1958 Great Leap Forward.

Li Qing eats off the state
When not busy laboring in the collective fields or doing rituals, Li Qing enjoyed playing his beloved sheng mouth-organ in the village’s amateur “little opera band”, accompanying both the majestic “great opera” (Jinju) and the skittish local errentai duets. In the bitter cold of the first moon in 1958 Li Qing, now aged 33 sui, made the journey to Yanggao county-town to take part with his village band in a secular arts festival there. The county cultural authorities were choosing musicians for their Shanxi opera troupe, [1] and were keen to recruit Li Qing. But scouts attending from the prestigious North Shanxi Arts Work Troupe in the grimy regional capital city of Datong pulled more weight, and it was for this ensemble that he was now chosen. In this period regional arts-work troupes and county opera troupes throughout China commonly recruited Daoists and other folk ritual performers as instrumentalists (see e.g. under Ritual life in Suzhou). Li Qing was to spend nearly four years in the troupe. Thus, although they made regular tours of the countryside, he was protected somewhat from the worst excesses of the Great Leap Forward back home.

In 2011, to learn more about Li Qing’s time in the troupe I visited Datong to seek out some of his former colleagues there—Li Manshan and Li Bin had already bumped into a couple of them on trips there.

It’s good to see my old friend Bureau Chief Li again. We track down two old musicians from the troupe and invite them round to his posh flat where I am staying the night. It would make a tranquil venue, but since it is the time of the Mid-Autumn festival, an auspicious time for weddings, our chat is regularly punctuated by deafening firecrackers echoing around the high-rises, so that the soundtrack evokes the battle of the Somme.

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Li Kui (left) and Zhang Futian, Datong 2011.

Li Kui, who played erhu fiddle in the troupe, and the effervescent Zhang Futian, a dizi flute player, both born in 1939, were 19 sui when they joined, thirteen years younger than Li Qing. Wary of hagiography as I am, all those who met Li Qing remain moved by his kindly soul and unsurpassed musicianship. Those years were not just a contrast to the rest of his life but a unique period for everyone. Recruitment to a prestigious state ensemble may sound grand—until you realize not only the desperate conditions of the late 1950s but that they spent much of the year touring the ravaged countryside on foot. Still, for them the period has a bitter-sweet nostalgia that I can’t help sharing. My visit provides an excuse for them to get together to reminisce about old times—they are so loquacious that I rarely get to chip in with a question.

Li Qing went off to Datong to take up his new job in the 8th moon of 1958, just as the Great Leap Forward was being rolled out to great fanfare. Even if he had a choice about taking the job, he can have had little hesitation. With Daoist ritual business, and society as a whole, going through such a tough period since the enforcement of collectivization, he would have been grateful to get on the state payroll.

The Party officials of the troupe must have found out about Li Qing’s rich-peasant status but drawn a veil over it. Throughout the Maoist period, the Yanggao cultural cadres didn’t dare have any contact with the Daoists or even the shawm bands—but the Datong troupe leaders didn’t need to know that Li Qing was a Daoist. His colleagues would find out, but everyone understood there was no need to discuss that kind of thing. He didn’t talk much at first, but became more chatty as he felt more at ease. For his closest friends he even furtively held sessions to determine the date.

The new troupe, based in a compound at no.13 Zhengdian street, was an amalgamation of the North Shanxi and Xinzhou regional troupes. Eight or nine musicians were recruited to the band at first, gradually increasing to around sixteen; with singers, dancers, stage crew, and cadres, the troupe consisted of around sixty people. Its reputation was second only to the troupe in the provincial capital Taiyuan.

Li Qing now found himself accompanying stirring patriotic folk songs and short simple instrumental compositions in revolutionary style. As a household Daoist, he was a born musician, and effortlessly versatile. Apart from his old vocal liturgy and the “holy pieces” of the shengguan instrumental music, he knew a wide range of more folksy instrumental pieces played on procession and for the popular afternoon sequence, and he had the local opera repertoire in his blood.

Dancer Feng Yumei, also from Yanggao, arranged some of the earliest dance suites in folklore style, like “The Earth around the Yellow River” (Huanghe yifangtu), considered one of the earliest and best creations in the idiom. The troupe performed a new opera composed in Hubei, later made into a film.

Li Qing was the only Daoist in the troupe; the only other instrumentalist from Yanggao was the fine gujiang shawm player Shi Ming (1932–2003) from Wangguantun just northwest (see also my Ritual and music of north China: shawm bands in Shanxi, p.22). They remained lifelong friends. Shi Ming, already 27 sui, had an eye for the dancers, but they preferred the younger more eligible guys, like Li Kui himself! The troupe’s star soloist on the suona shawm was Yang Xixi from Xinzhou. Our friends ranked him alongside the nationally celebrated virtuoso Hu Tianquan, also a native of Xinzhou, mainly renowned for his sheng playing. Li Qing sometimes played Yang Xixi’s guanzi for fun.

As the only sheng player in the troupe, Li Qing accompanied Zhang Futian’s flute solos. Sometimes he played solos himself, accompanied on the accordion by one Ma Yun, over 50 sui in 1958. One solo that his colleagues recall was a Napoleonic Marche du Victoire (Kaixuan guilai), perhaps even the March from Aida. Imagine—Li Qing even performed a foreign piece! He played with feeling, and was infinitely adaptable. The conductor never criticized him; if he made the slightest error, he would correct it at once. Zhang Futian’s appraisal was still higher than that of the local Daoists: “He was a genius—the greatest musician I ever met.”

WGT trio_2

Li Qing (left) with fellow wind players Yang Xixi and Shi Ming, 1959.

No less impressive was Li Qing’s personality. Affable and generous, he had no temper. Even if he got ill, he never asked for leave. He earned a reputation for generosity and for smoothing over disputes in the troupe; his mere presence was enough to ease any tensions within the group. In a society where mutual suspicion was fostered and nasty rumours spread rapidly, he had no bad words for anyone, and bore no grudges. Folk musicians prided themselves on loyalty (yiqi).

The salary system was graded. Ordinary members got 25 kuai a month, most of the band 35 kuai. Relatively senior, Li Qing was soon considered an “old artist” (laoyiren), getting 45 kuai a month. The wind players and dancers got an extra 2 liang in rations.

During his time in the troupe Li Qing learned the modern system of notation called jianpu “simplified notation,” which uses the Arabic numerals 1 to 7 to represent the solfeggio pitches of Chinese gongche notation. [2] Though simple, it never caught on in the countryside; for the Daoists, traditional gongche remained in place as a means of learning the outline of the shengguan instrumental melodies, and they had no need of any notation at all to learn all the complex vocal hymns. The gongche solfeggio translates rather easily into numerical notation. The latter was used in the troupe to learn new pieces, but Shi Ming didn’t take to it, so Li Qing helped him learn them. Li Qing was to put this new skill to use from the 1980s when he used it to write scores of his Daoist repertoire.

For much of the year the troupe went on tour through the impoverished countryside, doing over a hundred performances a year. Apart from visits further afield in north China, they toured throughout north Shanxi, including Yanggao villages—mostly on foot, sometimes with horses and carts. Sometimes they slept in peasant homes, dispersed among several suitable families by the village brigade, or in the village school; or they put up a big tent. They took their own food, and stoves to cook it on. Li Qing didn’t smoke or drink, but the others drank laobaiganr liquor from a little flask; at first the troupe supplied them with packs of Happiness cigarettes, but later they were reduced to picking up fag-ends after a gig and rolling them into a new one. Their program was written in ink and stuck up as a poster. It was a tough life—Zhang Futian admits he got fed up with it.

Over these four years Li Qing was only able to go home once or twice a year for a couple of days, bringing only a bit of money, but no food. His wife, alone with four children to look after, never visited him in Datong. Li Manshan only went to see him once, in 1961; but soon after he arrived, Li Qing had to go off with the troupe to Harbin in northeast China to perform, so he could only go to the station with his father before taking a packed windowless bus back to Yanggao town and walking home from there.

For several generations the Li family’s exquisite sheng mouth-organs had been made by the Gao family in Gaoshantun near Upper Liangyuan. In 1961 Li Qing managed to get an invitation for the elderly master Gao Bin (1887–1967) to spend ten days with the troupe mending his various sheng, when Gao was really down on his luck; even the meager pickings in the troupe’s canteen probably saved his life.

Like many state work-units throughout China, the troupe was cut back in 1962, and Li Qing returned to his village early that spring. With such relocations, by 1963 some 84% of the Chinese population were living in the countryside—the highest proportion in the history of the People’s Republic. [3]

The troupe staggered on until it was disbanded in late 1962. Some of its members were recruited to the provincial song-and-dance troupe in Taiyuan, some of the Xinzhou contingent found work back home, while others like Li Qing and Shi Ming had to return home to their starving villages. Several of the performers went on to wider fame; dancer Feng Yumei 冯玉梅 became chair of the provincial dance association, and folksinger Xing Chouhua 刑丑花, from Xinzhou, gained national renown. The troupe reformed in 1964; soon, mainly using Western instruments for the revolutionary “model operas”, it was dominated by “educated youth” from Beijing, Tianjin, and Shanghai. But it disbanded again in 1968.

For a peasant like Li Qing to be chosen for the troupe was a great honor. His “black” class status was no barrier to being selected, and on his return his local prestige was even greater. But in volatile political times, assaults were not far away. If the economy hadn’t collapsed at this time, Li Qing might have continued in the state system; after the end of the Cultural Revolution, he might even have become a sheng professor at a conservatoire. Still, I am grateful that the troupe folded, and that the troupes or conservatoires never again summoned him. Had he secured a long-term state post, he would never have resumed his ritual practice, copied all those scriptures and scores, or taught the present generation.

* * *

If Li Qing’s repertoire in the troupe was new, and his long ritual tradition on hold, at least he was still playing the sheng there and receiving a handsome regular salary. Food supplies in the city were scant, even in state work units; but meanwhile back in Upper Liangyuan, people were desperate. In the absence of Li Qing there were still plenty of Daoists available; the senior Li Peiye, or Li Peisen (who had cannily absented himself from political scrutiny by moving to Yang Pagoda), could have still led bands if there were demand. But they were virtually inactive; not only had their instruments been confiscated, but people’s bellies were empty, and patrons had no strength to observe ritual proprieties.

Still, Li Qing’s return in 1962 coincided with a very brief ritual revival, with a retreat from the extremist policies of the disastrous Leap. Though very few domestic or temple rituals had been held for some years. Li Manshan recalls taking part in a ritual in 1963, commissioned at the home of an individual as a vow for recovering from illness. This was perhaps the last time they recited the Averting Calamity scriptures (Rangzai jing). Already by now they were mainly doing funerals, but Li Qing’s widow recalled that even then they were only able to do two or three a month. So there was less work in the early 1960s than now—there was still a serious famine, and however many deaths there were, people couldn’t afford to put on a grand funeral even if they had the energy.

However intermittent the Daoists’ appearances were during these years, Li Manshan sighs as he recalls how the villagers loved their grand rituals before the Cultural Revolution—in the days before TV and pop music. Even by the time of my visits in 1991 and 1992 there still wasn’t any singing outside the gate—that only began from 1993. In 1991 virtually the whole village seemed to turn out, crowding round respectfully (see my film, from 30.32). Li Qing’s sojourn in the troupe had added to his reputation as a Daoist and virtuous man; Li Manshan’s own repute is still based to a considerable degree on that of his father.

For the Li family Daoists’ ritual revival from the late 1970s, see here and here.

[1] For which see the Yanggao xianzhi (1993), p.468. Alas, links to Chinese websites cited in my book seem to have disappeared—watch this space.

[2] For gongche and cipher notation, see also my Folk music of China, pp.111–123; Plucking the winds, pp.245–246, 262–263.

[3] Cf. Friedman, Pickowicz, and Selden, Revolution, resistance, and reform in village China, p.19.

The folk–conservatoire gulf

Yang Yinliu 1950

Yang Yinliu, 1950.

I just remembered a wise quote from the great Yang Yinliu. First, some useful background (“Typical!”).

Further to my post on Different values, the gap that has opened up between the sound ideals of traditional and conservatoire musicians is a regular theme of this blog (see e.g. many posts on “heritage” rounded up here). Indeed, I already discussed it in chapter 3 of my first book Folk music of China (1995/1998). It may be a spectrum, but it often seems like a chasm.

In the Republican era, in the face of the apparently wholesale victory of Western civilisation and technology over the “backward” Chinese heritage, along with the influx of a range of Western genres patriotic Chinese sought with modernizing zeal to create an “improved” “national music”, learning from the West while searching for valuable elements in their own tradition. This, of course, was a common reaction in many cultures around the world, as explored by Bruno Nettl.

Some rejected the old “feudal” culture completely; another response was a self-conscious musical antiquarianism, with educated Chinese establishing patriotic groups for the preservation of the “classical” heritage. This not only perpetuated the abstractions of early Confucian music theorists, but also left a legacy that has now been enshrined in the romantic staged reifications of the Intangible Cultural Heritage project.

Indeed, in the Chinese and foreign media this has come to stand for traditional music, despite the continuing vigour of a vast wealth of rural genres.

Early uses of the term “national music” (guoyue) were found among the literati of what were still regional groups, as in Chaozhou and Hakka groups and around Shanghai. What became a “conservatoire style” was based to a large extent on the Shanghai style.

Meanwhile inland in Shaanbei at the CCP base of wartime Yan’an, a debate was also waged between “foreign” and “indigenous” (yang 洋 and tu 土) approaches; the latter was always going to dominate, but Communist cadres often found the raw folk material that confronted them “feudal and superstitious”. I noted the dilemma of cultural cadres in “managing” poor blind bards there under Maoism; and for gender perspectives on “superstition”, see here.

The ambiguity, not to say confusion, of the Party line on traditional culture was expressed by Wang Chun, mentor of the author Zhao Shuli. He criticized both opera and narrative-singing, lamenting the close links between folk music and “superstition”. This established a tendency to treat music as autonomous, divorced from context.

Of course, all this was based on social conditions. At local level, despite the assaults on former patrons, the expressive culture of many rural societies remained based in ritual, whose values were little influenced by the secularizing trends of the cities. As you can see from my post on Festivals, what developed was a range of performance along a continuum.

17 troupe 1959

North Shanxi Arts Work Troupe, 1959. Li Qing front row, far right. His four years there (1958–62) were a brief interlude within a lifetime of ritual practice.

The new state-funded institutions (opera troupes, arts-work troupes, conservatoires, and so on) didn’t replace the traditional groups (like ritual associations, shawm bands, amateur clubs), but supplemented them. Musicians from folk backgrounds recruited to the official troupes found themselves having to compromise (see e.g. my Daoist priests of the Li family, pp.113–18). Some adapted more than others. Regional characteristics were gradually diluted in an attempt to forge a “national” synthesis (see e.g. The zheng zither in Shandong).

sfg-50s

Daoist Shifan gu, c1962.

Right, here’s what I was going to offer you:

The great Yang Yinliu, whose encyclopedic erudition on Chinese music history was enriched by being brought up among traditional musicians (Kunqu, Daoist ritual, the qin zither), was well aware of the stylistic conflict. In an article on instrumental music, first published in Renmin yinyue in 1953—not long after Liberation, and just as he was studying the shengguan music of the Zhihua temple—he touched on several sensitive topics including “temple music” and “palace music”, already under criticism from rigid ideologues on simplistic class grounds—carefully couching his defence in the new politicized language. He went on to observe tellingly (cited in my Folk music of China, p.51):

Once in Wuxi there was a technically brilliant and enthusiastic comrade directing a group of twelve folk artists who were thoroughly versed in performing the local wind-and-percussion music. He announced his opinions to them about the “improvement” [of the music] considering the peasants’ music too long (around half an hour), and that it would only be right if the pieces were abbreviated so that the whole suite lasted about five minutes; further, the peasants’ percussion music was too complex, with too many decorations; the workers only liked simple pieces, and they should eliminate all the decorations on the drum and other percussion instruments. The result was that the folk musicians began to feel doubtful, and their interest dwindled. They felt that after abbreviating the pieces, not only would it be difficult for them to make the transitions, but the transmission of the pieces would be endangered if the greater part of them were cut; and completely to eliminate all the decorations was simply to make them regress to the stage of beginners.

In such official contexts at least, uncomprehending apparatchiks wielded power over helpless folk musicians. I went on to comment:

As Yang wisely points out, “these opinions of the folk musicians cannot be neglected”, but the same patronizing attitude towards folk musicians and audiences alike remains endemic today.

Again, this relates partly to context: the apparatchiks were seeking to adapt folk music for short breezy staged performances, whereas in ritual life, musicking unfolds gradually over events lasting a couple of days.

Still, irrespective of the new institutions and the platitudes of Party pundits, folk activity persisted, resistant to Party ideology. And Yang, with his able colleagues at the Music Research Institute, just kept on researching living genres (both folk and elite), and their imperial history, right until the Four Cleanups campaign of 1964. But the sound ideals of folk and conservatoire musicians continued to diverge starkly, as we found with the 1980s’ recreations of the “suite plucking” of old Beijing.

More than Bartók, Yang Yinliu was also concerned with documenting the changing society in which music functions. As suggested in my post on him (such as his account of Daoism in Wuxi and his 1956 report from Hunan), he was attuned to issues that were soon to become basic to ethnomusicology—even if such study was still limited under Maoism, and (with honourable exceptions) remains so today under stultifying heritage propaganda.

See also under Walking shrill (with sequel), and Resisting fakelore. For more nuanced approaches to the conservatoire in Central Asia, click here.

Musical cultures of imperial north China

Navigational aid for fans of late imperial Chinese history: here’s a roundup of posts on musicking in the Qing—not only at the Beijing court but further afield, looking beneath the tip of the iceberg.

But of course, we shouldn’t focus narrowly on defunct genres, or cling to simplistic notions of  “art” and “court” cultures. Notwithstanding social change, all the living local ritual traditions I study have been transmitted virtually continuously since the Ming and Qing among folk groups (“When the rites are lost, seek throughout the countryside“). This doesn’t mean that we can neatly relegate them to “history”: the study of all kinds of expressive cultures also involves fieldwork on their fortunes since the collapse of the imperial system, with ethnography and oral history becoming more fruitful than library study.

Still, Like Life, one thing leads to another. More generally, early Western contacts with Chinese music are the subject of a wider range of research from scholars both in China and abroad (see comment below).

Guide to another year’s blogging

 

Struggling to encompass all this? I know I am. While we inevitably specialize in particular topics, it’s important to build bridges. I guess it’s that time of year when another guide to my diverse posts may come in handy—this is worth reading in conjunction with the homepage and my roundup this time last year.

I’ve added more entries to many of the sidebar categories and tags mentioned in that summary. I’ve now subheaded many of the categories; it’d be useful for the tags too, but it seems I can’t do that on my current WP plan. Of course, many of these headings overlap—fruitfully.

Notably, I keep updating and refecting on my film and book on the Li family Daoists. I wrote a whole series resulting from my March trip to Yanggao (helpfully collected here) and Beijing (starting here, also including the indie/punk scene). Other 2018 posts on the Li family include Yanggao personalities and Recopying ritual manuals (a sequel to Testing the waters).

To accompany the visit of the Zhihua temple group to the British Museum in April, I also did a roundup of sources on the temple in the wider context of ritual in Beijing and further afield, including several posts on this site.

I’ve posted some more introductions to Local ritual, including

Gender (now also with basic subheads) is a constant theme, including female spirit mediums—to follow the series on women of Yanggao, starting here. Or nearer home, Moon river, complementing Ute Lemper.

Sinologists—indeed aficionados of the qin, crime fiction, and erotica—may also like my post on Robert van Gulik (and note the link to Bunnios!).

I’ve added a few more categories and tags, notably

The film tag is developing, with a side order of soundtracks—for some links, see here.

I’ve given basic subheads to the language category (note this post on censorship), which also contains much drôlerie in both English and Chinese. Issues with speech and fluency (see stammering tag) continue to concern me, such as

Following Daoist football, the sport tag is worth consulting, such as The haka, and a series on the genius of Ronnie.

Some posts are instructively linked in chains:

More favourites may be found in the *MUST READ* category. Among other drôlerie, try this updated post, one of several on indexing and taxonomy; and more from the great Philomena Cunk.

Most satisfying is this collection of great songs—still not as eclectic as it might become:

Do keep exploring the sidebar categories and tags!

 

 

Recopying ritual manuals

21 manuals of LMS

Ritual manuals of Li Manshan, handed down by Li Qing.

In 2013, as we survey a growing haul of over forty ritual manuals in Li Manshan’s collection, I exclaim: “Wow—I never realized you still had so many scriptures!” He chuckles whimsically: “Ha, neither did I!”

In the early 1980s, as the commune system crumbled, the religious revival of the 1980s began again to revolve around the performance of rituals for local communities keen to restore the “old rules”.

At the same time, scholars of Daoism tend to be more concerned with silent texts. But performance is primary—as I often remark on this blog, e.g. the Invitation and Presenting Offerings. As I observed here, giving primacy to ritual manuals is akin to having a fine kitchen and loads of glossy cookbooks, but drawing the line at handling food or cooking.

Further, ritual manuals were widely recopied, but we don’t always unpack the process, or the relation of the manuals to actual changing practice.

I described all this in detail in ch.8 and Part Four of my book Daoist priests of the Li family, which I summarize and adapt here (cf. my film, from 39.33).

From the late 1970s, as ritual was gradually coming back to life—families again able to observe funeral propriety, Daoists reuniting to recite their beloved scriptures—Li Peisen and his nephew Li Qing were also busy at home, painstakingly recopying the family’s old ritual manuals that had been lost or hidden away for fifteen years. This was part of a process then going on all over China, with Daoists piecing together as much as they could of local traditions that had long been under threat. [1]

You might suppose that for a group like the Li family, re-assembling a set of ritual manuals would be an essential condition for reviving their ritual practice in the 1980s. But it wasn’t. It was an important aspect of the personal striving of Li Peisen and Li Qing to reconfirm the tradition, but once they and their colleagues began doing funerals again, they had little need for manuals. Most of the texts they needed—for Delivering the Scriptures, Hoisting the Pennant, Transferring Offerings, and so on—were firmly engraved in their hearts after decades of practice, and there were no manuals for those rituals anyway. One might surmise that under ideal circumstances before the 1950s (itself a dubious concept) when the Daoists were performing ritual frequently without interruption, most of the manuals would be largely superfluous, as today.

As it happens, most of the manuals that Li Peisen and Li Qing copied (notably the fast chanted jing scriptures) were either for temple fairs, which were only to resume a few years later in a modest way, or for Thanking the Earth rituals, which hardly revived at all. So very few of these manuals were to be performed again. Can we even assume that they had once performed all the manuals that they now copied?

Li Manshan’s collection
Our discovery of the manuals has been a gradual process. [2] Over several centuries in medieval times, there were successive miraculous “revelations” of Daoist scriptures—from grottoes, or dictated by immortals. But our revelations of the Li family manuals were more prosaic. At the first funeral I attended in Yanggao back in 1991, I found Li Qing in the scripture hall consulting the old manual of funeral rituals copied by his uncle Li Peisen, and I photographed some pages—hastily and somewhat randomly. By the time of my visit in April 2011 I had still only seen two of Li Qing’s manuals. Over the course of successive stays with Li Manshan he rummaged around in cupboards and outhouses and discovered more and more volumes (for a complete list of titles in the collections of Li Manshan and Li Hua, see Daoist priests of the Li family, Appendix 2).

Pardon manual, Li Peisen

Pardon manual, Li Peisen, pre-Liberation. My photo, 1991.

The reason why so few manuals surfaced until I began enquiring in detail was not any conservatism on Li Manshan’s part. They are simply not used in current ritual practice, so he really never needed them, and they were just casually stashed away and forgotten. Now that I show interest, he too takes considerable pleasure in delving into them, but they are of no direct relevance to his current practice.

Each time that Li Manshan discovers more manuals, I busy myself taking complete photographs. This not only serves as valuable study material for me, but once we have copied them onto Li Bin’s computer it helps the family preserve them against any future mishaps.

Apart from their content and the historical significance of the undertaking, the manuals that Li Qing now copied move me because his personality leaps off the page in the assured elegance of his calligraphy. I have pored over hundreds of manuals copied by peasant ritual specialists since the 1980s, but few of them can compare to Li Qing’s hand. From the inscription that he wrote on the final page of the bulky Bestowing Food manual we can sense his pride and growing confidence:

Recorded by Li Qing, disciple resident in Upper Liangyuan village, the Complete Numinous Treasure Comprehensive Ritual for Bestowing Food manual in 69 pages, completed on the 3rd day of the 5th moon, 1982 CE.

Left: last page, shishi manual, 1982; right, Li Qing writing, 1991.

Li Hua’s Collection
In 2013 I learned that Li Hua has a collection of his father Li Peisen’s manuals, largely overlapping with that of Li Manshan.

Li Hua takes me and Li Bin to his son’s funeral shop, where they keep their scriptures and paintings. They bring them out and seem happy for me to take photos; but it’s getting late, so, reluctant to try their patience, I don’t ask to photo any complete manuals—most are identical to Li Qing’s copies anyway.

22 manuals of Li Hua

Ritual manuals of Li Hua, handed down by his father Li Peisen.

We go off together for lunch, all very friendly. I feel as if I am making a bridge between them; Li Bin agrees this has been a useful experience, and thanks me. But over the following days we visit Li Hua’s shop in vain; it has been locked ever since our first visit, and he isn’t answering his mobile. He seems to regret having shown us so much the first time. Later, after digesting my photos, we find there are at least four manuals in Li Hua’s collection that Li Manshan hasn’t yet found in his own.

Shelf-life of manuals
So the ritual manuals of the Li family Daoists that I have seen come from the collections of Li Peisen and Li Qing, handed down to Li Hua and Li Manshan respectively.

LXR

The earliest surviving manuals are by Li Peisen’s grandfather Li Xianrong (c1851–1920s) (left: his Presenting the Memorial manual). If manuals from the 19th century can survive all the destructions of the 20th century, then Li Xianrong and his colleagues in turn might have had a collection going back right to the lineage’s early acquisition of Daoist skills in the 18th century. And those manuals must in turn have been copied over successive generations of the lineage in Jinjiazhuang from whom Li Fu first learned. And so on.

Throughout the two centuries of the Li family tradition, ritual manuals had occasionally needed recopying. There are at least two reasons for copying a manual: when the old one becomes too decrepit, or if there are several Daoist sons. Daoists needed to recopy individual manuals occasionally as the older ones became dog-eared through use.

In south China scholars have found a few manuals from the 18th century, and even the Ming dynasty, but for the north even 19th-century ones are quite rare. Whether, or how long, Daoists kept the old manuals after copying them must have depended on their condition and on the taste of the custodian. Li Manshan observes that a Daoist may also copy manuals when he has more than one Daoist son. This seems simple, but presumably refers to a situation where the sons are likely to work separately—not necessarily long-term, but when there is simultaneous demand for more than one band.

So we can read the attempt by Li Peisen and Li Qing to recreate the complete textual repertoire in the early 1980s as a unique labour of love after an unprecedented threat of extinction, a reaffirmation of the family’s identity as Daoist masters. For over three decades during the Maoist era no-one had copied any manuals; “No-one was in the mood,” as Li Manshan reflected—another hint at the depression of the times. [3] As ritual practice slowly revived, Li Peisen and Li Qing now decided to do so because they realized the new freedoms brought hope. Their purpose was not to reflect current practice, which was still embryonic; thankfully, they sought to document as much of the heritage as they could, irrespective of which manuals had been used in their lifetimes or might now be needed.

So what was going through Li Qing’s mind as he put brush to paper? One surmises that for him, copying the manuals was partly a kind of atonement for having had to sacrifice so many old scriptures in 1966. But one also feels a great sense of optimism. The manuals he set about copying included many that even he had hardly performed. After all the false starts since 1949, was he so sanguine as to assume all these rituals would now become common again? Or was his instinct as archivist dominant?

Once again I kick myself to think that I could have gone through the manuals with Li Qing himself. When I met him in 1991 and 1992 I had no idea that he had copied so many—anyway I wasn’t yet expecting to study the family tradition in such detail. So now the main interest of going through the manuals with Li Manshan is to assess what has been lost. But that isn’t so simple either: it’s unclear how many of the manuals that Li Qing copied he himself could, or did, perform by the 1980s. I can’t even be sure he could perform all the texts in the lengthy hymn volume. When I casually comment to Li Manshan, “Shame you didn’t sit with Li Qing as he copied the manuals!” he replies, “I’m not a good son.” He is being neither ironic nor maudlin.

Of course, there may yet be some missing manuals that would further augment our picture of their former ritual repertoire. But impressively (given the usual stories of the decimation of ritual artifacts in the Cultural Revolution), Li Manshan now reckons that the surviving titles represent the bulk of those handed down in the family before 1966.

I can glean few clues about how this ritual corpus, and the texts within individual manuals, might have been modified over time. In the exceptional circumstances of the 1980s, Li Qing must have copied some manuals that he had never performed; and even for those rituals that he did perform, the version in the manual may differ substantially. Of course that was a special time, but a ritual manual from a given period doesn’t necessarily prove that the ritual was performed then, or in that form—not that the manuals actually tell us how to perform them anyway!

Moreover, early Daoists must have known a lot of texts from memory, as their descendants do today. Sure, they had a much larger ritual repertoire, and some lengthy texts required them to follow the manual. As it happens, the rituals that have fallen out of use are precisely those for which they needed to consult the manuals.

The process of copying
Li Qing may have inherited even more scriptures than Li Peisen, but he could retrieve only a few of them after the Cultural Revolution. With political conditions in Yang Pagoda more relaxed, Li Peisen had managed to hang on to his scriptures (and indeed his ritual paintings); so after he returned to Upper Liangyuan around 1977 it was these manuals that formed the basis for him and Li Qing to copy.

Li Peisen now lived not in his old home near Li Qing, but in another house just west of the site of the Palace of the Three Pure Ones. Li Peisen would copy a manual first, then lend it to Li Qing for him to copy too. Li Qing wrote alone, without help from anyone; no-one recalls them consulting.

On the covers, after his name Li Qing mostly used the word “recorded” (ji 記); only at the end of a couple of manuals did he write the word “copied” (chao 抄). The choice of term isn’t significant. The only manual in which Li Qing specifically wrote “copied from Li Peisen” is the Qiangao, dated the 21st of the 4th moon in 1982.

gongshe

From collection of ritual documents, copied by Li Qing, early 1980s: template for funeral placard, including “China, Shanxi province, outside the walls of XX county,
X district, XX commune, at the land named XX village”.

When they began putting brush to paper, Li Peisen was 70 sui, Li Qing in his mid-50s. Having been taking part in rituals since the age of 6 or 7 sui, Li Qing would have been even more experienced had it not been for the interruptions since 1954; and by 1980 he had not performed rituals since 1964. Remember he had lost his father in 1947; since then he still had plenty of uncles and other senior Daoists to work with, but through the early years of Maoism he was beginning to rely more on his own knowledge.

Writing was unknown to the great majority of the population, but despite ongoing material shortages there was no problem buying white “hemp paper” (mazhi). One summer day in 1980, with the sun pouring through the latticed windows of his main room, Li Qing took a low wooden table and placed it on the kang brick-bed. Removing his cloth shoes, he climbed onto the kang and sat cross-legged at the table. Putting on his thick black-rimmed glasses, he took out his brushes, inks, and inkstones, with the old manuals to hand, as well as a thermos of hot water. After folding some paper to make guidelines as he wrote the characters, he opened it out again; carefully dipping his brush in the ink he began to write, pausing as he went over the texts in his head, phrase by phrase. First he completed the whole text in black ink, laying each page on the kang to dry. Then, changing his brush and mixing some red ink in a separate receptacle, he drew circles showing the head of each new segment, and added punctuation.

25-lq-zouma

Zouma score, written for me by Li Qing, 1992.

They do the same when writing a score of the gongche instrumental melodies—first writing the solfeggio notes in black, then later adding red dots that show the basic metrical pattern, rather like punctuating a text. I treasure a page of gongche notation of the exquisite shengguan melody Zouma (over opening titles of my film: playlist, #4, discussed here) that he wrote before my eyes in the summer of 1992, inscribing it for me at the end. When Li Qing finished writing a manual, he carefully folded each page in half, and then stitched them all together. Li Manshan tells me that it takes around three days to write a typical manual of around 15 to 20 double pages.

Incidentally, while the shengguan wind ensemble is a vital aspect of ritual performance, it was only later in the 1980s, after he had achieved the main task of salvaging the ritual texts, that Li Qing set to work recopying the gongche scores.

Formats
I don’t know if there was a standard size of paper in the late imperial period, or if folk copyists followed temple practice. The paper that Li Peisen and Li Qing used was mostly around 23 x 12 cm, but varied somewhat in both height and width. For the Communicating the Lanterns (guandeng) manual Li Qing used a larger format (29.5 x 14.5 cm), since this was one manual that they all consulted while reciting it together, so the larger characters would make it more convenient—and for the same reason, multiple copies were written. Other minor differences in size just depended on the availability of paper.

Since they were mostly copying existing old manuals, they followed the layout of text on the page of their models, beginning a new line for each couplet in regular verse and leaving spaces where suitable. Older manuals such as those of Li Xianrong are similar in size, with similar numbers of lines and characters. So old and new manuals alike have 6, 7, or 8 lines per (half) page, each full line allowing for 16 or 17 characters. [4]

They used the same paper for the cover pages, writing a title on the front cover, generally only an abbreviated one; the full title often appears within the volume, usually at the end. Some volumes contain several scriptures, and the title thus summarizes the contents, like Scriptures for Averting Calamity (Rangzai jing), which contains four scriptures. Li Qing didn’t write a title at all for what they call the hymn volume (zantan ben 讚嘆本)—Li Manshan only wrote the two characters zantan (“hymns of mourning”) on the cover when I wanted to take a photo of the manuals complete in 2011. We may never know its proper title.

The older manuals of Li Xianrong and Li Tang were in this same format, although in a few earlier volumes the title and the name of the copyist are written in two red strips pasted onto the cover page. One Thanking the Earth manual by Li Peisen from before Liberation has slips of red paper for the title and his name, followed by the characters yuxi 玉玺 “by jade seal,” suggesting some rather exalted ancestry.

But even these older manuals had no sturdier protection like wooden or cardboard covers. Nor do they use the concertina form that one sometimes finds on older scriptures elsewhere; this system is used not only in elite temples—I found it in use by amateur folk ritual associations in Hebei. The opening pages of such more elite early manuals also often show a series of drawings of gods. I found a substantial collection of such manuals—printed—in Shuozhou not far south, in the hands of Daoists whose forebears had spent time as temple priests. The concertina format is convenient to use if one is following the text while performing, turning the pages with a slip of bamboo between them. Another advantage of the format is that the pages don’t get so worn—the paper is so flimsy that with constant fingering it can soon get torn. But most of Li Qing’s manuals are in pristine condition, showing that they have hardly been used. Even Li Xianrong’s manuals, dating from around 1900, are remarkably well preserved.

Li Xianrong numbered the pages of his Presenting the Memorial manual, but the only time that Li Qing used pagination was for the melodic score in modern cipher notation that he wrote later. Li Qing wrote the date of completion at the end of a manual more often than Li Peisen. He usually wrote the CE (gongyuan) year, though sometimes he signed off with the two characters of the traditional sexagenary cycle; he always used the lunar calendar for the moon and day, as villagers still do today.

The manuals and ritual practice
The very first manual that Li Qing completed was apparently the hymn volume, whose date in the traditional calendar is equivalent to the 16th day of the 6th moon, 1980. Over the next few years he would sit down and copy a manual whenever he had a couple of free days at home.

That first manual was not for one specific ritual segment, but a general-purpose collection of funerary texts. At 60 double pages, it is the second longest of all the manuals that he was to copy. Though giving a few texts for individual ritual segments, it is mainly a collection of shorter texts whose ritual use is not specified. Later Li Qing copied a similar compendium of texts for Thanking the Earth. These two compendiums suggest the practical basis of what the Daoists do: not long abstract texts, but individual lyrics to be adopted as required.

Similar collections of hymn texts, not specific to particular rituals, are found in early ritual collections within the Daoist Canon, and elsewhere among household groups in north and south China. Such volumes are often the most practical manuals for Daoists today. Li Qing’s hymn volume includes most of the texts that the Daoists need for the rituals they now perform. Many of the hymns, performed for both Delivering the Scriptures and the fashi public rituals, are not in any of the other ritual manuals, only in this separate volume.

However, looking more closely at the hymn volume, it is not merely a succinct practical list of texts for use in rituals, like those in the little notebooks that Daoists carry around with them. While it may be significant that this was the first volume that Li Qing wrote, he was apparently not compiling a new volume consisting of random texts recalled off the cuff, but copying out an existing one.

We need to exercise similar caution in studying the funeral compendium that Li Peisen copied, apparently before 1948. This manual is snappily entitled

Numinous Treasure Manual for Opening the Quarters, Summons, Reporting, Offering Viands, Roaming the Lotuses, Smashing the Hells, Dispatching the Pardon, Crossing the Bridges, Precautions against Hailstones, and Averting Plagues of Locusts
靈寶開方攝召預報獻饌游蓮破獄放赦渡橋祝白玉禳蝗瘟[科].

Here is another salient lesson in the importance of fieldwork and observation of practice. When Li Qing made his own copy in the 1980s, he divided it up into two volumes of 17 and 25 double pages. Perhaps he found the old manual too bulky (even the title is quite a mouthful)—he did copy more lengthy manuals, but this collection of rituals divided conveniently. Now imagine if we only had this manual, preserved in a library somewhere. If we were lucky enough to know that there was a Li family of whose collection it formed a part since the 1980s, we might suppose it was a faithful and rather complete description of the segments in their funeral practice, if not in the 1980s then perhaps in the 1930s. But we can’t use ritual manuals as a guide to performance. Until I began working more closely with Li Manshan, this single manual was almost my only clue to funeral practice as preserved in texts, and I found it bewilderingly irrelevant to their current practice.

Of the ten segments in the manual, only Opening the Quarters, the Pardon, and Crossing the Bridges were very occasionally performed in the 1980s; the others may well have been obsolete by the 1940s. The two rituals at the end (against hailstones and locusts) may have been not for funerals but for temple fairs. Moreover, the volume contains none of the standard segments of a funeral; some of those have their own separate manuals, but most have (and need) no manuals at all. And the texts of the seven visits to Deliver the Scriptures can be found only in the hymn volume—if you know where to look.

So one might suppose, “OK then, so Li Peisen’s manual shows the very different, more rigorous structure of funerals before the impoverishment since the 1950s.” That would be quite wrong! I now deduce that Li Peisen (or his forebears) put those ten rituals in a volume together precisely because they were rarely needed even before Liberation; it reveals not the then norm but the then exception. It doesn’t even quite match the “inner and outer five rituals”. Li Peisen’s generation may have been more able to perform these rarer rituals than either Li Qing or Li Manshan, but we mustn’t assume that the manual represents the standard practice of some ideal earlier age.

Apart from manuals for particular ritual segments (Invitation, Pardon, and so on), around half of the forty or so volumes handed down in the Li family are jing 經 “scriptures” or chan 懺 “litanies”. These have not been performed since the early 1960s, since they are not used for funerals or (at least in the current sequence) temple fairs, and Thanking the Earth is obsolete. They were mostly to be chanted fast rather than sung slowly.

The role of memory
Before we saw Li Peisen’s collection, Li Manshan claimed that Li Qing wrote many of the manuals on the basis of his memory. Blinkered by my background in Western art music, I was sceptical; and now that we have seen Li Peisen’s manuals, it does indeed begin to look as if they were mostly copying, not recalling. But a doubt nags. Li Peisen’s collection did include several old manuals, but I haven’t seen older originals for most of those that he and Li Qing wrote. So is it possible that memory did play a considerable role after all?

We may easily neglect the depth of folk memory—further afield, for instance (Tibet, the Balkans), epic singers might have huge unwritten repertoires. Chinese elites memorized vast passages of classical texts, as did the scions of the Li family both in private school and when learning the ritual manuals at home. Li Manshan, not easily impressed, is amazed to recall the knowledge, energy, and memory of the elders with whom he did rituals until the 1990s.

I can believe that Li Qing could recall the texts of rituals that he hadn’t performed much for a couple of decades; frequent practice since youth would have engraved them indelibly in his heart, and there are innumerable instances of this in China after the end of the Cultural Revolution. Li Qing’s perceptive granddaughter Li Min points out that he loved the scriptures so much, he would always have been reciting them silently in his heart, even in periods of forced silence like his sojourn in the troupe or the Cultural Revolution. He performed them almost daily from 1932 to 1953, less from 1954 to 1957, not from 1958 to 1961, then from 1962 to 1964, but not from 1964 to 1979. Was that enough? In many cases I now tend to think it was, but it would depend on the scripture; some of them he would hardly have performed since 1953. Li Peisen, sixteen years Li Qing’s senior, had even longer experience. Also, the degree of serial repetition in Daoist texts is such that one could recreate a lot just by filling in the titles of a series of gods and offerings, much of the remaining content being identical for whole long series of invocations. Where phrases are of regular length, that would give further clues.

I supposed that the lengthy scriptures chanted fast to the regular beat of the muyu woodblock might be hardest to recall, especially since these were the only ones that they recited with the manuals on the table in front of them. But even these, Li Manshan observes, they largely knew by heart—Kang Ren whipped through them so fast that he couldn’t keep up; he hardly referred to the manual at all, just turning the pages as a backup.

And how about a lengthy and complex manual like the Lingbao hongyi shishi quanbu? I would be amazed if Li Qing could have rewritten it from memory having hardly performed it since at least 1957, but Li Manshan points out that by then his father would have taken part in the ritual often enough for over twenty years. I still demur: how often would that have been, actually? It was only performed for three-day funerals, and even there it was an alternative to Hoisting the Pennant and Judgment and Alms.

And surely it is one thing to recite such scriptures from memory, another to commit them to paper without frequent miswritings. Li Qing’s manuals contain few corrections—only occasionally do we find an extra character or line in black or red added between the columns where he had accidentally omitted it, or slips of paper pasted over a short passage that he later realized was inaccurate. And characters are rarely miswritten. Folk transmission over a long period often produced minor variants, but in general the texts are written meticulously, and where we can collate them with the manuals of the great temples they are basically identical.

Sharing manuals
One sweet vignette offers a glimpse of the energy for copying scriptures in the 1980s. Li Peisen’s disciple Kang Ren evidently copied many of his manuals too, perhaps after Li Peisen’s death in 1985. He borrowed the Lingbao hongyi shishi quanbu manual from Li Peisen’s son Li Hua, but when he took it back Li Hua was out, so on its back cover he wrote him a message to ask for four more manuals:

Younger brother Li Hua, can you bring me the Xianwu ke, the Shenwen ke, the Dongxuan jing, and the Shiyi yao? Please please!

As it turned out, none of those scriptures would be performed again; like Li Peisen and Li Qing, Kang Ren was just being enthusiastic, excited at the potential for restoring the scriptures that they had all recited constantly throughout his youth, after a long silence.

Kang Ren’s access to the manuals was exceptional. They were generally transmitted only within the family, not widely shared among disciples, even within Li Qing’s group. Daoist families are always in competition, and while they may often collaborate for rituals, there is an innate conservatism about revealing the core of a family heritage. Apart from the few manuals that they needed to consult while performing rituals, some of Li Qing’s senior colleagues from other lineages might never see them. When Golden Noble and Wu Mei were learning in the 1990s they hardly got to see the manuals; Li Qing wrote them individual hymns on slips of paper one at a time, just as Li Manshan did more recently for his pupil Wang Ding. Li Qing lent his manuals to the Daoists of West Shuangzhai in the 1980s so they could copy them, but in general there was little borrowing between rival Daoist families, even those on good terms. But the ritual tradition is remarkably oral.

However, Kang Ren, as well as Li Yuanmao (whose father was a Daoist anyway), copied manuals too. If any of their scriptures survive, they would be copied from Li Peisen. But since Kang Ren’s death in 2010 his son has sold them, and Li Yuanmao’s son is cagey.

The identity of the copyists
As we saw, the bulk of the two surviving collections was copied in the early 1980s by Li Peisen and Li Qing, as well as some earlier manuals written by their forebears. Manuals are almost always signed, usually on the cover, sometimes also at the end.

The earliest manuals we have now were written by Li Xianrong around 1900. We have clues to manuals by his younger brother Li Zengrong. And we have one manual said to be in the hand of their cousin Li Derong, as well as his precious early score of the “holy pieces” of the shengguan music. For a genealogy, see Daoist priests of the Li family, p.5; for the family’s own genalogies, see photos here; note the alternation by generation of single- and double-character given names.

Li Xianrong’s second and third sons Li Shi and Li Tang both copied manuals. Li Shi’s manuals were among those that his grandson Li Qing sacrificed in 1966, but Li Peisen preserved those of his father Li Tang, two of which are still in Li Hua’s collection. Li Peisen himself wrote many manuals. So did his cousin Li Peiye (1891–1980)—but his son Li Xiang took them off when he migrated to Inner Mongolia in 1959.

Authorship may not be quite so simple. Li Qing wrote his own name on the cover page, almost always adding the character ji 記, “recorded by.” But in some cases a father would write a manual for his son, writing the son’s name on the cover—again, almost always with the character ji, in this case meaning “recorded for.” For instance, most of Li Peisen’s manuals from the early 1980s bear the name of his son Li Hua; Li Qing only wrote Li Manshan’s name on one manual, the Treasury Document and Diverse Texts for Rituals, written in 1983 or soon after; and on the cover of Li Manshan’s only manual he wrote the name of his son Li Bin. When there is a name at the end of the manual, it is that of the copyist himself. Most earlier manuals (Li Xianrong, Li Tang, and so on) were signed by the copyists themselves.

Why did Li Peisen often write his son’s name, whereas Li Qing almost always wrote his own name? It wasn’t so much that Li Qing still saw Li Manshan’s future mainly in determining the date, but that he had two other sons who were potential Daoists, so perhaps he was avoiding favoritism. Of Li Peisen’s two sons, the older, Li Huan, was only going to specialize in determining the date; but Li Peisen must by now have earmarked his second son Li Hua (30 sui in 1980) as a Daoist. Perhaps a more pressing reason was that Li Peisen was getting on in years, and wanted to feel he was leaving his manuals for posterity, whereas Li Qing was still only in his mid-50s.

Anyway, it’s worth bearing in mind that a manual bearing someone’s name may have been copied by his father. Expertise in calligraphy may help, but it takes me time even to distinguish the calligraphy of Li Peisen and Li Qing—Li Peisen’s brush ever so slightly more cursive, Li Qing’s more bold. The styles of Li Qing and Kang Ren were virtually identical.

The manuals of Li Xianrong
I have only seen four manuals by Li Xianrong, most written in the early 20th century, when he was around 50: in Li Hua’s collection, Lingbao shiwang guandeng ke (1901), Lingbao shanggong ke, and probably Lingbao hongyi shishi quanbu (1912); and in Li Manshan’s collection, the Lingbao jinbiao kefan (see above). Li Hua claims to recall two whole trunks of scriptures by Li Xianrong, but says that only a quarter now survive. If so, then he hasn’t shown us all of them—and if Li Peisen didn’t have to sacrifice them, then why have so many been lost since?

Li Xianrong’s “style” (zi) or literary name was Shengchun, only used in one manual that I have seen, the Lingbao shiwang guandeng ke. The very fact that he had a literary name suggests his superior social status. He wrote in a more elegant hand than either Li Peisen or Li Qing; Kang Ren liked to consult his scriptures.

Li Peisen’s own manuals
The manuals that Li Peisen inscribed for his son Li Hua (b.1951) are evidently the new copies he made from around 1980 after returning to Upper Liangyuan. He wrote some manuals earlier, but it is hard to guess when; even if Yang Pagoda was quite undisturbed under Maoism, it seems unlikely that he wrote any over that period. He was only 39 sui in 1948, perhaps a bit young to write manuals before then, but he evidently did so. He was also known as Li Peisheng, the name he wrote at the end of the Yushu chan.

The Lingbao shiwang bawang dengke is one of the earlier manuals bearing Li Peisen’s name on the cover. It is dated on the last page with the inscription

23rd year of the Republic [1944], 6th moon, 3rd and 4th days,
Bingshan picked up the pen to finish copying.

Indeed, this page doesn’t look like Li Peisen’s hand. No-one can be sure who Bingshan was—there was one in Xingyuan village, but he was only born in the 1920s; was there another one? And why did Li Peisen hand it over to Bingshan to complete? Perhaps he got busy with his work as village chief—but why ask someone from another family (presumably a disciple) to complete it, rather than shelve it until he had time? Did they need it in a hurry for a funeral? This was one manual that they did need to follow from at least two copies while performing it.

The couplet volume
Among the volumes that Li Qing copied in the early 1980s is a collection of 21 double pages listing around 300 matching couplets (duilian, see Daoist priests of the Li family, Ritual 7) to be pasted at either side of a doorway or god image. Such volumes are often part of both temple and household collections. Again, this one is evidently copied (or edited) from an earlier volume. Perhaps it originates from a temple, since many of the contexts listed seem unlikely to have been part of the Li family tradition even before the 1950s.

Temple collections often list couplets for particular types of temples, and Li Qing’s volume has some for particular deities—though not for those of the Upper Liangyuan temples, nor for any local gods like Elder Hu. Most are single couplets, but there are over thirty for the Dragon Kings (Longwang). There are eight for the God Palace (Fodian)—not necessarily for the village’s own Temple of the God Palace.

A couplet for the “meditation hall” (chantang) further suggests the temple connection, as do couplets for bell tower (zhonglou) and several for the opera stage (xitai). But I can’t be sure if this implies an earlier derivation from temple priests, or simply that couplets were required for the unstaffed temples of the area when they held temple fairs. There are twenty-two couplets for the scripture hall, and fourteen for the kitchen. There are couplets for each of the Palaces of the Ten Kings, perhaps to adorn existing paintings or murals, and fifty couplets for Thanking the Earth. There are verses for each of the “seven sevens” after a death, the hundredth day, and for all three anniversaries, and over fifty couplets for the burial itself.

duiben

Couplets for the scripture hall, including series for the Ten Kings.

There is a couplet for seeking rain, and fourteen for raising the roofbeam. There are many for more general social life, such as those for archways, cattle sheds, and carts; for carpenters and metal workers, and for the “wine bureau” and pharmacy. Six further verses marked “treasury couplets” are for the funerary treasuries. The volume opens with a series of over twenty couplets for weddings, the only instance of any Daoist component for this context.

Near the end of the volume there is a series of four-character mottos—the diaolian large paper squares to be hung on the lintel where the coffin is lodged. Li Manshan has to write these regularly for funerals, but again he never needs to consult the volume: he’s been writing them from memory for over thirty years.

In all, the couplet volume suggests how pervasive Daoism was in the daily life of a previous era, but we can’t deduce how many of these couplets Li Qing or even Li Xianrong commonly used.

The fate of the new manuals
Despite all this energy in recopying, once Li Qing and his colleagues began performing ritual again, few of the segments that require the use of the manuals were to be restored in practice.

Most rituals in common use for funerals consisted of relatively short texts that could be memorized. When the manuals are needed, it is mainly for rituals that are rarely performed; and until the early 1960s, they would also have been used for the lengthy fast recited chanted scriptures that were part of temple and earth rituals, like Bafang zhou and Laojun jing. Li Peisen and Li Qing devoted considerable energy to recopying these chanted scriptures, but their optimism that they would be restored in performance under the new more liberal conditions turned out to be misplaced. So while we may treasure the manuals that they copied in the early 1980s (not least since they provide clues to former practice), we must observe that after they had been copied they were hardly consulted.

Notebooks
More prosaically, Daoists now often transcribe the texts they need into little exercise books, copying them horizontally in biro. For the sinologist they may seem unpromising: small, with plastic covers (a welcome innovation with regard to preservation), sometimes bearing cheesy pinup-type photos. Through the 1990s I myself had something of a fetish for using such kitsch notebooks for my fieldnotes, but eventually I resigned myself to the posher ones that had replaced them in the shops. But such notebooks copied since the 1980s are an important resource. They are probably the most useful guide to their current practice, even if their older manuals, elegantly copied with brush and ink, look more elegant and archaic. Household Daoists in Shuozhou county nearby have copied some long complete ritual manuals into such notebooks. Apart from convenience, after the traumas of recent times, perhaps Daoists also took instinctively to small easily-stashed notebooks, rather than more bulky old tomes.

Like all men who determine the date, Li Manshan has several small notebooks that serve as almanacs for all his complex calendrical calculations. But sometime in the 1990s he copied a little blue notebook in the traditional vertical style, with a set of ritual texts densely written over twenty-five pages. Later he wrote a black notebook with a mere fifteen texts in 21 pages, this time copied horizontally. This briefer volume may now meet most of his needs for funerals, such as Delivering the Scriptures and Transferring Offerings, but it by no means shows the full extent of his recent practice; he still performs many texts not copied there. And some of them don’t even appear in Li Qing’s lengthy hymn volume. Li Manshan may have written his blue notebook to remind him of the texts, but the black one served a different purpose (as he says, “I don’t need them, they’re in my belly”)—“Because if someone tells me I’m making it up as I go along, I can take it out and show him it’s the real deal!” So it wasn’t an aid to memory so much as a kind of certificate, almost like a license.

Li Manshan recalls that Li Qing had a similar notebook for various such texts, which we haven’t found. Did Daoists always use something similar? Of course, the beauty of the Mao jacket is that it can store such a notebook. When did notebooks become available in Yanggao? Going back through imperial history, what kind of equivalents might Daoists have used? And, if you’ll allow me a further sartorial query, what kind of pockets would they have put them in?

Perhaps the Dunhuang religious manuscripts from around the 10th century offer a clue. They include some small booklets, “the size of a pack of Lucky Strikes”, as Teiser describes them, going on to speculate nicely: “Easily transported? Hidden in a sleeve? Used surreptitiously? Studied in private?” As he remarks, “a booklet this size would serve as a perfect study guide for an officiating priest.” But with our experience now, we would wish to unpack a term like “study guide”.

* * *

In my book I go on to explore the ancestry of the texts contained in the ritual manuals. This bears on the complex issue of the relation between Orthodox Unity and Complete Perfection (for an outline, see here).

Some scholars have traced rituals still practiced in Jiangnan or south China to early, whole, ritual manuals in the Daoist Canon. At least in north China, this is unlikely to be at all common. Few of the texts sung there by modern household and temple Daoists appear in such early sources; many can only be documented since the late imperial period. Such a conclusion may help us modify an antiquarian tendency in Daoist studies.

All this suggests merely that these texts are part of a broad tradition related to modern temple practice. And since many of them are common to household groups over a wide area of north China, we have to take the temple link seriously. Even poor household Daoists, quite remote from urban elite traditions, with no clues in their oral history to any temple connection, turn out to have a substantial link to the nationally promulgated texts of the major temples. We can only guess at the ritual repertoires of smaller regional temples that were the links between the major temples and rural household groups.

Still, having traced a few isolated texts, it is frustrating that parallels with most of the ritual manuals remain elusive, like Communicating the Lanterns or Dispatching the Pardon (see my book, ch.13). Such repertoires look like a patchwork assembled from various sources, few of which may ever emerge. We have a few pieces of a few jigsaws, and none at all for others.

So in a ritual corpus like this we have three types of text, some highly standard and national, others apparently distinctive and regional, even local:

  • Ritual manuals: now hardly performed; few sources in the Daoist Canon or elsewhere, either whole or in part.
  • Individual hymns still in use today: few appear in the Canon, but many are found in modern temple sources like the daily services and yankou—which are now known mainly in Complete Perfection versions.
  • Scriptures: no longer performed; nationally standard, ancient, and found in both the Daoist Canon and modern temple sources.

The contrast between ritual manuals and scriptures is absolute. The scriptures, “in general circulation,” can easily be found in the Daoist Canon, their titles and contents identical. But the ritual manuals can’t be found—neither their titles nor the great bulk of individual texts within them. However, many of the individual hymns, as well as scriptures, are common with the current practice of temple priests, who happen to be Complete Perfection—notably those found in the Xuanmen risong and yankou. This doesn’t mean that the Li family tradition is or was mainly based on them, since the great bulk of the other texts in the ritual manuals cannot be traced; but the fact that “standard” temple Complete Perfection texts are the single most fruitful match with the Li family’s current repertoire should remind us that the superficial dichotomy of “folk Orthodox Unity versus temple Complete Perfection” is a mere academic fantasy.

* * *

So we do indeed need to document ritual manuals, but it is performance that is primary. Daoists aren’t dependent on the manuals, relying on much knowledge that can’t be reflected in them; so rather than being the main object of study, they should be an adjunct to our study of changing performance practice.

While it is with the Li family that I collected most ritual manuals, for other such texts see the many pages under Shanxi and Hebei in the Menu.


[1] For fine accounts of the whole process in south Fujian, see Kenneth Dean, “Funerals in Fujian” Cahiers d’Extrême-Asie 4 (1988) and his Taoist ritual and popular cults of southeast China (1993).

[2] With the study of ritual manuals dominated by south China, the general term keyiben 科儀本 has become standard in scholarship. I don’t know if this term is commonly used by southern Daoists, but it isn’t heard in the north. In Hebei they often refer to ritual manuals as jingjuan, but in north Shanxi the more prosaic term is jingshu or jingben, or even the innocent-sounding shu “books.” Since manual titles often end with the term keyi, they could notionally call those manuals “keyiben”—but they don’t. For such vocabulary, see here.

[3] Cf. amateur ritual associations in Hebei, where many manuals were copied in the short-lived restoration of the early 1960s: see Zhang Zhentao, Yinyuehui, pp.67–396, and many posts under Hebei in the main Menu.

[4] For the production of early Ten Kings scrolls from Dunhuang, see Stephen Teiser, The Scripture of the Ten Kings and the making of purgatory in medieval Buddhism (1994), pp.88–90, 94–101. 16 or 17 characters per line seems common down the ages, but the number of lines per page is variable—some modern printed scriptures produced by the Baiyunguan in Beijing have only 5 lines per page (half of a folded page of 10 lines).

Cheremis, Chuvash—and Tibetans

Photo: Cheremis “pagan” ritual singer H.H. Musztafa (then 69), June 1975.

Along with from the many Hungaroton LP box-sets of the musics of east Europe, another impressive 3-disc set that I brought back from Budapest is

collected and published by László Vikár (1929–2017) and linguist Gábor Bereczki. The set documents musical traditions of peoples in the “autonomous” republics around the eastern perimeter of the European part of the USSR, the central Volga and Urals—peoples about whom I know nothing, but feel we should know:

Mordvinians, Votyaks (Udmurt), Cheremis (Mari), and the Turkic-speaking Chuvash, Tatars, and Bashkirs.

USSR

Source: reddit.com.

Between 1958 and 1979 Vikár and Bereczki made four long summer fieldtrips to some 286 villages, accompanied by local scholars. With sound engineer Pál Sztanó they recorded life-cycle and calendrical items, both vocal and instrumental, including bridal dirges, funeral laments, dance tunes, and historical epics.

The recordings on this box set are part of a much larger archive. Some tracks appear on YouTube, such as

Note also this channel.

The 43-page booklet contains detailed notes, as well as maps, translations, photos, and some transcriptions.

notes 2

A page from the booklet, on Mari singing.

Bartók, Kodály, and Bence Szabolcsi had already shown an interest in these groups, mainly as part of their comparative musical paleography, classifying melodic types; Vikár was building on this tradition. [2]

Such early recordings were made on request, not—as ethnographers later also sought—while documenting the social events of which they are the core. So we meet the typical issue that often crops up in Chinese collections: were they performing items then still in use, or recalling them from an earlier social practice?

And of course these projects could barely hint at the painful recent histories of such peoples (cf. The whisperers). Music is never autonomous, but gives us a window into the study of changing local societies.

Indeed, it’s worth recalling what else was happening in those years. Notwithstanding the interest of early east European music scholars in “archaic layers”, these are not timeless idyllic communities; though by the 1970s they had weathered the worst of the years of repression under Stalin, they had been constantly starved, deported, subject to political whims, suffering under collectivization and the Great Purge (cf. Blind minstrels of Ukraine, under “Other minorities”). This too is a rich field of research—see e.g.

See also The Kazakh famine, and (still earlier) Hašek’s adventures in Soviet Tatarstan.

The task of modern ethnographers—just as for China—is to integrate socio-political histories with expressive cultures. In 1975 the moment had still not come to record the memoirs of “pagan” Mr Musztafa—and now it’s too late.

In addition to the Garland encyclopedia of world music, for more on early collecting, see under

  • Margarita Mazo, “Russia, the USSR and the Baltic states”, in Ethnomusicology: historical and regional studies (The New Grove handbooks in music, 1993), pp.197–211,

and in the same volume,

  • Theodore Levin, “Western central Asia and the Caucasus”, pp.300–305.

In the early years after the crushing of the 1956 Budapest uprising, one might wonder how smooth was the collaboration between Hungarian and Soviet scholars—only of course both would have suffered under the policies of their regimes.

* * *

1955

Left to right: Yang Yinliu, Bence Szabolcsi, Li Yuanqing, Beijing 1955.

Meanwhile in China, scholars were also documenting local traditions, for both the Han majority and the many ethnic groups—under testing conditions, and with a similar caution in broaching socio-political issues. By the 1950s, with a growing interest in early connections between Hungarian and Chinese musics, China was open to Hungarian musicology; Bence Szabolcsi visited the great Yang Yinliu in Beijing in 1955, on the eve of the Budapest uprising. And Yang Yinliu visited the USSR in 1957, just after his remarkable fieldtrip to Hunan—just before the Anti-Rightist campaign and Great Leap Backward led to untold suffering.

1957

Yang Yinliu (seated, right) on a visit to the USSR, 1957.

For Czech–Chinese exchanges over the period, see here.

Kodály’s Folk music of Hungary, dating from 1935, was published in 1964 in a Chinese translation from the 1956 German edition—just as a brief lull after the Leap was destroyed by the Four Cleanups and Cultural Revolution.

Kodaly

In east Europe, the USSR, and Maoist China, the enthusiasm of ethnographic collectors of the day is admirable—even as their leaders were imprisoning them and manipulating the peoples they were studying. As William Noll observes, such studies need both to be interpreted in their historical framework and updated constantly, both by augmenting the earlier material and by documenting more recent change. Also in that post, note Noll’s comment that ethnographers of one cultural heritage commonly conduct fieldwork among peoples of a different cultural heritage—even if both groups live within the political boundaries of one state.

Left: Tibetan monks lay down their arms, 1959 (AFP/Getty.).
Right: Norbulingka, Lhasa 1966 (from Forbidden memoryessential reading).

A flagrant instance of circumspection is fieldwork by Chinese musicologists in Tibet in the 1950s, rosily portraying the region (like Xinjiang) as a happy land of singing and dancing—even in 1956 Lhasa, just as mass rebellions were breaking out all over Tibet against Chinese occupation. Two of the most distinguished, and well-meaning, Chinese scholars resumed their fieldwork upon the 1980s’ reforms, encouraging their Tibetan pupils; but the whole social-political backdrop remained taboo (see Labrang 1). See also Recent posts on Tibet.

Expressive culture is an illuminating window on society. How little we know about the world…


[1] The term Finno-Ugric seems somewhat dated, but see here for a more extensive list of peoples.

[2] An early curiosity among the ouevre of the great Bruno Nettl is his slim tome Cheremis musical styles (1960), part of a Cheremis project at Indiana. The Preface by Thomas Sebeok has a useful summary of interest among Hungarian and other scholars. But written from a distance, the monograph could still only be narrowly musical—free of ethnomusicology’s later concern for society and culture, in which Nettl has played such a major role; and the material that he assembles consists largely of transcriptions rather than recordings.

For Chuvash and Mordvins, note also the 1996 Auvidis CD Chants de la Volga: musique traditionnelle de Tchouvachie et Mordovie.

Auvidis

Musical cultures of east Europe

tanchaz 93

String trio with cimbalom at the Meta táncház, Budapest 1993another perk of my orchestral touring life. My photo.

Having written about the ill-fated blind minstrels of Ukraine, here I’d like to outline the importance of the varied soundscapes around east Europe (a region I’ve also touched in several posts). Also, changing expressive cultures there—besides their intrinsic fascination—suggest useful perspectives for our studies of China.

This may be Old Hat for World Music fans, but perhaps less so for China-watchers or scholars of Asian ritual. Here I’ll offer a mere smattering of reading and audio-visual material.

As in China, sandwiched between the timeless ancient and recent turbo-rock images of the whole region are the elusive fates of local cultures during the state socialist era. Parallel with the official state ensembles, folk traditions were not entirely dormant (a major theme of mine for China; for the spectrum, see e.g. here and here); and fieldwork and research continued, despite political obstacles. These traditions are not so much national as regional, indeed local; subcultures cross boundaries.

And they are not timeless reified commodities to be preserved, but ever-evolving amidst complex social change. Changing political boundaries, and mutual borrowings, belie ongoing nationalist agendas—another reminder of the fantastic and enduring diversity of European cultures (see e.g. Iberia tag for flamenco and fado). Tensions are apparent between local values and official images—and latterly the World Music scene.

Life-cycle rituals, notably weddings, remain a major context. But as the image of the unspoilt rural idyll recedes, turbo-folk tends to dominate. Weddings have become a focus of modernisation; secular festivals, no longer manipulated by the Party state, also come to the fore. Yet changes in rural life also remain a lively topic. There’s never a simple progression from unspoilt rural traditions through kitsch state ensembles to turbo-rock.

Both vocal and instrumental genres are remarkable. Older instruments haven’t entirely been replaced, such as gadulka and gusle fiddles, kaval end-blown flute, zurna shawm, gaida bagpipe.

For an introduction to the different early post-war histories of the whole region, see

  • Anne Applebaum, Iron curtain: the crushing of Eastern Europe 1944–1956.

* * *

Fieldwork on east European traditions began still before the explorations of Béla Bartók, Zoltán Kodály, and Constantin Brăiloiu, but they make a convenient starting-point. Their interests extended far beyond the borders of Hungary and Romania—indeed, Bartók made fieldtrips as far afield as Turkey and north Africa.

Bartok LP

We can admire Brăiloiu’s 1933–43 recordings on this remarkable CD:

For convenient collections of articles, see

  • Béla Bartók, Essays (1976)
  • Zoltán Kodály, Folk music of Hungary (1960/1982—translation revised by Laurence Picken, who maintained a lively correspondence with east European musicologists!)
  • Constantin Brăiloiu, Problems of ethnomusicology (1984).

Still, their work belongs towards the “music” end of the music—culture spectrum, and later under the Communist era, social and political analysis was discouraged from developing. On the one hand, the early fieldworkers are laudable for making trips long before the formal discipline of ethnomusicology; on the other, under state socialism the scholars were laudable for attempting to pursue ethnographic principles under political pressures. Later the whole region became one of the most lively topics of the European Seminar in Ethnomusicology (ESEM).

As Carol Silverman observes about the Roma,

Early folk music studies focus on aesthetics and creativity rather than on power differentials; they were primarily about the culture within folk groups, not about domination, resistance, and conflict among groups.

Indeed, there are varied ways to study the topic, from popular to scholarly. We might start with the articles in the Rough Guide to world music and Songlines magazine, where east Europe is well covered, thanks largely to the enthusiasm of their editor Simon Broughton. Apart from the recent glossy World Music stars, it also features local traditions and archive recordings (mostly listed at the start of the discographies).

Among more scholarly studies, note relevant chapters in

  • Timothy Rice and James Porter (eds.), The Garland encyclopedia of world music, vol.8: Europe (2000).

For many further refs. at the traditional end of the spectrum, showing the energy of early collecting and recording, see

  • Barbara Krader and Bálint Sarosi, “Southern and eastern Europe”, in Ethnomusicology: historical and regional studies (The New Grove handbooks in music, 1993), pp.160–96,

and in the same volume, updating the story, relevant sections of

  • James Porter, “Europe”, pp.215–39.

Chapters in

  • Mark Slobin (ed.), Retuning culture: musical changes in central and eastern Europe (1996)

suggest Chinese parallels in the adjustment following the demise of state socialism. Of course, while the early 1990s were a time of pivotal significance, the scene has continues to change since then. I cited a couple of salient general points from Retuning culture here.

In all these regions, educated urban “roots” movements have become an aspect of the revival since the fall of Communism. In Retuning culture Judit Frigyesi describes this for Hungary, whereas in the following chapter Barbara Rose Lange discusses the reaction against it in the form of lakodalmas rock—resembling similar tensions in China.

At the same time, as Timothy Garton Ash comments in a review of Witold Szablowski’s Dancing Bears,

There is a long tradition, stretching back to the Enlightenment, of western Europeans and North Americans orientalising eastern Europe, as Voltaire did with Russia and Rousseau did with Poland. What is unusual about Szablowski is that he is orientalising his own region.

Another constant theme is ritual, along with religion—which persisted in various ways under state socialism. I won’t attempt to cover Polish, Czech, or Slovak traditions here, though they too are a rich topic, with a wealth of material (e.g. Folk traditions of Poland;  Madonna pilgrimage in Communist Poland; Moravia; and for Polish jazz, here). And note Michael Beckerman’s chapter in Retuning culture on Milan Kundera’s brilliant dissection of culture clash in The joke.

But despite the glossy stars of the World Music scene, it’s not all about them: they are just the tip of the iceberg of changing social life (cf. my flamenco series). That’s far from saying that folk traditions are anonymous—on the contrary, personalities are always important, and locally there are always hierarchies and admired performers.

Under state socialism, in the wake of the tradition of Bartók, Kodaly, and Brăiloiu, fieldwork on regional traditions was avidly pursued. Before and after 1989 I returned from concerts in Budapest with suitcases full of box-sets of LPs from the Hungaroton label, founded in 1951.

LP

There’s also a wealth of material on film and online. Gigs are all very well; feature films (see below) are more revealing; ethnographic documentaries are fewer (if only the BBC films of Simon Broughton were available now).

Hungary, Transylvania, Romania
Here—by contrast with the brass-band sound that has come to dominate the Balkans—string bands are still plentiful, surviving notably in Transylvania, source of much of the inspiration for Hungarian folk music studies ever since Bartok’s fieldwork.

The combo of primas fiddle, kontra viola, and bass is enchanting (for this and other world fiddle traditions, click here). Foremost among many recordings with a more traditional brief is a series of fine box sets from Hungaroton, followed by the Fono label, including their Final hour/ Új Pátria series.

Unearthing Transylvanian bands has long been at the heart of the projects of the enterprising Budapest-based concert band Muzsikás with the wonderful singer Márta Sebestyén, and of the Budapest táncház (“dance house”) scene (for which see e.g. Jávorszky Béla Szilárd, The story of Hungarian folk, 2015, and an introduction in Songlines #112). But the fortunes of most such rural bands remained based in the lives of their local communities.

Here Muzsikás accompany the master fiddler Sandor “Neti” Fodor (1922–2004):

Still in Romania, the Rough Guide introduces many distinctive traditions, such as those of Maramureș and Moldavia. The Csángó people of Gyimes are famed for the duo of fiddle with gardon slapped bass (see here, and here)—one of the best possible things to do with a cello (cf. furniture effects and marriage guidance counselling on the bass, and viola jokes).

Transylvania is another of the enviable fieldsites of Bernard Lortat-Jacob:

  • Jacques Bouët, Bernard Lortat-Jacob, and Speranţa Rădulescu, A tue-tête: chant et violon au pays de l’Oach, Roumanie (2002, with DVD),

a detailed ethnography of social musicking in the Oaș region, including musical analyses.

From Clejani near Bucharest, Taraf de Haïdouks were plucked up into the World Music scene; indeed, they are the source of my favourite quote about such success. Speranţa Rădulescu had recorded them from 1983, and introduced fellow-ethnomusicologist Laurent Aubert to them in 1986. Later, taken up by the likes of Johnny Depp, they toured with the Kronos quartet (“Californian pointy-heads” apud Cartwright, Princes amongst men, pp.196–7—actually a telling vignette on the different aesthetics of folk and art musicians).

But with the goals of ethnomusicologists and World Music promoters not always in tandem, such collaborations may not unfold smoothly. The World Music scene not only propels certain bands to fame, but may engender rival clones, misunderstandings, and lawsuits.

Retuning culture has a fascinating article

  • Steluta Popa, “The Romanian revolution of December 1989 and its reflection in musical folklore”,

documenting songs just as they were being composed—if only we could hear them too. But we can hear, from Latcho Drom (see below), the “Ballad of the dictator” by the late great Nicolae Neacșu (of Taraf de Haïdouks)—including my very favorite fiddle technique, evoking anguish, earthquake, or perhaps the creaking door that precedes “The master is not at home” in a Hammer Horror movie (perhaps not so suitable in the Mahler Adagietto, but who knows):

Green leaves, flowers of the fields, What are the people doing?
They’re taking to the streets, yelling and crying “Freedom!”
Green leaves, flowers of the fields, What are the students doing?
They’re marching on Bucharest, yelling and crying “Sweep away the dictatorship.”
Green leaves, a million green leaves on this 22nd day
Here, the time for life has returned, to live in freedom
Green leaves, flowers of the fields, There in Timisoara people are taking to the streets, yelling “It’s all over for the tyrant!”
What are the men doing? They’re taking out their guns. They’re shooting at people. Ceaucescu hears them:
“Tyrant, you have destroyed Romania.”

Roma
Beyond all the traumas of warfare and occupation, these are regions where countless Jewish and Roma peoples were deported and murdered in the mid-20th century, transforming the cultural landscape. In addition to its articles by country, The Rough Guide has a section on the trendy tag of Gypsy music—indeed, casting the net as wide as Rajasthan, Turkey, Russia, Spain, France, and Britain.

The fortunes of Roma peoples in various nations are tellingly described in

  • Isobel Fonseca, Bury me standing (1995),

and turning to music, another most accessible book is

  • Garth Cartwright, Princes amongst men [sic]: journeys with Gypsy musicians (2005),

with vignettes from Serbia, Macedonia, Romania, and Bulgaria. Though based on interviews with the stars, it makes a lively and well-observed read, a popular introduction not only to the scene at the time of his visits but also to the state socialist background. See his playlist here.

 The transgressive lifestyle of the Roma, Exotic Other “deviating from behavioural norms”, has long made an irresistible commercial proposition, as gleefully evoked in many popular feature films (Cartwright, pp.306–8 gives a useful list), such as those of Emil Kusturica like Time of the Gypsies (1989), Underground (1995), and Black cat, white cat (1998), or—more acceptably to the Roma community—Tony Gatlif, including Latcho Drom (1993), travelling from Rajasthan, Egypt, and Turkey to Romania, Hungary, Slovakia, France, and Spain; and Gadjo dilo (1997)—sorry, the English-subtitled version has disappeared from YouTube, so we’ll just have to practise our Hungarian (Yeah, right), here:

An impressive early film was I even met happy Gypsies (Aleksandar Petrović, 1967).

The Balkans
Here the scars of the war following the breakup of Yugoslavia are constantly on display. Brass bands have come to dominate the soundscape, the Guča festival making a heady showcase. Among the stars are Boban and Marko Marković (Serbia), the Kočani orkestar (Macedonia), and Fanfare Ciocârlia (from Zece Prăjini in Moldavia, Romania). While high-octane numbers dominate, the slow ballads are also most affecting. Sorry, can’t find English subtitles for this 2002 documentary Iag bari/Brass on fire, so this time click here for some Swedish practice.

Modern brass bands have developed from groups led by zurna shawms with percussion, rather as Chinese shawm bands have added Western brass and pop music to their instrumentation since the 1980s.

The label “Balkan jazz” reminds me that I couldn’t resist describing the amazing Hua family shawm band as Chinese gypsies playing Ming-dynasty jazz; but accounts of both the social life of Balkan musos and the wildness of their playing do indeed suggest similarities.

In Bosnia–Herzegovina, apart from sevdalinka singing (sevdah resembling Romanian dor, as well as duende and saudade), Islamic soundscapes include kaside, ilahije, and zikr rituals—note the Smithsonian Folkways CD Bosnia: echoes from an endangered world.

Bulgaria, Macedonia
Academic studies include

  • Timothy Rice, May it fill your soul: experiencing Bulgarian music (1994, with CD)
  • Donna Buchanan, Performing democracy: Bulgarian music and musicians in transition (2006)
  • Carol Silverman, Romani routes: cultural politics and Balkan music in diaspora (2012, with companion website)

See also Silverman’s 2007 article on the changing wedding market, and chapters by Rice and Silverman in Retuning culture.

Silverman notes that Bulgaria had one of the most centralised forms of state socialism, Macedonia one of the least. But under both regimes the Roma—“powerless politically and powerful musically”—continued to play for non-Rom as well as Rom audiences at village and town events, such as weddings, birth celebrations, soldier send-off celebrations, circumcisions, and baptisms.

In the West, broad awareness of Bulgarian music began when “World Music” was just a twinkle in the promoter’s eye, with Le Mystère des Voix Bulgares. The original LP, released as early as 1975, was reissued more widely in 1986. After the collapse of state socialism they reinvented themselves with several reincarnations, with further albums following. They made rather more earthy recordings too, like this track from Bulgarian custom songs (1993):

Another early star of the World Music circuit was Ivo Papazov—subject of a fine article by Donna Buchanan in Retuning culture, and vignettes in Rice’s May it fill your soul. Reminding us again that musicking doesn’t necessarily take place in designated venues like concert halls, the wedding scene is important. But Buchanan unpacks the ethnic and cultural tensions. In summer 1989, 370,000 ethnic Turks and Muslims were deported. Buchanan also puts into context how Papazov was promoted abroad by Joe Boyd with the Hannibal albums Orpheus ascending (1989) and Balkanology (1991), soon launching him as a global touring star—just as the local economy was collapsing.

Weddings had been lucrative, and moreover musos prefer their ambience—as Ivo commented,

In truth, a wedding is equal to a dozen concerts. There a person can create… A great deal of music is introduced in a wedding, and in a concert you lack this thrill.

However, by the 1990s weddings lasted only one day: he was being nostalgic for the extravagance of the 1980s! He returned to recording with the great albums Fairground (2003) and Dance of the falcon (2008). Meanwhile the wedding scene in Bulgaria continues to change.

Whatever setting he plays in, his music is just intoxicating. Here’s one of several YouTube playlists, including some raw footage from local gigs also featuring other bands:

And a drôle quote from Frank Zappa, no less:

Ivo’s wedding music, played first thing in the morning, provides thorough and long-lasting attitude adjustment for the busy executive.

Though additive “limping” metres feature in much folk music around the region and further afield (notably Turkey), Bulgaria has been particularly associated with them.

In Macedonia, megastars (sic) are Esma Redžepova (e.g. here, and here; and a playlist:)

and sax player Ferus Mustafov, also featured by Cartwright.

But again, it’s not all about the stars of the World Music scene. At the same time, musical appraisals expand from local to global, which are often at variance. By contrast with both nostalgic romantics and World Music fans in search of the latest groove, the brash sounds of Bulgarian chalga and Romanian manele have become highly popular.

As Cartwright observes,

The difference between what the West’s world music industry sells as Gypsy music and what the Roma listen to back in the Balkans can be huge. Sure, in Serbia Šaban is king and across Macedonia Esma reigns. But this is akin to African Americans acknowledging James Brown and Aretha Franklin. Don’t mean they’re listening to them. And in Romania the breach seems wider than anywhere else. Fulgerica is respected but he’s no pop star while Fanfare Ciocârlia and Taraf de Haïdouks exist only for Western audiences. That they play superior Gypsy music, rooted in tradition, means nothing. The local Roma aren’t listening. What they want is Adrian. And Guța.

Meanwhile, as he notes, the Venezuelan soap opera Kasandra became wildly popular across the Balkans, giving Šaban Bajramović a huge hit in 1997.

Albanian cultures
As a respite from the bombardment of turbo-folk, it’s good to return to a more traditional milieu. Again, ethnic Albanians occupy not just Albania but Kosovo and parts of Macedonia and northern Greece; the soundscape is highly regional, with Gheg culture in the north, Tosk and Lab further south.

The splendid A.L. Lloyd somehow issued a fine album as early as 1966:

The polyphony here is amazing. From the south, another fine CD from Bernard Lortat-Jacob is

  • Albanie: polyphonies vocales et instrumentales (notes here):

A substantial study is

  • Jane Sugarman, Engendering song: singing and subjectivity at Albanian Prespa weddings (1997, with CD).

Bards
Again, the epics sung by bards, over a wide region of south Yugoslavia and Albanian communities, don’t neatly fit national or ethnic boundaries.

Lord

The classic study is

  • Albert Lord, The singer of tales (with CD-Rom; complete text here),

following the work of Milman Parry (for whose work with Bartók, click here). Most singers are accompanied by a one-string fiddle like the gusle, as in this celebrated 1935 clip of Avdo Međedović (c1875 – 1955) filmed by Lord:

And in case all this seems like a bygone world, click here for a 2018 Venice performance of a Kosovan bard.

* * *

Under all these unwieldy national rubrics, the diverse ethnic groups negotiate the changing times, interacting. As ever, this is far more than a “merely musical” topic, as such cultures are not just quaint ornaments, aural pashmina; they are windows on changing local societies, an essential part of what makes them click. As in China, it’s no use clinging onto a romantic idealisation of the past; and we should always delve beyond the World Music stars to musicking in local societies.

As ever, Bruno Nettl offers useful perspectives, as in his taxonomies for various types of change and responses to them.

For any sinophiles who have read this far, it may serve as a reminder of the persistent variety of regional and local traditions in China—not just the ethnic tapestries of the northwest, southwest, and indeed northeast, or even Hakka and Hokkien cultures, but all kinds of musicking beneath the provincial level in Han Chinese regions.

The cultures of all these groups—before and during state socialism, and since— deserve detailed attention. And World Music fans may tend to favour modern commercial pop, but it’s important for ethnographers to include it in the picture too. Even in my work on Daoist funerals in China, I could hardly neglect the pop bands outside the gate (my film, from 30.32).

Both academic and popular accounts repay study: and both keep track of change. I wonder what Bartók would have made of all this—another of those fruitless debates like “Would Bach have used the ondes martenot?” or “Mozart would have written advertising jingles”…

For a sequel, click here. See also under A folk playlist for Euro 24, and Some jazz fiddling.

On a lighter note, far from PC, there’s Molvania

Li family Daoists, Beijing 1990

BJ 1990

The recent Beijing visit of a sectarian group from north Shanxi reminds me of the Li family Daoists’ performance at the 1990 Festival of religious music (for such festivals, see here)—the occasion that gave rise to their misleading media title (“calling Li Manshan’s band the Hengshan Daoist Music Troupe is like calling a group of Calabrian folk exorcists the Sistine Chapel Choral Society”).

I discussed here the gradual revival of Daoist ritual (now mainly funerals) in Yanggao after the collapse of the commune system; even by 1990, rural conditions there were still terribly poor, and memories of the Maoist era still fresh. For the dubious concept of “religious music”, see here.

Here’s how I described the festival in my Daoist priests of the Li family (pp.175–6):

Meanwhile my friend Tian Qing, later to become the pre-eminent pundit on Chinese music, was planning a major festival of Buddhist and Daoist music in Beijing for June that year, with groups from all over China invited to perform on stage. This was unfortunate timing, as everything was disrupted by the student demonstrations and their subsequent suppression, so the festival had to be postponed. With Tian Qing now indisposed, his colleagues at the Music Research Institute managed to put on the festival the following June—not in public, but with considerable publicity in the musicological world. To hold a festival of religious music was still controversial: some apparatchiks were opposed, but influential senior ideologues like He Jingzhi and Zhao Puchu supported it.

Li Qing had a difficult task to perform when it came to choosing the personnel to go to Beijing. Of his three Daoist sons, he ended up taking not Li Manshan or Yushan, but his third son Yunshan (Third Tiger), then 22 sui. Though Third Tiger was soon to take a different path, he remains nostalgic about his teenage years studying and the trip to Beijing with the great masters. Nine Daoists made the trip: the trusty core group of seniors Li Qing, Li Yuanmao, Kang Ren, Liu Zhong, Li Zengguang, and Wang Xide, along with Li Yunshan, Li Peisen’s son Li Hua, and Li Yuanmao’s son Li Hou. They stayed in the White Cloud Temple (Baiyunguan) along with several other Daoist groups from elsewhere in China invited for the festival, doing five performances (not rituals) for privately invited audiences over fifteen days in the temple and at the Heavenly Altar. The Music Research Institute also made studio recordings—which now sound rather harsh to me.

informal session

Informal session at Li Qing’s house, 1991. Left to right: Li Qing (sheng), his second son Yushan (yunluo), Liu Zhong (guanzi), Li Zengguang (drum), Kang Ren (sheng), Wu Mei.

The 1993 Yanggao county gazetteer includes a proud mention of the Beijing trip in its brief account of the Li family band. Valuable as the gazetteer is otherwise, Daoism is not its strong suit. Li Manshan and I giggle over its quaint description:

the average age of the members is 62.5. The instruments are even older than the people.

Still, even now, religious groups that have been legitimized by official recognition are in a tiny minority compared to all those that have never been “discovered”. Even in Yanggao and nearby, many other groups are active that have never enjoyed even such minor celebrity. And while it lent Li Qing’s group confidence, offering a potential buffer against any future ill winds, it brought them no tangible benefit, and no new audiences—at least until 2005 when I began taking them on foreign tours. They continued to scrape a living by performing for local funerals, and they still do.

 

For Third Tiger’s fine interpretation of my SOAS T-shirt, see here.

Shanxi sect performs in Beijing

cof

Last week, through the auspices of the dynamic Professor Cao Xinyu of People’s University, the Department of Religious Studies at Peking University managed to invite a ritual group from north Shanxi to perform for a symposium.

Mingzong 2

Cao Xinyu explains the sect’s background.

Moreover, this is no orthodox troupe of temple monks, but a pious amateur sectarian group of ordinary villagers. They belong to the extensive network of the Mingzong sect, whose history and texts Cao Xinyu has ably documented. With a membership of both men and women, they perform a cappella vocal liturgy as part of long complex ritual sequences for their local devotees—notably the sect’s distinctive “precious scrolls” (baojuan 寶卷), with their complex performing structures (see e.g. here, and here, under “The scrolls in performance”).

The sect maintained activity even after Liberation, and with their virtuous reputation they have long been tolerated by the local authorities. Alas, their venerable leader Wang Ji (1950–2017), who steered the group through the reform era, didn’t live to take part in this trip; but Cao Xinyu has now been able to realize Wang’s wish for the group to visit Beijing, with his disciples including his widow and sister.

Wang Ji 2003

Wang Ji (right) explains the structure of a “precious scroll” to Shanxi scholar Jing Weigang, My photo, Yanggao 2003.

All over China, devotional sects are a major aspect of folk religious life (cf. this recent film on a Hakka sect). While their vicissitudes since 1949 remain a sensitive topic, such groups offer important material to document local histories and regional transmissions since the Ming dynasty—for historians, ethnographers, and scholars of “music”.

It’s also good to see the culture of this unassuming corner of north Shanxi recognized further, following visits of the Li family Daoists to Beijing in 1990 and 2013 (see my Daoist priests of the Li family, pp.175, 340–41) and their foreign tours—as well as those of the Hua family shawm band.

Of course, the event wasn’t a religious ritual but a low-profile symposium, in a literary historical context. While it’s no substitute for attending their observances in local context, it’s impressive not only that ritual life continues but that scholars of folk religion, alongside all their fine academic studies, can still “get things done” and bring life to silent immobile textual research.

功德無量!

Gushan sect 2003.2

Between ritual segments, 2003. My photo.

 

New tag: south China

FWIW, some more housekeeping.

I’ve just added a new tag to the sidebar, for south China, in addition to the “south China” subhead of the ritual category! This also picks up various posts on Hakka and Hokkien soundscapes.

My main topic is north China, to which (apart from its subhead under the ritual category; see also under Local ritual) I also give tags for Beijing, Hebei, Gaoluo, Shanxi (other) (supplementing the extensive category Li family), and Shaanbei. Ah, the joys of indexing

A Hakka nun

zhaipo

The ever-vibrant religious life of southeast China has been the subject of considerable research. Among the voluminous monographs on Buddhist and Daoist ritual of the Hakka people in east Guangdong (see also here, under “Keep calm and carry on”), women feature but rarely; but they play a major role in folk religious life—as mediums, sectarians, organizers, and worshippers (among many posts, mainly for north China, see e.g. here, and the trilogy starting here).

I now learn of a fine 92-minute film

  • Under goddesses’ shelter (姑婆, Yang Yufei, 2016).

Like our very own Li Manshan, and Adeline Herrou’s Maître Feng, it’s a portrait film, about the daily life of the 80-year-old nun (“vegetarian woman”) Liu Yunxiang and the temple-based observances of her Hakka community in Meizhou, adherents of the Xiantian jiao 先天教 sect. It has been available to watch via this site,  although it currently seems to be a private link.

zhaipo 2

Tastefully used on the soundtrack is the qin piece Remembering an old friend.

I’ve noted the tensions between historical and ethnographic approaches to fieldwork. No mere paean to timeless oriental spirituality, the film has rich detail on changing social life. For more such films, click here.

New tag: Iron Curtain

 

To accompany a growing list of posts, I’ve now added a rough-and-ready tag Iron Curtain to the sidebar. For want of a more succinct handle, it includes posts on the region both before and since 1989.

Most of these posts suggest Chinese parallels—including various essays on the GDR (here and here, as well as a two-part biography here and here), SerbiaBulgariamusical cultures of east Europe, and Cheremis, Chuvash—and Tibetans. There are yet more links under the tag German too. Under the separate tag Czech are several (mercifully lighter) stories, notably from Švejk and my mentor Paul Kratochvil.

Notably I include the “bloodlands” of Timothy Snyder’s book, a vast region not easily characterized. In my post on his book, I wonder what would it take for the region to be recognized as the physical and moral graveyard of the 20th century—shifting our balance from the Western to the Eastern Front.

map

Setting forth from A Nazi legacy and Anne Applebaum’s Between East and West, I described the blind minstrels of Ukraine, leading to posts on the famine and the intrepid journalist Gareth Jones.

I’ve included my posts on Ravensbrück and Sachsenhausen, since so many people from the region ended up at such camps.

Doubtless more to follow.

Famine: Ukraine and China

LHJ 456 Kings detail

North Shanxi, Ten Kings ritual painting, detail: see here.

*Companion to two posts on the fates of blind bards in Ukraine and China*

Hunger, malnutrition, and famine are an essential backdrop to the lives and cultures of people we meet doing fieldwork in China, including expressive culture and ritual. They loom large in the life stories of peasants whom I’ve got to know—like the villagers of Gaoluo in Hebei, and the inhabitants of Yanggao county in Shanxi (see below). And I haven’t even visited the worst-affected regions, like Henan, Anhui, or Gansu.

Yet this is just the kind of memory that the rosy patriotic nostalgia and reifications of the Intangible Cultural Heritage project are designed to erase.

I began by writing about expressive culture under state socialism in Ukraine and China, and I’ve given links to some basic readings on the Chinese famineGlobally, one might also adduce 1840s’ Ireland, Bengal 1943, North Korea, and chronic famines in Africa. A classic study is

  • Amartya Sen, Poverty and famines: an essay on entitlement and deprivation (1981).

However, one estimate suggests that 80% of 20th-century famine victims died in the Soviet Union and China.

Ukraine: the 1933 Holodomor
Here I discuss the Holodomor; in a post to follow I’ll take the story on to World War Two.

I found it useful to read these works in conjunction:

  • Robert Conquest, The harvest of sorrow (1986) (for a review of his work by Sheila Fitzpatrick, see here)
  • Timothy Snyder, Bloodlands: Europe between Hitler and Stalin (2010)
  • Anne Applebaum, Red famine: Stalin’s war on Ukraine (2017): reviewed by Sheila Fitzpatrick here, and, more critically, by Sophie Pinkham here.

One might begin with Applebaum’s summary of research in her Chapter 15 “The Holodomor in history and memory”, as well as Chapter 14 “The Cover-up” and her Epilogue. Snyder’s Chapter 1, “The Soviet famines”, makes a useful summary. While Conquest’s book, written before the collapse of the USSR, was a fine early study (for a review, with a fractious exchange, see here), Applebaum writes with the benefit of three decades of further research, using impressive Ukrainian sources and oral history projects since the 1980s (the Harvard Ukrainian Research Institute and many websites, including an interview database led by William Noll); and she offers insights on the changing political scene since the 1990s. Her maps are very good too (and note this site).

Conquest’s book was published soon after the 1985 documentary Harvest of despair (following the film proper, from 54′, are further interviews).

Note also Sergei Bukovsky, The living (aka Spell your name, or Live, 2006):

* * *

In the aftermath of World War One (see e.g. Robert Gerwarth, Why the First World War failed to end) and the Russian revolution, as the population was bludgeoned into submitting to the kolkhoz collective farms, the term kulak was soon devalued to denote anyone questioning Party policy—“enemies of the people”, as an odious phrase currently in vogue goes. Vasily Grossman cited a woman activist (Harvest of sorrow, p.129):

What I said to myself at the time was “they are not human beings, they are kulaks” … Who thought up this word “kulak” anyway? Was it really a term? What torture was meted out to them! In order to massacre them it was necessary to proclaim that kulaks are not human beings. Just as the Germans proclaimed that Jews are not human beings. Thus did Lenin and Stalin proclaim, kulaks are not human beings.”

Conquest (p.118) cites an activist in 1930:

He has a sick wife, five children and not a crumb of bread in the house. And that’s what we call a kulak! The kids are in rags and tatters. They all look like ghosts. I saw the pot on the oven—a few potatoes in water. That was their supper tonight.

This reminds me how fellow villagers of kindly Daoist Li Qing (see also my film, and book) ribbed him for his status as a “rich peasant” (see here, under “The sojourn of Educated Youth”).

Over a long period there was constant unrest, with mass executions and deportations. Defiance (which indeed soon offered the only hope of survival) took the form not only of lethargy; violent resistance was common—not least from women. Rebellions had broken out as early as 1919 (Harvest of sorrow ch.3, Red famine ch.2). A widespread famine ensued in 1921. But it wasn’t kept secret, and international aid was welcomed (notably from the American Relief Administration)—whereas by 1933 the scale of the disaster was concealed, and no foreign aid was accepted.

While periodic retrenchments, and “indigenization” policies, were brief, an uneasy stalemate prevailed in the 1920s. Conquest opens The harvest of sorrow thus:

At the beginning of 1927, the Soviet peasant, whether Russian, Ukrainian, or of other nationality, had good reason to look forward to a tolerable future. The land was his; and he was reasonably free to dispose of his crop. The fearful period of grain-seizure, of peasant rising suppressed in blood, of devastating famine, were over, and the Bolshevik government seemed to have adopted a reasonable settlement of the countryside’s interests.

Even by 1929 (Red famine p.113–14),

as Dolot remembered it, the presence of the Soviet state in his village had been minimal. “We were completely free in our movements. We took pleasure trips and travelled freely looking for jobs. We went to the big cities and neighboring towns to attend weddings, church bazaars, and funerals. No one asked us for documents or questioned us about our destinations.” […] The Soviet Union was in change, but not every aspect of life was controlled by the state, and peasants lived much as they had in the past.

Politics had remained loose and decentralised. The choice of Ukrainian or Russian schooling was made in the locale itself; villages were still self-governing, and the various groups tried to accommodate one another. In a passage reminiscent of China (see e.g. here, under “Old and new stories”), for Christmas Day in Pylypivka,

the boys made a star [traditional for carollers] and thought about how to design it. After some debate, a decision was made: on one side of the star, an icon of the Mother of God would be featured, while on the other, a five-pointed [Soviet] star.
In addition, they learned not only old carols, but also new ones. They made a plan: when they were approaching a communist’s house, they would display the five-pointed star and sing the new carols, but when they approached the house of a religious man, they would display the icon of the Mother of God, and would sing [old carols].

But such flexibility was short-lived. Pressure escalated from 1927; as urban activists met stubborn resistance from peasants, they soon found that brutal coercion was the only way of fulfilling their brief. The new wave of collectivization soon led to famine. Despite the introduction of “internal passports”, starving peasants continued their migration to urban industrial centres. The gulag system (on which, among the vast literature, Applebaum also has a definitive study) expanded massively.

Major rebellions erupting in 1930 caused Stalin to tone down the rhetoric briefly (though the title of the anthem of the Ukrainian People’s Republic, “Ukraine has not yet died”, sung by armed rebels in 1930, doesn’t seem entirely encouraging.)

At the height of the famine, as later in China, cannibalism and insanity became common. Meanwhile there were purges at all levels of the Party too.

Conquest gives a prophetic quote, further foretelling the current total surveillance in Xinjiang:

What gave the regime its advantage both in 1930–31 and even more in 1932–33 was that it was now organized and centralized as it had not been in 1921. Herzen, back in the 1860s, had said that what he most feared was a “Genghis Khan with the telegraph”.

Religion and culture
The church (in Ukraine, the Ukrainian Autocephalous Orthodox Church—currently engaged in a divorce from the Moscow Patriarchate) was both a target of and a focus for resistance—as later in China. Church bells were melted down, icons smashed. The rituals of traditional peasant life—and thus musical traditions—were disrupted.

Alongside the major branches of the church, the repression and survival of the diverse sectarian groups is a rich theme, including Protestants, Evangelicals, and the Molokans—see also Margarita Mazo, “Change as confirmation of continuity as experienced by Russian Molokans”, in Retuning culture: musical changes in central and Eastern Europe (1996).

As to expressive culture, the itinerant kobzari blind minstrels soon disappeared. Meanwhile,

The Ukrainian musician Yosyp Panasenko was dispatched by the central authorities with his troupe of bandura players to provide culture [sic] to the starving peasants. Even as the state took the peasants’ last bit of food, it had the grotesque inclination to elevate the minds and rouse the spirits of the dying. The musicians found village after village completely abandoned. Then they finally came across some people: two girls dead in a bed, two legs of a man protruding from a stove, and an old lady raving and running her fingernails through the dirt. (Bloodlands, p.47)

With all this background it becomes easier to understand why the blind minstrels were dying out, along with the culture of which they were part—although I wonder why they were not erased so efficiently in China under Maoism.

One member of a local concert band recalled playing for funerals of activists murdered by irate peasants:

For us it was a happy event because every time somebody was killed, they would take us to the village, give us some food and then we would play at the funeral. And we were looking forward every time to the next funeral, because that meant food for us. (Red famine, p.150)

Again, I heard similar stories in China, such as north Shanxi:

When Li Yuanmao’s father died of hunger in 1960, no-one even had the strength to dig a grave for him. In a village in nearby Tianzhen county, even the village cadres volunteered to carry the coffin just so they could get a paltry mantou steamed bread roll to eat (Daoist priests, p.119).

In Ukraine by 1933, apart from the banning of traditional funeral rites,

Nobody had the strength anymore to dig a grave, hold a ceremony, or play music. “There were no funerals,” recalled Kateryna Marchenko. “There were no priests, requiems, tears. There was no strength to cry.”

Meanwhile, cultural institutions, writers, and academics—historians, ethnographers, museum curators—were also under assault.

Talking of documenting folk-song (see here, and here), Snyder cites a children’s song (Bloodlands, p.36):

Father Stalin, look at this
Collective farming is just bliss
The hut’s in ruins, the barn’s all sagged
All the horses broken nags
And on the hut a hammer and sickle
And in the hut death and famine
No cows left, no pigs at all
Just your picture on the wall
Daddy and mommy are in the kolkhoz
The poor child cries as alone he goes
There’s no bread and there’s no fat
The party’s ended all of that
Seek not the gentle nor the mild
A father’s eaten his own child
The party man he beats and stamps
And sends us to Siberian camps.

And a collective farm song from the 1930s (Red famine p.113, cf. p.145):

Green corn waves new shoots
Though planted not long ago
Our brigadier sports new boots
While we barefoot go.

I wonder if Chinese people were singing similar songs around 1960. Still, there neither religious nor cultural life was such a blank slate under Maoism as one might suppose.

The cover-up and aftermath
Somehow, through a series of grudging concessions, the death toll fell by 1934. But with resistance broken, collectivization accelerated.

And no less telling is the story of the cover-up, suggesting further Chinese parallels. The findings of the Soviet census of 1937 were suppressed, and the responsible demographers executed. During the Great Terror of 1937–8,

Mass graves of famine victims were covered up and hidden, and it became dangerous even to know where they were located. In 1938 all the staff of Lukianivske cemetery in Kyiv were arrested, tried, and shot as counter-revolutionary insurgents, probably to prevent them from revealing what they knew.

AW1

There were plenty of outside witnesses too, such as Vasily Grossman, Arthur Koestler, Malcolm Muggeridge, Andrew Cairns, Rhea Clyman—and Gareth Jones, to whom I devote a separate post. The photos of Alexander Wienerberger also provided firm evidence. The influential Walter Duranty knew well, but chose to deny. On the left, pundits like the Webbs averted their gaze in the interests of the greater cause. And diplomatic silence reigned, already aware of the impending need for an alliance with the Soviets against Hitler. Conquest describes the apologists—a large and influential body of Western thought—as “the lobby of the blind and blindfold”. With bitter irony, it was only the Nazis who were prepared to publicize the 1933 famine.

AW2

Emerging evidence gave pause to left-leaning scholars like Eric Hobsbawm. But the whole topic still remains highly charged ideologically, as shown by some agitated reviews from both left and right. But exposing the iniquities of state socialism shouldn’t be reduced to a blunt implement monopolized by those on the right to bludgeon the left.

Here’s a trailer for Hunger for truth: the Rhea Clyman story:

And Grossman (cited in Harvest of sorrow, 286) observed:

And the children! Have you ever seen the newspaper photographs of the children in the German camps? They were just like that: their heads like heavy balls on thin little necks, like storks, and one could see each bone of their arms and legs protruding from beneath the skin, how bones joined, and the entire skeleton was stretched over with skin that was like yellow gauze. And the children’s faces were aged, tormented, just as if they were seventy years old. And by spring they no longer had faces at all. Instead, they had birdlike heads with beaks, or frog heads—thin, wide lips—and some of them resembled fish, mouths open. Not human faces.

He compares this directly with the Jewish children in the gas chambers and comments, “these were Soviet children and those putting them to death were Soviet people.”

The Holodomor and Great Terror were soon followed by yet more devastating atrocities in World War Two. The population had been decimated and brutalized long before the Nazis invaded. In desperation, many hoped for an invasion to rid them of tyranny.

Ukraine was further devastated by the famine that struck the USSR in 1947—this time alleviated by foreign aid. Applebaum also places the complex interpretations of the famine within the context of Ukraine’s troubled recent history.

Other minorities
The populations of Ukraine (also including Russians, Jews, Poles, Germans) were certainly the worst casualties of the famine: Stalin was waging war not just on recalcitrant peasant individualism but on Ukrainian nationalism. But other minorities also suffered—like the Kazakhs and Kyrghyz, who, when not being deported, were desperately migrating to and from Xinjiang as conditions changed. Bashkirs, Buryats, Khalkas, Chuvash, and Kalmyks were also hard hit (and the efforts of ethnographers to study the cultures of such peoples were frustrated by censorship and imprisonment). Conquest’s ch.14 on Kuban, Don, and Volga—Cossacks of Ukrainian origin, German minorities, and the North Caucasus—leads to further disturbing stories.

Famine in China
Again, the so-called “three years of difficulty” from 1959 to 1961 were not an isolated tragedy: food shortages in the wake of coercive collectivization were long-term. For many in the countryside, it was a case not of three years of famine but of thirty years of hunger. So I’m impatient with any diachronic ethnography of the lives of rural Chinese dwellers that fails to recognize hunger and malnutrition. I’ve cited some basic sources for the Chinese famine here.

LPS 27

Ghost king, Li Peisen collection.

In Yanggao county, home of the Li family Daoists, I recall the satirical couplet posted during the Cultural Revolution, deploring the lack of clothing and food. But even official sources offer clues. While many county gazetteers compiled since the 1980s may be cautious, that for Yanggao contains impressively candid material (pp.66–72, 26–31; see my Daoist priests of the Li family, pp.118–22).

While appearing to recognize the impact of natural disasters, the gazetteer hints at the deeper political problems, with sections on the “Communist wind”, the “wind of exaggeration”, the Great Leap Backward, and the short-lived communal canteens. Indeed, it offers alternative insights on the whole Maoist era—such as its account of the model commune of Greater Quanshan, where in the summer of 1958, amidst a flurry of visits by bigwigs, the brutal exactions of a militarized railroad project goaded five hundred peasants to flee (Daoist priests, pp.122–3). Inner Mongolia, a traditional refuge in times of adversity, was a common destination until travel restrictions were enforced. Yanggao dwellers were still hungry for some years after Li Manshan married in 1971 (see here, under “Yao Xiulian”). For more on the Yanggao county gazetteer, see here.

So that’s the background behind my internet session with Li Manshan, when I showed him the surprisingly candid Chinese wiki article on the Holodomor.

Comparisons, figures
In China the whole process of collectivization, and the famine, make the most appalling instance of wilfully ignoring the lessons of history; both Chinese and Soviet regimes were in denial.

Several scholars have attempted comparisons with the Soviet famines. Ian Johnson has written an important article “Who killed more: Hitler, Stalin, or Mao?” (see also Bloodlands, n.2). Note also

  • Felix Wemheuer, Famine politics in Maoist China and the Soviet Union (2014)

and review essays by Lucien Bianco (also a major author on peasant uprisings under Maoism):

  • “From the great Chinese famine to the Communist famines”, China perspectives 2013.3, here
  • “Comparing the Soviet and Chinese famines: their perpetrators, actors, and victims”, East/West: Journal of Ukrainian Studies 3.2 (2016), here, with many further refs.

Note also

  • Andrea Graziosi and Frank E. Sysyn (eds), Communism and hunger: the Ukrainian, Chinese, Kazakh, and Soviet famines in comparative perspective (2016).

And for a comparison between the famines of Ukraine and Kazakhstan, see here.

It’s ironic that the official story in China, still often parroted there today, was that food shortages were caused by China’s need to repay the Soviet debt (Dikötter, Mao’s great famine, ch.14). And it puts in a chilling perspective my fine lunch at the “1958” restaurant on the People’s University campus in Beijing earlier this year.

In Ukraine and China there was a similar time-lull between famine and renewed terror: in Ukraine from 1933 to 1937, in China from 1960 to 1964. Ukraine suffered a severe post-war famine in 1947, but hunger in China was longer lasting.

Before the famines, rural poverty seems to have been significantly worse in China than in Russia. And (allowing for impressionistic statistics) even in 1926, the literacy rate in Russia was c56%; in China it was still only c20% by 1950. As to life expectancy at birth, for China in 1950, I find a single figure of 35–40 years—lower than that for Ukraine before 1932, for which Applebaum cites: urban men 40–46, urban women 47–52; rural men 42–44 years, rural women 45–48.

By contrast, Ukrainian men born in 1932, in either the city or the countryside, had an average life expectancy of about 30. Women born in that year could expect to live on average to 40. For those born in 1933, the numbers are even starker. Females born in Ukraine in that year lived, on average, to be eight years old. Males born in 1933 could expect to live to the age of five. (Red famine, p.285)

Applebaum cites around 3.9 million excess deaths, plus 0.6 million lost births—around 13% of the Ukrainian population of 31 million. She goes on to delve into regional variations, concluding that

The regions “normally” most affected by drought and famine were less affected in 1932–3 because the famine of those years was not “normal”. It was a political famine, created for the express purpose of weakening peasant resistance, and thus national identity. And in this, it succeeded.

In China from 1959 to 1962 there may have been over 40 million excess deaths (Dikötter, Mao’s great famine, ch.37—Wemhauer and Bianco provide important further nuance); even by percentage of population, that gives a very rough estimate of around 16%, still greater than that for Ukraine. In many villages in both Ukraine and China virtually the whole population was wiped out.

Besides, deaths don’t tell the whole story; even for survivors, lives are ruined by malnutrition, desperation, and trauma.

In China, though extreme violence was also endemic, there was less mass murder, and less pervasive use of the secret police. Other patterns were distressingly similar: resistance to collectivization, raids on non-existent hoards, war on markets, travel restrictions—and denial, then and now. Thaws, retrenchments, strategic retreats were all brief. Warnings were sent all the way up the hierarchy; those given to Mao by Peng Dehuai and the Panchen Lama echo those given by senior Party leaders like Hryhorii Petrovskyi and Martemyan Ryutin to Stalin in 1932. All spoke out in vain, and at great personal cost.

While Ukraine was a specific target of Stalin, under Maoist China Tibetan areas were gravely affected, but Han Chinese suffered just as badly (though note Wemhauer).

While studies such as those of Applebaum and Dikötter inevitably use a broad brush to paint the wider tragedy, the kind of detail afforded by ethnographies of a particular community, like those of ThaxtonFriedman, Pickowicz, and Selden, or Guo Yuhua, is also valuable.

Worldwide, with humane values and truthful reporting under renewed assault, and incitements to hatred ever more common, these histories matter. And for China, I expect such social and political discussions to form an intrinsic part of our studies of expressive culture and ritual, all the more since the topic is still suppressed in public memory. Even as we document the ritual manuals of household ritual specialists, or the melodies of shawm bands, it seems like a basic human duty to record their life stories. All this suffering is deep in the hearts and bones of those who survived.

Folk music of Jamaica

Jamaica

I’m grateful to Vanley Burke’s recent Desert island discs for opening my ears to this fantastic archive compilation from 1956 in the ever-stimulating Smithsonian Folkways series:

Always showing their African origins, the tracks of the kumina magico-religious cult, as well as the Revival Zion and Pukkumina Christian cults, are particularly fascinating—further explored on an earlier album, Jamaican cult music (1954).

There’s plenty of material here to help us consider diverse ways of using the voice—and percussion—to communicate with mortals and gods. And as ever, the soundscape should lead us to explore the changing society.

 

A justly neglected composer

Somewhat less well known than Haydn and Beethoven is a composer immortalised in yet another Monty Python classic—click here.

The final “of Ulm” is brilliantly chosen, the place-name both niche and monosyllabic (unlike “monosyllabic”).

Good to see Johann rescued from the obscurity that he so richly deserves (contrast Vernon Handley). His absence from the New Grove dictionary of music and musicians urgently needs correcting.

His name is reminiscent of a ritual title for a Daoist priest—like that of Zhang Daoling, handed down in the Li family (my book, pp.11–12; film, from 2.48):

IMG_1031 - Version 2

Ancestral Master,
Heavenly Worthy of the Grand Ritual
who Supports the Teachings of the Three Heavens,
Assists the Numinous,
and Embodies the Way.

Actually, that’s quite a succinct one: appellations to the Daoist gods, recited (mercifully fast, by contrast with the slow hymns) in the course of rituals, are lengthy (see.e.g. here), and ritual titles still handed down today to household Daoist priests in south China upon their ordination may be a mouthful too.

John Cleese’s interview technique is perhaps a less probing model for the fieldworker than that of Peter Cook.

All this long before Stewart Lee made a whole art form out of trying the audience’s patience.

Musicking worldwide: a new category!

Bartok 1907

WM

As I write more about musicking worldwide, I’ve upgraded the former world music tag to a new category in the sidebar, which allows me to make some rudimentary subheads—and do click on all the internal links too!

The rubric “world music” is a compromise. Of course, all these posts are about far more than mere “music”: they concern the cultures of local societies along with the soundscapes that animate them. The glossy commercial category of “World Music” (to which I am almost as resistant as to “heritage“) features only as an occasional irritant—though it does appear magnificently (under “drôle”) here.

Here’s a selection of some highlights, by subheads:

  • Under Asia, I have included some posts related to the Chinese soundscape (like Different values, and Festivals), but my myriad posts on the Li family Daoists (with subheads!) and other ritual groups (many linked here), as well as the qin, all have their own separate categories and tags. My major series on Indian music is collected here. Note this post on Afghan musicking.

AND it’s always worth basking in this playlist—while it could be yet more eclectic, it has a variety of gorgeous, plaintive, exuberant songs.

Blind minstrels of Ukraine

Kobzar 1915

Having just been reading about turbulent changing times along the eastern borders of Europe (see also Bloodlands), and to follow my post on blind bards of Shaanbei, here’s more on the maintenance (or destruction) of culture through the state socialist era in Ukraine.

In a stimulating volume that also includes a fine chapter by Nicole Beaudry on fieldwork among the Inuit, William Noll thoughtfully unpacks ways of doing fieldwork on the past, and the multiple voices of ethnography:

  • “Selecting partners: questions of personal choice and problems of history in fieldwork and its interpretation”, in Gregory Barz and Timothy Cooley (eds.), Shadows in the field: new perspectives for fieldwork in ethnomusicology (1997), pp.163–88.

To provide perspectives for my work on China, this ranks alongside some of my other canons—such as Nettl, Small, McClary, Lortat-Jacob, and Bigenho (roundup here).

Noll observes the issues involved in the common case where ethnographers of one cultural heritage conduct fieldwork among a people of  different cultural heritage, but both groups live within the political boundaries of one state—such as Swedes and other Scandinavians among Sami; Americans, Canadians, and Mexicans among Native Americans; Russian fieldworkers in Ukrainian villages; Ukrainian fieldworkers in Russian or Belarussian villages; Hungarians among Slovaks and Romanians; and so on. Further salient, and distressingly topical, instances are Chinese studying the cultures of Uyghurs and Tibetans.

Moreover, educated urban ethnographers are culturally quite different from the peasant populations they study.

Eastern Europe was at the vanguard of early folklore studies, producing an enormous ethnographic literature (one inevitably thinks of Bartók‘s fieldwork throughout eastern Europe, Turkey, and north Africa). Impressively, in Ukraine the itinerant male blind minstrels * accompanying themselves on kobza or bandura plucked lute (kobzari) or lira hurdy-gurdy (lirnyki) were an early object of study. Here you can even hear remasterered cylinder recordings of their duma songs, made between 1904 and 1912. This photo comes from a convention in 1902:

kobzars

As Noll observes, the instruments, repertory, and performance practices of the large-scale sanitized staged bandura ensembles that, from the 1920s, were presented as “traditional” had virtually nothing in common with village music practice—as I keep noting for China, of course (e.g. here, and here).

lirnyki 1939

At the same time, along with other ways of musicking, the minstrels—along with their patrons, and the whole social system that nourished them (life-cycle and calendrical rituals, and so on)—were under attack; no-one was untouched by coerced collectivization and the Holodomor (see e.g. here and here; cf. the Chinese famine of 1959–61).

Holodomor

Holodomor, 1933. Photo: Alexander Wienerberger.

Some of the songs of the kobzari had anti-Soviet overtones, but that was the least of their problems. One author described them as “whiners” and  “smelly riff-raff”. Most of them

were gone from village life by the 1950s, probably eliminated through radical and deliberate repression by state authorities (mostly in the 1920s and 1930s) and through a gradual change in village culture over a period of several decades.

Apart from its effect on social life, this also contributed to the erasing of historical memory. Indeed, the kobzari seem to have been destroyed much more effectively in Ukraine than were the bards under Maoist China, where local cadres showed a certain concern for the welfare of blindmen—which, I should say, is not to excuse their sufferings. In Stalin’s Ukraine, Noll asserts, the imposed network of community centres (“houses of culture”) was largely successful in changing and controlling new norms of expressive culture—again, I’d suggest, by contrast with China. But more brutal techniques were used too:

The methods of proscribing the music of the blind minstrels most often included threats of arrest. Some minstrels were beaten, others apparently arrested or imprisoned. Some starved to death in the purposely engineered famine of 1932–1933, their blindness probably contributing to their losses. Others may have been shot, and many laid down their instruments out of fear or confusion and ceased to perform. Still others survived, and stopped performing only in the 1950s when the state began to provide subsidies for the blind and the handicapped as well as pensions for the elderly in villages.

Robert Conquest’s The harvest of sorrow led me to a reference in Shostakovitch’s Testimony, and to this article, telling how in 1930 or 1933 several hundred kobzari were summoned to a Congress of Folk Singers in Kharkiv—only to be taken to the forest at dead of night and shot. Fortunately I haven’t heard of such stories about the official festivals in 1950s’ China.

Noll gives a nuanced account of cultural realities and cultural authorities over time. This isn’t simply about “salvage“, but must encompass an understanding of what we’re doing when we undertake such work, reflecting mutiple perspectives. While (as in China) research continued through the period, with its particular prescriptive demands, ethnography itself became dangerous. Some scholars were themselves persecuted—like Kateryna Hrushevs’ka, who lost her job in the early 1930s, was sentenced to prison in 1937, and died in a labour camp in 1943; not just the performers but a generation of fieldworkers were virtually wiped out.

Even the brave ethnographers of the period found themselves censoring their own research, in terms of both the people they studied and the subjects of the songs they collected—choosing secular over ritual performance. In China, “reading between the lines“, fieldwork on ritual music under Maoism now looks impressive given such constraints; and upon the liberalizations of the 1980s collectors reversed their approach, with one local fieldworker commenting (Bards of Shaanbei, under “Research and images”):

When I recorded them, I chose anything about Heaven, Earth and Man, and rejected everything about the Party, Chairman Mao, and Socialism!

But even recently, my observation that “religious practice since 1949—whether savagely repressed or tacitly maintained—still appears to be a sensitive issue” has itself been deemed too sensitive in China! Agendas continue to change, as with the reified, secularized mission of the Intangible Cultural Heritage project.

Noll goes on:

I am extremely skeptical of an ethnomusicology or an anthropology of aesthetics that uncritically treats the Stalinist period as if it were unrelated to the present, and these institutions as if they were just another mechanism for state support of expressive culture. Virtually all discussions on cultural authority are in general agreement that the ethnographer needs to place critical value at some point on that which is researched. This ought to include that which is brutally repressed. A respect for the inhabitants of the past is no less appropriate than for the living.

He has a fine project online here. In English, see also

  • Natalie Kononenko, Ukrainian minstrels: why the blind should sing (1998),

and her site here, as well as this site. Note also the Polyphony project, with groupings under region, context, and themes (for an informed review, see Songlines #142). For a beginner’s guide to folk and popular genres in Ukraine, including some CDs of archive recordings and leads to the emigré community in the USA (cf. Accordion crimes), see The Rough Guide to world music: Europe, Asia and Pacific, pp.426–34. And then we might move on the Balkan bards… See also Folk traditions of Poland.

I look forward to seeing this recent DVD on the bandura ensembles. And the feature film The guide (Oles Sanin, 2014) has had great success in Ukraine:

Moving on to the post-Soviet era, for the use of music on the eve of the independence of Ukraine, see

  • Catherine Wanner, “Nationalism on stage; music and change in Soviet Ukraine”, in Mark Slobin (ed.), Retuning culture (1996).

And I like the look of

  • Adriana N. Helbig, Hip hop Ukraine: music, race, and African migration (2014).

* In English, scholars tend to use “minstrels” for Ukraine, whereas I went for “bard” in my writings on Shaanbei. “You say potato…“—a suitable vegetable, or légume juste, for both venues.

The Li family Daoists: a roundup

Li category

*UPDATED!*

After the latest screening of my film, it’s worth giving links to some of the major posts (so far!) on the Li family Daoists—even with the subheads in my category for them (film, on tour, rituals, updates, vignettes) it’s easy to get lost…

The basic material is

and the collection of images, ritual paintings, documents, and maps under this menu.

On ritual, see e.g.

Among the vignettes: for Yanggao, try

and a whole series of updates from March–April 2018 (see archives in the sidebar), led by

and including

as well as their continuing activities while under lockdown earlier this year:

Other posts (reflecting material from my book) include

On tour, you can start with

part of a whole series from May 2017, hotly followed by

as well as

Also useful are articles on other characters in Yanggao, such as

And there’s much, much more to explore if you use those subheads, and keep clicking away on the links within the posts…

Lives of female mediums

*For a roundup of posts under the mediums tag, click here!*

Here’s a companion to my post on female spirit mediums and sectarians in Yanggao.

As I observed there, alongside the more literate manifestations of religious practice in China, mediums also play an important role in local society. The gender ratio varies by region, but in many areas female mediums dominate, serving not only as healers but as protagonists in religious life. [1] For them in particular, becoming a medium gives them a social status that is otherwise unavailable. Their tutelary deities may be either male or female.

Mediums often acquire their power as a result of traumatic domestic and psychosocial crises—which the Maoist era provided in plenty. [2] Mediums we met came from a wide age-range: some began their careers under the commune system, others since the 1980s’ reforms.

me-mot

Me-mot spirit mediums, Guangxi. Photo: Xiao Mei.

Perhaps the most detailed research on spirit mediums in China comes from Xiao Mei 萧梅, with her study of me-mot mediums of the Zhuang people in Guangxi in southwest China—including a diary of one medium’s busy healing schedule over a month (a fruitful way of studying the lives of local ritual performers—cf. the diaries of household Daoists Li Manshan and his son Li Bin).

In this region, as Xiao Mei explains, [3]

Whether mediums are biologically male or female, when performing as mediums they adopt the role of female. But they all have experience of having encountered intractable calamity, either personal (such as incurable illness or mental disorder) or domestic (such as frequent illness or death in the family) [SJ: here Xiao Mei doesn’t consider socio-political aspects], and it is only through becoming a medium that they can be released from such calamities.

In Jingxi county the me-mot have a close relationship with household Daoist priests. The latter not only play a major role during the process of someone becoming a medium, but also need to collaborate with the medium in practising rituals for averting calamity and seeking blessing.

For the Wenzhou region of Zhejiang province, note

and her new book

  • Re-enchanting modernity: ritual economy and society in Wenzhou, China (2020).

* * *

But mediums are also very common among the Han Chinese in north China.

For Yanggao in north Shanxi, I’ve just added Wu Fan’s interesting notes from 2003 to my post on mediums there. That post also includes some material (including photos) from the Hebei plain—which is now even nearer Beijing than it was when we were doing fieldwork on ritual groups through the 1990s. In the course of our studies we met many mediums; on and around Houshan they often channeled the goddess Houtu (see also here).

Zhang Zhentao (Yinyuehui, pp.302–4) introduces some of them in his notes from 1995, offering rare glimpses into their activities during the Maoist era:

Liu Derong (b. c1941), from a village near Houshan, used the ritual name (faming 法名) Longding 隆定. As she told us, while giving birth in 1954 and 1961 she “went mad”, clambering up the walls, fearless; in a dream she saw Guanyin of the Southern Seas seated in lotus posture before a table on the kang brick-bed. She would levitate, only coming back to the ground when she called out to the deity. She began healing at the age of 31 sui, around 1971, and had by now healed over a thousand people, notably for gynaecological ailments. We heard her sing “ritual songs” (foge 佛歌) such as The Ten Lotus Leaves (Shiduo lianhua 十朵莲花).

We also chatted with Ren Xiuzhi (then in her 60s), who came from another village in Yixian county. She had begun to “fall ill” in her 20s, and began healing people when 42 sui—in the mid-1970s.

These accounts also suggest that there could be quite a long gestatory interval between the initiatory crisis and the consolidation of healing powers.

Dingxing HTM 1995

Houtu temple, Dingxing Northgate 1995.

Still in 1995, nearby at the Houtu temple (formally called Taining gong 泰宁宫) in Northgate of Dingxing county-town, we met the exceptionally renowned medium Chen Shiying (1907–98), [4] who was still in charge of the temple. Indeed, its popularity rested mainly in her reputation as a healer.

I have supplemented our notes with the 1994 biography (indeed, hagiography) displayed in the temple, which shows a rather distinctive path:

Chen Shiying bio

Unusually for a medium, she came from a successful literate family. This precious old photo of the Chen family is said to date from the 1930s:

Chen Shiying old pic

As always, I wonder what became of them all through the ensuing turbulent times.

After the early death of her husband, Chen Shiying contemplated suicide. But when she was 37 sui (1943) her husband appeared to her in a dream, telling her that her mission was to become a healer.

Chen Shiying continued her story for us. By the age of 46 sui (1952!) she had earned such merit that Houtu occupied her body, telling her that as she had no resting-place, Chen should collect funds to build a temple for her. With collectivization escalating, she now had to persuade the reluctant village authorities. As she tearfully threatened the village chief that she would die if he didn’t give permission, and that he would soon follow her, eventually he had no choice but to allocate a plot of land by the river. She told us that she practised as a medium throughout the Maoist era, including the Cultural Revolution, though “Granny” (Houtu) didn’t necessarily possess her body then.

Now one would clearly like to learn more about this whole period… When we visited the temple in 1995, Chen Shiying was still living there, healing a regular succession of patients there. A placard was displayed, reading “Holy physician, sacred practitioner” (Shenyi shengshou 神醫聖手). “Granny” had recently told her she also needed an opera stage before the temple, so she was now busy assembling funds to build one.

As Zhang Zhentao observes, the popularity of the cult to Houtu depends largely on the great faith that villagers place in the efficacity of both the mediums and the deity occupying them.

* * *

In Shaanbei, spirit mediums (both female and male) are also ubiquitous (see here).

Here, again, we find that the waxing and waning fates of temples (not always evident from written sources) may depend largely on the efficacity of their presiding medium. The intrepid Guo Yuhua (Minjian yishi yu shehui bianqian, pp.378–9) gives an interesting illustration of such change over a brief period—in this case referring to a male medium:

On a hill above Yangjiagou village the Lingguan temple (full name Heihu lingguan miao, to Efficacious Officer Black Dragon) was rebuilt in the early 1990s and rapidly became very popular, thanks to the renowned efficacity of its healing matong medium. Villagers throughout the area flocked to its temple fair on 7th moon 15th, making donations of several thousand yuan that financed the new god statues and the performance of a “holy opera” down in the village.

But suddenly in 1996 the temple revenue declined sharply, because the medium died. Villagers explained that the god had departed along with him. Then over the following New Year the temple mysteriously caught fire. burning the “god places”, an offerings table, the door, and windows.

At the same time the village’s Longwang miao and Pusa miao temples were enjoying a revival with their successful rain processions during the droughts of 1995 and 1997. So villagers soon transferred their loyalties. As the “rain opera” at the Longwang temple on 5th moon 15th became popular, the Lingguan temple accordingly moved the date of its own temple fair to combine with it. The villagers even moved the Lingguan god statue, responsible for healing, to the Pusa temple so that they could seek cures before it at the 4th moon 8th fair, and “hang the locket” there for their children—not part of the temple’s original functions.

With this in mind, a return visit to Chen Shiying’s temple in Hebei, since her death, would be interesting.

As Guo Yuhua notes, this is also an instance of the resilience of popular strategies, by contrast with state measures towards religion. Temples are not just timeless ancient vestiges of some ancient cultural heritage, but depend on people—both educated and illiterate, both male and female.

Lingguan miao 99

The Lingguan temple, now forlorn, Yangjiagou 1999. My photo.

* * *

The healing sessions of mediums, while now acting in tandem with (rather than in conflict with) more orthodox medical procedures, are clearly a significant and enduring aspect of folk healthcare. And in all these regions, mediums vocalise in various forms including singing: soundscape is always an important aspect of our ritual studies (see also here, and here).

While it is hard enough to unearth the history of household Daoists under the Maoist era, it’s even more so for the female mediums. Their domestic healing activities never drew much outside attention, so it seems likely that they discreetly maintained their activities under the commune system. But since women tend not to relate their stories to the public life of the society, and such mediums are often illiterate, it will take thoughtful work to explore this topic. Similarly, fieldworkers are unlikely to happen upon the initiatory crises that first trigger their possession, which might also make a revealing study.

For more on studying gender in Chinese religious life, see here.


[1] Note the bibliographies here and here. See also my “Gender and music in local communities”, in Rachel Harris, Rowan Pease and Shzr Ee Tan eds., Gender in Chinese music (2013), pp.32–4 and n.40, as well as the work of Mayfair Yang on the mediums of Wenzhou (here, n.2).

[2] For a fine ethnography of an Yi community in Yunnan, describing possession and exorcism as symptoms of (and strategies to handle) the violent traumas of both Maoist and reform eras, see Erik Mueggler, The age of wild ghosts: memory, violence and place in southwest China (2001). The blunt psychiatric perspective of Albert C. Gaw et al., “The clinical characteristics of possession disorder among 20 Chinese patients in the Hebei province of China”Psychiatric services 49.3 (1998) is now richly augmented by Emily Ng in a study of mediums in Henan

[3] Adapted from Xiao Mei, “Bodies, gender and worldviews: me-mot spirit mediums in the Jingxi region of Guangxi”, in Gender in Chinese music, pp.247–64. For more, see Xiao Mei, “Chang zai wulu shang” 唱在巫路上 [Singing on the journey of the medium], in Zhongguo minjian yishi yinyue yanjiu, Huanan juan 中国民间仪式音乐研究·华南卷) [Studies of Chinese folk ritual music, South China vols.], ed. Cao Benye (Shanghai: Shanghai yinyue xueyuan chubanshe, 2007, vol.2, pp.328–494; note also the amazing scenes on the DVD). On the initiatory crises, see p.438 ff.; for the diary, pp.455–7.

[4] For her birth-date, the biography gives a Guangxu year of Yiwei 乙未, equivalent to 1895, but then states that she was 88 sui in 1994 (indeed, in 1995 she told us she was 89 sui), so perhaps we should read the year as 丁未。

King Kong: temple Chinglish

The intrepid explorations of Hannibal Taubes continue to bear fruit.

Apart from his amazing images of village temple murals around Hebei and Shanxi, he has recently found these helpful Chinglish translations at the Chongfu si temple in Shuozhou county—which, incidentally, is one of the most fruitful sites for household Daoist ritual in north Shanxi.

Here’s the Amitābha hall (Mituo dian), arcanely rendered as “Indemnity Tuo Temple” (“I’m like, WTF?”)—blowing plastic and threat paternity (has clearly experienced vicissitudes of life):

indemnity tuo

It’s also gratifying to learn that between 1987 and 1991 the country allocate huge funds to a landing gear overhaul—presumably to help the deities descend after riding the clouds 駕雲 (for their earlier modes of transport, see here).

And a fine interpretation of the deity Jin’gang (Vajracchedikā) in his local reincarnation as King Kong:*

King Kong

The four kings are cool, but I have no idea where the “three with disabilities” came from.

In the Manjusri hall [Gosh, jolly good show! It’s all about comic timing], along with yet more plastic, we find the splendid Boulez Lichtung (in niche homage to Stockhausen’s Licht and Stimmung?):

Wenshu tang

Hats off to this budding comedian on the local temple circuit.

* * *

More disturbingly, here’s a poster advertising state intrusion in an inauguration ritual at the newly refurbished Sanhuang miao temple in nearby Hunyuan county:

kaiguang

I’d like to know which Daoist group took part (that of Jiao Lizhong, I surmise), and what ritual segments they performed—unsurprisingly, details not found on the poster.

Anyway, as Hannibal notes, with the core of the event formed by not one, not two, but three speeches from the leadership, I think we can all agree that under the resolute guidance of Uncle Xi‘s New Epoch Socialist Thought, Daoist ritual will certainly attain a high level of development. Now that’s what I call ritual redundancy. Whoever said chanting scriptures was boring?

While Party involvement in the rituals of larger official temples is common, such encroachment into local ritual practice is (so far) rare; but as usual, everyone is probably just going through the motions—like under Maoism, when the bard might perform a token new section before the traditional story that peasants actually wanted. Keep calm and carry on.

 

*I heard a story that since the Danish for “king” is kong, King Kong was translated as Kong King, but disappointingly it turns out to be apocryphal. For a fractious yet melodious King Kong headline, see here.

 

With thanks to Hannibal

 

 

Ritual studies mildly censored

I’m happy to see a Chinese translation of the Appendix “Ethnography, performance, and history in Daoist ritual studies” of my book Daoist priests of the Li family, just published in the fine series Dayin (“Ritual soundscapes”—which, BTW, is always full of excellent field reports) from the enterprising Centre for Chinese Ritual Music Research at the Shanghai Conservatoire 上海音乐学院中国仪式音乐研究中心:*

  •  “Daojiao yishi yanjiuzhongde minzuzhi, biaoyan he lishi” 道教仪式研究中的民族志、 表演和历史, Dayin 大音 vol. 13, pp.112–30.

This Appendix explores many of the main themes in my research, not just on the Li family Daoists but on my whole fieldwork on ritual practice in rural China. I worked on the translation together with Zhang Lili, whose recent PhD thesis explores my relationship with the Hebei village of Gaoluo, as in my ethnography Plucking the winds. She’s thoroughly familiar with my work.

Dayin p.1

Amidst current anxieties over censorship (for Chinese pressure on Western academic publication, see e.g. this NYT article), my own arcane publications hardly merit much attention. But here at last I did come up against a little issue.

Earlier this year in my talks in Beijing I noted an impressive candour about modern history amongst Chinese colleagues (cf. this article), and Chinese social media and websites resound with yet more controversial material (such as on aisixiang.com, including this recent English translation); but print publication is a rather separate matter.

As we worked on the translation, we very occasionally adapted a phrase to read more naturally in Chinese, but left my content intact. It was then accepted for the Dayin series—which is gratifying, since while I stress the crucial role of soundscape in ritual, my Appendix contains rather little material on “music” as such. And Dayin also makes a suitable home for my work since the Centre for Ritual Music Research (despite its name) has long advocated the use of the term “soundscape”, while taking a broader anthropological view than other Chinese “music” journals.

Later during the editing process, the doubtless well-meaning editors were mainly concerned about the potential political sensitivity of one sentence (in bold below) under “The 1949 barrier”, where I explore the status of research on ritual in the PRC:

Scholars of Daoism recognize the historical importance of politics, describing machinations at imperial courts, or campaigns in the Republican era. But then their enquiry abruptly stops. So religious practice since 1949—whether savagely repressed or tacitly maintained—still appears to be a sensitive issue.

Indeed, early history has long been a safer topic in socialist countries, as Vesna Goldsworthy notes for Serbia. In the discussion at one of my Beijing talks, a senior Chinese scholar made a similar point, even while noting greater freedoms in research since the 1980s’ reforms; and I’m sure personally the Dayin editors (like everyone in China I know in the field) concur with it. I’ve made such observations in many previous English (and even some Chinese) publications, read by my Chinese colleagues and their students; after all, the dominant theme of my research is the maintenance of ritual activity under Maoism and since. Though my critique applied as much to Western as to Chinese scholars, some—even within the PRC—have published honorable ethnographies that I often cite.

But constrained by the current climate, the editors observed that if I wanted to retain the sentence in bold above (indeed the whole passage—see below), then it would need to be submitted to a whole chain of meetings of Higher Authorities, which could be both time-consuming and tedious. Reluctant to do a King Canute, and bearing in mind the fieldworker’s maxim “abide by local customs“, I found myself willing to make a certain compromise.

Our Chinese draft had gone:

因此,解放以来的宗教活动,无论是残忍的镇压还是心照不宣的维护,似乎仍是一个敏感的问题。

For “whether savagely repressed or tacitly maintained” the editors at first suggested a softer 无论管得严还是松 (“however strict or lax the control”); it’s not quite what I wrote, but I liked it since it read more idiomatically. I wasn’t privy to later stages in editing, and the final version turned out closer to our own—but at the expense of a cunning adjustment to the previous phrase. In the end the sentence came out as

道教学者认识到政治对于历史的重要性,描述了朝廷的阴谋或民国时期的运动。但随后他们的调查停止了。在不同的历史阶段的宗教活动无论是压制还是心照不宣的维护,似乎仍是一个敏感的问题。

Thus, following “But then their enquiry abruptly stops” (from which the deletion of “abruptly” also subtly transforms my intent), the sentence now reads

So religious practice in different historical periods—whether [“savagely” cut] repressed or tacitly maintained—still appears to be a sensitive issue.

In other words, they’ve replaced my “religious practice since 1949” with “religious practice in different historical periods”. That totally garbles my point: it’s not the whole political history that’s sensitive, just that since 1949!

Of course, the beauty of it is that precisely by censoring the sentence they proved my point—by feeling it’d be rash to admit that it was a sensitive issue, they revealingly showed that it was… Ha! I rest my case.

Leading on from that idea, our translation of the following section has also been garbled in the publication:

Ironically, modern history (as for earlier periods) is not entirely about political campaigns; general social and economic trends also need discussion, but they too are casualties of this taboo mentality. It is ironic, or significant, that this self-censorship has largely emanated from projects led from Hong Kong and Taiwan—their caution perhaps deriving partly from not wishing to implicate mainland authors and subjects. But such idealization of both present and past feeds into the rose-tinted patriotic subtext of recent cultural heritage projects.

Of course, this is a far wider issue than ritual studies, involving the whole historiography of modern China. The next paragraph also received subtle yet significant editing:

Actually, it is not only religion that is sensitive. When discussing with Chinese colleagues the lack of detail on modern history in reports on local folk culture, one often hears the riposte “Everyone knows [again they’ve added “tacitly” here, which I like] what happened since 1949—there’s no need to discuss it.”
*Such a conspiracy of silence is both erroneous and dangerous [that phrase altered], repressing memory. There is a remarkable ignorance among younger Chinese of basic details about modern history [that whole phrase cut, and thus the following two words]; even older people who lived through the period must have had different experiences, that are still poorly documented.* If we refrained from writing about World War Two because “everyone knows what happened”, we might assume that the experiences of people of various classes in Latvia, Puglia, and Singapore were similar and so not worth recording.

For the record, here’s our draft of that further offending passage (between asterisks above):

这种保持缄默的密约是错误和危险的,它抑制记忆。年轻的中国人对近代历史基本细节的知识很有限。即使是生活在那段时期的老年人也一定有不同的经验 ,这种记录仍然很缺乏。

Of course, Western editors can be critical too—but this is a translation of a published work, not a manuscript submitted for assessment. Our Chinese version may not always have read well, so I welcome stylistic suggestions—but here there’s also another agenda for editor and author to ponder. I didn’t write my book, or any of my other English works, with a view to publication in Chinese; while always sensitive to the condition of Chinese people, I carry out my research in the context of Western academic discourse. But reading my original, perhaps you will think me naive not to have engaged in self-censorship even while working on the translation.

Innocuous enough, the incident may not be the end of the world, but it’s a slippery slope. Whatever the result, now I’m free to document it all here, somewhat salving my conscience, and I’m not blaming the editors in the least. Everyone involved acted in good faith—these are just the kind of issues with which we all have to grapple through variable political climates.

Anyway, I am glad to see my Appendix in Chinese—very nearly complete, and more or less accurate. Far more impressionistic translations, in both directions, have doubtless been published.

The same volume also includes updates on research on Buddhist and Daoist “music”—which, though I dispute such concepts, are useful if one reads between the lines, just as my own article suggests.

See also my comments on recent Chinese attention to my work on Gaoluo.


* BTW, following my peeve about the Western academic convention of disrupting authors’ melliflous prose with garrulous parenthetical in-text citations, the name of the Dayin editorial committee would make another fine case (Shanghai yinyue xueyuan Zhongguo yishi yinyue yanjiu zhongxin Dayin bianjibu weiyuanhui 2018, personal communication).

Thinking outside the (music) box

Li Yuan qushui better

In studying any socially-grounded human activity such as Chinese ritual, those with an interest in soundscape (which, after all, is the basis of ritual performance) may feel pigeonholed, marginalized. And I’m not alone in resisting the categorization of “ethnomusicologist” (for an accessible overview of the field, see Nettl).

Michelle Bigenho reflects cogently on the issue in her chapter

Stobart

I take her words to heart. As she writes,

I resist being classified as an ethnomusicologist because the label often inadvertently carries with it certain assumptions. Under the label “ethnomusicologist,” “music” becomes my object of study, and I am then expected to musically map the geographic area of my purported expertise, an expectation that clings to a notion of bounded, discrete cultures tied to specifically grounded places. When music becomes the object and geographic mapping becomes the project, many compelling anthropological and theoretical questions are swept to the sidelines. Many ethnomusicologists are working beyond and outside of these two problematic assumptions, but the discipline’s institutional affiliations often inhibit its ability to move beyond these conceptualizations of “culture.” Furthermore, the ethnomusicologist label also carries with it expectations about a researcher’s position as a participating musician. While this point is usually held up as a particular strength of ethnomusicology, to privilege “doing music” over other kinds of fieldwork participation is to play into Western ideologies about music, talent, giftedness etc.—all points that should be under anthropological scrutiny rather than assumed as givens.
[…]
I contend that even though maintaining the idea of music participation as a special realm of ethnographic work may have its benefits, such framings also have significant drawbacks. All forms of fieldwork participation are different and unique, but constructing music participation as a privileged realm works hand in hand with an ethnocentric ideology that affords music an autonomous space. Emerging from very powerful ideologies about music in Western society, the awe factor cuts two ways—amazement at the imagined talented colleague who “does music too,” and a tendency to assume that one cannot fully understand work on music without being a musician. While anthropologists seem to be quite adept at opening their minds to absorb complex specialized information about kinship or linguistics, strong ideologies about musical knowledge, who has access to it, and who is empowered to speak about it, shape their open-ness to hear about musical details of ethnographic work. The apologetic “I’m not a musician, so…” seems to be invoked in a peculiar way. I suggest that anthropologists might heed Michael Herzfeld’s suggestion that we learn proficiency in other expressive modes beyond what is usually expected in terms of language training (2001:280).

Not everyone who learns Quechua as a fieldwork language ends up speaking it fluently, but having studied it at all is considered one of the many ways to struggle toward an anthropological understanding. I think more supposed “non-musicians” should be learning proficiencies in music and writing about social life through the lens of music.
[…]
When music participation is claimed as a privileged form of ethnographic experience the claim plays into hidden Western ideologies about talent and giftedness (see Kingsbury 1988), about music as an autonomous sphere, and about experience and personhood.

Bigenho unpacks the assumptions of insider and outsider status, as well as the constraints of academic disciplines and area studies.

Anthropologists may admire their colleague who does music, but along with that admiration come ideas about an imposed insider-ship and the suspicion that one may be having too much fun to do anything of theoretical significance. Herzfeld calls attention to how anthropologists suspect media as a legitimate area of inquiry because of media’s associations with pleasure (2001:312). Similarly, music—unless it is closely allied with linguistic anthropology (see Feld and Fox 1994)—may be seen as a realm of too much pleasure, a realm from which substantive theoretical contributions are imagined to rarely emerge.
[…]
When anthropologists present work with intricate details of kinship, linguistics, and the law, these details are not the object of analysis, but rather the lenses through which to examine broader cultural questions. When people call me an ethnomusicologist, music implicitly becomes the object of my studies; the practice of music-making becomes my work; and I am immediately imagined on conference panels with others who “do music,” even though I feel much more in dialogue with scholars focussing on anthropologies of nationalism, the State, indigeneity, and embodied experience. Even though ethnomusicologists have worked on these themes, music still overwhelms ethnomusicology’s project. Like it or not, external perspectives and institutional demands (more below) on ethnomusicology still construct music as the discipline’s central object, and this construction, because of powerful Western ideologies about music, remains at odds with one of ethnomusicology’s major projects (at least as I understand it): to move music out of the autonomous space afforded it by Western-centered musicology. Michelle Kisliuk argued the same point from a different angle, underscoring the problem of analyzing music as a separate entity when in many contexts there is no such conceptualization of “music” (1998:313; also see Herzfeld 2001:280). Ethnomusicology may benefit from a closer positioning with musicology and a focus on specific questions of music practice—a positioning where ethnomusicology might wield a productive influence over transformations within the older and usually dominant of the two disciplines. But when music is taken as the object or when music practices are privileged over other kinds of fieldwork participation, “music” begins to get in the way of questions that could be of interest to both anthropologists and ethnomusicologists.
[…]
Most of my courses do not have “music” in the title because the questions I find most compelling are about embodiment, the politics of sensory  perceptions, the politics of pleasure, nationalism and indigenous representations, ideas of property, national patrimony, and performance in social life.

music box

She concludes:

I have found it useful to think outside the “music” box. * My work through music evokes questions about the politics of perception, the politics of authenticity, ideas of property, processes of folklorization, the pleasures of viewing/listening to Others etc. (Bigenho 2002; Bigenho 2005). Participation in music performance led me to these broader questions, but I resist claiming a privileged position for this kind of ethnographic participation. Like many anthropologists, I am engaged in the practice of  participant-observation, a problematic methodology of ethnographic fieldwork, no matter how you slice it. Oh yes… and I “do music” too, and I usually have a great deal of fun doing it.

As we get to grips with Chinese ritual performance in changing society, all this should strike a chord (in this case, the organum of the sheng mouth-organ and the heterophony of the voices and instruments in long slow hymns at the ritual site!). Among the varied social, political, and economic topics that concern so-called ethnomusicologists, we are interested in all kinds of sounds, performers, behaviour, and audiences that some might not even consider under the narrow rubric of “music” (and again, see Nettl)—such as spirit mediums and their utterances. We want to know how performers learn, about their social status, and how patrons assess the success of an event; the impact of collectivization and migration, indeed people’s changing lives; the ancestry of ritual manuals, and their relationship with texts as performed; where wind players get their reeds, how percussion patterns may vary according to context; and so on and on. Without demanding detailed semiotic analysis, none of this is beyond the abilities of scholars less highly trained in “music” (cf. McAllester on the Navajo).

So returning to my theme, here’s the deal: if we come to your party, you have to come to ours too:

Just as “music scholars” have learned to consider all kinds of social elements as they study performance, so scholars of ritual too must include in their brief all kinds of issues arising from soundscape, rather than coyly farming it out to musicologists.

* Zen update
NY governor Cuomo, April 2020:

Everybody has to think outside the box, because there is no box.

This appears to go back not to the Platform sutra of Huineng but to Walt Disney; for his Daoist inspiration, see also here.